League of Women Voters v. Utah State Legislature20240711
League of Women Voters v. Utah State Legislature20240711
League of Women Voters v. Utah State Legislature20240711
2024 UT 21
IN THE
No. 20220991
Heard July 11, 2023
Supplemental Briefing Received August 1, 2023
Filed July 11, 2024
Attorneys*:
Troy L. Booher, J. Frederic Voros, Jr., Caroline A. Olsen,
David C. Reymann, Kade N. Olsen, Salt Lake City, Mark P. Gaber,
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Additional Appellees/Cross-Appellants: Mormon Women
for Ethical Government, Stephanie Condie, Malcolm Reid, Victoria
Reid, Wendy Martin, Eleanor Sundwall, and Jack Markman.
Additional Appellants/Cross-Appellees: Utah Legislative
Redistricting Committee, Senator Scott Sandall, former
Representative Brad Wilson, and Senator J. Stuart Adams. Lt.
Governor Deidre Henderson is named as a defendant in this case,
but did not participate in this appeal.
Additional attorneys for amicus curiae, in support of
Appellees/Cross-Appellants: John Mejia, Salt Lake City, for
American Civil Liberties Union of Utah; Jonathan Topaz, Dayton
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Campbell-Harris, Casey Smith, Adriel I. Cepeda Derieux, N.Y.C.,
N.Y., for American Civil Liberties Union Foundation; Lisa Watts
Baskin, Salt Lake City, Joseph E. Sandler, Washington, D.C., for
Ballot Initiative Strategy Center; Alan L. Smith, Salt Lake City,
Derek S. Clinger, Madison, WI, for Professor Bertrall Ross; David
R. Irvine, Bountiful, Dax Goldstein, L.A., Cal., Zack Goldberg,
N.Y.C., N.Y., for Bipartisan Former Governors Michael F. Easley,
William Weld, and Christine Todd Whitman; Joshua Cutler, Salt
Lake City, Michael C. Li, Yurij Rudensky, Douglas E. Keith, N.Y.C.,
N.Y., for the Brennan Center for Justice at N.Y.U. School of Law;
Janet I. Jenson, Salt Lake City, Theresa J. Lee, Cambridge, Mass., for
Professor Charles Fried; Christine Durham, Salt Lake City, for
Common Cause; Nathan D. Thomas, Elizabeth M. Butler, Salt Lake
City, for Jennifer Wilson; J. Tayler Fox, Salt Lake City, Robert A.
Atkins, Pietro Signoracci, Jonathan Hurwitz, Melina Meneguin
Layerenza, Jeremy Allen-Arney, Arielle McTootle, N.Y.C., N.Y., for
Political Science Professors; Julie J. Nelson, Skylar Walker,
Millcreek, for Rural Utah Project, Ann Leppanen, Steve Cox, Shaun
Dustin, and Kenneth Maryboy.
Additional attorneys for amicus curiae, in support of
Appellants/Cross-Appellees: Dallin B. Holt, Phx., Ariz., for the
Honest Elections Project; Matthew Petersen, Haymarket, Va., for
Representatives Blake Moore, Chris Stewart, John Curtis, and
Burgess Owens; Stanford E. Purser, Solic. Gen., Daniel R.S.
O’Bannon, Salt Lake City, for Governor Spencer J. Cox.
Additional attorneys for amicus curiae, in support of neither
party: Darcy M. Goddard, S. Spencer Brown, Salt Lake City, for
Utah Association of Counties.
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INTRODUCTION
¶1 This case presents a question of first impression involving
the interpretation of two provisions of the Utah Constitution.
¶2 The first constitutional provision involved in this appeal is
the Initiative Provision of article VI, subsections 1(1)(b) and (2),
which vests in the voters of Utah the power to pass legislation
through the initiative process. Under our state constitution, the
people’s legislative power is equal to the Legislature’s. The
Legislature exercises its power by passing laws during legislative
sessions. The people exercise their power by voting during
elections on initiatives that have qualified for the ballot. If the
people approve a proposed initiative, it becomes a statute in the
Utah Code.
¶3 The second provision is the Alter or Reform Clause of
article I, section 2, which establishes that the people of Utah have
the right to “alter or reform their government as the public welfare
may require.”
¶4 The novel question before us asks: what happens when
Utahns use their initiative power to exercise their “right to alter or
reform their government” by passing an initiative that contains
government reforms, and the Legislature repeals it and replaces it
with another law that eliminates the reforms the people voted for?
¶5 Plaintiffs answer that this is an unconstitutional violation
of the people’s right to reform their government1 through a citizen
initiative. And they allege that this happened when the Legislature
repealed and replaced an initiative called “Better Boundaries” or
“Proposition 4,” which the people passed during the 2018 election.
Proposition 4 sought to reform the process of drawing Utah’s
electoral districts (redistricting) by prohibiting a practice called
“partisan gerrymandering.” In general, partisan gerrymandering
refers to efforts by incumbent politicians to draw electoral
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1 Throughout this opinion, we refer to the right established in
the Alter or Reform Clause variously as the people’s “right to alter
or reform their government,” “right to reform their government,”
and their “reform right.” When we use shorthand, we do so only
for ease of reference. We intend to refer to the right established in
the Alter or Reform Clause of article I, section 2 in its entirety.
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with another law, Senate Bill 200, which did not prohibit partisan
gerrymandering. Plaintiffs assert that when it came time for
redistricting—with Proposition 4’s requirements out of the way—
Defendants drew new electoral districts that were the result of
“extreme” partisan gerrymandering.
¶6 Defendants answer the question differently. They argue
that the Legislature’s repeal and replacement of Proposition 4 did
not offend the constitution at all. They contend that because the
Legislature is authorized to amend or repeal any statute, and a
citizen initiative is a statute, the Legislature is permitted to repeal
initiatives without any constitutional limitation.
¶7 We answer the question before us as follows:
¶8 The people’s constitutional right to alter or reform their
government is protected from government infringement. We could
not hold otherwise, as the Declaration of Rights of the Utah
Constitution states explicitly that:
All political power is inherent in the people; and all
free governments are founded on their authority for
their equal protection and benefit, and they have the
right to alter or reform their government as the public
welfare may require.
