Iec 60300 - 1 - 2002
Iec 60300 - 1 - 2002
Iec 60300 - 1 - 2002
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Titre : CEI 60300-1, Ed.2: Gestion de la Title : IEC 60300-1, Ed.2: Dependability
sûreté de fonctionnement – Partie 1: management – Part 1: Dependability
Systèmes de gestion de la sûreté de management systems
fonctionnement
ATTENTION ATTENTION
CONTENTS
Page
1 Scope .............................................................................................................................. 5
1.1 General .................................................................................................................. 5
1.2 Application.............................................................................................................. 5
2 Normative references ....................................................................................................... 5
3 Terms and definitions....................................................................................................... 6
4 Dependability management system .................................................................................. 7
4.1 General recommendations ...................................................................................... 7
4.2 Documentation recommendations ........................................................................... 8
5 Management responsibility............................................................................................... 8
5.1 Management function and commitment on dependability......................................... 8
5.2 Customer focus on dependability ............................................................................ 8
5.3 Dependability policy................................................................................................ 8
5.4 Dependability planning............................................................................................ 9
5.5 Responsibility, authority and communication ........................................................... 9
5.6 Management review................................................................................................ 9
6 Resource management .................................................................................................... 9
6.1 Provision of resources ............................................................................................ 9
6.2 Human resources.................................................................................................. 10
6.3 Infrastructure ........................................................................................................ 10
6.4 Work environment................................................................................................. 10
7 Product realization ......................................................................................................... 10
DEPENDABILITY MANAGEMENT –
Part 1: Dependability management systems
FOREWORD
1) The IEC (International Electrotechnical Commission) is a worldwide organization for standardization comprising
all national electrotechnical committees (IEC National Committees). The object of the IEC is to promote
international co-operation on all questions concerning standardization in the electrical and electronic fields. To
this end and in addition to other activities, the IEC publishes International Standards. Their preparation is
entrusted to technical committees; any IEC National Committee interested in the subject dealt with may
participate in this preparatory work. International, governmental and non-governmental organizations liaising
with the IEC also participate in this preparation. The IEC collaborates closely with the International
Organization for Standardization (ISO) in accordance with conditions determined by agreement between the two
organizations.
2) The formal decisions or agreements of the IEC on technical matters express, as nearly as possible, an
international consensus of opinion on the relevant subjects since each technical committee has representation
from all interested National Committees.
3) The documents produced have the form of recommendations for international use and are published in the form
of standards, technical specifications, technical reports or guides and they are accepted by the National
Committees in that sense.
4) In order to promote international unification, IEC National Committees undertake to apply IEC International
Standards transparently to the maximum extent possible in their national and regional standards. Any
divergence between the IEC Standard and the corresponding national or regional standard shall be clearly
indicated in the latter.
5) The IEC provides no marking procedure to indicate its approval and cannot be rendered responsible for any
equipment declared to be in conformity with one of its standards.
6) Attention is drawn to the possibility that some of the elements of this International Standard may be the subject
of patent rights. The IEC shall not be held responsible for identifying any or all such patent rights.
International Standard IEC 60300-1 has been prepared by IEC technical committee 56:
Dependability.
XX/XX/FDIS XX/XX/RVD
Full information on the voting for the approval of this standard can be found in the report on
voting indicated in the above table.
This publication has been drafted in accordance with the ISO/IEC Directives, Part 2.
The committee has decided that the contents of this publication will remain unchanged until
______. At this date, the publication will be
• reconfirmed;
• withdrawn;
• replaced by a revised edition, or
• amended.
60300-1 Ed.2/CDV IEC – 4–
Introduction
Dependability is a key decision factor in today’s global business environment. Dependability
affects product costs and processes. It is an inherent product design property influencing
product performance. Dependable product is achieved through implementation of
dependability disciplines in the early concept and design phases of the product life cycle to
provide cost-effective product operations. Like other technical and engineering disciplines,
dependability needs to be managed in order to deliver high value products to customers. In
the broadest sense, dependability reflects user confidence in fitness for use by attaining
satisfaction in product performance capability, delivering service availability upon demand,
and minimizing the costs associated with the acquisition and ownership throughout the life
cycle.
