6a. Andrea Sangiovanni
6a. Andrea Sangiovanni
6a. Andrea Sangiovanni
All cosmopolitans hold at least this set of beliefs: (1) Human beings
are ultimate units of moral concern. Families, tribes, nations, cultures,
and so on can become units of concern only indirectly. (2) The status
as an ultimate unit of moral concern extends to all human beings
equally. (3) Human beings should be treated as ultimate units of
concern by everyone.1
Accepting these cosmopolitan premises, as I do, poses a challenge
for anyone who believes that fundamentally different principles of dis-
tributive justice apply to the global order, on one hand, and to the main
social and political institutions of the modern state, on the other. “This
discrepancy in moral assessment,” Pogge avers, “looks arbitrary. Why
should our moral duties, constraining what economic order we may
impose upon one another, be so different in the two cases?”2
The aim of this article is to demonstrate that this discrepancy is not in
fact arbitrary, and to do so without violating any of the cosmopolitan
premises with which we began. More specifically, I will defend the idea
that equality is a demand of justice3 only among citizens (and, indeed,
For many helpful comments and suggestions, I would like to thank Duncan Bell,
Matthew Clayton, Mette Eilstrup-Sangiovanni, Fabian Freyenhagen, Nancy Kokaz,
Matthew Kramer, Melissa Lane, Catherine Lu, Andrew Moravcsik, Glyn Morgan, Richard
Tuck, and Andrew Williams. I am particularly indebted to Paul Bou-Habib, Serena
Olsaretti, Martin O’Neill, Martin Sandbu, and Leif Wenar for detailed comments, criti-
cism, and extensive discussion. I am also grateful to the Editors of Philosophy & Public
Affairs for a number of extremely valuable suggestions for improvement.
1. These criteria are borrowed from Thomas Pogge, “Cosmopolitanism and Sover-
eignty,” Ethics 103 (1992): 48–75, at pp. 48–49.
2. Thomas Pogge, World Poverty and Human Rights (Cambridge: Polity, 2002), p. 95.
3. By ‘equality is a demand of justice’ (and related terms, e.g., ‘egalitarianism’), I mean
any conception of socioeconomic justice that aims to limit the range of permissible social
© 2007 by Blackwell Publishing, Inc. Philosophy & Public Affairs 35, no. 1
4 Philosophy & Public Affairs
inequalities among individuals. The term is intended to be neutral with respect to both the
distribuendum (resources, capabilities, and so on) and the particular principle (priority,
maximin, and so on). I return to this below.
4. By ‘international’ order, I mean those practices, institutions, and regimes that govern
relations among states. Included are international institutions with less than global scope,
such as the Council of Europe. By ‘global’ order, I mean both the institutions of the
international order as well as transnational, transgovernmental, and supranational, formal
and informal, networks and institutions that mediate relations among public and nonpub-
lic agents beyond the state. Examples include the Basle Committee, NGOs, transnational
regulatory networks, and so on. See Robert O. Keohane and Joseph S. Nye, Transnational
Relations and World Politics (Cambridge, Mass.: Harvard University Press, 1972).
5. I will assume that all plausible criteria of distributive justice, whether national, inter-
national, or global, must at least require raising all human beings to a minimal threshold
defined in terms of access to basic goods, including clothing, shelter, food, and sanitation.
Although I cannot defend this stipulation in any detail here, all of the major forms of
‘internationalism’ (on which more below) accept it as a starting point. Though more urgent
politically, such a humanitarian minimum is less controversial among philosophers
(although there is a great variety of paths to the conclusion). The philosophically more
difficult and controversial question is how to identify the level or domain to which we
should assign equality as a demand of justice, and, more importantly, why. Nothing I will
say below, for example, should be taken as contradicting Pogge’s later thesis that our joint
imposition of the current global order makes us negatively responsible for massive human
rights violations. See, e.g., Thomas Pogge, “Severe Poverty as a Violation of Negative
Duties,” Ethics & International Affairs 19 (2005): 55–83.
5 Global Justice, Reciprocity, and
the State
equality to the state by appeal to its coercive power. The argument pro-
ceeds dialectically: seeing the ways in which coercion-based accounts
fail suggests a way in which a reciprocity-based conception of equality
might succeed. It is to the elaboration of such a conception that I
turn in Section III.
i. two distinctions
Within cosmopolitanism, we can distinguish between relational and
nonrelational conceptions of distributive justice. Those who hold that
principles of distributive justice have a relational basis hold that the
practice-mediated relations in which individuals stand condition the
content, scope, and justification of those principles. Relational accounts
vary regarding both which relations condition the content, scope, and
justification of those principles as well as how they do so. Some, for
example, claim that social goods, such as health or leisure, acquire value
and meaning from the culturally distinct practices through which they
are distributed, and it is these culturally contingent values and meanings
that give content to and bound the scope of distributive justice.6 Others
claim that it is not cultural or social meanings that condition the content,
scope, or justification of principles of justice, but the nature of shared
social and political institutions. Social and political institutions funda-
mentally alter the relations in which individuals stand, and hence the
principles of distributive justice that are appropriate to them.7 Despite
such differences, all relational views share the idea that principles of
distributive justice cannot be formulated or justified independently of
the practices they are intended to regulate.8
6. See Michael Walzer, Spheres of Justice (New York: Basic Books, 1983); David Miller,
Citizenship and National Identity (Cambridge: Polity Press, 2000).