UTAH CONST. art. I, § 2 (emphasis added).
¶9 Like all constitutional provisions, the Alter or Reform
Clause must be read in harmony with the rest of the constitution
and exercised within the bounds of the constitution itself. Thus, it
does not establish a right to reform the government in disregard of
the constitution, nor in a manner that violates other provisions of
the constitution.
¶10 One way for Utahns to exercise their reform right within
the bounds of the constitution is through a citizen initiative, as
established in the Initiative Provision of article VI of the Utah
Constitution. The initiative power gives Utahns a mechanism to
pass legislation that contains their desired government-reform
measures. Thus, the Initiative Provision empowers Utahns to
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S.B. 200. We also refer to the enactment of S.B. 200 and its repeal
and replacement of Proposition 4, collectively, as “legislative
action.”
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4 We emphasize that reforms enacted through the initiative
process must be statutory—in other words, capable of being
accomplished through legislation. This is because an initiative, like
all statutes, cannot amend the Utah Constitution. So if the people
wanted to reform the government in a way that would require a
change to the constitution, they would have to follow the
constitutional amendment process, not the initiative process.
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among the fifty states. See id. After the census data is released, every
state, including Utah, re-draws its electoral districts to account for
the addition or loss of congressional seats and population changes
within the state. This process is called redistricting.
¶16 After Utah receives the results of the decennial census, the
Utah Constitution requires the Legislature to “divide the state into
congressional, legislative, and other districts accordingly,” no later
than the next general legislative session. UTAH CONST. art. IX, § 1.
Each district of the same type must contain approximately the same
number of people.7
¶17 The 2010 census showed significant growth in Utah’s
population, and as a result Utah gained an additional congressional
seat, bringing the total number to four.8
¶18 The most recent census was conducted in 2020. It shows
that from 2010 to 2020, Utah was the fastest growing state in the
nation by percentage.9 But this population growth was not equally
distributed across the state. The bulk of Utah’s new residents
settled in urban areas in Salt Lake County and Utah County. And
80% of the total population lived in urban centers along the
Wasatch Front. During the same period, other parts of the state lost
population.
¶19 Despite Utah’s rapid growth over the last decade, we did
not gain any additional seats in Congress after the 2020 census. So
Utah still has four seats in the U.S. House of Representatives, and
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7 The U.S. Constitution requires states to “design both
congressional and state-legislative [voting] districts with equal
populations.” Evenwel v. Abbott, 578 U.S. 54, 59 (2016) (citing
Wesberry v. Sanders, 376 U.S. 1 (1964), and Reynolds v. Sims, 377
U.S. 533 (1964)).
8 See Guide to 2010 State & Local Census Geography: Utah, U.S.
CENSUS BUREAU (Oct. 8, 2021), https://www.census.gov
/geographies/reference-files/2010/geo/state-local-geo-guides-
2010/utah.html#:~:text=For%20the%20111th%20Congress,based
%20on%20the%202010%20Census.
9 See Utah Was Fastest-Growing State From 2010 to 2020, U.S.
CENSUS BUREAU (Aug. 25, 2021), https://www.census.gov
/library/stories/state-by-state/utah-population-change-between-
census-decade.html.
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10 Citing Editorial, The Gerrymander Scandal, WALL ST. J.,
(Nov. 7, 2001), https://www.wsj.com/articles/SB10050978282586
86800.
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11 The full text of Proposition 4, including the Statement of
Intent and Subject Matter, can be found online. See Utah Independent
Redistricting Commission and Standards Act Combined Files,
UTAH.GOV 8, https://vote.utah.gov/wp-content/uploads/sites
/42/2023/09/Utah-Independent-Redistricting-Commission-And-
Standards-Act-Combined-Files.pdf (last visited July 5, 2024).
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sure that we have an open and fair process when it comes time for
redistricting.”
The Redistricting Process Begins
¶36 Plaintiffs allege that despite these assurances, the
Legislature’s Congressional Map for the 2022 election was the
product of extreme partisan gerrymandering, with little public
participation or transparency. After Utah received the results of the
2020 census, the Legislature and the Independent Commission, as
modified by S.B. 200, began work on their respective redistricting
plans.
¶37 In April 2021, the Legislature formed a twenty-member
Legislative Redistricting Committee (LRC), made up of fifteen
Republicans and five Democrats. Plaintiffs allege that the LRC’s
process “was designed to achieve—and did in fact achieve—an
extreme partisan gerrymander.” The LRC “conducted its map-
drawing and decision-making processes almost entirely behind
closed doors.” The LRC would not commit to avoiding unduly
favoring or disfavoring any political party. And the only
redistricting standards it agreed to follow related to “population
parity among districts, contiguity, and reasonable compactness.”
¶38 Meanwhile, the Independent Commission performed its
duties under S.B. 200, even though the new law had weakened its
role in the process. Senate Bill 200 required the Commission to
“define and adopt redistricting standards” to govern its map
drawing process that mirrored the seven traditional, neutral
redistricting criteria from Proposition 4. UTAH CODE § 20A-20-
302(5). But the new law did not forbid the Commission from using
partisan political data in its map drawing, instead providing that
the Commission “may adopt a standard” prohibiting the use of
such data. Id. § 20A-20-302(6).
¶39 According to the Complaint, the Independent
Commission adopted all the neutral redistricting standards of
Proposition 4. And to ensure it avoided partisan redistricting, the
Commission drew maps “blind to partisan data of any sort.” The
Commission’s process was open to the public and involved
significant public input. The Commission met thirty-two times and
“spent hundreds of hours traveling the State to hear Utahns’
opinions on the redistricting process.” It held fifteen public
meetings throughout the state, and it supplemented the hearings
with “additional outreach over social and other media.” It
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The highlighted area shows Salt Lake County, divided in four pieces.