Dependability is the collective term describing the availability performance of a simple or
complex product. The factors influencing the availability performance of a product are the
reliability and maintainability design characteristics, and the maintenance support
performance. Annex A provides the dependability relationships. In many products, reliability,
maintainability, and availability rank amongst the dominant performance characteristics of
importance to the customers seeking cost-effective operation. Reliability and maintainability
are performance characteristics inherent in the product design. Maintenance support is
external to the product, and will affect its dependability. Maintenance support performance
reflects the ability of the maintenance organization to provide the necessary resources to
sustain a level of maintenance support effort to achieve system availability performance
objectives.
concept helps standards users locate specific dependability application guides and relevant
methods to accomplish their respective project objectives.
This International Standard encourages innovation and flexibility in management and design
for product optimization with known constraints and technology limitations. It is aligned with
the ISO 9001:2000 and ISO 9004:2000 Quality Management Systems (QMS) structure to
facilitate incorporation of dependability activities in the overall management system.
Dependability activities complement QMS processes to achieve the desired levels of
DEPENDABILITY MANAGEMENT –
1 Scope
1.1 General
objectives. This standard deals with the dependability performance issues in the product life
cycle phases concerning planning, design, measurements, analysis and improvement.
Dependability includes availability performance and its influencing factors: reliability
performance, maintainability performance, and maintenance support performance.
1.2 Application
This standard is applicable for organizations wishing to establish and maintain a dependability
management system. It provides generic guidance for effective dependability management of
products, which may consist of a combination of hardware, software, and human interactions
and support activities. The objective is to ensure achievement of the dependability of the
product under consideration by addressing the essential dependability management
processes. These processes are generic and applicable to all organizations, life cycle phases,
2 Normative references
The following referenced documents are indispensable for the application of this document.
For dated references, only the edition cited applies. For undated references, the latest edition
nd
IEC 60300-2 (2 Ed), Dependability management – Part 2: Guidance for dependability
programme management
ISO 9000:2000, Quality management systems – Fundamentals and vocabulary
ISO 9004:2000, Quality management systems – Guidance for performance improvement
For the purposes of this International Standard, the terms and definitions given in
IEC 60050(191) apply, together with the following particular terms and definitions.
ISO 9000:2000 is used as reference to quality vocabulary.
3.1
dependability
collective term used to describe the availability performance and its influencing factors:
reliability performance, maintainability performance and maintenance support performance
NOTE Dependability is used only for general descriptions in non-quantitative terms.
3.2
dependability management
coordinated activities to direct and control an organization with regard to dependability
NOTE Dependability management is part of an organization’s overall management.
3.3
dependability management system
management system to direct and control an organization with regard to dependability
NOTE 1 The dependability management system of an organization is part of its overall management system.
NOTE 2 The organizational structure, responsibilities, procedures, processes and resources used for managing
dependability are often referred to as dependability programme.
3.4
dependability plan
document setting out the specific dependability practices, resources and sequences of
activities relevant to a particular product, contract or project
3.5
product
result of a process
Many products comprise elements belonging to different generic product categories. Whether the product is then
called service, software, hardware or processed material depends on the dominant element. For example the
offered product "automobile" consists of hardware (e.g. tires), processed materials (e.g. fuel, cooling liquid),
software (e.g. engine control software, driver's manual), and service (e.g. operating explanations given by the
salesman).
NOTE 2 Service is the result of at least one activity necessarily performed at the interface between the supplier
and customer and is generally intangible. Provision of a service can involve, for example, the following:
60300-1 Ed.2/CDV IEC – 7–
– the delivery of an intangible product (e.g. the delivery of information in the context of knowledge transmission);
– the creation of ambience for the customer (e.g. in hotels and restaurants).
Software consists of information and is generally intangible and can be in the form of approaches, transactions or
procedures.
Hardware is generally tangible and its amount is a countable characteristic. Processed materials are generally
tangible and their amount is a continuous characteristic. Hardware and processed materials often are referred to as
goods.
