The Penguin History of Britain (PDFDrive)
The Penguin History of Britain (PDFDrive)
The Penguin History of Britain (PDFDrive)
BRITAIN
General Editor David
Cannadine
www.penguin.com
ISBN: 978-0-14-193514-0
Contents
Preface
Maps
Bibliography
Index
List of Maps
and
Genealogical
Tables
MAPS
(pp. xiii–xxi)
(pp. 531–40)
TECHNICAL TERMS
NAMES OF PEOPLE
AND PLACES
The Peoples of
Britain
Britain as a geographical
entity was a familiar
concept to medieval
writers. The Venerable
Bede had begun his
Ecclesiastical History of the
English People with a
detailed description of the
island and this, suitably
revised, was used by two
famous (though very
different) twelfth-century
historians, Henry of
Huntingdon and Geoffrey
of Monmouth, to preface
their own works. In the
thirteenth century, the
historian and artist
Matthew Paris, a monk of
St Albans abbey, drew
several maps of Britain,
the best of them illustrated
at the beginning of this
book. Bede’s Britain had
been populated by gentes
or nationes, two terms,
used interchangeably,
which can best be
translated as ‘peoples’ or
‘nations’. That such
groupings were
fundamental to political
and social organization
was accepted without
question for thus it had
been in the book
gigantically more
influential than any other,
the Bible itself. In 1066
there were three principal
peoples in Britain: the
English, the Welsh and the
Scots.
By far the most
numerous of these peoples
were the English, the
descendants of the Angles
and Saxons who had
arrived in the fifth and
sixth centuries and had
gradually established
political control over a
large part of Britain. Their
success had been at the
expense of the Britons, the
original inhabitants of the
island (hence its name),
but the Britons survived
under their own rulers in
the area to the west of the
great dike built in the
eighth century by King
Offa. By the English they
were called ‘the Welsh’
(Latin, Wallenses), which
meant ‘borderers’, hence
the use of Wales (Wallia)
for the area they ruled. In
the north of Britain there
were various peoples, of
whom the most important
were described in Gaelic as
Albanaig (‘the men of
Alba’) and in Latin as
Scotti, hence Scots, and
hence also Scocia or
Scotland. Scotland’s extent
was much smaller than it
is today. Indeed in the
twelfth century the term
was sometimes used
simply for the area
between the Forth, the
Spey and the central
highlands, the core of the
realm ruled by the king of
Scots. Those in the regions
outside that core, as we
shall see, even if they
acknowledged in some
way the king’s authority,
were not Scots or in
Scotland at all.
The peoples of Britain
in 1066 were subject to
diverse political systems.
There was one Welsh
people but it was ruled by
many kings. There was one
king of Scots, but he ruled
several peoples. Only the
English (apart from those
subject to the king of Scots
beyond the Tweed) had a
single king exclusively
their own. All this was
soon to change. Between
1066 and the end of the
thirteenth century a
profound reshaping took
place in the identities of
the peoples of Britain. The
Norman Conquest made
England a realm of two
peoples, the dominant
Norman and the defeated
English, yet by the early
thirteenth century those
two peoples had moulded
into one and everyone,
whatever their descent,
was English. Likewise the
various peoples subject to
the king of Scots all came
to be Scottish, this despite
the introduction of a new
nobility of Anglo-Norman
descent. No comparable
remoulding affected the
Welsh, for they remained
unmixed with any other
people, but these years still
witnessed important
changes in their identity
and status.
Peoples or nations, it is
often rightly said, are the
product of their members’
belief that they exist, and
in our period the English,
the Scots and the Welsh
certainly existed in that
sense. Of course, divisions
of class, career and
education can always cut
across the horizontal ties
that bind a people
together. A medieval
prelate would doubtless
have defined his
nationality very differently
from a peasant. Some
individuals would have
been unable or unwilling
to define it at all. Likewise
ties of region can on
occasion seem far more
important than those of
nation: ‘I am of the people
of the men of Norfolk and
it is proper that I defend
my native land,’ wrote one
twelfth-century monk. Yet
horizontal ties of
nationality are perfectly
capable of existing
alongside other loyalties.
In this period they worked
to give a sense of a shared
nationhood to more than
simply a small elite. Such
ties could include a
common history,
government and language
together with laws and
customs; the last three
were mentioned by
Bernard, bishop of St
Davids around 1140, when
he affirmed that ‘the
people’ of Wales formed a
distinct ‘nation’. Faced
with external threats, real
or imagined, a sense of
national identity became a
powerful political force in
this period amongst the
Welsh, the Scots and the
English.
***
There was certainly a
strong and pervasive sense
of national identity
amongst the English before
1066. ‘It was hateful to
almost all of them to fight
against men of their own
people, for there was little
else that was worth
anything apart from
Englishmen on either side,’
wrote the Anglo-Saxon
chronicler about the near
civil war of 1052. He was
speaking at the very least
for churchmen, the high
aristocracy and also the
5,000 or so thegns, the
country gentry who
formed the backbone of
English local society. The
idea of a single English
people, ‘Angelcynn’, had a
long history. It had been
popularized by Bede’s
Ecclesiastical History of the
English People and
strengthened by a single
language and a vernacular
literature. It had been
inculcated by King Alfred
and his successors both to
defend England from
Danish attack and unify
the country under their
rule. And it had then been
solidified by the structures
of royal government: a
single coinage, a common
oath of allegiance to the
king, the ‘king of the
English’, and units of local
administration, the shires,
which embraced the length
and breadth of the
country.
This identity was
shattered by the Norman
Conquest. The English
bishops, abbots,
aristocracy and a large
proportion of the county
thegns were swept away,
leaving the English simply
as monks, peasants, minor
gentry and townsmen. Into
the key positions came
Normans and others from
across the Channel
bringing their own
language and customs. The
division of the peoples in
England was now
proclaimed in the king’s
writs and charters which
were addressed to his
subjects both ‘French and
English’.
The process by which
the division cleaved by the
Conquest was healed and
the inhabitants of England
became once more
universally English has
been much debated by
historians. One view is
that it was largely
complete by 1150;
another, perhaps more
correct, that it embraced
the whole of the twelfth
century. The process
required both the Normans
to see themselves as
English and those of
Anglo-Saxon descent to
accept them as such. For
the latter, the wounds of
the Conquest remained
open well into the twelfth
century. In the 1120s, the
great historian William of
Malmesbury, a monk of
Malmesbury abbey and a
product of a mixed
marriage, could still write
that ‘England is become
the residence of foreigners
and the property of
strangers’. That the native
population at this time
retained its own identity is
shown by the circle of
townsmen, minor gentry
and hermits, men of old
English stock and proud of
it, who surrounded the
English holy woman,
Christina of Markyate.
Language remained a
divisive factor. Sometime
after 1125 Brictric, the
priest at Haselbury in
Somerset, complained of
having to remain silent
before the bishop and
archdeacon because he
knew no French. Reactions
to the trauma of the
Conquest took various
forms. English monks in
the two generations after
1066 sought both to
explain the events in terms
of punishment for sin, yet
also, in the very brevity of
their accounts, to avoid
the painful memory
altogether. Another
reaction was defiance.
Sometime in the twelfth
century a monk of Ely
wrote a Life of the
resistance hero Hereward
the Wake, a Life which
defended the English from
allegations of inferiority
both by denigrating the
Normans and extolling
Hereward’s martial
expertise and chivalrous
conduct. The Life,
however, ended with
Hereward’s reconciliation
with King William. The
implication was that the
English should not rebel
but find an honoured place
in the new state. There
are, indeed, indications
that English attitudes were
softening. Between 1125
and 1132 another great
historian of mixed
parentage, Archdeacon
Henry of Huntingdon,
wrote of the Normans in
much the same tone as
William of Malmesbury.
Yet later when he came to
narrate the defeat of the
Scots at the battle of the
Standard in 1138, he
seems to have regarded
the victors, whom he calls
‘the barons of England, the
most famous Normans’, as
also in some way English.
By the 1160s Ailred, the
great Cistercian abbot of
Rievaulx, a man entirely of
old English stock, could
declare that the two
nations had now been
joined together to form
once again a single English
people. The lead here, so
Ailred thought, had been
taken by the dynasty itself
thanks to Henry I’s
marriage in 1100 to a
descendant of the old
English kings, the daughter
of King Malcolm and
Queen Margaret of
Scotland.
Up to a point this was
probably wishful thinking.
Whether the great barons
in the 1160s regarded
themselves as
wholeheartedly English
may be doubted. But
Ailred’s remarks none the
less do reflect important
changes. Powerful forces
were moving those of
Norman descent in the
direction of an English
identity, beginning with
the smaller landholders
and ending with great
barons and the royal
house.
The Conquest had
placed perhaps 8,000
Normans throughout the
shires of England. Some
had single properties of
small size. Others had one
or several substantial
manors and formed the
cream of a new country
gentry. However, very few,
even of the latter (as a
study of twelfth-century
Warwickshire and
Leicestershire has shown),
had any land in
Normandy. The lives of
such men were largely
confined to England, and
to an England where they
were in daily contact with
‘Anglo-Saxons’, not merely
as lords of peasants, but as
colleagues of Anglo-Saxon
freemen and minor gentry
with whom they worked
running the hundred and
the shire, the basic units of
local government. This
was the environment The
Dialogue of the Exchequer (a
book about the running of
that office) was thinking
about when it declared in
1178 that ‘nowadays,
when English and
Normans live together and
marry and give in
marriage to each other, the
nations are so mixed that
it can scarcely be decided
(I mean in the case of
freemen) who is of English
birth and who Norman’.
The way Normans at
this level became English
reflected contemporary
views about the shaping of
nationality. One key
element here, as the
Dialogue implied, was
‘blood’ or descent. Thus
William of Malmesbury
declared that he drew his
blood from both the
Norman and the English
people (gens).
Intermarriage therefore
had indeed the power to
mix up the races, making
the offspring, in terms of
blood, partly English and
partly Norman. That was
not the same as making
them wholly English of
course, but other ideas
about identity helped the
move in that direction.
Blood or descent could be
superseded by place of
activity, upbringing and
birth. Very soon after the
Conquest, anyone whose
working base was England
might call themselves
English. Even Lanfranc,
whom William the
Conqueror made
archbishop of Canterbury,
styled himself in one of his
letters a ‘new Englishman’
and later referred to ‘we
English’, although by birth
he was a Lombard. Closely
related to this were ideas
about upbringing. In the
1150s, the Book of Ely (a
chronicle/cartulary
produced at Ely abbey)
defined a thoroughgoing
Norman as one of Norman
parentage (that is blood)
and also of ‘education’ in
Normandy. The
implication was that a
person of Norman blood
but English ‘education’
would lose something of
his Normanitas, would in
effect become partly
English. Another related
factor was place of birth.
That too could affect
nationality, so much so
that an Englishman was
defined in 1258 as
someone ‘born of the
kingdom of England’.
Hence also the constant
demand in the thirteenth
century for the king’s
councillors to be naturales
– men ‘native born’. This
Englishness acquired by
place of birth, upbringing,
and work, if maintained
from one generation to the
next, could become
Englishness by blood or
descent. Gerald of Wales
(1146–1223), churchman,
scholar, royal clerk and
prolific writer, described
himself as ‘by original line’
three-quarters English and
Norman and a quarter
Welsh. The Englishness
here could only have come
from the anglicization of
his forebears in the way
described, for they had no
Anglo-Saxon blood in their
veins.
Clearly, therefore, place
of birth, education and
activity combined with
intermarriage were all
making Norman families
based in England English.
Of course, it was one thing
to be simply labelled
‘English’, another to feel
English in a positive,
wholehearted way. That
too, however, was
happening in the first half
of the twelfth century,
particularly through a
growing interest in
England’s history. A
knowledge of the Anglo-
Saxon past had been kept
alive after the Conquest in
the great monasteries, in
part to help maintain their
ancient rights. In the
twelfth century both
William of Malmesbury’s
History of the English Kings
and Henry of Huntingdon’s
History of the English were
widely circulated amongst
religious houses, thus
making their Norman-
descended heads and
patrons familiar with
England’s story. This was
the background to
Gaimar’s remarkable
History of the English,
written around 1140, and
intended specifically for a
secular audience of
Norman descent, hence its
French verse form. It told
the story of England from
the Anglo-Saxon invasions
through to the reign of
William Rufus, celebrating
the deeds of the English
kings. Here then was
encouragement to adopt
the English past as one’s
own; hence the crusading
knight, Richard de
Argentan, commissioned a
painting of the martyrdom
of King Edmund for a
chapel in Damietta, an
episode of which Gaimar
gave a gripping and lurid
description. Gaimar also
extolled the exploits of
Hereward the Wake. Thus
if Hereward, in the Life
written at Ely, was used to
give the English back their
self-respect, here in
Gaimar he made the
English respectable to the
Normans. Closely
associated with an
enthusiasm for history was
an attachment to England’s
‘native soil’, to the
‘churches, cities, castles,
rivers, meadows, woods
and fields which are
appraised most highly
amongst the delights of all
realms’, as Matthew Paris
put it. Thus several copies
of Gaimar’s History
concluded with a
Topography (written in the
1150s) giving a detailed
description of England’s
roads, counties and
bishoprics. From the late
eleventh century, lords of
Norman descent had
themselves been adding to
England’s ‘delights’,
increasingly preferring to
found or endow
monasteries in England
rather than enrich houses
on the continent, a clear
sign of shifting loyalties.
The move towards an
English identity was strong
but it was more sluggish in
the higher levels of society
than lower down the social
scale. Among the baronage
there was much less
intermarriage and thus
Norman descent was not
obscured in the way
mentioned by the Dialogue.
There were also much
stronger connections with
Normandy. Although
diminishing during the
twelfth century, the
number of nobles with
lands in both the kingdom
and the duchy remained
significant (see below, p.
269). Such men probably
crossed back and forth
over the Channel, like
their king. Some were born
in the duchy with all the
consequences which
followed for their sense of
identity. As late as the
1220s, the Englishness of
William II, earl of
Pembroke, was thought by
himself and others to have
been diluted by his birth
on the family estates in
Normandy. Twelfth-
century noblewomen did
not hurry across the
Channel so that their
children could play for
England! The barons of
England formed a small
but immensely influential
group who were naturally
aped and courted. Even
those who no longer had
lands in the duchy had
powerful incentives to
keep alive their own
Normanitas and pause
before identifying entirely
with England. After all,
they served a king who
down to 1204 spent at
least half his time on the
continent and certainly did
not regard himself as
English: ‘You English are
too timid,’ remarked
Richard I. The baronage
were also well aware of
the contrasting fortunes of
the Norman and English
peoples. The former had
been gloriously successful.
Before the battle of the
Standard in 1138, Henry
of Huntingdon imagined
the army being
encouraged by reminders
of how the Norman people
(gens) had conquered in
France, England, Italy and
the Holy Land. Likewise in
the 1150s Richard de
Lucy, Henry II’s chief
minister, a man largely
based in England, could
still (when it suited him)
talk of the glorious
exploits of ‘we Normans’ in
conquering England. The
English, by contrast, for all
Hereward’s exploits, were
a defeated people,
punished by the Conquest
for their sins, and,
according to some hostile
caricatures, reduced to
peasants. Far from
marking a new start,
Henry I’s English marriage
was thus ridiculed in some
Norman quarters. The one
point on identity even the
sober Dialogue of the
Exchequer had been sure
about was that unfree
peasants were English.
Indeed, the regular
imposition of the murdrum
fine on local communities
kept alive the equation
‘English’ equals ‘unfree
peasant’ until the end of
the thirteenth century (see
below, pp. 102, 413). The
lampoon of Gerald of
Wales, in an anti-English
mood in the 1200s, thus
hit home: ‘The English are
the most worthless of all
peoples under heaven, for
they have been subdued by
the Normans and reduced
by the law to perpetual
slavery.’
Not surprisingly,
therefore, a hesitation over
adopting English identity
is still powerfully reflected
in Jordan Fantosme’s
account of the victory over
the Scots in 1174, written
very much for the baronial
elite. While the victory
was no longer portrayed as
a Norman triumph as in
1138, no effort was made
to celebrate it as an
English one either. Indeed,
the only Englishman to
appear eo nomine was one
of Anglo-Saxon descent,
Cospatric son of Horm, old
and grey-haired, who
rather tamely surrendered
Appleby to the Scots.
Members of the baronial
elite were perfectly able to
take an interest in England
without necessarily
acknowledging that they
were English. Thus the
Topography added to
Gaimar’s History in the
1150s specifically referred
to ‘we French’. Uncertainty
about identity is also
reflected in labels applied
by contemporary
historians. While most
spoke of the English
conquering Ireland in the
1170s, the dean of St
Paul’s, Ralph of Diss, could
still write of a famous
victory over the Welsh as
late as 1198 as a victory of
the French. Perhaps
increasingly in the twelfth
century members of the
baronial elite, in so far as
they thought of the matter,
regarded themselves as
having a kind of dual
nationality. They were
Norman and proud of it in
terms of their ultimate
descent, but English in
varying degrees,
depending on whether
they still had estates in
Normandy, in terms of
place of birth and activity.
Some writers made brave
efforts to describe the
resulting mix. As early as
1130 a Norman monk of
Lewes wrote of the
‘Norman-English’
(Normanangli). Henry of
Huntingdon himself, while
he thought of the 1138
army as in some ways
English, also described it
as made up of ‘the people
(gens) of the Normans and
the English’. In another
formulation he called its
leaders ‘the barons of
England, the most famous
Normans’, probably there
getting closest to how they
thought of themselves. The
term ‘Anglo-Norman’ often
used by modern historians
does perhaps best describe
England’s baronial elite in
the twelfth century.
The final loss of
Normandy in 1204 was
thus of great importance.
‘The barons of England’
lost their lands across the
Channel. Henceforth they
would be born, brought up
and based exclusively in
England. So would the
king. Families might still
retain memories of their
Norman ancestry, but the
logic of embracing an
entirely English identity
was now overwhelming.
Fittingly King John (1199–
1216) was the first king to
drop altogether the
‘French and English’ form
of address in his
documents. His subjects
were now all English.
Underlying these
changes was another
important phenomenon
which gradually
strengthened the
development of an English
identity in the twelfth and
thirteenth centuries. This
was the revival of the
English language.
Linguistic divisions were
still important in
separating English from
Normans after 1125, as we
have seen. Indeed they
were still socially divisive
in the thirteenth century.
The great bulk of the
population, the peasantry
of Anglo-Saxon descent,
spoke only English. French
on the other hand
remained, as the knight
Walter of Bibbesworth put
it around 1250, the
language ‘that any
gentleman should know’,
being used both for polite
conversation and for
politics and business. Yet
the use of English was
gradually moving
upwards, ultimately
creating a bilingual gentry
and nobility. For those of
Norman descent living and
working in close proximity
to the English, speaking
the language must have
been as necessary as it was
natural. The knightly lord
of Clopton in
Northamptonshire,
William de Grauntcourt,
according to a family
history written in the
thirteenth century, ‘was
called William of Clopton
by inferiors, since it was
easier to have an English
name in their own
language rather than a
Norman one’. The family’s
consequent replacement of
‘Grauntcourt’ with
‘Clopton’ may well reflect
a change in the everyday
language it spoke. English
was certainly spoken in
the household of one
Suffolk knight in the 1190s
for it was in English,
indeed in the local Suffolk
dialect, that a spirit
(according to one story)
made known its presence.
By the mid thirteenth
century there seems little
doubt that even the
highest aristocracy could
speak English. Henry III’s
brother, Richard, earl of
Cornwall, certainly did so.
So indeed did Edward I.
There is also evidence
that French was losing
ground as a naturally
acquired mother tongue
and was having to be
formally taught (in the
same way as Latin). Walter
of Bibbesworth’s comment
quoted above came in a
treatise he wrote to help
Denise de Montchensy
teach her children French.
Yet Denise was the wife of
a great magnate of
Norman descent. The fact
that the history of England
written by Robert of
Gloucester around 1300
was in English verse
suggests that this was the
most natural spoken
language of high knightly
families like that of
Bassingbourn which
formed part of the
audience. This was the
future. Of the many copies
made after 1300 of the
history of England called
The Brut (after Brutus,
Britain’s eponymous
founder) there are 30 in
French and Latin and 168
in English. Since much of
the Brut was based on
Gaimar, it was in the
English language that the
latter’s English history
became best known, a
powerful combination. By
1300 there was a growing
sense that English unified
the people in a way
French, for all its status,
did not. ‘These gentlemen
use French, but every
English person knows
English’ ran lines in the
poem Arthour and Merlin.
In 1295 Edward I,
galvanizing the nation for
war, proclaimed that the
French wished to destroy
the English tongue. Here
the English language was
being used as synonymous
with the English people in
a way that would have
been impossible even a
hundred years before.
Under Edward’s
leadership in 1295 king
and nation stood at one in
resisting a foreign threat,
just as they had under
Alfred. Kingship after 1066
had indeed continued to
play a vital part in shaping
national identity. Yet it did
so in a new way. A sense
of community and identity
was now not merely
shaped by and for the
king, as it was in both
Scotland and Capetian
France. It was also shaped
in opposition to him. The
twelfth-century kings
continued, in Anglo-Saxon
mode, to give the nation a
real and positive sense of
unity under the crown,
notably by the formation
of the common law. The
title they adopted was
unambiguous: ‘king of the
English’. Yet while royal
government gave with one
hand, it took away with
the other, imposing huge
financial burdens on the
nation in an effort to
sustain its continental
possessions. The
extraordinary power and
sophistication of central
government in England
became matched by an
equally remarkable and
unique critique of that
government from below.
Opposition to royal
exactions dated back to
before 1066, but it was
now voiced on an entirely
new scale, and out of
common grievances came
a new national solidarity,
this time formed in
opposition to the crown. In
1215 everyone was to take
an oath to support the
enforcement of Magna
Carta, thus forming ‘the
community of the land’, a
community formed for no
other purpose than to take
action against the king. In
1258 likewise ‘the
community of England’
swore to support the
revolution of that year
which reduced the king to
a cipher. In all this there
was one further factor
which did more than
anything else to string and
solidify through society a
sense of universal
Englishness. This was the
growing belief that the
English were a people
under threat, under threat
from the foreigners
introduced into the
country by the king
himself. In the early
thirteenth century all the
king’s subjects were once
again English. But the
kings continued to employ
officials and give
patronage to ministers and
favourites who came from
overseas, thus offering
their native subjects not
merely oppression, but
oppression at the hands of
foreigners. The very
survival of the English
people was in danger, or
so it was proclaimed. More
than anything else it was
this threat, reaching a
climax in the 1260s, which
bound the English
together, appealing to
churchmen, peasants,
knights and barons alike.
Gilbert de Clare, earl of
Gloucester’s demand in
1265 that office be
confined to Englishmen
would have seemed
ludicrous to his kinsmen
150 years earlier, lords of
Orbec and Bienfaite in
Normandy, and not
English themselves. It was
only with Edward I (1272–
1307) that king and
kingdom were once more
at one.
***
Just as English national
identity was refashioned in
this period so was that of
the Scots. In the first half
of the twelfth century the
racial mix within the king
of Scotland’s realm had
become even more
complex. This was thanks
to the way King David
(1124–53) had introduced
a new ‘French’ nobility, as
it was called, into his
kingdom, one of Norman
or Anglo-Norman descent.
There was also, as we have
mentioned, a sense in
which the Scots
themselves were simply
the inhabitants of the core
of the kingdom between
the Forth, the Spey and the
central highlands. Thus
David could refer in a
charter to ‘the worthy men
of Moray and Scotland’,
clearly seeing a distinction
between the two. Likewise
a topographical survey as
late as 1200 mentioned
‘the mountains which
divide Scotland from
Argyll’. Place names in
Argyll like ‘the hill of Scot’
suggest that it was not as
Scots that the indigenous
inhabitants saw
themselves. The same was
true of the men of the
largely Norse province of
Caithness in the far north,
of the ‘Galwegians’ or men
of Galloway, the ‘English’
in Lothian (the area
between the Tweed and
the Forth), and the
‘Cumbrians’, who
inhabited the old British
kingdom of Cumbria
running south from the
Clyde to the southern edge
of the Lake District.
Galwegians, Cumbrians,
English and French, as
well as Scots, were all
sometimes addressed by
name in David’s charters.
By the end of the
thirteenth century, all this
had changed. The people
in the king’s realm were
described as Scots and
Scotland was the whole
area acknowledging the
king’s authority, broadly
the area of modern
Scotland.
Exiguous evidence
makes this process hard to
chart. As late as 1216, the
chronicle of Melrose abbey
(situated in the heart of
Lothian) viewed the Scots
as barbaric aliens, ‘devils
rather than soldiers’. The
attitude was much the
same in 1235 – certain
Scots, ‘knaves rather than
knights’, being accused of
pillaging the churches of
Galloway. Yet in the
section of the chronicle
covering the years 1265–6
(transcribed between 1285
and 1291 though perhaps
composed earlier) the
attitude is different. Guy
de Balliol, who died
fighting for Simon de
Montfort at Evesham,
clearly a man of Norman
descent, was now
described as a ‘valiant
Scottish knight’. Likewise
the achievements of the
abbot, Reginald of
Roxburgh in Lothian, were
said to be unequalled by
other ‘children of the
Scots’. Clearly by this time
it was as Scots that the
men of Lothian thought of
themselves. This was in
line with the universal
Scottishness asserted by
the Guardians of the realm
after King Alexander III’s
death in 1286. The seal
made for the government
of the kingdom bore on
one side the legend ‘the
seal of Scotland appointed
for the government of the
kingdom’ and on the other
‘St Andrew be the leader
and compatriot of the
Scots’. The assertions of
the Guardians show that
those of Anglo-Norman
descent among the
political elite now
regarded themselves
unequivocally as Scots.
How well those assertions
played in Caithness,
Sutherland, Argyll, and
Galloway is less clear, but
probably there too a sense
of Scottishness was
becoming preponderant. A
declaration in 1284 about
the royal succession was
agreed by the earls of
Sutherland and Orkney, as
well as three rulers from
Argyll and the Isles. All
were described (with many
others) as ‘barons of the
realm of Scotland’. Later in
1320, the most famous of
all statements of the
independence of the Scots,
the Declaration of
Arbroath, was made in the
name, amongst others, of
the earl of Sutherland and
the earl of Caithness and
Orkney, as well as ‘the
freeholders and the whole
community of the realm of
Scotland’.
How then had the
meaning of the ‘Scots’ and
‘Scotland’ become all
embracing in this way? It
had nothing to do with a
common language. While
the king’s court probably
spoke French, the use of
English was steadily
advancing in the lowland
towns at the expense of
Gaelic, spreading from
Perth in a narrow coastal
strip up the east coast and
round towards Banff and
Elgin. That, of course,
merely accentuated the
differences with the
Gaelic-speaking
highlanders, a division
made much of by the
chronicler Fordun, writing
in the fourteenth century.
The introduction of the
Anglo-Normans had also
been divisive. One of the
best early thirteenth-
century English chronicles
(which survives in a copy
made at Barnwell abbey in
Cambridge) commented
that the ‘modern’ kings of
Scotland appeared as
‘French in race, manners,
language and culture’.
They only maintained
Frenchmen (meaning
Anglo-Normans) in their
entourages, and had
reduced the Scots to
servitude. All this,
however, was only part of
the story. Members of the
native Scottish nobility
were themselves becoming
‘Frenchified’, thus making
their race far more
joinable. (For further
discussion see below, pp.
330–31, 424.) At the same
time the Anglo-Normans,
in important ways,
accepted aspects of
Scottish ‘culture’. It was
not simply one-way traffic,
giving but not receiving.
One aspect of this was the
cult of St Andrew. It was
Andrew, the brother of St
Peter, who, it was
believed, had converted
the Scots to Christianity.
The cult was vigorously
developed by the bishop of
St Andrews, the self-styled
‘bishop of the Scots’, with
a success seen both in the
Guardians’ seal and the
Declaration of Arbroath
which told how Christ
wished Andrew ‘to protect
[the Scots] as their patron
for ever’. Accounts of
Scottish origins, moreover,
by ‘Frenchified’ Scots
probably close to the
ruling elite suggest that
the latter not merely saw
itself as Scots, but Scots in
a way congenial to the
native population. The
accounts showed an
acceptance of the Scottish
people’s Celtic roots,
stressing that Ireland was
its divinely ordained
homeland, having been
settled by the Scots,
descendants of Gaythelos,
a Greek prince, and his
wife Scota before they had
arrived in Albion, as
Britain was then called.
The stone on which the
Scottish kings were
inaugurated at Scone had
come from Ireland’s royal
site of Tara.
According to the
Declaration of Arbroath, if
Robert Bruce was not
prepared to continue the
fight for independence
(which of course he was),
‘we would make king some
other man who was able to
defend us’. The implication
was that the Scottish
people had an existence
separate from its kings. Yet
the reality was different. It
was above all the kings
who had refashioned the
people in the years after
1100. They had introduced
the Anglo-Normans and
had asserted (in varying
degrees) royal authority in
Moray, Sutherland,
Caithness, Argyll,
Galloway, Man and the
Western Isles, thereby
expanding the effective
boundaries of the kingdom
and with it of Scotland
itself. The title the kings
bore from the early twelfth
century onwards, modelled
on that of the English
kings, was emphatically
‘king of the Scots’. The
indication that all the
king’s subjects were Scots
became unambiguous once
William the Lion (1165–
1214) addressed his
charters simply to ‘all his
upstanding men of all his
land’, abandoning
altogether the occasional
‘to all his men… French,
English, Scots and
Galwegians’. It was
likewise King Malcolm
about 1161 who used for
the first time the
expression ‘the kingdom of
Scotland’ in a context
which shows that Scotland
included Lothian as well as
the land north of the
Forth. The impact of this
royal rhetoric can be seen
in increasing numbers of
private charters from the
1170s onwards, covering
transactions in Lothian,
Galloway, and elsewhere,
which speak of ‘the
kingdom of Scotland’ or
‘the kingdom of the Scots’.
Scotland had grown as the
kingdom had grown and
the Scots were simply all
those who were subject to
the authority of the king.
The king’s role in
refashioning national
identity was thus
significantly different from
that in England. Whereas
the English were bonded,
in part at least, by their
opposition to the crown,
the Scots, enjoying a
monarchy far less intrusive
and exacting, were bonded
at its behest and in its
support.
***
In Wales there was no
integration of peoples as
there had been in England
and Scotland. The Welsh
absorbed no one. The
Normans arrived in Wales
as conquerors, yet they
never became integrated
within the existing Welsh
kingdoms, becoming
Welsh in the process.
Instead they carved out
their own polities,
subjecting the native
Welsh in the areas they
conquered and leaving
them under their own
rulers in the areas they did
not. The crucial difference
here lay in the political
constitution of the host
nation. Both in England
and Scotland the
newcomers were installed
within a single polity and
soon felt part of it. That
was impossible in Wales,
where a whole series of
disparate political units
constantly changed shape
through warfare and
family settlement. With no
large political unit to
subdue and in which they
could ultimately be
assimilated, the Normans
conquered piecemeal and
set up their own political
units in the form of the
marcher baronies. (Much
the same happened in
Ireland.) The Normans
quickly married into Welsh
noble families, but the
descendants of such unions
(like Gerald of Wales) felt
at most ambivalent about
their nationality. By
descent they might be
partly Welsh, but brought
up in the marcher baronies
and with many contacts
with the wider Anglo-
Norman realm, this
Welshness by descent
could never be completed
by Welshness through
‘education’. The
upbringing and active life
of such men, as Gerald of
Wales observed in his own
case, remained very much
with the English.
***
Significant changes had
therefore taken place in
the make-up of the peoples
of Britain, or at least of the
English and the Scots, in
the two centuries after the
Norman Conquest. At the
same time, partly as a
result, there had been
equally significant shifts in
English attitudes, or the
attitudes of writers in
England, towards the
Welsh, the Scots and also
to the Irish. In the twelfth
century such writers had
begun for the first time to
express contempt for the
other peoples of the British
Isles, regarding them as
barbarians and justifying
conquests (notably in
Ireland) in the light of a
civilizing mission. As John
Gillingham has put it, this
period seems to witness
‘the beginnings of English
imperialism’. Such
attitudes first appear with
William of Malmesbury in
the 1120s – the Welsh, ‘all
that barbarianage’; they
are later found in the Gesta
Stephani (‘The Deeds of
Stephen’), written in the
1150s, where the Welsh
are described as a
‘barbarous people’ of
‘untamed savagery’.
Likewise towards the end
of the century William of
Newburgh thought the
Scots were ‘a barbarous
nation’, while Gerald of
Wales described the Irish
as ‘so barbarous, they
cannot be said to have any
culture’. Ralph of Diss thus
saw Henry II’s invasion of
Ireland in 1171 as very
much a civilizing mission,
bringing law and order to
a people hitherto untamed
by ‘public power’.
At the root of these
attitudes were major
contrasts between the
economy and society of
England and those of the
rest of Britain (discussed in
the next chapter). Gerald
of Wales described the
frugal diet of the Welsh,
based more on meat than
bread, and the skimpy
clothes worn even by the
rulers. Walter Espec (in a
speech put into his mouth
by Ailred of Rievaulx)
ridiculed ‘the worthless
Scot with half bare
buttocks’. King John in
Ireland in 1210 laughed at
the badly dressed kings
riding without saddles on
poor horses. These
contrasts had existed
before 1066 but they were
accentuated by the
Norman Conquest and
rendered far more
noticeable. Thus English
ecclesiastics, now brought
within the mainstream of
continental reform, looked
increasingly askance at the
divorce and concubinage
common in Wales, and in
Ireland where it was
alleged men exchanged
wives like horses. And
likewise there was an
increasing contrast in the
area of political conduct.
After the Conquest, again
in line with continental
practice, political murders,
executions and mutilations
had virtually ceased in
England. In Wales, on the
other hand, disputes over
succession continued to
lead to ‘the most frightful
disturbances… people
being murdered, brothers
killing each other, and
even putting each other’s
eyes out’, as Gerald of
Wales described it. It was
the same in Ireland where
one reason why the Irish
submitted to Henry II’s
‘peace’, according to Ralph
of Diss, was because they
lamented the way their
fathers had so often been
killed by mutual slaughter.
Warfare in England came
to resemble that on the
continent, where the aim
was to capture and ransom
rather than kill a noble
opponent. Celtic customs
were very different. As
Gerald of Wales observed:
‘The French ransom
soldiers; the Irish and
Welsh butcher them and
decapitate them.’ Even
more fundamental, the
Welsh and the Scots took
slaves. This was why the
Scottish invasion of 1138
was such a profound shock
for it revealed the
appalling face of war as
slave hunt. As one Hexham
chronicle put it:
Old men and women were
either beheaded with swords or
stuck with spears like pigs
destined for the table… Young
men and women, all who
seemed fit for work, were
bound and driven away into
slavery. When some of the girls
dropped to the ground
exhausted by the pace of the
slave-drivers, they were left to
die where they fell.
