2020 Counter Affidavit by R2 NHAI
2020 Counter Affidavit by R2 NHAI
2020 Counter Affidavit by R2 NHAI
INDEX
THROUGH
Agreement
For
NOVEMBER, 2018
Table of Contents
Part I 1
Preliminary 1
Part II 18
Scope of Project 18
i
48
6 Disclaimer 37
6.1 Disclaimer 37
Part III 39
7 Performance Security 41
7.1 Performance Security 41
7.2 Extension of Performance Security and Additional Performance Security 42
7.3 Appropriation of Performance Security 42
7.4 Release of Performance Security 42
7.5 Retention Money 43
8 Right of Way 44
8.1 The Site 44
8.2 Procurement of the Site 44
8.3 Damages for delay in handing over the Site 45
8.4 Site to be free from Encumbrances 47
8.5 Protection of Site from encroachments 47
8.6 Special/ temporary Right of Way 48
8.7 Access to the Authority and the Authority’s Engineer 48
8.8 Geological and archaeological finds 48
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12 Completion Certificate 70
12.1 Tests on Completion 70
12.2 Completion Certificate 70
12.3 Rescheduling of Tests 71
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13 Change of Scope 72
13.1 Change of Scope 72
13.2 Procedure for Change of Scope 72
13.3 Payment for Change of Scope 74
13.4 Restrictions on Change of Scope 74
13.5 Power of the Authority to undertake Works 75
14 Maintenance 76
14.1 Maintenance obligations of the Contractor 76
14.2 Maintenance Requirements 77
14.3 Maintenance Programme 77
14.4 Safety, vehicle breakdowns and accidents 78
14.5 Lane closure 78
14.6 Reduction of payment for non-performance of Maintenance obligations 78
14.7 Authority’s right to take remedial measures 79
14.8 Restoration of loss or damage to Project Highway 79
14.9 Overriding powers of the Authority 79
14.10 Taking over Certificate 80
16 Traffic Regulation 83
16.1 Traffic regulation by the Contractor 83
17 Defects Liability 84
17.1 Defects Liability Period 84
17.2 Remedying Defects 84
17.3 Cost of remedying Defects 84
17.4 Contractor’s failure to rectify Defects 85
17.5 Extension of Defects Liability Period 85
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18 Authority’s Engineer 86
18.1 Appointment of the Authority’s Engineer 86
18.2 Duties and authority of the Authority’s Engineer 86
18.3 Delegation by the Authority’s Engineer 87
18.4 Instructions of the Authority’s Engineer 87
18.5 Determination by the Authority’s Engineer 88
18.6 Remuneration of the Authority’s Engineer 88
18.7 Termination of the Authority’s Engineer 88
Part IV 89
Financial Covenants 89
19 Payments 91
19.1 Contract Price 91
19.2 Advance Payment 91
19.3 Procedure for estimating the payment for the Works 93
19.4 Stage Payment Statement for Works 94
19.5 Stage Payment for Works 94
19.6 Monthly Maintenance Statement of the Project Highway 94
19.7 Payment for Maintenance of the Project Highway 95
19.8 Payment of Damages 95
19.9 Time of payment and interest 96
19.10 Price adjustment for the Works 96
19.11 Restrictions on price adjustment 99
19.12 Price adjustment for Maintenance of Project Highway 99
19.13 Final Payment Statement 100
19.14 Discharge 100
19.15 Final Payment Certificate 100
19.16 Final payment statement for Maintenance 101
19.17 Change in law 101
19.18 Correction of Interim Payment Certificates 102
19.19 Authority’s claims 102
19.20 Bonus for early completion 102
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20 Insurance 103
20.1 Insurance for Works and Maintenance 103
20.2 Notice to the Authority 104
20.3 Evidence of Insurance Cover 104
20.4 Remedy for failure to insure 104
20.5 Waiver of subrogation 105
20.6 Contractor’s waiver 105
20.7 Cross liabilities 105
20.8 Accident or injury to workmen 105
20.9 Insurance against accident to workmen 105
20.10 Application of insurance proceeds 106
20.11 Compliance with policy conditions 106
20.12 General Requirements of Insurance Policies 106
Part V 109
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23 Termination 118
23.1 Termination for Contractor Default 118
23.2 Termination for Authority Default 120
23.3 Termination for Authority’s convenience 121
23.4 Requirements after Termination 121
23.5 Valuation of Unpaid Works 122
23.6 Termination Payment 122
23.7 Other rights and obligations of the Parties 123
23.8 Survival of rights 124
23.9 Foreclosure with mutual consent 124
Part VI 125
27 Miscellaneous 134
27.1 Governing law and jurisdiction 134
27.2 Waiver of immunity 134
27.3 Delayed payments 134
27.4 Waiver 135
vii