¶42 The LRC’s Congressional Map divided Salt Lake County—
which Plaintiffs describe as having Utah’s largest concentration of
people who vote for candidates from minority parties—into four
pieces, with each slice placed in a different congressional district.
District 1 “emanates from the northeast quadrant of Salt Lake
County and extends to cover the entire northern part of the State
up to the Utah-Idaho border.” “District 2 covers the northwest
quadrant of Salt Lake County and extends over 300 miles south and
west to reach most of Utah’s borders with Nevada and Arizona
. . . .” “District 3 encompasses the southeast section of Salt Lake
County and then widens to include Utah’s entire eastern border[,]
as well as part of the northern border in Summit and Daggett
Counties and part of the Southern border in San Juan County.” And
finally, “District 4 takes the southwest quadrant of Salt Lake
County and combines it with a central Utah district ending at the
bottom of Sanpete County.”
¶43 The four districts converge in Millcreek, a growing city in
Salt Lake County where a majority of voters traditionally support
minority party candidates. So residents of one city, Millcreek, are
divided among the First, Second, Third, and Fourth Congressional
Districts.
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STANDARD OF REVIEW
¶59 We review the grant or denial of a rule 12(b)(6) motion to
dismiss “for correctness, giving no deference to the district court’s
determination.” Christiansen v. Harrison W. Constr. Corp.,
2021 UT 65, ¶ 10, 500 P.3d 825. A district court should grant a
12(b)(6) motion to dismiss “only if assuming the truth of the
allegations in the complaint and drawing all reasonable inferences
therefrom in the light most favorable to the plaintiff, it is clear that
the plaintiff is not entitled to relief.” Castro v. Lemus, 2019 UT 71,
¶ 11, 456 P.3d 750 (cleaned up). Put another way, “[t]he district
court’s ruling should be affirmed only if it clearly appears that the
plaintiff can prove no set of facts in support of [the plaintiff’s]
claim.” Am. W. Bank Members, L.C. v. State, 2014 UT 49, ¶ 7, 342
P.3d 224 (cleaned up). And “[u]nder a rule 12(b)(6) dismissal, our
inquiry is concerned solely with the sufficiency of the pleadings,
and not the underlying merits of the case.” Oakwood Vill. LLC v.
Albertsons, Inc., 2004 UT 101, ¶ 8, 104 P.3d 1226 (cleaned up).14
ANALYSIS
¶60 This case presents two sets of issues for our review:
(1) Plaintiffs’ appeal of the district court’s dismissal of Count V,
which contains Plaintiffs’ claim that the Legislature nullified the
redistricting reform enacted by the people in Proposition 4 and, in
doing so, violated the people’s constitutional right to reform the
government through a citizen initiative; and (2) Defendants’ appeal
of the district court’s denial of their motion to dismiss Counts I
through IV of the Complaint, which contain Plaintiffs’ claims that
the Congressional Map is an extreme partisan gerrymander that
violates numerous provisions of the Utah Constitution.
¶61 The issues raised by the parties present questions of first
impression involving the interpretation of numerous provisions of
the Utah Constitution. We first address the district court’s
dismissal of Count V because it is the broadest claim, encompassing
both matters at issue in this case: Plaintiffs’ challenge to the
redistricting process that led to the Congressional Map and their
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14 We likewise review the grant or denial of a facial rule
12(b)(1) challenge for correctness. See Granite Sch. Dist. v. Young,
2023 UT 21, ¶ 15, 537 P.3d 225. But as explained, we do not reach
Defendants’ arguments that the district court should have granted
their motion under rule 12(b)(1). See infra Section II.B.
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15 We appreciate the perspective and insight that we received
from the numerous amicus briefs submitted in this case. They were
thoughtful and well researched, and we appreciate the effort that
went into them. While we cannot respond to the points raised in
each brief individually, we take a moment to respond to two
amicus briefs that focused directly on the holding we reach today.
We asked the parties for supplemental briefing on the legal
standard applicable to Plaintiffs’ claim that the nullification of
Proposition 4 violated the people’s right to reform their
government through a citizen initiative. In addition to the parties’
supplemental briefs, we received amicus briefs from Governor
Spencer Cox and the Utah Association of Counties (Counties) on
(continued . . .)
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this point. We thank the Governor and the Counties for sharing
their views and concerns with us.
We are cognizant that when we decide a case, our holding
will apply in future cases raising the same legal issue. For this
reason, we do our best to avoid unintended consequences from
rulings that sweep too broadly. So we appreciate the Governor and
the Counties flagging potential unintended consequences that,
from their perspective, might flow from a holding that the Alter or
Reform Clause establishes a constitutional right of the people to
reform their government. As we explain in this opinion, we
conclude that the original public understanding of the Alter or
Reform Clause was that it enshrined a constitutional right of the
people of Utah to reform their government. We have endeavored
to describe the scope of this right, consistent with its original public
meaning, in a manner that is clear, accurate, and precise.
Throughout the opinion, we have addressed many of the concerns
raised by the Governor and the Counties. And we list the relevant
sections here for ease of reference.
With respect to the Governor’s amicus brief, please see infra
¶¶ 73, 162 (explaining that amendments to government-reform
initiatives that do not impair the reform would not implicate the
Alter or Reform Clause), infra ¶¶ 122–26, 134–36, 161 (explaining
that the people’s right to reform the government must be exercised
within the bounds of the constitution itself, so the people must
exercise the right through a constitutionally-recognized
mechanism—like the constitutional amendment process or the
initiative power—and when they use their initiative power, the
initiative can accomplish only those reforms that can be achieved
by statute and cannot violate other constitutional provisions), infra
¶¶ 164–71 (explaining why the argument that government-reform
initiatives are subject to unlimited legislative repeal conflicts with
the original public meaning of article I, section 2 and the Initiative
Provision), and infra ¶¶ 195–98 (addressing the concern that
Proposition 4 violated article IX of the constitution). We also note
the Governor’s concern that limiting the Legislature’s ability to
repeal government-reform initiatives would tip the balance of
power toward direct democracy and away from our republican
form of government. When the amendment to give Utahns direct
legislative power was placed before voters in 1900, this was a key
point of debate. See infra ¶¶ 148–53. Despite this concern, however,
(continued . . .)