7. See, e.g., Thomas Nagel, “The Problem of Global Justice,” Philosophy & Public Affairs
33 (2005): 113–47, at pp. 119–22; Michael Blake, “Distributive Justice, State Coercion, and
Autonomy,” Philosophy & Public Affairs 30 (2001): 257–96, at pp. 261–66; Darrel Moellen-
dorf, Cosmopolitan Justice (Boulder, Colo.: Westview Press, 2002), p. 30ff; Leif Wenar,
“Contractualism and Global Economic Justice,” in Global Justice, ed. Thomas Pogge
(Oxford: Blackwell, 2001); Charles R. Beitz, Political Theory and International Relations
(Princeton, N.J.: Princeton University Press, 1999).
8. Rawls writes, “The correct regulative principle for a thing depends on the nature of
that thing” in A Theory of Justice (Cambridge, Mass.: Harvard University Press, 1999), p. 25.
See also Political Liberalism (New York: Columbia University Press, 1993), p. 262, and
6 Philosophy & Public Affairs
12. Hence, internationalism is consistent with what Joshua Cohen and Charles Sabel
label “weak statism” (“Extra Rempublicam Nulla Justicia,” Philosophy & Public Affairs 34
[2006]: 147–75).
13. Nagel, “Global Justice,” e.g., argues that the early Beitz and Pogge are (in his terms)
“cosmopolitans,” and hence hold (in our terms) nonrelational conceptions of justice.
Nagel does not explicitly recognize that the distinction between relational and nonrela-
tional views partially cuts across the distinction between globalist and internationalist
conceptions of justice. For this point, see also A. J. Julius, “Nagel’s Atlas,” Philosophy &
Public Affairs 34 (2006): 176–92.
8 Philosophy & Public Affairs
say in this article about how to go about defending the former claim,
although I will also have something to say in the way of sustaining the
latter as well.
Summarizing, we might say that the distinction between globalism
and internationalism is a distinction in the scope of equality and the
distinction between relational and nonrelational conceptions is a dis-
tinction in the grounds of justice.
14. This definition is rough, but no more precise definition is needed or given by Blake.
9 Global Justice, Reciprocity, and
the State
This is not to say that coercion does not exist in forms other than state
coercion. Indeed, international practices can be coercive. . . . What I
do say, however, is that only the relationship of common citizenship is
a relationship potentially justifiable through a concern for equality in
distributive shares.15
16. Blake, “Distributive Justice,” at pp. 282–83. The move from hypothetical consent to
the difference principle may seem too quick. Blake refers to Rawls’s argument from the
original position to support this inference, but why make the further claim? The best way
to read Blake, I believe, is that he has established that worst-off subjects of a state are owed
a special justification for the pattern of entitlements facing them that worst-off subjects
of the global institutional order are not. His reference to Rawls’s original position would
then represent an example of how to move from hypothetical consent to a form
of strong egalitarianism, but would not commit him to that conclusion. A similar strategy
is pursued below.
11 Global Justice, Reciprocity, and
the State
regularly; laws are debated and passed; contracts and wills drawn up;
property transferred in accordance with law; disputes settled through
legal arbitration, and so on.
Does the legal system no longer require the same kind of justification to
those most disadvantaged by it simply because it now lacks coercive
power? It might be thought that this is not as implausible as it might at first
sound. The legal system no longer coerces us, so it no longer infringes our
autonomy by this route. And, precisely because the legal system no longer
coerces us, following the logic of Blake’s argument, it need not satisfy the
same principles of distributive equality it did when it was still coercive.
Now suppose that a rich group of gentlemen in our hypothetical society,
impressed by Blake’s argument, claims that norms of egalitarian justice
no longer apply to them. They feel that the current tax regime, which is
heavily progressive, is therefore unjustified, and they begin trying to
unravel it through various forms of (lawful) political action. They feel
obliged to obey the law (out of a sense of fair play and solidarity), hence
their lawful attempts at reform. What they contest, citing Blake, are the
criteria of justice that are relevant in assessing it. Yet this seems arbitrary.
The state continues to do all the things it did before the attack (except
coerce those subject to it): contracts are drawn up; taxes are paid; benefits
collected, and so on. Why should the principles of distributive justice we
use to evaluate the political system be any different?
In defending themselves against this objection, our rich gentlemen
might try an amendment to Blake’s argument. Instead of emphasizing
the connection between coercion and the more demanding notion of
autonomy, they might emphasize the connection between coercion and
the will. Digging in their heels, they will say that the legal system after the
attack is now voluntary. Their point, once again, is not that people can
rightfully disobey the law: the gentlemen agree that people continue to
have obligations of solidarity and fair play to obey the law. What they
mean is that membership in the legal system after the terrorist attack is
now just like (voluntary) membership in a secondary association, such as
a church or a university. It is uncontroversial, they argue, that churches
and universities need not order their internal affairs according to prin-
ciples of distributive equality. But if that is true, why should we insist that
the postattack regime do so?
The problem is that the attempt to reformulate Blake’s argument rests
on an ambiguous sense of ‘voluntary.’ If by voluntary, the gentlemen
12 Philosophy & Public Affairs
17. On this point, see Rawls, Theory, p. 302; Thomas Nagel, Equality and Partiality (New
York: Oxford University Press, 1991), p. 36.
18. See the excellent discussion in Serena Olsaretti, Liberty, Desert and the Market
(Cambridge: Cambridge University Press, 2004), chap. 6.
13 Global Justice, Reciprocity, and
the State
The revised argument has two main advantages. First, it does not rely on
the narrowly coercive aspect of legal norms, and hence avoids our initial
critique. Second, it does not require controversial premises regarding
whether inter-, trans-, and supranational orders regulate property, and
hence the ‘pattern of entitlements’ facing individuals.20 For this strategy
19. For this distinction, I follow Joseph Raz, The Morality of Freedom (Oxford: Claren-
don Press, 1986), pp. 25–27.
