Biofilms in Drinking Water Distribution
Biofilms in Drinking Water Distribution
Biofilms in Drinking Water Distribution
distribution systems.
M. Batté, B.M.R. Appenzeller, D. Grandjean, S.
Fass, V. Gauthier, F. Jorand, L. Mathieu, M.
Boualam, S. Saby, and J.C. Block
1. INTRODUCTION
Potable drinking water carries with it both: (i) extremely diverse but poorly
identified microbial flora; and (ii) complex organic matter (Block et al. 1997;
Croué et al. 2000; Doggett 2000; Percival et al. 2000). Most of the organic
matter in distribution sytems is present in dissolved form, usually described as
DOC (dissolved organic carbon), a large fraction of which is biodegradable and
monitored as biodegradable dissolved organic matter (BDOC) (Block et al.
1992; Servais et al. 1992a).
[1]
2 Authors
Water flow
Release
Corrosion products,
Chlorine
Organic Bacterial carbonates...
Oxygen
growth
BDOC matter
Biofilm
thickness Bacteria
FeIII
FeII
0.1 to 10 µg organic
106 to 10 8 bacterial
carbon/cm2
cells /cm2
The entry of biomass into the distribution network and its multiplication
generate at least two complementary problems:
(2) A fraction of the micro-organisms introduced into the network (and which
multiply there principally within the biofilm) pose a potential danger to the
consumer, leading to an increase in gastroenteric symptom frequency, as
reported in various epidemiological studies:
- Payment et al. (1991a and b, 1997) demonstrated that, in the
general population, 0.1 incident case of gastrointestinal tropism
per person per year results from the consumption of water
meeting the accepted norms for drinking water.
- Gofti et al. (1999) reported even higher values in a different
context. Their study of groups of children who are clearly more
susceptible showed close to four digestive problems per person
per year and one episode of diarrhoea per person per year.
- Zmirou et al. (1995) reported similar results in an entirely
different situation (a rural environment, simple chlorination of
water resources, water conforming to norms and two thousand
children from 7 to 11 years old), which revealed a relative risk of
1.4.
Most of these low-impact epidemiological results (i.e. not epidemic in nature
or associated with an accident and large-scale contamination event) are identified
by the classical medical system, and are only detected in specific studies of
exposed populations.
Assuming that 10% of infected adults are absent from work for one day due
to their illness, the economic consequences are non-negligible (Payment 1997;
4 Authors
Garthright et al. 1988). Then all the strategies developed for the 20 last years
combine actions as control of the water resource quality, and control and
maintenance of the distribution system. Drinking water of low quality (high
nutrient content, high particle content, unpleasant taste and odours, inefficient
disinfection, presence of opportunistic pathogens) will always be unstable and
associated with the systematic occurrence of indicators which do not meet
microbiological regulations following transport through the network. Such a
situation will be exacerbated by other factors, such as corroded materials,
stagnation of the water in dead-ends, etc.
Some of the classic problems currently encountered in drinking water
distribution systems are presented in this chapter:
(i) the presence of biofilms and loose deposits, which represent
active zones of biomass accumulation and development;
(ii) the behaviour of health-related micro-organisms introduced in
distribution systems;
(iii) the limited effect of chlorine addition to networks (a long-
standing practice still in use today which does not prohibit
biofilm growth);
(iv) the effect of the pipe-wall material (plastic and iron-based
materials) on the biofilm and on water quality; and
(v) the microbial growth risk associated with phosphate-based
anti-corrosion treatments.
1E+8
1E+7
1E+6
1E+5
1E+4
1E+3
0 2 4 6 8 10 12 14 16
Time of colonisation (weeks)
bacteria in suspension (Bakke et al. 1984). If the biofilm (or colony) is thick
(>80 µm), then the level of respiratory activity is lower in the layers closest to
the support material (de Beer et al. 1994b). This accounts for the low level of
activity of a fraction of the fixed bacteria (Zhang and Bishop 1994; Kalmbach et
al. 2000).