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I. COUNT V
¶64 We now analyze Plaintiffs’ argument that the district court
erred in dismissing Count V of their Complaint. Because Plaintiffs’
claim involves legal issues of first impression, we first elucidate the
law that applies to Count V. Two rights are at issue in this claim:
the right to alter or reform the government, found in the Alter or
Reform Clause of article I, section 2 of the Utah Constitution, and
the right to initiate legislation, found in the Initiative Provision in
article VI, subsections 1(1)(b) and 1(2).
¶65 Article I, section 2 states: “All political power is inherent in
the people; and all free governments are founded on their authority
for their equal protection and benefit, and they have the right to
alter or reform their government as the public welfare may
require.”
¶66 Article VI, subsection 1(1) provides that “[t]he Legislative
power of the State shall be vested in: (a) a Senate and House of
Representatives which shall be designated the Legislature of the
State of Utah; and (b) the people of the State of Utah as provided in
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Utahns in 1900 decided to retain for themselves the power to
legislate directly. And we must interpret this right consistent with
Utahns’ understanding of it in 1900. As we have emphasized,
“when we interpret our constitution, we are not simply shopping
for interpretations that we might like” or for one that, in our view,
“best serve[s] the people of Utah.” Randolph v. State, 2022 UT 34,
¶ 69, 515 P.3d 444. Rather, we “try[] to understand what the
language meant” to the public at the time “and we go from there.”
Id.
With respect to the Counties’ amicus brief, please see infra
¶ 72 (explaining that our holding today applies only to initiatives
that advance government reforms within the meaning of the Alter
or Reform Clause, not those that have no reform element), infra
¶¶ 73, 162 (explaining that amendments to government-reform
initiatives that do not impair the reform would not implicate the
Alter or Reform Clause), and infra ¶¶ 122–26, 134–36, 161
(explaining that the right to reform the government must be
exercised within the bounds of the constitution). We also observe
that local initiatives can only establish laws applicable to the local
jurisdiction. They cannot change state laws that apply to all local
governments. See Carter v. Lehi City, 2012 UT 2, ¶¶ 28, 31, 269
P.3d 141.
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Subsection (2).” Subsection (2) then sets out how the people may
“initiate any desired legislation” or referendum.
¶67 We have long recognized the connection between article I,
section 2 and the Initiative Provision. Article I, section 2 makes
plain that the people are the font of political power in a
constitutional republic. See Carter v. Lehi City, 2012 UT 2, ¶ 21, 269
P.3d 141. At the time of Utah’s founding, Utahns exercised their
inherent political power to create the Utah Constitution and, in it,
to “allocate governmental power” among the three branches of
state government. Id. ¶¶ 21–22. Through this same sovereign
authority, the people amended the constitution to add the Initiative
Provision, in which they took back an equal measure of legislative
power, which they could exercise directly. See id. ¶ 22; see also Sevier
Power Co. v. Bd. of Sevier Cnty. Comm’rs, 2008 UT 72, ¶ 7, 196
P.3d 583; Utah Power & Light Co. v. Provo City, 74 P.2d 1191, 1204–05
(Utah 1937) (Larson, J., concurring). Thus, it was through their own
sovereign authority that Utahns retained for themselves the power
of direct legislation.
¶68 But the link between these two rights does not end there.
In article I, section 2, the people retained for themselves “the right
to alter or reform their government as the public welfare may
require.” As we will explain further, see infra ¶¶ 122–26, 134–36,
161, the people’s right to alter or reform the government must be
exercised within the bounds of the Utah Constitution.16 And when
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16 In his amicus brief, Governor Cox expressed a concern that
deeming the Alter or Reform Clause to establish an enforceable
constitutional right could sanction government reform through
“civil war, terrorism, political assassinations, disrupting normal
government operations and proceedings, or the ability to
essentially amend the constitution by initiative.” But as we will
explain, we do not read the Alter or Reform Clause to sanction such
conduct. When properly construed according to its original public
meaning, this Clause permits the people to reform the government
only within the bounds of the constitution, not “in disregard and
independently of it.” Koehler v. Hill, 15 N.W. 609, 615 (Iowa 1881);
See infra ¶¶ 122–26, 134–36. So, the people can use their
constitutional initiative power to exercise their reform right. But in
doing so, they can accomplish only statutory government reforms.
And an initiative cannot violate other provisions of the
constitution. See infra ¶ 161.
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17 In its amicus brief, the Utah Association of Counties
expressed a concern that protecting the right to reform the
government through a citizen initiative would inevitably apply to
all citizen initiatives, including those that have no government
reform element. We want to be clear that this opinion applies only
to initiatives that seek to alter or reform the government under the
Alter or Reform Clause. We expressly leave open the question of
whether the constitution limits the Legislature’s authority to
amend laws created by initiative that do not implicate the Alter or
Reform Clause.
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18 In Grant v. Herbert, the petitioners sought extraordinary
relief after the Legislature replaced, during a special session, an
initiative that legalized medical cannabis. 2019 UT 42, ¶¶ 1–2, 449
P.3d 122. However, in that case we did not address the question
presented here. There, the petitioners argued that the governor had
effectively vetoed the initiative when he called a special session of
the Legislature. Id. ¶ 21. We rejected that claim and did not opine
on the Legislature’s constitutional authority to amend or repeal
laws passed by initiative. Id. ¶ 35.
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19 We have since repudiated applications of the Open Courts
Clause that did not give due deference to the Legislature’s
prerogative to set policy. See Judd v. Drezga, 2004 UT 91, ¶ 15, 103
P.3d 135. But the point we made in Berry remains true: in cases
involving a claim that legislation infringes a constitutional right,
we would debilitate that right by limiting our analysis to the scope
of legislative power alone. See Berry ex rel. Berry v. Beech Aircraft
Corp., 717 P.2d 670, 679 (Utah 1985).
