Chapter 01
Chapter 01
Chapter 01
Lindenwood University
In 1999, 21-year-old Benjamin Smith spent the July 4th weekend cruising in his car in Chicago
and central Indiana areas shooting at African Americans, Orthodox Jews, and Asians. In this
three-day shooting spree two were killed and nine were wounded before Smith shot and killed
himself during a police chase. The African American killed was Rick Birdsong, a former
basketball coach at Northwestern University. He was jogging with his children when he was shot
in the back. Won Joined Soon, a Korean graduate student at Indiana University, was killed
Benjamin Smith was a former member of the World Church of the Creator, which is currently
led by Matt Hale of East Peoria, Illinois. Hale refers to himself as Pontifus Maximus and teaches
that only white Anglo-Saxons are true human beings, descendants of Adam and Eve. Jews are
believed to be illegitimate offspring of Eve and Satan, and African Americans and other people
of color are descendants of inferior non-Adamite anthropoids called “mud people.” The church
believes that the United States should be “cleansed” of all Jews and nonwhites. The church’s
Web site features a discussion of the mental inferiority of African Americans, with a reference to
Although groups such as the World Church of the Creator are small, with only a few thousand
members, their influence seems to be on the rise. For many years, most anthropologists and
other social scientists believed that racism and ethnic conflict were going to decline.
Unfortunately, however, more extremist racist and ethnic groups have emerged in many parts of
the world within the past decade. For example, in the former East Germany there has been a rise
of a neo-Nazi movement among German youth who resent the immigration of nonwhites into
their society. Recently, ethnic extremism among the Hutu and Tutsi peoples in Central Africa
has resulted in tragic genocidal policies. Conflicts among Serbs, Croatians, and Bosnians in
Yugoslavia, Tamils and Sinhalese in Sri Lanka, Jews and Arabs in Israel, and so-called “white
Europeans” and “people of color” in the United States are ongoing. Everywhere one looks ethnic
conflicts seem to be emerging worldwide. Although the causes of these conflicts are very
complex, ethnic and race conflicts remain a continuing global problem in the twenty-first
century.
Currently, we live in societies that are becoming more globalized, with more extensive contact
among peoples of different ethnic backgrounds and cultures. Globalization refers to the
expansion and interlinking of the world’s economy through the spread of market capitalism,
communications technology, and industrialization and their consequences. One of the results of
globalization has been the transfer of capital, technology, labor, and media throughout the world.
Global migration trends have been radically transformed since the 1950s. Immigration from
Latin America and the Caribbean, Asia, Africa, and the Middle East—the so-called Third World
—to the industrial societies of Europe, the United States, Australia, and Canada has increased
substantially. For example, England and France have growing numbers of immigrants from their
former colonies in Africa and Asia. Furthermore, the societies in the Third World are also being
transformed by new trends in immigration. Refugees and migrants are becoming increasingly
mobile throughout the world. Societies that may have been very homogeneous or ethnically
similar in the past are now facing questions about their increasing multicultural and multiethnic
differences.
As we will see in later chapters, U.S. society in the nineteenth and early twentieth centuries
faced similar issues. Immigrants flowed into the United States from many areas of the world.
Currently, the United States is again encountering the challenge of multiculturalism. For
example, a typical elementary school in Los Angeles may have as many as 20 different native
languages spoken by members of the school population. In 2000 California became the first U.S.
state where the white ethnic population became a minority. Due to the increase of Hispanic and
Asian populations, the white ethnic population was 49.9 percent. Event calendars in daily
newspapers announce ethnic festivals in major U.S. cities that originated in many nations. All of
these changes have resulted in some reservations regarding the new ethnic patterns and
multiculturalism in the United States. In 1991, the distinguished historian Arthur Schlesinger
wrote a book entitled The Disuniting of America, which argued that ethnic and racial separatism
was the major obstacle for a truly integrated multicultural society in U.S. society. Schlesinger
believes that extreme versions of multicultural education and what he terms the “cult of
ethnicity” are tearing apart the U.S. social and political fabric. He suggests that the growing
emphasis on multicultural heritage exalts racial and ethnic pride at the expense of social and
political cohesion. On the other hand, other scholars, such as Nathan Glazer in his book We Are
All Multiculturalists Now, argue that all children should be taught mutual tolerance and respect
As societies become more multicultural and multiethnic, they confront new challenges. In
many circumstances, ethnic groups may be in competition with each other over political and
economic resources. In other cases, they may be at odds over religious or other cultural
differences. Conversely, some people are benefiting from the multicultural trends in their society
by learning from one another’s cultures, thereby discovering that multicultural environments can
In any case, many people are seeking answers to basic questions regarding these new changes
in race and ethnic trends within their societies in the twenty-first century. What are the reasons
for these continuing race and ethnic conflicts and problems? Do the claims of people like Matt
Hale and the World Church about superior and inferior racial groups have any scientific
validity? What are the significant distinctions among the races? What is the difference between
race and ethnicity? What is the basis of one’s ethnic identity? Why do some societies and
countries have less race and ethnic conflict than others? Why has there been a recent increase in
racial and ethnic conflict around the globe? Have these racial and ethnic conflicts always
existed? Under what conditions do increases in race and ethnic conflict occur? Under what
societal conditions do race and ethnic prejudice and discrimination develop? In what interracial
and interethnic situations can race and ethnic prejudice be reduced? Under what conditions do
different ethnic groups live peaceably together and benefit from each other’s experience?
