(SG) Session 2 - The BDP and CapDev Agenda
(SG) Session 2 - The BDP and CapDev Agenda
(SG) Session 2 - The BDP and CapDev Agenda
PREFACE
The second part of the module delves into "Capacity Development" by dissecting the
concept of capacity and its significance. It introduces the six pillars of capacity
development as a guiding framework and outlines the steps required to design and
implement effective capacity development programs. Moreover, it provides guidance
on structuring capacity development initiatives, ensuring they are tailored and
impactful.
In sum, this module serves as an invaluable tool for those involved in barangay
development planning and capacity development, enabling them to contribute to the
growth and prosperity of their local communities. By providing a deep understanding
of these concepts and practical guidance, it empowers readers to lead and
participate in the transformation of barangays into self-reliant and empowered
entities.
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Table of Contents
PREFACE i
TOPICS 1
OBJECTIVES 1
INTRODUCTION 2
SPRINGBOARD 3
“Community Visioning” 3
TOPIC DISCUSSION 3
TOPIC NO. 1 OVERVIEW OF BARANGAY DEVELOPMENT PLANNING 3
1.1 What is Development? 3
1.2. What is Sustainable Development? 3
1.3. What is Community Development? 4
1.4. What is Planning? 4
1.5. Why Planning is Important? 5
1.6. What is Barangay Development Planning? 5
1.7. Legal Bases for the Preparation of Barangay Development Plan 6
1.8. What is the importance of the preparation and rationalization of the BDP? 7
1.8.1. Things to Remember in BDP Formulation 7
1.9. Barangay Development Council and Its Composition 9
TOPIC 2 THE BARANGAY DEVELOPMENT PLANNING PROCESS 10
2.1. What is Barangay Development Planning? 10
2.2. Barangay Development Planning Process Framework 10
2.3. Components of Barangay Development Plan 11
2.4 Steps in Formulating Barangay Development Plan (BDP) 12
TOPIC NO. 3 DISCUSSION: BARANGAY CAPACITY DEVELOPMENT 33
3.1. Capacity 33
3.2. Classifications of Capacity 33
3.3. Capacity Development 34
3.4. Barangay Capacity Development Program 35
3.5. Pillars of Capacity Development 35
3.6. Capacity Development Agenda Formulation Processes, Steps and Tools 36
3.7. Structuring the Capacity Development Program 41
SUMMARY 42
ASSESSMENT ACTIVITY 43
REFERENCES 46
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MODULE 2
TOPICS
1. Overview of Barangay Development Planning
2. Barangay Development Planning Process
3. Capacity Development Program
OBJECTIVES
1. Understand the concept and significance of Barangay Development Planning in
local governance and community development
2. Comprehend the legal basis for BDP, its role in resource allocation, community
engagement, and improving well-being.
3. Identify key members and stakeholders in the Barangay Development Council and
their responsibilities.
4. Recognize common challenges and best practices in BDP preparation.
5. Develop knowledge and skills for goal setting, needs prioritization, and aligning
strategies with barangay goals.
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Key Terms & Concepts: Barangay Development Planning, Barangay Development
Council, Community-based Planning, Local Governance, Good Governance, Needs
Assessment, People’s Participation, Participatory Development, Inclusive and
Sustainable Development, Capacity, Capacity Development, Barangay Capacity
Development.
INTRODUCTION
In the intricate tapestry of local governance, the barangay serves as the
fundamental building block of a nation's administrative framework. To fulfill its vital
role as the smallest political unit in many countries, including the Philippines,
effective development planning and capacity development are paramount.
Barangays, often referred to as villages or communities in other countries, are the
bedrock upon which larger administrative structures are constructed. They are not
just geographical entities but the lifeblood of grassroots governance. Effective
development planning at this level is indispensable for improving the quality of life for
millions of residents, addressing local issues, and contributing to broader national
development goals. This lecture provides a concise yet comprehensive overview of
the essential concepts and practices inherent in the dynamic field of Barangay
Development Planning and Capacity Development.
By the end of this session, participants will not only grasp the core concepts of
barangay development planning but will also acquire practical skills and knowledge
that enable them to contribute actively to their barangays' betterment. The primary
goal is to equip participants with the tools and insights necessary to lead their
barangays toward a future that fulfills the needs and aspirations of all residents, with
more inclusive, sustainable, and participatory approaches.
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SPRINGBOARD
“Community Visioning”
Unlock the potential of our community's future by inspiring creativity and
collective visioning. Punong Barangay and Sangguniang Barangay Members, take a
few minutes to sketch or write your dreams for our barangay's future. Share these
visions with the group, and together, let's identify the common threads and shared
goals that will propel us into the heart of our barangay's development planning
journey.