The Economies
of Britain
mid
£12,50
twelfth
20,800
century
1247– £50–
51 60,000
1278– £130,0
84 £180,0
1086
1171–
2
1256–
7
1298–
9
The Norman
Conquest of
England,
1066–87
Edward the Confessor, last
king of the ancient Wessex
line, died on 5 January
1066. Next day he was
buried in the new abbey
he had built at
Westminster and Harold
was crowned in his stead,
scenes graphically
depicted on the Bayeux
Tapestry. Earl over
Wessex, brother-in-law to
the Confessor, Harold had
dominated England since
the death of his father,
Earl Godwin, in 1053. The
Confessor had no children
and had in his last feeble
days designated Harold as
his successor. The great
men gathered at
Westminster sanctioned
the choice and both
archbishops probably
officiated at the
coronation. Tall, strong,
clever and courageous,
Harold had long planned
this take-over. He was
mighty in arms: in 1063 in
a campaign by land and
sea he had crushed
Gruffudd ap Llywelyn,
‘king over all the Welsh’,
and laid his head before
the Confessor. He was also
a clever politician: in 1065
he had condoned, if not
encouraged, the northern
rebellion against his
brother Tostig, earl in
Northumbria since 1055,
and had thereby removed
a rival, conciliated the
north and made alliance
with the only family
whose wealth remotely
approached his own, that
of Edwin, earl in Mercia,
and his brother Morcar,
who succeeded Tostig as
earl in the north.
Having gained the
throne, Harold could be
both optimistic and
anxious. He had succeeded
to a state of great power,
or at least of potential
power. Yet his title to the
throne was open to
challenge, notably from
Duke William of
Normandy, and Harold
himself had seen at first
hand the cavalry and the
castles which made the
Norman military machine
superior to the Anglo-
Saxon.
During the tenth
century, the Confessor’s
forebears had moved out
from their Wessex base
and brought under their
rule the areas in East
Anglia, the midlands and
the north seized and
settled by the Danes after
865, for the first time
unifying England under a
single king. The
subsequent Danish
conquest under King Cnut
(1016–35) had shaken up
the English aristocracy,
bringing new families to
the fore (like the
Godwins), but had not
replaced it with
Scandinavians. On the
death of Cnut’s son
Harthacanut in 1042,
leaving no direct heirs, the
old Wessex dynasty had
been peacefully restored
with Edward the Confessor
returning from exile in
Normandy. The Anglo-
Saxon state had three
pillars: a pervasive sense
of Englishness which held
king and people together,
something already
discussed (above, p. 3); a
kingship high in status and
strong in administrative
structures; and a church,
gentry and nobility
integrated within the
king’s government of the
realm.
The ideal of the king as
a great warrior was a
constant throughout the
medieval period. Even the
Venerable Bede wrote with
admiration of how King
Aethelrith of Northumbria,
‘ambitious for glory’, had
conquered more territories
from the Britons than any
other ruler. Yet Anglo-
Saxon kingship also
glittered as Christian and
civilian. The ordo for the
973 coronation of Edgar,
shot through with
Carolingian influences,
formed the basis for all
later ceremonies. The king
was crowned and anointed
with holy oil just as the
prophet Samuel had
anointed King Saul and
King David. He was thus
chosen by God, imbued
with the blessings of the
Holy Spirit, and elevated
above all his subjects.
Hence it was crowned and
enthroned that the
Confessor was depicted on
his seal. The oath the king
took at his coronation
stressed his duty to
maintain peace and
dispense justice. In the late
Anglo-Saxon period he was
taking increasing steps to
do so. In the past the king
had not so much punished
crime as regulated the
compensation payments its
victims or their families
were to receive from the
perpetrators, the role of
the courts being to oversee
such settlements. Now,
alongside this system, the
king started to isolate a
group of major crimes,
namely homicide, robbery,
serious theft, rape, arson
and treason, which he, and
only he, had the right and
duty to try and punish, the
punishment often being
death by hanging. Such
offences constituted
breaches of the king’s
‘peace’, which by 1066
probably extended
throughout the country.
This itself was related to
the oath of loyalty to the
king taken by all adult
males, which included a
pledge not to be thieves or
receivers of thieves.
Peasants probably swore
this oath when they
entered the tithings (as
they were later called), the
associations of ten adult
males whose members
stood surety for each
other’s good behaviour. In
later practice (and quite
probably before 1066) the
tithing’s failure to arrest a
delinquent member
resulted in an amercement,
a monetary penalty
imposed by the king for an
offence.
The old English kings
had also developed an
administrative structure
which enabled them to run
this peacekeeping system
and also to exact their
revenues, always the twin
purposes of local
government. They thought
of England as a series of
counties, making their
announcements to the
officials and men of
Northamptonshire,
Oxfordshire, and so on.
The counties were the
essential building blocks of
the kingdom, and indeed
survived unchanged in
shape until 1974. By the
year 1000 there were
thirty-two of them. Some,
like Kent and Essex, were
ancient kingdoms, others
in the midlands were
probably created by the
Wessex kings as they
expanded their rule in the
tenth century. Each county
was subdivided into
hundreds, of which there
were over 600 in the
thirteenth century. Both
counties and hundreds had
courts, the former
meeting, at least according
to legislation, twice a year,
the latter once every four
weeks. These courts were
central to maintaining the
peace and settling civil
disputes over property. If
they were very much
‘popular’ courts run by the
leaders of local society
doubtless in very different
ways, they were also
presided over, as we shall
see, by royally appointed
officials.
The king’s revenues
came in part from his
lands, which were
scattered through most of
the country, the proceeds
in cash or kind being
worth some £6,000 per
annum in 1066, according
to the figures in Domesday
Book. These sums were
either paid into the
treasury at Winchester or
given to the king directly
(and if in kind, consumed)
when he was in residence
in the locality. More
remarkable was England’s
land tax, a tax with
Carolingian parallels but
now unique in Europe. It
depended on a territorial
division called the hide or
carucate, which varied
considerably in size but
was often around 120
acres. Each hide had to
contribute so many
shillings to the tax (the
rate could be varied), with
the king expecting a lump
sum from each hundred
depending on the number
of hides within it. If the
figures from the Anglo-
Saxon Chronicle can be
believed (a debated point),
early in the eleventh
century the geld, as this
tax was called, had raised
vast sums to pay off the
Danes, the £72,000 taken
by King Cnut in 1018
being the largest. Equally
impressive is the
possibility that regular
annual gelds between
1012 and 1051 raised up
to £14,000 a year to
support the king’s fleet and
army. Underpinning this
taxation and the economy
more generally was the
superb coinage, universal,
exclusive, of high quality,
and controlled centrally by
the king (see above, p. 30).
To run this system the
king appointed local
officials of whom the most
important were the sheriff
and the earl. It was often
to them as the governors
of the shire that the king
addressed his orders and
pronouncements. The
sheriff was the official who
did the day-to-day work of
collecting the king’s
revenues and executing his
orders. If there was no earl
in the county, as often
there was not, the sheriff
was directly answerable to
the king. The number of
earls varied, as did their
powers and the counties
over which they presided.
Often an earl would head a
group of shires, and with
the sheriffs in some sense
as his deputies, command
their military forces and
preside over their courts.
Both earl and sheriff were
present in the
Herefordshire county court
during an important case
in Cnut’s time.
There were various
ways in which kings
sought to proclaim their
will and enforce their
decisions in the localities,
thus solving the problem
of government at a
distance. The royal court
was both the centre and
the cementer of the realm.
As it travelled the country
the local nobility came in
to discuss their affairs with
ministers, king and queen,
the latter (her role is
discussed later) often
being at the heart of court
ceremonial. In fact the
royal itinerary, though
imperfectly known, was
still largely confined to the
midlands and the south.
But if the king did not visit
all his realm, he brought
the realm to him in great
assemblies or ‘witans’
where legislation was
promulgated and
important decisions taken.
The king could also send
his envoys into the
localities. Present at the
meeting of the
Herefordshire county court
referred to above was Tofi
the Proud, there ‘on the
king’s business’. As his
ultimate ‘muscle’, there
was a body of troops
attached to the royal
household and supported
by the allotment of land
and by pay. Some of these
were thegns, others of
Scandinavian origin were
described as ‘housecarls’, a
name sometimes given to
the body as a whole. Apart
from forming the nucleus
of armies, these men
watched over the king’s
interests in the shires and
if necessary put down
trouble, for example
punishing the non-
payment of taxation in
brutal fashion.
In granting favours and
issuing orders kings also
utilized written
communication. Indeed
they were doing so with
increasing efficiency,
gradually embodying
grants not in the elaborate
and wordy ‘diploma’ but in
a far more concise and
standard form document,
namely the ‘writ’ (brevis),
essentially a letter
authenticated by the king’s
seal being attached to it.
Where diplomas and writs
made concessions to
ecclesiastical institutions
they were often written by
the beneficiaries
themselves, but there is
considerable evidence that
the king relied on his own
clerks, however few in
number, to write his
orders to local officials. In
the last years of his reign
the Confessor certainly
had a chancellor, the
official who can be seen
later keeping the king’s
seal and presiding over his
writing office. The train
was already starting for its
thirteenth-century
destination where the
chancery controlled the
whole government of
England through issuing
thousands of documents a
year, all derived in form
from the sealed writ of the
Anglo-Saxons.
None of this structure of
government, of course,
was sustainable without
military force. At the heart
of the king’s armies were
the troops of the royal
household just described.
They were supplemented
through a system (set out
most fully in Domesday
Book for Berkshire) in
which every five hides of
land had to provide one
warrior for the army or
one sailor for the fleet, a
great lord thus supplying a
contingent in accordance
with the hidage of his
estate. The Old English
kings could certainly raise
armies of very substantial
size, as the ability to fight
three battles in 1066
shows. There was,
however, one key feature
about these forces. They
seem to have been
composed of foot soldiers,
not combined foot and
cavalry. At Hastings the
English fought exclusively
on foot, just as they had at
the battle of Maldon in
991. In 1051 the reason
for an English defeat in
Wales, according to the
twelfth-century chronicler
John of Worcester, was
because they had been
ordered to fight on
horseback ‘contrary to
their custom’. There was
also one other key feature
of the English military
system. England had
walled towns but, as the
chronicler Orderic Vitalis
pointed out, lacked the
kind of fortifications
‘called castles by the
French’. There is little to
suggest Orderic was wrong
in this judgement.
Excavations have revealed
only one pre-Conquest
castle in the sense of a
significantly fortified
residence. This is at Goltho
in Lincolnshire, and there
the pre-1066 earthworks
were later supplemented
by a much stronger
Norman motte-and-bailey
castle. One qualification
for being a thegn,
according to an early
eleventh-century
document, was to have an
enclosure with a gate-
house, but there is nothing
in the historical narrative
(about the crisis of 1051–2
for example) to suggest
that such residences had
much military value. The
importance of these
features of the English
military system, which
certainly set it apart from
that developing on the
continent, the events of
1066 were to show.
If there was a question
mark over English military
practices, there was none
over the way the church,
aristocracy and gentry
were part and parcel of
royal England. The church
indeed had helped to unify
England in the first place.
By 1066 there were twelve
English bishoprics,
Durham being subject to
the metropolitan authority
of the archbishopric of
York and the rest to the
authority of the
archbishopric of
Canterbury. There were
also some forty-five
monastic houses (including
eight nunneries), the
richest, like the episcopal
sees, being very wealthy. It
was clearly vital for kings
to control an institution
which held some 26 per
cent of England’s land, and
they certainly did so,
appointing the bishops and
abbots and ensuring that
church land owed military
service as part of the five-
hide system. That the
monasteries existed at all
was thanks to King Edgar
(959–75), for he had
sponsored the reforms
which saw their
foundation or re-
foundation. They prayed
daily for the king and
queen and were mostly
situated within the
monarchy’s midlands and
southern bases. The bishop
was often addressed with
the sheriff and the earl in
the king’s pronouncements
and attended the county
court, ecclesiastical pleas
(see below, p. 101) being
heard there or in the court
of the hundred.
The thegns were the
county gentry of Anglo-
Saxon England, vital for
the governing of the
shires. They gave
judgements in the county
courts; they were
addressed along with royal
officials in the king’s writs
– ‘all my thegns of
Somerset’, ‘all my thegns
of Berkshire’; and it was
they who served in royal
armies under the five-hide
system. There were
perhaps four or five
thousand thegns spread
through the counties. In
theory the minimum
qualification to achieve
the status included having
the residence with gate
and enclosure mentioned
above together with five
hides of land, the
equivalent of a medium-
sized manor. Some thegns
were specially attached to
the king, ‘king’s thegns’;
others were in the service
of great lords.
Lordship too was
central to the workings of
government and society.
The king relied on great
lords to bring contingents
to the army, give counsel
at witans, and hold office
as earls. Domesday Book
shows that there were
ninety or so lords on the
eve of the Conquest with
wealth substantially larger
than the ordinary county
thegns and above them
there were three great
families who combined
their own lands with the
tenure of earldoms,
namely the families of
Seward, of the brothers
Edwin and Morcar, and
above all of Harold
himself. There was always
a danger, of course, of
such men becoming over-
mighty, but in general
lordly power before 1066
seems to have been less
disruptive of the state than
in some areas of the
continent. This was due
both to the absence of
castles and to the limited
competence of lords in the
areas of justice and law
and order. Lords before
and after 1066 were
certainly developing
manorial courts but the
latter’s purpose was
essentially to discipline the
peasant workforce and
ensure the smooth running
of the manor. At a higher
level, although at least 100
hundreds in 1066 seem to
have been dominated by
great lords, lay and
ecclesiastical, the king
never appears to have
formally relinquished
control of their courts.
Even if he had, provided
he reserved the royal
monopoly over the serious
crimes mentioned above it
would only have meant
conceding jurisdiction over
cases of minor crime and
disorder. It was certainly
only that which was
involved in the grants the
king did make of ‘sake and
soke, toll, team and
infangenthief’, the most
important right here being
‘infangenthief’ (often later
seen attached to manorial
courts) which involved
having a gallows on which
to hang petty thieves taken
red-handed on the lord’s
property.
The structures of Anglo-
Saxon monarchy might be
strong, yet individual
kings weak, as a result of
personal inability and
political circumstance.
Weakness in a king could
also have an effect on
structure. The Confessor
reduced the number of
hides on which some
hundreds paid geld and (in
1051) abolished the highly
unpopular annual army
geld altogether. It is
difficult to think that the
Confessor was other than
dangerously threatened by
Harold’s family whose
lands in 1065 were £2,000
a year more valuable than
his own. Harold, as earl
throughout the counties of
Wessex, had been
encroaching on royal lands
and absorbing them into
those of his family. He had
also recruited numerous
sworn followers. Yet these
problems vanished with
Harold’s accession. The
over-mighty earl became
the king. In combining his
family lands with those of
the crown he was far more
powerful than his
predecessor. Apart from a
doubt over its military
structure, Harold’s
difficulties lay not with the
state he inherited but with
his political position. His
alliance with Edwin and
Morcar was fragile, despite
his marriage to their sister.
His brother Tostig in exile
plotted revenge. Nothing
could give Harold the
prestige of the ancient
House of Wessex. His own
father, Godwin, who had
made the family fortunes
through service to King
Cnut, came from a Sussex
family of merely local
importance. Harold’s
succession had depended
on brushing aside a clear
representative of the
Wessex dynasty, Edgar
Atheling, who at some
stage had perhaps received
the title ‘Atheling’,
meaning throne-worthy,
from the Confessor
himself. A great-grandson
of King Aethelred (971–
1016), and grandson of the
heroic Edmund Ironside,
Edgar was a teenager born
in exile, and kept landless
in England, doubtless
through Harold’s
influence. Another
claimant, William, duke of
Normandy, was a very
different proposition.
***
The basis of Duke
William’s claim was that
he had been made heir to
the throne by the
Confessor himself back in
1051. This was probably
true enough and was part
of the latter’s abortive
attempt to throw off the
Godwins. Edward
naturally looked to
Normandy. His mother,
Emma, was the daughter
of Duke Richard I, the
Conqueror’s great-
grandfather. Edward
himself had spent the
period of Danish rule as an
exile at the Norman court
and it was with Duke
William’s support that he
had returned in 1042 to
secure the English throne.
The Normans also alleged
that Harold had taken an
oath to accept William’s
succession. Again true
enough, though probably
the oath had been forced
from him in 1064 or 1065
as the price of release after
he had fallen into Duke
William’s hands during an
ill-fated diplomatic
mission.
The precise merits of
William’s claim, however,
were beside the point. The
first part of the Bayeux
Tapestry opens and closes
with a magnificent picture
of Edward the Confessor,
huge and imposing,
crowned and enthroned.
Against him William,
holding court as duke of
Normandy, bare-headed
like everyone else, seems
small and insignificant.
William had every
incentive to reach out for
the wealth of England and
the manna of a crown. He
certainly had the resources
to do so. In 911 the
Frankish Carolingian king,
Charles the Simple, had
granted Rouen and its
surrounding area to the
Viking leader Rollo and his
followers. This was the
origin of Normandy. In the
next century Rollo’s
descendants, frequently
using the title Duke,
established their rule
within Normandy’s historic
frontiers. Although Viking
settlement had probably
been quite extensive, the
newcomers ultimately lost
their connection with
Scandinavia and became
essentially French in
language, politics and
social structure.
For the power of the
Norman nobility the years
between c. 1025 and c.
1050 were critical. The
flaccid rule of Duke Robert
(1027–35) was followed
by the long minority of his
son William, the future
Conqueror. Only seven or
eight on his accession, he
was the fruit of an
unconsecrated union
between Robert and the
daughter of a Falaise
tanner. The great nobles,
many probably descended
from long-established
families, gained control of
both ducal lands and local
office, notably that of the
vicomte, the duke’s chief
local agent. They also
increased the number and
geographical spread of the
men who owed them
allegiance, in the process
rewarding followers with
‘benefices’ or ‘fees’ in land,
and asserting lordship over
‘allodial land’ which
families had previously
held freely from no lord at
all. The nobility likewise
seized monastic lands and
challenged what had
previously been a ducal
monopoly by themselves
founding numerous
monasteries, which
protected the souls of the
patron family and
proclaimed its status. This
was a period of violence
and instability which
spawned nobles –
ambitious, aggrieved,
unrewarded – who sought
outlets beyond the duchy’s
frontiers. Thus Normans
began to arrive as fighters
in southern Italy where
they ultimately established
their own kingdom. It was
the same dynamism which
established the Normans in
England.
Put like this the
Normans appear as a
uniquely expansionist,
martial and chosen race,
and that is how they
appear in the marvelling
pages of one of the
greatest of all medieval
chroniclers, Orderic Vitalis
(1075–c. 1141). He was
born in England of a
French father and English
mother but became a
monk at one of those
‘noble’ monasteries in
Normandy, St-Evroult. In
fact, however, Norman
militancy and expansion
were inseparable from a
much wider aristocratic
diaspora which was
Frankish rather than
specifically Norman. The
nobles of Anjou were just
as aggressive as those in
Normandy and knights
from many parts of France
took part in the conquest
of southern Italy, as indeed
they did of England. Also
common to many parts of
Europe, it has been
suggested, were changes in
family structures which
help to explain this
aristocratic conduct. These
involved large kin groups,
which had shared property
widely on the death of one
of their members,
narrowing into lineages in
which the patrimonial land
passed intact to the eldest
son. The validity of this
hypothesis has been much
debated. The evidence is
treacherous and may, on
one view, reveal less a
general trend than a
favouring of the direct
male line in particular
situations. In Normandy,
however, the development
of lineages does seem to be
reflected in the
appearance, from the
1040s, of toponymic
surnames like Beaumont
and Montgomery, the
result, it can be argued, of
a single line retaining and
thus becoming attached to
its core properties. If land
was concentrated in fewer
hands than before it would
explain how the nobility
gained resources to build
castles, found monasteries
and extend its lordship
over men. It would also
help to explain the
pressure to expand and
conquer, for this solved
the problem of younger
sons, the custom becoming
– perhaps the result of the
conquest of England – for
acquisitions to go to them,
leaving the patrimony
intact to descend by
primogeniture.
Whether or not this was
an exceptionally violent
age throughout much of
Europe has also been
debated. On one view, the
impression that it was is
simply the result of better
documentation. There was
certainly nothing new
about the military
preoccupations of the
aristocracy. Many of the
ingredients of knighthood
can be found in the ninth
century. Yet the fact that
the Normans did indeed
concentrate on and define
their status through the
practice of arms remains of
overwhelming importance.
With the rest of the
Franks, they favoured
above all heavy cavalry,
like the contingent
pictured on the Bayeux
Tapestry charging into
Brittany to attack Dinan. A
‘knight’ might simply be a
cavalry soldier equipped
by a lord. But because the
armour and the horse
could only be afforded by
an elite, the term was also
used increasingly as an
honorific title to a rank,
with initiation ceremonies
like that depicted on the
tapestry where William
‘gives arms’ to Harold. In
one vital respect,
moreover, the nobility in
this period did gain an
entirely new means of
wielding power, ultimately
violent power. This was
the castle. The
encastellation of Europe
between the tenth and the
thirteenth centuries was
indeed ‘a development of
quite fundamental military
and political importance’
(Robert Bartlett). In
Normandy, although the
evidence is fragmentary,
the aristocratic elite seem
to have been building
castles from the 1030s.
Just how second nature it
had become to construct
such buildings is
illustrated by the castle
thrown up at Hastings as
soon as the Normans
arrived in England,
another scene depicted in
the tapestry.
The Norman nobles
were central to the
Conquest, but only
because William had
brought them under
control, reviving ducal
authority in Normandy
after its collapse during his
minority. In 1047, in
alliance with Henry I, king
of France (1031–60), he
won a great victory over
his domestic foes at the
battle of Val-ès-Dunes, and
then, in the next decade,
turned and beat off the
assaults of King Henry and
his ally Count Geoffrey of
Anjou. William maintained
a tight hold over
appointments to bishoprics
and presided over a series
of reforming councils
which enhanced the
authority of bishops within
their dioceses. He also won
the favour of the pope and
obtained a banner
signifying the latter’s
approval for the conquest
of England. To counter the
spread of aristocratic
power, he went some way
towards establishing a
tenurial hierarchy in
which nobles, lay and
ecclesiastical, did him
homage and held their
land from him in return
for military service, if
unspecified in extent.
William also prevented the
castellans from effectively
destroying the public
structures of local
government inherited from
the Carolingians by taking
over for themselves the
maintenance of law and
order. He asserted the
right to control private
castles and he built castles
of his own; the one at
Caen, between the two
great monasteries founded
by himself and his wife,
still seems to hinge the
city.
By the 1060s the duchy
was dominated, under the
duke, by a small and
tested group of around a
dozen nobles, most from
long-established families
and as a group far more
unified than their
equivalents in England.
Where Harold had
quarrelled disastrously
with Tostig, William’s half-
brothers, Robert, count of
Mortain, and Odo, bishop
of Bayeux, were among his
leading lieutenants.
Individually the great men
of Normandy were very
different, Count Robert
stolid and reliable, Odo
voluble and boastful. It
was Odo who
commissioned the tapestry,
still at Bayeux, which tells
the story of the Conquest.
But they were all, as
William of Malmesbury
put it, ‘inured to war’. The
duke was absolutely
equipped to be their
leader. Bursting with
confidence, he could make
and take jokes, and accept
and reject advice. Above
all, he too was a warrior.
‘It was a sight at once both
delightful and terrible to
see him managing his
horse, girt with sword, his
shield gleaming, his
helmet and his lance alike
menacing,’ wrote his
chaplain, William of
Poitiers. Stout (a very
different physical type
from Harold), but always
leading from the front,
William was a brilliant and
ruthless exponent of the
lightning cavalry
expeditions, the siege
operations and the burning
and pillaging which were
the business of war. And it
was above all through
warfare, external warfare,
that William canalized the
energies of his men. Here
he was helped by events
across his frontiers, which
freed him from external
threat. In 1060 both King
Henry of France and Count
Geoffrey of Anjou died.
Anjou entered a period of
weak rule and civil war.
The new king of France
was a minor, in the
custody of Baldwin, count
of Flanders, whose
daughter William had
married, thereby securing
an important ally to the
north. In 1062 William
invaded Maine and
wrested it from the count
of Anjou. In 1064 or 1065
he led a punitive
expedition into Brittany. It
was this drive, expertise
and organization which
was now to be felt in
England.
***
With promise of great
rewards, William raised an
army, in part mercenary,
from Normandy and other
parts of France. And then
he was lucky. Hostile
winds, so William of
Poitiers states, highly
unusual in the Channel at
that time of year, kept him
from crossing while
Harold’s army guarded the
coast, and then shifted to
release him when the army
had departed to deal with
a crisis in the north. Tostig
had thrown in his lot with
the king of Norway,
Harold Hardrada, who
nourished his own claims
to the throne, and in
September they sailed up
the Ouse to York and
mauled the forces of
Edwin and Morcar at the
battle of Fulford Gate. By
this time Harold was
already hurrying north and
on 25 September he
surprised and killed both
Tostig and Hardrada at
Stamford Bridge. Two days
later, on the evening of
Wednesday, 27 September,
the Norman army
embarked at St-Valéry-sur-
Somme in Ponthieu
(whose count was
William’s vassal), and next
morning landed at
Pevensey in England.
William also made his
own luck. His military
administration had kept
his forces in being during
the long wait. Some of
Harold’s, by contrast, had
departed through lack of
supplies even before the
invasion of Hardrada.
William’s strategy once
ashore was equally clever.
He refused to be drawn
inland, away from his lines
of communication. Instead
he made Hastings his base,
built a castle there, and
ravaged the surrounding
countryside, much of it
Harold’s ancestral land.
‘Here a house is burnt’ ran
the caption on the Bayeux
Tapestry above a picture
of a pathetic woman with
child in hand fleeing as
her home is fired.
William’s tactic was to
provoke Harold into
coming to him and Harold
duly obliged. Perhaps he
felt his political position
would not brook delay;
perhaps he was over-
confident and sought to
repeat his success at
Stamford Bridge. Either
way, instead of harrying
William’s army and
blockading the Channel
with his fleet, he hastened
south to do battle without
Edwin and Morcar –
without half his army,
according to the chronicler
John of Worcester (writing
between 1124 and 1140).
That battle was joined
at nine in the morning of
14 October, six miles
north-west of Hastings.
Harold had formed up his
army on foot in a solid
shield wall occupying the
plateau, about a quarter of
a mile broad and half a
mile deep, overlooking a
little valley. William had
thus to drive his cavalry
and infantry up a steepish
hill merely to reach the
English lines. Soon a
contingent of Breton foot
in William’s army gave
way, and the rumour
spread that Duke William
was dead. This was the
climax of the battle and
William was its equal. The
tapestry shows him raising
his helmet to reveal his
face, a necessarily static
picture whereas the actual
event was fast-moving,
William galloping down
his lines to inspire his
men. Throughout the
battle he had far more
command and control than
Harold who, wedged in his
shield wall, was invisible
within a few feet of his
standard. There is here a
wider point. The English,
as we have seen, had no
cavalry. It was a fatal
deficiency. Once the
Bretons had given way and
panic had spread through
the Norman ranks, the
moment had come for a
cavalry charge down the
hill to sweep all before it;
as it was, the English
charged on foot and were
cut off by Norman cavalry.
So little indeed did the
Normans fear such foot
charges that they twice
feigned retreat in order to
repeat the cutting-off
tactic. So Hastings became
a killing match and the
Normans had more
effective means of killing:
horsemen, and also
archers. The lack of
English archers is one of
the puzzles of the battle.
Only one English bowman
is shown on the tapestry,
the consequence perhaps
of the haste with which
the army had been
assembled. By contrast the
shields and bodies of the
English bristle with
Norman arrows. As the
day wore on, and the
English numbers dwindled,
the Norman cavalry
established themselves on
the plateau and broke into
the shield wall. They killed
Harold’s brothers Gyrth
and Leofwine, then
Harold’s immediate
bodyguard, and then at
last, as the shadows of the
autumn evening
lengthened, they cornered
Harold himself, already
wounded by an arrow in
the head, and struck him
down.
Only part of the English
forces had been engaged at
Hastings, and in London
Archbishops Stigand and
Ealdred, Earls Edwin and
Morcar and the townsmen
rejected William’s
demands for submission
and nominated Edgar
Atheling, who was with
them, as king. Early in
December, William began
a long circular march
round the city burning and
pillaging as he went. Edgar
was as powerless to resist
him as he had been earlier
to resist Harold. When
William reached
Wallingford, Stigand came
to him and swore
allegiance; he was
followed at Berk-
hampstead by Archbishop
Ealdred, Bishop Wulfstan
of Worcester, and Edgar
himself, as well as by
Edwin and Morcar, with
citizens of London and
many others. On Christmas
Day, 1066 William was
crowned king in
Westminster Abbey.
William’s triumph was
due to more than luck and
superior tactics. It also
reflected significant
differences between the
Norman and English
polities, as we have seen.
In England the Normans
certainly did not meet a
state inferior to their own.
Quite the reverse. The
duke’s role in the
maintenance of law and
order in the duchy, though
significant, was less
pervasive than that of the
king in England. The duke
had no chancellor, no
writs, no seal, and no geld
tax. He minted a greatly
inferior coinage. Yet
William conquered, as
Cnut had done earlier in
the century. The state
which the English created
but could not defend: there
is some truth in that
aphorism. In terms of
armour, martial values and
military effectiveness there
was little, in some ways, to
choose between the
English and the Normans,
which was why Hastings
was such a long battle. The
five-hide system, on paper
at least, was a more clearly
defined and established
method of raising armies
than any in place in
Normandy. Where the
Normans had the edge was
not in the way the armies
were recruited, but in
what they produced. In a
conflict like Hastings the
simple truth was that a
force which could fight on
horse as well as foot was
superior to one which
could only do the latter.
Given the amount of
training mounted warfare
takes, English society was,
in that respect, less
militarized than Norman.
On both sides of his seal as
king of England, the
Confessor showed himself
enthroned. William, on the
seal he made once he
became king, was
enthroned on one side but
on the other appeared as a
mounted knight. Nothing
sums up better this vital
contrast between the
Norman and the English
polities.
There was another
significant difference, as
we have seen. Orderic
Vitalis did not merely
mention the absence of
English castles. He also
affirmed that this was why
‘the English, in spite of
their courage and love of
fighting, could only put up
a weak defence against
their enemies’.
Fundamentally, when it
came to defences the
English had fallen between
two stools. The defences of
royal and magnate
residences were too small
to allow any effective
resistance to the Normans.
Those of the towns were
too large to do so.
According to a document
of the early tenth century
(‘The Burghal Hidage’),
27,000 men were needed
just to defend the
boroughs of Wessex,
numbers impossibly large
in a time of dislocation
like 1066 when so many
men were already called
up in the armies. And
there was here a double
bind. Just as the absence
of castles enabled the
Normans to seize England,
so it was by building huge
numbers, over 500 by the
year 1100 according to
one plausible estimate,
that they secured their
rule. The castles of the
Conquest, built both by
king and lords, took a
variety of forms. In
London the great stone
keep begun by the
Conqueror, now called the
White Tower, is ninety feet
high, has walls over
thirteen feet thick, and still
looks a mighty building
even against the present
London skyline. Elsewhere
structures were simpler.
Some were just ditches and
banked enclosures topped
with palisades (called by
historians ‘ring works’).
Others, indeed the great
majority, were of the
motte-and-bailey type, as
at Berkhampstead. The
motte was a great earthen
mound protected by a
ditch and topped with a
stockade and a wooden
keep, the adjoining bailey
an enclosure protected by
earthen ramparts, topped
again with a stockade, and
surrounded by an outer
ditch. Such structures
could be built speedily and
defended by small
numbers of knights, yet
they were quite sufficient
to dominate their strategic
environment; that, not the
protection of the local
population, was of course
their purpose. Utterly
novel, standing high above
town and village, road and
river, the castle as both
symbol and sanction lay at
the heart of the Conquest.
Cavalry and castles
were integral to the
intensely competitive
military and political
environment in France,
where small principalities
– Anjou, Maine, Brittany,
Normandy, the French
kingdom – were engaged
in constant fast-moving
warfare across great plains
and open frontiers.
England was very
different. Since Cnut’s
accession in 1016 it had
suffered neither invasion
nor civil war. Harold had
triumphed in Wales, but
this was not cavalry
territory. There had been
no need to develop either
cavalry or castles. The
English state had been too
successful for its own
good.
***
William’s success in
1066 cannot be explained
entirely in military terms.
Following his initial
victories the English had
accepted him as king.
After all, he proclaimed
himself the Confessor’s
designated heir and took
the same coronation oaths
as his Anglo-Saxon
predecessors. When he
returned to Normandy in
March 1067, he left as
regents his brother Bishop
Odo and his friend since
childhood, William fitz
Osbern, but he also
retained many English
sheriffs and recognized
and appointed English
earls. In the next few years
William, faced with a
series of rebellions, was
utterly to destroy this
Anglo-Norman co-
operation.
There was immediate
discontent at the taxation
and the castles which were
a concomitant of Norman
rule. The Anglo-Saxon
Chronicle commented at
once on the breach of
William’s coronation oath
to rule his people well.
Worst of all, as Orderic
Vitalis later put it, was ‘the
anger at the loss of
patrimonies and the death
of kinsmen and fellow
countrymen’. From the
start, as a writ to the abbot
of Bury St Edmunds shows,
William demanded the
lands of all who ‘stood in
battle against me and were
slain’, including the lands
of Harold and his brothers.
From William’s point of
view, these dispossessions
were justified on the
grounds that Harold was a
perjured usurper (in
Domesday Book he was
not even given the title of
king). They were also
utterly necessary both to
grip the kingdom and, as
with taxation, reward
those who had fought for
his victory and in the case
of the Norman monasteries
had prayed for it. Yet the
dispossessions sent shock
waves through English
society. They destroyed
Harold’s house which had
dominated England for a
generation and
disinherited the families of
the other fallen.
Thoroughly alarmed, large
numbers of English
landholders flocked to
William or his deputies
hoping to secure or
recover their lands. Some
were lucky, like Azo the
steward of the Confessor
who found William at
Windsor, but many had to
offer money. ‘The people
bought their lands,’
grumbled the Anglo-Saxon
chronicler.