It has not been definitively demonstrated that the biodegradable organic
matter content of distributed water directly controls the density of cells in the
biofilm, although it has been shown to affect activity and bacterial production
(Prévost et al. 1998; Volk and LeChevallier 1999). Biofilm appears to be a
meta-stable system supplied by the multiplication of its inhabitants and by the
arrival of cells from the aqueous phase (the rate of deposition/adhesion of cells
on a material surface is correlated with the density of the cells in the circulating
water) The biofilm is also subject to erosion due to continual shearing off,
leading to a leakage of biofilm bacteria into the aqueous phase.
that bacteria are found in greater numbers in sediments and precipitated layers
than in corrosion products. In the UK and Germany, more cultivable bacteria
were measured in deposits from distribution systems supplied with treated
surface water (as compared to groundwater) (De Rosa 1993; Schreiber and
Schoenen 1994).
Carrière et al. (2002) measured deposit densities varying from 0.01 to
40 g/m2 in three Canadian distribution systems, and found that it was not
unusual for the results obtained from two pipe sections in the same distribution
system to differ by a factor of 10. When computing the total number of deposit-
associated cultivable bacteria from such quantities and comparing this number
to the total number of biofilm bacteria (Gauthier 1998), it appears that the
majority of cultivable bacteria may be located in the deposits rather than in the
biofilm for deposit quantities >1 g/m 2. When more than 10 g/m2 of deposits
have accumulated, the bacteria in them represent >80% of the total bacteria in
the pipe (Figure 3). Such deposit concentrations are not uncommon, especially
in distribution systems which are rarely cleaned by flushing or mechanical
means, or which are prone to deposit accumulation (Zacheus et al. 2001;
Carrière 2002).
100%
60%
40%
20%
0%
0,2 200
1 150
Loo r
se
5 100 ete
dep 10 80 Diam
e
(g/m osits Pip (mm)
)
et al. 2000; Norton and LeChevallier 2000). The fate of undesirable microflora
cannot be attributed to any one behaviour (Figure 4). A washout from the
drinking water distribution system is observed for strains not adapted to such an
oligotrophic environment, i.e. those unable to grow in the biofilm
(Cryptosporidium, Giardia, viruses, etc.), while transitory contamination (from
a few days to a few months) is possible for micro-organisms such as
Pseudomonas, Helicobacter, Campylobacter and some strains of coliforms,
(Fass et al. 1996; Batté 2001; Boualam et al. 2003). Finally, the most
problematic class is that of undesirable micro-flora which have colonised
biofilm, leading to the true formation of a reservoir. These microorganisms
(Mycobacterium spp., Legionella, etc.) can adapt and persist in biofilms which
provide a mosaic of electrochemical and nutritive micro-environments, a chance
for cooperative strategies to succeed and a protection against disinfectant
diffusion (cf. section 6; this chapter): for example Flavobacterium release
cysteine which is favourable to Legionella (Wadowski and Yee 1983); and
micro-colonies (around 50 cells) may correspond to an association of several
species (Manz et al. 1993).
c/c 0
2
3
Time
1 Adapted strains
3.1. Coliforms
Fass et al. (1996) demonstrated that a strain of E. coli takes a few minutes to
contaminate the biofilm when it has been introduced rapidly in a single
experimental injection into a drinking water distribution pilot. Following rapid
experimental contamination, 40% of the injected coliforms were found to stick
to the biofilm, whereas one week later 95% of the few coliforms still present in
the network were located in the biofilm. Sibille et al. (1998) also observed that
E. coli introduced experimentally into a network fed with nanofiltred drinking
water survive better because of the low biodiversity of such an oligotrophic
environment and the limitation of protozoan grazing.
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2.4 10 5
∆Biomass per mL (cells out - cells in)
2 105
5
1.6 10
1.2 10 5
8 104
4
4 10
0
Time (days)
70 80 90 100 110 120
Sodium Chlorine
Hydroxyde
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Cells mL-1
1E+6
Total DAPI-stained bacteria
1E+5
Poorly fluorescent
1E+4
DAPI-stained bacteria
1E+3
Limit of detection CTC CTC + bacteria
1E+2
1E+1 C.F.U. (15 days)
1E+0
0 C.F.U. (3 days)
0 1 2 3 4
Time (hours)
Saby (1999) assumed that the first chlorination also induced intracellular
accumulation of scavengers as reduced glutathione (GSH: γ-
glutamylcysteinylglycine). In our study, low and intermediate chlorine doses
induced time-dependent responses in E. coli (Fig. 10). For example, in
comparison to the control without chlorine, exposure of bacteria to a dose of
2.8 µM showed GSH and Glucys increases of 17% and 72% respectively. These
results confirm the hypothesis that E. coli AB1157 reacts against oxidative
stress via a shift of glutathione homeostasis towards synthesis and the uptake of
higher GSH concentrations.
