Analyst 2017
Analyst 2017
Analyst 2017
TUTORIAL REVIEW
The interaction between nanoparticles and molecules plays a key role in determining the activity and per-
formance of a given nanostructure. These interactions are pivotal for a variety of applications including
drug delivery, surface manipulation for targeted therapies, and catalysis. However, to this day, gathering
precise association parameters for the interaction of the molecules with nanostructures remains elusive
Received 18th February 2017, and mostly imprecise. In this review, we present a critical discussion of the most commonly used tech-
Accepted 18th April 2017
niques and models intended for determining the association of molecules with nanoparticles. Particular
DOI: 10.1039/c7an00288b emphasis has been put on discussing the limitations and pitfalls related to determining association con-
rsc.li/analyst stants in this tutorial review.
a
Bio-nanomaterials Chemistry and Engineering Laboratory, Division of Cardiac
Surgery, University of Ottawa Heart Institute, 40 Ruskin Street, Rm H5229, Ottawa, 1. Introduction
Canada. E-mail: ealarcon@ottawaheart.ca
b
Laboratorio de Cinética y Fotoquímica, Departamento de Ciencias del Ambiente- The binding of low molecular weight molecules to biomacro-
Facultad de Química y Biología, Universidad de Santiago de Chile, molecules plays a crucial role in a wide variety of processes
Avenida Libertador Bernardo O’Higgins 3363, Santiago, Chile including cell metabolism and biodistribution of nutrients
c
Instituto de Matemática, Pontificia Universidad Católica de Valparaíso,
and drugs in living organisms. These significantly exemplify
Blanco Viel 596, Cerro Barón, Valparaíso, Chile
d
INFIQC-CONICET and Universidad Nacional de Córdoba, Departamento de the importance of non-covalent interactions, except transition
Química Orgánica-Facultad de Ciencias Químicas, Haya de la Torre y Medina states of enzyme–substrate complexes,1–3 in the delicate
Allende s/n, X5000HUA, Ciudad Universitaria, Córdoba, Argentina. balance of life. Understanding the driving forces and binding
E-mail: nataliap@fcq.unc.edu.ar mechanisms behind the protein–small molecule interactions
e
Department of Biochemistry, Microbiology, and Immunology, Faculty of Medicine,
took decades of multidisciplinary research, which ultimately
University of Ottawa, Ottawa, ON K1Y 4 W7, Canada
† Electronic supplementary information (ESI) available. See DOI: 10.1039/ converged in the advancement of precise pharmacological
c7an00288b tools that have had a tremendous impact on the development
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Tutorial Review Analyst
of therapeutics (see ref. 3 for a comprehensive review on structures around the surface. Thus, for example, for the same
binding parameters for proteins and enzymes). In most cases, nanoparticle (size, shape, and surface composition), it is not
the association of the low molecular weight molecules occurs surprising to find discrepancies in association constants deter-
in the determined regions of the protein (i.e. pockets or mined using different techniques, see Table 2. For example,
binding sites), where specific interactions between amino acid Wang et al. reported the association of trypsin with gold nano-
residues and the guest take place. Steric factors prevent multi- particles11 using two different models: the Hill equation and
occupation from happening, a reason why a 1 : 1 stoichiometry the Stern–Volmer (SV) equation. Interestingly, when using the
for the binding process, in a site model, is a reasonable latest models, the calculated Ka was twice the one calculated
assumption under physiological conditions. Association con- for Hill’s equation. Hou et al. reported similar trends with the
stants (Ka) for 1 : 1 molecule–protein binding site complexes association measured by SV ≈ 1/2 of the value calculated using
range from 103.5 to 1016 M−1 for catalytic antibodies4 and enzy- Scatchard’s plots.12 Discrepancies have also been reported for
matic transition states, respectively.2,3 However, despite the nanosilver, whereas for example, Roy et al. measured the
remarkable advancements in recombinant protein synthesis, association of tyrosine, tryptophan, and phenylalanine and
proteins in general fall short regarding their stability and pro- found that the association constants measured by using the
duction cost for being realistically considered as vehicles for Benesi–Hilderbrand approach were about one order of magni-
drug delivery. Furthermore, any modification done in the tude smaller than those measured using fluorescence quench-
protein sequence for improving the plasmatic lifetime, for ing.13 Gebauer et al. reported that the association constant for
example, might lead to immune response and other side human serum albumin (HSA) to nanosilver measured by circu-
effects.5 These shortcomings have motivated the search for an lar dichroism doubled those calculated from Hill’s plots.14
alternative and improved source of drug cargo molecules. A particular case where the association constants derived by
The unique versatility and flexibility of surface composition two different methods were similar (a modified SV plot and
and manipulation displayed by nanomaterials explain, in part, Scatchard) was reported by Jiang et al., who measured the
the increasing interest generated in recent years for using association of bovine serum albumin (BSA) with nanosilver.15
engineered materials as new avenues for drug delivery6–9 and BSA is amongst the most studied proteins for the associ-
diagnostics.7–9 When compared to standard carrier vehicles, ation of gold nanoparticles; some examples are found in ref.
see Table 1, nanoparticles exhibit some attractive properties 15–19, where again, disparities amongst the association con-
that make them excellent candidates for the targeted transport stants are evident. Even when considering the different sizes
of molecules, see for example DEP™ docetaxel6 (cancer of these particles, it is clear that the methodology chosen to
therapy for drug delivery in the Phase I Clinical Trial) and determine the binding seems to be the determining factor.