Anthropologists are currently engaged in major research efforts in an attempt to answer some
questions about race and ethnicity issues. Anthropology was the first field devoted to systematic
scientific investigations into questions about race and ethnicity. These questions persist as one of
This textbook will cover some of the most important research on race and ethnicity by
anthropologists. But, first, we will discuss the interrelationship between these questions about
The word anthropology stems from the Greek words anthropo, meaning “human beings” or
“humankind,” and logia, translated as “knowledge of” or “the study of.” Thus, we can define
Christopher Columbus, had been exploring and colonizing the world since the fifteenth century.
They had encounters with non-Western peoples in the Americas, Africa, the Middle East, and
Asia. Various European travelers, missionaries, and government officials had described some of
these non-Western societies, cultures, and races. By the nineteenth century, anthropology had
developed into the primary discipline and science for understanding these non-Western societies,
races, and cultures. The major questions that these early nineteenth-century anthropologists
grappled with had to do with the basic differences and similarities of human societies, cultures,
differences and similarities among human societies, cultures, and races became known as
unilineal evolution. Charles Darwin had developed his theory regarding the evolution of life in
1859, with the publication of his book The Origin of the Species. Many anthropologists of the
nineteenth century were influenced by Darwin’s thesis, and attempted to apply these
evolutionary concepts to the study of human societies, cultures, and races. These early
travelers, missionaries, and colonial officials for their basic data. Based on these data, they
proposed that all societies and cultures had developed from early, original “savage” stages
through a stage of “barbarianism,” and eventually some evolved into “civilized” stages. Thus,
these early anthropologists developed models of the stages of humankind’s universal history
using the concept of unilineal evolution.1 They constructed a model of a hierarchy of societies
that could be ranked from savage to civilized based on differences in society, culture,
Since the nineteenth century, anthropology as a field has continued its research efforts of
different societies, cultures, and “races.” However, beginning in the twentieth century, many of
the ideas of nineteenth-century theorists were thoroughly criticized and debunked through
need to be understood within their own historical setting. These early anthropologists did not
have a very precise understanding of the concept of “culture,” nor did they comprehend the roles
of genetics and heredity. The development of a more thorough concept of culture and a scientific
understanding of heredity and genetics did not develop until the twentieth century. Because of
their limited understanding of culture and heredity, they labored under many misconceptions
about non-Western societies, cultures, and races. One of the basic underlying assumptions was
1
The British Edward B. Tylor (1832–1917) is one of the best known nineteenth-century anthro-
pologists. Tylor’s major anthropological and theoretical works are Primitive Culture, 2 vol. (vol-
ume 2 is titled Religion in Primitive Culture, part II of Primitive Culture, Harper Torchbooks,
1871/1958); Researches into the Early History of Mankind and the Development of Civilization
(John Murray, 1881); and Anthropology: An Introduction to the Study of Man (D. Appleton,
Henry Morgan (1818–81). Morgan did an early anthropological work entitled League of the Ho-
De-No-Sau-Nee or Iroquois (2 vols., New York), a detailed description of one group of Seneca
Indians living in upstate New York. Morgan’s later work included a cross-cultural analysis text
called Ancient Society (1877), which had an enormous influence on nineteenth-century thought.
that their own society and culture were superior to those of any other. This is an example of
what is known as ethnocentrism, the belief that one’s own society and culture are superior to any
other. In addition, during the nineteenth century most of these early anthropologists were
convinced that their own so-called “race” was superior to that of any other “race.” This is known
as racism, the belief that there are distinctive biological “races” and that one can rank and
categorize superior and inferior biological “races” within the human species.
