Jtech-D-15-0048 E1 Bringas Goni
Jtech-D-15-0048 E1 Bringas Goni
Jtech-D-15-0048 E1 Bringas Goni
ABSTRACT
Expendable bathythermographs (XBTs) are probes widely used to monitor global ocean heat content,
variability of ocean currents, and meridional heat transports. In the XBT temperature profile, the depth is
estimated from the time of descent in the water using a fall-rate equation. There are two main errors in these
profiles: temperature and depth errors. The reduction of error in the estimates of the depth allows a corre-
sponding reduction in the errors in the computations in which XBTs are used. Two experiments were carried
out to study the effect of the deployment height on the depth estimates of Deep Blue XBT probes. During
these experiments, XBTs were deployed from different heights. The motion of the probes after entering the
water was analyzed to determine the position and the velocity of the probes as a function of time, which was
compared to that obtained using the Hanawa et al. fall-rate equation. Results showed a difference or offset
between the experimentally observed depths and those derived from Hanawa et al. This offset was found to be
linked to the deployment height. To eliminate the offset in the fall-rate equation for XBTs deployed from
different heights, a methodology is proposed here based on the initial velocities of the probes in the water (or
deployment height). Results indicate that the depth estimates in the profiles need to be corrected for an offset,
which in addition to having a launch height dependence is time dependent during the first 1.5 s of descent of
the probe in the water, and constant after that.
DOI: 10.1175/JTECH-D-15-0048.1
2254 JOURNAL OF ATMOSPHERIC AND OCEANIC TECHNOLOGY VOLUME 32
(Cowley et al. 2013). The work presented here focuses efforts and methodologies address XBT biases originated
on depth offsets using the XBT FRE estimates. The by the fall-rate coefficient discrepancies, few experiments
XBT fall rate, determined by (1), has been the subject of (e.g., HT92; Xiao et al. 2006) and numerical simulations
numerous studies since the 1980s, which included re- (e.g., Abraham et al. 2012a; Abraham et al. 2012b; Xiao
ports on systematic errors in the depth estimates (Seaver and Zhang 2012) have been conducted to assess the dy-
and Kuleshov 1982; Roemmich and Cornuelle 1987). namic characteristics of the XBT during the first few me-
The impact that these depth errors may have in climate ters of movement in the water. During this short distance
research was later recognized from a comprehensive after the XBT hits the water, the probe may not yet be
analysis carried out using CTD and XBT data in several moving at its terminal velocity, as prescribed by the most
regions (Hanawa et al. 1995, hereafter H95), where new commonly used FREs. Thus, it could be expected that the
coefficients a and b were estimated as first few meters of movement may significantly contribute
to a potential depth offset in the temperature profile as
a 5 6:691 m s21 ; b 5 0:002 25 m s22 . (2) estimated by most FREs.
Because of the extensive use of XBTs in ocean current
New advances in the research of XBT FRE biases in- monitoring (e.g., Carton and Katz 1990; Goni et al. 1996;
dicated that these biases are time dependent (Gouretski Gilson et al. 1998; Arnault et al. 1999, 2011; Phillips and
and Koltermann 2007). This inspired a large number of Rintoul 2002; Rintoul et al. 2002; Ridgway et al. 2008;
studies to determine the cause of these biases, to assess Gourcuff et al. 2011; Goes et al. 2013; Domingues et al.
their values, and to propose correction schemes for XBT 2014; Dong et al. 2009, 2014; Goes et al. 2015), and to
data. These corrections have been obtained using a suite determine the ocean thermal structure and heat trans-
of different methods, including XBT–CTD comparisons port (Smith et al. 1999; Roemmich et al. 2001; Baringer
(Seaver and Kuleshov 1982; Heinmiller et al. 1983; and Garzoli 2007; Abraham et al. 2013; Dong et al.
Hanawa and Yoritaka 1987; Singer 1990; HT92; 2009), as well as their remarkable contribution to the
Thadathil et al. 2002; Reseghetti et al. 2007; Wijffels knowledge we have about the ocean today, it is critical
et al. 2008; Ishii and Kimoto 2009; Levitus et al. 2009; to properly assess the fall-rate equation coefficients to
Gouretski and Reseghetti 2010; DiNezio and Goni 2011; improve historical XBT datasets and to establish stan-
Kizu et al. 2011; Hamon et al. 2012; Cowley et al. 2013; dards for current and future observations.