CellSearch7,9,10 (nanoparticle-antibody based detection of cir- Similar trends were found for another plasma protein like
culating tumor cells). HSA.20,21
However, concepts and models for quantifying the associ- In this tutorial review, we have tackled the problem of
ation of molecules, small and large, to nanoparticulate sur- measuring/quantifying the extent of association of molecules
faces are difficult to interpret due to the intrinsic complexity of with nanoparticles by selecting representative examples of
the binding mechanisms, which can, in many cases, involve binding data that have been recently reported in the literature.
the multi-step association and formation of supramolecular Our selection criteria comprised papers that include at least 4
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Analyst Tutorial Review
out of the following seven properties: ligand, nanoparticle the association of molecules with nanostructured systems.
size, nanoparticle shape, surface charge, polydispersity, associ- Thus, we have organized this review in separate sections.
ation model employed, and occupation number. Section 2 deals with the fundamental concepts of association
A list of nanomaterials that have been revised in this review, and factors that can interfere with it for the case of nano-
see Table 2, includes: gold (spheres,15–18,20–26 spheroids,12,27,28 materials. Section 3 is devoted to analyzing and critically dis-
rods,17,26 cubes,29,30 and others),19,31–34 silver (spheres,14,35 cussing the different methodologies and the corresponding
spheroids,15,36 polymorphs,37 and others13,38,39), carbon,40 binding models that have been used in the literature to
copper,41 polystyrene,35,42 aluminum oxide,43 cerium oxide,43 measure and quantify the association of nanoparticles. In
cobalt–iron,44,45 iron oxide,11,44,46,47 titanium oxide,43 tin section 4, we present an overview of guidelines on the steps/
oxide,48 zinc oxide,49,50 and zinc sulfur.51 As per the ligands models recommended for determining the association of
presented in our literature revision, listed in alphabetical molecules with nanoparticles. Finally, in section 5, an outlook
order: 1,4-dimethoxy-2,3-dibromomethylanthracene-9,10-dione and summary of the review are presented. For educational pur-
(DMDBMAD),36 3-(10-hexyloxyethyl)-3-devinylpyropheophor- poses, and to highlight differences and similarities, we have
bide-a (HPPH),29 [32]ane-(NH2+)8.8Cl−,38 α-synuclein,32 anti- used proteins as benchmarks for traditional association
body Mab5A10,42 apolipoprotein E4 (ApoE4),30 apo-transfer- models of low molecular weight molecules.52
rin,30 benzylamine,22 β-lactoglobulin,11,33 bovine serum
albumin (BSA),15–20,26,35,39,41,44–47,49,50 chymotrypsin,12 concana-
valin,31 cucurbit[7]uril,34 eosin,48 erythrosine B,48 fluorescein,48 2. Nanoparticles vs. proteins as
fibrinogen,43 human immunoglobulin G (IgG),24,40 human
binding platforms
serum albumin (HSA),14,20,21,30,43,51 Kunitz-type soybean trypsin
inhibitor (STI),15 lysozyme,30,37 phenylalanine,13 phenyl-isothio- When compared to proteins specifically, nanoparticles show
cyanate (PITC),22 recombinant streptococcal protein G (protein differences regarding their binding capabilities, most of them
G),15 S-(thiobenzoyl)thioglycolic acid (PDE-1),23 thiocarbonate derived from their larger surfaces (see example 1, Appendix),
(thiocarbonic acid),25 thiocyanate,28 thioester (1-pyrenebutane- which are pivotal for determining the association capabilities
thioic acid S-butyl ester),25 and macrocyclic polyammonium of nanoparticles and small molecular weight molecules. Some
cations (MCPACs): Me6[14]ane-N4H8 4+,38 tryptophan,13 of the binding qualities of nanoparticles are listed as follows:
trypsin,27 and tyrosine.13 (i) multi-occupation is a common denominator for the
Our overarching goal is to review the fundamental concepts binding of small molecules to nanostructures, which means at
of binding models and how these should be applied to the equilibrium more than one molecule of the substrate will
systems with different size distributions as in the case of nano- be bound per nanoparticle.
materials. In this tutorial review, the reader will learn the basis (ii) Complex competitive binding processes can take place
of binding mechanisms applied to nanomaterials, which will on the nanoparticle surface, which can lead to either coopera-
contribute to building up a rational approach for determining tive or competitive bindings, and
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Tutorial Review Analyst
Table 1 Summary of selected properties of different carriers ( proteins, liposomes, and nanoparticles). Properties shown in the table below are
listed to demonstrate the differences between nanoparticulate materials and other carriers
Property/kind of
carrier Proteinsa Liposomesb Nanoparticlesc
Total binding Fixed [this depends on the number Variable [phospholipid composition Variable [binding capacity depends on
capacity and of binding sites or active surfaces; controls binding extent and the surface the size; surface structure can be
surface surface depends on the amino acids’ structure] manipulated]
composition sequence]
Stability Relatively short half-lives (hours to Variable [depends on the presence of Variable [nanoparticle in vivo half-life
days) [protein oxidation leads to unsaturated bonds and membrane and stability can be varied by changing
reduction in binding] fluidity] the material surface composition]
Size and shape Relatively constant [both size and Fixed and, mostly, spheroids [size/ Both variable [size can be tuned
shape can vary depending on factors geometry depends on the lipid chain (1–100 nm); shapes can be varied]
like ionic strength and pH] length and number of bilayers; shapes
are mostly spherical, because of the
surface tension]
Availability and Limited and costly [depends on the Variable [depends on the nature and Readily available and low cost [bottom-
cost type of protein, protein expression in composition of the liposome, scale-up up routes for preparing nanoparticles
yeast/bacteria is an option but it production is not always possible] are of low cost; surface modification
increases the production cost] could, however, be more expensive]
a
Protein diameter varies depending on the structure, amino acid composition, and ultimately on physiological conditions. Thus, for example in
the case of globular proteins like albumins they can be considered as spherical structures with a 10 nm diameter. b Vesicles’ diameter and shape
vary with the phospholipid content and composition. Sizes are found within 5–200 nm in diameter. Much larger structures are seen when the
formation of supramolecular aggregates composed of multi-layered lipid layers occurs. c Nanostructures are considered as composites that have
one of their dimensions within 1–100 nm in length.