It was only after twentieth-century anthropologists absorbed the new findings of genetics and
heredity, developed a more sophisticated comprehension of the concept of culture, and had a
better appreciation of concepts of “race” and “ethnicity” that these earlier views could be
criticized exhaustively. One of the major anthropological projects that critiqued these early
views was associated with the efforts of Franz Boas (1858–1942). Boas had been born, educated,
and trained in physics in Germany. Later he became interested in geography and culture and did
research among the Eskimo in the Canadian Arctic. Through these experiences he turned to the
study of anthropology, immigrated to the United States, and taught for many years at Columbia
University. While at Columbia, Boas and his students carried out extensive research in physical
anthropology, archaeology, linguistics, and cultural anthropology (or ethnology), providing the
contemporary foundations for the systematic investigation of such topics as race, culture, and
ethnicity (Degler 1991; Stocking 1968). One of the primary aspects of research that Boas
theories about the evolution of culture based on written materials, anthropologists had to go into
the “field” and do empirical research among the people in different societies.
In the United States, Boas’s research activities developed into what has become known as the
“four-field approach” within anthropology. Most U.S. anthropology programs feature four
subdisciplines, or subfields, that bridge the natural sciences, the social sciences, and the
humanity through space and time. In addition, all four of these fields have enabled contemporary
anthropologists to contribute significantly toward the study of race and ethnicity. Though these
four subfields demarcate the fields within which most anthropological research is conducted, we
need to emphasize that within these four fields anthropologists draw on the findings of many
other disciplines, such as biology, history, psychology, economics, sociology, and political
science to examine race and ethnic relations. These four fields, however, offer anthropologists a
Physical Anthropology
Physical anthropology (or biological anthropology) is the branch of anthropology most closely
related to the natural sciences. Physical anthropologists conduct research in two major areas:
human evolution and human variation. The majority of physical anthropologists focus on human
evolution. Some investigate fossils, the preserved remains of bones and living materials from
earlier periods, to reconstruct the evolution and anatomical characteristics of early human
ancestors. The study of human evolution through analysis of fossils is called paleoanthropology
sophisticated scientific techniques to date, classify, and compare fossil bones in order to
determine the links between modern humans and their biological ancestors. For example,
paleoanthropologists are studying the relationship of early populations of Homo erectus and
As we will see in Chapter 2, on race, paleoanthropologists have been doing basic research on
the evolution of physical characteristics of ancestral populations in all parts of the world.
characteristics of humans based on their fossil remains, primarily fossil bones and teeth. Early
various “races” in different regions of the world. However, modern paleoanthropologists have
concluded that these early attempts were based on simplistic categories of racial differences.
Today, paleoanthropologists have much more sophisticated methods and techniques for
differentiating ancestral human populations, and they exercise extreme caution when evaluating
Another group of physical anthropologists focuses their research on the range of physical
variation within and among different “modern” human populations. These physical
anthropologists study human variation by measuring physical characteristics such as body size,
by comparing blood types, and by examining differences in skin color or hair texture. Human
osteology is the particular area of specialization within physical anthropology dealing with the
comparative study of the human skeleton and teeth. Physical anthropologists are also interested
environmental conditions, thus shedding light on why human populations vary. Noting how
specific physical traits have enabled these populations to adapt to different geographic
environments, these anthropologists reveal how human populations have developed. Early
physical anthropologists wanted to use biological attributes to classify various living populations
throughout the world into distinctive “races.” Eventually, however, physical anthropologists
developed advanced research techniques and methods that led to the abandonment of simplistic
difficult it was to classify humans into distinguishable “racial” populations. They discovered that
traditional biological characteristics such as skin color did not necessarily correlate with other
physical characteristics that demarcate one “race” from another. In fact, the vast majority of
anthropologists have rejected the concept of “race” as a useful scientific concept. Thus, today,
physical anthropologists have learned to be extremely careful with their assessment procedures
An increasingly important area of research for some physical anthropologists is genetics, the
study of the biological “blueprints” that dictate the inheritance of physical characteristics.
Research on genetics examines a wide variety of questions. It has, for example, been important
in identifying the genetic sources of some diseases such as sickle cell anemia, cystic fibrosis, and
paleoanthropological research. Through the study of the genetic makeup of modern humans,
geneticists have been working on calculating the genetic distance among modern humans, thus
providing a possible means of inferring evolutionary relationships within the species. For
example, genetic studies have been used to determine the physical and evolutionary connections
Archaeology
Through archaeology, the branch of anthropology that seeks out and examines the artifacts of
past societies, we learn much about the lifestyles, history, and evolution of those societies.
Artifacts, the material remains of former societies, provide tangible clues to the lifestyle,
environments, and political economies of extinct societies. Some archaeologists investigate past
societies that did not have written documents through which to leave a record of their past.