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authority for their equal protection and benefit.” Id. This describes
the nature of “free governments,” which, as we discuss, stands in
contrast to monarchical, despotic, or tyrannical governments. The
third clause—the Alter or Reform Clause—provides that the people
“have the right to alter or reform their government as the public
welfare may require.” Id.
¶107 While the Alter or Reform Clause is at the heart of the
issue before us, we analyze the historical public understanding of
all three clauses of article I, section 2. The first two clauses provide
important context to the Alter or Reform Clause. They are the
foundation on which the Alter or Reform Clause is built. Without
the people’s inherent sovereign authority, they would not have had
the power to retain for themselves the right to reform their
government. For that reason, an understanding of the Alter or
Reform Clause would be incomplete without an appreciation of
article I, section 2 as a whole.
¶108 Our task is to uncover Utahns’ understanding, at the time
of our state’s founding, of the principles at play in article I,
section 2, including specifically the Alter or Reform Clause. In
conducting this analysis, we first track the development and
evolution of the concepts underlying article I, section 2 leading up
to that point. See Neese v. Utah Bd. of Pardons & Parole, 2017 UT 89,
¶¶ 96–98, 416 P.3d 663 (explaining that an original public meaning
analysis requires “deep immersion in the shared linguistic,
political, and legal presuppositions and understandings of the
ratification era”).
¶109 As we will discuss in more depth, by the time of Utah’s
founding, the principles embodied in article I, section 2 already had
a long history. So first, we briefly discuss the development of these
ideas during the Enlightenment period in Europe, before they
crossed the Atlantic and inspired our nation’s founders.
¶110 We then discuss the role these concepts played during the
American Revolution. Then we move on to the post-revolutionary
period in America, after Americans won their independence from
Britain and the new nation and the states within it adopted their
own constitutions.
¶111 We ultimately arrive at the time of Utah’s founding. By
that point, much of the language of article I, section 2 could be
found, in one form or another, in almost all the state constitutions
that preceded Utah’s. Thus, in drafting article I, section 2, the
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20See, e.g., PLATO, Crito, in THE FOUR SOCRATIC DIALOGUES OF
PLATO 112 (Benjamin Jowett trans., Oxford Univ. Press 1903) (c. 360
B.C.E.); PLATO, THE REPUBLIC OF PLATO bk. II, at 66–67 (Alexander
Kerr trans., Charles H. Kerr & Co. 1918) (c. 375 B.C.E.); DIOGENES
LAERTIUS, Epicurus, in LIVES OF EMINENT PHILOSOPHERS 528, 675
(R.D. Hicks trans., G.P. Putnam’s Sons 1925) (principal doctrines
32–33); R.D. HICKS, STOIC AND EPICUREAN 177–78 (Charles Scribner’s
Sons 1910) (describing relevant aspects of Epicurean philosophy).
21See generally JOHN LOCKE, Second Treatise, in TWO TREATISES
ON CIVIL GOVERNMENT 191–320 (George Routledge & Sons 1884)
(1689); JEAN-JACQUES ROUSSEAU, THE SOCIAL CONTRACT 59–62
(Maurice Cranston trans., Penguin Books 1968) (1762).
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22 See ROUSSEAU, supra note 21, at 59 (“I assume that men reach
a point where the obstacles to their preservation in a state of nature
prove greater than the strength that each man has to preserve
himself in that state. Beyond this point, the primitive condition
cannot endure, for then the human race will perish if it does not
change its mode of existence.”).
23 See David C. Williams, The Constitutional Right to
“Conservative” Revolution, 32 HARV. C.R.-C.L. L. REV. 413, 419 (1997)
(“In contrast to constitutional rights, within the Enlightenment
tradition in general and social contract theory in particular, natural
rights are those rights that belong to all individuals at all times and
places by virtue of being human.”).
24 See ROUSSEAU, supra note 21, at 59–60, 62 (“[T]he only way in
which [people] can preserve themselves is by uniting their separate
powers in a combination strong enough to overcome any
resistance, uniting them so that their powers are directed by a
single motive and act in concert. . . . Those who are associated in [a
society] take collectively the name of a people, and call themselves
individually citizens, in so far as they share in the sovereign power,
(continued . . .)
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¶114 Locke stressed the need for voluntary consent from the
people in legitimizing any civil government under which they
might form a society, which would require greater cooperation and
obedience to the society’s laws. In his 1689 TWO TREATISES ON CIVIL
GOVERNMENT, Locke penned:
Men being . . . all free, equal, and independent, no
one can be put out of this estate and subjected to the
political power of another without his own consent,
which is done by agreeing with other men, to join and
unite into a community for their comfortable, safe,
and peaceable living, one amongst another, in a
secure enjoyment of their properties, and a greater
security against any that are not of it. . . . When any
number of men have so consented to make one
community or government, they are thereby
presently incorporated, and make one body politic,
wherein the majority have a right to act and conclude
the rest.
Id. at 240–41, § 95.
¶115 “Government in a Lockean society is the product of a
compact among people.” Donald L. Doernberg, “We the People”:
John Locke, Collective Constitutional Rights, and Standing to Challenge
Government Action, 73 CAL. L. REV. 52, 60 (1985). But while
“[g]overnment is [indeed] the creation of such a compact, . . . it is
not a party to the compact.” Id. at 60–61. Rather, while
“contractually related to each other, the people are not
contractually obliged to government, and governors benefit from
governing only as fellow members of the [body politic]. They are
merely deputies for the people, trustees who can be discarded if
they fail in their trust.” Peter Laslett, Introduction to JOHN LOCKE,
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and subjects, in so far as they put themselves under the laws of the
state.”); A. John Simmons, Locke’s State of Nature, 17 POL. THEORY
449, 458 (1989) (“[For Locke,] [w]here there is no common judge
with authority, men may be partial or vengeful in exercising their
natural executive rights, possibly leading to feuds, conflicts, and
war . . . . This kind of social problem plagues all forms of the state
of nature, and the insecurity it causes is the primary reason for
seeking the protection of a (properly limited) civil government
. . . .”).