Trouble began before
William returned to
England in December
1067. In the new year he
had to march into the West
Country, where he
besieged and took Exeter
and built a castle in the
town. Then he drove on
into Cornwall where he
ultimately established his
half-brother Robert, count
of Mortain. The coronation
of William’s wife Matilda
in May 1068 was the last
of the great Anglo-Norman
occasions. Earl Edwin
found himself threatened
locally by Roger of
Montgomery’s earldom in
Shropshire and challenged
at court by ‘greedy
Normans’, as Orderic put
it, who opposed his
prospective marriage to
William’s sister. Between
1068 and 1070 he was
joined in rebellion by Earls
Morcar, Waltheof and
Gospatric, whom the
Conqueror himself had
placed over Northumbria.
Most dangerous of all,
Edgar Atheling, with
succour and support from
King Malcolm of Scotland,
now revived his claims to
the throne. In his first
response, in 1068, William
marched north, building
castles as he went at
Warwick (where Edwin
and Morcar surrendered),
on the rock at Nottingham,
and at York. Early in 1069,
however, the Atheling
attacked York and was
chosen king by his
supporters. So William
went north again and gave
York a second castle. It
was not enough. In the
autumn of 1069 a great
fleet sent by Sven
Esthrison, king of Denmark
(1047–76), a nephew of
King Cnut, entered the
Humber, and joined up
with the Atheling. On 21
September they defeated
and captured William’s
sheriff of York and seized
the city. Meanwhile Exeter
and Shrewsbury (the seat
of Roger of Montgomery’s
new earldom) were also
attacked.
This was the crisis of
William’s reign and he
knew it. He ignored a
rebellion which threatened
his conquest of Maine, and
acted in England with a
combination of energy,
brutality and conciliation.
Leaving Bishop Geoffrey of
Coutances to deal with the
trouble in the west, he
again marched north and
on Christmas Day, 1069
wore his crown, especially
dispatched from
Winchester, in the ruins of
York Minster, a symbolic
riposte to the pretensions
of the Atheling. He then
marched to the Tees,
ravaging the country as he
went. The Danes were
bought off, the Atheling
retired to Scotland, and
Gospatric and Waltheof
admitted defeat, retaining
their earldoms. But
William was not finished.
He led his troops on an
extraordinary winter
march across the Pennines,
fell upon the Shrewsbury
rebels, built castles at
Chester and Stafford,
ravaged the surrounding
areas, and was back at
Winchester in time for
Easter (April 1070). By
this time his forces in
Yorkshire had reduced
much of it to a wasteland.
Historians have
sometimes been sceptical
about the extent of ‘the
harrying of the north’ but
the evidence is terribly
powerful and consistent.
William ‘went northwards
with all his army that he
could collect and utterly
ravaged and laid waste
that shire [Yorkshire],’
wrote the Anglo-Saxon
chronicler. Sixteen years
after the event Domesday
Book still recorded 33 per
cent of Yorkshire ‘waste’
and another 16 per cent as
virtually without
resources. The sheer scale
of the waste, amounting to
80 per cent of that
recorded in Domesday, can
scarcely be explained by
clerks simply writing off
areas for which they had
no information, as has
been suggested. Columns
of refugees, young and old,
women and children,
fleeing the famine caused
by ‘the devastation’,
reached as far south as
Evesham, where they died
of weakness even as they
ate the food provided by
the abbot. Simeon of
Durham, writing in the
early twelfth century but
with local knowledge,
likewise spoke of the great
famine; the exodus of
refugees; the decaying
corpses and ‘the land
deprived of anyone to
cultivate it, reduced for
nine years to an extensive
solitude…. There was no
village inhabited between
York and Durham.’ The
Conqueror’s knights were
masters of the ravage and
they rose to the appalling
challenge. Small parties of
them, moving rapidly from
village to village, could
easily have accomplished
the destruction in the
months between Christmas
and Easter. They were
helped by the winter
season. The corn for both
eating and sowing was in
the barns. By setting them
ablaze the food for two
years was effectively
destroyed. The last word is
with Orderic Vitalis, who
was born in 1075 and
grew up in Shropshire till
he was ten:
William’s northern
campaign almost ended
English resistance, but not
quite. Edwin and Morcar
had been kept out of the
upheavals of 1069–70, but
in 1071 they escaped from
court. Edwin was soon
trapped and killed; but
Morcar fled to the Isle of
Ely where he joined up
with an adventurous
Lincolnshire thegn,
Hereward (Hereward the
Wake of later legend).
King William invested the
isle and in October 1071
Morcar surrendered,
ending his life as a
prisoner. Hereward
escaped. His further
exploits inspired poets but
did not threaten Norman
rule. The Conquest itself
was over. In 1074 the
Atheling recognized as
much; he left Scotland and
became a pensioner at
William’s court. Lacking a
real sense of dynasty and
destiny, his later role was
as a captain of Norman
and Scottish armies, not as
a candidate for the throne.
William of Malmesbury
provides a last glimpse of
him in the 1120s, aged
and obscure, living quietly
in the country.
***
The Normans had come
to exploit the peasantry,
not replace them. The
overwhelming bulk of the
English population thus
remained in place after the
Conquest, if battened
down by more exacting
lords. The latter, often
absentees, strove to get
their income in cash rather
than in kind, a desire for
money which accelerated
the end of slavery.
Reorganization of manors
also led to a substantial
decline in the numbers of
sokemen and free peasants
(see above p. 52). Peasants
laboured on the new
castles and fled or starved
to death when a Norman
army burnt its way
through the countryside.
Towns too suffered. Much
of York was wrecked in
the great rebellions of
1069–70 while elsewhere
houses were pulled down
to make way for the new
castles and cathedrals.
There was some
immigration. At York, 145
properties once held by
Anglo-Scandinavians were
taken over by Frenchmen.
There were French
quarters too at Norwich
and Northampton. But
probably the great bulk of
the town populations
remained English.
If peasants and
townsmen remained in
place, a huge swathe of
English landowners was
dispossessed, including
virtually all the
aristocracy. It was that,
more than anything else,
which secured the
Conquest so absolutely.
This disappropriation had
begun after Hastings and
increased in pace with
every rebellion. The result
can be seen in Domesday
Book which surveyed
England both in 1066 and
1086. Only four
Englishmen, Edward of
Salisbury, Gospatric son of
Arnkell, Thorkell of
Warwick and Colswein of
Lincoln, remained as major
landholders. Gone were
Harold’s family and those
of the other English earls,
gone were all ninety or so
of the lords who had
possessed land worth £40
a year or more, and gone
too, at least in the record,
were perhaps fifteen or
twenty thousand smaller
English landholders. Many
of the latter were very
small fry indeed, which
shows how devastatingly
low the blades of
disappropriation had been
set. Others, perhaps four
or five thousand of them,
were thegns, who, as we
have seen, formed the
country gentry of Anglo-
Saxon England. In many
counties page after page of
Domesday Book, manor
after manor, reveals hardly
a single Anglo-Saxon lord.
‘Henry de Ferrers holds
Kingston [in Berkshire].
Ralph holds it from him.
Stanchil held it in the time
of King Edward’ runs a
typical entry, where the
1066 lord Stanchil has
been replaced by the great
Norman baron Henry de
Ferrers, who has in turn
granted the manor to his
knight, Ralph de
Bacquepuis. Just
occasionally the survival
of wills and charters shows
what all this meant for a
particular English family.
For more than a
generation prior to 1066 a
spread of lands in
Lincolnshire had supported
Ulf, son of Tope, and his
kinsmen. ‘They acted in
concert, endowed their
favourite monastery
(Peterborough), transacted
business together, attested
each other’s charters and
lent each other a helping
hand in troubled times’
(Robin Fleming). Within
half a decade of the
Conquest this family
network was no more. Ulf,
son of Tope, had departed
for the Holy Land, never to
return, and the family’s
lands were split between
five Norman lords. Where
families did survive it was
often in much reduced
circumstances. In
Cambridgeshire, Almaer,
lord of Bourn, was reduced
from an estate of twenty-
two hides to one of fewer
than four.
William’s Conquest had
thus turned out very
differently from that of
Cnut, who, as William of
Malmesbury shrewdly
noted, restored their lands
unimpaired to the
conquered. Cnut had
rewarded his followers
with money rather than
with land. The Conqueror
chose land, perhaps
inevitably given Norman
expectations, and thus set
off the vicious cycle of
rebellion and deprivation
which ended with the
elimination of so many
English landholders.
Malmesbury was a monk,
writing in the 1120s, half
Norman and half English.
He believed that the sins
of the English explained
the Conquest. Yet he could
still write about it with
great bitterness. Hastings
was ‘a fatal day’, ‘a
melancholy havoc of our
dear country’, making it
‘the residence of foreigners
and the property of
strangers’.
The Conquest was,
therefore, devastating, but
large numbers of
Englishmen did survive at
levels above the peasantry.
Almaer of Bourn was not
alone. When a great
Norman baron, a Henry de
Ferrers or Ilbert de Lacy,
swept into an area to take
possession of the estates
granted him by the
Conqueror, he was met by
dozens of Englishmen
promising faithful service
and seeking to obtain or
retain land. Some were
lucky and, like Aelfwine,
tenant of the Ferrers at
Brailsford in Derbyshire,
were predecessors of major
gentry families of the
twelfth and thirteenth
centuries. Indeed around
ten of Henry de Ferrers’s
twenty-five tenants in
Derbyshire had English-
sounding names and the
proportion was even
higher on the Lacy estates
in Yorkshire. Further
evidence of English
survival is provided by the
lists of king’s thegns at the
end of every county
section of Domesday Book.
Most held just a few hides
of land, but they were also
probably local officials –
huntsmen, foresters,
sheriff’s bailiffs – and thus
significant. Domesday
Book may also conceal a
whole class of English sub-
tenants and officials
because it rarely reveals
who were the lessees or
bailiffs of the manors held
by the Norman lords.
Thaxted, the most valuable
Essex manor of Richard de
Clare, was leased to an
Englishman. He may well
have been one of many.
For running the hundred,
the basic unit of local
administration, the English
remained vitally
important. Indeed they
provided nearly half the
jurors drawn from the
Cambridgeshire hundreds
who gave evidence to the
Domesday commissioners.
Much later history – the
bid made by Norman kings
for English support, the
survival of the English
language – becomes
understandable against
that background. At the
level of the county and the
hundred, unless there was
to be constant disturbance,
Normans and English had
to work together.
Gradually a new
nationality and local
society formed to replace
the old.
In that formation a
significant role was played
by women. After the
Conquest the Normans had
no place for the male kin
of the killed and
dispossessed. Women, or
at least women of a certain
status and place in the life
cycle, were a different
matter. Marriage to the
widow or daughter of a
thegn might help secure
possession of his lands. It
was to escape such a fate,
or worse, that English
women after the Conquest
fled to monasteries. But
many such marriages did
take place, like that
between Robert d’Oilly
and Ealdgyth, daughter of
Wigod of Walling-ford. Of
course, the whole purpose
of such matches was to
divert property away from
English kin. But Ealdgyth
and the rest cannot have
suddenly disowned their
Englishness. They passed it
on to their children and
thus took a first step in
bridging the divide of the
Conquest.
***
The church, with some
struggle, by and large kept
its lands intact before and
after the Conquest, holding
some 26 per cent of
Domesday England.
Beyond these possessions,
however, virtually all the
land of England had come
into the king’s hands, and
Domesday Book shows
what he did with it,
illuminating both the
resources of the crown and
the structure of the new
aristocracy. The first and
most striking fact is the
amount of land William
kept for himself: in all
some £12,600 worth, 17
per cent of Domesday
England. These royal
lands, giving a presence in
nearly every shire, were
double in value those held
by the Confessor. Whereas
before 1066 the leading
nobles had roughly 16 per
cent more land than the
king, afterwards it was
exactly the reverse.
William was thus far more
powerful than the
Confessor, though that
would have been true for
Harold too had he
remained on the throne.
Apart from his own
possessions and those of
the church, William had
redistributed the great
bulk of the land of
England to his followers
from Normandy and
elsewhere in France. The
most important land-
holders in each county
were listed individually at
the start of each county
section of Domesday Book
and came to be called
tenants-in-chief of the
crown, a ‘baron’ being
simply a major tenant-in-
chief. In the twelfth
century there were
between 150 and 200 of
the latter. Domesday
shows that these tenants-
in-chief had themselves
granted to their own
tenants, in varying
amounts, roughly 45 per
cent of their land in terms
of value. We have seen
how Henry de Ferrers gave
Kingston in Berkshire to
Ralph de Bacquepuis. On
the Clare estates, 40 per
cent of the land in terms of
value was held by around
fifty tenants. Similar ‘sub-
enfeoffments’ were made
by the new Norman
bishops and abbots on
their church estates. The
reasons for such grants
were various. One was to
win friends and influence
people, hence some of the
tenants were very great
men, barons themselves or
major tenants of other
barons. Another reason
was to reward followers,
so that many tenants of
the Clares and the Ferrers
were, like Ralph de
Bacquepuis (Bacquepuis
near Evreux), their tenants
or neighbours in
Normandy.
The structures of power
which resulted from these
landed endowments can be
analysed in different ways.
Where tenants-in-chief had
granted manors to tenants,
it was generally the latter
who enjoyed the revenues.
Yet tenants-in-chief still
expected service and
support from their tenants
and continued to have
rights over their lands, as
will be seen. Thus in
assessing their power it is
not irrelevant to add the
value of tenanted land to
that they kept in their own
hands, that is ‘in demesne’.
Below is an analysis made
along these lines, based on
the pioneering work of W.
J. Corbett published in the
1920s:
Tenants-in-chief,
1086: value of lands in
demesne and tenanted
A
D
E
Wales,
Scotland and
the Normans,
1058–94
According to his obituary
in the Anglo-Saxon
Chronicle, King William
subdued both Wales and
Scotland and would have
conquered Ireland too had
he lived a few more years.
The comment reflected the
aura of William’s power
but not the reality of his
policies, which were more
defensive than aggressive.
This was chiefly because of
the limited value of Celtic
Britain and William’s
higher priorities
elsewhere. It was also
because of the nature of
William’s kingship.
Lanfranc, on becoming
archbishop of Canterbury,
investigated the ancient
rights of his see and
argued he was ‘primate of
all Britain’. William, on the
other hand, rarely toyed
with the British imperial
titles sometimes adopted
by the Anglo-Saxon kings.
Instead he proclaimed
himself simply ‘king of the
English’, a kingship which
at most carried claims to
tribute from the Welsh
rulers and a loose
overlordship over the king
of Scots. William inherited
no lands from the
Confessor in Wales or
Scotland and gained none
from the forfeitures after
the Conquest. He used
Harold’s estates in
Herefordshire to set up a
frontier lordship for
William fitz Osbern. It was
not William but his
Norman barons who were
to transform the face of
Wales, gripping it within a
generation far more
fundamentally than had
the Anglo-Saxons in many
centuries. No similar
transformation in this
early period took place in
Scotland. Indeed in the
north it was the king of
Scots who was the
aggressor, not the
Normans.
***
In its entry for 1069 the
Brut, the principal native
chronicle for the whole
period covered by this
book, implied that Wales
was divided into three
political entities:
Gwynedd, Powys and
Deheubarth. Gwynedd was
the whole of north-west
Wales from the estuary of
the Dee to the estuary of
the Dyfi. Powys was north-
east Wales from the Dee to
around the upper valley of
the Severn. Deheubarth
meant broadly the whole
of south Wales, Wales that
is to the south of the Dyfi
estuary and the Wye,
although it came later to
mean simply those parts of
south-west Wales which
had escaped Norman rule.
Gwynedd and Powys were
far more coherent
politically than
Deheubarth but all three
were liable to division
between rival rulers. This
was facilitated by the way
they were made up of a
series of smaller
administrative regions
called cantrefs and
commotes, the latter
sometimes being
subdivisions of the former.
There were five commotes,
for example, within
Gwynedd’s western
cantrefs of Llŷn, Ardudwy
and Meirionydd. Cantrefs
and commotes could
themselves form parts of
larger units. In
Deheubarth, the latter
included Ceredigion,
Dyfed, Yystrad Tywi, and
Glamorgan, the last with
kings of its own. All these
regions appear as separate
entities again and again in
the Brut. In Gwynedd the
four cantrefs between the
Conwy and the Dee gave
the name ‘the Four
Cantrefs’ to the whole
area.
There has been much
debate about the origins of
the cantrefs and
commotes. Had they
grown up almost as
separate kingdoms so that
their holders enjoyed near
kingly rights and status, or
had they been created
from above by kings who
decided – at least in theory
– the authority their lords
enjoyed? Whichever was
the case, cantrefs and
commotes were both
centres of lordship, with
dues paid to a central
court, and focuses of
community; hence the ease
with which Gwynedd,
Powys and Deheubarth
could be broken up, and
the ‘hostile heart’
engendered by the round
of plundering warfare
between men of different
regions.
Underlying many of
these features were the
basic facts of geography.
Nearly all the divisions
mentioned above had their
own geographical logic,
very often drawn by rivers.
A single political entity
embracing them all had
none. The great mountains
which dominated Wales
prevented any easy
journey across the country.
In the north, Gwynedd
itself was divided naturally
by the river Conwy.
Viewed from the eastern
side of its estuary on the
great rock of Deganwy, the
menacing mountains of
Snowdonia to the west,
running sheer into the sea,
still seem to guard an
almost impenetrable land.
In the south-west,
Ceredigion centred on the
narrow coastal plain
between the rivers Dyfi
and Teifi. In the south the
major divisions all had
their own characteristics:
the lowlands of Dyfed with
the great ecclesiastical
centre of St Davids; Ystrad
Tywi, the heart of the
kingdom of Deheubarth,
with its mountainous
cantrefs of Mawr and
Bychan severed by the
deep-grooved Tywi;
Glamorgan, cut through by
rivers, with lowlands in
the south, uplands in the
north, and then to the east
the rich pastures of Gwent.
Acting as a hinge between
north and south Wales,
there was a mountainous
region described as
‘between the Wye and the
Severn’. The upper valleys
of these two great rivers
provided avenues
eastwards into England
and westwards through to
south-west Wales. The
strategic importance of
this area led to constant
battles for its control.
Given this geography it
was not surprising that
Wales was subject to a
multiplicity of competing
rulers. Before his defeat by
Harold in 1063, Gruffudd
ap Llywelyn had brought
all Wales under his rule
but it was a brief and
unique achievement. A
single language, a native
law and a common descent
from the ancient Britons
and so, as legend had it,
from Brutus and the
Trojans made the Welsh
think of themselves as a
separate and distinctive
people. But there were
conflicting ideas about
how or indeed whether
this needed to be
expressed politically. ‘They
obstinately and proudly
refuse to submit to one
ruler,’ commented Gerald
of Wales towards the end
of the twelfth century.
Welsh law books of that
time and later might begin
with a vision of a united
Wales basking in the rule
of the tenth-century King
Hywel the Good, but they
actually dealt with a Wales
in which there was a
plurality of kingdoms. (See
below, p. 228.) Whether
Welsh law also enforced
division by stipulating that
kingdoms should be
apportioned among the
sons of a ruler is more
questionable. Such
partition was certainly the
law and custom with
ordinary patrimonies, but
with kingdoms the laws
envisaged a single heir, the
edling, designated by the
ruler. Just who the edling
should be, however, was
less clear. Throne-
worthiness was not
confined to the sons, let
alone the eldest son, of the
previous king; therefore
the potential existed for
disputes over the
succession, in the course of
which kingdoms were
divided up, so much so
that, whatever the precise
law, the practice became
regarded as almost
customary. Claims and
feuds were also
encouraged (as Gerald of
Wales observed) by the
practice of fostering out
sons to different noble
families and by the intense
pride in lineage – Rhys ap
Tewdwr ap Cadell ap
Einon ap Owain ap Hywel
Dda, ran one genealogy.
Conflict was also
fostered by the nature of
Welsh kingship. The Brut
frequently used the word
brenin which in Latin was
translated as rex, that is
‘king’. Yet there was not
one of Henry II’s knights
(it was later said) who did
not regard himself as
worth a Welsh king. The
latter were very different
from those of England and
not just because of their
puny resources. They went
through, as far as is
known, no coronation or
inauguration ceremony;
and they had a much
smaller role in the
maintenance of law and
order, which was largely a
communal responsibility.
To a far greater extent
than their English
counterparts they were
simply warrior chiefs, their
aim to secure ‘vast spoil
and return home
eminently worthy’ as
Gruffudd ap Llywelyn did
after his campaign of
1055.
The nature of this
warfare and the politics
which went with it was
extremely violent,
sometimes exultantly so.
‘Amidst that [battle]
Trahaearn was stabbed in
his bowels until he was on
the ground breathing his
last, chewing with his
teeth the fresh herbs. Then
Gwcharki the Irishman
made bacon of him as of a
pig.’ So the Life of
Gruffudd ap Cynan
celebrated the death of his
rival, Trahaearn ap
Caradog, at the battle of
Mynydd Carn in 1081.
Having won this victory
Gruffudd marched to
Powys where, according to
the Life, ‘he straightaway
displayed his cruelty in the
manner of a victor’. ‘He
destroyed and killed its
people, burned its houses
and took its women and
maidens captive… He
destroyed the land
completely.’ Two things
separated this kind of
politics and warfare from
that evolving in the Anglo-
Norman world (discussed
more fully below, pp. 126–
7). One was the slaying of
noble rivals. Between 1069
and 1081 no less than
eleven Welsh princes fell
in the violence. A minister
of Henry I (1100–1135), in
a later period of strife,
arranged a truce ‘out of
love of the land for he
knew they were all killing
one another’. The second
difference was the seizure
of women and children to
be kept or traded as slaves,
something encouraged by
the absence of castles in
which to keep prisoners
and of money with which
to ransom them. Thus the
ruler Iorwerth ap Bleddyn
was allowed to promise
Henry I £300 of silver ‘in
whatever form he could,
horses, oxen and other
things’.
At the heart of the
violence between 1069
and 1081 were the
conflicts within the kin of
Gruffudd ap Llywelyn,
king over all the Welsh,
who was murdered by his
men in 1063 following his
defeat by Harold. ‘After
innumerable victories… he
was now laid in the waste
valleys,’ lamented the Brut.
At last in 1081, after the
great victory at Mynydd
Carn, Rhys ap Tewdwr
established himself in
Deheubarth, ‘the kingdom
of the south’, while his ally
Gruffudd ap Cynan,
grandson of a king of
Gwynedd, bid for
supremacy in the north.
These events had not been
played out in a vacuum.
The whole of the west
coast of Wales was very
much within the orbit of
Irish and Scandinavian
politics. Gruffudd ap
Cynan’s father had fled to
Ireland where he married
the daughter of Olaf, the
Danish king of Dublin,
Gruffudd himself being the
fruit of the union.
Gwcharki who made bacon
of Trahaearn was only one
of many Irishmen who
swelled the armies of the
Welsh rulers. To the east,
on the other hand, Wales
was accessible to England.
Before the Conquest there
had been English
settlement as far west as
Rhuddlan in the north. In
the south, Harold had
established a hunting
lodge at Portskewet in
Gwent although this was
soon burnt down by the
Welsh. The Normans
would not be so easily
removed. Their hand was
already apparent at the
battle of Mynydd Carn for
King Caradog of
Glamorgan, killed there
alongside Trahaearn, had
been a client of King
William. The purpose of
William’s solitary
expedition to Wales in
1081 was to secure a
similar submission from
Caradog’s supplanter, Rhys
ap Tewdr. Meanwhile
within a year of his victory
at Mynydd Carn, Gruffudd
ap Cynan found himself a
prisoner of Earl Hugh of
Chester, who was
determined to establish is
own supremacy in the
north. ‘That was the first
plague and fierce advent of
the Normans to the land of
Gwynedd,’ groaned
Gruffudd’s Life.
The Normans had
reached Wales very soon
after their arrival in
England. Within three
years of Hastings William
had established William
fitz Osbern, Roger of
Montgomery and Hugh of
Avranches as earls with
great power in the border
counties of Herefordshire,
Shropshire and Cheshire
respectively. This was a
strategy to protect the
frontier from Welsh
incursions. But it could
also serve as the base for
Norman advance. In the
south William fitz Osbern
established a castle at
Chepstow at the mouth of
the Wye and another castle
higher up the river at
Monmouth, and began the
advance into Gwent. By
1086 there was a Norman
castle at Caerleon on the
Usk, and its lord held
considerable lands west of
the river. William also
established Clifford castle
four square in the upper
valley of the Wye, and this
could support the Norman
advance (gathering pace in
the 1090s) towards Brecon
and Builth. Fitz Osbern’s
death in 1071 and the
rebellion of his son Roger
in 1075 inevitably slowed
the pace of advance, the
Conqueror being content
to hold the line through
the sheriff of Herefordshire
and receive tribute from
the Welsh rulers.
Domesday Book shows
that paid by Rhys ap
Tewdwr was an annual
£40. Having secured
Rhys’s submission
William’s 1081 expedition
metamorphosed into a
pilgrimage to St Davids.
Until his final demise in
1093, Rhys’s problems
were less with the
Normans than with his
Welsh rivals whom he
defeated and killed (after a
period of exile in Ireland)
in 1088 and 1091.
All this was to change
in April 1093 when Rhys
was killed by the Normans
edging into Brecon.
Cadwgan ap Bleddyn of
Powys then immediately
plundered Ceredigion and
Dyfed and departed. Two
months later the Normans
overran the same areas
and stayed. Arnulf, Roger
of Montgomery’s son, now
established the first castle
at Pembroke, one never
afterwards taken by the
Welsh. South-west Wales,
‘which was not in their
power before that’, as the
Brut put it, thus came
under Norman rule. Rhys’s
death must likewise have
facilitated Bernard of
Neufmarché’s conquest of
Brecon and further south
Robert fitz Hamon’s of
southern Glamorgan, for
which Cardiff castle was
the base. The Normans
also moved into upper
Gwent, the base here being
the castle at Abergavenny.
Further north, after
1066, Roger of
Montgomery’s position in
Shropshire had actually
been more dominant than
that of fitz Osbern’s in
Herefordshire because he
was given all the non-
ecclesiastical land in the
shire. He parcelled much
of it out, in solid strategic
blocks, to his followers,
who built their own
mottes, like that of the
Corbets at Caus and the
Says at Clun. Roger
himself established the
first castle of Montgomery,
named after his home in
Normandy, just as Caus
was named after the pays
de Caux. Montgomery was
a hinge on which Norman
and subsequently English
control of Wales turned. It
stood just to the west of
Offa’s Dyke, at the point
where the Severn plunges
into the mountains of
central Wales, to connect
via narrow passes with the
Dyfi valley. Thence the
way was opened to
Aberystwyth and the
whole of south-west Wales.
Doubtless this was the
route (protected by eight
mottes built down the
Severn valley) the
Normans took when they
advanced into Ceredigion
and Dyfed.
It was north Wales
which saw the most
spectacular and ultimately
the most illusory of these
early Norman advances. In
Cheshire Earl Hugh had
received a concentration of
lands much like Roger of
Montgomery’s in
Shropshire. From there his
nephew, Robert, had
advanced probably in the
1070s to establish a castle
at Rhuddlan, by this
means controlling the
valley of the Clwyd. The
seizure of Gruffudd ap
Cynan after his victory at
Mynydd Carn was clearly
designed to eliminate any
challenge from that
quarter. By the time of
Domesday Book the
Normans had pushed on to
the Conwy above which
Robert had probably
completed his castle of
Deganwy. By sea as by
land, that was the base for
the conquest of the rich
corn lands of Anglesey
together with most of the
rest of Gwynedd, the hold
consolidated by castles
which in their skilful siting
(one was at Caernarfon)
foreshadowed those of the
ultimate Edwardian
conquest in the thirteenth
century.
With Anglesey,
Gwynedd and the rest of
the north held by the
castles of Robert of
Rhuddlan and Earl Hugh
of Chester, and with
Ceredigion, Pembroke,
Glamorgan and Gwent
being secured in the west
and south, it looked as
though all of Wales would
soon fall to Norman rule.
Yet it was not to be. On 3
July 1093, Robert of
Rhuddlan was killed in a
skirmish by his Welsh foes,
led – at least according to
Orderic – by Gruffudd ap
Cynan. Next year, in the
words of the Brut, the
Welsh ‘being unable to
bear the tyranny and
injustice of the French,
threw off their rule’. In the
north, Gruffudd ap Cynan
and Cadwgan ap Bleddyn
of Powys destroyed the
Norman castles in
Gwynedd and slaughtered
a relief expedition. In the
south, helped by the death
of Roger of Montgomery in
July 1094, the new castles
in Ceredigion and Dyfed,
with the exception of
Pembroke, were destroyed
in risings. The Normans
ultimately held on to most
of the coastal lowlands of
south Wales but their
control of Gwynedd was
never fully restored, the
greatest reverse they
suffered in all their
conquests in Britain.
The changes wrought by
the Normans remained
profound. In the areas
which came and remained
under their sway, notably
the southern lowlands, the
native rulers were either
eliminated or subjected
and eclipsed. At a lower
level, some Welshmen
became peasants within
the manors established by
the Normans, being
interspersed with English
immigrants. In Dyfed in
the early twelfth century
substantial numbers of
Flemings were also
introduced (see above, p.
38). Alongside these new
manors there were
settlements which
remained Welsh, some
populated by freemen and
some by bondmen, both
groups now giving their
services and renders to
their new lords. There was
a tendency for these
‘Welshries’, as they came
to be called, to be pushed
onto less fertile land,
hence the profound
difference which
developed between south
and north Glamorgan,
lowlands and uplands, one
Anglo-Norman and the
other Welsh. Yet the
transformation in Wales,
dramatic though it was,
proved less awesome than
that in England. The
English aristocracy was
destroyed after 1066; the
Welsh was not. Substantial
parts of Wales, if shifting
in size, remained under
native rulers. In the
thirteenth century, the
descendants of Gruffudd
ap Cynan, Cadwgan ap
Bleddyn and Rhys ap
Tewdwr still held sway in
Gwynedd, Powys and
regions of the south.
The Norman conquest
of Wales was thus
permanent yet incomplete.
For the incompleteness
there was, of course, one
paramount reason, as
Gerald of Wales pointed
out. Wales was formidably
defended by its mountains,
woods and rivers. The
political fragmentation
caused by this geography
in fact served Wales well.
There could be no Welsh
Hastings, no overthrow of
the kingdom in a single
battle. Wales would have
to be conquered
piecemeal, with armies,
fleets and castle-building
all co-ordinated. That, as
Gerald noted, would take
the ‘diligent and constant
purpose’ of the king for at
least a year. William, given
his scale of priorities,
could not give that amount
of time. Nor could his
successors in the 200 years
after 1066. It followed,
therefore, that the
conquest of Wales
remained a baronial, not a
royal, enterprise. Yet the
barons too had rival
preoccupations. William
fitz Osbern died fighting
for William in Flanders; his
son was disinherited after
rebellion in England; the
Montgomerys had wide
lands in France. Moreover
once the most fertile parts
of Wales, the southern
lowlands, had been
absorbed, the incentive to
‘go on’ lessened. On a day-
to-day basis, the
consolidation and
continuation of the
conquest of Wales were
left to knightly tenants
with no more resources
than their Welsh
opponents.
The Welsh, moreover,
were redoubtable
opponents. They are
‘entirely bred up to the use
of arms’, commented
Gerald of Wales, almost
echoing the Conqueror’s
dying remarks about
himself. A great chief (like
Hywel ap Goronwy) slept
with his sword above his
head and his spear at his
feet, and wished to die in
battle, not in bed. Later
evidence shows that Welsh
rulers could raise armies of
foot several thousand
strong, exploiting the
obligation on all freemen
to perform military service
as needed within the
kingdom and for a period
of six weeks a year outside
it. (This at any rate was
the obligation as stated in
the Welsh law books of the
late twelfth and thirteenth
centuries.) Alongside such
forces was the king’s
permanent war band, his
teulu, which was really the
central institution of his
kingship. Composed of
young nobles maintained
at court, the teulu might be
used to eliminate the
king’s opponents by
mutilation or murder, and
generally to act as the
enforcer of his rule. It
formed the core of royal
armies, and was doubtless
the chief beneficiary of the
plunder. Confronted by
such lightly armoured,
sure-footed warriors,
equipped with bows and
spears, masters of the
sudden ambush and the
quick retreat, the armies of
the Normans rarely
achieved decisive victories.
The Welsh, moreover, also
learnt from the Normans.
They had long bred horses
and now learnt to fight on
them. They donned mail
and built castles. Militarily
they thus had the best of
both worlds.
The permanence of the
Conquest, even if the
conquered areas
fluctuated, owed
everything to the many-
sided abilities of the
Normans themselves not
only in the realms of
violence but also of
accommodation. In Wales
the Normans were the
same explosively
confident, brutally
professional, free-wheeling
warriors who had
campaigned in Maine and
Brittany and had
conquered England. In
Wales their war joy and
greed could be unconfined.
They now operated in the
March, that is the frontier
zone beyond the English
kingdom. Instead of
receiving their lands from
the Conqueror they carved
out their own marcher
lordships. Instead of being
hedged around by the
structures of royal
government, within their
lordships they exercised
almost sovereign power.
When the powers of the
marcher barons were
defined in later centuries,
they had near total control
over justice (hence the
king’s writ did not run)
and enjoyed the right to
wage war and build
castles. Historians once
thought that these powers
were either conceded by
the king or taken over
with the cantrefs and
commotes of native Wales.
But it was far more fun
than that. The Normans in
Wales were conquerors,
not constitutionalists.
Sometimes they exploited
existing territorial units,
but equally (as in
Glamorgan) they often
ignored them. With the
king’s acquiescence, the
powers of the marcher
lords were taken into their
own hands. They were
absolutely necessary to
conquer and control.
Individual marcher
baronies could expand and
contract depending on the
ebb and flow of conquest.
Some remained small like
Clun (held directly from
the king after the
forfeiture of the
Montgomery family).
Others like Pembroke and
Glamorgan came to be
considered as the
equivalent of English
shires. Central to the
survival of all of them was
the castle; no less than 300
pre-1215 sites have been
identified in Wales. Castles
were centres of aggressive
lordship and bastions of
safety in times of retreat.
They were also intended to
be psychologically
crushing: Carew was built
on top of ancient
earthworks and overlooked
a cross commemorating a
former ruler of
Deheubarth. Many began
as simple motte-and-bailey
structures topped with
wood but usually at some
point wood was replaced
by stone. Sometimes stone
was used from the start.