(iii) the formation of a multilayered dynamic regime around Ultimately, the size of the ligand also plays a key role as
the nanoparticle is possible at surface area molecules ⋙ seen from analyzing the association data presented herein,
nanoparticle surface area. where ref. 13, 22, 23, 28, 29 and 48 show the values of Ka
In example 1, we show simple calculations of the total obtained for different small molecules. These association con-
surface area for monodisperse spherical nanoparticles and stant values are considerably lower than the values obtained
compare these numbers with that calculated for a carrier for proteins. This can be explained in terms of either coopera-
protein. The binding capacity for these two systems is analyzed tive binding of the proteins onto the nano surface or by multi-
using the archetypical methylene blue (MB) dye. valency, where in either case the protein will efficiently
To date, the available literature comparing the extent of compete with the nanoparticle surface, to a much greater
association between nanoparticles and carrier proteins is extent than low molecular weight ligands for instance. In
scarce. This is due in part to the significant variability, and section 2.3, we will elaborate more on this aspect.
sometimes limited experimental information available, in Table 2 contains information concerning the size, shape,
research articles, which have dealt with nanomaterial–mole- surface charge (zeta potential), polydispersity, association con-
cule binding parameters. Discrepancies do exist beyond the stant, occupation number and association model or equation
size of the nanoparticle, where different shapes have demon- chosen for determining the association of 80+ nanostructures.
strated to have different, and sometimes opposite trends, for Fig. 1 shows a comparison of the association constant values
the same substrate. For example, Iosin et al. reported a 7 order measured for the binding of molecules to nanoparticles and to
of magnitude difference in the affinity of BSA for spherical human serum albumin (see Table S1† for data on serum
nanogold over rod-shaped nanostructures.17 However, albumin).
Chakraborty et al. reported opposite results, the association of Overall, the magnitude of the extent of association for
nanorods being 16 times larger than the one measured for nanomaterials is considerably larger than that for HSA, with
spherical nanogold.26 average numbers of 7 ± 3 and 4.7 ± 0.8 log Ka (p < 0.001, t-test),
Additionally, nanoparticle size also plays a key role in deter- respectively. Thus, as expected the average association constant
mining the magnitude of the association as seen for example is much higher than that for proteins. However, there is a sig-
in the case of cobalt-iron oxide nanoparticles,44,45 where an nificant overlapping with the values measured for HSA. This
increment of 11 nm, from 5 to 16 nm, increases the extent of differs from what is shown in example 1, regarding the superior
association 24 times for the binding. A similar trend is capacity of nanomaterials to host a much larger number of
reported by Yang et al., where both the association and occu- guest molecules. These discrepancies can be explained if one
pation numbers increased by 33- and 15-fold for the associ- considers some, or all, of the following factors:
ation of α-synuclein with a nanogold with diameters of 20 and i. Nanoparticle colloidal stability is affected.
90 nm, respectively.32 ii. Competitive binding with the capping agent.
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Table 2 Selected physical properties and binding parameters for different nanostructures: (macro)molecule systems reported in the literature
Analyst
Zeta Association
potential Polydispersity constant Occupation
Type of NP Substrate Size (nm) Shape (mV) index Binding model (104 M−1) number (n) Ref.
a
Gold Phenyl-isothiocyanate (PITC) ≈6 Spherical — — Benesi–Hildebrand 5.0 — 22
Gold Benzylamine ≈6 Spherical — — Benesi–Hildebrand 5.0a — 22
Gold S-(Thiobenzoyl)thioglycolic acid 16 Spherical — — Linear plot: 230 — 23
(PDE-1) [Ligand]free/
[NP-Ligand] vs.
[Ligand]free
Gold 3-(10-hexyloxyethyl)-3- 53 Cubical +6.4 to — Scatchard 3.1 100 > 180b 29
devinylpyropheophorbide-a cage −26.3
(HPPH)
Gold Human immunoglobulin G (IgG) 24 Spherical — — Scatchard 3300 52b 24
Gold Bovine serum albumin (BSA) 24 Spherical — — Scatchard 1300 90b 15
Gold Recombinant streptococcal 24 Spherical Scatchard 570 500b 15
Zeta Association
potential Polydispersity constant Occupation
Type of NP Substrate Size (nm) Shape (mV) index Binding model (104 M−1) number (n) Ref.
Tutorial Review
Zeta Association
Analyst
Ref.
47
43
43
48
48
48
49
50
51
Number of molecules per nanoparticle. c Available number of binding sites. d Binding site for nanoparticles per molecule. e Nanoparticle/protein stoichiometry.
Occupation
number (n)
0.31–2.01c
1.06c
1.88c
—
—
—
—
—
1–483.5×104
Association
0.72 × 103a
1.35 × 106
9.77 × 108
(104 M−1)
constant
10 600
0.088a
1.66a
15.8
1.1a
log[(F0 − F)/(F − Fs)]
Benesi–Hildebrand
Binding model
Stern–Volmer
Stern–Volmer
Stern–Volmer
Fluorescence
Fluorescence
quenching
quenching
Langmuir
Langmuir
vs. log[M]
0.384(H2O)–
0.384(H2O)–
0.661(PBS)
0.661(PBS)
index
—
—
—
—
—
+47
+47
—
—
—
—
—
phenomena.
Colloidal
Colloidal
Colloidal
Shape
—
—
—
30.6(H2O)–
735.1(PBS)
735.1(PBS)
ref. 54–56). Due to the small size of the metal core in different
Fluorescein
Fibrinogen
the core metal NCs. For example, in the case of Au NCs, it has
Eosin
been shown that when the capping agent is BSA (≈66 kDa) the
final protein–NC complex has around 25 Au atoms (where the
core is imbedded in one protein molecule);57 a similar
Dendrimer-coated magnetite
Titanium oxide
Zinc monoxide
Zinc sulfur
Type of NP
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2.2 Effect of colloidal stability on the nanoparticle binding (zeta potential) and polydispersity.11,19,21,29,30,35,43 Zeta poten-
capacity tial measures to some extent the interaction energy between
In the numbers calculated in example 1, we have omitted particles, which can be related in many cases to the stability of
modifications in the colloidal stability upon the binding of the particles to coagulation, sedimentation and also their flow be-
molecules.63,64 Changes in stability frequently occur after the havior. Thus, if colloidal stabilization is due to the repulsive
replacement of the pre-bound molecules, a.k.a. protecting interaction between particles, zeta potential is a valuable index
agents, from the nanoparticle surface. These can result in a of stability behavior,65 with values close to zero having a larger
net decrease of the available surface for binding (binding probability of flocculation. This phenomenon will decrease the
sites) and consequently, reduce the overall association con- available concentration in solution, thus, resulting in underes-
stant. Fig. 2 shows a representative example of the changes timation of the association constant. Note that for some refer-
in the surface charge of citrate-protected spherical silver ences, sizes and nanoparticle shapes were not reported.