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Schedules 143
Schedule-A 145
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55
Schedule - B 153
Schedule - C 166
Schedule - D 167
1. Construction 167
2. Design Standards 167
Annex-I : Specifications and Standards for Construction 168
Schedule - E 169
Schedule - F 175
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Schedule – G 176
Schedule - H 183
Schedule - I 210
Drawings 210
1. Drawings 210
2. Additional Drawings 210
Annex-I : List of Drawings 211
Schedule - J 212
Schedule - K 214
Schedule - L 216
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Schedule - M 217
Schedule - N 219
Schedule - O 226
Schedule - P 227
Insurance 227
Schedule-Q 229
Schedule-R 230
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Article 2
Under this Agreement, the scope of the Project (the “Scope of the Project”) shall
mean and include:
(a) construction of the Project Highway on the Site set forth in Schedule- A and as
specified in Schedule-B together with provision of Project Facilities as
specified in Schedule-C, and in conformity with the Specifications and
Standards set forth in Schedule-D;
(b) maintenance of the Project Highway in accordance with the provisions of this
Agreement and in conformity with the requirements set forth in Schedule-E;
and
(c) performance and fulfilment of all other obligations of the Contractor in
accordance with the provisions of this Agreement and matters incidental
thereto or necessary for the performance of any or all of the obligations of the
Contractor under this Agreement.
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without prior written notice to the Authority’s Engineer. If a Party becomes aware of
an error or defect of a technical nature in the design or Drawings, that Party shall
promptly give notice to the other Party of such error or defect.
(vii) Within 90 (ninety) days of the Project Completion Date, the Contractor shall furnish
to the Authority and the Authority’s Engineer a complete set of as- built Drawings, in
2 (two) hard copies and in micro film form or in such other medium as may be
acceptable to the Authority, reflecting the Project Highway as actually designed,
engineered and constructed, including an as-built survey illustrating the layout of the
Project Highway and setback lines, if any, of the buildings and structures forming part
of Project Facilities.
(i) The Contractor shall construct the Project Highway as specified in Schedule- B and
Schedule-C, and in conformity with the Specifications and Standards set forth in
Schedule-D. The Contractor shall be responsible for the correct positioning of all parts
of the Works, and shall rectify any error in the positions, levels, dimensions or
alignment of the Works. The [650th (six hundred and fiftieth) day] from the
Appointed Date shall be the scheduled completion date (the “Scheduled Completion
Date”) and the Contractor agrees and undertakes that the construction shall be
completed on or before the Scheduled Completion Date, including any extension
thereof.
(ii) The Contractor shall construct the Project Highway in accordance with the Project
Completion Schedule set forth in Schedule-J. In the event that the Contractor fails to
achieve any Project Milestone or the Scheduled Completion Date within a period of 30
(thirty) days from the date set forth in Schedule-J, unless such failure has occurred
due to Force Majeure or for reasons solely attributable to the Authority, it shall pay
Damages to the Authority of a sum calculated at the rate of 0.05% (zero point zero
five percent) of the Contract Price for delay of each day reckoned from the date
specified in Schedule –J and until such Project Milestone is achieved or the Project
Highway is completed; provided that if the period for any or all Project Milestones or
the Scheduled Completion Date is extended in accordance with the provisions of this
Agreement, the dates set forth in Schedule-J shall be deemed to be modified
accordingly and the provisions of this Agreement shall apply as if Schedule-J has been
amended as above; provided further that in the event the Project Highway is
completed within or before the Scheduled Completion Date including any Time
Extension, applicable for that work or section, the Damages paid under this Clause
10.3 (ii) shall be refunded by the Authority to the Contractor, but without any interest
thereon.