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Utah’s Founding
¶127 So foundational and familiar were the concepts of
popular sovereignty, the necessity of the consent of the governed,
and the people’s right to reform their government, that each was
included in the first Constitution of the State of Deseret25 in 1849. It
read in relevant part:
All political power is inherent in the people, and all
free governments are founded in their authority, and
instituted for their benefit; therefore, they have an
inalienable and indefeasible right to institute
government, and to alter, reform, and totally change
the same when their safety, happiness, and the public
good shall require it.
CONST. OF THE STATE OF DESERET art. VIII, § 2 (1849).
¶128 During another attempt at statehood in 1887, the
president of that constitutional convention, John T. Caine, stated
the following:
Our authority to act in these most important matters
comes from the people. Under the institutions of this
republic, the people are the source of all political
power. This principle of popular sovereignty is
fundamental to the system of government under
which we live. It is the very essence of true
republicanism, the vital breath of pure democracy. In
the United States[,] the men who occupy the position
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25 When the first members of the Church of Jesus Christ of
Latter-day Saints settled in Utah in 1847, the land was part of
Mexican territory. JEAN BICKMORE WHITE, CHARTER FOR
STATEHOOD: THE STORY OF UTAH’S STATE CONSTITUTION 19 (1996).
This changed the next year when the Mexican-American War
ended and the area was ceded from Mexico to the United States
under the Treaty of Guadalupe Hidalgo. Id. In 1849, church leaders
sought statehood for the region. Id. at 20. They submitted the
Constitution of the State of Deseret to Congress, along with a
memorial requesting statehood. Id. Congress ultimately rejected
the request in 1850, instead granting territorial status to the “Utah
Territory.” Id. at 21. In the interim, the provisional State of Deseret
had functioned under the Constitution of the State of Deseret from
December 1849 until it was dissolved in March 1851. Id. at 19–22.
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individuals “who occupy the position of rulers are but the servants
of the sovereign people.” The Constitutional Convention: The Body
Organizes and Begins Work, DESERET NEWS, July 6, 1887, at 4 (quoting
statement of John T. Caine, president of Utah’s 1887 constitutional
convention). This was viewed as “the very essence of true
republicanism.” Id. And the very legitimacy of a “free government”
rested upon the consent of the governed.
¶132 Our caselaw has emphasized these principles over the
years. Justice Larson recognized in 1937 that “the people
themselves are not creatures or creations of the Legislature. They
are the father of the Legislature, its creator, and in the act [of]
creating the Legislature the people provided that its voice should
never silence or control the voice of the people in whom is inherent
all political power.” Utah Power & Light Co. v. Provo City, 74
P.2d 1191, 1205 (Utah 1937) (Larson, J., concurring). He observed
further that “the Legislature, the child of the people, cannot limit or
control its parent, its creator, the source of all power.” Id.
¶133 Justice Larson echoed these sentiments a year later in Utah
Power & Light Co. v. Ogden City, stating:
[The people] declared in no uncertain terms that “all
political power is inherent in the people,” that
“governments derive their powers from the consent
of the governed,” and that a frequent recurrence to
these fundamental principles is essential to the
perpetuity of free government. These declarations are
not mere metaphors, sounding brass and tinkling
cymbals pleasing to the ear, but a vital princip[le]
adhered to in the formation of the government of this
state. . . . The people set up the state as their agent or
servant through which they might for convenience
express their sovereign will. They created the state;
the state did not create the people. . . . The people are
sovereign; the state is merely their instrument
through which they exercise part of their sovereign
will. Confusion results if we fail to distinguish
between sovereignty itself and that force which
stands as the representative of the sovereign
power. . . . The right of self-government should be
carefully guarded and every infraction or evasion
thereof condemned.
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27 The people could also vindicate the principles of article I,
section 2 in court. See UTAH CONST. art. VIII, § 2 (“The court shall
not declare any law unconstitutional under this constitution or the
Constitution of the United States, except on the concurrence of a
majority of all justices of the Supreme Court.”); Richards v. Cox,
2019 UT 57, ¶ 40, 450 P.3d 1074 (“We do not abrogate our duty to
interpret and apply the mandates of the constitution.”).
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28 Article VI, section 1 has changed very little since its
enactment in 1900. Besides non-substantive amendments, the
Initiative Provision was amended in 1998 to require a two-thirds
vote for initiatives regarding “the taking of wildlife or the season
for or method of taking wildlife.” UTAH CONST. art. VI, § 1(2)(a)(ii)
(1998).
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29 See UTAH CONST. art. VI, § 1(2)(a)(i) (providing that the
people may “initiate any desired legislation and cause it to be
submitted to the people for adoption upon a majority vote of those
voting on the legislation, as provided by statute,” and that the
people may “require any law passed by the Legislature, except
those laws passed by a two-thirds vote of the members . . . to be
submitted to the voters of the State, as provided by statute, before
the law may take effect”); see also Carter v. Lehi City, 2012 UT 2, ¶ 30,
269 P.3d 141 (“[A] referendum or initiative cannot be characterized
as a delegation of power. And in exercising the initiative [or
referendum] power, the people do not act under the authority of
the legislature.” (cleaned up)).
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30South Dakota’s provision has been interpreted by that state’s
supreme court to allow its legislature to amend or repeal legislation
enacted through citizen initiatives without limitation. See State v.
Whisman, 154 N.W. 707, 709–10 (S.D. 1915).
31 See Theodore Brandley, SALT LAKE HERALD REPUBLICAN,
Apr. 30, 1895, at 3; The Convention, DESERET WEEKLY, Feb. 2, 1895,
at 21.
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studied the Swiss system,32 stating that “[t]he right of the initiative,
it must be remembered, is not only the privilege of petition enjoyed
by the inhabitants of every state which makes any pretensions
whatever to political liberty. It is a constitutional demand, not an
irregular request.” Id.
¶149 In the lead-up to the vote on the amendment to article VI,
section 1 in 1900, the prominent populist figure Henry W.