Known as prehistoric archaeologists, these researchers study the artifacts of groups such as
Native Americans to understand how these people lived. Other archaeologists, called classical
archaeologists, conduct research on ancient civilizations such as Egyptian, Greek, and Roman,
historical archaeologists, pursue research with historians and investigate the artifacts of societies
of the more recent past. For example, many historical archaeologists are probing the remains of
plantations in the southern United States to gain an understanding of the lifestyles of slaves and
Only after intensive analysis do archaeologists cautiously interpret the data they have
collected and begin to generalize about a past society. Unlike the glorified adventures of
challenging adventure of careful, systematic, detail-oriented scientific research that enhances our
various parts of the world, and have shown how environmental circumstances and prehistoric or
historic conditions have influenced the societal development of human populations in different
regions. They have illuminated through careful research how nineteenth-century archaeologists
were misled by their simplistic categorizations, and racist and ethnocentric beliefs, in assessing
the societal developments of other cultures. Thus, recent archaeological research has refuted
Linguistic Anthropology
Linguistics, the study of language, has a long history that dovetails with the discipline of
philosophy, but it is also one of the integral subfields of anthropology. Linguistic anthropology
focuses on the relationship between language and culture, how language is used within society,
and how the human brain acquires and uses language. Franz Boas was the founder of linguistic
anthropology in North America, and his pioneering linguistic research revolutionized the study
discover the ways in which languages are different from each other as well as how they are
similar. Two wide-ranging areas of research in linguistic anthropology are structural linguistics
and historical linguistics. Structural linguistics explores how language works. Structural
linguists compare grammatical patterns and other linguistic elements to learn how contemporary
languages mirror and differ from one another. Structural linguistics has uncovered some
intriguing relationships between language and thought patterns among different groups of
people. Do people who speak different languages with different grammatical structures think and
perceive the world differently from each other? For instance, do native Chinese speakers think or
view the world and life experiences differently from native English speakers? This is just one of
the questions that structural linguists attempt to answer. Such questions bear on the relationship
Linguistic anthropologists also examine the connections between language and social behavior
in different cultures. This specialty, called sociolinguistics, focuses on both how language is
used to define social groups and how belonging to particular groups leads to specialized
language use. For example, a number of linguists have been doing research on Ebonics, a
distinctive variety of American English spoken by some African Americans. The term Ebonics is
derived from the words “ebony” and “phonics,” meaning “black speech sounds” (Rickford
1997). These linguistic anthropologists find that Ebonics is no more a lazy form of English than
Italian is a lazy form of Latin. Instead, Ebonics is a different language with systematically
ordered grammar and pronunciation usages. Linguistic research such as this has helped to undo
discern their historical links. By examining and analyzing grammatical structures and sounds of
languages, researchers are able to discover rules for how languages change over time, as well as
which languages are related to each other historically. This type of historical linguistic research
is particularly useful in tracing the migration routes of various groups through time, confirming
linguistics has been used to confirm the migration of the Navajo Native American Indians from
Ethnology
that examines contemporary societies. Contemporary ethnologists do fieldwork in all parts of the
world, from the tropical rain forests of Africa and Latin America to the Arctic regions of
Canada, from the deserts of the Middle East to the urban areas of China. Until recently, most
ethnologists conducted research on non-Western or remote cultures in Africa, Asia, the Middle
East, Latin America, and the Pacific Islands, and on the Native American populations in the
United States. Today, however, many anthropologists are doing research on their own cultures in
order to gain a better understanding of their institutions and cultural values. In fact, as will be
seen in chapters in Part II, which focuses on the United States, ethnographers have been actively
contemporary ethnologists live for an extended amount of time within the societies that they
study. The American Franz Boas and the Polish-born British Bronislaw Malinowski are two
examples of those who used this important research strategy in twentieth-century anthropology.
They knew that the early studies relied too heavily on superficial, nonquantifiable descriptions
and comparisons from classical scholars, travelers, missionaries, and colonial government
officials.
Boas and Malinowski promoted and institutionalized the practice of doing intensive fieldwork
in the various societies around the world—a research strategy called participant observation,
which involves learning the language and culture of the group being studied by participating in
the group’s daily activities. Through this intensive participation, the ethnologist becomes deeply
familiar with the group and can understand and explain the society and culture of the group as an
insider. Presently, many anthropologists use the term etic to refer to the description of the
culture by the anthropologist, and emic to refer to the natives’ point of view of their culture. 2
The results of the fieldwork of the ethnologist are written up as an ethnography, a description
of a society. The typical ethnography describes the environmental setting, economic patterns,
social organization, political system, and religious rituals and beliefs of the society under study.