TOPIC DISCUSSION
Purpose:
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Plan serves as the country's blueprint for achieving inclusive growth, poverty
reduction, and environmental sustainability. Together, these frameworks exemplify a
concerted effort to build a resilient and equitable nation, fostering progress that is not
only economically robust but also socially inclusive and environmentally responsible.
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1.5. Why Planning is Important?
✔ It aids in the clarification of our objectives, enabling us to make well-defined
decisions about the actions required to achieve the desired societal impact.
✔ It promotes a goal-oriented work style, as opposed to a reactive and ad-hoc
approach, where we simply respond to issues and crises without a clear plan
or objective in mind.
✔ Planning allows us to anticipate factors that can either facilitate or hinder our
goal achievement and devise strategies to address them. It also instills
accountability in our actions.
✔ Planning assists us in optimizing the utilization of our resources, such as
people, time, finances, information, and equipment, to maximize their
contribution toward our goal attainment.
✔ Ultimately, planning serves as the foundation for effectively assessing and
evaluating our accomplishments.
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Answer: Barangay Development Plan (BDP)
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impacts of disasters including climate change, and promote the involvement
and participation of all sectors and all stakeholders concerned, at all levels,
especially the local community
In view of Section 106 and 114 of R.A. No. 7160 (Local Government Code of
1991) and the pertinent provisions of DILG – DBM – NEDA – DOF – JMC No. 2016
– 01, the planning and budgeting activities at the barangay level shall be
synchronized and harmonized to the processing being implemented by the cities /
municipalities.
1.8. What is the importance of the preparation and rationalization of the BDP?
The rationalization of the BDP ensures that its contents directly address the
needs of the community and its residents through a participatory approach. A logical
BDP must be comprehensive and was established through a participatory planning
process, promoting a positive relationship between sustainable development and
community building which is anchored on mutual responsibility and ownership of
strategies that optimize the utilization of resources.
⮚ Grassroots Development
⮚ Good governance
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1.8.1. Things to Remember in BDP Formulation
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1.9. Barangay Development Council and Its Composition
1.9.1. Composition of Barangay Development Council (Sec.107, R.A. No. 7160)
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4. Perform such other functions as may be provided by law or
competent authority.
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Figure 2. BDP Process
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Based on DILG Memorandum Circular No. 2021-087 dated August 12, 2021,
entitled 'Guidelines on the Formulation and/or Updating of the Barangay
Development Plan (BDP), the BDP shall have the following components:
a. Barangay Profile - A set of information has been gathered on the basis of
statistical studies pertaining to the characteristics of the various inhabitants of the
Barangay (http://bdp.bgas-phil.net/). Contains about the brief narrative of the
barangay, basis for creation, important events in its history and results of the
situational analysis which may be presented by sector.
b. Organizational Philosophy
▪ Vision - Bennis & Nanus (1997) defined a vision as 'a mental image of a
desirable future state of an organization. It is an inspiring mental picture of
your barangay in the future.
▪ Mission – This provides the specific commitment of the barangay towards the
fulfillment of its vision. It contains broad policy directions in accordance with
their mandates.
▪ Sectoral Goal – This refers to specific outcomes the barangay needs to
implement to be able to achieve its vision in the future.
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goals, and priorities of a barangay. The BDP is a result of a structured and
participatory approach that involves the barangay officials, community members, and
various stakeholders, making it a vital tool in fostering local development and
improving the quality of life for its residents. In this context, let's explore the essential
steps in the formulation of a Barangay Development Plan.
BDP Step 1: Organizing the Barangay Planning Team and BDC -TWG
Barangay Development Council (BDC) is a local body responsible for overall
development planning and implementation at the Barangay level, while the Technical
Working Group (TWG) is a sub-group or committee formed to provide technical
expertise and support areas of development within the Barangay.
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The creation of the different BDC TWGs or Sectoral Planning Groups is based on
the following Development Sector:
● Environmental
● Social
● Economic
● Organizational
● Infrastructure
Purpose:
● Collect data from various sources or references within the barangay and
identify missing data and information.
● Organize them for easy comprehension.
