Paper 1
Paper 1
Paper 1
Research Online
Faculty of Social Sciences - Papers (Archive) Faculty of Arts, Social Sciences & Humanities
1-1-2018
Stuart J. Johnstone
University of Wollongong, [email protected]
Li Sun
Peking University
Dawei Zhang
University of Wollongong, [email protected]
Part of the Education Commons, and the Social and Behavioral Sciences Commons
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Effect of Neurocognitive Training for Children With ADHD at Improving Academic
Engagement in Two Learning Settings
Abstract
Objective: This preliminary study investigated effectiveness of neurocognitive training on academic
engagement (AET) for children with ADHD. The training approach targeted working memory, inhibitory
control, and attention/relaxation (via brain electrical activity).
Method: A reversal design with a 2-week follow-up was used to assess the effectiveness of the treatment
on two children with diagnosed ADHD in two learning settings. Direct observation was used to collect
academic-related behavior.
Results: Improvements in on-task expected behavior (ONT-EX) and general AET, as well as reductions in
off-task motor activity (OFF-MA) and off-task passive behavior (OFF-PB) were observed for both students
over baselines and across the settings. Moreover, differences in behavioral change were found between
participants and settings.
Conclusion: These findings support using the treatment for improving academic performance of children
with ADHD. Future studies may investigate influences of contextual differences, nontreatment variables,
or adult's feedback during the training session on treatment effectiveness.
Disciplines
Education | Social and Behavioral Sciences
Publication Details
Jiang, H., Johnstone, S. J., Sun, L. & Zhang, D. (2018). Effect of Neurocognitive Training for Children With
ADHD at Improving Academic Engagement in Two Learning Settings. Journal of Attention Disorders,
online first 1-18.
Abstract
academic engagement for children with AD/HD. The training approach targeted working
memory, inhibitory control, and attention/relaxation (via brain electrical activity). A reversal
design with a two-week follow-up was used to assess the effectiveness of the treatment on
two children with diagnosed AD/HD in two learning settings. The results of direct
academic engagement (AET), as well as, reductions in off-task motor activity (OFF-MA) and
off-task passive behavior (OFF-PB) for both students over baselines and across the settings.
Moreover, differences in behavioral change were found between participants and settings.
These findings support using the treatment for improving academic performance of children
with AD/HD. Future studies may investigate influences of contextual differences, non-
treatment variables or adult’s feedback during the training session on treatment effectiveness.
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Neurocognitive training for improving academic engagement
disorder, with boys two times more likely to be diagnosed than girls (American Psychiatric
Association, 2013). The core symptoms are age-inappropriate and persistent patterns of
inattentive, impulsive, and hyperactive behaviors. Children with AD/HD often encounter
2011; Rodriguez et al., 2007), poorer relatedness (e.g., low belongingness with the teachers)
in the classroom (Rogers & Tannock, 2013), a higher level of graduation failure (Pingault,
Côté, Vitaro, Falissard, Genolini, & Tremblay, 2014), and a larger proportion of school
activities, and quickly and easily switch from off-task to on-task. Children with AD/HD,
however, may display dysfunctions in these attentive traits (Imeraj et al., 2013). In addition,
when compared with typically-developing peers, children with AD/HD have demonstrated
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Neurocognitive training for improving academic engagement
significantly lower levels of sustained attention (Egeland, Johansen, & Ueland, 2009), and
significantly higher levels of off-task behavior (Kofler, Rapport, & Alderson, 2008), motoric
activities (e.g., rolling chair, leaving seat; Sarver, Rapport, Kofler, Raiker, & Friedman,
2015), and disruptive behaviors (Liu, Huang, Kao, & Gau, 2017). Severities of off-task
behavior are associated with different levels of inattention displayed by children with
AD/HD. Rapport, Kofler, Alderson, Timko, and DuPaul (2009) found that children with
severe inattentive symptoms, in comparison with peers with less severe inattentive
symptoms, spent twice as long off-task. According to Rapport, Scanlan, and Denney’s (1999)
differentiated impacts on academic engagement. While children with AD/HD exhibited less
on-task behavior compared to their typically developed peers, Vile Junod, DePaul, Jitendra,
Volpe, and Cleary (2006) reported that the most significant discrepancy was in activities of
passive engagement (e.g., silently reading academic material), rather than in activities of
active engagement (e.g., talking to a teacher about academic material). In a regular lesson,
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Neurocognitive training for improving academic engagement
Lauth, Heubeck, and Mackowiak (2006) reported that children with AD/HD exhibited less
time on-task in inconspicuous tasks (e.g., doing math) as compared to the non-AD/HD peers.
Surprisingly, the engagement rate of the AD/HD group was higher in self-initiated activities
(e.g., correcting a peer), and more than two times as high as the non-AD/HD group in other-
initiated activities (e.g., answering a question). When academic content was concerned,
Imeraj and colleagues (2013) reported that children with AD/HD were on-task less during
peers. Besides, such a discrepancy was not found in non-academic lessons (e.g., music, arts).
These studies suggest that off-task behavior in children with AD/HD may be influenced by
the learning context. DuPaul and Joshua (2015) indicated that children with AD/HD tend to
respond poorly in contexts that lack scaffolding, have high executive functioning demand, or
Academic engagement in children with AD/HD has been shown to vary based on
different instructional contexts. In a regular lesson, children with AD/HD exhibited a higher
rate of inattentive off-task behavior (e.g., day-dreaming) during whole class instruction,
whereas these children displayed a higher level of disruptive off-task behavior (e.g., leaving
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Neurocognitive training for improving academic engagement
seat) during instructions with minimal interaction (e.g., silent work; Lauth et al., 2006). It is
possible that instructional settings such as silent work (that involve less external support such
as teacher feedback) or instructional settings such as whole class teaching (that involve less
teacher supervision), are more likely to trigger off-task behaviors in children with AD/HD.