Lawrence wrote in a local publication that “[d]irect legislation . . .
enables the voters to deal with laws themselves, not merely with
law makers. It saves the legislator from making mistakes as to the
will of the people on any question.” Henry W. Lawrence, Direct
Legislation, SALT LAKE HERALD REPUBLICAN, July 1, 1900, at 12. So to
Lawrence, direct legislation would “kill the lobby in legislative and
city council halls, because there will be no money in making deals
when the people hold the final verdict in their own hands.” Id.
(emphasis added). And those behind the Populist Party movement
in Utah had a similar view of direct legislation, stating that the
party advocated for “direct legislation—local and national—
through the initiative and referendum and imperative mandate,
that the will of the people may be supreme as to the laws that shall
govern them.” Pops Decided to Wait, SALT LAKE TRIB., Mar. 2, 1900,
at 5.
¶150 Such sentiments were also echoed by some members of
the Utah Federation of Women’s Clubs.33 At its annual conference,
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32 Brandley was quoting W.D. McCracken, who authored an
article titled “Swiss Solutions of American Problems.” The Swiss
model of the initiative and referendum powers was studied and
invoked often at the time Utahns were debating the initiative and
referendum provision in the Utah Constitution. See, e.g., Henry W.
Lawrence, Direct Legislation, SALT LAKE HERALD REPUBLICAN,
May 20, 1900, at 12; Henry W. Lawrence, Direct Legislation, SALT
LAKE HERALD REPUBLICAN, July 8, 1900, at 12.
33 Women’s clubs were the result of an “American women’s
social movement founded in the mid-19th century to provide
women an independent avenue for education and active
community service.” Club Movement, ENCYCLOPEDIA BRITANNICA,
https://www.britannica.com/event/club-movement (last visited
June 22, 2024). According to “[h]istorians, sociologists, and political
scientists[,] . . . women’s associations were remarkable sources of
(continued . . .)
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is, illusory.” Id. “To the contrary,” we determined that “we are
obligated to conclude the opposite: that the reservation of the right
to initiate legislation directly was intended to be effective.” Id.
(emphasis added).
¶156 Defendants offer no contrary historical evidence
suggesting that ratification-era Utahns understood the Initiative
Provision to be subject to unfettered legislative veto. At most, they
point to constitutional provisions from other states that expressly
limit their legislatures’ ability to subsequently amend or repeal a
citizen initiative, and they observe that our Initiative Provision
does not include such express limitations.34 Each of these other
states’ provisions, however, came after ours. See BOWLER ET AL.,
supra ¶ 141, at 29. So we cannot simply conclude what Defendants
ask us to—that had the people of Utah intended to prevent the
Legislature from changing a citizen initiative after voter approval,
they would have followed the example of these other states. When
Utahns added the Initiative Provision to our constitution, these
examples did not exist. Further, “it will almost always be true” in
questions of interpretation that the drafter “could have more
clearly repudiated one party’s preferred construction.” In re Estate
of Hannifin, 2013 UT 46, ¶ 25, 311 P.3d 1016. And here, just as the
people of Utah could have more explicitly prevented the
Legislature from amending or repealing a citizen initiative, “the
converse is [also] true,”—they could have expressly endorsed the
Legislature’s authority to do so, like other states have done.35 See id.
We are left then with what the historical record tells us about the
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34 See, e.g., ALASKA CONST. art. XI, § 6 (“An initiated law . . .
may not be repealed by the Legislature within two years of its
effective date. It may be amended at any time.”); NEV. CONST.
art. XIX, § 2(3) (“An initiative measure so approved by the voters
shall not be amended, annulled, repealed, set aside or suspended
by the Legislature within 3 years from the date it takes effect.”);
NEB. CONST. art. III, § 2 (“The Legislature shall not amend, repeal,
modify, or impair a law enacted by the people by initiative . . .
except upon a vote of at least two-thirds of all the members of the
Legislature.”).
35 See S.D. CONST. art. III, § 1 (“This section shall not be
construed so as to deprive the Legislature or any member thereof
of the right to propose any measure.”); see also MO. CONST. art. III,
§ 52(b); OR. CONST. art. IV, § 1 (1902).
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D. Reinstatement of Count V
¶163 With the original public meaning of these provisions in
mind, we return to the question at hand: whether the district court
correctly dismissed Count V. The district court concluded that
Count V did not state a violation of the constitutional rights in
question because the Utah Constitution does not expressly restrict
the Legislature’s power to amend or repeal citizen initiatives.
Having determined that there was no constitutional impediment to
repealing Proposition 4, the court concluded that Plaintiffs failed to
state a claim upon which relief could be granted, and it dismissed
Count V.
¶164 In support of the district court’s ruling, Defendants point
out that the Legislature has authority to amend or repeal any
statute, and a successful initiative becomes a statute. The
Defendants argue that because the Initiative Provision does not
explicitly say otherwise, it follows that the Legislature can amend
or repeal citizen initiatives—even those that reform the
government—without limitation. At oral argument, Defendants
described the people’s initiative and referendum power as
allowing for a “ping ponging” back and forth between the people
and the Legislature. See, e.g., Oral Argument at 00:30:18–34, League
of Women Voters v. Utah State Legislature, No. 20220991 (July 11,
2023), https://www.youtube.com/watch?v=NKjXEu4t38s
(“Within constitutional parameters, I think it’s just a function of our
messy democracy . . . that the people and the Legislature might go
back and forth and that they are a check on one another.”); id. at
00:31:34–43 (articulating the “ping ponging” as follows: “So there’s
an initiative, there’s an amendment, there’s a referendum, there’s a
legislative enactment, there’s an initiative.”).