nanoparticles (≈5.0 nm) upon addition of the
2.3 Competitive binding with the capping agent
CSG-LLGDFFRKSKEKIGKEFKRIVQRIKDFLRNLVPRTES-NH 2
(LL37-SH) peptide. 63 Quite frequently, the capping agent that stabilizes the colloidal
From calculating the ratio between the number of peptides nanoparticle solution is seen as a spectator in the binding
and nanoparticles (≈80 nM) available in solution, for the 1, 5 process. However, a simple scheme like the one shown below,
and 10 µM peptide concentrations, the following numbers were Scheme 1, makes it clear that such a non-active behavior is
obtained: 12.5, 62.5, and 125, correspondingly. Thus, consider- instead the result of a much more complex dynamic process.
ing the available surface area of a 5.0 nm nanoparticle as The dynamicity of the capping agent, as well as its role as a
78.5 nm2, see example 1, and since the binding to the surface determining factor for the chemical and biological activities in
of the nanoparticle occurs by anchoring from one of the term- nanomaterials, has been widely overlooked in the literature.
inal amino acids with an area of 1.78 nm2, a maximum number Some more sophisticated examples of these models are found
of 44 molecules of LL37-SH fit onto the surface. This number is for research focused on protein-corona, which certainly played
closer to 62.5 calculated for the 5.0 µM concentration, but a pivotal role in better understanding the formation of areas of
much higher concentrations of the peptide are needed for pro- large molecules around nanoparticles.66 A similar behavior
ducing a net change in the nanoparticle surface charge (125 = has also been reported for low molecular weight molecules
LL37 per nanoparticle). These differences can be linked to steric like methylene blue in the presence of spherical gold nano-
repulsion between the peptide bound to the surface and the particles.67 However, these phenomena are rarely considered
free LL37-SH in solution. Another representative example of in the literature when evaluating association. This becomes
capping agent replacement was also recently reported by using particularly important for nanostructures like silver that are
different pentapeptides, where the sequence CLKRS was able to much more sensitive to capping agent replacement when com-
reduce and modify the stability of citrate-capped AgNPs using pared to gold for instance.68
only micromolar concentrations of this peptide.64 Manipulating In the model depicted in Scheme 1, in principle, one could
the colloidal stability of nanomaterials has proven useful in the think that increasing the concentration of the capping agent
development of advanced techniques for biomedical appli-
cations, see for example ref. 63.
In the data compiled in Table 2, just a small portion of the
articles contained information regarding nanoparticle charge
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will speed up changes in the steps involved in the capping agents of nanostructures than small molecules, thus replacing
exchange between 1 and 2, which does not always hold true. them on the nanoparticle surface. Two different mechanisms
Thus, let us consider that capping agent binding is spon- can explain this assumption. For the first one, we should con-
taneous and diffusion controlled, where layers 1 and 2 are sider that the presence of multiple amino acids in a protein
fully formed at a given concentration of the capping agent. makes it a multivalent structure, thus increasing the number
Thus, due to the proximity of the molecules in region 2 of links to the surface would increase the binding strength
(≈20 nm),67 increasing the capping agent concentration compared to small molecules. Then, if the affinity constant is
should not have a direct effect on the processes between layers larger, a ligand exchange is likely to occur favourably. The
1 and 2. However, since the number of unbound molecules in second explanation is based on the cooperative binding of pro-
solution, region 3, is higher, the rate of exchange between 3 teins, meaning that once a protein binds, the interaction to
and 2, k3B, is faster, and that will lead to a more rapid dynamic the surface for another protein is facilitated successively,
exchange between the layers. In practice, the extent to which resulting also in a larger Ka.69 However, more research on this
this increase in capping agent concentration can affect the aspect is still needed in order to be conclusive on which or if
binding of another molecule to the nanoparticle surface is both mechanisms are operating.
hard to quantify. However, qualitatively, it was recently Canoa et al. found that the molecular weight (MW) of the
reported, see Fig. 3, that increasing the concentration of citrate protein dictates the extent of association of proteins with tita-
15 times does displace a silver specific peptide CLKRS from nium oxide (TiO2), and aluminum oxide (Al2O3).43 A similar
spherical silver nanoparticles.64 trend was reported by Shang et al. who reported a trend for the
The association of the CLKRS peptide with the surface of association as follows: Apo-transferrin > ApoE4 > lysozyme to
spherical silver nanoparticles leads to a broadening of the dihydrolipoic acid capped nanogold.30 Furthermore, similar
surface plasmon band (SPB) of silver, which is reduced as the association constants have been reported for BSA and HSA to
citrate concentration in solutions increases, see Fig. 3. Thus, the nanogold homology.20 However, there is no link between
increasing citrate concentration does displace a pre-bound the MW and affinity for the association of other globular pro-
CLKRS peptide from the silver surface. Therefore, one can teins with nanogold.15 Furthermore, two other proteins, BLGA
expect that the extent of association of this CLKRS will indeed and BLGB, show differences in affinity to 3,6,9,12-tetraoxa-
depend on the citrate concentration in solution. tricosan-1-aminium and 23-mercapto-N,N,N-trimethyl capped
In two independent research studies by Tedesco et al. and nanogold.33
Macarof et al., the authors reported similar association con- As a summary, in this section, we illustrated that the
stant values for the binding of BSA to iron oxide nanoparticles surface composition, particularly the capping agent concen-
capped with different agents like carboxymethyldextran, tration and nature, should also be considered and reported
dextran, polyaspartic, tartrate and citric acid.44,46 Similar find- when measuring the association constants and affinities of
ings were reported by Tonga et al. and Taura et al. for the molecules towards nanostructures. Failing to do this has con-
binding of curcubit[7]uril to AuNP and BSA to AgNP, respect- tributed to the variability in the extent of association reported
ively.34,39 Although these research studies used a fixed concen- for small and large molecules to nanoparticles that are cur-
tration of the capping agent, their findings seem to indicate rently found in the literature.
that proteins have a much higher capacity to act as capping
2.4 Pitfalls in determining the nanoparticle concentration
Estimation of the actual nanoparticle concentration remains a
complicated task for materials scientists. This still implies the
use of assumptions that ultimately represents the primary
source of error (relative standard deviation, RSD, ca. 10%). To
determine with accuracy the concentration of a given nano-
particle in solution, the following pieces of information are
required. (i) Starting concentration of the nanoparticle precur-
sor. (ii) Redox extent of the nanoparticle component. (iii)
Packing or arrangement of the single unit elements in the
nanoparticle, and (iv) nanoparticle shape. Of all these, the
easier value to access is (i), while (ii) can be quantified after
nanoparticle precipitation followed by measurements of the
ion/nanoparticle concentration in the supernatant. Points (iii)
and (iv) go along as both are calculable by using transmission
electron microscopy (TEM) techniques, see Fig. 4.