The Parties agree that for determining achievement or delays in completion of the
Project Milestones or the Project on the due date, the works affected due to delay in
providing the site for which time extension has been granted beyond the Scheduled
Completion Date will be excluded. For example on the due date to achieve the Project
Milestone-I (i.e., Stage Payments of 10% (ten percent) of Contract Price on 180th (one
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hundred and eighty) day from the Appointed Date), if 5% (five percent) of the project
length corresponding to the Project Milestone-I is not handed over or lately handed
over resulting in the extension of completion of this 5% (five percent) length beyond
Scheduled Completion Date, Stage Payment of 10% X 0.95 = 9.5% only is to be achieved
by 180th (one hundred and eighty) day.
For the avoidance of doubt, it is agreed that recovery of Damages under this Clause
10.3 (ii) shall be without prejudice to the rights of the Authority under this
Agreement including the right of Termination thereof. The Parties further agree that
Time Extension hereunder shall only be reckoned for and in respect of the affected
Works as specified in Clause 10.5 (ii).
(iii) The Authority shall notify the Contractor of its decision to impose Damages in
pursuance with the provisions of this Clause 10.3. Provided that no deduction on
account of Damages shall be effected by the Authority without notifying the
Contractor of its decision to impose the Damages, and taking into consideration the
representation, if any, made by the Contractor within 20 (twenty) days of such notice.
The Parties expressly agree that the total amount of Damages under Clause 10.3 (ii)
shall not exceed 10% (ten percent) of the Contract Price. If the damages exceed 10%
(ten percent) of the Contract Price, the Contractor shall be deemed to be in default of
this agreement having no cure and the Authority shall be entitled to terminate this
Agreement by issuing a Termination Notice in accordance with the provisions of
Clause 23.1 (ii).
(iv) In the event that the Contractor fails to achieve the Project Completion within a
period of 90 (ninety) days from the Schedule Completion Date set forth in Schedule-J,
unless such failure has occurred due to Force Majeure or for reasons solely
attributable to the Authority, the contractor shall be deemed to be ineligible for
bidding any future projects of the Authority, both as the sole party or as one of the
parties of Joint Venture/ Consortium during the period from Scheduled Completion
Date to issuance of Completion Certificate. This restriction is applicable if the contract
value of the delayed project is not less than Rs. 300 Crore.
(i) During the Construction Period, the Contractor shall maintain, at its cost, the existing
lane(s) of the Project Highway so that the traffic worthiness and safety thereof are at
no time materially inferior as compared to their condition on Appointed Date, and
shall undertake the necessary repair and maintenance works for this purpose;
provided that the Contractor may, at its cost, interrupt and divert the flow of traffic if
such interruption and diversion is necessary for the efficient progress of Works and
conforms to Good Industry Practice; provided further that such interruption and
diversion shall be undertaken by the Contractor only with the prior written approval
of the Authority’s Engineer which approval shall not be unreasonably withheld. For
the avoidance of doubt, it is agreed that the Contractor shall at all times be
responsible for ensuring safe operation of the Project Highway. It is further agreed
that in the event the Project includes construction of a bypass or tunnel and
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realignment of the existing carriageway, the Contractor shall maintain the existing
highway in such sections until the new Works are open to traffic.
(ii) Notwithstanding anything to the contrary contained in this Agreement, in the event of
default by the Contractor in discharging the obligations specified in Clause 10.4 (i)
above, the Authority shall get these maintenance works completed in the manner
recommended by the Authority’s Engineer to avoid public inconvenience at the risk
and cost of the Contractor in order to keep the road in traffic worthy condition.
(i) Without prejudice to any other provision of this Agreement for and in respect of
extension of time, the Contractor shall be entitled to extension of time in the Project
Completion Schedule (the “Time Extension”) to the extent that completion of any
Project Milestone is or will be delayed by any of the following, namely:
(ii) The Contractor shall, no later than 15 (fifteen) business days from the occurrence of
an event or circumstance specified in Clause 10.5 (i), inform the Authority’s Engineer
by notice in writing, with a copy to the Authority, stating in reasonable detail with
supporting particulars, the event or circumstances giving rise to the claim for Time
Extension in accordance with the provisions of this Agreement. Provided that the
period of 15 (fifteen) business days shall be calculated from the date on which the
Contractor became aware, or should have become aware, of the occurrence of such an
event or circumstance.