¶165 But in light of the requirements that initiative proponents
must meet before an initiative is placed on the ballot, this would
not be a very competitive ping-pong match. Before citizens can
serve the ball and pass a government-reform initiative in the first
instance, they must comply with the requirements of getting an
initiative on the ballot—by obtaining “legal signatures equal to 8%
of the number of active voters in the state on January 1 immediately
following the last regular general election” and, “from at least 26
Utah State Senate districts, legal signatures equal to 8% of the
number of active voters in that district on January 1 immediately
following the last regular general election,” UTAH CODE § 20A-7-
201(2)(a)—and then win a majority of the popular vote in the next
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39 We are unaware of any case where we have held that a
provision in our Declaration of Rights is not self-executing for lack
of enabling legislation. In Spackman, we said in a footnote that we
had previously concluded that article I, section 17 was not self-
executing. See 2000 UT 87, ¶ 9 n.3. But we cited Anderson v. Cook,
130 P.2d 278 (Utah 1942) (per curiam), for that proposition, and it
is unclear whether Anderson said this. Anderson involved a statute
that segregated primary votes a candidate received from their own
party from any write-in votes the candidate happened to receive in
other parties’ primaries. See id. at 285. We rejected a candidate’s
argument that the statute violated article I, section 17: “All elections
shall be free, and no power, civil or military, shall at any time
interfere to prevent the free exercise of the right of suffrage.” Id.
(quoting UTAH CONST. art. I, § 17). Along the way, we stated that
article I, section 17 was not “self-executing” in the sense that the
Legislature was free “to provide by law for the conduct of elections,
and the means of voting, and the methods of selecting nominees.”
Id. And because the statute was part of that “machinery,” we
concluded that it did not violate article I, section 17. Id. Although
we used the term “self-executing,” it appears we meant only that
(continued . . .)
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with respect to the Open Courts Clause, “The very assertion that
section 11 is only a ‘philosophical statement’ is necessarily
inconsistent with the premise of a written constitution which was
intended to be, and is, a statement of positive law that limits the
powers of government.” 717 P.2d at 676. Focusing on article I,
section 26, we explained that this provision “rivets” all “rights in
the Declaration of Rights[] into the fundamental law of the State
and makes them enforceable in a court of law.” Id.
¶187 We need not decide whether the Alter or Reform Clause
is a rare exception to this general rule, however, because the
Initiative Provision clearly provides the people with a direct
method of exercising their right to reform the government. And
that is what Plaintiffs allege happened in this case. Accordingly, we
reject the argument that the Alter or Reform Clause is ineffective
without further action by the Legislature.
¶188 In sum, Defendants’ contention that article I, section 2 is
not self-executing does not provide an alternative basis to affirm
the dismissal of Count V.
2. The Constitutional Claim Alleged Here Is Justiciable
¶189 Defendants next argue that claims under article I,
section 2 are not justiciable. They posit that the United States
Supreme Court “has long held that cases involving competing
claims of legitimate governmental acts are non-justiciable.” On this
basis, Defendants argue that courts “lack[] judicial tools to assess
whether an act of the legislature (like S.B. 200) or an initiative (like
Proposition 4) reflects the true will of the people.” But a review of
the authority cited dispels the breadth of this proposition.
Defendants cite Luther v. Borden, 48 U.S. (7 How.) 1, 12 L. Ed. 581
(1849), and Pacific States Telephone & Telegraph Co. v. Oregon,
223 U.S. 118 (1912). Both cases involved the following provision of
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article I, section 17 did not answer every question of elections law.
That is different from what the self-execution doctrine asks; we did
not conclude in Anderson that article I, section 17 set out a
nonjusticiable standard or that it required implementing legislation
to have any legal effect. To the contrary, we explained that it
“guarantees the qualified elector the free exercise of his right of
suffrage”—which we probably would not have said if, in the same
breath, we had concluded article I, section 17 was not self-
executing. Id.
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41 Plaintiffs also claim that S.B. 200 violated the initiative right,
standing alone. However, as we have discussed, we do not resolve
that claim. And we do not opine on its attendant standard of
scrutiny.
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through their initiative power, the people can bring about statutory
government reform directly. If government-reform initiatives are
subject to legislative veto, then the Alter or Reform Clause is
severely diminished because the people will have no way to reform
their government without the government’s agreement and
participation. The constitution requires that this avenue remain
open. Accordingly, legislation that impairs government reform
enacted through an initiative must be subject to strict scrutiny. If
Plaintiffs are able to make out the claim elements we have
established, the burden will shift to Defendants to show that
S.B. 200 is narrowly tailored to advance a compelling state interest.
See In re K.T.B., 2020 UT 51, ¶ 40; Utah Pub. Emps. Ass’n v. State, 610
P.2d 1272, 1273 (Utah 1980) (“Under [strict scrutiny], the state must
bear the . . . burden of establishing the existence of a compelling
state interest which justifies [infringement of the right at issue].”);
cf. Safe to Learn, 2004 UT 32, ¶ 24 (“Under [Gallivan’s heightened
scrutiny] standard, the burden of proof shifts to the State to show
that a challenged provision actually and substantially furthers a
valid legislative purpose and is reasonably necessary to further a
legitimate legislative goal.” (cleaned up)).
¶210 Defendants argue against this standard, and they further
assert that we should not apply any standard of scrutiny to this
claim. Focusing on article I, section 2 in particular, they argue that
we are presented with a “structural question” that we should
resolve by looking only to the text, structure, and history of
article VI—the legislative article—and that we should uphold
S.B. 200 as long as it was a proper exercise of legislative power. The
premise of their argument is that article I, section 2, as a whole, is a
“structural provision.” They refer to our statement in Carter v. Lehi
that, in line with the basic premise of article I, section 2 that “‘[a]ll
political power is inherent in the people; and all free governments
are founded on their authority,’” the people “allocate[d]
governmental power in the bodies they establish[ed]” when they
ratified the Utah Constitution. 2012 UT 2, ¶ 21, 269 P.3d 141
(quoting UTAH CONST. art. I, § 2). From this, they reason that
“[w]hat follows in the rest of the Constitution are manifestations of
the people’s sovereign authority to alter or reform their
government.” So, Defendants contend, as long as “the
constitutionally ordained allocation of power has been
maintained,” then article I, section 2 is not offended.
¶211 With respect to the Legislature in particular, Defendants
argue that if the Legislature acts within the bounds of the legislative
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APPENDIX
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