Example 2 is a representative depiction of one of the many
Fig. 3 Effect of adding sodium citrate to a colloidal solution of CLKRS
2.0 µM and citrate-capped AgNPs. Citrate concentrations are expressed
other approaches that have been proposed for determining
in folds, 1× being equal to 1.0 mM. All measurements were carried out at nanoparticle concentration in solution. However, this only
room temperature. Figure adapted with permission from Poblete et al.64 operates for materials with crystalline and a periodic structure;
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Finally, and taking limits in the Riemann sum, the total Table 2 include occupation numbers of 30 to 5000+ proteins
surface area is given by: per nanoparticle.15,24,29,32,33,35 Protein corona formation
ðb ðb around the nanoparticle is certainly a plausible explanation,66
lim SðPn Þ ¼ AðtÞg0 ðtÞdt ¼ N0 AðtÞgðtÞdt ¼: Atotal for at least a small fraction of the 30+ molecules, which can be
n!1 a a also combined with irreversible protein aggregation around
One can further elaborate this expression considering a the nanoparticle.
probabilistic approach. Let Xg be a random variable over R
where the probability density function is a Gaussian function
g. Thus, the distribution function of Xg is given by: 3. Determining the association
ðx constant of ligands with nanoparticles:
FXg ðxÞ ¼ P½Xg x ¼ gðtÞdt;
1 pros and cons of the current
where P is a probability on R. The expected value of the methodologies
random variable Xg is given by
In the previous section, we have shown the main differences in
ðx ðb
the association behavior, which exist between nanoparticles
E½Xg ¼ gðtÞdt ¼ gðtÞdt
1 a versus other systems. Also, we have discussed several factors
affecting association constant values like: the under/overesti-
With the function A given, we can define a new random
mated concentration of nanoparticles and occupation number
variable Y = A(Xg); the probability density function of Y is
(n), influence of polydispersity on the available surface area,
unknown; however the expected value of Y can be calculated
colloidal stability and competitive binding.
by the equality:
Now, let us discuss the pros and cons of some of the most
ð þ1 ðb used methodologies to measure “concentrations” in order to
E½Y ¼ E½AðXg Þ ¼ AðtÞgðtÞdt ¼ AðtÞgðtÞdt determine the binding/association constant (Ka). First, we
1 a
need to recall the association constant, a thermodynamic para-
which is sometimes called the law of the unconscious statis- meter which reflects the strength of interaction between a host
tician. Therefore, we have or receptor (S) and a guest or ligand (L) at equilibrium:
N 0 E½AðX g Þ ¼ Atotal K ½Sm Ln
mS þ nL Ð Sm Ln ; K¼
½Sm ½Ln
The derivation of equations done in the previous para-
graphs was specifically calculated for the total surface area (A). For nanoparticles, the number of substrates (m) is usually
This can also be extended for calculating the total number of equal to 1, but the number of ligands (n) is often much larger.
atoms in a given nanoparticle as follows. Let F: R → R be a Thus, we should consider dealing with multiple equilibria
function that gives to each d the value F(d ) which corresponds systems in the best scenario (binding phenomena being revers-
with the number of atoms of a nanoparticle of diameter, d, ible). Obtaining an accurate Ka value, in any case, involves the
with X0 being the total number of atoms in the sample as knowledge of the complex stoichiometry. When this parameter
follows: is not known or in the case of multiple equilibria existing,
then we are likely only to determine an overall K value (βmn =
N 0 E½FðX g Þ ¼ X 0
ΠKi) for the system.81,82
then the total concentration in the sample can be expressed The next step is to find a mathematical model that allows
as: calculating the association constant through the relationships
between a measurable physical or chemical property and the
X0
N0 ¼ concentrations (at equilibrium) of the compound, the nano-
E FðXg Þ
particles or the ligand (Table 4). Choosing the right method-
Another parameter closely related to the association of ology to quantify any of these components is critical in order
molecules with nanoparticulated surfaces is the occupation to obtain an accurate and precise K value. In the following
number, usually represented as ‘n’. This parameter relates the paragraphs, we will discuss typical cases for the most frequent
number of molecules adsorbed in/interacting with a given methodologies found in the literature. Note that most of these
surface. As n is derived from a measurement, it is directly methods are based on titration experiments in which either
linked to the method used for its quantification. However, due the nanoparticles or the ligand concentration is kept constant
to the limited surface on the nanoparticle surface, one can and the other is varied.
expect that the number of molecules bound per nanoparticle
will be much higher when using low molecular weight mole- 3.1 UV-visible spectroscopy
cules than compared to macromolecules. In all the discussions This technique requires that either the nanoparticle or the
to date, we have only considered the formation of a monolayer, ligand absorbs light in the UV-visible region. So, nanoparticles
full surface saturation. Note that some of the references in presenting a plasmon band and ligands with chromophores in
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Table 4 Representative examples of the use of methodologies associated with different models for calculating association constants of molecules
or macromolecules with nanoparticles
Molecules or (bio)
Technique Equation/model useda macromolecules Ref.
VBSA and VNP are the volumes of the BSA and the AuNP, respectively, N is DNA bases
the number of proteins bound, KD is the dissociation constant, and n is
the Hill coefficient
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Table 4 (Contd.)
Molecules or (bio)
Technique Equation/model useda macromolecules Ref.