20. Inter-, trans-, and supranational institutions have a crucial impact on the property
regime governing the distribution of benefits and burdens in any modern economy, and
14 Philosophy & Public Affairs
hence the holdings and transfers available to citizens, so it would be implausible to argue,
once we no longer employ coercion as a premise, that only states exercise authority over
property entitlements. Here are some examples: The TRIPS agreement sets justiciable
standards for intellectual property rights, which protect inter alia patents and copyrights
(e.g., to HIV-retroviral drugs, preventing the distribution of generics); international law
confers legal rights to the appropriation and sale of natural resources as well as the right to
borrow internationally; international antitrust law regulates cross-border mergers and
acquisitions; IMF conditionality agreements fundamentally shape domestic social and
economic policy. Although such norms and regulations are not backed by centralized
sanctions, compliance with them is generally (and perhaps surprisingly) high. See the
useful survey in Beth Simmons, “Compliance with International Agreements,” Annual
Review of Political Science 1 (1998): 75–93.
21. On the compatibility between political authority and autonomy, see Joseph Raz,
“Government by Consent,” in Ethics in the Public Domain (Oxford: Oxford University
Press, 1995), pp. 357–69.
15 Global Justice, Reciprocity, and
the State
The argument (a) claims to give us an account explaining why the rela-
tions in which we stand as subjects of a nonvoluntary, authoritative
system of legal norms generate a special presumption against arbitrary
inequalities and (b) does not depend on the controversial premise that
property laws and entitlements are only regulated by domestic law.
There are a number of ambiguities in the argument that need to be
resolved before we can properly assess it. First, although Nagel often
speaks of coercion, notice that the argument does not require the coer-
cive imposition of ‘societal rules.’ All that is required is that the system of
societal rules be nonvoluntary for those subject to it. To put it another
way: all that is required is the imposition of the societal rules; whether or
not the societal rules are coercively imposed is, for the argument’s
success, beside the point. This is good news for Nagel’s account, since it
can then escape the critique we leveled at Blake’s view.
Second, democracy is not necessary for us to be ‘authors’ in Nagel’s
sense. Of a colonial power ‘imposed from outside.’ Nagel writes,
Third, and closely related, when Nagel says that the state ‘claims’ to
speak in our name and ‘holds’ us responsible and therefore owes us a
special justification, I take it that he does not mean that offering a special
justification is contingent on the ‘state’ (or for that matter any of its
officials) taking a certain kind of attitude toward us. In other words, I take
it that the state (or any of its public officials) cannot suspend the require-
ment to offer a special justification simply by not intending to speak in
our name or not intending to hold us responsible. Speaking of the state’s
‘claim’ to speak in our name and so on is simply shorthand for saying
that the state is a norm-generative system of societal rules which expects
our compliance with it.24 This reinforces Nagel’s point that equality
as a demand of justice also applies to nondemocracies, colonial powers,
and so on, since they all have legal systems that expect compliance
of their subjects.
Once we interpret Nagel’s argument in this way, it becomes clear that
it is a necessary and sufficient condition for our being authors of a norm-
generative system of societal rules that we actively comply with it (by, for
example, paying taxes, writing wills in an appropriately designated way,
and so on). That is, indeed, the upshot of Hobbes’s own account of
authorization in Leviathan.25 When put in this way, it also becomes clear
that Nagel’s authorship conditions are at best necessary but not suffi-
cient for equality as a demand of justice to apply. As an illustration of this
point, consider that we are also the ‘authors’ of the rules and norms
governing the local tennis club, yet Nagel would agree that equality of
opportunity, rights to participation, and so on among tennis club
members qua tennis club members is not a requirement of justice. The
reason, of course, is that the tennis club is a voluntary association. At
most, Nagel’s authorship conditions therefore exclude nonrelational
views that do not require any practice-mediated relations among indi-
viduals for justice to apply. They do not yet establish, however, either
that egalitarian justice applies only among citizens of a state or the much
stronger conclusion (which Nagel also endorses) that no norms of dis-
tributive justice beyond the humanitarian minimum (but short of full
equality) apply to nonstate institutional orders.26
For our purposes, the success of Nagel’s argument therefore hinges
entirely on the idea that subjection to trans-, supra-, and international
institutional orders and norms is voluntary, whereas subjection to state
orders and norms is not (Premise 1 above). The notion of authorship, the
reference to the ‘general will,’ and so on, contribute, surprisingly, little to
the overall success of the argument. It is therefore odd that Nagel gives
no explanation for why the voluntary/nonvoluntary distinction holds
such importance for a proper understanding of socioeconomic justice.
Nagel, of course, makes much of the idea that the state ‘speaks in our
name’ and ‘holds us responsible,’ but, as we have seen, so do tennis
clubs. It seems to me that the best way to construe the intuitive plausi-
bility of Nagel’s use of the voluntary/nonvoluntary distinction is by using
the analysis we deployed in our discussion of Blake.
According to that analysis, the argument would look like this. (1) Our
subjection to nonstate institutional orders is voluntary, whereas our sub-
jection to state laws is not. (2) Voluntary associations, like tennis clubs,
need not meet the same stringent standards as nonvoluntary ones. Why?
Say that you feel disadvantaged by a set of norms and regulations set by a
voluntary association, and you demand a justification. Because you have
an eligible option to leave the association, we say that the standards for
justifying the rules need not be as stringent as a nonvoluntary association.