(iii) On the failure of the Contractor to issue to the Authority’s Engineer a notice in
accordance with the provisions of Clause 10.5 (ii) within the time specified therein,
the Contractor shall not be entitled to any Time Extension and shall forfeit its right for
any such claims in future. For the avoidance of doubt, in the event of failure of the
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Schedule - B
Development of the Project Highway shall include design and construction of the
Project Highway as described in this Schedule-B and in Schedule-C.
The Project Highway shall be designed and constructed in conformity with the
Specifications and Standards specified in Annex-I of Schedule-D.
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Annex – I
(Schedule-B)
[Note: Description of the Project Highway shall be given by the Authority in detail together
with explanatory drawings (where necessary) to explain the Authority’s
requirements precisely in order to avoid subsequent changes in the Scope of the
Project. The particulars that must be specified in this Schedule-B are listed below as
per the requirements of the Manual of Specifications and Standards for [Two Laning
of Highways (IRC:SP:73)], referred to as the Manual. If any standards, specifications
or details are not given in the Manual, the minimum design/construction
requirements shall be specified in this Schedule. In addition to these particulars, all
other essential project specific details, as required, should be provided in order to
define the Scope of the Project clearly and precisely.]
(i) The Project Highway shall follow the existing alignment unless otherwise specified by
the Authority and shown in the alignment plans specified in Annex-III of Schedule-A.
Geometric deficiencies, if any, in the existing horizontal and vertical profiles shall be
corrected as per the prescribed standards for [plain/rolling] terrain to the extent land
is available.
(b) Except as otherwise provided in this Agreement, the width of the paved
carriageway and cross-sectional features shall conform to paragraph 1.1
above.
$ The contents of this Annex-I may be modified in accordance with the structure of the Project.
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(i) General
Geometric design and general features of the Project Highway shall be in accordance
with Section 2 of the Manual.
The design speed shall be the minimum design speed of [80 km per hr for plain/
rolling terrain].
In the following sections, where improvement of the existing road geometrics to the
prescribed standards is not possible, the existing road geometrics shall be improved
to the extent possible within the given right of way and proper road signs and safety
measures shall be provided:
[Refer to paragraph 2.3 of the Manual]. Details of the Right of Way are given in Annex
II of Schedule-A.
(b) In open country, [paved shoulders of 1.5 m width shall be provided and
balance 1.0m width shall be covered with 150 mm thick compacted layer of
granular material].
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(c) Design and specifications of paved shoulders and granular material shall
conform to the requirements specified in paragraphs 5.9.9 and 5.9.10 of the
Manual.
(a) Lateral and vertical clearances at overpasses shall be as per paragraph 2.12 of
the Manual.
(b) Lateral clearance: The width of the opening at the overpasses shall be as
follows:
Service roads shall be constructed at the locations and for the lengths indicated below:
[Refer to paragraph 2.13 of the Manual and provide details]
Sl. Location of service Right hand side (RHS)/Left hand Length (km) of
No. road (from km to km) side (LHS)/ or Both sides service road
(a) Grade separated structures shall be provided as per paragraph 2.14 of the
Manual. The requisite particulars are given below:
[Refer to paragraphs 2.14.1 of the Manual and provide details]
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(m)
(b) In the case of grade separated structures, the type of structure and the level of
the Project Highway and the cross roads shall be as follows: [Refer to
paragraphs 2.14.2 of the Manual and specify the type of vehicular under pass/
overpass structure and whether the cross road is to be carried at the existing
level, raised or lowered]
All intersections and grade separators shall be as per Section 3 of the Manual. Existing
intersections which are deficient shall be improved to the prescribed standards.
[Refer to paragraphs 3.1.1, 3.1.2 and 3.3 of the Manual and specify the requirements.
Explain where necessary with drawings/sketches/general arrangement]
Properly designed intersections shall be provided at the locations and of the types
and features given in the tables below:
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(ii) Raising of the existing road [Refer to paragraph 4.2.2 of the Manual and specify
sections to be raised]
5. Pavement Design
(i) Pavement design shall be carried out in accordance with Section 5 of the Manual.