More recently, several studies (Hart, Massetti, Fabiano, Pariseau, & Pelham, 2011; Imeraj et
al., 2013) have identified effects of group size on academic performance in children with
AD/HD. For example, Hart et al. (2011) reported that the rate of on-task behavior was higher
in small group than in independent silent work or whole class instruction. However, the
positive relationship between small group instruction and academic achievement (via
calculating test accuracy) in children with AD/HD was not established in this study. In fact,
test accuracy was lower in small group instruction than the other two group sizes.
modalities, such as cognitive training (CT) and neurofeedback training (NF). CT involves the
working memory, inhibitory control). These tasks typically include performance feedback,
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Neurocognitive training for improving academic engagement
with task difficulty varied according to performance to promote challenge, engagement, and
learning. Some positive effects of this approach have been reported in specific cognitive
NF is an innovative approach that builds on the premise that functional states of brain
activity (e.g., attention) can be modified through self-regulation of brain electrical activity
(electroencephalogram [EEG]; Lofthouse, Arnold, Hersch, Hurt, & DeBeus, 2012). Research
has identified certain types of EEG activity that are associated with the core symptoms of
AD/HD (see the review by Barry, Clarke, & Johnstone, 2003). The typical goal of NF in
AD/HD is enhancing higher frequency brain activity (e.g. alpha and beta) and inhibiting
lower frequency activity (e.g. theta and delta). Relatively new consumer-level EEG recording
devices allow for simple, valid, and reliable measurement of brain activity (Johnstone,
Blackman, & Bruggemann, 2012; Rogers, Aminov, Wilson, & Johnstone, 2016) that can be
used in conjunction with computer software to achieve NF goals. A growing body of research
has reported that NF promotes cognitive functions, improves AD/HD symptoms, and
psychosocial outcomes (e.g., self-regulation skills; see reviews by Lofthouse et al., 2012;
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Neurocognitive training for improving academic engagement
for AD/HD (Hodgson, Hutchinson, & Denson, 2014) suggested that NF outperforms some
other types of treatments (e.g., behaviour modification, parent training) in the average
The training approach used in the current study brings together CT and NF to exercise
and improve cognitive and state-control functions; due to this combination of training targets
cognitive energetic model (CEM) of AD/HD (Sergeant, 2005a, 2005b), which proposes that
targets fundamental cognitive processes such as working memory and inhibitory control, as
well as the psychological state factors of attention and relaxation via NF (Johnstone, 2013).
individual’s effective engagement with information in their external world. It is thought that
targeting these three areas in each training session will take advantage of the dynamic
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Neurocognitive training for improving academic engagement
Early work examined the efficacy of CT targeting both working memory and
inhibitory control in children with AD/HD (Johnstone, Roodenrys, Phillips, Watt, & Mantz,
undertook 25 training sessions at home using purpose-built software over a 5-week period.
Each training session included six games of a response inhibition task and six games of a
working memory task. After training, the participants had improved resting EEG, and their
parents and another potentially less-biased adult observer (such as grandparent, aunt/uncle, or
family friend with 1-2 contact hours with the child per week) rated significant improvements
cognitive training via a portable, wireless, dry-sensor EEG recording device (Johnstone,
Roodenrys, et al., 2012) to allow feedback based on task performance and attention level
during the task. After training, significant improvements in spatial working memory, ignoring
distracting stimuli, and sustained attention were measured in the training cohorts compared to
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Neurocognitive training for improving academic engagement
the waitlist. In addition, the training cohorts showed significant improvements in AD/HD
symptoms as rated by their parents and another potentially less-biased adult observer.
reported behavioral and academic outcomes of 5 Chinese primary school children with
AD/HD. The participants undertook 25 training sessions using purpose-built software over a
5- to 7-week period at home. Each training session contained 14 games: 4 working memory,
4 inhibitory control, and 6 NF (2 for attention, 2 for relaxation, and 2 for combined attention
and relaxation). After training, the participants showed reduced AD/HD symptoms and other
problem behaviors (e.g., social problems) as rated by their parents and teachers. The
participants also showed increased rates of assignment completion during the training and a
the neurocognitive approach with a larger sample size (n=85; Johnstone, Roodenrys,
Johnson, Bonfield, & Bennett, 2017), children in the training condition showed substantial
aggression, and externalizing behaviors. There were minor improvements in two of six near-
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Neurocognitive training for improving academic engagement
transfer tasks, evidence of far-transfer of training effects in four of five far-transfer tasks, and
Johnstone, 2015) based on adult’s reports of child behavior via checklists (Rapport, Orban,
Kofler, & Friedman, 2013). No studies have been conducted to establish a causal relationship
between neurocognitive training and observed learning behaviors. Studies examining the
effect of NF on academic engagement behaviors via direct observation are also limited (see
reviews Cortese et al., 2016; Hodgson et al., 2014). Two randomized control studies
elementary (Steiner, Frenette, Rene, Brennan, & Perrin, 2014) and middle school students
(Steiner, Sheldrick, Gotthelf, & Perrin, 2011). In both studies, academic engagement (active
or passive) and off-task behaviors (motor, verbal, and passive) were observed at three phases,
i.e., before, during, and 6-months after the interventions. The results of two studies showed
compared to waitlist. Nonetheless, without illustrating observed data for each behavior across
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Neurocognitive training for improving academic engagement
phases, the findings of these studies could not indicate deviations among these behaviors. It
was unclear which specific behavior(s) were improved by the use of NF.