Cheng et al. 2015) and XBT and altimetry, (DiNezio and This work reports two experiments carried out with the
Goni 2010) among others. In particular, some of these goal to study the main characteristics of the Sippican Deep
studies generally reported the presence of depth offsets Blue XBT rate of descent during the first 11 m after en-
without a clear indication of the physical mechanisms tering the water. The objectives of these experiments were
that caused these offsets. For example, using a statistical 1) to determine the time it takes for the XBTs, which are
analysis of a large number of side-by-side XBT–CTD entering the water at different initial velocities, to accel-
pairs, Cowley et al. (2013) found that in their linear model erate or decelerate to their terminal velocity; 2) to assess
for depth bias, the offset term appears to compensate for whether different deployment heights may create a depth
an acceleration over the upper 100 m. Reseghetti et al. offset; and 3) to evaluate whether the currently used FRE
(2007) also analyzed collocated XBT–CTD pairs, with coefficients also apply to the first 11 m of the descent.
XBTs deployed from different initial heights. While the This work represents the first attempt to experimen-
possible effect of the deployment height and the verti- tally verify the theoretically derived descent rate of XBT
cality of the probe while entering the water were discussed probes in the first meters in the water and to assess the
in their work as possible factors to cause a depth offset in physical mechanisms that create a depth offset in XBT
the XBT profile, their results provided uncertain indica- profiles. This manuscript is organized as follows. The
tions of the influence of the deployment height on the experimental setups and the methodology used to ana-
motion of the probes during the first few meters in the lyze the experimental data are described in section 2.
water. Other factors, such as the response time of the ac- Section 3 contains the results and the discussion, in-
quisition system, were found to have a greater impact on cluding the proposed correction of the FRE estimates
the XBT profiles in the near-surface layer. DiNezio and for deployments made from different heights. The con-
Goni (2010) estimated systematic biases between XBT and cluding remarks are presented in section 4.
Argo observations using satellite altimetry. In this case
depth offsets in the upper meters were found to be differ-
2. Experimental setups
ent among ocean basins, which made the authors unable to
identify systematic errors in the FRE resulting from tran- Two experiments were conducted to study the dy-
sients in the initial descent of the probes. Although many namics of the Sippican Deep Blue XBT probes during
DECEMBER 2015 BRINGAS AND GONI 2255
the first 11 m of descent after the probes enter the water. trajectory z(t) from the recording of the four cameras
The experiments were designed to assess the vertical used. The experimental values of the vertical trajecto-
displacements of the probes as a function of time, z(t), ries were then compared to the H95 FRE and also used
for different deployment heights, and to determine the to validate the HT92 model.
time that it takes the probes to reach their terminal
vertical velocity in the water as a function of the
deployment height. 3. Results
The first experiment was carried out in a swimming
a. Deployment height and the first meters of descent
pool 5 m deep at the University of Miami. A digital
camera with a frame rate of 1/30 s was installed at 1 m The experiments reported here were designed to in-
above the bottom of the pool and a rope with marks vestigate the effect of the deployment height on the fall
every 1 m was placed in the pool and used in the cali- rate during the first meters of the XBT descent in the
bration of the recorded videos to determine the depth of water. During these experiments, XBT probes were
the XBTs. During this experiment, XBTs were deployed deployed in a 5-m-deep pool and in an 11.12-m-deep
with a straight orientation (vertically aligned facing water tank, as described in section 2. The XBTs were
down) from heights of 3 and 5 m above the surface of the released from different heights and with a vertically
water. These experimental vertical displacements were straight orientation, with the objective of determining
compared against those derived from the FRE esti- the deviation of the actual fall in the water from the H95
mates, using the coefficients proposed by H95 in (1) and FRE estimates. In addition, these observations were
(2), which provide the depth of the XBT in meters when used to assess the maximum depth at which these probes
the time is expressed in seconds. reach terminal velocity.