Isothermal titration Integrated calorimetric response vs. titrant volume. Interaction was Aspartic and lysine 87
calorimetry (ITC) corroborate but no constants were determined and
88
Single-site binding model. Q is the total released heat and a is a constant. HSA 21
½complex Q=a
K¼ ¼ β-Lactoglobulin (BLG) 11
½sitefree ½proteinfree ð½sitetot Q=aÞð½proteintot Q=aÞ
solving for Q:
a 1
Q¼ ½proteintot þ n½NPtot þ
2 K
sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi9
= BSA, BLG-A and BLG-B 33
1 2
½proteintot þ n½NPtot þ 4n½proteintot ½NPtot
K ;
Multiple non-interacting binding sites (n) model. Q is the total released heat Suwannee River humic acids 86
(SRHAs)
dQ 1 ½L 1
¼ ΔH 1 þ 1
dnL 2 n½S nK½S
3
2 1
½L 1 4½L 2 5
1þ þ
n½S nK½S n½S
Langmuir isotherm BSA 19
Quartz crystal Γ max KL ½Sfree
microbalance Γ BSA ¼
a þ KL ½Sfree
Γ represents the surface coverage and KL is the binding constant.
1
Brownian Motion Θ ¼ Θmax
HSA 14
Nanoparticle Sizer KD n
1þ
(BMNS) ½HSA
Θ is the surface coverage, n is the Hill’s coefficient and [HSA] is the
protein concentration
½P0 1
Circular dichroism 1 ¼ ½S HSA 79
P KD
[P0] is the total protein amount, [P] is the free protein concentration and
[S] is the concentration of NP surface sites.
SPR using the Fibrinogen-NP: Langmuir model describing a 1 : 1 binding stoichiometry HSA 43
ProteOn™ XPR36 (A + B=AB). Fibrinogen
Protein Interaction HSA–NP: two states conformational change model
Array System (Bio-Rad) (A + B = AB = (AB)a)
Cyclic voltammetry Molar-ratio method. Cucurbituril-7 (CB) and 92
Binary systems (NP@CB and NP@MB) Methylene blue (MB)
NPm + xL ⇔ MmLx
1 αML 1
log½cL xαML cNP ¼ log log K
x 1 αML x
cL and cNP are ligand concentration and nanoparticle concentration,
respectively; αML is the molar fraction of complex and x is the stoichio-
metric coefficient.
Ternary systems (NP@CB@MB = MmLyBz)
For x = y
αMLB
Km;x;z ¼
ð1 αMLB ÞðcB ðz=mÞαMLB cNP Þz
αMLB, cB, are the molar fraction of the ternary complex and the concen-
tration of the third component. z and m are the stoichiometric coeffi-
cients for B and NP, respectively.
Localized Surface Langmuir adsorption isotherm. Lipopolysaccharides (LPS) 91
Plasmon Resonance Δλ K½LPS
(LSPR) refractometric ¼
sensing Δλmax 1 þ K½LPS
a
Parameters and variables have been named as in the corresponding reference.
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their chemical structure are suitable to be quantified by UV- the occupied binding sites. In a similar manner, Zhang et al.40
visible spectroscopy. Second, there has to be a significant determined the binding constant of carbon nanoparticles and
difference in absorption between the bound and free com- human immunoglobulin G (HIgG).
ponents to determine the association constant (εb ≠ εf ). Third, A different approach involving the enhancement of a fluo-
if both nanoparticles and ligands absorb light, then choosing rescence signal of gold nanoclusters upon addition of HSA
a wavelength that avoids spectra overlap would be rec- (and other proteins) was used to determine the affinity con-
ommended. Otherwise, the absorption values must be cor- stant. Shang et al.30,84 employed Hill’s equation (Table 4) to
rected before using any suitable model to calculate the Ka. estimate the Ka value and attribute an anti-cooperative process
For example, following the surface plasmon absorption of (Hill’s coefficient < 1).
gold nanoparticles upon the addition of increasing amounts Using fluorescence techniques requires additional con-
of phenyl isothiocyanate (PITC), Thomas et al.22 determined siderations to those mentioned above for the case of UV-visible
an apparent K value, Kapp ≅ 104 M−1 (Table 2) applying the spectroscopy. For instance, it is critical to avoid quencher
Benesi–Hildebrand (B–H) approach (Table 4) to analyze the absorption at both the excitation and the emission wavelength
absorption data. In a similar fashion, Roy et al.13 estimated of the fluorophore. Otherwise, these interferences will produce
the Kapp for AgNP and amino acids following the UV-visible excitation/emission inner filter effects, also producing attenu-
variation in the region of tryptophan, tyrosine and phenyl- ation of the fluorophore emission signal, and a correction will
alanine upon the addition of nanoparticles. However, this be required to account for the ‘real’ quenching. However, we
work did not mention the chosen wavelength or if any correc- should have in mind that any of the correction formulas are
tion was applied. In a different manner, Blakey et al.23 used approximate.85 In addition, as now the fluorescence is used to
the π–π* absorption band of a phenyldithioesther (PDE) and estimate concentrations, sample absorbance at the excitation
the surface plasmon band variations of AuNPs in the presence wavelength should not exceed 0.05 to avoid deviations larger
of PDE to calculate free ligand, and the complex concentration than 5% from linearity.
at saturation and estimated free sites on the nanoparticle.
Thus, using a linear model (Table 4, equation not specified) 3.3 Isothermal titration calorimetry (ITC)
that resembles a y-reciprocal plot, they calculated the equili-
This technique measures differences in heat between a refer-
brium constant (Table 2).
ence cell and a sample cell (where the titration is taking place).
Although linear regression methods like Benesi–
Initially, both cells are at the same temperature, but when
Hilderbrand and Scatchard are out-dated and poorly rec-
titration begins the interaction between the ligand and recep-
ommended due to the errors they introduce,81 they are still
tor will produce an exchange of heat, which is then detected.
often used as seen in the reported association constants
Thus, using the appropriate model, all the thermodynamic
shown in Table 2. Particularly, the B–H model is valid for 1 : 1
parameters (Gibbs free energy, enthalpy, and entropy) besides
complexes, though the model is not as sensitive to deviations
the binding constant and stoichiometry ratio can be calculated
due to multiple equilibria as often believed. Also, B–H usually
in only one experiment.86
requires a second assumption: [L]0 ([S]0) equals unbound/free
Note that ITC is not used to determine concentrations, but
[L] ([S]). The first one will introduce error to the constant for
to directly calculate thermodynamic and reaction parameters
the case of multiple equilibria, while the second assumption
needs pseudo-first order conditions to minimize the error.