Despite a growing body of research supporting the use of neurocognitive training for
improving cognitive functions and reducing AD/HD symptoms (Chacko, Kofler, & Jarrett,
2014), relatively little research has been conducted examining classroom learning behaviors.
The primary purpose of this study was to extend evaluation of neurocognitive training
outcomes into a real-life educational context. Chacko and colleagues (2014) proposed “next
interactions between underlying neurocognitive impairments and the child’s environment” (p.
369). This study was inspired by such a prospect. Further, we wanted to investigate
behavioral outcomes of the current training protocol in learning contexts. It was expected that
findings of this study might provide implications for scaffolding updated training protocols.
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Neurocognitive training for improving academic engagement
Thus, the primary research objective of present study was to examine the effects of
increasing on-task behaviors and reducing off-task behaviors through neurocognitive training
and tested whether the effects occurred through a reversal design with a 2-week follow-up.
The secondary research objective was to examine the behavioral outcomes of the
training in different learning contexts. In the present study, we purposefully selected a self-
study room and small classroom as the research contexts. The main difference between the
two contexts was the presence (or not) or external distraction. The small class context had
potential distractors (e.g., interruption by other students, discussion between teacher and
students for solving an academic problem) as it contained other students, while the self-study
room did not. It was hoped that assessing the impact of the training in these two contexts
Method
The training was conducted in an after-school care center attached to a public primary
school in an urban area in East China. The center provided after school services for students
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Neurocognitive training for improving academic engagement
who had difficulties with their homework (between 3 pm and 7 pm), including assistance
These services were allocated by two types of placement: small class (between 10 to 15
students) and one-to-one instruction (one teacher to one student). Students who exhibited
more disruptive behavior and/or severe learning difficulties might be placed in the one-to-one
instruction. To attend this program, students were initially referred by their teachers due to
of the students’ academic outcomes and behavioral problems were then conducted for their
placements. Students might be involved in more than one placement based on their
performance on different tasks. The program contained 6 teachers and 41 students ranging
The participants were randomly selected from a pool of qualified students who were
diagnosed with AD/HD and studying in inclusive classrooms. These students often had
learning difficulties. Some of them were at risk of academic failure. Student A was a 6-year
old first-grader, and had attended the after-school program for two months. He received one-
to-one instruction for most of his time in the center due to his disruptive behavior. His
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Neurocognitive training for improving academic engagement
teachers and parents were concerned about his problem behaviors in engaging classroom
teaching, class work and homework completion, organization, and inappropriate social
interactions with peers (e.g., pushing). According to the homeroom teacher, the student was
off-task most of the time during class. His off-task behaviors included playing with toys,
interrupting teachers/peers, and hiding/wandering in class. He could not complete any in-
class assignment without teacher supervision. Before attending this program, his father spent
about two or three hours every day helping with his assignments at home. The student was
SNAP-IV (Chinese version; Swanson et al., 2001). The student was not taking medication or
Student B was a 10-year old five-grader. He had attended the program for one year,
and spent most of his time in small class instruction with occasional one-to-one instruction.
His classroom misbehavior included daydreaming, playing small toys, avoiding tasks, and
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Neurocognitive training for improving academic engagement
sleeping. According to the homeroom teacher, the student was easily distracted by noises,
people, or things that were irrelevant. He also avoided assignments that he was not good at
(e.g., English grammar) or uninterested in (e.g., writing). The student was diagnosed with the
2001). The student was not taking medication or receiving other treatment for AD/HD during
this study.
Independent variable
The independent variable in this study was the computerized neurocognitive training,
implemented with adult feedback. The training protocol consisted of 25 sessions. Each
session consisted of 14 games: 8 CT (i.e. 4 working memory, 4 inhibitory control) and 6 NF.
The 6 NF games included 2 that were controlled by attention level, 2 controlled by relaxation
level, and 2 controlled by combined attention and relaxation index (termed Zen). The
working memory games involved holding information in memory with subsequent recall to
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Neurocognitive training for improving academic engagement
presented “Go” stimuli and the withholding of responses to infrequent “Nogo” stimuli. The
NF games required children to be attentive, relaxed, or in a “Zen” state (i.e., both attentive
and relaxed), with game-play linked to levels of these EEG-derived factors. Completing a
session took 15 to 20 minutes. The difficulty level of each game increased with successful
completion of the previous level and decreased if the previous level was not successfully
completed. All games started at the lowest level of difficulty. Feedback was provided to the
child at the end of each game in the form of a star rating. Zero to 5 stars were awarded
based on performance, linked to Go/Nogo errors, reaction time, and attention level in the
inhibitory-control games, search errors and attention level in the working memory games,
distraction. All sessions were conducted between 3 and 5 pm. The student had a break time of
45min (including had snack and beverage, and play time) between the school and training
sessions. If a student felt tired during the training, he was allowed to pause the training and
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Neurocognitive training for improving academic engagement
rest for a few minutes before he restarted the training. Each participant completed the
A teacher was trained to provide positive feedback to the participants 5 times per
session. The feedback was of the following types: 1. Student performance on previous task,
2. Advice on how to achieve a better game score, 3. Encouragement for the student to
complete a task at a more difficult level, or 4. Answers to the student’s questions. Types and
Dependent Variables
On-task behaviors. Academic engagement was the primary dependent variable and
was measured in terms of on-task without inappropriate body movements (ONT-EX) and on-
task with spontaneous body movement (ONT-SBM). ONT-EX was operationally defined as
completing an assigned academic task as expected for at least six consecutive seconds of an
interval of ten seconds. Under this status, the student sat still with eyes focusing on the
material, with their hands holding the proper stationary. ONT-SBM was operationally
defined as when a student was completing an assigned academic task with spontaneous and
unrelated body movements for at least six consecutive seconds of an interval of ten seconds.