When you have viable options that are not excessively burdensome, ‘love
it or leave it’ is a reasonable reply. If a nonvoluntary organization imposes
a disadvantage on you, things look very different. Because you have no
viable alternative to compliance, the disadvantage must receive a special
26. For the second claim, see Cohen and Sabel, “Extra Rempublicam Nulla Justitia?”
18 Philosophy & Public Affairs
27. For this argument, see Nagel, Equality and Partiality, esp. chap. 4, 7, and 10.
28. “Extra Rempublicam,” p. 161.
19 Global Justice, Reciprocity, and
the State
E. Beyond Voluntarism
The conclusion I want to draw from our discussion is this. It seems to me
a mistake to try to ground internationalism in how state and nonstate
norms and regulations interact with the will. Absent a more compelling
account of how degrees of voluntariness can be mapped onto a spectrum
of distributive obligations of varying strength, the ‘voluntarist’ turn in
the global justice debates is a dead end. Although Nagel’s authorship
conditions are a useful way of conceiving of our relationship to the state,
the binary distinction between voluntary and nonvoluntary submission
is not. A better kind of internationalism would abandon the concern with
voluntarism and focus on what the state does—on the object of our
authorization—rather than how it engages, constrains, or thwarts the
will. It is to such a conception that we turn in the next section.
29. Cf. also Nagel’s skepticism regarding the possibility of constructing ‘continuous’
theories of distributive justice, which vary in content with the character of the inter-,
supra-, and transnational relations in which people stand, in “Global Justice,” pp. 140–43.
20 Philosophy & Public Affairs
30. Consider, for example, that the EU civil service is the size of a medium-sized Euro-
pean city; that its budget is capped at 1.23 percent of EU GDP compared with about 40 to 50
percent in each of the member states; it possesses no independent police force or army;
and its competences are circumscribed, and, when compared to the modern state, quite
limited (although expansive when compared to other inter-, supra-, and transnational
institutions). See, e.g., Andrew Moravcsik, “In Defense of the ‘Democratic Deficit’: Reas-
sessing Legitimacy in the European Union,” Journal of Common Market Studies 40 (2002):
603–24; Giandomenico Majone, “Delegation of Regulatory Powers in a Mixed Polity,” Euro-
pean Law Journal 8 (2002): 319–39; René Dehousse, “European Institutional Architecture
after Amsterdam: Parliamentary System or Regulatory Structure?” Common Market Law
Review 35 (1998): 595–627. Even with respect to its evolving body of social law, the European
Union is limited to mainly regulatory functions (e.g., occupational health and safety) rather
than direct provision. See EU Law and the Welfare State: In Search of Solidarity, ed. Graínne
De Búrca (Oxford: Oxford University Press, 2005); Social Law and Policy in an Evolving EU,
ed. Jo Shaw (Oxford: Hart, 2000).
31. Peter Evans, “The Eclipse of the State? Reflections on Stateness in an Era of Global-
ization,” World Politics 50 (1997): 62–87; Dani Rodrik et al. (2002), “Institutions Rule: The
Primacy of Institutions over Geography and Integration in Economic Development,” CID
22 Philosophy & Public Affairs
While it is true that the global order and, more plausibly, less extensive
regional orders such as the European Union could acquire autonomous
distributive, extractive, and regulative capacities, RBI says that, until
they do so, equality as a demand of justice does not apply to them.
B. Egalitarian Reciprocity
Of what relevance are these facts about states to a conception of distribu-
tive justice? In this section, I explain how reciprocity in the mutual pro-
vision of the basic collective goods necessary for acting on a plan of life
conditions the content, scope, and justification of distributive equality.
So far we have made very inclusive use of the term ‘egalitarian justice’
and its derivatives, using it to refer to any view that seeks to limit the
range of permissible social inequalities among individuals, whatever the
distributive principles or operative distribuendum. In the discussion to
follow, I draw a narrower set from this wider field, namely the set defined
by those conceptions of egalitarianism that share the premise that social
and natural contingencies are arbitrary from a moral point of view, by
which I mean that, as Rawls writes, we should strive “to mitigate the
[unequal] influence of social contingencies and natural fortune on dis-
tributive shares.”32 There are two reasons such a restriction is useful.
First, the argument from moral arbitrariness has often been thought to
clear a direct route to globalism. Showing how we can block the move
from moral arbitrariness to globalism will aid us in answering the most
common argument on behalf of the latter. Second, the argument from
moral arbitrariness is arguably one of the most powerful supporting
premises in predominant forms of egalitarianism, including Rawls’s
Working Paper, no. 97, (Cambridge, Mass.: Harvard University); Linda Weiss, The Myth of
the Powerless State (Ithaca, N.Y.: Cornell University Press, 1998).
32. Rawls, Theory, p. 73. Egalitarian theories which include the argument from moral
arbitrariness as a premise include inter alia Ronald Dworkin, Sovereign Virtue (Cambridge,
Mass.: Harvard University Press, 2000); G. A. Cohen, “On the Currency of Egalitarian
Justice,” Ethics 99 (1989): 906–44; Philippe Van Parijs, Real Freedom for All: What (If Any-
thing) Can Justify Capitalism? (Oxford: Oxford University Press, 1995); Nagel, Equality and
Partiality; Richard Arneson, “Equality and Equal Opportunity for Welfare,” Philosophical
Studies 56 (1989): 77–93. Below I demonstrate how Rawls’s justice as fairness can be given an
interpretation in terms of RBI.
23 Global Justice, Reciprocity, and
the State
33. There is a recent debate regarding how important the argument from moral arbi-
trariness is within justice as fairness. See, e.g., Samuel Scheffler, “What Is Egalitarianism?”