NOTE 3 Quality assurance is mainly focussed on intended product.
[ISO 9000, 3.4.2]
NOTE 4 In the context of dependability, a product may be simple (e.g. a device, a software algorithm) or complex
(e.g. a transportation system or an integrated network comprising of hardware, software and human elements and
support facilities and activities).
3.6
system
set of interrelated or interacting elements
The organization should establish and maintain a dependability management system to direct
and control the dependability activities. The dependability management system of an
organization is part of its overall management system. Annex B provides generic process
steps for managing dependability.
a) identify the dependability functions and activities related to the needs of the organization’s
business;
b) establish dependability objectives and plan product life cycle phases as appropriate to
specific projects,
c) ensure timely implementation of relevant time-dependant dependability activities during all
applicable project phases;
d) determine criteria and methods for dependability assessment, evaluation and acceptance
of the product;
e) provide available resources and information necessary to support product realization by
implementation of relevant dependability activities in projects;
f) monitor the dependability activities, and measure and analyse the results for continual
improvement;
g) encourage collaboration of process applications (design, product realization, service
provision, etc. ) to maintain cost-effective operations;
h) foster supplier-organization-customer relationships to achieve overall project objectives
a) documented statement of dependability policy and objectives;
b) dependability plans;
c) dependability methods relevant to the organization’s project or business;
d) dependability records.
5 Management responsibility
5.1 Management function and commitment on dependability
Top management should provide evidence of its commitment and involvement in the
dependability management system to ensure its effectiveness and continual improvement.
Top management should ensure that customer needs and expectations for dependability are
determined, understood, and met by focusing on the objective of enhancing customer
satisfaction. Supplier–organization–customer dialogue should be sustained to ensure
dependability problems are promptly resolved and the dependability of product is continually
improved.
delivering products that meet dependability performance needs and provide customer value.
The dependability policy may form part of the management policy, or incorporated in the
quality policy.
60300-1 Ed.2/CDV IEC – 9–
Top management should ensure that dependability planning is linked to the strategic business
plan and form part of the overall management plan. Dependability should be viewed as a key
business decision factor and technology enabler to deliver added value to customers. The
dependability plan should encompass customer feedback mechanisms to determine product
dependability performance. Dependability planning should examine some of the following
issues as appropriate:
– interactions between dependability management and other management processes;
– dependability design trade-off to optimize cost-effective solutions;
– regulatory and contract stipulations affecting cost-effective dependability performance;
– dependability competence development and maintenance of the organization’s resources;
– retention of knowledge base and intellectual properties;
– dependability information dissemination and feedback mechanisms;
– implementation of dependability plan and strategy;
– social benefits and environmental impact.
Top management should ensure that the responsibilities and authorities for dependability are
defined, communicated, and provided with sufficient resources. Specific dependability
functions and assignments to projects should be identified, and their interrelation with quality
and other technical disciplines should be communicated within the organization.
Where necessary the role of a management representative for dependability issues should be
The dependability management system should be reviewed regularly to ensure its continuing
suitability, adequacy and effectiveness. Management review may be combined with other
continual improvement activities. Top management should conduct the management review to
determine if the organization’s dependability policy and objectives are met. Relevant
dependability information should be made available at the management review meetings for
decision-making. Recommendations on dependability improvements and proposed changes in
the dependability management system should be presented for the review. Decision and
action items resulting from the management review meetings should be recorded for reference
and follow-up.
6 Resource management
a) to implement and maintain the dependability management system and continually improve
its effectiveness;
b) to achieve and enhance customer satisfaction by meeting customer needs and
expectations on dependability.
60300-1 Ed.2/CDV IEC –10–
should be competent based on appropriate education, training, skills and experience.
Personnel responsible for dependability should be encouraged and provided with the
opportunity to continuously improve their knowledge and competence through training and
education. Their dependability knowledge and competence should be kept current and up-to-
date to enable adaptation to business and market changes. A human resource review process
should be in place to determine the need for appropriate competence enhancement, personal
development, and to prepare the employees for assuming additional responsibilities.