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Neurocognitive training for improving academic engagement
During ONT-SBM, the student’s eyes were focusing on the material and doing the
assignment, but they were also engaging in unrelated activities with other parts of their body,
such as rocking motions, kneeling, or playing with a piece of stationary or gadget). Thus, this
behaviors. It may be the case this type of behavior triggers off-task behavior by weakening
student’s attentional focus (For mechanism of brain’s attention networks and problems of
Off-task behaviors. Off-task behavior was separated into off-task motor activity
(OFF-MA) and off-task passive behavior (OFF-PB). The operational definitions were
adapted from the study by Vile and colleagues (2006). OFF-MA was defined as when the
student had exhibited any motor activity that interrupted completion of the assigned academic
task for at least six consecutive seconds of an interval of ten seconds. Examples included
leaving their seat, playing with stationary/toys, or hiding under the desk. OFF-PB was
defined as when a student was passively not doing the assigned task for at least six
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Neurocognitive training for improving academic engagement
(e.g., talking to peers without teacher’s permission; Vile Junod et al., 2006) because this
and on/off-task behavior during completion of academic assignments in the self-study room
and small class setting (see below). In an observation, the student independently completed
an assignment (10 minutes for Student A, 20 minutes for Student B) that matched his
academic ability. While doing the assignments, they were allowed to skip items they felt
unsure about.
The self-study room setting was a quiet small room (about 10m2) with a desk and
chair. Before the observation, the researcher guided the student into the room and provided
him with the academic material. The researcher made sure that the student understood the
task requirements before they left the room. The student was required to complete the task on
his own. The student was provided with sufficient stationary (e.g., pencil, ruler) for
completing the academic task, and reminded to use the toilet room before starting the task.
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Neurocognitive training for improving academic engagement
The small class was set in a larger room (about 25m2). It was a mixed class of
students of all grades, with 15 students who were seated in four rows by four columns. While
the students were doing their academic assignments in the class, a teacher sat in the front of
the class. A student having difficulty could raise their hand to inform the teacher – who
would then assist them. The students were expected to stay in their seat and be quiet.
Whispering, talking, or discussing with other students without teacher’s permissions were not
expected behaviors.
setting, the student’s performance was audio- and video-recorded. Later, a research assistant
coded presence of target behaviors by watching the videos. Onsite observation was the
primary method of observing the target behaviors in the small class setting. A research
assistant sat in an aisle and remained unobtrusive to the observed student. Each observation
sound recorded in a MP3 player with earphones was used to remind the observer of the 10
and 2 second intervals. In addition, video records were used as backup data in case there was
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Neurocognitive training for improving academic engagement
divided by the total number of responses in a session and multiplied by 100. The percentage
of ONT-SBM was calculated in the same way. The percentage of academic engagement
(AET) was calculated by dividing the sum of the number of occurrences of ONT-EX and
ONT-SBM by the total number of responses in a session and then multiplied by 100. To
calculate the percentage of OFF-MA, the number of occurrences of OFF-MA was divided by
the total number of responses in a session and then multiplied by 100. The percentage of
OFF-PB was calculated in the same way. Visual inspection of the level and trend of the
targeted behaviors was used to determine individual students’ performance in each phase.
Effect size PAND/Phi was calculated to interpret change of each dependent variables
by reflecting exact non-overlapping proportion between the baseline and other phases.
PAND/Phi is an ES interpretation schemes that is suitable for indicating the magnitude of the
training effect within single-case designs, especially for multiple baseline and multiple
phases designs (Schneider, Goldstein, & Parker, 2008). Strengths of PAND/Phi to interpret
outcomes of single-case designs include: (a) intuitive appeal and link to visual analysis, (b)
data overlap is exact, and (c) no requirement for data normal distribution (Parker & Hagan-
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Neurocognitive training for improving academic engagement
Burke, 2007, p. 102). The procedure for calculating PAND/Phi within single subjects with a
reverse design was provided by Schneider et al. (2008, pp. 155-157). According to Cohen
(1992), small, medium, and large effect size of Chi-square for a two by two contingency table
for a= 0.05 are 0.10, 0.30, and 0.50 respectively. In the present study, effect sizes were
calculated within two conditions: within the reversal design, and from reversal to follow-up.
The outcomes were used to determine effects of the neurocognitive training on each of the
four behavioral variables (ONT-EX, ONT-SBM, OFF-MA, and OFF-PB) in the two
conditions.