Philosophy & Public Affairs 31 (2003): 5–39; Norman Daniels, “Democratic Equality: Rawls’s
Complex Egalitarianism,” in The Cambridge Companion to Rawls, ed. N. Daniels (Cam-
bridge: Cambridge University Press, 2003). I believe that the interpretation of Rawls’s
argument that I will present below is compatible both with those who think it plays a
central role in Rawls’s theory and with those who believe it does not. No one, after all,
disputes that it is a premise in the Rawlsian construction.
34. E.g., Elizabeth S. Anderson, “What Is the Point of Equality?” Ethics 109 (1999):
287–337.
35. I am indebted to Mathias Risse and Michael Blake (2004), “Two Models of Equality
and Responsibility,” KSG Working Paper Series, no. RWP04–032, (Cambridge, Mass.:
Harvard University) for this way of putting the distinction.
36. Cf. Rawls’s own discussion of this example in Rawls, Theory, pp. 267–72.
24 Philosophy & Public Affairs
well-off individual claims that her marginal product represents her indi-
vidual contribution, for which she is entitled to the fair return repre-
sented by her full market wage.
One way to respond would be to insist that the natural and social
contingencies that have allowed her to prosper are the product of sheer
brute luck, aspects of her circumstances that are neither deserved nor
the result of any choices she has made. Much of the benefit derived from
her contributions is, from this point of view, morally arbitrary. When
asked to consider someone less talented, or with fewer social advan-
tages, she should think, ‘there but for the grace of god go I,’ and be
moved to compensate them for their unchosen and undeserved misfor-
tune. The underlying motivation is the idea that the unequal effects of
bad brute luck should be mitigated or eliminated. This is a popular
interpretation of Rawls’s argument from the moral arbitrariness of
natural and social circumstances.37 Notice that this interpretation of the
argument from moral arbitrariness is nonrelational. On this view, there
is an enforceable natural duty to help those who are worse off than
others through no fault of their own whether or not we share in any social
or political order. The fact that we can identify a choice-independent
inequality in holdings is sufficient to create a prima facie, perfectly
general demand for redistribution. Brute luck pays no heed, after all, to
whether people’s relations are institutionally mediated.
It is instructive to consider one of the most common globalist argu-
ments with a Rawlsian pedigree in this light. If social and natural circum-
stances that are the product of brute luck are morally arbitrary, the
conclusion that our place of birth is just as morally arbitrary as our
talents or social circumstances seems patent.38 The scope of distributive
equality, the argument concludes, should therefore be global. To draw
some implications of this nonrelational globalist view, consider this
familiar example. Suppose we, the unfortunate inhabitants of a country
A, discover a heretofore unknown people, B. Everyone in A has adequate
health care, a reasonable set of opportunities, a basic education, and an
37. See, e.g., Will Kymlicka, Contemporary Political Philosophy (Oxford: Oxford Univer-
sity Press, 1990), pp. 61–62.
38. See David A. J. Richards, “International Distributive Justice,” in Ethics, Economics,
and the Law, ed. J. R. Pennock and J. W. Chapman (New York: New York University Press,
1982); Charles R. Beitz, “Cosmopolitan Ideals and National Sentiment,” The Journal of
Philosophy 80 (1983): 591–600, at p. 595.
25 Global Justice, Reciprocity, and
the State
adequate though not optimal share of resources for leisure. The citizens
of B, however, are twice as rich, twice as happy, and have twice as many
opportunities for leisure, education, and gainful employment as we
have. We in A are worse off through no fault of our own. The citizens
of B just do better than we do for reasons unconnected to our efforts,
willingness to work, or even ingenuity. On the nonrelational view we
have just discussed, we have a claim of justice against the citizens of B.
Were the citizens of B to deny this, they would be violating our entitle-
ments. The fact that our social position is in large part determined by bad
brute luck is sufficient to generate a prima facie claim against anyone,
anywhere to compensation.
Now contrast this nonrelational interpretation of the argument from
moral arbitrariness with a very different one. Let us consider again our
well-off representative citizen, who demands to know why she should
not receive a return proportional to her individual contribution as
defined by the marginal product of her labor. What I want to suggest is
that there is a way to cast the argument regarding the moral arbitrariness
of natural and social contingencies that appeals to our representative
citizen’s sense of reciprocity, and only derivatively to her sense that
the unequal effects of bad brute luck should be neutralized or mitigated
(as in the divided world case we just considered). To the well-off citizen,
we might say:
‘It is certainly true that what you contribute overall to the joint social
product depends, in part, on your particular talents and abilities, and the
use you make of them. But consider the way in which your ability to
make use of your talents depends on the contributions of others. First,
the very market in which your talents are valued depends not only on
others’ preferences and tastes but also on the system of law governing
your territory, and to others being restrained by that law. Domestic
markets—and, indirectly, global markets as well—require the back-
ground provided by the shared legal corpus of the state, which governs
areas ranging from torts to administration to property rights, contracts,
corporations, and criminal law. Without such a legal background, your
talents and efforts would have been of little use to anyone, and would
certainly not have garnered the returns they do now. And were people to
have had different preferences and tastes, your talents might not have
had any market value at all.
26 Philosophy & Public Affairs
‘Second, consider that it is not only the market that depends on the
contributions of others but also the opportunities you have had to
develop your talents. It is your fellow citizens and residents who have
provided the institutional framework in which you have flourished; it is
they who have sustained and reproduced the basic goods, including the
legal system, necessary for your successful participation in your society.