Again and again in the
narrative of the Brut, the
Welsh risings swept over
everything else only to
break against the great
stone keeps. Nothing
marks the distinction
between English and
Norman methods more
clearly than the contrast
between Harold’s palace at
Portskewet, so easily burnt
down in 1065, and fitz
Osbern’s massive keep at
Chepstow, never
afterwards taken by the
Welsh. Of course, masonry
is nothing without the men
to man it, and here too the
Normans had an answer.
Many of the major castles
were centres of what
historians have called
‘castleries’ where the lord’s
tenants held their land in
return for providing a
garrison for the castle’s
defence. At Clun, for
example, the building of
the castle in the 1090s was
quickly followed by the
enfeoffment in the
surrounding area of
tenants who owed a total
of seven knights for ‘castle
guard’, the rest of the
garrison probably coming
from paid troops.
There was also a
‘spiritual’ side to the
Norman conquest of
Wales, as there was to that
of England. The Welsh clas
(‘community’) churches,
with their hereditary
clergy, unregulated in
behaviour, seemed
scandalous to these
church-militant Normans.
They used the lands of
such institutions to found
new houses (nineteen were
established between 1070
and 1150) and endow
existing monasteries in
England and Normandy. In
one evocative passage,
Orderic Vitalis described
the peaceful scene in the
chapter house of his
monastery, St Evroult,
when Robert of Rhuddlan
confirmed his gifts in
England and Wales to the
house. In another passage
Orderic gave a graphic
picture of Robert’s violent
death under the towering
cliffs of the Great Orme,
just north of Conwy, as he
rushed forward on foot to
confront his foes; two
scenes which encapsulate
the gallantry, piety and
ranging activity of these
Norman conquerors.
The Normans were self-
confident in their prowess
and in their piety, but they
were not blindly arrogant.
They were quite ready to
learn from the Welsh and
adapt to conditions, even
coming in the early days to
see the possibilities of the
slave trade. The Welsh
long remembered with
grudging respect how Earl
Hugh of Chester paid off
some Scandinavian
mercenaries not with
young men and women
but with toothless hags.
Given the Welsh terrain,
the Normans soon saw the
value of lightly armoured
cavalry, and some tenants
(for example in the
lordship of Oswestry) held
their lands in return for
providing it. The Normans
also recruited foot soldiers,
sometimes in large
numbers, here drawing on
the Welsh who remained
within their lordships. The
Normans too got the best
of both worlds. At a higher
level, they were very ready
to make alliances with the
Welsh rulers, indeed there
were Normans fighting for
King Caradog at the battle
of Mynydd Carn. There
was nothing socially
demeaning about such
contacts. Just as they came
to venerate Welsh saints
like Dogmael and David,
so the Normans also
respected the status of the
Welsh rulers. Thus
Caradog rubbed shoulders
with Norman barons at the
consecration of St Mary’s
church at Monmouth.
Later in the 1120s
Gruffudd, the son of Rhys
ap Tewdwr, though now
virtually landless, might
still ride in company with
two great marcher barons
and be complimented on
his ‘innate nobility’. By
this time intermarriage
between Welsh and
Norman noble families was
common-place. Once it
was clear that the Welsh
rulers were not going to be
destroyed like their
equivalents in England, the
Normans, if they were to
profit from their gains, had
just as much interest in
peace as they had in war.
If violence brought the
Normans their possessions
in Wales, it was often
accommodation which
enabled them to keep and
exploit those gains.
Of course, it takes two
to accommodate and the
Welsh proved willing
partners. That was another
important reason for their
survival. King Caradog and
Rhys ap Tewdwr were the
first in a long line of Welsh
rulers who tried by a
policy of submission and
alliance to limit Norman
attacks, while gaining
Norman support in their
struggles for mastery over
their native rivals. The
Normans were far more,
however, than simply new
ingredients in old politics.
Their advent was
traumatic. ‘Why have the
blind fates not let us die?
… O [Wales] you are
afflicted and dying,’ cried
a despairing poet in the
1090s. The whole pattern
of life had changed for
ever. The Welsh within the
marcher baronies faced
new and exigent foreign
lords. The Welsh rulers
now played out their old
politics as part of a much
greater and more
dangerous game, one in
which, challenged by the
marcher barons and the
English king, they strove
to retain what they held
and recover what they had
lost. The game only ended
with the final conquest of
Wales by Edward I.
***
In 1040 Macbeth (of
Shakespeare’s play) killed
Duncan, king of Scots, and
seized his throne. It was
not till 1058 that Duncan’s
son Malcolm, after a
period of exile in England,
was effectively restored,
thus inaugurating one of
the most significant reigns
in Scottish history. Two
fundamental points need
to be made about
Malcolm’s kingship. The
first is that he ruled an
area far smaller than
Scotland today. The
second is that the Scots
were only one of several
peoples who inhabited the
north of Britain. The
history of the north during
the period covered by this
book is essentially that of
Malcolm’s descendants
expanding the area of their
rule, both by conquest and
accommodation, thus
creating the boundaries of
modern Scotland and a
single people of the Scots.
The line of King
Malcolm had been founded
in the mid ninth century
by a king of Scots, Kenneth
MacAlpin, who had
established himself east of
the highlands between the
firths of Forth and Moray.
That this area was the
original heart of the
Scottish kingdom is
suggested by the way the
thanages, the basic units of
royal administration in the
localities (discussed later),
were concentrated within
it. It is also suggested by
the use of the terms
Scotland and the Scots.
These are English forms of
the Latin Scocia and Scotti
which were themselves the
equivalents of the Gaelic
Alba and Albanaig. Now
when we first have
evidence of geographical
meanings in the twelfth
century, ‘Scotland’ could
still stand for broadly this
same area between the
firths of Forth and Moray
(see above, p. 11). The
only difference, for reasons
we will mention, was that
the use excluded Moray
itself, the area running
westwards from the river
Spey, although it possessed
a significant number of
thanages and had almost
certainly been part of the
original kingdom.
The limited extent of
early Scotland is easily
explained. There was a
substantial Norse
population in the far north
in Caithness. Lothian,
running south from the
Forth to the Tweed, was
largely inhabited by
English. In the west, the
Galwegians (the men of
Galloway) and the
Cumbrians (Cumbria
extending from the Clyde
to the southern edge of the
Lake District) had their
own identities, ones which
owed much to the Norse
Gaelic culture of Ireland.
The rulers of Caithness,
Argyll and Galloway were
all striving to increase
their power: Galloway
itself, as a single political
entity, was the creation of
Fergus in the 1120s and
1130s. His style ‘king of
the Galwegians’ well
reflects his own view of his
status. The rulers of Argyll
and Galloway looked, not
east to Scotland, but west
to the Irish Sea, where
they struggled for mastery
over the Isle of Man and
Western Isles with the
dynasty – often highly
factionalized – established
as kings of Man by the
great Irish warrior Godred
Crovan around 1079.
Here, as with Orkney and
Shetland, the nominal
overlord, formally
recognized from 1098, was
not the king of Scots at all,
but the king of Norway.
The MacAlpins were
certainly not content with
this situation. Their claims
to wider authority are
reflected in the way
‘Scotland’ was also used in
a second, larger, sense to
mean the whole area north
of the firths of Clyde and
Forth. This ‘larger’
Scotland still excluded
Lothian and Cumbria, but
it was here that the kings
made some of their early
advances. Between around
960 (when Edinburgh was
a royal base) and 1018
they had taken hold of
Lothian, placing the south-
east border on the Tweed.
They had also gradually
asserted dominion over
Cumbria, ultimately after
1018 using it as an
appanage for the heir to
the throne. But there were
also setbacks. In 1054
Cumbria south of the
Solway seems to have
fallen to Siward, Earl of
Northumbria. Even worse,
a division was opening
within the original
kingdom through conflict
with Moray. Moray had
been the power base of
Macbeth (himself a
member of the MacAlpin
dynasty) and after his
demise, as we will see, a
kinsman continued to rule
there. The growing fissure
explains why in the next
century Moray was not
part of Scotland at all in
the narrow use of the term
referred to earlier.
In the assertion of royal
power, one important
factor made for continuity
and stability. Although
there might be dispute
over who should be king
of Scots, the kingship itself
was not usually divided.
The severance with Moray
was the exception which
proved the rule. Already
therefore there was a
fundamental contrast with
the multiple kingship
prevalent in Wales. The
MacAlpin kings, while
they were not anointed,
enjoyed a much higher
status than their Welsh
counterparts, being almost
certainly inaugurated with
ceremony at Scone. The
king had also, as
Alexander Grant has
shown, a local
organization which
enabled him to exploit his
resources. The latter were
essentially derived from
the royal lands, which
were organized into shires
or what were later called
‘thanages’ after the official,
the thane, who ran them.
A thanage, of which
seventy-one are known,
normally embraced one or
two parishes (or what
were to become parishes),
with the thane collecting
renders in kind from the
dependent settlements at
the estate centre. Although
their existence has always
to be deduced from later
evidence, the great
majority of the thanages
probably existed at the
time of Malcolm’s
accession, being largely
situated between the Firths
of Forth and Moray.
Within the area of the
thanages the king did not
hold all the land, for there
were many lords with their
own estates. There were
also superior officials, who
took the proceeds of land
attached to their offices,
and held the title
‘mormaer’, or ‘earl’. (The
titles were
interchangeable, with the
latter eventually becoming
general.) However, the
earldoms within the core
of the kingdom, Fife,
Gowrie, Angus and
Mearns, were hedged
around and honeycombed
by the thanages. Gowrie,
indeed, was in the king’s
hands. The thanages thus
formed the heart of royal
Scotland. Round them was
a ring of provinces:
Menteith, Strathearn,
Athol, Mar and Buchan, in
which, unlike the inner-
core earldoms, there were
no thanages at all. These
too were under mormaers
or earls who were
certainly subject to the
king in a way the rulers of
Galloway, Argyll and
Caithness were not. But
with their offices
becoming hereditary and
without thanages to
contend with, they also
enjoyed a large measure of
independence. This
distinction between the
inner core of the kingdom
formed by the thanages
and the outer ring by
earldoms was to be
fundamental to the history
of Scotland throughout our
period (see Map 3).
Within the kingdom
serious crime was settled
by compensation, as in
England, but without
being an offence against
the king: there was no
king’s peace covering the
whole realm. The
hereditary legal official,
the ‘brithem’, played an
important part in both
arranging compensation
and settling disputes over
land. The king, as far as
the evidence goes, made
no use of writing and
minted no coins. Yet in
context the MacAlpin
monarchs were powerful
and successful rulers. It is
highly likely that they had
more wealth than all the
mormaers put together,
partly because the lands of
the latter were generally in
the uplands. Even within
the earldoms a general
system of military service
obtained, similar to the
five-hide system in
England, with (at least in
theory) a specified number
of men coming from each
ploughgate or its Gaelic
equivalent, the ‘davoch’.
An important task of the
mormaers was to lead out
this ‘common army’ from
their provinces, an army
which fought on foot and
could be large and
ferocious. The kingdom as
a whole was liable to tax,
namely ‘cain’, comparable
to the geld, though paid in
kind and raising unknown
amounts. The royal estates
themselves seem
impressively organized.
They provided ‘conveth’, a
food render designed to
support the royal
household. This was
organized so as to allow
the kings literally to eat
their way round the
kingdom, in the process
doing much to impress
royal authority within the
core of this small but
manageable realm. All this
reflected another
fundamental difference
from Wales, for the
Scottish lowlands were
sufficiently large, coherent
and central, as the
lowlands of Wales were
not, to encourage the
development of a powerful
single kingship which
would eventually greatly
expand its territorial
authority.
After ascending the
throne in 1058 King
Malcolm was indeed eager
to expand his power, but
should he attempt to do so
to the north or to the
south? His first marriage
to the widow of Thorfinn,
earl of Orkney might help
him reassert authority in
Moray and lay claim to
over-lordship further
north. In 1078 he crushed
Macbeth’s step-grandson,
Malsnechtai, who ruled in
Moray, seizing his
treasures and cattle. But
the victory seems short-
lived for in 1085 the Ulster
annals recorded the ‘happy
death’ of Malsnechtai ‘king
of Moray’, and the history
of the area is then obscure
for over forty years.
Essentially Malcolm
looked south. The recovery
of Cumbria south of the
Solway was a major
ambition and there were
also rich pickings to be
had across the Tweed
border. An English king
based in the south before
1066, and thereafter a
Norman one who was
often overseas, together
with the general chaos of
the Conquest, all
encouraged Malcolm to
chance his arm. He was to
lead no fewer than five
southern expeditions,
being remembered at
Durham as ‘a man of the
greatest ferocity and
bestial character, who
ravaged Northumbria
miserably with frequent
invasions’. In these
invasions he was to set a
pattern followed by
Scottish kings for over 150
years.
The first incursion was
in 1061. While Tostig,
Siward’s successor, was
absent in Rome, Malcolm
marched into Northumbria
and then probably crossed
to the west to recover
control of Cumbria south
of the Solway. This
southern orientation was
confirmed by Malcolm’s
second marriage. In 1068
he welcomed to his court
Edgar Atheling and other
English exiles. Some two
years later he married
Margaret, Edgar’s sister
and granddaughter of
Edmund Ironside, thus
uniting himself with the
ancient line of Wessex
kings. Margaret was
significantly to influence
her husband’s policies and
to found a line of Scottish
kings.
In 1070, in the
aftermath of Edgar
Atheling’s abortive
invasion of England, but
after King William himself
had disbanded his forces,
Malcolm went south again.
He consolidated his hold
over southern Cumbria
and then ravaged
Teesdale. It was this
invasion (and perhaps also
the marriage to Margaret)
which provoked William’s
one intervention in
Scotland when in 1072 he
marched to Abernethy.
Malcolm ‘gave hostages
and was his man’, as the
Anglo-Saxon chronicler
put it, but he did not
remain quiet for long. In
1079, having triumphed in
Moray, and with William
back in Normandy, he
harried Northumbria as far
south as the Tyne. William
responded by sending his
son Robert north. He
penetrated as far as
Falkirk, secured Malcolm’s
renewed submission, and
on his way back began the
building of a new castle on
the Tyne, the beginnings
of that great northern city.
The castle was
formidable yet it was also
a recognition of Malcolm’s
power, for it stood not on
the Tweed but on the
Tyne, some seventy miles
further south. As the
northern chronicler
Simeon of Durham
complained, the way
remained open for Scottish
incursions, hence the need
for the castle built at
Norham on Tweed in the
1120s. Equally important,
indeed related, was the
fact that by 1086 the
enfeoffments of Norman
barons had gone no further
north than Mitford, some
fourteen miles beyond
Newcastle. This highlights
the greatest of all the
contrasts between Wales
and Scotland. There was
never any equivalent in
the north of the Welsh
marcher baronies; there
were no Norman lords
aggressively pushing into
the frontier zones and
planting out their castles
beyond the Tweed or the
Solway. On the contrary
the pressure was often
from the other side.
Malcolm’s fourth
invasion came after the
Conqueror’s death in 1091.
With Edgar Atheling once
more at his court and
William Rufus away in
Normandy, he penetrated
almost to Durham. Later in
the year both Rufus and
Robert marched north and
Malcolm yet again
submitted. But the real
response came in the
following year, when
Rufus assembled a large
army, expelled Malcolm’s
client ruler from Cumbria
south of the Solway, and
established a castle and
town at Carlisle. For
Malcolm this was a
devastating blow. He was
deprived of the great
territorial gain of his
career and, with Carlisle
stopping one end, his
access to the primary east–
west route through the
valleys of the Irthing and
the south Tyne. In 1092
Malcolm went south to see
Rufus at Gloucester, and
was told his status was
simply that of an English
baron. Not surprisingly,
the next year he launched
his fifth and last invasion.
He was trapped by Earl
Robert de Mowbray in
Northumbria and killed,
together with Edward, his
eldest son. Queen
Margaret, already ailing,
died when she received the
news.
Malcolm’s invasions of
England, until the last,
were superbly timed. Their
motives were mixed.
Doubtless he hoped to
extend his authority over
an area south of the Tweed
on a permanent footing,
just as he tried to do south
of the Solway, but he
lacked the technology
either to acquire the one
or retain the other. No
castles were built by
Malcolm. The invasions
were still immensely
worthwhile if only for
booty, partly in the form
of slaves. The Durham
source quoted earlier tells
of ‘the very many men and
women led away as
captives’. Queen Margaret
herself tried to purchase
the freedom of English
slaves she found in
Scotland. Yet
paradoxically she was also
one cause of the invasions.
Margaret, thanks to her
Wessex descent, was a
queen of high status,
something Malcolm
acknowledged by naming
their first four sons after
Anglo-Saxon kings. The
children themselves
enhanced Margaret’s role
because she controlled
their education and was
inevitably involved in
what were, as we shall see,
the complex politics of the
succession. A Life of
Margaret, written within a
few years of her death
almost certainly by her
former confessor, Turgot,
the prior of Durham
(1087–1107), affords a
unique glimpse of the
personal chemistry
between husband and
wife, on which so much
queenly power depended.
Malcolm honoured his
wife as more educated and
in religious matters more
fervent and informed than
himself. He gazed at her
books which he could not
read and jestingly
threatened her with
punishment when she took
his money to give to the
poor. Margaret’s fabled
piety was perhaps the
product of her early
upbringing in the only
recently converted
Hungary, whence she had
arrived at the Confessor’s
court in 1057. She heard
several Masses a day, read
and re-read the Psalter,
and filled the palace with
paupers. She was also
concerned with the more
general reform of the
church.
Margaret venerated
some of the Scottish
hermits but it seems
certain that the church in
general needed reform.
There had been no wave of
monastic revival in the
tenth century or later, as
there had been in England
and Normandy, and apart
from a few earlier
survivals the nearest
approach to monasteries
were communities of
Culdees (‘vassals of God’),
established from Ireland in
the ninth century and now
largely regarded as the
private domains of noble
families. As for local
churches, these were often
grouped together, in a way
comparable to the Anglo-
Saxon minsters, under
Culdee communities and
communities of other
clerics. But the ministry
provided, judging from
Margaret’s legislation, was
often lax. Bishoprics
certainly existed, but long
vacancies were apparently
customary and neither the
numbers of bishoprics nor
the diocesan boundaries
seem very fixed.
The scope of Margaret’s
reforms was limited. The
abuses condemned by the
councils over which she
and her husband presided
(neglect of the Sabbath
and improper celebration
of the Mass, for example)
were to be condemned
again when Turgot became
bishop of St Andrews.
Margaret certainly built a
‘noble church at
Dunfermline’ to house a
Benedictine priory – the
first regular Benedictine
monastery in Scotland –
but this was not followed
by a monastic revival.
Margaret’s daughters had
to be sent for their
education to Romsey
abbey in England; and
there was no prospect of
Margaret and Malcolm
working hand-in-hand
with a great bishop as
William did with Lanfranc
in England. St Andrews
was probably recognized
as the senior Scottish
bishopric, but it had no
metropolitan authority,
and in any case Fothad,
who held the see between
1059 and 1093, was no
reformer.
There was a political
dimension to such reforms
as there were because they
fitted well with the agenda
of southern conquest. In
1072 Lanfranc adopted the
title of ‘primate of all
Britain’ but accepted the
authority of the
archbishop of York over
Durham and northwards
‘to the ultimate limits of
Scotland’. Later Scottish
kings were determined to
maintain the independence
of the Scottish church from
the pretensions of York
and Canterbury, yet there
is no sign that this was the
agenda of Malcolm and
Margaret. Indeed,
Margaret sought Lanfranc’s
help in founding
Dunfermline. Malcolm
expected to expand
southwards, not to defend
himself from any southern
threat. Both his violence
and Margaret’s reforms
might, in different ways,
encourage the English to
accept his rule. So might
their adoration of St
Cuthbert at Durham.
Malcolm laid the
foundation stone of the
new cathedral there in
1093 and secured the
convent’s prayers in
perpetuity for himself and
his wife.
Both reform and
invasion were related to
another consideration, one
which dominated the later
stages of Malcolm’s reign:
the question of the
succession. Although the
Scots of the MacAlpin
realm had long had a
single king, and probably
sometimes a successor
designated in advance (the
‘tanaise’), succession was
not by primogeniture.
Rather (until 1005) the
throne had gone to the
member of the royal house
who had seemed most
suitable or been most
powerful. Malcolm II’s
succession by his grandson
Duncan in 1034 was the
first example of the
throne’s passage in the
direct male line since the
mid ninth century. And
then Duncan had soon
been overthrown by
Macbeth. There were now
several potential
challengers for the
succession: Malcolm’s
brother Donald Bàn, for
example, or an even more
likely candidate, Duncan,
the son of his first
marriage, who had been
dispatched to King William
as a hostage in 1072 but
was still inconveniently
alive at the Norman court.
Malcolm himself was
absolutely determined to
be followed by Edward,
Margaret’s eldest son, thus
grafting the MacAlpin line
on to that of the Wessex
kings. But Margaret was
unpopular. At the councils
she had to argue down
opposition and this was
not helped by her lack of
Gaelic; Malcolm himself
had to act as her
translator. It was
absolutely vital therefore
to enhance the prestige
and power of the new
dynasty. The reform of the
church, it was hoped,
would win the favour of
God, if not of man. The
southern wars might also
contribute to this end –
Margaret may have
regretted the slaves, but
she needed the wealth and
the prestige which the
expeditions brought. In
some remarkable passages
Turgot’s Life makes it clear
that at court Margaret was
the mistress of ceremonial,
striving to make ‘the
magnificence of royal
honour much more
magnificent for the king’.
Had she seen Queen Edith
(after whom she named
her eldest daughter) do
much the same at the
court of the Confessor?
Margaret thus adorned
herself ‘in costly elegance
as befitted a queen’. She
decorated the palace with
silken cloths, made native
courtiers dress in coloured
robes, introduced gold and
silver vessels to the table,
and ‘instituted more
ceremonious service of the
king’ so that henceforth he
rode and walked
surrounded by a large
retinue. Malcolm certainly
had a strong sense of his
kingly authority and
insisted his subjects swear
an oath of allegiance to
him. When Turgot refused
to do so he was prevented
from setting up a
monastery at Melrose.
In the end it was all
worth it, for the line of
Malcolm and Margaret did
indeed survive in Scotland.
Through the marriage of
their daughter to Henry I it
became established in
England too.
5
Britain
Remodelled:
King Stephen,
1135–54, King
David, 1124–
53, and the
Welsh Rulers
Richard the
Lionheart,
1189–99, and
William the
Lion
King Richard I, conqueror
of Cyprus, crusader
extraordinary (the
sobriquet ‘Lionheart’ was
contemporary), spent less
than six months of his ten-
year reign in England. Yet
his crusade and his
subsequent wars with the
king of France which
explain that absence
placed the kingdom under
novel pressures, which
culminated under King
John with the rebellion of
1215 and Magna Carta.
Richard’s reign was
equally consequential for
the dynasty’s wider
dominions. Normandy’s
defences were significantly
undermined,
foreshadowing its ultimate
loss to the king of France
in 1204. Scotland, under
King William, recovered its
independence. William’s
own sobriquet, ‘the Lion’,
was not contemporary, but
it was deserved.
At turns affable and
intimidating, depending on
his audience, Richard was
domineering in the council
chamber and supreme in
the field of war. A master
of logistics, strategy and
battlefield tactics, he led
from the front, aware of
the risks but also of the
valuable example. Outside
Gisors in 1198, against all
advice, he plunged into the
fray, unhorsed three
knights with a single
lance, and then publicized
the exploit throughout his
dominions. Here then was
a ‘great and fierce
character’, as William of
Newburgh put it, and he
had as his helper an
‘incomparable woman’, to
quote Richard of Devizes,
namely the queen mother,
Eleanor of Aquitaine.
Before his arrival in
England, Richard had
already sent letters
ordering her release from
captivity; and although in
her mid sixties, instead of
retiring to Poitou she had
gone on a progress,
opening the prisons and
receiving oaths of
allegiance to her son and
herself. Assigned an
extensive dower, some of
it (like Exeter)
traditionally associated
with queens, Eleanor was
now to play a central role
in the diplomacy, politics
and government of the
Angevin empire, acting at
times as virtual regent in
England. Although she
interceded for John, her
youngest son, she was
utterly loyal to Richard on
whose authority, formal
and informal, her power
depended.
Richard’s accession
brought a temporary halt
to the conflict with King
Philip. The two agreed to
crusade together and
Richard succeeded to the
Angevin dominions
without difficulty. On 13
August 1189 he landed in
England. On 3 September
he was crowned. On 11
December he departed.
Throughout the three
months, preparations for
the crusade overshadowed
everything else. For
Richard the Mediterranean
hardly seemed remote. His
sister had married the king
of Sicily. The descendants
of his great-grandfather,
Fulk of Anjou, had been
kings of Jerusalem. For
someone often prey to a
morbid sense of his own
sinfulness, the spiritual
benefits of the crusade,
with the promise of
remission of all sins, were
compelling. So was the
chance to exercise martial
talents, as St Bernard had
so often said, not against
fellow Christians but
against the infidels, and at
a time when the issue was
the very survival of the
crusader state and the
recovery of Jerusalem
itself. (For further
discussion of crusading see
below, pp. 455–9.)
Richard’s commitment
to the cause of Christ won
him immense respect, nor
was he heedless of the
security of his dominions.
In 1190, before his
departure, he toured
Aquitaine and protected its
southern boundaries by
arranging to marry
Berengaria, daughter of
the king of Navarre.
Likewise he took steps to
keep in check both King
William of Scotland and
the Welsh rulers. The five
ministers on England’s
regency council were
trustworthy and
experienced. Richard
secured the loyalty of one
of them, William Marshal,
by marrying him to the
daughter of Richard fitz
Gilbert (Strongbow) thus
making him a great baron
in Ireland, Wales and
Normandy. Richard’s
overriding aim, however,
was to gain the resources
for his crusade. In England
he received money for
making men sheriffs and
for conceding to heirs and
claimants a wide range of
lands which Henry II held
in hand through wardships
and forfeitures. The results
were spectacular. The
revenue recorded in the
pipe roll of 1190 was
£31,000, £10,000 more
than in 1188. Yet there
was also a cost. At the very
top of the government
Richard’s arrangements
were shambolic, for the
new justiciar, Hugh de
Puiset, bishop of Durham,
who had been appointed
not from ‘zeal for justice’
but simply for the money
he offered, clashed
repeatedly with William
Longchamp, bishop of Ely,
Richard’s chancellor and
protégé. Instability was
also inherent in the
extraordinary favours
Richard bestowed on his
younger brother John,
who now demanded
recognition as heir to the
Angevin dominions. This
Richard refused to
concede, but he tried to
kill discontent with
kindness. John was
already lord of Ireland and
count of Mortain. Richard
now married him to
Isabella, whose inheritance
included the earldom of
Gloucester and lordship of
Glamorgan. The union had
long been planned by
Henry II, but it is difficult
to believe that Henry
would have given John in
addition six castles and
total control of seven
English counties, counties
which now simply
disappeared from the pipe
rolls, the chief records of
the exchequer.
William of Newburgh
criticized Richard for
dismembering his
kingdom, and showing a
lack of care for its subjects,
criticism which shows just
how powerful the
Henrician model of good
kingship had become.
Roger of Howden
remarked testily how
‘everything was for sale,
counties, sheriffdoms,
castles and manors’. Yet
when daring councillors
objected that Richard was
alienating the possessions
of the crown, the king
merely laughed, declaring,
‘I would sell London if I
could find a buyer.’ He
saw nothing permanent
about the concessions and
resumed many of them on
his return in 1194. In any
case, his agenda and
situation were different
from his father’s. Richard
was used to the
decentralized form of rule
in Aquitaine. The kingdom
he inherited was wealthy
and at peace. Instead of
labouring to restore royal
rights he could happily
give them away to please
John and fund the crusade.
That crusade moreover
was in many ways a
triumphant success. ‘Many
famous and magnificent
deeds were done by him in
those parts, so that he
triumphed in every
conflict and freed the
greater part of that land
from the enemies of
Christ.’ So said Abbot
Ralph of Coggeshall,
succinctly summing up the
achievement.
Richard arrived in
Sicily, on his way to
Palestine, in September
1190. He immediately
plunged into a quarrel
over the dower of his sister
Joan, widow of the last
Norman king of Sicily,
seizing the city of Messina
in the process. Then, as
part of the settlement, he
recognized his nephew
Arthur, son of Geoffrey of
Brittany, as his heir and
agreed he should marry
the daughter of Tancred,
the new Sicilian ruler.
Richard knew this would
grievously offend John
back home but the funds
and support which the
agreement gained for the
crusade seemed far more
important. Having
wintered in Sicily, Richard
sailed for the east on 10
April 1191. By the end of
May he had conquered
Cyprus, thus securing a
valuable base to support
the crusade. On 8 June he
joined King Philip at the
siege of Acre, before its
capture by Saladin the
greatest city and port of
the old crusading
kingdom. He drove the
siege forward with a new
vigour and on 12 July the
city surrendered. Early in
August King Philip
returned to France to make
good his rights to Artois
following the count of
Flanders’s death. Richard
knew that Philip might
threaten his continental
dominions, but he had no
intention of returning
himself, a telling
illustration of the two
kings’ different priorities.
In any case Richard with
Philip had always been, as
Richard of Devizes put it,
like a cat with a hammer
tied to its tail.
In the year and two
months in which he
remained in the east,
Richard twice advanced to
within twelve miles of
Jerusalem, only to retreat
because he lacked
resources for a lengthy
siege. However, he
extended the crusading
kingdom southwards,
notably by taking and
fortifying Jaffa, so doing
much to ensure the
kingdom’s survival for
another hundred years. He
also established his
nephew, Henry of
Champagne, as ruler in
Jerusalem and
compensated a rival
candidate, Guy de
Lusignan, with the gift of
Cyprus, which the
Lusignans were to rule till
1489. Truly no king of
England had ever wielded
such power on the
European stage. His
atrocities and exploits
became the stuff of legend:
the beheading of some
3,000 prisoners taken at
Acre; his decisive charge at
the battle of Arsuf; his
jumping into the sea and
leading his knights ashore
to rescue Jaffa; and the
silver shackles which he
made for the ruler of
Cyprus, thus fulfilling his
promise not to put him in
irons!
Richard sailed from
Acre on 9 October 1191.
The plots of John and King
Philip made his swift
return essential. But the
journey was a disaster.
Weather in the
Mediterranean, the
enemies along its shores,
forced him to travel in
disguise through Austria.
Outside Vienna on 20
December he was taken
prisoner, eventually
passing in March 1192
into the hands of the
Emperor Henry VI. Henry,
a claimant to Sicily
through his wife, was
trying to wrest the
kingdom from Tancred,
Richard’s ally. For
Richard’s release he
demanded a ransom of
£100,000, money he
would use to conquer
Sicily.
While Richard had been
away, his government in
England had proved
incapable of keeping the
peace. The principal
victims were the Jews who
suffered in 1190 a series of
horrific attacks on their
lives and properties.
Henry II’s sponsorship
of the Jews, declared
William of Newburgh, had
disfigured his rule, here
expressing a general
opinion made all the
sharper by the crusading
fervour. There was envy of
Jewish wealth,
ostentatiously displayed in
great townhouses, and
while men needed their
credit, they loathed the
usury which necessarily
went with it. Usury took
several forms, all of them
having been practised
equally by Christian
financiers like William
Cade. The interest rate
might be one or two pence
a pound per week, that is
22 per cent or 44 per cent
per annum. It could run
from the moment the loan
was contracted or, as a
kind of penalty clause (this
more acceptable to the
church), from the moment
repayment was due. Most
loans were short-term and
became due after a year.
The loans were often
secured on land, with the
result that a great deal of
it came into Jewish hands.
Alternatively, those unable
to pay often raised the
money by selling land to
fellow Christians, even to
the point of ruin. Most of
the loans were of small
amounts to men of small
estate. But the bulk of the
money (and thus the
greatest profit) was tied up
in significant sums from
tens to hundreds of pounds
loaned to the great, loaned
that is to knights, barons
and ecclesiastical
institutions; precisely the
classes most able to make
their resentment felt.
Religious intolerance
gave an extra edge to this
resentment. The Jews were
not merely infidels. They
were also the murderers of
Christ. The Third Lateran
Council in 1179 stressed
the dangers of spiritual
contamination through
contact with them.
Throughout Europe violent
assaults on Jewish
communities were on the
increase – at Blois, for
example, in May 1171. But
it was in England that the
powerful and pernicious
belief originated that the
Jews ritually parodied the
murder of Christ by seizing
and crucifying small
Christian boys; the source
of the belief was the
alleged murder of a boy,
‘little St William’, at
Norwich in 1144, after
which there were further
‘martyrdoms’ at Gloucester
(1168), Bury St Edmunds
(1181) and Bristol (1183).
On top of all this was the
growing fervour over the
crusade. By despoiling the
Jews, those who had taken
the cross could both fund
their expeditions and make
an early start assaulting
the infidel.
By 1189 these waves of
antipathy were held back
only by the stout banks of
Henrician power. Under
Richard they gave way. On
the day of the coronation
the city mob and those
gathered in town for the
ceremony slaughtered
London Jews and
plundered and fired their
properties. Richard was
furious but his
punishments for once were
inadequate. Next year,
with both Justiciar Puiset
and Chancellor
Longchamp across the
Channel, similar outrages
occurred at King’s Lynn,
Norwich, Bury St
Edmunds, Stamford and
Lincoln. The climax was
reached at York. The
Jewish community there
had been established in
the 1170s. By 1189 it
numbered around 150
men, women and children
and was dominated by two
great financiers, Benedict
and Josce (the former
fatally wounded on the
day of the coronation),
whose great houses were a
source of wonder and
envy. There was also a
celebrated Jewish scholar,
Rabbi Yomtob of Joigny.
The Christian assailants,
whose background and
circumstances were well
analysed by William of
Newburgh, were led by
local barons and knights
heavily in debt to the
Jews, often with their
lands in pledge. They were
joined by crusaders
looking for plunder, a
fanatical
Premonstratensian hermit,
and clergy, youths and
workmen from the town;
the city magnates stood
aside, fearing royal
reprisal. After the initial
attack on their houses, the
Jews found safety in the
castle, only then to shut
out the castellan, not
surprisingly since he was
Richard Malebisse, a
northern baron who was
himself heavily in debt.
Malebisse mounted an all-
out siege and by 16 March,
the eve of the Jewish
‘great Sabbath’, the
position in the castle was
hopeless. Rabbi Yomtob
persuaded his fellows to
follow the course
sanctioned by long
precedent. Fathers cut the
throats of their wives and
children; Rabbi Yomtob
cut the throats of the men,
concluding with Josce’s
and his own. A dissident
group, who hoped to live
by embracing Christianity,
were slaughtered by the
Christians as they
surrendered. The
murderers, combining
barbarity with business,
then proceeded to the
minster where they
destroyed the evidence of
their indebtedness by
burning all the ‘bonds’, the
written records of Jewish
loans, which were
deposited there.