gl
lut
ut
at
a
hi
m
chlorination
Figure 10. Thiol concentrations in E. coli AB1157 after prechlorination for 30 min
(A), 60 min (B), 120 min (C) and 240 min (D). Symbols : reduced glutathione
(GSH); oxidized glutathione forms (GSSG); γ-glutamylcysteine (Glucys).
18 Authors
Values represent data averages from three independent experiments with standard
deviation.
A B
Figure 11. Highly corroded cast iron pipes (A) and new PVC pipe (B).
Whatever they are made of, pipes become extensively colonised by micro-
organisms (Niquette et al. 2000; Zacheus et al. 2000). However, the nature of
Short chapter title 19
the pipe material plays a major role in the selection of biomass and its
organisation. Through their roughness, wettability, adhesive properties, etc.,
materials affect the adhesion efficiency of pioneers and may act as a source of
nutrients or growth factors (Pedersen 1990; Rogers et al. 1994; van der Kooij et
al. 1995; Kerr et al. 1999; Bryers 2000; Kielemoes et al. 2000). For example,
analysis based on the detection of cells by the oligonucleotide probe ALF1b has
shown that biofilm can be made up of 4 or 26% alpha proteobacteria, depending
on whether it was formed on glass or on a polyethylene material (Kalmbach et
al. 2000). In another study, polyethylene, PVC, steel and copper materials were
found to be covered with almost equal amounts of biomass, but there was much
less bacterial activity on copper due to the toxicity of the released ions
(Schwartz et al. 2000).
thickness of the biofilm. The material does not always affect water quality in
real conditions, as flowing drinking water can be highly nutritive (Zacheus et
al. 2000) or contain disinfectants (Hallam et al. 2001). In other words, it is
only through dynamic testing (e.g. continuous flow through a reactor, see
section 5.3, this chapter) that an accurate way of testing materials and their
effect on the bacteriological quality of drinking water may be found.
Figure 12. Some examples of corrosion products scraped from a corrosion tubercle:
A, magnetite (Fe3O4); B, goethite (α-FeOOH); and C, carbonated green rust
(Fe6(OH)12CO3) (from Appenzeller 2002).
Short chapter title 21
3.50E+06
3.00E+06
2.50E+06
2.00E+06
cells/mL
cells/mL
1.50E+06
1.00E+06
5.00E+05
0.00E+00
Stainless steel Corroded cast iron
How iron oxy-hydroxides favour bacterial growth is not well known. It has
been shown that they increase the growth of aerobic gram-negative bacteria like
Pseudomonas sp., probably because they were used as a nutrient (Hersman et al.
2000; Hersman et al. 2001). In addition, the use of iron as a terminal electron
acceptor in a respiratory chain (anaerobic respiration) is also well-known in
several bacterial strains (Lovley 1995). Iron corrosion products have also been
reported to support the growth of E. coli (Victoreen 1984; LeChevallier et al.
1993). Complementary assays showed that the culturability of E. coli (CFU) in
drinking water can be maintained for 550 h in the presence of iron oxy-
hydroxide, compared to the results of an assay conducted in the absence of iron
oxy-hydroxide, in aerobic as well as anaerobic conditions (Figure 14).
22 Authors
1,00E+06
1,00E+05
aerobic cond. aerobic anaerobic anaerobic
cond./lepido cond. cond./lepido
Figure 13. Total and cultivable E. coli after starvation for 23 days in sterilised
drinking water (T = 25°C; pH = 8; initial total cells and CFU concentration were
around 2 106 mL-1) in aerobic (moderate aeration by gentle shaking) and anaerobic
conditions, with and without 50 mM lepidocrocite (γ-FeOOH) added to the media
(Block et al. 2002).