Besides, Ka is obtained from a ratio between the intercept and
slope, increasing the error magnitude. Nonlinear regression
will give more reliable results. Note that all the mentioned
models used to estimate the association parameters could be
derived from the data obtained by different techniques.
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from the binding isotherm plotted as exchanged heat against hydrodynamic radius (Rh) through detecting variations in the
the molar ratio of reactants. This fact is important to consider, Brownian diffusion of AuNPs upon the addition of BSA. Then,
as it makes it essential to know the nanoparticle concentration using a modified Langmuir model (Table 4) they were able to
accurately to establish a good molar ratio. calculate the dissociation constant and attribute an anti-coop-
For example, Sastry et al.87,88 plotted the binding isotherm erative interaction. The revised model includes the Hill coeffi-
against the total volume of the ligand added. From these data, cient (n) to measure the cooperativity factor, whose value has
trends of binding stability for DNA bases or amino acids with to be given until the best fit is reached. However, the differ-
gold nanoparticles could be obtained, but no association con- ences seen when n = 1 versus n = 0.4 (best fit) are not as signifi-
stant was determined. The authors considered that no accurate cant if error bars in experimental data are considered, see
information about the number of moles of surface atoms was Fig. 5.
known, then the molar ratio of the ligand to nanoparticle Using a laboratory made Brownian motion nanoparticle
could not be precisely determined. sizer, Gebauer et al.14 measured the surface coverage of HSA
Most recently, other authors have ventured into determin- on AgNPs. This variable was related through a Hill equation
ing the actual value of Ka. The central assumption they made (Table 4) with the protein concentration to calculate the dis-
is that the binding process follows a multiple non-interacting sociation constant. In the same work, they also did an inde-
site model, which is equivalent to the single set of binding pendent experiment using circular dichroism to quantify the
sites fitting model any ITC software brings incorporated in it binding. A good point they brought up is that protein–nano-
(see Table 4). This model works well as far as all the binding particle interactions are likely to be a non-equilibrium process,
sites are identical (the same Ka and the same enthalpy change) and so association constants have to be examined with
and the binding behavior is non-cooperative. For instance, caution.
using this model, Goy-López et al. calculated the Ka for HSA to Brewer et al.19 used a quartz crystal microbalance with dissi-
AuNPs of different sizes,21 Qin et al. estimated the association pation to monitor the frequency change upon the binding of
of β-lactoglobulin (BLG) with polymer-grafted magnetic nano- BSA to gold nanoparticles and surfaces. From these measure-
particles11 and Chen et al. did the same for BSA and two types ments, the surface coverage can be determined, then the
of BLG.33 Using a slightly different equation, Loosli et al.86 binding constant was calculated using a Langmuir isotherm
(Table 4) determined the binding affinity of TiO2 nanoparticles model (Table 4). Again, caution is recommended when report-
to River humic acids. ing the Ka value as a non-equilibrium situation can take place
Although these examples assume non-cooperativity, which due to spreading, resulting in a decrease of the apparent
would mean the consecutive ligand bindings are not affected binding constants.
by the previous ones, the ITC technique can also help, some- Local Surface Plasmon Resonance (LSPR) refractometric
times, to determine if the sites are interacting (sequential sensing was used to determine the peak shift of the plasmon
binding site model). Also, this model can also be useful for of gold nanorods upon interaction with lipopolysaccharides
the case of non-identical sites. (LPS).91 Plots of the relative peak shift versus LPS concentration
The ITC technique requires a sound knowledge of the con- were also fitted using a Langmuir isotherm model (Table 4) to
centration of the reactants, which we have already mentioned estimate the Ka values.
is not accurate for nanomaterials, and assumptions on the In another case, kinetics experiments based on SPR
type of binding site (identical, non-interacting, etc.). In measurements performed using a ProteOn™ XPR36 Protein
addition, even for the case of one set of sites, it is important to Interaction Array System (Bio-Rad) allowed the determination
consider in the analysis if the ligand is the titrant or the one of association and dissociation rate constants, which ratio is
being titrated, as this can lead to different results. Moreover, equal to the binding constant. This technique was used to
Stoll et al.86 found that when the nanoparticles are the titrant, analyze the reversible interaction of fibrinogen and HSA to
the process is driven mainly by entropy whereas in the oppo- metal oxide nanoparticles.43 The parameters for fibrinogen
site case it is driven by enthalpy, though the Gibbs free energy were obtained from the binding sensorgrams using the
values were similar. Langmuir 1 : 1 isotherm model whereas a two-state confor-
In order to get accurate ITC results it is very important to mation change model was used to fit HSA data (Table 4,
account for any non-specific effect on heat changes, such as equations not specified).
the heat of dilution of the titrant (or the titrate) into the In a different approach, Doménech-Carbó et al.92 employed
medium, by running the appropriate control experiments (e.g., cyclic voltammetry and the generalized molar ratio method
injecting the ligand into the buffer). Although, this is a very (Table 4) to determine the apparent binding constants and
common experimental procedure for any ITC user, only a few complex stoichiometry of binary and ternary systems contain-
articles we examined clearly indicated having done the men- ing AuNPs. Measurements were based on the current for the
tioned control experiment.89,90 reduction of dissolved oxygen at a Pt microelectrode in contact