The massacre sent shock
waves through the Jewish
communities of Europe
and inspired at least three
Hebrew elegies. In May
1190 Chancellor
Longchamp descended on
York to restore order. If he
inflicted no corporal
penalties, he certainly
confiscated the lands of
murderers and imposed
substantial fines. The Jews
eventually returned to the
city and formed one of the
wealthiest English
communities in the
thirteenth century. For the
Jews as a whole the events
of 1189–90 proved but a
temporary setback.
Attitudes to them were far
less immutable than those
events implied. Admittedly
even the humane and
judicious William of
Newburgh considered the
attacks, at least on
property, a judgement of
God on the Jews’
burgeoning pride. Yet the
attackers too, covetous and
unauthorized, were evil.
Their actual slaughter of
the Jews seemed forbidden
by the Psalmist: ‘Slay them
not lest my people forget’,
a passage made famous by
St Bernard which was also
quoted by Ralph of Diss in
connection with the
killings. The Jews, in
short, were to be preserved
as a reminder of Christ’s
passion, and also as
material for conversion to
Christianity. If they were
also to live humbly and
apart, that was never
compatible with their
credit activities which
continued to be
desperately needed. In
practice Jews often
established reasonable
working relationships both
with their clients and their
neighbours, hence their
ability to store bonds in
York Minster.
Above all, the Jews
survived and flourished
because they were
generally protected and
promoted by the king. The
Jews and all their
possessions had always
belonged to the crown. As
Henry II came to realize,
the king could levy tax or
‘tallage’, as it was called,
on them at will. Between
1186 and 1194 the total
demanded was well over
£13,333. The king could
also extract money on the
death of a Jew for
allowing the family to
succeed to his property,
which was mostly
composed of the portfolio
of debts. Alternatively, as
was done with Aaron of
Lincoln, the king could
retain the property in his
own hands and collect the
debts for himself, which
meant that numerous
Christians ended up
making their repayments
to the king. The king could
also impose large financial
penalties for a range of
often trumped-up offences.
In 1130 the London Jews
owed £2,000 for allegedly
murdering a sick man. The
greater the exploitation,
the greater too the
pressure on the Christian
debtors, so the king was
sailing here in dangerous
waters politically. But the
profits were large and the
king had every reason to
protect their source. For
this reason, a royal castle
was always the resort of
Jews in time of trouble. It
was security as much as
business which tied them
to the towns.
In the aftermath of the
events of 1189–90 the
government developed
new institutions and
procedures both for
exploiting and protecting
the Jews. A group of
officials had been
appointed to deal with the
numerous debts seized by
the king on the death of
Aaron of Lincoln. In the
1190s, described formally
as ‘the justices of the
Jews’, they and their
successors took on a wider
role. Sitting with Jews
appointed by the king (the
chief was called the ‘arch-
priest’) they were
responsible for collecting
Jewish taxation and the
debts owed by Christians
which had come into the
king’s hands. They also
ordered the sheriffs to help
Jews collect their debts,
and provided a less
prejudiced forum for
Jewish litigation against
Christians than that
offered by local courts.
Essentially a sub-branch of
the main exchequer, in the
thirteenth century this
body became called ‘the
exchequer of the Jews’. In
1194 the whole process of
Jewish money-lending in
the localities was also
regulated, in part to
prevent the kind of
destruction of records
which had taken place in
1190. Henceforth the
contracting of loans and
their repayment was to be
confined to six or seven
main towns under the
oversight of two
Christians, two Jews and
clerks of the central
justices. Each town was to
have a chest (an archa)
where a copy of the bond
recording the loan was to
be deposited, the other
copy being kept by the
Jew. All the bonds and
repayments were also
recorded on separate rolls.
These arrangements, with
some modifications (the
number of towns was soon
increased to seventeen),
survived until the
expulsion of the Jews in
1290.
The Jews had been in
the eye of a more general
storm stirred up by
Richard’s absence and
arrangements. Having
sought to placate John by
giving him great power, he
had then provoked him by
promising the succession
to Arthur. It was William
Longchamp who had to
pick up the pieces. Having
finally supplanted Puiset
in June 1190 he was now
justiciar as well as
chancellor. He had also
secured a legatine
commission from the pope.
Longchamp was quick-
witted, courageous and
completely loyal to
Richard. He was also an
experienced and
innovative administrator.
It was he who introduced
for the first time to
charters and writs a
concluding clause, party
modelled on papal
practice, which gave their
date of issue. (Before that
only the place of issue had
been included.) But
Longchamp imitated his
master’s arrogance and
was soon widely
stigmatized as a misshapen
little monkey of a man,
who came from Norman
peasant stock and despised
English customs – an early
sign of national feeling! A
virtual civil war in the
summer of 1191, when
Lincoln castle was
defended by its Amazonian
lady castellan Nicola de la
Haye, was concluded by an
agreement between John
and the government which
read like a treaty between
two independent states.
Then in September
Longchamp arrested
Geoffrey, archbishop of
York (Henry II’s
illegitimate son), and was
ousted in the ensuing
outcry. John was
recognized as Richard’s
heir. The government was
taken over by an
acceptable Norman,
Walter, archbishop of
Rouen, a change Richard
himself had sanctioned
back in February on
hearing news of
Longchamp’s performance.
King Philip’s return to
France at the end of 1191
brought fresh strains. He
had left as Richard’s friend
and he came back as his
enemy. The immediate
reason centred on his sister
Alice. She had long been
intended as Richard’s bride
and to that end had been
brought up at the Angevin
court. Philip indeed had
agreed to resign his claims
to Gisors and the Norman
Vexin to their heirs. Henry
II, however, had refused to
allow the marriage to go
ahead. Now it could. Yet
Richard married
Berengaria instead. There
were strategic reasons for
that marriage, but they
only operated once Alice
had been rejected, rejected
because she had been
Henry II’s mistress. Queen
Eleanor was so opposed to
the match that she herself
brought Berengaria out to
Richard at Messina. For all
the proffered
compensation, Philip
remained bitterly
offended. On Richard’s
capture in December 1192
he offered Alice to John
(whose wife could be
divorced) and took his
homage for all the
continental lands. John
falsely proclaimed that
Richard was dead and
demanded recognition as
king of England.
In England, Queen
Eleanor held the line. It
was in Normandy that the
real damage was done,
partly because the English
government, debilitated by
John’s endowment and the
great sale at the start of
the reign, was unable to
give its customary help,
revenue having fallen back
to an annual £11,000 –
much the same as at the
start of Henry II’s reign. In
April 1193 Gisors, which
Richard had carelessly
promised to Philip if he
himself died without heirs,
was surrendered. ‘That
famous and mighty castle’,
as Gerald of Wales put it,
with its 700 metres of
perimeter walls (the
longest in Normandy) and
its great motte topped by
Henry II’s state of the art
octagonal keep, visible for
miles as a symbol of
Angevin power, had
guarded the vital frontier
defences along the river
Epte. Philip could now
consolidate his hold over
much of Normandy.
In these dire
circumstances Richard’s
release was absolutely
imperative. With England
making a large though
unknown contribution,
enough of the £100,000
demanded was raised to
secure Richard’s freedom
on 4 February 1194. ‘The
devil is unchained,’ King
Philip warned John. On 14
March the devil landed in
England and extinguished
the remains of the revolt.
Soon afterwards, thanks to
Eleanor’s intervention,
Richard restored John to
favour. The condescending
attitude to his kid brother
(‘not a man to win a
kingdom’) which had
governed his policy all
along had proved justified,
in England at least. The
situation in Normandy was
not so easily restored.
***
On the death of Henry
II, the Lord Rhys went to
war. Richard took notice.
After his coronation, he
journeyed to Worcester to
receive the homage of the
minor rulers of south
Wales, and sent John, now
through his marriage lord
of Glamorgan, to raise
Rhys’s siege of
Carmarthen. Rhys indeed
came under safe-conduct
to Oxford only to depart in
dudgeon when Richard,
either standing on his
dignity or pressed for time,
would not come to meet
him. It did not take much
to set Rhys and his sons on
the warpath, for they had
been prospecting its
possibilities in the last
years of the old king. Rhys
now secured both St Clears
and Kidwelly on either
side of the Tywi, thus
cutting off Carmarthen
from the sea, and in 1192
moved east and besieged
Swansea. His sons,
however, were grievously
at odds. The intended
succession of Gruffudd, the
eldest, strong in Ystrad
Tywi and usually
supported by Rhys Gryg,
was challenged by the
impulsive and charismatic
Maelgwn, ‘the man in the
world [Gruffudd] most
hated’ (as the Brut put it),
who was based in
Ceredigion and had the
backing of another
brother, Hywel Sais. In
1189 Rhys imprisoned
Maelgwn, only (in 1194)
to be imprisoned by him.
Disputes between the
brothers broke up the
siege of Swansea in 1192.
At least there was no
blood-letting, but all this
contrasted with the co-
operation between Rhys
and his brothers in the
Deheubarth of the 1140s
and 1150s.
Rhys also met violent
resistance from William de
Braose, Gruffudd’s father-
in-law, who was the royal
castellan at Carmarthen
and Swansea. In 1191
William took possession of
Elfael, the region north of
the Wye valley, linking up
his own lordships of
Radnor, Builth and Brecon.
In 1195 he followed this
up by taking St Clears,
Rhys having already lost
Kidwelly. But Rhys was
not finished. In 1196 he
burnt Carmarthen, and
then marched on Elfael
where he briefly secured
the new Braose fortress at
Painscastle – its heroic
defence by William’s
formidable wife Matilda de
St-Valéry (later starved to
death by King John) led to
the English calling the
castle thereafter ‘Castle
Matilda’. Rhys died next
year. His magnificent
successes had depended on
knowing when to co-
operate with the English
government, and when to
exploit its weakness. His
son Gruffudd tried to
follow in his footsteps,
hurrying to seek
recognition from Richard’s
deputies. But he soon
found himself ousted by
his brother Maelgwn. The
continuing quarrels
between Rhys’s
descendants effectively
ended Deheubarth’s
greatness.
With Gwynedd also
divided, Gwenwynwyn,
ruler of southern Powys
(Powys Wenwynwyn, as it
came to be called) was
able briefly to take centre
stage. He supplied the
force which enabled
Maelgwn to oust Gruffudd
from Ceredigion, and in
1198 gathered his Welsh
allies to eject William de
Braose from Elfael by
laying siege to Painscastle.
But the situation was now
very different from that
which existed early in the
1190s. A stable and well-
funded government in
England was in place
under the justiciar Hubert
Walter. Gwenwynwyn was
utterly defeated and
reputedly over 3,000
Welsh were killed. Braose’s
hold of Elfael was
affirmed; Gruffudd, who
had helped the English
campaign, was restored in
Deheubarth (though
Maelgwn kept Cardigan);
and Gwenwynwyn’s
dreams of emulating Rhys
were shattered for good.
***
While Rhys waged war
on Henry II’s death, King
William opened
negotiations. He was
aware that in the great
sale in England by far the
biggest item in the shop
window was a kingdom,
the kingdom of Scotland.
With Richard in a hurry, a
bargain was quickly
struck. William gave
£6,666 to recover the
castles of Berwick and
Roxburgh and free his
realm from the subjection
to England imposed in
1174. No longer would
William have to parade as
a vassal king at the
Angevin court, act as the
English monarch’s virtual
justiciar in Galloway, and
stand in danger of
forfeiting his kingdom for
contumacious conduct. He
had freed the realm from
‘the heavy yoke of
domination and servitude’,
as the Melrose chronicler
later put it.
‘But alas the grief, that
so great and magnificent
an honour should vanish
from the English crown for
a price not worth naming,’
lamented Gerald of Wales.
Richard’s perspective was
different. If he lost a sub-
king, he gained money and
an ally. During the crisis of
1193–4, King William did
not repeat his northern
invasion of twenty years
before. On the contrary, he
contributed to Richard’s
ransom. He still hoped to
recover the northern
counties, but by diplomacy
rather than by force. In
1194 he peppered Richard
with requests and offers
and got nowhere. Next
year he did better,
negotiating a remarkable
agreement which might
ultimately have brought
Northumberland,
Cumberland and
Westmorland once more
within the Scottish realm.
For that indeed was what
Richard promised if his
nephew, Otto of
Brunswick, should marry
Margaret, William’s
daughter and heir. Richard
thus hoped to instal as
king of Scots his protégé
Otto, who had grown up at
the Angevin court
following the exile of his
father Henry the Lion,
duke of Saxony. The cost
would have been
dismemberment of the
kingdom, but then, as J. C.
Holt has remarked,
Richard probably viewed
the north of England much
as he regarded Gascon
lordships in the foothills of
the Pyrenees.
In fact the marriage
never took place and the
agreement came to
nothing. In 1198 William’s
son, the future Alexander
II, was born. Frustrated if
only for the moment (as he
hoped) in the south, King
William compensated in
the north. Here Caithness,
with its Norse population
and fertile lands adjoining
the Pentland Firth, was
ruled by Earl Harald
Maddadson (1159–1206).
He wielded considerable
power in Ross, was
married to a daughter of
Malcolm MacHeth (see
above p. 211), and held
his earldom of Orkney
from the king of Norway.
He rarely if ever appeared
at the Scottish court:
altogether a dangerous
man. Constricted by the
loss of Shetland in 1195,
Harald resented the
growing power of the
crown and its vassals in
Moray and Cromarty. In
1196 he invaded Moray.
William responded with
three expeditions during
1196 and 1197, destroying
Harald’s castle at Thurso
in the far north of
Caithness and replacing
him with a rival. The
removal was not
permanent and in 1202
William, having gone
north once again, decided
to accept Harald’s position
as earl in return for a
proffered £2,000. But at
least he had removed the
threat to Moray and
asserted some authority
over Caithness.
Although troubled in
the closing years of his
reign down to 1214 by the
demands of King John and
the resurgence of the
MacHeths and
MacWilliams (see below p.
277), King William had
achieved a remarkable
transformation since the
débâcle of 1174. He had
thrown off English
overlordship and expanded
his power in the north and
west. That success was
very much underpinned by
the consolidation and
development of the
governmental and political
structure created by King
David.
After the recovery of the
southern castles in 1185
and 1189, Edinburgh
resumed its Davidian place
as a pre-eminent royal
centre, within an itinerary
which continued to
revolve around the
traditional eastern core of
the kingdom. At court,
under the chancellor, there
was a growing staff of
professional clerks (a
dozen can be identified
over the reign) writing the
king’s writs and charters
which themselves followed
the English model. In the
1170s the form king ‘by
the grace of God’, little
used in the pevious
decade, was permanently
adopted. From 1195 dates
of issue were included,
imitating in part the new
practice in England.
William continued the
policy of enfeoffing
followers with land,
usually in return for the
service of one or two
knights or a serjeant.
Forty-one acts of
enfeoffment are known,
twenty-nine of them north
of the Forth, being
especially numerous
between the Tay and
Aberdeen. The chief
beneficiaries, as before,
were men of Anglo-
Norman descent, as their
names show: Giffard,
Berkeley, Montfort,
Melville, and so on. In this
way William secured
knight service and castle
guard to set beside the foot
soldiers of the common
army. There was also a
development of
sheriffdoms so that their
putative numbers
increased from seventeen
to twenty-three during the
reign, some reflecting the
expansion of royal
authority to the north and
west. Thus a sheriff
appears in Moray in the
1170s, in Galloway in the
1190s, and, around the
turn of the century, at Ayr,
Nairn and Inverness. There
was a growing move to
commute the revenue
collected by the sheriffs
from kind to cash. Cash
revenue was also boosted
by the foundation of
burghs, whose payments to
the king were entirely in
money. Although the great
bulk of the specie was
English, William enhanced
his prestige and the money
supply by minting his own
coins, in 1195 introducing
a new design based on
Henry II’s short-cross
penny of 1180. Both the
growth in the money
supply and what William
of Newburgh called ‘the
threat of royal power’
were reflected in the
ability to raise Richard’s
£6,666, some of it
probably coming from a
tax on land, like the geld
now abandoned in
England.
William also enhanced
the king’s role in the
maintenance of the peace,
building on the way David
had probably isolated
certain major crimes as, in
effect, pleas of the crown.
In 1197, influenced again
by initiatives in England,
he ordered everyone in his
kingdom to swear to keep
the peace. In another
measure of unknown date
he stipulated that sheriffs
should be present in lords’
courts to see that justice
was done and also by
implication to ensure that
the crown pleas, specified
as murder, rape, plunder
and arson be reserved for
the court of the king. That
court was probably
convened by the sheriffs
but presided over by
justiciars, who travelled
their regions to hold pleas.
There was one justiciar for
Lothian, one for Scotland
north of the Forth, and
one, at least for a while
towards the end of the
century, for Galloway. The
justiciars also heard civil
pleas, partly through the
development of the king’s
appellate jurisdiction
which apparently involved
the introduction of an
equivalent to the English
‘writ of right’.
Despite William of
Newburgh’s comment
about the threat of royal
power, royal government
in Scotland remained
much less intrusive and
pervasive than in England,
and this was true of the
‘inner core’ sheriffdoms
and even more of the
‘outer ring’ native
earldoms and new
provincial lordships. There
was neither a Scottish
exchequer nor any
equivalent, as yet, to the
common law assizes. A
much higher proportion of
the sheriffdoms than in
England were probably in
the hands of magnates.
Although William reserved
for himself the hearing of
crown pleas (or pleas
belonging to his ‘regality’,
as he put it) within the
Bruce lordship of
Annandale, it is far from
clear whether that was a
general rule, and whether,
in any case, it worked in
practice. It is unlikely to
have applied to the ‘outer
ring’ earldoms, which, as
in the past (like the new
provincial lordships), seem
largely to have been
immune from royal
visitations, orders and
enfeoffments. This lack of
pressure was vital in order
to retain the loyalty of the
new nobility and to sedate
the resentments of the old,
resentments which fed the
MacHeth and MacWilliam
risings. Equally important
was the continuing
accommodation between
new and old. Native
ecclesiastics acted as
ministers and bishops.
Patrick of Dunbar and
Duncan II of Fife, earls
from within the inner core
of the kingdom, were
important councillors,
both acting as justiciars.
The Barnwell annalist
alleged that William and
his court were ‘French’ in
their way of life and that
they despised the Scots,
but members of the
Scottish nobility were
becoming ‘French’ too (see
below, p. 424). The ruler
of Galloway (the son of
Uhtred) was often called
‘Roland’ rather than the
Celtic Lachlan, had a
largely Anglo-Norman
household, founded the
Cistercian monastery at
Glenluce, married the
daughter and heir of
Richard de Moreville, and
bore the title justiciar
(presumably of Galloway
itself). Before his death in
1200, he seemed to be
tying the region more
firmly into the kingdom. It
was a kingdom far more
stable politically than that
subject to the pressures of
Angevin kingship south of
the border.
***
Richard sailed from
England on 12 May 1194,
never to return. The
struggle to recover his
continental losses was
rightly the supreme
priority. England’s
resources were vital, yet
they could be secured from
a distance. Richard greeted
petitioners crossing the
Channel to see him with
glares, violent gestures and
bullying demands for
money. He kept the
English government on its
toes by sending the abbot
of Caen from the Norman
exchequer to stamp out the
peculations of the sheriffs.
When there was delay in
executing one abrasive
order, he threatened to
dispatch his mercenary
captain Mercadier. ‘You
English are too timid,’ he
declared.
Who would govern
England for such a master?
Neither Queen Eleanor nor
Queen Berengaria.
Richard’s mother now
returned to Poitou; his
wife never left the
continent. Fortunately, on
this occasion getting an
appointment absolutely
right, Richard found the
ideal man: Hubert Walter,
an astute politician and a
brilliantly inventive
administrator. Born
around 1140–45, Hubert
was the nephew of the
chief justiciar Ranulf
Glanvill and throughout
the 1180s had sat at the
exchequer. He was the
epitome of those ministers,
fertile, precise, self-
confident, whose labours
were reflected in Glanvill,
The Dialogue of the
Exchequer, and the
developing forms of the
chancery’s writs and
charters. Hubert had
accompanied Richard on
crusade and been one of
the first to seek him out in
captivity. In May 1193
Richard insisted on his
election to the
archbishopric of
Canterbury and in
December made him chief
justiciar, a post he held till
his voluntary retirement in
July 1198. The humane
and scrupulous Bishop
Hugh of Lincoln urged
Hubert to lay down the
justiciarship and
concentrate on his
archiepiscopal duties. Yet
the church benefited from
the combination. If Hubert
was ostentatious and testy,
he was also accessible
(allowing monks to sleep
around his bed) and
sympathetic, smoothing
out Bishop Hugh’s own
quarrels with Richard, and
trying to restrain some of
Richard’s more arbitrary
acts. He also took his
ecclesiastical duties
seriously, holding
reforming councils for the
provinces of York and
Canterbury.
As justiciar one part of
Hubert’s task was to
maintain peace and
dispense justice. He
probably had much to do
with hiving off from the
exchequer in the 1190s a
separate court at
Westminster for the
hearing of civil litigation
which came to be known
as ‘the common bench’ and
later as the ‘court of
common pleas’. He was
directly responsible for
devising the tripartite final
concord by which
agreements between
litigants reached before
the king’s judges were
recorded thrice over, with
one copy, the ‘foot’, being
kept by the government
for the security of both
parties. The attraction of
having agreements
recorded in this way
became another major
factor in drawing litigation
to the king’s courts, indeed
such litigation was often
initiated with the concord
already in mind. No less
than 42,000 ‘feet’ survive
in the Public Record Office
for the period to 1307,
their even distribution
throughout the country
showing there was nothing
‘home counties’ about the
common law: Yorkshire
was only just beaten into
first place in numbers of
‘feet’ by the most populous
shire, Norfolk. Hubert
Walter also tightened up
procedures on the criminal
side, introducing in 1194
three knights and a clerk
in each county who were
to hold inquests on dead
bodies and keep a record
of the pleas of crown the
eyre was to hear. This was
the origin of the office of
the coroner.
A major reason for
staging judicial eyres was,
of course, to make money
and Hubert boasted about
the amounts he had raised.
But the almost continuous
warfare after 1194 was
very different from the
intermittent campaigns
down to 1189, and far
more voracious, especially
as Richard depended very
much on paid mercenaries.
Hubert was full of
expedients. He made the
sheriffs answer for
increments worth an
annual £700 above the
ancient farms of the
counties, commissioned
the justices in eyre to
tallage the royal demesne,
tried (without spectacular
success) to revive a land
tax, and appointed special
officials (‘escheators’) to
exploit the lands which
had been seized from
John’s supporters. The
years after 1194 have
indeed been seen by
historians as marking a
new stage in the financial
exploitation of the
kingdom, which eventually
led to Magna Carta.
Certainly Abbot Ralph of
Coggeshall, writing in
1201, affirmed that no
king had exacted more
from his kingdom than had
Richard between 1194 and
1199. The abbot believed
that for all his crusading
lustre his death was a just
judgement of God. In fact
Richard’s revenue between
1194 and 1198, as
recorded on the pipe rolls,
averaged some £25,000 a
year, little different from
that achieved by Henry II
in his last years, and
failing to parallel the
striking increases in
Normandy. But this came
on top of the tax for
Richard’s ransom, which at
a quarter of everyone’s
rents and movable
property was by far the
heaviest levied in medieval
England. There was also
the problem that a
decreasing proportion of
royal revenue was being
derived from politically
acceptable sources like
crown lands and escheats.
Although Richard had
recovered control of some
of the lands he had
alienated in 1189, by the
end of the reign he had
given away royal lands
worth some £2,000, in
striking contrast to Henry
II who jealously guarded
such assets. As a result
Richard had to exploit
other more sensitive
sources of revenue. In
1198 many widows of
tenants-in-chief were made
to offer money to stay
single or marry whom they
wished. The pressures on
great barons too were
increasing. Henry II’s earls,
in his thirty-four-year
reign, paid some £3,540
into the exchequer.
Richard’s earls, in his ten
years, paid in £11,231.
Some of this money was
freely offered to purchase
land and rights which
Henry would not sell. But
while Hubert Walter
counselled caution,
Richard also demanded
large sums from his barons
to succeed to their
inheritances and have
‘justice’ in law cases. He
also inflicted swingeing
penalties for offences,
£800, for example, being
exacted from the northern
baron Robert de Ros for
allowing a prisoner to
escape.
There were already
signs of the demands
which were finally to
surface in Magna Carta.
One baron, William of
Newmarket, defined a
‘reasonable relief’ as being
£100, just like the Charter.
Another, the earl of
Norfolk, Roger Bigod,
asked that he should only
be deprived of property by
judgement of his peers, in
other words not simply by
the ‘will’ of the king, here
again anticipating the
Charter. Equally striking
was William of
Newburgh’s comment that
Richard had elevated
Longchamp, a foreigner of
low birth, ‘without the
counsel and consent of the
great men’. The
implication that the king’s
ministers should be natives
and chosen by common
consent foreshadowed a
central constitutional
demand of the thirteenth
century. The role of great
councils during Richard’s
absence supported such
ideas: after Longchamp’s
fall the new form of
government was
established ‘by the
common decision of the
king’s faithful men’; in
1215 the Charter similarly
forbade taxation save with
the ‘common counsel of
the realm’. Politics and
government were also
opening up to sections of
society beyond the great
barons. Knights were
appointed as coroners and
(in 1195) as keepers of the
peace. Equally apparent
was the importance of
London. The refusal of the
citizens to support
Longchamp in 1191 was
crucial to his fall, and they
were rewarded by the
grant of a commune,
permission that is to bind
themselves together in a
sworn association. In 1215
the Charter formed a
‘commune of all the land’.
Between his departure
from England in 1194 and
his death in 1199, Richard
was involved in warfare on
the continent, interrupted
occasionally by truces and
one formal peace, that
made at Louviers in
January 1196. This was a
war not of great battles
but of attrition, fought by
small bodies of troops, and
centred round the siege of
castles and the ravaging of
land. King Philip proved
ominously resilient. After
facing Richard for nearly
five years he still retained
Gisors, building a great
cylindrical tower at the
castle’s south-east corner.
Yet in this period Richard’s
outstanding qualities were
never more apparent: as a
builder of castles, a
constructor of alliances, a
judge of priorities, a
mobilizer of resources, and
as a fighting knight. He
recovered most of
Normandy, re-took Loches
on the eastern frontiers of
Touraine and reasserted
his authority further south
by seizing Taillebourg and
Angoulême.
To protect Normandy
Richard built the great
complex of fortifications at
Les Andelys, west of
Gaillon. Medieval military
experts often debated
whether to build castles
high on hills, or down by
rivers. At Les Andelys,
Richard did both. He sank
a wooden stockade across
the Seine, fortified the
little island in its middle,
joined the island by bridge
to a new walled town on
the river bank, and then
on the great limestone
rock above threw up an
extraordinary castle, which
he called his ‘beautiful
castle of the rock’, or
Château Gaillard, his
‘impudent castle’. On all
this Richard expended
some £11,500, more than
was spent on his English
castles during his entire
reign. He could now block
Philip’s moves down the
Seine to Rouen and had a
base for the ultimate
recovery of Gisors.
Richard’s success was
also built on diplomacy.
With his clear,
unsentimental insight, he
realized that Normandy
was far more valuable
than his old bases in the
south. So in 1197 he
conceded rights and
territory in Aquitaine to
bring about the marriage
of his sister Joan, widow
of the king of Sicily, to the
count of Toulouse. He thus
ended forty years of
intermittent warfare and
was free, as William of
Newburgh put it, ‘to return
untrammelled to his war
with the king of France’.
Richard also succeeded in
prising from King Philip
the counts of Boulogne
and Flanders, the latter by
an embargo on wool
exports on which the
Flemish cloth industry
depended. With these
alliances topped off by the
elevation of Richard’s
nephew Otto to the
kingship, not of Scotland,
but of the Romans on
Henry VI’s death in 1197,
the final expulsion of King
Philip from Normandy
seemed but a matter of
time.
It was not to be. In
1199 Richard laid siege to
the viscount of Limoges’s
castle of Châluz, seeking to
punish him for defecting to
King Philip. He was struck
by a crossbow bolt, and
died on 6 April. There was
nothing irresponsible
about Richard’s last
campaign, but it was in
Normandy, not the
Limousin, that the future
of his empire would be
decided. Richard was
buried beside his father at
the abbey of Fontevraud.
The effigies, imposing and
impassive, erected over
their tombs still seem to
radiate with the power of
the dynasty. That power,
however, was about to
collapse.
9
The Reign of
King John,
1199–1216
On the night of 10 April
1199 Hubert Walter was
roused from his sleep in
Rouen priory by the news
of Richard’s death. There
were, as he at once
observed, two possible
candidates for the
succession: Richard’s
youngest brother, John,
and Richard’s nephew,
Arthur. But Arthur, twelve
years old, allied to the
king of France and brought
up in Brittany (to which he
was heir through his
mother Constance), had
few connections with the
great Anglo-Norman
barons, as one of them,
William Marshal (who had
flung on his clothes and
gone to waken Hubert),
pointed out. Thus John’s
accession in the north
went without a hitch. On
25 April he was invested at
Rouen with the duchy of
Normandy; on 27 May he
was crowned king of
England at Westminster. It
was the start of one of the
most disastrous and
momentous reigns in
history. John was to lose
Normandy and Anjou,
concede Magna Carta, and
die in the midst of a civil
war. By then a French
prince controlled more
than half of England, the
king of Scotland was
established in Carlisle, and
Llywelyn ab Iorwerth of
Gwynedd was dominant in
Wales, a dominance he
retained till his death in
1240.
On his accession John
was thirty-three years old,
slightly built (though later
he grew corpulent), and
five foot six and a half
inches tall. His body,
entombed in Worcester
cathedral, is the first of an
English king to survive. He
had behaved irresponsibly
in Ireland in 1185 and had
rebelled against his father
and his brother. Yet the
picture of John as an evil,
godless tyrant for whom
hell was too good, as the
chronicler Matthew Paris
put it, was essentially the
product of the reign itself
and later legend. John had
fought loyally and
successfully for Richard
between 1194 and 1199.
In 1199 the jury was still
out.
After his coronation
John hurried back across
the Channel, and with the
help of his mother, Queen
Eleanor, now well into her
seventies, beat back
Arthur’s challenge in
Maine and Anjou. Under
the Treaty of Le Goulet in
May 1200, King Philip
accepted John’s succession
to all the Angevin
dominions, a major
concession since it meant
abandoning Arthur and
with him the longstanding
Capetian ambition to
break up the dominions.
Arthur was to have only
Brittany and to hold it
from John as duke of
Normandy, not from Philip
as king of France. John on
his part, however,
forswore alliances with
both his nephew Otto,
recently crowned emperor,
and the count of Flanders.
He also accepted the loss
of the Evreçin, which
Philip had overrun on
Richard’s death. So
another deep hole was dug
in Normandy’s frontier. In
England John was
lampooned in some circles
as ‘softsword’, yet he was
also praised as a
peacemaker who
understood far better than
Richard the burdens
imposed by the seven
years’ war since 1193.
When in November 1200
John settled a quarrel with
the Cistercians, Ralph of
Coggeshall, a monk of the
order, erased previous
criticisms from his
chronicle and wrote of a
wise and pious king,
touched by the hand of
God. Coggeshall’s tune was
soon to change. Within
four years of the Le Goulet
treaty the whole edifice of
John’s continental empire
had come crashing to the
ground. At one level that
was very much the result
of his character and the
mistakes he made.
In August 1200, having
divorced his first wife,
John married Isabella,
daughter and sole heir of
the count of Angoulême.
Strategically, in knitting
together his southern
dominions the match was
a masterstroke. But instead
of compensating Hugh de
Lusignan, the great
Poitevin noble to whom
Isabella had been engaged,
John tried to bully him
into submission. Hugh
appealed for justice to the
king of France, and thus
gave Philip his chance. His
court in the spring of 1202
sentenced John to forfeit
all his continental fiefs. In
the ensuing war, John at
first triumphed. At
Mirebeau in July 1202 he
captured Arthur, the
Lusignans and all his
Poitevin enemies. But he
then made another great
mistake by antagonizing
the great Angevin
magnate, William des
Roches, the main architect
of his success. By the
spring of 1203 the
defection of William with
his allies had given King
Philip both Maine and
Anjou.
Normandy, however,
was the real prize, its
revenues greater than the
rest of the continental
possessions put together.
Here the north-east, centre
and south-west of the
duchy, as Daniel Power
has shown, came under
different pressures. The
south-eastern frontiers had
never been threatened by
the king of France, but the
nobles there (like Robert,
count of Sées and Alençon)
had close connections with
their fellows in Maine and
Anjou and were influenced
by their conduct. In
January 1203 Count
Robert breakfasted with
John in the morning and
defected to Philip in the
afternoon, thus prising
away the south of the
duchy and blocking John’s
route onwards into Maine.
By this time the cruel
treatment of the prisoners
taken at Mirebeau and
ugly rumours about
Arthur’s fate were staining
John’s reputation. John
took no heed. On 3 April
1203, in a drunken rage,
he murdered Arthur at
Rouen. Richard had
starved to death one of
John’s partisans, but to
murder a great prince in
this manner was shocking
and unprecedented. Had
not Henry I kept his
brother Robert all those
years in prison? The
immediate consequences
were again in the south-
west, on the frontier with
Brittany. Arthur’s mother
Constance, and her
husband, Guy de Thouars,
joined Philip and played a
large part in disrupting
John’s hold on eastern
Normandy.
It was in the north-east
that King Philip could
bring most pressure,
thanks to his acquisition of
the Amienois, his alliance
with the count of Ponthieu
(married to Richard’s
discarded Alice), and his
possession of Evreux,
Gisors and the Norman
Vexin. The Norman
nobility in these areas, like
Hugh de Gournay and the
count of Meulan, often
held land across the
frontiers from the king of
France or his vassals, and
had no alternative but to
flow with the tide. In these
circumstances supreme
importance attached to
maintaining Richard’s
northern alliances. But
John lacked Richard’s
prestige and was unable to
outbid Philip. As a result,
in 1201 the warrior count
of Boulogne followed the
count of Flanders (who
was soon to be absent on
crusade) into Philip’s
camp. The Emperor Otto’s
own troubles in Germany
ruled out any succour from
that quarter. Philip was
free to attack.