2
The terms etic and emic are derived from the words “phonetic” and “phonemic,” as used in lin-
guistics. Phonetics refers to the different types of sound units in languages. Thus, there is an In-
ternational Phonetic Alphabet used to designate various sound units of languages throughout the
world. In contrast, a phoneme is a sound unit that is understood to have a meaning within a par-
ticular language. Phonemics refers to the sound units understood by the native speaker of a spe-
cific language.
However, some ethnographies concentrate on particular areas such as religious beliefs and
practices, whereas others may focus on environmental conditions or political institutions. The
description of a society is based on what anthropologists call ethnographic data. The gathering
of ethnographic data in a systematic manner is the specific research goal of the ethnologist or
cultural studies of different societies. These comparative studies are extremely important in
discovering both differences and similarities among people throughout the world—one of the
manner than Boas or Malinowski did in the beginning of the twentieth century. Today, in the
twenty-first century, many of the so-called natives with whom ethnographers interact are
combining their traditional understanding of their own culture with formal education, and some
are even choosing to become anthropologists themselves. Thus, cultural anthropologists are
becoming more like colleagues with the people they are studying, collaborating on research
projects together. Instead of the “lone ranger” cultural anthropologist doing research alone on an
island among isolated tribal populations, contemporary anthropologists are more likely to reside
in urban areas and work with teams of people from the native population to comprehend the
effects of globalization and related processes and change within local regions of the world. And,
as we will see in this text, many present-day cultural anthropologists are working with ethnic
groups within their own society and collaborating on research projects to gain insights into
Most U.S. anthropologists are exposed to all four subfields of anthropology in their education.
Because of all the research being done in these different fields, however, with more than three
hundred journals and hundreds of books published every year dealing with anthropological
research, no one individual can keep abreast of all the developments across the discipline’s full
spectrum. Consequently, anthropologists usually specialize in one of the four subfields. Though
the four-field approach tends to be an ideal for anthropology in this age of proliferating
information and research data, the research in these different disciplines has been important in
As emphasized earlier, anthropology does not limit itself to its own four subfields to realize its
has strong links to other fields of study. Cultural anthropology, for instance, is closely related to
the fields of history, cultural studies, and sociology. In the past, cultural anthropologists
anthropologists and sociologists explore many of the same societies using similar research
approaches. For example, both rely on statistical and nonstatistical data whenever appropriate in
their studies of different types of societies. In later chapters, we will see how basic sociological
research has informed ethnographic studies of ethnicity. A recent, allied field that has influenced
anthropology is cultural studies, which combines a number of disciplines with the concept of
culture to do research on a number of topics related to ethnic and race relations. Likewise,
anthropology dovetails considerably with the field of history, which, like anthropology,
encompasses a broad range of events. Studies of ethnicity could not be conducted without a
comprehensive historical perspective. These fields, as well as others, which will become evident
throughout this textbook, have contributed to the anthropological perspective on race and ethnic
relations.
Through the four subfields and the interdisciplinary approach, anthropologists have
emphasized both a holistic and a global perspective. The holistic and global perspectives enable
social, and cultural conditions of humans at all times and in all places. Anthropologists do not
limit themselves to understanding a particular ethnic group or set of societies but, rather, they
attempt to demonstrate the interconnections among different societies. This combined holistic
and global perspective is used throughout this text to demonstrate how different ethnic groups
interconnections, young people preparing for careers in the twenty-first century must recognize
and be able to deal with the cultural and ethnic differences that exist among peoples while at the
same time also understanding the fundamental similarities that make us all distinctly human. In
this age of cultural diversity and increasing internationalization, sustaining this dual perception,
of underlying similar human characteristics and outward cultural differences, has both practical
and moral benefits. Although nationalistic, ethnic, and racial bigotry are rife in many parts of the
world, our continuing survival and successful adaptation depend on greater mutual
us to see ourselves as part of one human family in the midst of tremendous diversity. Our society
needs citizens that have skills in empathy, tolerance of others, and an understanding of a
complex interlocking world. We need world citizens who can function in inescapably
citizens, as well as helping to solve humanity’s pressing problems of bigotry, poverty, and
violence.
REFERENCES CITED
DEGLER, CARL N. 1991. IN SEARCH OF HUMAN NATURE: THE DECLINE AND THE REVIVAL OF
RICKFORD, JOHN R. 1997. SUITE FOR EBONY AND PHONICS. DISCOVERY 18(2):82–87.
STOCKING, JR., GEORGE W. 1982 [1968]. RACE, CULTURE, AND EVOLUTION: ESSAYS IN THE