Your talents, efforts, and skills, that is, have been able to win you social
advantages only through the cooperation and contributions of other
citizens and residents; while such talents, skills, and efforts surely have
intrinsic merit—and therefore deserve admiration, recognition, and
gratitude—this merit is independent of the monetary rewards which
have been attached to various offices and positions.39
‘It is for these reasons that by constraining yourself by principles of
justice that treat your social and natural advantages as morally fortuitous
aspects of your circumstances, you give others a fair return for what
everyone else has given you.’40
This is a relational view that grounds the argument from moral arbi-
trariness in the idea of reciprocity rather than directly in the distinction
between luck and choice. While it also makes use of the idea that the
unequal impact of social and natural contingencies on outcomes should
be mitigated, it does so only in light of certain further, normatively
relevant relations among persons, namely relations of citizenship and
residence. What triggers the special presumption against arbitrary
inequalities is not the idea that no one should be worse off than anyone
else through no fault of their own. The basis is fair, rather than narrowly
self-interested, reciprocity: others are owed a fair return for what they
have given you, just as you are owed a fair return for what you have given
others. More specifically, those who have submitted themselves to a
system of laws and social rules in ways necessary to sustain our life as
citizens, producers, and biological beings are owed a fair return for what
those who have benefited from their submission have received.41 Spe-
cific conceptions of reciprocity vary by the kinds of social relationships
they are intended to regulate: what reciprocity requires among members
of a football club will be different from the kind of reciprocity required
among members of a family. Specific conceptions of egalitarian justice
that draw on the argument from moral arbitrariness, on the relational
interpretation I have just given, would provide a method for determining
the fair return owed among mutual contributors to the reproduction and
maintenance of a state (as characterized in Section III.A). Notice that in
the divided world example, because there are no social and political
institutions regulating the distribution and production of basic collective
goods between the two peoples, there is also no basis for redistribution.
In the absence of such interaction, the argument from moral arbitrari-
ness is not sufficient, according to RBI, to create a demand for distribu-
tive egalitarianism.
To give an example of how one could move from joint provision and
moral arbitrariness to specific principles of distributive equality, I con-
sider Rawls’s justice as fairness. This is more straightforward than it may
at first seem. Once we have in hand the idea of moral arbitrariness, the
conception of persons as free and equal, and the restriction in scope
given by the bounds of reciprocity (which could be incorporated in the
conception of society as a fair system of cooperation), it would be a short
step to the idea that therefore the parties behind the veil of ignorance
should be citizens and residents of states (rather than individuals qua
human beings). With this restriction in scope in place, the argument for
the two principles would follow much as it does in A Theory of Justice.42
On this interpretation, the two principles would represent the fair return
that citizens and residents give one another for their joint participation
in the maintenance and reproduction of the state. Though Rawls does
not use this way of setting up the argument to motivate his defense of
41. There are two important differences here from classical arguments for obligations of
fair play. First, RBI is used to motivate the argument from moral arbitrariness, rather than
to explain why citizens have an obligation to obey just laws. Second, on the view I am
defending, voluntary submission to the system of rules in question is not necessary for
obligations of reciprocity of the relevant kind to apply. For the second point, and its
connection to the provision of collective goods, see Richard Arneson, “The Principle of
Fairness and Free-Rider Problems,” Ethics 92 (1982): 616–33.
42. Of course, this does not imply that I endorse that reasoning. My point is only that
the argument, whatever its merits, could be given an interpretation within RBI.
28 Philosophy & Public Affairs
43. p. 139.
44. I believe that this is the best way to understand, in turn, Rawls’s reference to the
distribution of natural endowments as a ‘common asset.’ What makes possible the benefits
we can derive individually from social cooperation is only in part the use of our own natural
endowments, taken in isolation; more importantly, the specialized use we can make of our
natural endowments within any modern market requires the participation and coopera-
tion of millions of others in a political, social, and economic division of labor backed up
and enabled by the state. For the connection between the idea of ‘common assets’ and
reciprocity, see Rawls, Justice as Fairness: A Restatement, pp. 75–77.
45. What about people who are able but unwilling to work? If they continue to comply
with the laws (and if they continue to pay taxes, assuming they have any to pay), they are
participating and contributing to the maintenance of the state according to RBI, hence
aiding in the mutual provision of a system of societal norms which allows me, along with
others, to develop and make use of my talents and abilities. They are, therefore, rightful
beneficiaries of equality as a demand of justice. This leaves open whether it would be
legitimate to scale the benefits to which they are entitled by their willingness to search for
29 Global Justice, Reciprocity, and
the State
C. Three Examples
To further motivate the relational interpretation of the argument from
moral arbitrariness, I will discuss three ways in which the relational view
better captures how we experience the pressure of egalitarian demands
work (given the ability). The important point is that such scaling would itself have to be
justified in terms of a conception of distributive egalitarianism. On the notion of ‘workfare’
and its connection to reciprocity, see Stuart White, “Liberal Equality, Exploitation, and the
Case for an Unconditional Basic Income,” Political Studies 45 (1997): 312–26.
46. Cf. Karl Polanyi, The Great Transformation (Boston, Mass.: Beacon Press, 1985).
47. Cf. the beginning of Sovereign Virtue, where Dworkin claims that equality is the
“virtue of sovereigns.” He writes: “A political community that exercises dominion over its
own citizens, and demands from them allegiance and obedience to its laws, must take an
impartial, objective attitude to them all.” He does not say why equality is a responsibility
solely of “sovereigns” to their citizens, but he seems to endorse some version of coercion-
based internationalism, given his reference to the demands of “obedience” and “domin-
ion” (p. 6). The key point, however, is that the appeal to coercion could be easily replaced
by an appeal to reciprocity using the armature of RBI. Appealing to the reciprocity-based
view, we could say that equality of resources (through which the distinction between brute
and option luck operates) only applies among those who together jointly provide the
collective goods typical of life in a state. On this interpretation, the envy-test as deployed in
both the initial auction and later use of a hypothetical insurance market would represent
the fair return which citizens and residents owe one another for their support of the state.