[Refer to paragraph 5.1 of the Manual and state specific requirement, if any, of
providing cement concrete pavement.]
[Refer to paragraph 5.4, 5.9 and 5.10 of the Manual and specify design requirements
and strategy]
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Flexible pavement for new pavement or for widening and strengthening of the
existing pavement shall be designed for a minimum design period of *** years.
Stage construction shall not be permitted.
(b) Design Traffic
Notwithstanding anything to the contrary contained in this Agreement or the
Manual, the Contractor shall design the pavement for a design traffic of ***
million standard axles.
[Refer to paragraph 5.9.7 of the Manual and specify the stretches, if any, to be
reconstructed.]
The following stretches of the existing road shall be reconstructed. These shall be
designed as new pavement.
6. Roadside Drainage
Drainage system including surface and subsurface drains for the Project Highway
shall be provided as per Section 6 of the Manual.
7. Design of Structures
(i) General
(a) All bridges, culverts and structures shall be designed and constructed in
accordance with Section 7 of the Manual and shall conform to the cross-
sectional features and other details specified therein.
(b) Width of the carriageway of new bridges and structures shall be as follows:
[Refer to paragraph 7.1 (ii) of the Manual and specify the width of carriageway
of new bridges and structures of more than 60 (sixty) metre length, if the
carriageway width is different from 7.5 (seven point five) metres in the table
below.]
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(f) Cross-section of the new culverts and bridges at deck level for the Project
Highway shall conform to the typical cross-sections given in section 7 of the
Manual.
(ii) Culverts
(a) Overall width of all culverts shall be equal to the roadway width of the
approaches.
(b) Reconstruction of existing culverts:
The existing culverts at the following locations shall be re-constructed as new
culverts:
[Refer to paragraph 7.3 (i) of the Manual and provide details]
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(d) Additional new culverts shall be constructed as per particulars given in the
table below:
(f) Floor protection works shall be as specified in the relevant IRC Codes and
Specifications.
(iii) Bridges
Adequacy or otherwise
Sl. Bridge location Salient details of of the existing
Remarks
No. (km) existing bridge waterway, vertical
clearance, etc*
*Attach GAD
(ii) The following narrow bridges shall be widened:
@ Attach cross-section
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(c) The railings of existing bridges shall be replaced by crash barriers at the
following locations:
[Refer to paragraph 7.18 (iv) the Manual and provide details:]
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The grade separated structures shall be provided at the locations and of the type and
length specified in paragraphs 2.9 and 3 of this Annex-I.
The existing bridges and structures to be repaired/strengthened, and the nature and
extent of repairs /strengthening required are given below:
(a) Bridges
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(i) Traffic control devices and road safety works shall be provided in accordance with
Section 9 of the Manual.
(ii) Specifications of the reflective sheeting. [Refer to paragraph 9.3 of the Manual and
specify]
9. Roadside Furniture
(i) Roadside furniture shall be provided in accordance with the provisions of Section 11
of the Manual.
[Refer to paragraph 12.1 of the Manual and specify the number of trees which are
required to be planted by the Contractor as compensatory afforestation.]
The safety barriers shall also be provided at the following hazardous locations:
[Refer to paragraphs 14.5 and 14.8 of the Manual and provide details where relevant
and required.]
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B shall not constitute a Change of Scope, save and except any variations in the length
arising out of a Change of Scope expressly undertaken in accordance with the
provisions of Article 13.
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Schedule - C
Project Facilities
1. Project Facilities
The Contractor shall construct the Project Facilities in accordance with the provisions
of this Agreement. Such Project Facilities shall include:
Note: Provide adequate details of each Project Facility to ensure their design and
completion in accordance with the project-specific requirements and the provisions
of the Manual.
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Annex – I
(Schedule-E)
The Contractor shall repair and rectify the Defects and deficiencies specified in this Annex-I
of Schedule-E within the time limit set forth in the table below.