● Validate the Barangay Profile (ensuring community, indigenous people, and
women's participation)
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Process:
Target Output:
Key Players:
Barangay Profile
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Source:https://www.scribd.com/document/445493918/SGLGB-Form-1-barangay-profile
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● Other relevant administrative reports/documents
Expected Outputs:
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Process:
Target Output:
Key Players:
Resource Mapping
Resource mapping is a systematic process of identifying and documenting the
various resources, assets, and features within a specific geographical area or
community. It involves gathering information about both natural and human-made
resources that can be valuable for various purposes, such as community
development, land management, disaster preparedness, or environmental
conservation. Resource mapping helps communities, organizations, and
policymakers better understand and utilize the resources available to them.
Used for:
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Source: www.researchgate.net/figure/Community-Resource-Map-of-Barangay-Cabladan_fig8_293826522
Spot Mapping
Used for:
21
Source: belisonantique.gov.ph
Source:sansimonpampanga.gov.ph/gwt/ldrrmc#barangay-hazard-map
Hazard mapping and community risk mapping are two related but distinct
processes used in disaster management and risk reduction. They both play critical
roles in understanding and mitigating the impacts of hazards on communities.
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Problem Tree Analysis, also known as "Problem Analysis" or "Situation
Analysis," is a visual and analytical tool used in project management, policy
development, and strategic planning. It helps identify and analyze the root causes
and consequences of a particular problem or issue in a structured and systematic
way. This method is often used in conjunction with other planning and
decision-making tools.
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● Expresses the contribution or role of the Barangay in the development of
the entire town/municipality it belongs to.
● Long-Term. It covers a fairly long-time horizon.
● Inspiring. It should encourage commitment and inspire enthusiasm. It
should be powerful and compelling so that the people concerned can
relate to it and work hard to achieve it. It should be a driving force even at
trying times. It should capture the imagination, engage the spirit, and
inspire performance.
● Easily Understood. It should be well articulated using simple language.
● Shared."
A good Barangay vision should have the following two components to reflect
its dual function as a political subdivision of the National Government and as a
corporate entity:
“Outward-looking” Vision
What role would you like your barangay to perform in relation to the outside world
(i.e. the municipality, the province, the region and/or the country in general?)
What is the unique characteristic of your barangay that will enable it to perform an
exclusive or distinct role in the municipality, province or region?
“Inward-looking” Vision
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What do you want your people to be? (Social)
✔ Is broad and multi-sectoral in nature, it covers more than one sector (social,
economic, infrastructure, environment and institutional).
Objective
Methods on how to achieve the goal of the barangay
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✔ Provides guidance or direction for what the barangay wants to achieve
✔ Serves as a guide for barangay decision-making
✔ Encourages collaboration
✔ Clarifies priorities
✔ Reduces uncertainties
✔ Helps prevent or reduce misunderstandings
✔ Enables proper resource allocation
✔ Can be used for evaluation after a few years or months
Program: composed of several related projects and activities. Unlike projects that
have a specified end date, programs often continue indefinitely. The implementation
of different projects under a program is planned, scheduled, and managed in an
integrated way
Project: a set of activities that put into action a chosen program, these activities are
usually grouped together under different components. A project can have many
outputs. It has a definite start date and end date.
Activity: a single event and stand-alone action. It is composed of a set of steps that,
when followed, produces a specific output or result.
Prioritization of PPAs
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If there are numerous PPAs (Programs, Projects, and Activities) identified and
prioritization is needed, participatory ranking and prioritization techniques/methods
can be used again.
Participatory ranking and prioritization techniques/methods
a. Direct Ranking
⮚ Similar to Pairwise Ranking, the group needs to agree on the criteria to be
used for selecting priority issues. The following criteria can be used:
● Urgent - these are projects that cannot be set aside and may solve
safety conditions.
● Essential - these are projects that directly contributes to the
achievement of the objectives and goals. These may also help
complete pending ones, projects necessary to meet deadlines and
projects with outside sourcing of fund.
● Necessary - these are projects that need to be implemented in answer
to future requirements, projects that need to replace undesirable
facilities, projects that complete and prolong life span of existing
facilities.
● Desirable - these are projects that may expand other programs.
● Acceptable - these are projects that may be set aside without affecting
the current situation.
Other Criteria:
Strategic Value- contributes to attaining the objectives or goals, has link to other
PPAs, more beneficiaries
Duration of implementation
Efficiency- ability to produce the desired outcome with the minimized possible
consumption of the resources
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BDP Step 7: Formulation of Barangay Investment Program (BDIP)
✔ List of programs and projects that the LGU intends to carry out to achieve the
goals and objectives; typically medium-term
✔ a mix of priority programs and projects which were identified as the
appropriate interventions in addressing the development concerns of a locality
and its people;
✔ shows how the financing is to be done with reference to the programs and
projects
In accordance with Executive Order (EO) No. 27 dated June 1, 2017, the PPAs of
LGUs shall have a results-oriented focus on national development goals and shall be
aligned with Ambisyon Natin 2040.