Angevin rule was most
secure in central
Normandy between Caen
and Rouen, but it was
precisely this area and its
towns that had borne the
brunt of Richard’s
mounting exactions. John
made matters worse. In
August 1202 he appointed
a low-born and aggressive
seneschal, William le Gros,
to run the duchy; he then
stationed his mercenaries,
under Louvrecaire, not on
the frontiers but at Falaise,
where they offended
Anglo-Norman barons, like
the earl of Leicester, and
pillaged ‘as though they
were in an enemy country’
(so the Life of William
Marshal recorded). ‘For
such things was he hated
and betrayed by the
barons of the land,’
commented a Caen
burgess.
Philip began his
invasion in the summer of
1203 and in August laid
siege to Château Gaillard.
John made only one
attempt to relieve it.
Everywhere, as Ralph of
Coggeshall observed, he
suspected betrayal. He had
betrayed his father and his
brother and expected the
same conduct from
everyone else. In the end
he was right, but partly
because his suspicions, so
openly displayed, became
self-fulfilling. ‘He who
trusts no one is distrusted
by all the world,’
commented The Life of
William Marshal. In the end
John’s nerve cracked. In
December 1203 he slunk
back to England, a fugitive
in his own land. How
different it would have
been with Richard! John’s
aim was to gather
resources to return. But he
was too late. On 6 March,
as he arranged to send his
dogs back to Normandy,
Château Gaillard fell. On
24 June Rouen
surrendered. Normandy
was Philip’s.
There was more to
come. The death of
Eleanor of Aquitaine on 1
April 1204 shook John’s
hold on Poitou and the
Touraine. In August 1204
Philip held court in
Poitiers, and next year
took the great fortresses of
Loches and Chinon, the
latter long defended by an
English hero, Hubert de
Burgh. Further south King
Alfonso VIII of Castile
overran part of Gascony,
determined to make good
the promise of its
possession after Eleanor’s
death, made to him – or so
he claimed – on his
marriage to Henry II’s
daughter. It was not till
1206 that John at last
launched an expedition to
reverse his losses. He
landed at La Rochelle in
Poitou, evicted Alfonso’s
garrisons from Gascony,
and then marched north to
Angers only to retreat in
the face of Philip’s army. A
truce in October left Philip
in control of all the
country north of the Loire,
as well as Poitiers, and
with the allegiance of the
Lusignans to the south.
The expedition of 1206
showed the measure of
John’s task. It was one
thing (with limited
interference from Philip)
to dabble in the shifting
allegiances of the barons
south of the Loire, and win
back the Gascon towns.
Indeed he had never lost
Bordeaux and Bayonne. It
was quite another to
recover Normandy. He had
neither ports nor, having
lost Anjou and Maine,
contiguous frontiers from
which to invade. Philip
held Normandy in a vice,
becoming 70 per cent
richer thanks to its
abundant revenues. He
cleared out those he
distrusted, comparing
them to soiled toilet tissue,
and installed his own men
in the key castles. Learning
from John’s mistake, he
left Anjou and Maine
under William des Roches,
but further south he
retained Saumur, Chinon,
Tours and Poitiers. Just to
get near Normandy, John
had to advance through
hostile territory.
Mean in triumph where
Richard had been
generous, despairing in
disaster where Richard had
been supremely confident,
an unremarkable fighting
knight where Richard had
been a legend, John
inspired fear and loathing,
Richard fear and respect.
These were the differences
between the loss and
retention of the empire.
Yet there was also more to
it than that. King Philip
was a far more formidable
opponent in 1200 than he
had been in the 1180s.
That was partly because of
his seizure of Gisors and
the Norman Vexin. It was
also (though more
arguably) because
Capetian revenues had
been increasing faster than
those of the Angevins. The
revenue of England had
remained comparatively
static under Richard; and
if Richard in the 1190s
had on occasion tripled his
revenue from Normandy in
comparison with the level
in 1180, this was by
resorting to loans and
tallages that were difficult
to sustain. The Capetian
increases, on the other
hand, were soundly based
on administrative reforms
and the acquisition of new
territory, notably Artois
and the Amienois. By the
1200s the resources King
Philip had for the war in
Normandy were almost
certainly larger than those
of John. In the financial
year 1202/3 (for which a
set of accounts survives)
‘ordinary’ Capetian
revenue was some
£42,000, while
‘extraordinary’ levies
brought in another
£10,000: total, £52,000.
These sums enabled Philip
to sustain, throughout the
year, over 2,300 troops of
whom 500 were mounted
knights and sergeants, a
formidable force. If the
loans and tallages found in
the Norman pipe roll for
1198 were indeed still in
place, then the duchy’s
annual revenues on the
eve of the war totalled
some £24,000. The
revenue from England
between 1199 and 1202
(including an estimate for
an ‘extraordinary’ tax in
1200) averaged almost
exactly the same, John
having notably failed to
expand it in this period.
The total for England and
Normandy was £48,000
and to it should be added
perhaps a thousand or so
pounds apiece from Maine,
Anjou, Aquitaine and
Ireland. But if the
combined Angevin total
was much the same as the
Capetian, it could not be
transferred to Normandy
by the flick of a switch.
Indeed, the revenues from
Maine, Anjou and
Aquitaine were probably
absorbed locally. Only
Normandy and England
really entered the
equation, and the treasure
of England had to be
transported across the
Channel, whereas Capetian
resources came from a
compact, lucrative royal
demesne, adjoining the
Norman frontier. The
Capetians also had one
other advantage. Their
revenue rivalled that of
the Angevins but provoked
far less political
discontent, largely because
a much higher proportion
came in easily and
uncontentiously from land.
‘The French kings got rich
without strain,’ in R. W.
Southern’s classic phrase.
Whereas a sense of
community and national
identity in England
developed in opposition to
the crown, in France it was
exactly the reverse. There
was no chance that John’s
cause would be helped by
any kind of Capetian
political collapse.
In this period of
intensive warfare, John,
like Richard, faced the
problem of how to
mobilize his full military
potential. At the heart of
royal armies were the
household knights. At any
one time, John had over a
hundred of them
supported by money and
(more often) by grants of
wardships, marriages and
escheats. If their numbers
seem smaller than the
several hundreds
sometimes ascribed to
Henry I, the comparison
may be misleading. John’s
knights could well have
been more heavily
equipped. We also know of
their numbers from record
sources as opposed simply
to the statements of
chroniclers. Closely linked
to the household
contingent were the
fluctuating mercenary
forces under such experts
as Mercadier and
Louvrecair. And then each
individual tenant-in-chief,
lay and ecclesiastical, had
to provide the king with
knights in return for the
tenure of their fees. Such
feudal service, however,
was supposed to last only
for forty days, long enough
for a foray into Wales or
Scotland, but useless for
long periods of
campaigning on the
continent. Indeed some
claimed it was not owed
for service on the
continent at all. There was
also the question of just
how many knights feudal
service could raise.
According to the survey of
1166, which perhaps
reflects the quotas imposed
by the Conqueror, the
grand total of knights the
tenants-in-chief owed the
king was around 5,000.
Record evidence from
John’s reign, however,
shows both that his armies
were much smaller (he
took 800 knights to Ireland
in 1210) and that his
tenants-in-chief mustered
contingents which were
only a fraction of their
1166 quotas. Gilbert de
Gant went to Ireland with
six knights, not the sixty-
eight he supposedly owed.
The 1166 quotas seem
chiefly relevant for the
levying of scutage. Had he
not campaigned, Gant
would certainly have paid
on the full sixty-eight
knights. (The rate in 1210
was £2 per knight.) To
what extent all this
represents a dramatic
decline in the military
obligations of the
baronage, and if so when
and why it took place, is
difficult to say given the
lack of hard evidence for
the actual size of earlier
contingents. There is also
once again the question of
different levels of
equipment. However, that
kings from Henry II
onwards felt feudal
military service was
unsatisfactory is clear. To
have replaced it altogether
with scutage would have
weakened their authority,
even if the paid forces on
whom to spend the money
were available. So they
attempted reform. Richard
and Hubert Walter
demanded that the
tenants-in-chief as a whole
provide 300 knights to
serve abroad for a year.
John, for his part, kept
armies in the field by
giving knights ‘prests’, that
is loans of money (often
left unpaid), which
apparently they felt were
more dignified than wages.
It was not easy,
therefore, to exploit the
military potential of
England, and much
depended on the general
supportiveness of its
barons and knights,
something itself connected
with how far they had a
stake of their own in
Normandy. Among the
county knights at the heart
of English local society,
that stake was very
limited. In the twelfth
century only seven of the
seventy leading families in
Warwickshire and
Leicestershire held land in
the duchy. There were
equally numerous Norman
landholders with no base
in England: of the thirty-
eight Normans known to
have deserted John in
1203, only eight had
English lands which he
could confiscate. Cross-
Channel ties had
weakened over the
century. Few new Norman
families were established
in England after the
immediate post-Conquest
period. The number of
individuals holding land in
both England and
Normandy diminished as
families split property
between branches on
either side of the Channel.
By 1200 all but one of the
seven Warwickshire and
Leicestershire families
mentioned above had lost
their continental
possessions. This is not,
however, the whole story,
for even in 1200 there
remained significant
numbers of barons who
did hold land in both the
kingdom and the duchy.
Indeed acts of royal
patronage could recreate
such families: the marriage
Richard arranged for
William Marshal made him
lord of Longueville in
Normandy as well as
Chepstow in Wales and
Leinster in Ireland. Of the
199 Norman tenants-in-
chief in 1172, 107 (or
their descendants) held
lands on both sides of the
Channel in 1204. Likewise
(and the groups
overlapped) some of the
greatest members of the
English nobility held
substantial lands in
Normandy: for example
the earls of Chester,
Leicester, Warenne, Clare,
Hereford, Arundel and
Pembroke (William
Marshal), together with
William de Mowbray and
Robert de Ros. If these
men did not fight with
more vigour, it was partly
because of John’s flaws of
character. It was also
because until the last
moment they hoped for
some arrangement
whereby they could indeed
serve two masters, holding
their lands in England
from John and those in
Normandy from Philip.
William Marshal secured
such a concession. His
subsequent refusal to go
on the 1206 campaign
shows how right John was
to force a choice on
everyone else. If barons
did homage to King Philip,
then they forfeited their
English lands and Philip
naturally responded with
equivalent seizures in
Normandy.
The Capetian conquest
of Normandy was a
turning-point in European
history. It made the
Capetian kings dominant
in western Europe, and
ended the cross-Channel
Anglo-Norman state. True,
even in political terms
England did not cease to
be part of the ‘community
of Europe’. It was not till
1259 that John’s son
formally resigned his
claims to Normandy and
Anjou, and even then he
retained Gascony. Yet the
days of the absentee kings
were over. Gascony,
lacking revenues and great
ducal palaces, had never
attracted more than
infrequent visits before
1204, nor did it afterwards
even when its revenues
increased. From 1204, in
terms of their itineraries
kings of England for the
first time since 1066 were
just that. The fact that
John returned to England
in 1206 after just six
months across the Channel
was symptomatic. The
mutual seizures of
property had also helped
to bring the cross-Channel
nobility to an end.
Henceforth the high
aristocracy would be born
and hold lands only in
England. They could
become as English as
everyone else. The
consequences of these
changes for the political
structure of Britain would
be profound.
***
At the start of his reign
John had continued to
keep Geoffrey fitz Peter in
office as justiciar while
recalling Hubert Walter to
the colours as chancellor.
From any role at the
centre, however, one
person was absent: the
queen John had acquired
at such cost, Isabella of
Angoulême. Since she was
only about twelve on her
marriage that was
inevitable. Subsequently
John used her to beget
heirs, two sons (the eldest
the future Henry III, born
in 1207) and three
daughters. But despite her
magnificent coronation in
1200, he used her for little
else. He treated
Angoulême as his own and
granted Isabella no land in
England for her support.
Her dower (much of it
formerly held by Eleanor
of Aquitaine) she was to
receive only on his death.
Isabella was therefore
totally dependent on
John’s supplies of money
and played no discernible
part in the politics and
government of the reign,
despite being, as later
evidence shows, a
passionate and highly
political woman.
Under the fitz
Peter/Hubert Walter
partnership England
enjoyed a ‘tranquil peace’,
according to Gervase of
Canterbury, during which
Hubert introduced
significant changes to the
practices of the chancery.
Hitherto it had kept only
one annual roll, a record
of ‘fines’, that is the money
offered to the king for
concessions and favours.
Now it opened three more
rolls to record charters,
writs patent, and writs
close (see above, p. 199).
With another roll, hived
off from the close rolls in
1226, to record writs
dealing with the
expenditure of money,
these chancery rolls
became a permanent
feature of English royal
government, transforming
the materials available to
later historians. The record
they provided of
concessions and orders
meant the king could
potentially rule his agents
and subjects with novel
precision.
This ‘tranquil’ period
came to an end with the
loss of Normandy in 1204,
a watershed on the road to
Magna Carta. John now
spent more time in
England than any king
since 1066, excepting only
Stephen. For ‘ten furious
years’ (J. C. Holt) he
lashed his court round the
country, rarely staying for
more than a week in one
place. His aim was to
amass the treasure to win
Normandy back. His need
for money was
accentuated by the rapid
inflation which occurred
around the start of his
reign (see above, p. 35),
with prices more than
doubling. A mercenary
knight had to be paid 8d. a
day under Henry II and 2s.
a day under John, a
threefold increase, though
possibly one influenced by
the need for heavier
equipment. Income
derived from selling
agricultural produce on
the market rose with the
prices and was thus
protected, but a far smaller
proportion of royal than
baronial revenue came in
that way. Instead, with the
depletion of the royal
demesne under Stephen
and Richard, kings relied
increasingly on other
sources of income, sources
which bore down directly
on individuals, and were
far more unpopular than
land, whose exploitation
only harmed the
peasantry.
John’s revenues have
been investigated by Nick
Barratt. Between 1199 and
1202, they averaged
around £24,000 a year,
much the same as the best
figures attained by Richard
I and Henry II, and much
the same indeed as Henry
I’s revenue in 1130.
Between 1207 and 1212,
the average was some
£49,000 a year, double the
earlier sum. If we make
the reasonable assumption
that two-thirds of a
£44,000 tallage levied on
the Jews in 1210 were
paid, then the average
becomes some £54,000. In
real terms, allowing for the
inflation, John’s revenue
between 1207 and 1212
(including the Jewish
tallage) was running at
roughly 25 per cent a year
more than that of Henry I
in 1130. And Henry I, of
course, was a king of
fabled wealth. Probably
the years after 1207 saw
the greatest level of
financial exploitation since
the Conquest. None of this
takes account of the
revenue John got from the
church during the
Interdict: some £100,000,
more than half of which he
probably never returned.
No wonder that by 1214
John had a treasure of
some £130,000.
The new financial
policies were signalled in
1204 when John
appointed new sheriffs
who, building on the
precedent of 1194, were
expected to raise
substantial additional sums
above the ‘ancient’ farms
of their counties (see
above, pp. 155, 260). As a
result, between 1207 and
1212 they owed on
average an extra £1,400
per annum to the
exchequer. Having less
money for themselves,
they recouped their losses
through a series of illicit
extortions. John also
exploited the royal forest,
mounting forest eyres in
1207 and 1212 which
imposed amercements
totalling some £11,350,
the most oppressive since
those of Henry II in the
1170s. In 1210 he
demanded a £44,000
tallage from the Jews. A
Bristol Jew, according to
one story, had a tooth
knocked out each day until
he paid up. The more
normal penalty was the
seizure of Jewish assets,
with the result that
Christian borrowers ended
up owing their money to
the king. One way or
another, pressure on the
Jews put pressure on
everyone who owed them
money, from barons down
to peasants. John’s most
lucrative measure,
however, was the great tax
(or ‘aid’) he levied in
1207, with the common
consent of the realm, or so
he said. The demand was
for 13 per cent of the
value of everyone’s rents
and movable property,
largely corn and animals.
There were precedents for
such taxation, notably in
the aid for Richard’s
ransom, but this is the first
for which the take is
known: a stupendous
£60,000, which dwarfed
the £2–3,000 raised by
scutage. Not surprisingly
the tax pointed the way
forward for the whole
future of English royal
finance.
These financial policies
affected not just magnates
and the church but
knights, freemen and
peasants, ‘the miserable
provincials’ as the
Barnwell annalist called
them. But there were also
exactions which were
borne more directly by the
baronage, at least in the
first instance. John
expanded Richard’s policy
of charging baronial
widows large sums for
staying single or marrying
whom they wished: there
were 149 such fines in the
reign, averaging £185, as
against sixty-eight
averaging £114 between
1189 and 1199. The
barons were likewise put
under pressure by the
increasing incidence of
scutage: the product of
John’s campaigns both on
the continent and in the
British Isles. Henry II had
levied eight scutages in
thirty-four years, Richard
three in ten years; John
levied eleven in sixteen
years, and at higher rates
than before. John also, like
Richard, demanded large
sums for ‘justice’ and
succession to inheritances.
Between 1199 and 1208
magnate indebtedness to
the crown increased by
380 per cent. The rebellion
of 1215, as J. C. Holt has
remarked, was indeed a
rebellion of the king’s
debtors.
While John took too
much from his subjects in
money, he gave back too
little in the form of justice.
The new procedures for
civil litigation, introduced
by Henry II, had proved
highly popular with the
gentry and free tenants
(see above, p. 240). By
developing them the king
could win the support of
those sections of society
and outflank the great
barons. John certainly
showed an interest in the
routine of justice, yet
instead of playing his
strongest card he threw it
away. Fearful of rival
centres of authority during
the Interdict, and
distrustful of his justiciar,
Geoffrey fitz Peter,
between 1209 and 1214 he
virtually closed down both
the common bench at
Westminster and the
judicial eyres in the
counties. Instead, even
routine assizes had to be
heard by judges who were
with the king; impossibly
inconvenient for litigants,
given John’s hectic
peregrinations around the
country. Barons litigating
against each other,
meanwhile, continued to
be subject to the venal and
arbitrary processes
determined by the king,
rather than the routine
procedures of the common
law (see above, p. 241).
Sale and denial of
justice, as well as financial
extortion and arbitrary
disseisin, are all illustrated
by the interlocking
histories of two Yorkshire
baronial families, those of
Stuteville and Mowbray.
The Stuteville lands,
forfeited in 1106, had been
given by Henry I to his
protégé, Nigel d’Aubigny,
whose descendants took
the name of Mowbray
after the centre of their
Norman estates. The
Stutevilles had
subsequently worked their
way back into royal
favour, and in 1200
William de Stuteville
began a legal action to
recover his inheritance,
offering John £2,000 to
receive ‘right’ in the case.
William de Mowbray
countered by offering
£1,333 ‘to be treated justly
according to the custom of
England’. In the event a
compromise was arranged
in 1201, and Mowbray was
not made to pay the
money immediately. In
1209 he still owed £1,200.
But then, as John
tightened the financial
screw, matters changed.
By 1212 Mowbray had
been forced to reduce his
obligations by £560, only
then to be saddled with
another £400 thanks to his
Jewish debts being taken
into the king’s hands.
Mowbray’s small frame (he
was as small as a dwarf)
must have seethed with
resentment. No wonder he
was a leading rebel in
1215. Meanwhile, William
de Stuteville had died. His
lands had come into royal
wardship and been
ruthlessly exploited by the
king’s agent, Brian de
Lisle. Eventually in 1205
William’s brother, Nicholas
de Stuteville, succeeded
him, but his payment to
enter his inheritance was
not the £100 widely
claimed as the reasonable
figure for a barony but an
exorbitant £6,666 (10,000
marks). This time John did
not want the money. He
wanted the Stuteville
castle of Knaresborough
and retained it as security
for payment. This was
regarded by the Stutevilles
as arbitrary disseisin ‘by
will of the king’. No
wonder Nicholas joined
the rebels.
The Stuteville–Mowbray
story reveals another
failing of John’s rule,
namely the narrowing
circle of ‘ins’ and the
widening circle of ‘outs’. In
the end, John lost the
Stutevilles as well as the
Mowbrays. To be sure,
with his cynical political
intelligence the king
understood well enough
the need for the carrot as
well as the stick. At the
start of his reign he gave
William de Ferrers some of
the Peverel inheritance
and recognized him as earl
of Derby (see above, p.
224); henceforth Ferrers
remained ‘on side’. So did
Ferrers’s brother-in-law,
Ranulf, earl of Chester,
after he received the
honour of Richmond in
1205. Yet in other cases it
all went wrong. John, for
example, brought Henry
de Bohun in by making
him earl of Hereford but
then cast him out by
seizing Trowbridge,
another alleged act of
dispossession ‘by will’. The
growing number of
hostages taken from his
barons and of fines to
recover royal favour were
a measure of John’s
mounting isolation and
distrust.
As John’s baronial
supporters fell away, so it
seemed that those who
took their place were
parvenus and foreigners.
At first this was least
apparent at the centre.
Hubert Walter had died in
1205 but Geoffrey fitz
Peter, self-made but
courteous and acceptable,
whom John created earl of
Essex, remained as
justiciar until his death in
1213. In the localities it
was different. There a set
of aggressive royal agents
became entrenched in
office. Some were not
merely ‘new men’ but also
aliens like Engelard de
Cigogné, sheriff of
Gloucester, from Touraine,
and all the more ruthless
for their lack of English
ties. All kings needed ‘new
men’ in their service, but it
was a great mistake to give
the impression, as John
had also done in
Normandy, that such
creatures alone had his
trust.
Resentment against
John’s style of government
was particularly strong in
the north. The financial
burdens born by
northerners like William
de Mowbray and Nicholas
de Stuteville created wide
circles of antagonism.
Mowbray’s pledges in
1209 for the repayment of
his debts included Eustace
de Vesci, Robert de Ros
and Roger de Montbegon,
all great northern barons
and leading rebels in 1215.
The royal forest in the
north was extensive: the
eyres of 1207 and 1212
each demanded more than
£1,200 from Yorkshire.
Pressure also came from
revenue demanded above
the county farms; the
income for which the
sheriff of Yorkshire
accounted in 1212 was
roughly twice that of 1204
and treble that of 1199.
The north was also the
home of some of John’s
most ruthless agents: Brian
de Lisle (whose origins are
totally obscure) took over
at Knaresborough; Philip
Mark (from Touraine)
became sheriff of
Nottingham. Then in 1214
another Tourangeau, Peter
de Mauley (rumoured to
be Arthur’s murderer), was
established at Doncaster
through marriage. Of
course, such tensions were
not unique to the north,
but they seemed more
novel since the northern
counties had only
gradually, from Henry II’s
reign onwards, felt the full
force of royal government.
John indeed came north in
every year of his reign bar
four – far more frequently
than any of his
predecessors. The face he
showed was minatory. The
leading part played by ‘the
Northerners’ in the
ultimate rebellion was the
result.
While John drove
forward the government of
England, he also plunged
into a great quarrel with
the papacy. Hubert
Walter’s death in July
1205 was followed by a
dispute over the election
of his successor, with the
monks of Canterbury, or a
party among them,
choosing their sub-prior
and then being forced by
John to plump instead for
John de Grey, an effective
bishop of Norwich and a
trusted royal agent, later
to be justiciar of Ireland.
Next year Pope Innocent
III quashed both elections,
summoned a delegation of
the monks of Canterbury
to Rome and made them
elect Stephen Langton.
Langton was an
Englishman from a modest
Lincolnshire family
(Langton is near Wragby).
He had spent twenty years
in the Schools of Paris,
becoming a master both in
arts and theology. His
lectures on the Bible,
disputations and sermons
had given him a towering
reputation. In 1206
Innocent summoned this
academic superstar to join
the cardinals at Rome and
was impressed by the
purity of his life and the
wisdom of his counsel.
John saw things
differently. University
professors did not swim
into his orbit very often
and he did not know this
one. The old custom that
the king should at least
influence the election and
consent to its outcome had
been flouted. Langton
might be English by birth
but he had spent twenty
years in the Capetian
capital. What a contrast to
Hubert Walter, steeped in
Angevin service before his
election and continuing in
harness thereafter! There
would be no help like that
from Langton. His
appointment spelt one
thing: trouble.
John refused to accept
him. His predecessors
would have done the
same. The result was that
in March 1208 an Interdict
was imposed on England
and in November 1209
John was
excommunicated. Under
the terms of the Interdict
no church services and
offices were to be
permitted save the baptism
of infants and the
confession of the dying.
The laity were left without
the Mass, and without
burial in consecrated
ground. ‘O what a horrible
and miserable spectacle it
was to see in every city the
sealed doors of the
churches, Christians shut
out from entry as though
they were dogs, the
cessation of divine office,
the withholding of the
sacrament of the body and
blood of our Lord, the
people no longer flocking
to the famous celebrations
of saints days, the bodies
of the dead not given to
burial according to
Christian rites, of whom
the stink infected the air
and the horrible sight
filled with horror the
minds of the living’: these
were the comments of
Abbot Ralph of Coggeshall
on the much shorter
Interdict in France in
1200. His feelings about
the English Interdict were
so extreme that after
John’s settlement with the
pope he excised them from
his chronicle.
John, however, was
made of sterner stuff.
Although he founded the
Cistercian abbey at
Beaulieu, he was not a
pious man: his household
accounts are full of
offerings to the poor to
atone for hunting on feast
days or eating meat on
Fridays. ‘How fat that stag
has grown without ever
attending Mass,’ ran one
reported joke. In any case,
the Interdict did nothing to
affect the basic processes
of government. Indeed the
church revenues, seized
during its course, made a
major contribution to
John’s great mulct of the
kingdom.
And yet John found
himself under increasing
pressure to reach a
settlement. The bishops,
forced to choose between
king and pope, chose the
pope. Once John de Grey
had gone off to be justiciar
of Ireland in 1208, only
one bishop, the
Tourangeau Peter des
Roches, bishop of
Winchester, remained by
the king. Even those who
were former chancery
clerks and exchequer
officials recognized
Langton and went into
exile. There could be no
more striking testimony to
the growth of papal
authority over the
previous hundred years.
Innocent was also lucky in
that he could exploit both
John’s unpopularity in
England and his conflict
with the king of France.
His hints that John might
be deposed fell on fertile
soil, and John became
increasingly nervous,
travelling with a large
retinue. In 1211 he at last
indicated that he would
accept Langton, but he still
haggled over the amount
of compensation due to the
church.
***
After 1204, John had
one overriding ambition:
to recover his lost
continental empire. Yet his
involvement in Britain was
of an unparalleled
intensity, partly because
he was now confined
there. Like Henry and
Richard, he was
determined to neutralize
any threat from Scotland
and also, far more actively
than they, to increase his
lands and revenues in
Ireland and Wales.
Baronial politics too
assumed a British, rather
than Anglo-Norman,
mould. When William
Marshal and William de
Braose fell from favour
they did not go to
Normandy but to Ireland.
At the start of his reign
John had brushed aside
King William’s renewed
claim to the northern
counties and thereafter
tensions remained not far
below the surface. In 1209
they exploded. John
suddenly heard of a
scheme for one of
William’s daughters to
marry none other than
King Philip of France. He
immediately marched
north and imposed the
exigent Treaty of Norham
on the Scottish king in
August 1209. Under its
terms, John received both
William’s daughters into
his custody and agreed to
marry one to his eldest son
and the other to an English
noble. In return for these
unpalatable favours,
William was made to
promise £10,000, of which
at least £6,700 was paid.
He now no longer had the
resources, either
diplomatic or financial, to
cause John trouble. His
situation soon deteriorated
further. In 1211 Guthred,
son of the Donald Mac
William killed in 1187,
arrived from Ireland and
gained support both in
Ross and Moray. William,
faltering with age, began
to fear for the very
succession of his son
Alexander, born in August
1198. His fears were
shared by Alexander’s
mother, Ermengarde de
Beaumont, the French
noblewoman Henry II had
married to William in
1187. It was thus
Ermengarde, a striking
image of a Scottish queen
in politics, who helped
early in 1212 to negotiate
the agreement which
brought John to the
rescue. With some vague
talk of Northumberland as
her marriage portion, the
latter betrothed his infant
daughter Joan to
Alexander, made him a
knight, and sent him back
to Scotland with a force of
Brabantine mercenaries.
With these, Alexander
soon put down Guthred’s
revolt, Guthred himself
being caught and hanged.
To the Barnwell annalist it
looked as though the
Scottish kingdom itself had
been formally entrusted to
John’s care.
***
John’s involvement in
Scotland was not merely to
prevent a French alliance.
It was also related to the
state of affairs in Ireland.
John had been effectively
‘lord of Ireland’ since his
visit in 1185. He enjoyed
the status, and retained
the title after becoming
king. Ireland provided
both sources of patronage
and money. Year after year
a thousand pounds or so
were shipped across the
sea to swell his English
treasure. John’s primary
policy, in parallel with
that in England, was to
make those revenues
larger, which could be
done by gaining more land
and exploiting it more
effectively. In 1203 he
therefore ordered his
justiciar to take over the
best ports and villages in
Connacht, and invest the
revenues in building
castles, founding more
villages and doing
everything possible for
royal ‘profit’. It was
likewise with the aim of
making money that John
in 1207 instituted the first
Irish coinage. His lordship
did indeed mark a decisive
period in Ireland’s history.
He achieved a large and
lasting expansion in the
areas under direct royal
control, annexed
(temporarily) two of the
great settler lordships, and
established the procedures
of English common law.
The political conditions
in Ireland facilitated
John’s forward policies.
There was not merely
conflict between Irish
kings and English lords.
The kingly families in the
west – the MacCarthys of
Desmond, the O’Briens of
Thomond, and the
O’Connors of Connacht –
competed against each
other and were themselves
divided into rival and
often warring segments.
The great English lords –
the justiciar Meiler fitz
Henry, Walter de Lacy in
Meath, John de Courcy in
Ulster, William Marshal in
Leinster (through his
marriage to the daughter
of Richard fitz Gilbert) –
likewise presented no
united front. All this was
grist to John’s
manipulative mill. He had
no fixed policy towards
either the native Irish or
the settler lords, and he
cosseted or caned them as
seemed expedient. This is
not to say he saw them in
the same light. John had
pulled the beards of the
Irish rulers when he
arrived in 1185, and
always regarded them as
objects of ridicule. He
could maltreat them,
moreover, without
repercussions outside
Ireland, whereas with
settler lords he had always
to remember the wider
stage. Yet just for that
reason John could tolerate
the independence of the
former more readily than
he could the latter.
In the 1190s John had
made major advances at
the expense of both
English lords and native
kings. In the north his men
had pushed Walter de Lacy
out of Drogheda, which
then (with its castle)
developed into a royal
base, though one Walter
always aspired to recover.
In the southwest, the death
of Donnell O’Brien, king of
Munster in 1194, and the
quarrels between his sons,
enabled John to gain
Limerick. Occupying a
highly strategic position at
the mouth of the Shannon,
it opened up a whole new
field of royal power.
John’s other major gain
arose from exploiting the
contest for the succession
to Connacht, playing off
his protégé, William de
Burgh, against competing
members of the O’Connor
family. In 1205 John,
discarding William,
conceded to Cathal
Crovderg two-thirds of
Connacht for the
customary tribute, and a
third (the best) in
hereditary right as a
barony. Here was a
striking example of a
native ruler attaining his
ends by accommodation.
By going baronial, Cathal
hoped to ensure the
succession of his son Aedh,
and also to guarantee his
lands from further English
attack. In return, after
various exchanges, John
eventually acquired two
cantrefs near Athlone.
There in 1210 a great
castle was erected above
the Shannon. Right in the
centre of Ireland, between
Meath and Connacht, this
long remained a pivotal
royal base. John’s
guarantees were never
worth very much,
however. On the same day
in 1215, he issued one
charter granting Connacht
to Cathal Crovderg and
another to Cathal’s rival
Richard de Burgh,
William’s son!
William de Burgh
merely fell from favour in
the early 1200s. John de
Courcy, the conqueror of
Ulster, lost everything. In
1201 the chronicler Roger
of Howden had placed him
in a list of European rulers
alongside the pope and the
kings of England, France
and Germany; not bad for
a near landless younger
son, but too much for King
John. He backed the Lacys
in a war which ended with
de Courcy’s defeat and
capture. In 1205 John
granted Ulster to Hugh de
Lacy. These tensions paled
before John’s quarrel with
William de Braose, which
became one of the defining
events of the reign. Lord of
Bramber in Sussex and
wide lordships in Wales,
Braose had started as one
of John’s leading
henchmen and been
rewarded in 1201 (despite
William de Burgh’s
presence in the area) with
a grant of the honour of
Limerick. John, however,
retained the chief prize,
the town of Limerick itself.
It was needed, so John’s
justiciar Meiler fitz Henry
insisted, to control the
king’s lands in Cork and
Connacht. So possession of
Limerick town became a
great bone of contention,
and there was yet another.
Braose had promised to
pay £3,333 at £666 a year
for his grant. By 1207 he
had managed a mere £468.
As trust disintegrated,
John began to regret the
early favour he had shown
Braose including in Wales
a hereditary grant of the
lordship of Gower. John
eventually seized chattels
in Wales to enforce
payment of the debt. The
result was a violent
conflict which culminated,
during the winter of
1208/9, in Braose’s flight
to Ireland. There he was
welcomed by his son-in-
law Walter de Lacy and
William Marshal, who had
retreated to his Leinster
lordship (where he busily
developed the port of New
Ross) after falling from
grace for refusing to join
the Poitevin expedition of
1206. In effect, the great
barons of Ireland were in
rebellion against the king.
In 1209 John marched
north to ensure the rebels
received no help from
Scotland (the occasion for
the Treaty of Norham) and
then, in the summer of
1210, crossed to Ireland.
He came to terms with
some of the native kings,
but made the mistake of
laughing when he saw
Cathal Crovderg riding
bareback. He then caused
further offence by
demanding hostages and
tribute from both Cathal
and Aedh O’Neil, king of
Cenel Eoghain in the
north, who thereafter
remained a thorn in the
side of royal government.
John, however, could
afford to be careless. Flush
with money, he had
brought over 1,000 foot
soldiers and at least 800
knights, probably the
largest army ever seen in
Ireland, all supported by
payments out of the
chamber. William de
Braose, having returned to
Wales, had already tried to
submit before John’s
crossing, but John was
determined to show his
power. He chased Braose’s
wife Matilda, together
with Walter and Hugh de
Lacy, out of Ireland.
Matilda was captured in
Galloway and sent to John.
She was already celebrated
for her efficient household
management, her defence
of Painscastle in the 1190s
(thereafter renamed Castle
Matilda), and her fiery
refusal to surrender her
sons as hostages – ‘Arthur’s
fate reveals what happens
to boys in John’s custody,’
she declared. John’s own
account of the quarrel
shows he regarded
husband and wife very
much as a team. Once in
John’s hands, Matilda was
made to offer £33,333
merely for the life and
limbs of herself and her
family. Wretched but
courageous, she insisted on
seeing her husband, who
came under safe conduct
and then fled to France
(where he died in 1211),
leaving Matilda to her fate.