A graduate student with a major in Special Education was trained as the second
ONT-EX, ONT-SBM, OFF-MA, and OFF-PB of each participant. Kappa (k) indices were
calculated for each observation to determine agreement for Student A (0.84, range= 0.66-1)
and Student B (0.85, range= 0.66-1); for the self-study room setting (0.84, range= 0.66-1) and
the small class setting (0.84, range= 0.66-1); and for ONT-EX (0.86, range= 0.70-0.97),
ONT-SBM (0.83, range= 0.66-1), OFF-MA (0.84, range= 0.66-1), and OFF-PB (0.85, range=
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Neurocognitive training for improving academic engagement
EEG data. The dry-sensor EEG recording device constantly measured EEG activity
during training and was used to (a) control game-play during the state-control games, and (b)
quantify attention level during the working memory and impulse-control games. The device
ground electrode (ThinkGear, Neurosky, San Jose, California) contained within a headset
(MindWave, Neurosky, USA). The EEG was recorded continuously from site Fp1 at 256 Hz
and has been shown to be reliable and valid (Johnstone, Roodenrys, et al., 2012; Rogers et
al., 2016). The device converted the raw signal from the time- to the frequency-domain via an
Fast Fourier Transform, to calculate EEG power in the delta, theta, alpha, and beta frequency
bands (see Johnstone, Roodenrys, et al., 2012 for more information). Based on conversion of
the raw EEG signal to power in the delta, theta, alpha, and beta frequency bands via Fast
Fourier Transform, proprietary algorithms then calculate values representing two independent
psychological state dimensions of ‘‘attention’’ (low to high; highly correlated with power in
the beta EEG band) and ‘‘relaxation’’ (tense to calm; highly correlated with power in the
alpha EEG band). These measures are presented as a value between 0 and 100, enabling the
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Neurocognitive training for improving academic engagement
children. This method provides a robust and universal index of ongoing EEG activity that
does not require individual calibration. An additional index, termed “Zen”, was calculated in
the software by averaging the attention and relaxation indices. The state indices were sent to
the PC wirelessly via a Bluetooth connection. This EEG has been reported to be sensitive to
psychological state variations that are relevant to the neurofeedback training goals contained
within the state-control component of this training approach, i.e. high vs. low attention; high
vs. low relaxation (Johnstone et al, 2012). Note that the EEG is used actively in the state-
control training (see Training Session section), but passively during the impulse-control and
working memory training where it simply monitors background attention level and
and provides an ongoing numerical representation of its quality. The neurocognitive training
software monitors this value and if sub-standard impedance occurs at any point (e.g. device is
removed, or as a result of substantial head movement), the training game is paused until
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Neurocognitive training for improving academic engagement
A single-subject design with a reversal phase and a follow-up phase was applied to
behavior. Written consents were obtained from the parents and the manager of the after-
school care center. During the pre-training phase, a two-hour information session about the
software and EEG device was delivered to the students at the center. The first author served
as the trainer, instructing students on how to play each game, and assisting them to play the
The first baseline occurred over a 2-week period prior to commencement of the
training, with behavioral data collected once every 2 days in each setting for each student.
The first intervention phase occurred over a 2-week period during which each student
completed 3 sessions of neurocognitive training each week; behavioral data were collected
once every 2 days in each setting for each student. The second baseline occurred over a 2-
week period prior to commencement of the training, with behavioral data collected once
every 2 days in each setting for each student. The second intervention phase occurred over a
7-week period during which the student completed a session of training 3 times/week, with
behavioral data collected 2 times/week in each setting for each student. Student B missed 2
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Neurocognitive training for improving academic engagement
sessions in the setting of small class because of family scheduling needs. The follow-up
phase was conducted 2 weeks after termination of the second intervention phase, and
occurred over a 2-week period in which observations were conducted 2 times/week in each
setting for each student. During these research procedures, the students attended the center
Results
Results are described for academic engagement behaviors and off-task behaviors
during completion of academic assignments across five phases (first baseline, first training
phase, second baseline, second training phase, and follow-up) in two academic settings. Each
variable was graphed independently by phase (see Figure 1, 2) and then interpreted by visual
analysis for immediacy, level, and trend. Additionally, effect size PAND/Phi coefficient was
Average Focus, Relax, or Zen scores across the 25 training sessions are shown in
Figure 1. Visual inspection of the data suggest some common trends for the three
psychological states for both participants: 1) scores increased over the 25 training sessions, 2)
scores were lowest in the first intervention phase, 3) there were large increases occurred
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Neurocognitive training for improving academic engagement
during the first intervention phase, 4) scores reduced at sessions 7 and 8, after a period of no-
training, and then started to increase again, and 5) the improvement tended to be more stable
in the last 8-10 sessions (particularly for Relax and Zen). Other trends to note include that
larger increases were observed for Focus than other states, and that compared with Student B,
Student A had lower scores during the first four sessions but his improvements were larger
On-task behavior
The self-study room setting. Rates of targeted behaviors for each phase are shown in
Figure 2. When completing their academic assignments during the first baseline, both
students demonstrated low rates of ONT-EX and ONT-SBM. Student A’s performances were
lower. All of his ONT-EX and ONT-SBM sessions were below 50% and 10%, respectively.
These resulted in a low level of academic engagement (AET) for Student A (mean = 29%,
range = 15-52%) and a medium level of AET for Student B (mean = 70%, range = 46-94%).
Once the neurocognitive training was introduced, immediate increases and positive growth in
ONT-EX and AET were observed. For Student A, all rates of ONT-EX and AET were higher
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Neurocognitive training for improving academic engagement
in this phase than the first baseline. Similar cases (except for the 6th session, see Figure 2)
occurred in Student B.
During the second baseline, decreasing trends in ONT-EX and AET were observed.
All rates of AET and most rates of ONT-EX (except for the 13th session for Student A and
the 12th session for Student B, see Figure 2) were lower than in the first intervention phase.
When the training was re-introduced, immediate and sustained improvements in ONT-EX
and AET were noted. This resulted in medium levels of ONT-EX for Student A (mean =
82%, range = 51-97%) and Student B (mean = 80%, range = 59-97%), as well as high levels
of AET for Student A (mean = 91%, range = 82-97%) and Student B (mean = 93%, range =
82-100%). Two weeks after termination of the training gains in ONT-EX were maintained
for Student A (mean = 79%, range = 69-84%) and Student B (mean = 77%, range = 67-75%).
Despite slight decreases, the rates were steadier in this follow-up phase than the second
intervention phase. As for AET, larger and more sustained increases were found in Student B
(mean = 96%, range = 89-100%) than Student A (mean = 83%, range = 76-92%).