with a colloidal gold solution containing different ligand con-
3.4 Other techniques centrations (cucurbituril-7 and MB).
Dominguez-Medina et al.18 used Plasmon Scattering Table 5 contains a summary for the main pros and cons of
Correlation (PSC) spectroscopy to monitor changes in the using the different association models for evaluating the
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Table 5 Summary of the main advantages and limitations for some selected methodologies most commonly used for determining the association
of molecules with nanostructures
Association model
representation Equationa Advantages Limitations
K11 ½S
Nonlinear y¼ No approximations are needed Requires initial estimates of all parameters
1 þ K11 ½S Errors are minimized if a good Accuracy and precision are limited
number of points are obtained (maximized error) if complexed ligand
A nonlinear expression can be fraction is out of the range 0.2 to 0.8, being
obtained for complexes of higher ideal to reach the 75% of complete saturation
1 1 order
Benesi–Hildebrand ¼1þ Linear relationship Out-dated method
Or double-reciprocal y K11 ½S It can be helpful to estimate Only valid for 1 : 1 stoichiometry
initial parameters for nonlinear Associated error for the K value is larger than
regression for nonlinear regression
Accuracy and precision are limited
(maximized error) if complexed ligand
fraction is out of the range 0.2 to 0.8, being
ideal to reach the 75% of complete saturation
It can lead to illusory solutions by seeking
y local minima
Scatchard ¼ K11 y þ K11 Linear relationship Out-dated method
½S It can be helpful to estimate Associated error for the K value is larger than
initial parameters for nonlinear for nonlinear regression
regression
Deviations from linearity are Accuracy and precision are limited
related to cooperative binding (maximized error) if complexed ligand
phenomena fraction is out of the range 0.2 to 0.8, being
ideal to reach the 75% of complete saturation
Hill y Deviations of n from 1 are related Accuracy and precision are limited
log ¼ log½S n log K11 ; where
1y to cooperative (positive or (maximized error) if complexed ligand
n is the Hill’s coefficient. negative) binding phenomena fraction is out of the range 0.2 to 0.8, being
ideal to reach the 75% of complete saturation
Stern–Volmerb y = 1 + KSV[S] Linear relationship Concomitance with dynamics quenching can
Straightforward if static lead to wrong conclusions
quenching is confirmed
Modifications can allow
determining binding sites
number
a
Considering the simplest case (1 : 1 complex stoichiometry) equations are derived for the fraction of unbound ( f ) ligand (guest); y = f11 = [SL]/
[L]t. A similar equation can also be obtained for the substrate (nanoparticles). b Model derived specifically from fluorescence measurements, KSV
is equivalent to K11 when quenching is static.
association of low molecular weight molecules with nano- changes in the most common techniques for determining the
structures. Particular emphasis must be placed on the associ- association (fluorescence or absorbance) of the molecule that
ated errors derived from using data treatment for the resulting changes upon association with the nanostructure.
association constant values. For a deeper analysis on the deri- Scheme 2 aims to provide a straightforward and simplified
vation of association models we encourage reading the review list of steps for expediting an accurate determination of the
by P. Thordarson.81 association constant of molecules with nanoparticles. Note
how we have not included factors like polydispersity in this
scheme. Scheme 3 shows another simplified diagram for the
determination of association constants of molecules with
4. General considerations for nanoparticles but following changes in the nanoparticle
determining the association of surface plasmon band or surface charge of the nanostructure
molecules with nanoparticles upon adding increasing concentrations of the ligand
(molecule).
In order to decide what protocol/steps should be taken for eval- From what is shown in Schemes 2 and 3, it becomes
uating the association constant/magnitude of molecules with evident that evaluation of the association of non-fluorescent,
nanoparticles one should consider the properties of both the poorly absorbing molecules, or those with a similar surface
nanoparticles and molecules. Scheme 2 contains a simplified charge to the parental surface charge of the nanoparticle is
diagram of some recommended steps one should follow for rather limited. However, in these particular cases, physical sep-
determining the association of molecules when monitoring aration of the nanostructures and evaluation of the free frac-
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Scheme 2 Simplified diagram showing recommended steps for evaluating the association of molecules with nanostructures using fluorescence or
absorption changes of the substrate (molecule).
Scheme 3 Simplified diagram showing recommended steps for evaluating the association of molecules with nanostructures following changes on
the surface plasmon band or surface charge for assessing the association of a given substrate (molecule) with the nanostructures.
tion of the molecules in solution are the only reliable alterna- 5. Outlook and future
tives for an accurate assessment of the association constants.
However, in cases where the portion of the bonded compound The knowledge gained from association models and tech-
is too small to be detected, more sensitive techniques like ITC niques aimed at their evaluation has paved the way for
micro-calorimetry are better suited for providing reliable infor- advances in the nanosciences field. However, when compared
mation on the association constants. to proteins or other supramolecular systems, nanoparticles
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particle can be achieved considering that the volume of the calculate how many times the AuNP colloids were concentrated
nanoparticle (VNP) is equal to N times the volume of each atom (named as f ):
(VAtom) as follows:
V NP ¼ N V Atom : π h R 2 ¼ N ð4=3Þ π r 3 f ¼ AbsSPB
A =AbsB
SPB
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Example 4. Effect of nanoparticle size Thus, if one were calculating the association constant for
distribution the binding of MB to nanosilver, using solutions with different
size distributions (centred around 10 nm), the observed discre-
To begin, let us consider the following for studying the effect pancies within the obtained numbers for saturation concen-
of nanoparticle size distribution; in all cases, we will examine trations in the dye can be expected. These differences will
spherical nanosilver. become particularly marked for samples that contain a large
i. 100% of particles monodisperse, with a 10 nm proportion of smaller nanoparticles.
diameter.
ii. 50% of particles with a 10 nm diameter and the rest with
100 nm. Acknowledgements
iii. 50% of particles with a 10 nm diameter and the rest
with 5.0 nm. This work was made possible by funding from NSERC Canada
iv. 50% of particles with a 10 nm diameter, 25% 100 nm to EIA (RGPIN-2015-0632). NLP would like to acknowledge
and 25% 5.0 nm. funding support from CONICET, ANPCyT-PICT 2013-1989, and
v. 50% of particles with a 10 nm diameter, 12.5% 2.5 nm, SECYT-UNC. NLP is a research member of the Consejo
12.5% 50 nm, 12.5% 50 nm, and 12.5% 100 nm. Nacional de Investigaciones Científicas y Técnicas (CONICET)
(i) Is the case typically reported in the literature, where of Argentina.
approximations are done using the average size for a given
nanoparticle population (mean diameter/size). Thus, as we
know the total silver atoms in solution are 0.2 × 10−3 mol L−1, References
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