When the king’s ministers
came to her in prison and
demanded the first
payment of the monstrous
sum, they found but £16
and a few pieces of gold.
She and her eldest son
(married to a daughter of
Richard de Clare, earl of
Hertford, and already
acting as lord of Brecon)
were starved to death in
the dungeons of Windsor
Castle. Stories of the
pathetic attitudes in which
their bodies were found
were soon on every
baronial lip. Here again
was a shocking and
unprecedented crime.
John’s expedition,
however, had been a
triumph. Both in Wales
and Ireland the Braose
lordships were in his
hands. So in Ireland were
the Lacys’ Meath and
Ulster. In 1212, to control
the latter and secure
contingents of Galloway’s
violent soldiery, he
granted Ulster (abortively,
in the end) to Galloway’s
lord, Alan fitz Roland.
During his 1210 visit, John
had also taken major steps
to settle the whole
governmental structure of
Ireland. He wanted to
monitor and exploit
Ireland yet had no desire
to go there, as he once
confessed to Gerald of
Wales. He relied on
sending letters (usually in
great batches after the
advent of messengers) and
summoning the justiciar,
head of the government, to
court. From 1208 until his
death in 1214 the post was
held by the ultra-loyal
John de Grey, bishop of
Norwich, an accomplished
administrator who had no
personal axe to grind in
Ireland – unlike his
predecessor, Meiler fitz
Henry. Grey built the
castle at Athlone and did
much to develop law and
government. As justiciar
he presided over the
exchequer which was
based in Dublin castle,
built in 1204 to control the
city and store treasure.
The pipe rolls of the Irish
exchequer are lost, but a
partial copy of that for
1212 suggests procedure
was similar to that in
England. It shows that the
king’s lands were grouped
under three sheriffs, for
Dublin and Drogheda, for
Munster (embracing
Limerick and Tipperary),
and for Waterford and
Cork. The Lacy lordships
of Meath and Ulster in
John’s hands were under
stewards.
In 1210 John, in a
charter which built on
initiatives in 1204 and
1207, laid down that
English laws and customs
were henceforth to be
observed in Ireland. The
pleas of the crown, which
included cases of serious
crime, were reserved for
hearing by the justiciar or
by judges sent to the
localities. The justiciar was
also empowered to issue
the same writs to initiate
civil litigation as existed in
England. Later in 1210 a
register of those writs was
sent to Ireland. The
English common law had
arrived. It operated first
and foremost for the
English within the king’s
own lands. But John was
more ambitious than that.
In 1208 he clamped down
on the Marshal’s Leinster
and de Lacy’s Meath by
reserving for himself in
both the hearing of the
pleas of the crown. In
Meath he also reserved for
himself the issuing of the
common law writs. In fact
in the thirteenth century,
in both Meath (restored to
Walter de Lacy in 1215)
and Leinster, these
restrictions were not
upheld. But at least
lordship law was the king’s
law of England, not
marcher law as to some
extent it was within the
great lordships of Wales.
John was equally keen
to extend his authority
within the native
kingdoms. His
proclamation about the
pleas of the crown in 1207
had been ‘to everyone of
the whole of Ireland’ and
such pleas were reserved
in the grant of Connacht to
Cathal Crovderg in 1215.
The implication is that the
Irish in the native
kingdoms were to be
subject to such pleas, as
they probably were
(although contemporary
evidence is non-existent)
within the royal lands. Yet
John was realistic. As he
put it in 1207, his
authority ran ‘through all
our land and power of
Ireland’. In practice his
power within the native
kingdoms was negligible.
They escaped the
‘blessings’ of English law.
So, when it came to civil
litigation, did the native
Irish even within the royal
lands. Perhaps that was
partly by choice. They
preferred their own
customs, which royal
government made no
effort to eliminate. Later
they were denied the
choice, being deemed
unfree and thus excluded.
It might have been
different had John’s
aggressive rule continued
to subject both the
lordships and the native
kingdoms to royal ‘power’.
***
In Wales, as in Ireland,
John exploited chances to
increase his territories at
the expense of both the
native rulers and the
English barons. He knew
Wales better than any of
his predecessors. Having
obtained Glamorgan
through his first marriage
in 1189, he retained it,
despite his divorce, until
1214. He imposed his
authority on the native
rulers with a new
sharpness and precision,
thus foreshadowing
tensions which exploded
later in the century. Yet
John never dealt with
Wales, any more than
Ireland, in isolation,
something encapsulated in
his attitude to an
archbishopric of St Davids,
plans for which he
encouraged or discouraged
depending on whether his
relations with the
archbishop of Canterbury,
Hubert Walter, were bad
or good, as Gerald of
Wales who aimed to be
archbishop noted
dyspeptically. Again, it
was as a reward for easing
through his accession that
John recognized the claim
of William Marshal,
hitherto just holding
Chepstow, to the earldom
and lordship of Pembroke
– a major concession, since
Pembroke had been in
royal hands since Henry II
had denied it to the
Marshal’s father-in-law,
Richard fitz Gilbert (see
above, p. 217). Against
this, John made an early
gain through exploiting
the divisions between
descendants of the Lord
Rhys in Deheubarth. In
return for confirming his
tenure of Emlyn in
northern Dyfed, John
received from Maelgwn,
son of the Lord Rhys,
acting ‘in hatred of
Gruffudd his brother’, the
cession in perpetuity of
Cardigan. This ‘lock and
stay of all Wales’ (as the
Brut put it) which the Lord
Rhys had finally wrested
from the Clares in the
1160s was now for the
first time in royal hands,
marching with the existing
base at Carmarthen. As in
Ireland, however, it was
rash to trust John’s
bargains. In 1204 he
allowed William Marshal
to drive Maelgwn from
Emlyn. In the north, John
had similarly tried to
exploit divisions among
the Welsh, but by 1202
Llywelyn ab Iorwerth (the
future Llywelyn the Great)
had emerged as master of
all Gwynedd ‘from the Dyfi
to the Dee’. So John
changed tack and in 1205
gave his illegitimate
daughter, Joan, in
marriage to Llyelyn. He
thus hoped to secure the
latter’s loyalty, not least as
a counterweight to the earl
of Chester.
The Welsh rulers
submitted to John to gain
his support in their
fratricidal quarrels and
immunity from royal and
baronial aggression. The
terms of their submissions
were set out in a series of
charters and other
documents, which were
themselves then copied
onto the new chancery
rolls. The relations
between the king and the
Welsh rulers, recorded in
writing apparently for the
first time, thus gained a
novel exactitude. The
Welsh themselves regarded
these charters later in the
century as marking a new
start in their dealings with
the English crown. John
made it very clear that the
rulers in Deheubarth,
Gwynedd and Powys held
their lands from him in
return for homage and
service ‘against all
mortals’. Breach of this
faith involved forfeiture. In
Llywelyn’s case ‘the
magnates of his land’
swore fealty too so that
John was asserting
authority within Gwynedd
itself, an ominous
precedent for the future.
An agreement of 1202
with Llywelyn also gave
the king in some
circumstances the right to
send his own officials ‘into
the land of Llywelyn’ to
hear law cases. The Welsh
rulers were becoming
trammelled up in the law
and bureaucracy of
England; ultimately it
would strangle them.
After the loss of
Normandy in 1204, John
visited Wales or the March
in every year down to
1211. On William de
Braose’s fall in 1208 he
took possession of the
Braose lordships of
Radnor, Elfael, Builth,
Brecon, Abergavenny and
Gower, gaining an
altogether new power in
Wales. He placed these
territories under the
Tourangeau, Gerard
d’Athée, erstwhile
castellan of Loches. Also in
1208 John imprisoned
Gwenwynwyn, ruler of
southern Powys, and
seized his lands. Llywelyn,
however, like a beast
scavaging its share of the
prey, managed to take the
western districts of
Arwystli and Cyfeiliog for
himself, controlling as a
result the great east–west
pass through central
Wales. He went on to drive
Maelgwn out of Ceredigion
and seize Aberystwyth.
John was furious. In 1211,
building on his Irish
triumph, he invaded
Gwynedd with an army
which included both
Maelgwn and
Gwenwynwyn, the latter
now back in favour. This
was the first royal
expedition to Wales since
that of Henry II in 1165
and it penetrated to
Bangor, further west than
any of its predecessors.
Llywelyn, with the wisdom
he showed throughout his
career, sent his wife Joan
to beg for terms. They
were harsh. John was to
have hostages, a large
tribute in cattle, and the
allegiance of any of
Llywelyn’s men he wished
(the stipulation of 1202
once again). He was also
to have in perpetuity the
Four Cantrefs between the
Conwy and the Dee, and to
become heir to the rest of
Gwynedd if Llywelyn
himself had no heirs by
Joan. He thus truncated
Gwynedd and, in the
future, might have it
altogether. Meanwhile in
the south John’s Norman
military captain, Falkes de
Bréauté, in a separate
expedition from Cardiff
advanced into Ceredigion,
captured Aberystwyth and
built a new castle there for
the crown. ‘Thus in
Ireland, Scotland and
Wales there was no one
who did not bow to the
nod of the king of England,
which, as is well known,
was the case with none of
his predecessors,’ wrote
the Barnwell annalist.
***
John, then, seemed
triumphant in Britain. He
was also moving towards a
settlement of the Interdict,
and building up the
continental allies
necessary for the recovery
of his empire. In May 1212
he reached an agreement
both with Reginald, count
of Boulogne and the
Emperor Otto, the latter
braced to meet the
challenge in Germany of
the future Emperor
Frederick II. John then
began to assemble a fleet
at Portsmouth only to call
the expedition off,
probably because he had
failed to reach an
agreement with the count
of Flanders. His fortunes
were beginning to spiral
inexorably downwards.
Llywelyn, after
attending John’s 1212
Easter court, had made a
bid for freedom. He
brought, or so he claimed,
‘all the princes of Wales’
into a confederation, made
an alliance with the king
of France (like his
grandfather Owain
Gwynedd), and seized
back the Four Cantrefs,
determined to break his
enemies’ castle-enforced
‘yoke of tyranny’. Llywelyn
was joined by John’s
erstwhile ally Maelgwn,
who had already destroyed
the royal castle at
Aberystwyth, and by
Gwenwynwyn of southern
Powys. John, following
Henry II’s precedent in
1165, in revenge killed
Maelgwn’s hostage sons
(two died after castration,
and one, although only
seven, was hanged), and
then planned an
expedition which would
effectively have ended
Welsh independence. Over
8,000 labourers were to
assemble, a castle-building
force double that deployed
by the eventual conqueror
of Wales, Edward I. But
Llywelyn had not been
foolhardy; he had been in
league with the English
barons.
On 16 August 1212 at
Nottingham, John
suddenly learnt of a
baronial plot either to
murder him or leave him
to his fate during the
campaign in Wales. Of the
two known conspirators
one was the cagey,
independent Eustace de
Vesci, the lord of Alnwick
in Northumberland. The
other was Robert fitz
Walter, lord of Little
Dunmow in Essex and
Baynards Castle in London.
Something of fitz Walter’s
valour and connections
can be sensed in his silver
seal die, now in the British
Museum. It shows him in a
grim flat-topped helmet,
brandishing his sword, and
galloping along on a
splendidly caparisoned
horse, the heraldic devices
proclaiming his links with
both the Clares and the
Quencies. Fitz Walter
nursed grievances over
debts and thwarted claims
to Hertford castle. He also
put it about that John had
tried to seduce his
daughter. Vesci, if a later
story can be believed,
resented similar attentions
to his wife. Both Henry I
and Henry II had been
promiscuous, but never
with political
repercussions. In John’s
case accusations that he
tampered with the wives
and daughters of his
magnates were widespread
and not always without
foundation. An entry on
one of the chancery rolls
reveals John apparently
joking with his mistress,
the wife of Hugh de
Neville, over what a night
back with Hugh was
worth; the answer, a
ridiculous 200 chickens.
Together with his murders
such activities show why
hostility to John took on
such a personal hue. They
do not explain Magna
Carta, but they were a
major factor in the
rebellion which led up to
it.
The depth of the 1212
crisis can be measured
from John’s reaction. He
called off the Welsh
expedition and marched
north to assert his
authority, forcing fitz
Walter and Vesci to flee to
France. He also made a
series of concessions
‘worthy of remembrance
and praise’, as the
Barnwell annalist puts it,
abandoning revenues he
was exacting above the
county farms, investigating
the abuses of the sheriffs
and foresters, and
promising to relax
repayments of money
owed to the Jews. Having
stabilized his position,
however, he did not revive
his Welsh expedition
because he was facing a
much graver threat. By the
spring of 1213, in touch
with English dissidents and
encouraged by papal hints
of John’s imminent
deposition, King Philip
was preparing a great
invasion to be led by
Louis, his eldest son. In
May John gathered a large
army in Kent to meet the
threat. He also realized he
must now settle with the
pope. On 13 May 1213 he
agreed to receive back
Langton, the other exiled
bishops, and also Vesci
and fitz Walter who had
somehow joined their
cause to that of the
church. Two days later he
made both England and
Ireland fiefs to be held
henceforth from the
papacy. In return, he was
absolved from
excommunication, by
Langton himself, on 20
July. The Interdict itself
was finally lifted a year
later, after compensation
had been set in train. John
had been forced to accept
an archbishop he
distrusted – with reason,
as things turned out. Yet
he probably repaid less
than half the £100,000 he
had extracted from the
church, and now had the
pope as his staunchest
friend: hence ultimately
the survival of his dynasty.
God too conferred an
immediate reward. On 30
May the earl of Salisbury
and the count of Boulogne
destroyed the French
invasion fleet at Damme
and the danger was over.
John could go on the
offensive, and it was not in
Wales. Having now
received the allegiance of
the count of Flanders, and
with the diplomatic
breaches so disastrous in
the loss of Normandy
finally repaired, John
sailed in February 1214 for
Poitou, without many of
his barons, but with a
large treasure and
numerous paid knights.
The strategy was to split
the French forces in two.
The Emperor Otto, the
counts of Flanders and
Boulogne, and the earl of
Salisbury attacked from
the north and John from
the south. In June he
advanced beyond Angers;
only then, confronted by a
large French army and
deserted by his Poitevin
allies, was he forced to
retreat. By 9 July he was
back at La Rochelle. On 27
July his northern allies
were comprehensively
defeated by King Philip at
the battle of Bouvines.
Bouvines deservedly ranks
among the world’s decisive
battles. In Germany it
undermined Otto and set
up Frederick II. In
Normandy it ended the
chance of Angevin
recovery. In Europe it
made King Philip supreme.
In England it shattered
John’s authority and paved
the way for Magna Carta.
John had left a kingdom
seething with discontent,
which had mounted during
his absence. This was
partly due to the
extraordinary man he had
left behind as justiciar,
Peter des Roches, bishop
of Winchester. Peter, from
the Touraine, was a skilled
administrator and a
military expert (he later
fought at the battle of
Lincoln) who had risen in
John’s service and had
been the only bishop not
to desert him during the
Interdict.
The warrior of
Winchester, up at the
exchequer
Sharp at accounting,
slack at the scripture,
ran one lampoon (in
Michael Clanchy’s
rendering). Regarded
as an abrasive
foreigner by many
barons, and certainly
very different from his
cautious predecessors,
Peter strove to raise
the scutage John
demanded from those
who had not come on
the 1214 expedition,
only to find that in
Yorkshire in particular
resistance made that
impossible. On John’s
return in October
1214, ‘the
Northerners’, as they
are called in many
sources, emerged as a
distinct body, leading
the resistance. They
included, at this early
stage, Eustace de
Vesci, William de
Mowbray and Roger
de Montbegon
(another baron heavily
in debt to the crown),
who had all refused to
go on the 1214
campaign. They sent
envoys to the pope and
by early 1215 had
forced John into
negotiations,
demanding at the very
least that he confirm
the Coronation Charter
of Henry I. There had
been, therefore, a
decisive change in
objectives since the
plot to murder the
king in 1212. The aim
now was not to
eliminate him but to
bind him to
conditions. This was
not because he seemed
any more trustworthy
or salubrious. It was
just that murder or
deposition, especially
when there was no
obvious replacement,
seemed harder to
contemplate now that
John, instead of being
excommunicated, was
a favourite son of the
church.
The Minority
of Henry III
and its Sequel,
1216–34,
Llywelyn the
Great, 1194–
1240, and
Alexander II,
1214–49
Britain During
the Personal
Rule of King
Henry III,
1234–58
Until 1234 Henry III had
been overshadowed by
two great ministers
inherited from his father,
first Hubert de Burgh and
then Peter des Roches.
Much of the political
agenda had been set by
quarrels over power and
property that had
originated during the early
minority. Now Henry
could determine his own
course. In some ways he
did so with success. During
the near quarter-century of
his personal rule he gave
England peace and at least
for a while increased his
revenues. Money and
stability enabled him to
play a far stronger hand
than before in both Wales
and Scotland. Overseas he
eventually reached a
statesmanlike settlement of
the old quarrel with the
Capetian kings of France.
There was, however,
another, less satisfactory
side to Henry’s rule. The
settlement with the
Capetians meant accepting
the final loss of the
Angevin empire. The
attempt to offset this
defeat by establishing the
dynasty as a
Mediterranean power was
a fiasco. At home, Henry’s
policies created factional
struggles at court, and
widened rather than
reduced the political
chasm between monarch
and nation which had
opened under the
Angevins. As a result, the
most fundamental
developments during his
rule, the emergence of
parliament, the widening
of the political community
and the growing sense of
xenophobic national
identity were shaped by
opposition to royal
policies. Ultimately in
1258 Henry’s personal rule
was ended by a political
revolution far more radical
than Magna Carta in 1215.
Henry’s ideology and
ability were central to
both his successes and
failures. ‘A simplex and
God-fearing man,’
remarked the Osney abbey
chronicler, picking up two
of Henry’s key
characteristics. Henry’s
piety was intensely
personal and also highly
political. He strove to
recover what the Angevins
(Richard for a while aside)
had seemed to lose: the
image and the reality of a
kingship protected and
inspired by God. Henry
multiplied the days on
which his choirs chanted
the ceremonial hymns
invoking the aid of Christ
for himself and his realm
(the Laudes Regiae),
attended Mass assiduously
and fed 500 paupers daily;
on special occasions the
halls at Westminster were
filled with thousands of
them. There were no
beggars in the Strand in
Henry’s day. At every
place on his itinerary he
made gifts to the local
monasteries, friaries,
hospitals and leper houses.
Above all, from 1245
Henry rebuilt Westminster
Abbey in honour of the
saint who lay there, his
patron saint Edward the
Confessor, canonized in
1161. Entering by the
great north door, the eyes
of the worshipper were
swept up to the statue of
the Confessor high up in
the south transept giving
his ring to a pilgrim. The
sequel was as well known,
and so was the moral, for
the pilgrim was St John
the Evangelist, who would
soon conduct the
Confessor to heaven. The
latter was a saint ‘of
mighty power’ supporting
the dynasty in this life and
ready to lead Henry to the
next.
Henry’s status as a rex
piissimus had already
steered him out of the
crisis of 1234, and helps
explain how his personal
rule lasted as long as it
did. There was also
nothing very objectionable
about his wider political
ideology, although that
has sometimes been
suggested by modern
historians. True in 1250, in
a conversation with
Matthew Paris, Henry
asked plaintively why he
could not abrogate rashly
granted charters just like
the pope, certainly a
highly threatening
question. Later an
opposition tract, The Song
of Lewes, written in 1264,
implied that Henry
defended his right to
choose his own ministers,
the great battleground of
the reign, by citing the
Roman law maxim, ‘the
will of the prince has the
force of law’. Henry’s
ideology, however, formed
little part of the general
case made against him in
and after 1258. His stated
position was that he
wished to govern in
accordance with the law
and custom of the realm. It
was on custom that he
usually stood when he
defended his right to
choose his ministers, that
and on a homely analogy
between the king and his
magnates. If they could
choose their own servants,
why could not the king?
Henry confirmed Magna
Carta both in 1237 and
1253 with every
appearance of sincerity.
Fundamentally, after the
disasters of the des Roches
regime, he was at one with
the great law book
Bracton, the work of his
chief minister from 1234
to 1239, William Ralegh,
which stressed that the
king was subject to the
law, and must not disseise
freemen of property ‘by
will’. After all the
Confessor himself, as
Henry knew him from
Matthew Paris’s Life, had
been wise, courteous, just
and peaceable, giving ease
to all. Henry was thus well
aware of the need to stand
at one with his subjects.
The crown’s rights needed
to be secure, he declared,
so that under its wings the
rights of everyone else
could flourish. ‘I depend
on you and you on me. If I
am rich you are rich, if I
am poor you are poor,’ he
told the assembled
bishops.
Henry might seem an
ideal king to tread
carefully in the post-
Magna Carta world, even
more so because he had no
martial talents and coveted
the comfortable life. In
place of John’s hectic
itinerary, Henry spent long
periods at Westminster
both for business and
pleasure and then, as far as
possible, toured his
southern palaces and
palace castles (Woodstock
the most northern),
commissioning glazed
windows, paintings, tiled
floors, and wainscoting.
‘White bread, chambers
and tapestries… to ride
like a dean on a docile
mount. The king likes
better all that than to put
on a coat of mail,’
commented a Poitevin
satirist.
What then went wrong?
The answer lay in an
unfortunate combination
of armchair enthusiasm
and naivety. Henry might
not lead in war, but he still
schemed to recover his lost
empire and otherwise play
a part on the European
stage. His expansive,
warm-hearted personality
sought an outlet not
merely in building and
piety but in open-handed
favours to those he liked
and loved. Such impulses
were dangerous in one
described by the Osney
annalist and many others
as simplex. The word could
be used as a compliment,
meaning guileless and
straightforward. It could
also mean plain stupid.
Where Henry was
concerned, it mostly meant
naive. Henry’s long
minority, surrounded by
flattering ministers, had
offered a poor political
education. He found it
very difficult to calculate
what was practical, and
see the likely consequences
of his actions. As a result,
the king who wished in his
heart to stand with his
nation ended by being
separated from it. Whereas
Louis IX, the great
contemporary king of
France, seized the
initiative and carried
through a series of
domestic reforms in the
1240s and 1250s, in 1258
Henry III had reform
forced upon him.
***
After 1234 Henry’s
court was of his own
making. His first protégé
was a noble much of his
own age, Simon de
Montfort. Montfort’s rise
was extraordinary, for he
was simply the younger
son of a great French
noble, the Simon de
Montfort who had led the
Albigensian crusade. In
1230 he arrived in
England seeking to make
good a tenuous claim to
the earldom of Leicester
(his father, nephew of the
last Beaumont earl, had
briefly held the title under
King John). Quick-witted
and silver-tongued,
Montfort carried all before
him, gaining a share of the
Leicester estates in 1231,
the title earl in 1236, and
in 1238 (by which time he
was a leading councillor)
the hand of Henry’s sister
Eleanor, the widow of
William Marshal II. Henry
had indeed been bowled
over, yet he came to
realize that Montfort was a
man without ‘give’, quite
different from himself,
useful but demanding and
dangerous.
Montfort’s arrival was
followed by Henry’s
marriage in 1236, a
turning-point in the reign.
His bride was Eleanor,
daughter of the count of
Provence. Her elder sister,
Margaret, was already
married to Louis IX of
France. Her maternal
uncles, from the ruling
house of Savoy, had
tentacles reaching
throughout Europe: one,
Thomas, became count of
Flanders through marriage
(1237–44) and then a
count in Piedmont.
Eleanor was therefore a
wife of the highest status,
yet she was only twelve on
her marriage and brought
no inheritance with her.
She was vulnerable in
other ways. In 1236 no
queen consort had played
a part in English
government and politics
since Eleanor of Aquitaine
in the 1160s. Since then
the framework in which
queens operated had
shifted to their
disadvantage. The custom
of giving queens
substantial landed estates
for their support had
lapsed after 1154. Instead
they simply received
dower lands on the king’s
death. Arguably too the
growing bureaucratization
of government gave
queens less scope than the
informal structures of
earlier ages. Certainly the
loss of Normandy in 1204
had much reduced the
opportunity for them to
act as regents. If the
increasing popularity in
sculpture and painting of
the coronation of the
Virgin, with Mary depicted
praying before Christ, gave
by extension some added
force to queenly
intercession, it was force
in a rather humble and
subordinate role. Eleanor
of Provence cut through all
this, wielding more power
than any of her post-
Conquest predecessors.
Partly this was a matter
of personality, for Eleanor
grew up to be far tougher
and more determined than
her husband, while Henry,
indulgent and admiring,
gave her plenty of space in
which to operate. Apart
from some heated remarks
during occasional quarrels,
he felt they were very
much a team. In the great
hall at Dublin castle he
ordered a painting of a
king and queen sitting
with their baronage; either
side of the muniment room
at Westminster Abbey
(perhaps a throne room)
were twin royal heads,
large, confident and
serene: Henry and Eleanor.
Eleanor built up her own
household (over a hundred
strong), and soon ceased to
be supported simply by
Henry’s financial
advances, gaining control
of queen’s gold (a
percentage levy on money
offered the king for
favours), and amassing
and harshly exploiting a
substantial landed estate
derived from wardships.
Eleanor’s far-flung family
naturally gave her a role in
diplomacy. It also gave her
a power base in England,
something no English
queen had possessed since
the Confessor’s Edith.
Edith’s family was
indigenous. She was the
daughter of the great Earl
Godwin. Eleanor’s was
imported. All the kings
since the Conquest had
taken queens from outside
the kingdom, but they had
not taken their relations
with them. Henry was
different. Of Eleanor’s
uncles, Henry made
William, bishop-elect of
Valence, his chief
councillor (until his death
in 1239), Peter of Savoy in
1240 lord of the great
honour of Richmond, and
Boniface of Savoy in 1241
archbishop of Canterbury.
Alongside these stars there
were numerous satellites,
including Peter
d’Aigueblanche, bishop of
Hereford (1240–68) and
Imbert Pugeis who became
steward of Henry’s
household. Eleanor also
gained a major role
through her children, who
were brought up in her
care at Windsor. She gave
birth to the future Edward
I in July 1239. Another
son and three daughters
followed. Eleanor’s
determination to advance
her offspring and further
the interests of her
Savoyard kin both in
England and overseas
formed the core of her
politics.
Neither the introduction
of Simon de Montfort
(after an initial spat over
his marriage) nor that of
the Savoyards proved
initially too disruptive.
Peter of Savoy behaved
with caution and
sensitivity. Boniface
became a respected and
reforming archbishop.
Perhaps encouraged by
this success, in the late
1240s Henry introduced
another wave of
foreigners. These were his
half-brothers, the sons of
his mother’s second
marriage to the great
Poitevin noble, Hugh de
Lusignan. In 1247 one of
the brothers, William de
Valence, married an
heiress, gaining both
Pembroke and lands in
Ireland. (The last Marshal
earl of Pembroke had died
childless in 1245 and the
inheritance had been split
between the daughters of
William I Marshal and
their descendants, of
whom Valence’s wife was
one). Supported as well by
money fees worth £833 a
year and Hertford castle,
Valence took up almost
permanent residence at
court. In 1250 Aymer de
Lusignan, youngest of the
brothers, became bishop-
elect of Winchester.
Meanwhile Geoffrey and
Guy de Lusignan were
granted pensions and
wardships and made
frequent visits to England.
By binding the family to
him, Henry hoped to keep
a foothold in Poitou and
protect the northern
frontiers of Gascony. He
also established a trusted
family in England. William
and Aymer were young
(hence the latter remained
bishop-elect) and very
much his creatures.
Nevertheless Henry had no
vision of a foreign court
dominated by Lusignans
and Savoyards, from which
native magnates were
excluded. In the 1250s the
young and ambitious
Richard de Clare, earl of
Gloucester and lord of
Glamorgan, became a
leading councillor. So did
Hugh Bigod, younger
brother of the earl of
Norfolk. Both Norfolk and
the earl of Hereford were
themselves frequently at
court. Above all, Henry
depended on the loyalty
and loans of his canny and
wealthy brother Richard,
earl of Cornwall, who had
taken as his second wife
Sanchia, Queen Eleanor’s
younger sister. From the
numerous marriages
arranged between English
families and Lusignans and
Savoyards, in the latter
case with urging from the
queen, Henry hoped a
harmonious court would
emerge in which both
native nobles and his
foreign relations could
flourish.
There were other ways
in which Henry sought to
appease his great nobles,
native and foreign alike, to
ensure peace and
tranquillity. If lawsuits
between magnates were
still subject to
manipulation and delay,
there was no return to the
disseisins ‘by will of the
king’ which had defiled
des Roches’s period of
power. Thus the revolution
of 1258, unlike that of
1215, was not followed by
the restoration of property
to large numbers of
individuals complaining of
unjust dispossession by the
king. Nor – again in
contrast to 1215 – was
1258 a rebellion of the
king’s debtors. Henry
rarely harried magnates to
pay what they owed, and
the level of their
indebtedness was in any
case reduced by Magna
Carta’s financial
provisions. Here the
minority had not proved a
false dawn. ‘Justice’ was
still not sold; baronial and
comital reliefs remained at
£100; widows were not
charged nearly as much,
and then infrequently, for
permission to marry or
stay single (see below, p.
421). Nor, with one or two
exceptions, were they
pressured into marriage.
In spite of these
accommodating policies,
Henry failed to create a
harmonious court. For a
start, the foreigners did
not form a united front.
On the contrary, by 1252
the conflict between the
Lusignans, usually
supported by the king, and
the queen’s party of
Savoyards was acute. One
reason was the
competition over
patronage. Henry formed
queues, trying to bring
some order to the chaos,
but then jumped forward
whoever was in favour,
usually the Lusignans. Part
of the problem was that
Henry no longer had a
large stock of crown land
on which he could freely
draw, so much of it having
been given away by his
predecessors. To safeguard
what remained, after 1234
the doctrine that crown
land was inalienable began
to correspond with actual
practice. Henry could still
bestow money but it was
land people really wanted,
and for that he was
dependent on the chancy
flow into his hands of
escheats, wardships and
marriages. The immediate
problem was that these
were far less plentiful in
the 1250s than they had
been a decade earlier
when the Savoyards were
being established. As a
result, only eight members
of the Lusignan circle
received land in England
as opposed to twenty-eight
Savoyards, but given the
intensified competition,
the favours to the former
still created keen
resentment. The Lusignans
also had themselves to
blame. Young and
irresponsible, they fought
out their quarrels with
reckless abandon. It was
one thing for legal actions
brought against them by
knights and lesser folk to
be obstructed; quite
another for the king to
take their side in disputes
over land and jurisdiction
with the earls of Norfolk
and Hereford, Archbishop
Boniface, and Simon de
Montfort who claimed
Pembroke from William de
Valence as his wife’s
dower. By 1258 there was
a great deal of combustible
material at court waiting
to explode.
***
Another factor
destabilizing Henry’s
government was the
failure of his continental
policies. By 1258 their
condition seemed as
farcical as they were
infuriating.
The collapse of the
Breton alliance in 1234 did
not mean that Henry had
given up hope of
recovering his lost empire,
but it was hard to see a
way forward. Neither the
marriage of his sister
Isabella to the Emperor
Frederick II in 1235, nor
his own marriage in 1236,
were of much practical
help. Then in 1242 the
chance seemed to come.
Alienated by the
establishment of Louis IX’s
brother in Poitou, Henry’s
mother and her husband,
Hugh de Lusignan, at last
looked for English help.
Lusignan hostility had
been fatal to Henry’s
expedition in 1230. Now
the hour for which he had
kept up pensions to the
Poitevin barons had come.
His letters about the
campaign breathed a
passionate commitment.
Yet when in July 1242
Louis IX gallantly led his
army across the Charente
at Taillebourg, Henry, his
funds already exhausted,
beat a hasty and
humiliating retreat to
Bordeaux. The failure in
1242 ended any hope of
recovering his lost empire.
With Louis IX’s brothers
installed in Poitou,
Toulouse and after 1246 in
Provence itself, the
Capetians seemed utterly
dominant. In 1250 Henry
transferred the rivalry to
other fields when, inspired
by Louis IX’s crusade, he
took the cross. To fund the
expedition he amassed a
treasure all in gold, gold
being the currency in the
east. In the event the
treasure had to be spent in
Gascony.
After 1224 Gascony,
broadly the land running
south and south-east
between the Gironde and
the Pyrenees, was all that
remained of the Angevin
continental empire. Since
the eleventh century it had
marched with Poitou to
the north and had been
subject to the same
dynasty, forming together
the duchy of Aquitaine. Its
retention by the Angevins,
however, was far from
impractical because the
province, with its great
town of Bordeaux, was
tied to England by the
wine trade. ‘How could
our poor people subsist if
they could not sell their
wines or procure English
merchandise?’ demanded a
fourteenth-century
Bordelais. The problem
was that ducal revenues in
the 1230s were perhaps
£1,500 a year, no more
than those of a great
English baron. Since the
towns were largely self-
governing and the nobility
had much allodial land,
the pattern of local power
was like a patchwork quilt,
with the patches of ducal
authority few and
scattered. An attempt to
expand them was bound to
cause dispute. Gascony
was also under external
threat, with the kings of
Castile and Aragon both
nursing claims to the
duchy, thanks to their
descent from Eleanor,
daughter of Henry II. By
1248 the situation in the
province was anarchic.
Henry turned to Simon de
Montfort, self-confident,
militaristic, and with many
connections in the area.
But Montfort’s abrasive
rule soon set the duchy in
flames, and prompted
Alfonso X of Castile to
assert his claims. So Henry
sacked de Montfort and in
August 1253 set sail for
Gascony himself, leaving
Queen Eleanor as regent (a
striking vote of
confidence), counselled by
Richard of Cornwall.
Henry’s expedition was by
far the most successful of
his three overseas. Sieging
castles on the one hand,
showering concessions on
the other, he recovered
hold over the duchy. In
November 1254 Edward,
Henry’s son and heir,
married Alfonso X’s half-
sister, thus extinguishing
the Castilian threat,
Gascony forming part of
Edward’s appanage.
Henceforth, it was stated,
the duchy was to be
inseparable from the
English crown. It seemed
the Angevins were now
indeed an English dynasty
with possessions overseas.
Even before Henry was
free from his Gascon
difficulties, entirely new
vistas had opened up.