Annual Investment Program (AIP)- refers to the annual slice of the BDIP,
which constitutes the total resource requirements for all PPAs consisting of the
annual capital expenditure and regular operating requirements of the barangay.
Source: Overview of Barangay Development Planning (BDP) and CapDev Agenda Formulation Process 2016
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BDP Step 8: Crafting the Monitoring and Evaluation Plan
Importance of Monitoring
Monitoring Methodologies
✔ Actual visits
✔ Interviews
✔ Reporting or report generation
✔ Meetings or conducting meetings
✔ Consultation with those implementing programs or projects
✔ Consultation with beneficiaries or those affected by the program or project
(whether positive or negative)
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Assessment or Evaluation
Importance of Evaluation
In summary…
Vision Statement:
Mission Statement:
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Sectoral Goals Indicators Baseline Target Data Data Collection Method Frequency Unit Responsible
Source
Social Sector
Economic
Sector
Environment
Infrastructure
Institutional
Sectoral Goals Indicators Baseline Target Data Data Collection Method Frequency Unit Responsible
Source
Sectoral Goals
Social Sector
Economic
Sector
Environment
Infrastructure
Institutional
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✔ The Monitoring Committee Chair shall collect all the monitoring sheets from its
members immediately after the monitoring activity;
✔ The Monitoring Chair may also call for a short post-monitoring meeting to
discuss and consolidate their observations and recommendations;
✔ Project Implementations and Activities conducted should also be assessed
and synthesized to derive lessons and learning that can be used in the future
undertakings of the barangay.
I. Introduction A brief introduction of the BDP. It may contain the general objective of the plan,
the scope of the plan to include the barangay for which is intended and the
number of years to implement the plan. It can also include how it was
formulated (methodology) highlighting the involvement of the different
stakeholders of the barangay. This should also indicate how the BDP relates to
the CDP of the city or municipality.
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II. Background Barangay History- This contains brief history of the barangay and may
include, but in brief narrative, the basis of creation, significant events and
previous administrations.
Physical and Demographic Profile - Information about environmental, social,
and economic conditions; land administration; infrastructure; and local
governance (information related to the Social, Economic, Environment,
Infrastructure, Institutional sector)
III. Situational This section provides information on “what is currently happening and is
Analysis projected to happen.” This shows the current situation of the barangay by
identifying issues and concerns in the locality. This section should present the
scope and key findings of the situational analysis specifically the problem tree
analysis for each of the development sectors, capturing socio-economic
situation, and as intensified by climate change and other natural hazards.
Highlight the prioritized problems or issues of the barangay.
IV. Barangay This contains the final (validated by the people, barangay assembly) vision
Vision and and mission of the barangay.
Mission
Statements
V. Sectoral This section contains the sectoral goals and objectives and their baseline
Development values and targets, the prioritized list of PPAs, including the legislations
Plans needed, to achieve the objectives, and the criteria used in prioritizing the
PPAs. The alignment of the sectoral goals and objectives with the barangay
mission and vision should be presented clearly in this section. This may be
presented by sector.
The sectoral development plan of the Institutional Sector should present the
Barangay CapDev Agenda.
VI. Barangay This section contains the final and consolidated BDIP from the different
Development sectoral plans and presented using the prescribed template in the DILG MC
Investment 2021-087 to capture all needed information- the list of the PPAs, expected
Program outputs, OPR, the schedule of implementation, and the resource requirement
VII. BDP The content of this section is mainly from Step 8: Crafting of the M&E Plan and
should provide details of the monitoring and evaluation (M & E) plan of the
Monitoring and Barangay based on the PPA details showing how results and accomplishment
Evaluation will be monitored, and evaluated. It should also indicate the person
responsible for monitoring the plan.
Plan
✔ The BDP should be written clearly and completely, and organized and
packaged satisfactorily.
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✔ The BDP document shall be presented for approval to the Sangguniang
Barangay and for concurrence by the Barangay Assembly.
✔ The approved BDP document is submitted to the City/ Municipal Development
Council for its reference in enhancing their Comprehensive Development
Plan. It can also refer to the BDP to identify specific PPAs that it can support.
✔ The final BDP document serves as a guide for the barangay as it specify
policy options, programs, projects and activities intended to contribute
towards the achievement of the barangay’s developmental goals and
objectives.