The second experiment was conducted in a water tank The difference between the actual fall and the H95
11.12 m tall at the NOAA National Data Buoy Center FRE estimates are shown in Fig. 1. Results indicate that
laboratory. To obtain a recording of the complete XBT XBTs deployed at the surface of the water (h0 5 0),
trajectory, four digital cameras, each with a frame rate of which also correspond to an initial velocity w0 5 0,
1/30 s, were installed at 1.52-, 4.27-, 7.0-, and 9.75-m moved slower than the FRE estimates after entering the
depth. These depths were selected because of the logistics water. On the other hand, when the height of de-
to work inside the water tank and to ensure overlaps in the ployment was larger than h0 5 9 m, the probes moved
images between the videos produced by adjacent cameras. faster than the FRE estimates in the first upper meters.
A vertical rope with markings every 1 m was placed in the Small differences between the experimental results and
water tank and used in the calibration of the recorded the FRE estimates during the first 11 m were found for
videos to determine the depth of the XBTs. During this probes deployed from heights 2 m # h0 # 4 m. For de-
experiment, XBTs were deployed in a straight orientation ployments up to 20-m height, results show that the
from heights of 0, 2, 4, 9, 14, 20, and 25 m. probes reach terminal velocity within the first 11 m. For
In total, 135 deployments were carried out from nine deployment heights of 25 m, the probes did not reach
different heights. The recordings obtained from both terminal velocity in the first 11 m; however, their speed
experiments were analyzed frame by frame using the of descent indicated that they were approaching termi-
software Tracker (Brown 2012) to obtain the values of nal velocity. Results show that while the vertical dis-
the vertical position as a function of time. All deployments placement of XBTs deployed from heights 2 m # h0 #
were repeated 15 times, and a third-degree polynomial 4 m approximately coincides with the FRE estimates,
was used to estimate the mean z(t) for each deployment displacement of probes deployed outside this range do
height. These fitted polynomials were then used to com- not agree with those obtained from the H95 FRE.
pute the vertical velocity in the water as a function of time Therefore, this result indicates that the depth in profiles
for each deployment height. obtained from deployments made from heights h0 # 2 m
The images analyzed in this study correspond to XBTs and h0 $ 4 m needs to be corrected during the first 2 s
that fall in an orthogonal plane in front of the camera. In after the probe enters the water and until it reaches
the analysis of the images, the first frame where the XBT terminal velocity. If this depth error is not corrected, it
was visible inside the water was used as the initial po- will be carried over through the entire depth of the XBT
sition (t 5 0) of its vertical location. Thus, a linear in- temperature profile.
terpolation of the data from different deployments was The H95 FRE implies an almost constant velocity of
performed in order to obtain results that correspond to the probes during the entire fall in the water with only a
the same reference. In the second experiment, the very small deceleration as a result of the wire payout,
videos had to be further calibrated to obtain a single which is given by the coefficient b in (1). Therefore, the
2256 JOURNAL OF ATMOSPHERIC AND OCEANIC TECHNOLOGY VOLUME 32
FIG. 1. Vertical position as a function of time for Deep Blue XBT probes deployed from different
heights (blue circles), FRE estimates (black line), and third-order polynomial best fit of the experimental
data (red line).
deployment of probes from different heights, which probes in the water, which is a function of the de-
implies different initial velocities of the XBTs in the ployment height. We present here experimental results
water, produced vertical displacements that were dif- on the reduction of the velocity of the probes deployed
ferent from those estimated by the H95 FRE at the 2 m and above the surface after they hit the water. The
beginning of the fall. Results show that after entering the velocity of the probes at the instant of water impact, or
water, the XBTs accelerated (decelerated) from initial velocity of free fall wff is
velocities, which were smaller (larger) than a 5 6.691 m s21,
qffiffiffiffiffiffiffiffiffiffi
until their terminal velocity reached a value wT that was
wff 5 2gh0 , (3)
equal or very close to a. From that instant, the probes
continued to move at a rate close to the one described by
(1) using the coefficients in (2). The results presented where g 5 9:81 m s22 is the gravity acceleration and h0 is
here (Fig. 1) show this behavior for all deployment the height of deployment. The velocity at the instant of
heights under 25 m. For deployment heights of 25 m, water impact is compared here with the initial velocity
the depth of the water tanks used in the experiment of the probe in the water immediately after impact,
did not allow for the XBT probes to fully reach ter- which is estimated using the first two or three frames of
minal velocities. the videos recorded during both experiments. Results
are presented in Table 1 and in Fig. 2. Figure 2 shows
b. The initial velocity of descent
that after the XBTs hit the water, their velocities
The initial velocity of descent of the XBT probes in quickly decrease as a result of the impact, unless they
the water depends on the velocity of impact of the are deployed from h0 5 0. This decrease in velocity
DECEMBER 2015 BRINGAS AND GONI 2257
d2 z dw
5 5 b 2 aw2 , (8)
dt2 dt
where
rwC
DA
a5 , (9)
2m
gm0
b5 , (10)
m
the observed positions and H95 are very similar to 1) The initial velocity of the XBTs in the water (w0 ) is
those between HT92 and H95, then HT92 provides a estimated using (4).