A different pattern of changes was demonstrated in ONT-SBM. All rates were lower
than 40% (except for the 5th session of Student B), with changes in this variable were minor
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Neurocognitive training for improving academic engagement
throughout the phases. Decreasing trends were observed the in two intervention phases. In
particular, an extremely low level (mean = 4%, range = 0-12%) occurred in the late 15
Large effect sizes were obtained for ONT-EX within the reversal design for Student A
(Phi = 0.79) and Student B (Phi = 0.67), as well as throughout the reversal design to follow-
up for Student A (Phi = 0.80) and Student B (Phi = 0.69). Slightly larger effect sizes in the
latter condition suggested maintenance of the positive effect 2-weeks after termination of the
training. Small effect sizes in ONT-SBM for Student A were calculated within the reversal
design (Phi = 0.04) and from the reversal design to follow-up (Phi = 0.10). Negative effect
sizes in this variable for Student B were obtained within the reversal design (Phi = -0.10) and
The small class setting. Rates of targeted behaviors for each phase are shown in
Figure 3. When completing their academic assignments during the first baseline, both
students demonstrated low rates of ONT-EX and ONT-SBM. In particular, ONT-EX for both
students was lower than 30% (except that the 5th session of Student A was 30%). This
resulted in low rates of AET for Student A (mean = 22%, range = 9-35%) and Student B
29
Neurocognitive training for improving academic engagement
(mean = 44%, range = 40-48%). Once the neurocognitive training was introduced, increases
in ONT-EX were demonstrated for both students. The rate of ONT-EX was three times
(mean = 43%, range = 24-68%) and two times (mean = 47%, range = 32-63%) those
observed in the first baseline for Student A and Student B, respectively. Further, AET values
for all sessions were higher in this training phase than the first baseline for both students.
During the second baseline, decreasing trends in ONT-EX and AET were observed
for both students. When the training was re-introduced, despite increases in the average
percentage of ONT-EX for Student A (mean = 41%, range = 13-86%) and Student B (mean =
45%, range = 27-69%), slight decreasing trends with notable fluctuations were observed for
the two variables. For AET, a slight decreasing trend was found for Student A (mean = 61%,
range = 42-86%), whereas an increasing trend was found for Student B (mean = 63%, range
= 41-75%). During the 2-week follow-up phase, increases with notable fluctuations in ONT-
lower than 40% (except for the 25th and 28th sessions for Student A and the 32nd session for
Student B). More notable fluctuations were found in Student A. For both students, slight
30
Neurocognitive training for improving academic engagement
decreasing trends in the first intervention phase but increasing trends in the second
Medium effect sizes in ONT-EX were found for Student A within the reversal design
(Phi = 0.30) and from the reversal design to the follow-up (Phi = 0.34), with large effect sizes
found for Student B within the reversal design (Phi = 0.66) and from the reversal design to
the follow-up (Phi = 0.69). As for ONT-SBM, there were small effect sizes within the
reversal design for Student A (Phi = 0.20) and Student B (Phi = 0.18), as well as from the
reversal design to the follow-up for Student A (Phi = 0.15) and Student B (Phi = 0.13).
In summary, these results suggest that neurocognitive training had immediate and
positive effects on ONT-EX and AET for both students in two learning settings. This finding
has been confirmed by effect size coefficients. However, these increasing trends that
maintained throughout from the reversal design to the follow-up occurred in the self-study
setting than the small class. Effectiveness of the training was not demonstrated for ONT-
Off-task Behavior
31
Neurocognitive training for improving academic engagement
The self-study room setting. In regards to OFF-MA, each student performed quite
differently. Student A showed a high rate (mean = 45%, range = 34-79%) during the first
baseline, and once the training was introduced there were immediate and large decreases in
this variable. After some increases in the rate of OFF-MA in the second baseline, immediate
and sustained decreases were found after the training was re-introduced; a trend maintained
in the 2-week follow-up. Most of the rates (except for the 19th and 20th sessions) during these
phases were below 10%. Student B initially showed a low rate of OFF-MA (mean = 5%,
range = 0-10%) and maintained low levels throughout the phases. After minor decreases
during the first intervention phase, a slight increasing trend was found during the second
baseline. Later, slight decreases maintained in the second intervention phase and 2-week
follow-up.
As for OFF-PB, relatively high rates with notable fluctuations were found for Student
A (mean = 26%, range = 14-44%) and Student B (mean = 25%, range = 6-48%). Immediate
and large decreases were found after the training was introduced. Rates of this variable were
at or below 10% for both students. After some increases during the second baseline,
immediate and sustained decreases were observed for both students when the training was re-
32
Neurocognitive training for improving academic engagement
introduced. Most rates of this variable were below 5% (except for the 23rd session for Student
A, and the 22nd and 27th sessions for Student B) for both students. However, such a trend was
Large effect sizes in OFF-MA were calculated for Student A within the reversal
design (Phi = 0.68) and from the reversal design to the follow-up (Phi = 0.70). Medium effect
sizes were obtained for Student B within the reversal design (Phi = 0.34) and from the
reversal design to the follow-up (Phi = 0.30). As for OFF-PB, large effect sizes were obtained
within the reversal design for Student A (Phi = 0.79) and Student B (Phi = 0.67), as well as
from the reversal design to follow-up for Student A (Phi = 0.60) and Student B (Phi = 0.69).
The small class setting. For OFF-MA, each student performed differently throughout
the phases. Student A demonstrated a high rate of OFF-MA (mean = 47%, range = 18-65%)
during the first baseline. When the training was introduced, despite decreases in the average
percentage (mean = 31%, range = 20-37%), a slight increasing trend was observed for this
variable. After slight increases in the second baseline, immediate and sustained decreases
with notable fluctuations in OFF-MA were observed during the second intervention phase.