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BDP Step 10: Adoption and Approval of the BDP
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Source: dilg.gov.ph
Figure 12. Sample of Barangay Resolution Template
In case the Sangguniang Barangay is not amenable to the BDC’s approved
PPAs, the Sanggunian should return the BDP to BDC with its comments and
recommendations for the BDC’s appropriate action.
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TOPIC NO. 3 DISCUSSION: BARANGAY CAPACITY DEVELOPMENT
3.1. Capacity
– the abilities, skills, understandings, attitudes, values, relationships, values,
relationships, behaviors, motivations, resources and conditions that enable
individuals, organizations, networks/sectors, and broader social systems to carry out
functions and achieve their development objectives overtime.
Capacities across the three levels can be grouped into “hard” and “soft” areas.
Hard Capacities – are tangible and visible that includes:
- organizational structures
- systems
- policies
- procedures
Soft Capacities - are intangible and invisible that includes:
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- nursing
- farming and animal husbandry
- primary education
- water and sanitation,
- forestry, etc.
Functional Capacities are relatively common across sectors or areas such as
- planning
- budgeting
- policy-making
- financial analysis
- strategy formulation
- communications
Source: Capacity Development Group Bureau for Development Policy United Nations Development Programme,
2009.
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3. draws the capacity development strategies, programs and initiatives that
need to be undertaken to address identified organizational competency gaps,
specific approaches that are recommended, resources required and the
timeline.
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• Instituting participatory mechanisms
• Establishing partnerships and collaboration
• Visible sponsorship of programs
Source: lga.gov.ph
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Source: researchgate.net
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Having set the performance goals firmly in place, this phase delves into an
examination of the current state of the Local Government Unit's (LGU) capabilities. It
defines the necessary enhancements in capacity and pinpoints the corresponding
capacity development strategies required to bridge capacity deficiencies. The
assessment of the existing and desired states is conducted within the context of
Capacity Pillars, which represent the elements indicating whether the LGU
possesses the "capability to execute the functions essential for achieving the desired
outcomes." This process involves an evaluation of each of these Capacity Pillars.
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● Current State of Capacity
● Desired State of Capacity (Capacity Development Objectives)
● Capacity Development Interventions
● Expected Output
● Target of CapDev
● Timeframe
● Funding Requirements by year
Step 8. Integrate the CapDev Agenda in the CDP-ELA. This step shows where the
CapDev Agenda is placed within the CDP-ELA.
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What are our performance goals
and objectives?
• What is the current state of our
performance?
• What is the desired state of our
performance?
What are our capacity
requirements
given our performance goals and
objectives?
• What is the current state of our
capacity?
• What is the desired state of
capacity
that will enable us to achieve our
performance goal?
• What interventions do we need to
undertake to improve our capacity?
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How do we manage and sustain the
CapDev Agenda?
SUMMARY
❖ Topic No. 1: The discussion on Barangay Development Planning (BDP)
highlights its importance and key elements. BDP is a systematic process in
the Philippines aimed at improving the well-being of a barangay (the smallest
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administrative unit). It involves active participation from officials, community
members, and stakeholders to identify needs, set priorities, and design
projects.
❖ Topic No. 3: Capacity refers to the abilities, skills, attitudes, and resources
needed for individuals and organizations to achieve development goals. It
operates at individual, organizational, and environmental levels and can be
categorized as "hard" or "soft" and "technical" or "functional".
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transparency and accountability. It rationalizes capability building efforts,
outlines interventions, and develops strategies.
ASSESSMENT ACTIVITY
Topic No. 1
Which legal framework does BDP align with within the Philippines?
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A) Grassroots development
B) Increased bureaucracy
C) Long-term sustainability
A) Preserving culture
Answers:
Topic No. 2
Written Reflections
Write your reflection regarding the topics discussed, summarizing key
takeaways, insights gained, and your personal commitment to contributing to
barangay development planning. Share your reflection to your fellow participants.
Topic No. 3
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Question 1:
Question 2:
Question 3:
Lakbay Aral and benchmarking studies fall under which pillar capacity development?
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REFERENCES
Local Government Code of 1991. Republic Act No. 7160.
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Society for International Development, Israel Branch. (2021). What is Development?
Retrieved from: https://sid-israel.org/en/what-is-development/. Retrieved on October
20, 2023.
Local Government Academy. (2016). The LGU Capacity Assessment and CapDev
Agenda Formulation Toolkit (Second Edition). Retrieved from:
https://lga.gov.ph/uploads/publication/attachments/1590501045.pdf. Retrieved on
October 08, 2023.
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