very good description of the observed descent of the 2) The initial (w0 ) and terminal [wT ; i.e., coefficient a
probes during the first meters. In particular, while dif- in the FRE of the type (1)] velocities of the XBTs in
ferences of as much as 15% can be observed between the water are used to compute z1 (t, w0 ) using (12).
the experimental observations and HT92, both com- 3) Here z1 (t, w0 ) and the coefficient b of the FRE of the
pare very well for the extreme deployment heights of type (1) are used to compute the new depth as a
0 and 20225 m. function of time using
The model in HT92 provides a solution [(12)] for the
z(t) 5 z1 (t, w0 ) 2 bt2 . (17)
depth of the XBT during the first 10–15 m (t # 1:5 s) of
descent as a function of the initial velocity of the probe
As an example, Fig. 5 shows how the proposed meth-
in the water.
odology estimates the depth of an XBT when different
Since (12) was obtained by disregarding the con-
heights of deployments are considered. The tempera-
tribution of the quadratic term at the beginning of the
ture profile in this example (Fig. 5a) was obtained at
descent, a general FRE can be proposed by adding the
location 32.718N, 46.038W on 19 March 2014 from an
quadratic term in (6) to the solution [(12)] to obtain
XBT deployed from a height of approximately 10 m.
(HT92)
This profile is characterized by a mixed layer depth of
approximately 218C to 150 m, a pronounced thermocline
hw2T t2
z(t) 5 z1 (t, w0 ) 2 , (14) between 150 and 200 m, and a smaller monotonic neg-
4
|fflfflfflfflffl{zfflfflfflfflffl} ative temperature gradient between 200 and 800 m.
ffi0for t#1:5s
|fflfflfflfflfflfflfflfflfflfflfflfflfflffl{zfflfflfflfflfflfflfflfflfflfflfflfflfflffl} After the methodology proposed here is applied, a
t.0
depth offset is removed from the original profile. De-
where z1 (t, w0 ) is given by (12). Equation (14) is the pending on the deployment height, different probe
general FRE that should be used to eliminate the depth depths are estimated for one given time. Differences
offset resulting from varying deployment heights. between H95 and the observed depths are closer to zero
It can be shown that for sufficiently large times for h0 5 3 m (Fig. 5b). These differences are negative
(t . 1:5 s), (positive) for deployment heights below (above) 3 m
(Fig. 5b). In this example, the depth offset for a de-
z1 (t) 5 wT t 1 D , (15) ployment height of 10 is 2 m. Also, differences between
the profiles before and after the offset correction
where D is the maximum offset in the temperature (Fig. 5c) for this specific deployment made from a de-
profile resulting from the deployment height. Therefore, ployment height of 10 m show that the temperature
for sufficiently large times (t . 1:5 s) (14) approaches the differences are 1) between 08 and 20.18C within the
form mixed layer; 2) up to 20.68C in the thermocline, at
2260 JOURNAL OF ATMOSPHERIC AND OCEANIC TECHNOLOGY VOLUME 32
FIG. 5. Example of depth offset correction of an XBT profile. 4. Summary and conclusions
(a) Original XBT profile. (b) Depth difference as a function of time
between the original (H95) and the corrected (using HT92) profiles Two experiments were conducted in order to assess
during the first 1.5 s for several deployment heights. (c) Temperature the effect of the deployment height in the fall rate of
difference as a function of depth between the original (H95) and the Deep Blue XBT probes in the water. Experimental
corrected (using HT92) profile for a deployment height of 10 m.
DECEMBER 2015 BRINGAS AND GONI 2261
h0 (m) D (m)
0 24.05
2 20.44
3 0.03
4 0.40
5 0.72
9 1.65
14 2.47
20 3.22
25 3.73
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