Later, steadier improvements occurred in the 2-week follow-up. Student B initially showed a
33
Neurocognitive training for improving academic engagement
low rate of OFF-MA (mean = 6%, range = 1-12%) and maintained low levels throughout the
phases. After minor increases in the first intervention phase, decreasing trends were observed
throughout the second intervention phase (mean = 1%, range = 0-5%) and 2-week follow-up
Rates of OFF-PB also differed between the students. During the first baseline, Student
A showed lower rates with larger fluctuations (mean = 28%, range = 12-67%), while the rates
for Student B were higher and more stable (mean = 44%, range = 40-51%). After the training
was implemented, sustained improvements were found in both students. Considerably lower
averaged rates were found for Student A (mean = 3%, range = 0-7%) than Student B (mean =
24%, range = 16-29%) in the first intervention phase. During the second baseline, increasing
trends were demonstrated for both students. After the training was re-introduced, a sustained
decreasing trend was found in Student B (mean = 27%, range = 12-43%), whereas an
increasing trend was observed in Student A (mean = 15%, range = 3-37%). These trends
maintained in the 2-week follow-up. In particular, the average rate of Student A’s OFF-PB in
the follow-up phase (mean = 31%, range = 23-39%) was higher than in the first baseline.
34
Neurocognitive training for improving academic engagement
Medium effect sizes were obtained for OFF-MA within the reversal design for
Student A (Phi = 0.40) and Student B (Phi = 0.44), as well as for the reversal design to
follow-up for Student A (Phi = 0.43) and Student B (Phi = 0.47). For OFF-PB, medium effect
sizes were obtained for Student A within the reversal design (Phi = 0.30) and from the
reversal design to the follow-up (Phi = 0.34). Larger effect sizes were obtained for Student B
within the reversal design (Phi = 0.78) and from the reversal design to the follow-up (Phi =
0.79).
In summary, these results suggest that the neurocognitive training had immediate and
negative effects on OFF-MA and OFF-PB in the two settings for both students. This finding
has been confirmed by effect size coefficients. The decreasing trends from the reversal design
to the follow-up were more likely to sustain in the self-study setting than the small class.
Intervention Fidelity
complete a session, the students were required to complete assigned tasks one by one. This
procedure resulted in warranted treatment fidelity and reliability. Furthermore, increased task
difficulty levels in the last five compared to the first five training sessions (see Table 2)
35
Neurocognitive training for improving academic engagement
indicated that the students showed good compliance; i.e. they put in effort and improved at
Discussion
However, previous studies (e.g., Johnstone et al., 2017) that reported improved behavior
mostly relied on indirect source of evidence (e.g., parent or teacher report). The purpose of
this study was to examine effects of neurocognitive training on specific academic behaviors
in the self-study setting and small class setting. Through the use of withdrawn design,
specific academic behaviors were directly observed and reported across phases in two
children with AD/HD. Previous studies (Hart et al., 2011; Imeraj et al., 2013) indicate that
children with AD/HD tend to perform inattentive or disruptive behaviors in contexts that
require high self-regulation or lack adult supervision. Thus, we set up two contexts in the
present study by selecting tasks with academic contents and requiring the students to
complete tasks independently and silently. Informed by previous studies (Hart et al., 2011;
Imeraj et al., 2013), it was assumed that the students in the present study would need to
engage executive functions and/or self-regulative abilities to sustain attention and remain on-
36
Neurocognitive training for improving academic engagement
task. It is worth noting that the small class setting was more challenging to the students as
they had to deal with potential interferences (e.g., inappropriate communication) from other
students.
were demonstrated during the training compared to baseline phases. In particular, both
students demonstrated immediate and positive growths in ONT-EX and AET in the two
settings. More sustained and post-training improvements were observed in the setting of self-
study room. Despite of these outcomes, visual inspection of the trend in the diagram and
calculation of effect size coefficient suggested that the training had limited or no
neurocognitive training as an effective treatment for children with AD/HD to improve their
(Focus, Relax, and Zen) occurred during the first training phase, with reduced achievement
(after 2 weeks of no training) followed by sustained improvements during the 2nd training
phase. “Early response” refers to trajectories of rapid symptom changes within the first half
37
Neurocognitive training for improving academic engagement
of the treatment (Linardon, Brennan, & de la Piedad Garcia, 2016). Early response is a
favorable pattern in treatment as it has been reported to predict better outcomes at treatment
termination and short-/long-term follow-ups (Barb, Siegle, Young, & Huppert, 2018;
Kleinstäuber, Lambert, & Hiller, 2017). Ideally, our observed early response trajectory for
the psychological states predicts (or generalizes) change of expected behavior in a similar
way. Linking this pattern to changes in academic engagement behaviors lead to two
training potency to expected behavior. Changes in ONT-EX and AET in the self-study room
setting met the criteria for early change, and showed an increasing trend across training
sessions. In contrast, changes in these variables in the small class setting did not show an
initial increasing trend nor maintain improvement in later sessions. As for OFF-MA and
OFF-PB, an ideal pattern might be ‘early reduction with sustained decreases’, which was in
line with the pattern of psychological states. This expected pattern was observed in the self-
study room (except for Student B’s OFF-MA) but not the small class setting. Thus is seems
that simple contexts (e.g., self-contained, with minimal distractors) are likely to facilitate the
38
Neurocognitive training for improving academic engagement
contrast, complicated contexts, such as small/whole classrooms, may contain factors that
hinders this generalization. This finding is somewhat contrary to previous studies which have
suggested that on-task behavior is more likely to occur in a small group setting than during
independent silent work (Hart et al., 2011). In addition, the finding does not support that of
Lauth et al. (2006) who found a higher level of off-task behavior during instructions with
outcomes implies that behavioral generalization from the training is more likely occur in
body movement (i.e., ONT-SBM), which did not meet the pattern of early response and was
not congruent with the expected on-task behavior (i.e., ONT-EX). While a decreasing trend
was found in the self-study room setting, an increasing trend in this behavior was observed in
the small class setting. Beside of the potential influence of context difference, the trait of
spontaneous body movement itself might play a mediating role during transfer from off-task
39
Neurocognitive training for improving academic engagement
behavior to on-task behavior. In the situation where on-task behavior was easy to implement,
the training might facilitate changing on-task behavior with spontaneous activities to the
desired on-task behavior. This possibly explained sustained decreases in this variable in the
setting of self-study room. In another situation where on-task behavior was more difficult to
exert (e.g., in the setting of small class due to external distractors), the training might
facilitate changing off-task behaviors to on-task behavior with spontaneous activities. This
possibly may explain the sustained increase of this behavior in the setting of small class.