30 Philosophy & Public Affairs
48. For this point, I am indebted to Samuel Scheffler, “What Is Egalitarianism?” Phi-
losophy & Public Affairs 31 (2003): 5–39, at p. 22, although it is important to emphasize that
the aim here has been to show how one can recast the basic luck egalitarian distinction
between choice and circumstance (however one wishes to draw it) within a reciprocity-
based framework rather than to reject it tout court. RBI could be considered, in this sense,
as providing a basis for an “egalitarianism that begins from the question of what relation-
ships among equals are like” (p. 37).
49. Harriet McBryde Johnson, “Unspeakable Conversations,” New York Times Maga-
zine, February 13, 2003. Appeals to reciprocity in the Disability Rights Movement are
common. See, e.g., Steven R. Smith, “The Social Construction of Talent: A Defense of
Justice as Reciprocity,” Journal of Political Philosophy 9 (2001): 19–37.
31 Global Justice, Reciprocity, and
the State
50. What about the very severely disabled, those, that is, who cannot contribute or
cooperate in any way to the reproduction of the state, and who would not have the capa-
bility to do so under any feasible scheme? RBI would say, in this case, that they do not have
any claims deriving from a conception of distributive equality. This does not mean,
however, that they have no claims in justice. They have claims which derive from their
equal moral worth and dignity as human beings, which include claims to the alleviation of
suffering and pain, where possible. Cf. Robert E. Goodin, “What Is So Special About Our
Fellow Countrymen?” Ethics 98 (1988): 663–86; Allen Buchanan, “Justice as Reciprocity
Versus Subject-Centered Justice,” Philosophy & Public Affairs 19 (1990): 227–52.
51. “Three Deaths in China Reveal Disparity in Price of Lives,” New York Times, April 14,
2006. By considering such a ‘microcase,’ I do not mean to imply that one could not evaluate
the justice of the Chinese basic structure as a complete system. The example is meant to
elicit our considered judgments, rather than to provide an example of how to apply a
conception of justice to a specific case, which would require much more information than
we can provide here.
32 Philosophy & Public Affairs
52. David Miller, “What’s Left of the Welfare State?” Social Philosophy & Policy 20
(2003): 92–112, at p. 95.
53. Steffen Mau, “Welfare Regimes and the Norms of Social Exchange,” Current Soci-
ology 52 (2004): 53–74.
54. For disabled veterans, see, e.g., Theda Skocpol, Protecting Soldiers and Mothers
(Cambridge, Mass.: Harvard University Press, 1992). For workers (the so-called Soldiers of
33 Global Justice, Reciprocity, and
the State
place to review these literatures. The basic idea is simple: individuals are
more willing to grant their ‘contingent consent’ to policies and institu-
tions in which burdens and benefits are perceived to be widely and fairly
shared—as in ‘universalist’ welfare states like Sweden—and less willing
when public services are (perceived to be) inconsequential or inefficient
and when free-riding and parasitism are (perceived to be) rife. If these
literatures are correct, if, that is, the attitudes supporting the ‘real-world’
institutional framework commonly associated with contemporary egali-
tarianism, namely the welfare state, are both reflected in as well as given
shape and coherence through the idea of reciprocity, then this supports
RBI. Once again, I am not denying that an important motivational basis
for the welfare state is a sense that inequalities due to unchosen and
undeserved factors are objectionable. Rather, my claim is that the dis-
tinction between choice and circumstance on which the idea relies only
becomes relevant for a conception of justice in the presence of relation-
ships of institutionalized reciprocity.
It is important to emphasize that the aim is not somehow to extract a
theory of distributive equality from empirical research on common atti-
tudes in modern democracies. RBI is meant to provide, after all, a critical
standard that is meant to compete directly with common ‘opinion.’
Indeed, it urges us to be critical of the inegalitarian aspects of (most)
contemporary welfare states (especially in so-called liberal or Anglo-
Industry), see, e.g., the 1942 Beveridge Report (discussing the idea that the solidarity of the
war effort should continue in the responsibilities of the state for its citizens). See also
Richard Morris Titmuss, “War and Social Policy,” in The Philosophy of Welfare: Selected
Writings, ed. Brian Abel-Smith and Kay Titmuss (London: Allen & Unwin, 1987). In eco-
nomics, see, e.g., Bowles and Gintis, who write, “In the advanced economies, a substantial
fraction of total income is regularly transferred from the better off to the less well off, with
the approval of the electorate. . . . We find that voters support the welfare state because it
conforms to deeply held norms of reciprocity and conditional obligations to others”
(Samuel Bowles and Herbert Gintis, “Reciprocity, Self-Interest and the Welfare State,”
Nordic Journal of Political Economy 26 [2000]: 33–53, at p. 33). See also Assar Lindbeck et al.,
“Social Norms and Economic Incentives in the Welfare State,” Quarterly Journal of Eco-
nomics 114 (1999): 1–35; Ernst Fehr et al., “Strong Reciprocity, Human Cooperation, and the
Enforcement of Social Norms,” Human Nature 13 (2002): 1–25. In sociology, see, e.g., Mar-
shall David Sahlins, Stone Age Economics (Chicago, Il.: Aldine-Atherton, 1972). And in politi-
cal science, see, e.g., Bo Rothstein, Just Institutions Matter (Cambridge: Cambridge
University Press, 1998).
34 Philosophy & Public Affairs
Saxon welfare states).55 But if RBI traces the (radical and perhaps unex-
pected) implications of people’s pretheoretical intuitions supporting the
welfare state, then that is, I believe, a point in its favor.