ROADS
(ii) Roughness value exceeding 2,200 mm in a 120 (one hundred and twenty) days
stretch of 1 km (as measured by a
calibrated bump integrator)
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(c) Road side furniture including road sign and pavement marking
(ii) Painting of km stone, railing, parapets, As and when required/ Once every
crash barriers year
(iii) Deterioration in health of trees and bushes Timely watering and treatment
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Bridges
(a) Superstructure
(b) Foundations
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(e) Joints
[Note: Where necessary, the Authority may modify the time limit for repair/rectification, or
add to the nature of Defect or deficiency before issuing the bidding document, with
the approval of the competent authority.]
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81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107
108
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Minutes of the meeting held on 02nd July. 2019 by the Supreme Court Committee
on Road Safety with MoRTH and NHAI on implementation of the road safety
measures in India
MoRTH:
NHAI:
2. The Chairman welcomed the participants and explained them of the purpose of
the meeting. The following issues were taken up for discussions:
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Gist of discussions/Directions
S.N. Issues
The Committee expressed its unhappiness on the
(i) Rising trend of fatalities
on the National Highways rising trend of fatalities on the National Highways,
both vested in NHAI and managed by the States
and strategies to reduce
as agents of the MoRTH. The Committee pointed
fatalities.
out that there was an increase of 11.6% in
fatalities on National Highways during the period
2014 to 2017 as compared to 5.9% increase in the
country during the same period. The Committee
pointed out that the rate of increase in the fatalities
on the State Highways and MDRs also is much
less. Secretary, MoRTH attributed this increase to
the widening of the National Highways and
increase of its length. He explained that the
Ministry has taken, among others, the following
measuresto promote road safety:
(iii) Technical qualification of The Committee pointed out that Section 213 (4) of
the Transport Officers in MV Act, 1988 requires the Central Govt. to
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(v) Affixing reflective tapes The Committee enquired about the status of
on commercial vehicles affixing reflective tapes on commercial vehicles.
The MoRTH informed that they have already
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(xi Action taken by NHAI on The Committee pointed out that at the instance of
the recommendations of the Committee, DIMTS had completed audit of 8
DIMTS Team on the audit States viz. Haryana, Punjab, Rajasthan, UP,
conducted in 8 States Gujarat, Maharashtra, Karnataka and Kerala and
submitted its recommendations. The
recommendations concerning National Highways
mainly relate to: black spots, pedestrian crossing,
traffic calming measures, road signs and markings,
parking facilities, bus bays & truck bays,
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(xii Identification of Black NHAI informed that there are 506 MoRTH
National identified blackspots based on accidents from
Spots on
and their 2011 to 2014 in the NH network under NHAI.
Highways
Short-term remedial measures have been taken at
rectification
all blackspots. 250 black spots have been rectified
through long-term measures, 203 are under civil
works execution stage, 31 are under bidding stage
while remaining 22 blackspots are under DPR
stage. The Committee asked NHAI to adhere to
the protocol framed by MoRTH for identification
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(xv Installation of crash The Committee stated that in recent days, many
barriers in hilly terrain
and their maintenance vehicles have fallen into gorges in hilly areas
resulting in large number of fatalities and observed
that these accidents are occurring mainly due to
weak or non-provisionof crash barriers. The NHAI
stated that in case the crash barrier is reported to
be missing, it is replaced in 3 days at normal sites
and within 24 hours at dangerous sites. The
Committeedirected the NHAI to inspect all existing
barriers on hilly roads, near water bodies and
othervulnerable locations to identify that required
barriers, in number and quality, exist and set
targets for installation of new barriers, wherever
required and for replacementof barriers which are
not as per the IRC standards. Periodic
maintenance of the barriers should be carried out
to ensure that they remain compliant with IRC
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standards.
.(xvii) R&D studies on road The Committee enquired from the MoRTH as to
safety the quantum of amount spent on R&D out of the
total amount earmarked for road safety. The
MoRTH stated that they will forward this
informationto the Committeeshortly.
3. Following the meeting, the Committee directed that the observations indicated
above should be complied with by the MoRTH and NHAI and a comprehensive
compliance report be sent to the Committee latest by 30th September, 2019. The
Committee also directed the MoRTH to forward to it copies of notifications pertaining to
road safety as soon as these are issued by the MoRTH.