6.3 Infrastructure
The organization should determine, provide and maintain the infrastructure needed to achieve
long-term dependability goals and short-term project objectives reflecting the organization’s
dependability policy.
7 Product realization
The organization should plan and develop the processes affecting dependability consistent
In planning for product realization, the organization should determine where appropriate:
a) the dependability needs and objectives in conjunction with the customer reflecting the
market or business strategy;
b) the statutory and regulatory requirements governing the use and applications of the
product;
c) the expected end use conditions and application environments affecting the dependability
performance of the product.
The organization should ensure that dependability objectives are defined and the
organization’s ability in meeting those objectives is assessed. A dependability review process
should be put in place and reviews conducted at specific product life cycle phases to facilitate
evaluation and acceptance of the product. Dependability records should be maintained for
product validation and acceptance. Relevant information associated with the product
dependability should be communicated to the customer on a timely basis. Customer feedback
on dependability issues should be reviewed for problem resolution and continual
improvement. Customers should be advised of any planned product discontinuance.
The organization should plan and control the design and development activities affecting
dependability of the product. Design inputs and outputs should be reviewed, evaluated and
records maintained. Design changes or modifications should be controlled. Dependability
issues impacting production, service operations, maintenance support, and product disposal
or possible reuse should be identified, documented and resolved as early as possible. Project
risk assessment and life cycle cost analysis should be initiated where applicable and
appropriate to ensure dependability performance is optimized with given life cycle cost
constraints.
The organization should ensure that purchased and subcontracted product conforms to
specified dependability criteria. Supplier selection should be initiated. Supplier qualification
should form part of the purchasing and subcontracting process. Where necessary, relevant
dependability data and history of the product should be obtained and assessed to validate that
its dependability could meet end use environment. Supplier communications should be
established to ensure a collaborative effort and sharing of dependability information relating to
the purchased and subcontracted product.
The organization should plan its production and service provision processes for control of
dependability performance. Where applicable dependability testing and validation of the
product at specific stages of assembly and product integration should be conducted to ensure
product conformance prior to release or delivery. Product identification should be initiated
where appropriate for control of product versions to ensure product traceability. The
measuring devices. The organization should establish processes as part of the QMS for
control and calibration of monitoring and measuring devices. Primary test equipment and
60300-1 Ed.2/CDV IEC –12–
software test algorithms for product dependability evaluation and performance validation
should be calibrated and traceable to established standards. Calibration records for
monitoring and measuring equipment should be maintained.
8 Measurement, analysis and improvement
8.1 General
The organization should plan and implement processes to monitor, measure, analyse and
improve the effectiveness of the organization's dependability management system and the
dependability of its products. Early focus on design for dependability should be initiated as
appropriate to the product life cycle phases.
NOTE Guidance for quality management system performance improvement is provided in ISO 9004. Guidance
for product dependability improvement is provided in IEC 60300-2.
Nonconforming products such as products with excessive early failures, design defects, or
abnormal wear-out should be identified and controlled for dependability management review
and resolution.
The organization should establish a process for data collection, analysis and reporting. The
analysed data should be interpreted to provide information on items such as customer
8.5 Improvement
of suitable assessment or survey methods and the analysis of relevant dependability data,
60300-1 Ed.2/CDV IEC –13–
60300-1 Ed.2/CDV IEC –14–
Annex A
(informative)
Dependability relationships
Dependability is a collective term used to describe the availability performance and its
influencing factors: reliability performance, maintainability performance and maintenance
support performance. [IEC 60050, 191-02-03]
Reliability performance is the ability of an item to perform a required function under given
conditions for a given time interval. [IEC 60050, 191-02-06]
Annex B
(informative)
Process steps for managing dependability
The process steps for managing dependability consist of a sequence of activities that could be
applied to any phase of a product life cycle. The feedback loop to the various process steps
permits continual improvement where appropriate.
– manufacturing;
– installation;
– operation and maintenance;
– disposal.
NOTE Applicable dependability standards to each process step are provided in IEC 60300-2.