D. Global Interdependence
One might object that it is not at all true that citizens and residents owe
their ability to develop and make use of their talents and abilities pre-
dominantly to other citizens and residents of the same state. Take,
for example, an Italian textile worker. Whether she loses or keeps her
job may depend more on decisions affecting labor costs taken by the
Slovenian government and Slovenian textile manufacturers than it does
on the Italian state.
This is not to the point. It is certainly true that her current job depends
on the competitiveness of the Italian textile industry, and that this com-
petitiveness is a function in part of decisions taken in Slovenia. But that is
not the kind of interdependence that I have argued triggers obligations of
justice as reciprocity. For RBI, liability to influence, even if ‘profound and
pervasive,’ is not sufficient for equality as a demand of justice to apply.
Equality applies only in circumstances in which we share in the reproduc-
tion of a legal-political authority that is ultimately responsible for protect-
ing us from physical attack and sustaining a stable system of property
rights and entitlements. The Slovenian government neither provides her
with security against physical attack nor protects and delineates her
property rights and entitlements. So there is no requirement to equalize
the distribution of benefits and burdens among Italians and Slovenians.
Consider, furthermore, which set of institutions is able to maintain her
capabilities, over a complete life, to secure an adequate income, to par-
ticipate in the labor market, and to seek new skills and training (all
capabilities guaranteed by the Italian state). If she were to lose her job, it
would be the Italian state that would provide or guarantee some form of
unemployment compensation, retraining, housing, and so on. When
seen in this perspective, it is clear that her capability to find and keep a job
depends in the last instance to a much greater extent on the contributions
of her fellow citizens and residents than on the Slovenian state.
55. Cf. Miller, “What’s Left of the Welfare State?” See also the distinction between
the “welfare state” and a “property-owning democracy” in Rawls, Justice as Fairness: A
Restatement, pp. 138–39.
35 Global Justice, Reciprocity, and
the State
56. Kok-Chor Tan, Justice without Borders (Cambridge: Cambridge University Press,
2004), p. 59, quoting Beitz, “Cosmopolitan Ideals and National Sentiment,” at p. 595.
37 Global Justice, Reciprocity, and
the State
This objection seems to me to beg the question against RBI, rather than
the other way around. It is certainly true that if B has a claim-right to A’s
cooperation in some joint project, then A cannot rid herself of that obli-
gation by entering into another relationship of mutual benefit with C. A
owes B an explanation. I see no reason why, in the absence of such a
prior obligation, A owes B a justification of her ‘favoritism’ towards C.
The objection assumes a globalist answer to the very question at stake,
namely whether we have a claim to egalitarian shares of the global social
product (as globalists claim), in which case we would be violating the
claim-rights of noncitizens by ‘favoring’ compatriots. Or whether we
only have a claim to egalitarian shares vis-à-vis fellow citizens and resi-
dents, in which we only violate the claims of outsiders if we violate their
entitlements as given by an internationalist conception.
The second form of the objection takes a slightly different tack.
Rather than rely on the premise that equality is a demand of justice at
the global level, it claims that RBI offers no reason to forcibly exclude
noncitizens at the border.58 The objection allows us to highlight one of
the strengths of RBI. Unlike some forms of liberal nationalism, it is true
that RBI offers no reason to grant states and their citizens an unre-
stricted right to close their borders. RBI, I believe, is in fact most com-
patible with a prima facie claim in favor of open borders, subject to the
proviso that an open immigration policy not undermine the capability
of both the receiving and the sending state to provide those basic
goods and services necessary to develop and act on a plan of life (the
borderless zone within the European Union is, for example, consistent
57. Tan, Justice without Borders, p. 175; see also Samuel Scheffler, Boundaries and
Allegiances (Oxford: Oxford University Press, 2001) on the “distributive objection.”
58. Cf. Peter Singer, One World (New Haven, Conn.: Yale University Press, 2002),
pp. 169–70.
38 Philosophy & Public Affairs
with RBI). RBI therefore agrees that immigrants have a prima facie
claim to open borders, but, contrary to Joseph Carens, it denies that
they have a claim deriving from a nonrelational interpretation of the
argument from moral arbitrariness.59
With regards to the third form of the objection, I see no reason why
RBI needs to provide a justification for the existence of the state system.
RBI says that equality applies among those who share in the provision of
the basic collective goods required to develop and act on a plan of life.
Currently (including within the European Union), states are the agents
ultimately responsible for the provision of such goods. This does not
imply the further claim that we are currently in the best of possible
worlds. It may be, for example, that other organizational forms (includ-
ing, possibly, a world state) are more efficient at providing basic collec-
tive goods, more stable, less prone to war, or even more likely to lead to
the protection of human rights.60 RBI simply says that, until such forms
arise, the demands of distributive equality cease at the borders of states.
Theories that seek to outline new global orders ‘beyond the state’ are
more ambitious in their aims than RBI, but they pose no direct challenge
to it (unless, of course, they begin from the premise that equality is a
demand of justice at the global level).
iv. conclusion
Cosmopolitans believe that all human beings are of equal, general, and
ultimate moral concern. The argument I have provided seeks to show
that such moral equality only generates a demand for social equality
when we share membership in a state. It might be thought that this
cannot be the case, since the argument I have presented demonstrates
that we should give priority to the interests of fellow citizens and resi-
dents, and hence that we owe them unequal concern. This is, I believe,
a misleading way to characterize internationalism. The internationalist
says that our morally legitimate interests in the domain of social
equality—the interests that create demands on others to secure our
59. J. H. Carens, “Aliens and Citizens: The Case for Open Borders,” The Review of
Politics 49 (1987): 251–73.
60. For the last claim, see Pogge, World Poverty and Human Rights, chap. 7.
39 Global Justice, Reciprocity, and
the State