Previous studies have reported that the rate of spontaneous activities (e.g., body
movement, mind wandering) during sustained attention tasks are associated with inattentive
symptoms (Frid, Lavner, & Rabinowitz, 2012; Seli, Smallwood, Cheyne, & Smilek, 2015).
This does not seem to be the case in the small class setting in our study. When off-task
behaviors declined, increasing trends in ONT-SBM were observed. This finding, thus, calls
for investigation of the role that spontaneous activities play in shifting from off-task to on-
patterns in these variables were found between participants. While Student A demonstrated
40
Neurocognitive training for improving academic engagement
improvement with large effect sizes in ONT-EX, OFF-MA, and OFF-PB in the setting of
self-study room, he only showed improvements with medium effect sizes for these variables
in the small class setting. In contrast, Student B made similar improvements in both settings.
Even though the same training protocol was implemented, non-treatment variables might be
account for such discrepancies. Evaluative studies of behavioral treatments (e.g., cognitive-
behavioral therapy, parent training, residential treatment) have reported that various
outcomes for children with AD/HD (Beauchaine et al., 2015; den Dunnen, St. Pierre, Stewart,
Johnson, Cook, & Leschied, 2012; Jarrett, 2013). Neurocognitive training has revealed its
own arena of promising effectiveness, which is different from behavioral treatment nor
stimulus medication (for a review, see Chacko et al., 2014). Thus, one direction for future
research may be to explore pretreatment variables that enhance training potency. Coherently,
training protocols need to be tailored to incorporate variable(s) for catering for children with
a diversity of backgrounds.
While previous studies have shown some preferable outcomes after neurocognitive
training, these studies often overlooked contextual factors. Here we examined the efficacy of
41
Neurocognitive training for improving academic engagement
phi of each variable into account, more positive outcomes were found in the setting of self-
study room than small class. This finding, although preliminary, suggests that future research
may assess the extent to which learning context may affect training effectiveness. Implying
from the results of the present study, it is likely that children are more capable of maintaining
the training effects in contexts that are free from external distractions. A proposed solution of
behavioral strategies that are responsive to environmental variables (Chacko et al., 2014).
In the present study the neurocognitive training was conducted with teacher feedback
– this has not been the case in previous studies. Teacher feedback has been found to have
reported an overall effect size d = 0.73 for teacher feedback on student performance, with the
most effective form of feedback being the provision of cues or reinforcement. Further,
instructional strategy for children with AD/HD (DuPaul, Weyandt, & Janusis, 2011; Fowler,
42
Neurocognitive training for improving academic engagement
Cleanthous, 2002) and increasing on-task behavior (Jurbergs, Palcic, & Kelley, 2010) for
children with AD/HD in previous studies. Thus, the third direction for exploration is
assessing the relative contribution of adult feedback on the effects of neurocognitive training.
It would be interesting to examine whether or how the training outcomes may be enhanced by
Limitations
There are several limitations that must be considered when interpreting the results.
Firstly, this study did not involve children with the predominantly hyperactive-impulsive
disorders. Although other disorders (e.g., oppositional defiant disorder, anxiety disorder) may
comorbidity disorders may be more complicated and is beyond research interest of the
present study. Therefore, findings of this study may have a limited implication for
43
Neurocognitive training for improving academic engagement
Second, the participants were randomly drawn from a pool that consisted of students
with AD/HD with learning difficulties in mainstream classrooms. In this situation, some
students in the pool might have low aptitude in learning, for example, Student A in the
present study (relatively low IQ). Moreover, possible co-morbid diagnoses in categories such
more specific case studies to report the progress and effectiveness of neurocognitive training
on this subgroup.
Third, although gender difference was not a research interest of the present study, no
female participants were involved. Considering potential differences of the training outcomes
between female and male children, findings form this study may have a limited implication
for girls with AD/HD. It is worthwhile for future studies to include female participants.
Fourth, the training was conducted after school (between 3 to 5pm). Although the
participants were given a break and food before each session, they might still feel tired after a
whole day of school. This issue might affect the training outcomes. Nevertheless, this
situation represented somewhat the reality of conducting the training in school context.
44
Neurocognitive training for improving academic engagement
School administrators may consider achieving academic teaching plans as a priority over
Fifth, although the present study was designed to examine a two-week follow-up
phase, to assess the maintenance of training outcomes, the findings may have a limited
implication for sustained real-world improvement. Future studies may adopt a longer follow-
up phase to determine the sustained improvements. Fourth, this study was a preliminary study
Given that a small number of participants was used, it is worthwhile for future studies to
adopt designs with large sample sizes (e.g., blinded treatment-control design; Lofthouse et
al., 2012)
Conclusion
neurocognitive training in children with AD/HD, most of those studies relied on adults’
report of children’s behavior or clinically-based data (Chacko et al., 2014; Rapport et al.,
2013). This multiple case-study extended the literature by evaluating the efficacy of
45
Neurocognitive training for improving academic engagement
using direct observation. These findings support using this treatment for improving academic
variables (e.g., children’s motivation), or adult’s feedback, may affect treatment efficacy
46
Neurocognitive training for improving academic engagement
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