Internal rotating
cylindre
drilled of two
coupon Outlet tunnels
propeller
The practice of adding phosphate in this way has raised questions about the
possible effects of phosphate on bacterial growth in drinking water distribution
systems (Miettinen et al. 1997; Sathasivan et al. 1997). The main point is that
phosphate is one of the major nutrients required by bacteria, since it is their
usual source of phosphorus which is vital to their survival, as it is for any
living cell. Phosphates are important because: (i) they are a constituent of bio-
molecules such as DNA, RNA, ATP, polyphosphate granules, etc.; and (ii) they
participate in various vital functions (through energy delivery or regulation of
cellular physiology) (Kornberg 1994; Shiba et al. 1997, Kornberg and Fraley
2000; Rashid et al. 2000a, b). Finally, since bacterial cells without phosphate
uptake contain around 1% (w/w) phosphorus, bacteria need to incorporate
phosphates continuously in order to survive and multiply.
No phosphate treatment can be performed without considering the
induced microbiological response. Most drinking waters usually contain less
than 10 µg P /L. The main microbiological risk of adding phosphate, therefore,
would be a change in microbial physiology and bacterial dominance, as well as
increased health concerns and the emergence of opportunistic pathogens in
drinking water distribution systems.
Short chapter title 25
(1) tested waters may not be phosphate-limited, in which case the addition
of phosphate will not change the “life” of micro-organisms (Appenzeller
et al. 2001);
(2) laboratory tests carried out in clean glass flasks to measure the
phosphorus available to bacteria (Lethola et al. 1999; Sathasivan and
Ohgaski, 1999) do not take into account the reactivity of corroded
surfaces and the potential effect of such treatments on reduced bacterial
adhesion and on the limitation of bacterial activity (Appenzeller et al.
2001 and 2002);
(3) total biomass may not be affected by phosphate treatment (Batté et al.
2003), in particular when there is room for improvement in the
culturability of some heterotrophic bacteria and some bacterial species
(Batté et al. submitted).
Batté et al. (submitted) have noted that phosphate treatment can enhance the
proportion of gamma-Proteobacteria measured by FISH, although the total cell
counts were not affected by P-treatment (Figure 16). Appenzeller (personal
communication) also noted that the number of selected species, such as
Legionella sp., increased following phosphate treatment of a corroded propella
reactor. Finally, Abernathy and Camper (1998) indirectly demonstrated that
phosphate treatment influences the efficiency of biofilm disinfection.
Bacterial density
(Cells or CFU) cm-2
1E+8
1E+7
1E+6
1E+5
Total cells PEPA CFU
26 Authors
Figure 15. Impact of phosphate addition on Total Direct Counts (total cells (cells
cm-2)), Potential Exoproteolytic Activity (PEPA (cells cm-2)) and Heterotrophic Plate
Counts (CFU cm-2) of 15-week-old biofilms exposed to drinking water with (grey
columns) or without (white columns) phosphate addition. Phosphate treatment was
applied after the 9th week of colonisation. Each point is a mean value derived from
duplicate reactor and duplicate sample measurements. Error bars represent standard
deviations (adapted from Batté et al. 2003).
3.5 E+6
Without phosphate
3.0 E+6
With phosphate
Produced bacteria (cells/mL)
2.5 E+6
2.0 E+6
1.5 E+6
1.0 E+6
0.5 E+6
0 E+6
(0.5 E+6)
Stainless steel Cast iron
Figure 16. Produced bacteria (expressed as the difference between the outlet and the
inlet of the reactor) in a stainless steel reactor and in a corroded cast iron reactor,
Short chapter title 27
7. CONCLUSIONS
The microbial activity in distribution systems occurs in water, on pipe
surfaces and in all kinds of deposits which have accumulated in pipes and
storage tanks. A large number of microbial cells are generally counted on
surfaces in contact with drinking water (in the order of 106 to 108 cells per cm2).
Through their roughness, wettability, adhesive properties, etc., materials affect
the adhesion efficiency of pioneers and may act as a source of nutrients or
growth factors
Although new material exposed to drinking water colonises rapidly, a
stationary state is never reached in a real network due to frequent discontinuities
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