Frederick II, king of Sicily
and as emperor of the
Romans titular ruler in
both Germany and Italy,
had died in 1250. The
papacy looked for a
candidate who would
wrest the Sicilian kingdom
(in its view a papal fief)
from his Hohenstaufen
successors. Henry was that
candidate. In March 1254
he accepted the throne on
behalf of Edmund, his
second son. The kingdom,
which included Naples and
southern Italy, was
wealthy. With no hope
now of recovering the lost
dominions in France, the
dynasty would become
instead a Mediterranean
power. An extraordinary
coup seemed to support
such ideas. In January
1257, with the legitimate
Hohenstaufen line now
represented by a child,
Henry’s brother, Richard
of Cornwall, scattering
money on the electors, was
chosen as king of
Germany, or at least that
was his popular title.
Officially he was king of
the Romans, and the next
step for every king of the
Romans was to try and
secure papal coronation as
emperor itself. Were the
Angevins about to become
the dominant power in
Europe?
To concentrate on these
new horizons, Henry
finally settled the great
conflict with the kings of
France. The eventual
Treaty of Paris was ratified
in December 1259, after
Henry had lost control of
government, but
negotiations were in train
well before the 1258
revolution. Under the
treaty’s terms, Henry was
to resign all claims to
Normandy, Anjou and
Poitou, and do liege
homage for Gascony,
retaining the title duke of
Aquitaine. He thus had to
abandon the titles duke of
Normandy and count of
Anjou, although on his
new seal (to the pope’s
amusement) he
compensated by sitting on
a much grander throne
than before. Later, when
the vexatious
consequences were
apparent, lawyers argued
that Henry had foolishly
converted Gascony,
hitherto an allod held in
full sovereignty, into a fief
held from the king of
France. Yet there is no sign
at the time that Henry was
aware of this alleged
allodial status. He saw the
treaty as bringing security
to Gascony and friendship
with the king of France.
He was right to abandon
empty titles. Neither he
nor King Louis looked at
the settlement in neat
accountancy terms. They
had met for the first time
in Paris in 1254 and made
friends. Louis certainly
was a far stronger
character. But the kings
were united both by their
piety, though Louis’s was
more ascetic and
intellectual, and their
family life. Henry and
Louis had married sisters.
Relations between the
courts were enlivened by
teasing jokes at which
Margaret, Louis’s queen,
was adept, and a shared
sense of values: courtesy,
generosity and good
nature, essentially
débonnaireté (see below, p.
429). Henry and Louis
wanted peace between
their peoples. The
aspiration was both
laudable and realistic. The
Treaty of Paris was to keep
the peace for twenty-five
years.
But there was no happy
ending to the Sicilian
affair. By the summer of
1255 Manfred, Frederick
II’s illegitimate son, had
secured the whole of the
Sicilian kingdom and was
threatening the papal
states to the north. That
April, Henry had already
been required to lead or
send an army to expel him.
Before doing so, he was to
pay the pope the £90,000
so far expended in the
struggle. Thomas of Savoy,
with his lordships in north
Italy, had promoted the
scheme, but in November
1255 he was captured by
his enemies, and Savoyard
money and diplomacy
were thenceforth diverted
to securing his release.
Richard of Cornwall was
occupied expanding his
exiguous authority in
Germany and never
obtained papal coronation
as emperor. In England,
the church raised £40,000
towards the money
demanded by the papacy,
but it had little effect on
Manfred’s position, and
seemed totally wasted.
That the pope preferred
Henry’s cash to Henry’s
army (for it was pointed
out he could have one but
not both) showed how
desperate he was and how
little faith he had in
English military
intervention. Henry had
looked at things
differently. He could never
forget, as he often said,
how papal legates had
helped save his throne at
the start of the reign. His
devotion to the pope was
profound. Surely a gift
from him was a gift from
God, and God and the
Confessor would find a
way. Yet the hard fact was
that Henry had returned
from Gascony heavily in
debt. His chances of
securing money and
military support from
parliament, given the
general unpopularity of his
government, were non-
existent. To be sure, the
scheme blocked for some
years any Capetian move
on Sicily. Ultimately it was
Louis IX’s younger brother,
Charles, who ousted
Manfred. Yet such
advantages were totally
outweighed by the
appalling damage done to
Henry’s reputation in
England, illustrating all
too clearly what Matthew
Paris called his ‘supine
simplicity’.
***
The tensions at court
and the fiasco over Sicily
were central to the
revolution of 1258. But it
would never have taken
the form it did had not
Henry also alienated wide
sections of local society, in
the process expanding the
size of the political
community and
strengthening its sense of
national identity.
Initially Henry seemed
to strike an acceptable
balance between revenue
on the one hand and good
governance on the other.
From 1234 a court headed
by professional judges (the
first was William Ralegh)
travelled with him. Later
called ‘the court of king’s
bench’, this gave the king
greater expertise than
before in both hearing
great political cases and
challenging encroachments
on royal rights. In April
1236, urged on by
William, bishop elect of
Valence, who had arrived
with his niece, the new
queen, Henry formed a
sworn council of twelve
ministers, apparently the
first time such a formal
body had existed. They
overhauled the running of
the sheriffdoms and
concentrated the king’s
lands in the hands of two
special custodians
(hitherto they had been
run by the sheriffs or
dispersed in the hands of
numerous individual
keepers). These reforms
increased the king’s
income by some £1,500 a
year. This was also a
period of remarkable
legislative activity, shaped
above all by William
Ralegh. Striking a balance
between the claims of the
king and competing groups
of his subjects, a series of
statutes introduced new
legal procedures, clarified
the workings of courts,
and restrained the abuses
of local officials. This was
all part of the long-term
trend in which more and
more people sought the
king’s justice both at the
common bench at
Westminster and before
the general eyres. Indeed
the eyres had such
quantities of work that
they now visited
individual counties
roughly once every seven
years, the gap being filled
by the appointment of
judges – often county
knights – with
commissions to try
criminals detained in gaols
or to hear petty assizes.
The demand of Magna
Carta of 1215 (watered
down in the subsequent
versions), for assize judges
to travel the counties four
times a year and sit with
four knights elected in the
county court, a demand of
great concern to local
society, had not been
fulfilled to the letter, but it
had in spirit.
It was testimony to this
co-operation that in
January 1237 Henry once
again confirmed Magna
Carta and the Charter of
the Forest (for the first
time when of full age) and
a great council conceded
him a tax on movable
property. But all this was
an end, not a beginning.
William Ralegh left court
in 1239 to become bishop
of Norwich and then, after
a long conflict with Henry,
bishop of Winchester. It
was not till 1270, despite
request after request, that
Henry secured another tax
on movables, the result of
increasing alienation from
the political nation. None
the less, for a while his
revenues stood at a level
considerably higher than
earlier in the reign.
Between 1241 and 1245
they averaged some
£36,500 a year, against
around £22,000 in 1230.
Henry’s court increased in
size and splendour. Its
food and drink cost an
average £6 a day in the
late 1220s and probably
some £20 a day twenty
years later. Henry was able
to mount the 1242
expedition to Poitou,
enforce his power in
Wales, and spend (after
1245) some £2,000 a year
on Westminster Abbey.
The trouble was that this
money depended on
exploiting sources of
revenue which merely
exacerbated the
unpopularity which had
prevented him securing
taxation in the first place.
One result was that, for
all his personal piety,
Henry had alienated the
institutional church long
before the final
denouement of the Sicilian
affair. The revenues in the
1240s had owed a great
deal to the ruthless way in
which royal agents, in
clear breach of Magna
Carta, had exploited
bishoprics while they were
in the king’s hands, as
Winchester was for six
years following des
Roches’s death in 1238. To
be sure, Henry did not
deliberately keep sees
vacant (an important
change) but the long
disputes which followed
his attempts to manipulate
elections produced the
same result. Another
ecclesiastical grievance
was the way the king’s
judges challenged the right
claimed by many abbots
and bishops to have the
amercements levied on
their tenants. In 1257 an
ecclesiastical council drew
up a long schedule of
complaint covering these
and other issues.
Another group which
suffered from Henry’s
exactions were the Jews.
In the early part of the
reign, taxation on Jews
had not been heavy,
probably because their
substance had been wasted
by John’s exactions and
the 1215–17 civil war. All
this changed between
1241 and 1255 with
demands totalling some
£66,000, probably
amounting to half the total
wealth of the community.
In 1233 Henry had made
clear that he only allowed
to remain in the kingdom
Jews who were of service
to the crown. With their
wealth now being broken
by taxation, the general
expulsion of 1290 moved a
step closer. Religious
attitudes were also
sharpening. Henry was
keen to convert Jews and
founded a special house
for such conversi in what is
now Chancery Lane. But
beyond that, his statutes in
1233 and 1253, influenced
by the decrees of the
Fourth Lateran Council,
and measures in Capetian
France, sought to prevent
contact between Jews and
Christians. In 1255 Henry
put to death nineteen Jews
from Lincoln on the
grounds that they had
kidnapped and crucified a
small Christian boy (‘little
St Hugh’), the first time
the government itself had
sanctioned belief in such
delusions. The Jews
themselves had no
political clout, but the
king’s exactions had a dire
effect on those who owed
them money – an
increasing proportion were
members of the gentry –
from whom the taxation
had ultimately to come.
Aware of the source, the
government was reluctant
to intervene and concede
such debtors lenient terms
for their repayments. All
this was part and parcel of
a more general discontent
with Henry’s rule which
spread through the shires
of England.
Part of the problem
centred on the activities of
the sheriffs, who were
made by the exchequer to
answer for sums of
increasing size (called
‘increments’) above the old
farms of their counties: by
1258 the total demanded
stood at £2,500, as
opposed to £1,540 in 1242
and £750 in 1230. The
result was that the sheriffs,
with little left for their
own upkeep, resorted to
bribes, forced
entertainment, and other
illicit exactions. At the
same time, upstanding
county knights (like those
appointed in the reforms
of 1236) seemed to be
replaced as sheriffs by
knights from other shires
or minor professional
administrators, men
unconstrained by local
loyalties and more
amenable to exchequer
control. Burdensome too
were the justices of the
general eyre, at least on
the crown pleas side. The
nation-wide eyre of 1246–
9 raised some £22,000, a
year’s annual revenue on
the 1230 figures, and
considerably more than
the proceeds of the eyre of
1234–6. The forest eyres
were likewise onerous,
penalties totalling some
£18,200 being imposed
between 1244 and 1252;
the demands were the
highest since the reign of
Henry II.
Alongside the
unpopularity of the king’s
local officials, there was
also a rising tide of
complaint against the
abuses of magnates and
their bailiffs, the first time
such grievances had
reached the political
agenda. One grievance
concerned the way that
great lords had forced men
to attend their private
courts where attendance
before had not been
customary, an issue (‘suit
of court’) dealt with in
great detail by legislation
in 1259. Another
allegation was that during
Henry’s personal rule
lesser men found it
impossible to obtain writs
to begin legal actions
against the king’s foreign
relations, and other
magnates and ministers. If
lawsuits were conmenced
then the judges feared to
give judgements against
such men and were even
in their pay. ‘If I do wrong
who is there to do you
right?’ taunted William de
Bussey, estate steward of
the Lusignans. The
increasing use of
professional administrators
like Bussey helped the
magnates spread their
power in the shires. So did
a change in the nature of
the sheriff’s office. In the
past, kings had usually
appointed a significant
number of curiales as
sheriffs. Often they were
household knights. Their
closeness to the king and
the fact they were allowed
to keep a good slice of the
revenues from the farm
meant they maintained a
powerful royal presence in
the localities. After 1236
the policy already
mentioned of securing
increasing revenue above
the old farms of the shires
meant the replacement of
these curial sheriffs by
county knights and minor
administrators who were
more amenable to paying
in such additional sums.
Although such sheriffs
were perfectly able to
enforce the king’s rights
against the general run of
the population, they were
much less able than their
curial predecessors to do
so against magnates and
their officials. As a result
great men were better able
than before to usurp the
king’s rights and oppress
their tenants and
neighbours, this at the
very moment when wider
social changes made the
latter better able to protest
about such oppression (see
below, p. 410).
In the shires the
sufferings under Henry can
scarcely have approached
those under John, for royal
revenue even at its height
never rose to pre-1215
levels. But this was a fast-
fading perspective,
especially when Henry’s
exactions were no longer
balanced, as they had been
briefly after 1236, by
much attempt to reform
the realm. True, in 1250
Henry made a speech to
the assembled sheriffs
telling them to maintain
his rights, cease their
oppressions and monitor
magnates’ treatment of
their men. That magnates
should themselves observe
Magna Carta was indeed
one of his constant
refrains. Yet Henry’s
pronouncements lacked
teeth. ‘Discuss with the
king’ minuted his justices
when they discovered
cases of local malpractice,
but if the magnates were
the culprits little came of
such discussions. The fact
was that the king’s need
for money, his desire to
indulge and placate those
important at court and his
general lack of drive
meant that he turned a
blind eye to the abuses of
both royal and magnate
officials. His rule brought
peace but it was peace
with injustice.
The alienation of the
localities was compounded
by important changes in
the structure of central
government, one related to
the crucial question of
access to and processes at
court. The small number of
men who spent long
periods of time with the
king – the justiciar, the
chancellor, the stewards,
the leading household
knights, the keepers of the
chamber and wardrobe –
had a tremendous
opportunity to further
people’s affairs, and
doubtless profit from so
doing. ‘Now is the time
and place since the king is
with a small household
and few magnates are with
him,’ wrote one petitioner
asking Ralph de Neville,
Henry III’s chancellor, to
intercede for a favour. The
justiciar and chancellor
were particularly
important because they
controlled the use of the
royal seal. Sometimes
consulting the king,
sometimes not, depending
on their judgement, they
had the power in response
to petitions to issue writs
to the exchequer, to
judges, sheriffs and all
other branches of the
administration furthering
people’s affairs. Such writs
were called ‘writs of
grace’, thus stressing their
discretionary nature and
the distinction between
them and standard ‘writs
of course’ which initiated
the common law legal
procedures. Even the latter
those in charge of the seal
had the power to block,
wrong though that was.
One of the strengths of
Henry III’s early rule had
been his great ministers.
Ralph de Neville, bishop of
Chichester, had held the
seal for twenty years from
1218 to 1238. Judging
from the encomia of
Matthew Paris, he
discharged his office in an
open, independent and
even-handed manner. So,
up to a point, had the
justiciar, Hubert de Burgh,
between 1219 and 1232.
Then everything changed.
After Stephen of
Seagrave’s dismissal as
justiciar in 1234, Henry
did not appoint a
successor. After Bishop
Neville was deprived of
the great seal in 1238,
Henry gave it to minor
officials rarely dignified
with the title chancellor.
The most trusted
councillor in the 1240s
and 1250s was the clerk
John Mansel, who was
conciliatory and
courageous yet lacked
official position or
independent status. It was
precisely the independence
Henry wanted to be rid of.
The disappearance of
the great officers of state
did not matter for the
nobles at court who
always had access to the
king. It was much more
serious for those on the
outside, minor magnates,
knights, freemen and small
ecclesiastical institutions
in the shires. For them,
defined and navigable
channels of
communication between
the centre and the
localities were closing
down at the very moment
when their grievances
were mounting.
Correspondingly the new
structure was much easier
for those on the inside to
manipulate and corrupt,
hence the complaint that it
was impossible to obtain
writs to begin legal actions
against great men while
the latter obtained
whatever writs they
wished. The formation of a
small sworn council in
1236 did nothing to
remedy the situation. It
may well have remained in
being down to 1258, but
no attempt was made to
proclaim its personnel or
(before the drawing up of
an elaborate oath in 1257)
define its duties.
Henry had alienated the
political nation and
expanded its size, making
groups outside the
baronage more vocal than
ever before. There was
another quite different
reflection of that, namely
the appearance in Henry’s
reign of stories about
Robin Hood. In 1261 an
exchequer clerk, as some
kind of joke, altered the
name of a man called
William, son of Robert
Smith, to William
Robehod. Clearly he
thought the alias
appropriate for Smith who
was a fugitive criminal.
Clearly too he was aware
of tales about Robin Hood.
The evidence for Robin
Hood can indeed be found
earlier still, as David Crook
has shown. In 1225 the
sheriff of Yorkshire seized
the movable property of a
fugitive called Robert
Hood. In the same year he
was ordered to hunt down
and behead a notorious
outlaw, Robert of
Wetherby. Evidently he
succeeded because he soon
acquired a chain to hang
up Wetherby’s body. Was
Robert Hood the alias of
Robert of Wetherby? Was
Wetherby the original
historic Robin Hood? It is
far from impossible.
Robert and Robin were
interchangeable in
common speech.
Barnsdale, Robin’s haunt
in the early stories (which
only survive in written
form from the fifteenth
century) was in Yorkshire,
the county in which
Wetherby was hunted
down. In those stories
Robin’s enemy was the
sheriff of Nottingham and
it was indeed as sheriff of
Nottingham that the
Yorkshire sheriff Eustace
of Lowdham, who
captured Wetherby, had
made his name. The
unpopularity of Henry III’s
sheriffs, justices and forest
officials provided fertile
ground for stories which
transformed an outlaw
into a hero. Robin himself
belonged to the class of
freemen between the
gentry and the peasantry.
The tales about him
appealed across society to
all those who felt
oppressed by authority.
The unpopularity of
Henry III’s government
had served to consolidate
that sense of community
formed in opposition to
the crown which had
developed under the
Angevin kings and been
strikingly expressed in ‘the
community of the land’
formed in 1215 to protect
Magna Carta. Henry had
also given to that
community a new sense of
its identity, its English
identity, by pursuing
policies which appeared to
make the English a people
under threat; this through
the amount of favour he
gave to his foreign
relations and the
objectionable way in
which some of them
behaved. There was a
wider background here.
The loss of Normandy in
1204 completed the long
process by which all the
king’s subjects could
regard themselves as
English (see above, p. 8).
Criticism of royal ministers
as foreigners
contemptuous of English
customs can be traced
from the 1190s. During
Henry’s minority such men
had seemed to form a
distinct and highly
disruptive faction.
Between 1232 and 1234
that faction had captured
the king and imposed ‘the
Poitevin tyranny’ on the
English.
Once Henry’s personal
rule began he was well
placed to close this gap
between monarchy and
people. He was far more
English than any king
since 1066. He lived
almost exclusively in
England and called it his
homeland. His devotion to
Edward the Confessor,
after whom he named his
eldest son, linked the
dynasty to the Anglo-
Saxon past. But in fact the
gap widened rather than
contracted. ‘He loved
aliens above all the
English,’ the Osney abbey
chronicler dolefully
remarked about Henry. In
the 1240s and 1250s
Matthew Paris ranted on
and on about the king’s
favourites: how they fed
on the wealth of England
and oppressed its people
so that the very race
seemed in danger.
Whether such views were
exactly shared by the great
English families around
the court who had often
intermarried with the
king’s foreign relatives is
questionable. For the
victorious faction in 1258
the revolution was aimed
at one group of foreigners,
the Lusignans, not
foreigners as a whole.
Indeed the Savoyards were
actually part of the
revolutionary party. More
generally, the workings of
commercial and
ecclesiastical life depended
absolutely on England
being a full member of the
community of Europe. Yet,
for all these qualifications,
there can be little doubt
that Paris’s views were
widely shared, particularly
outside the court. The
great tides of xenophobia
which swept England in
the 1260s are
incomprehensible on any
other basis. The issue was
particularly live at the
frequent parliaments of the
1240s and 1250s, hence
the constant demand there
that the king should
govern in concert with his
‘natural’, that is native-
born, subjects. At such
assemblies, composed as
we shall see of far more
than just a small number
of great magnates, the
king’s foreign courtiers
must have been very
obvious. Stories of the
marriages arranged for
such men, the castles they
held (including Gloucester
and the Tower of London)
and the oppressions of
their local officials
doubtless spread. If those
officials were little worse,
and certainly far less
numerous, than those of
the great English earls,
their foreign connections
gave an entirely different
dimension to their
misdeeds. Thus a
Lincolnshire knight
abusively described
William de Bussey, chief
local agent of the
Lusignans, as a Poitevin
although in fact he was
English, a striking example
of how the issue of
foreigners played in local
society. Not surprisingly
therefore it is in a schedule
of demands from 1258
which reflected the views
of the wider community
that the most striking
expression of xenophobic
national identity appears.
In the view of the ‘Petition
of the Barons’ (as it is
misleadingly called),
strategic castles should
only be entrusted, and
women only married, to
men ‘born of the English
nation’. Otherwise the
realm would be in danger
and women ‘disparaged’.
Here what unified the
English was their hostility
to foreigners.
We have mentioned
parliament as the focus of
opposition to Henry III and
its development was
indeed the central
constitutional fact of the
reign. Up to a point when
the name first appeared in
an official record in 1237,
to be used with increasing
frequency thereafter, it
was simply a new word for
an ancient body, one
called the ‘witan’ under
the Anglo-Saxon kings and
the ‘council’ or ‘great
council’ under the
Normans and Angevins.
Yet a new name was
apposite because under
Henry III fundamental
changes took place in the
power of such assemblies,
foreshadowing equally
fundamental changes in
their structure.
It was the king’s novel
need for taxation that gave
parliament its new power.
The background here was
the financial weakness of
the crown. Even at their
height in the 1240s,
Henry’s revenues were still
around £20,000 a year less
than John’s between 1207
and 1212, and probably
half those of the Capetians.
Valiant efforts to build up
a reserve between 1250
and 1253 yielded a gold
treasure worth some
£20,000, a puny sum
compared with the
£133,000 John boasted in
1213. In peace, Henry
could live within his
means as the saving of his
gold treasure showed, but
he could scarcely
accumulate the resources
to fight a prolonged war.
After 1255, moreover,
Henry’s annual revenue
(thanks in part to the
appanage created for
Edward, his eldest son, the
exhaustion of Jewish
wealth, and the general
bestowal of patronage) fell
back to under £30,000,
leading in part to his
failure in Wales in 1257
and his inability to resist
the revolution of 1258.
Faced with this problem,
what could the king do?
John’s general mulct of the
kingdom, exploiting all
available sources of
revenue, required great
energy and had provoked
Magna Carta. An easier
way out was simply to levy
general taxation in the
form of percentage levies
on movable property. The
tax of 1225 had raised
£40,000 and saved
Gascony. But in practice
such taxes, however much
the clause on consent had
been left out of later
versions of the Charter,
could not be levied
without the sanction of the
realm. None of this had
bothered the twelfth-
century kings. They hardly
needed such taxation, but
the changing face of royal
finance placed their
successors in a very
different position.
The great lever, refusal
of supply, which was the
source of all parliament’s
power against the king,
had thus appeared.
Between 1232 and 1257
Henry demanded taxation
at fourteen or more
assemblies, and only
obtained it at two of them
in 1232 and 1237. In the
1240s and 1250s he was
refused supply at
parliament after
parliament save on
conditions he deemed
unacceptable. At the
debates in these assemblies
the tensions between the
king and the political
community came to a
head. In the process
parliament itself gained an
altogether new sense of its
identity and place in the
constitution, one the
reforms of 1258 sought to
enshrine with the
stipulation that parliament
should meet three times a
year to discuss the affairs
of the kingdom.
Parliament had indeed
arrived.
Intimately related to the
power of Henry’s
parliaments was the way
they came increasingly to
represent the wider realm,
a development which
foreshadows the
establishment of the House
of Commons. Magna Carta
had stipulated that to gain
common consent for
taxation the greater barons
were to be summoned
individually by letter, and
the lesser tenants-in-chief
generally through the
sheriffs. Despite the
omission of the clause
from subsequent versions
of the Charter, this was
almost certainly the way
great assemblies were
convened from the start of
Henry’s reign. Although
not all the lesser tenants-
in-chief attended, many
probably did and they
embraced a wide social
spectrum, including many
minor landholders of
knightly or even less than
knightly status. Henry’s
parliaments were therefore
able to focus the debate
between the king and the
whole political
community. Even so, there
was a growing feeling that
this informal and
haphazard representation
of the wider realm was not
enough. In 1254 the
county courts were
ordered to elect two
knights to come and grant
taxation ‘on behalf of
everyone in the county’.
This was the first known
occasion when
representatives of the
shires were summoned to
parliament. In 1225, 1232
and 1237 tenants-in-chief
alone had given ‘common
consent’ to taxation, just as
envisaged in Magna Carta.
Thereafter no tax was ever
granted without the
consent of knights from
the shires. The need for
such consent was the main
factor in establishing the
commons in parliament in
the later part of the
thirteenth century.
Ideas were important
here, as was ecclesiastical
example. The Roman law
tag ‘what touches all shall
be approved by all’ had
been familiar in England
since at least the 1220s.
The same principle, when
it came to taxation of the
church, was enshrined in
canon law. Bishops in
resisting taxation by both
the pope and the king
made it plain (in 1226 and
1240) that they could not
answer for the lower
clergy (deans, priors,
archdeacons and parish
priests). The latter must be
separately consulted. In
1254 representatives of the
lower clergy were
summoned to parliament
together with the knights
from the shires. If,
however, theory was
important, more important
still were the simple facts
of power (discussed in
more detail below, pp.
395–410). One of the
knights nominated to serve
for Middlesex in 1254,
Roger de la Dune, had
only one principal manor,
yet he served as a collector
of the tax granted by the
1237 parliament and as a
justice of assize. Some of
his colleagues in other
counties had soldiered in
royal armies. Few had
discernible connections
with great magnates.
These men could not be
taken for granted. Dune
himself refused to accept
election in 1254, probably
protesting against the
proposed tax which indeed
was never conceded, the
conditions doubtless being
unacceptable to the
government.
Initially the demands
made in return for taxation
had been palatable enough
for the king. In return for
the tax of 1225 he
conceded the definitive
versions of Magna Carta
and the Charter of the
Forest; for the tax of 1237
(granted by the first
parliament eo nomine), he
issued the first
confirmation of the
Charters while of full age.
Yet the belief was gaining
ground that the Charters,
although they had made a
difference, were not
enough. Even if they were
enforceable, which they
were not, they said
nothing about who the
sheriffs were to be and on
what financial terms they
were to hold office.
Likewise they said nothing
about the conduct of
magnates and their
officials. All these were
important issues for those
in the localities. Magna
Carta was also silent about
control of central
government. The king
remained free to choose
ministers, bestow
patronage and determine
policy just as he liked.
That freedom as Henry
exercised it brought to a
head longstanding
problems over counsel and
consent.
The Norman and
Angevin kings often
proclaimed that legislation
had been issued and major
decisions taken with the
‘counsel and consent’ of
their lay and ecclesiastical
magnates. It may be that
such assemblies both
before and after 1215 were
usually summoned in the
way laid down by Magna
Carta, but they had no
precise constitutional
powers. If in practice both
taxation and legislation
required common consent,
Henry had been quite able
to sign up for Sicily
without any consent at all,
as was frequently pointed
out. In any case kings
rarely dealt with their
magnates in a single body
even during great councils.
Nothing is more revealing
of royal methods than the
accounts, found in
monastic chronicles, of
Henry II, Richard I and
John settling (or trying to
settle) disputes on such
occasions, now conferring
with small groups (‘You,
you and you, the rest wait
outside’), now with much
larger ones, moving all the
time according to the size
of the meeting between
chapel, chamber, chapter
house and refectory, in a
kind of ritual of the rooms.
There was also a whole
range of decisions,
especially in the vital area
of patronage, which kings
routinely made outside
great councils, taking
advice as they wished from
the ministers and
magnates (often
overlapping groups) who
happened to be at court. In
the hands of an able
monarch, these structures
could work well. It was a
different matter if the king
was malevolent or
incompetent. And under
Henry the king’s
incompetence was given a
new framework both by
the disappearance of the
great offices of state and
the formation of a small
council, with the resulting
question of its powers and
personnel. There were no
lack of ideas about how to
deal with these difficulties.
The twelfth and thirteenth
centuries were a great age
of constitution-making, in
towns, universities,
monasteries and the
international religious
orders of the Cistercians
and the Friars. Everywhere
there were elected officials
and large and small
councils or chapters, hence
ultimately the king’s small
council in 1236. The idea
that the great council in
England should wield
considerable authority had
been sanctioned by
practice during Richard’s
crusade and captivity. In
1215 Magna Carta laid
down that it needed to
consent to taxation. During
Henry’s minority the great
council had chosen the
king’s ministers. Ralph de
Neville indeed, appointed
to keep the king’s seal in
1218, had resisted
dismissal by the king in
1236 on the grounds that
only a great council could
remove him. His
reputation for fairness and
independence seemed to
demonstrate the value of
ministers chosen in that
way.
All this was the
background to the so-
called ‘Paper Constitution’
concocted at a parliament
in 1244 (‘Paper’ because it
was never implemented).
The Constitution sought to
deal with the problem of
counsel at its two vital
levels, that of the great
council and the small. It
thus stipulated that the
great council or parliament
should have sole authority
to appoint and remove
four of the king’s small
council, including the
justiciar and chancellor,
those offices thus being
restored. These four were
then to manage the king’s
treasure, hear everyone’s
complaints, and choose the
justices of the common
bench and the officials of
the exchequer. In effect
they were to control
central government. The
kind of scheme in the
‘Paper Constitution’ could
certainly appeal to
ministers and magnates at
court who might feel that
decisions over lawsuits,
patronage and policy
would be better taken if
Henry had to listen to their
advice. This indeed was
the background to the
councillor’s oath drawn up
in 1257, under which the
councillors swore to refuse
patronage offered by the
king unless their fellows
consented – a remarkable
attempt to restrict the king
from inside the regime
itself. ‘The ‘Paper
Constitution’ had even
more attractions for the
lesser magnates, knights
and freemen in the shires
who had suffered most
from the disappearance of
the justiciarship and
chancellorship, and were
represented in parliament,
as we have seen, by the
minor tenants-in-chief.
They had an additional
incentive to be vocal: more
than anyone else, they
would have to pay the
taxation which was to be
offered in return for the
Constitution’s acceptance.
The kind of demands
found in the ‘Paper
Constitution’ were put, in
various forms, at
parliament after
parliament after 1244 and
were finally implemented
in 1258. Their proponents
did not find them hard to
justify. The Song of Lewes
was hardly treading new
ground when it averred
that since ‘the government
of the realm is the safety
or ruin of all’, the whole
realm was rightfully
concerned about who was
set over it. Henry was thus
drawing a false analogy
when he sought the same
freedom to choose his
ministers as any earl or
baron. There was equally a
widespread view that if
the king ruled badly it was
the duty of the baronage,
representing the
community, to ‘bridle’
him. The baronage had in
effect done just that at the
Gloucester council of May
1234, an episode alluded
to by Bracton and not with
disapproval. In any case,
since in form the
revolution of 1258 was
carried out with the king’s
consent and in his name,
no elaborate justification
proved necessary. It was
indeed only later
chroniclers, like Thomas
Wykes, who grasped the
revolutionary significance
of what had occurred.
***
The crisis of 1258 was
set off by the
intensification of the
struggles at court. By this
time Edward, the heir to
the throne, was nineteen,
and already masterful and
martial. After his marriage
to Eleanor of Castile in
1254 he had received an
appanage including
Gascony, Bristol and the
king’s lands in Wales and
Ireland. He was therefore
badly affected by the
resurgence of Welsh power
in the 1250s, and in 1258
he turned to the Savoyards
for help. When they could
not supply it, stretched by
their continental
commitments, he got
money instead from the
Lusignans. Edward was
already irked by
restrictions imposed by his
father on the running of
his appanage, and bored
by his rather staid
entourage (including Peter
of Savoy), mostly selected
by his mother. He found
the young William de
Valence and his flashy
circle far more congenial.
Queen Eleanor was
horrified. She seemed to
be losing her son to her
greatest enemies. She was
quite ready to condone,
perhaps encourage, the
ensuing revolution.
In this tense atmosphere
the touch paper was set
alight. On 1 April 1258 at
Shere in Surrey, during a
dispute over the
advowson, a posse sent by
Aymer de Lusignan,
bishop-elect of Winchester,
attacked men of the
magnate/courtier John fitz
Geoffrey, killing one of
them. A week later, a great
parliament opened at
Westminster. The harvest
of 1257 having failed, it
was a time of famine, with
villagers flocking to
London for food and
vagrants dying everywhere
of starvation. At the
parliament fitz Geoffrey at
once demanded justice
from the king; Henry
excused the bishop and
refused it. John was
incandescent. The whole
episode seemed to sum up
the arrogance of the half-
brothers and how Henry’s
protection placed them
pre-eminently above the
law. Debates over Wales
made matters worse.
William de Valence (with
his lordship of Pembroke
attacked) accused both
Montfort and the earl of
Gloucester of conniving
with the Welsh, while
Montfort demanded justice
against Valence, probably
referring to his wife’s
claims to Pembroke. On 12
April Montfort, the earls of
Gloucester and Norfolk,
Hugh Bigod, Peter of
Savoy, John fitz Geoffrey,
and Peter de Montfort (no
relation of Simon), all
courtiers or close to the
court, banded together.
Savoy’s presence reflected
the blessing of the queen.
They intended to deal with
the Lusignans and reform
the realm.
The Sicilian affair, the
reason for the summoning
of the parliament in the
first place, produced the
denouement. A papal
envoy, Arlot, threatened
the king with
excommunication and the
realm with Interdict if the
money owed the pope was
not forthcoming. Henry,
having oppressed his
subjects, failed in Wales,
and denied justice to John
fitz Geoffrey, now dutifully
requested the necessary
tax, a tax heavier than that
of 1225. The answer came
on 30 April. Unrestrained
by Richard of Cornwall
who was away in
Germany, a group of
magnates led by Roger
Bigod, earl of Norfolk,
marched in full armour
into the king’s hall at
Westminster. Henry was a
sitting target. His small
treasure had been
exhausted by the 1257
campaign in Wales, the
number of his household
knights had dwindled, and
there was still a gap in the
new walls of the Tower of
London on which (after a
scare in 1238) he had
initially spent large sums
of money. For a
frightening moment he
thought he was a prisoner.
Instead he was made to
accept a general reform of
the realm. It was to be
more than seven years
before he fully and finally
recovered power.
The crash of Henry’s
regime in 1258 should not
obscure the fact that for
nearly a quarter of a
century it had brought
peace to England.
Indeed, apart from the
castle sieges of the
minority, and the Marshal
war in 1233–4 (largely
confined to Wales and
Ireland), there was peace
in England from 1217 to
1263. It was that which
made possible the
proliferation of markets
and fairs, the accelerating
money supply (helped by
Henry’s re-coinage with a
new style ‘long-cross
penny’ in 1247), and the
general economic recovery
after the 1215–17 civil
war. The stability of
Henry’s regime owed
something to the resources
of Ireland. It also enabled
him to be far more
assertive than before in
Wales and Scotland.
***
For twenty years after
1234 Ireland provided
Henry with valuable
support. Treasure was
constantly shipped across
to England, between 1240
and 1245 averaging some
£1,150 a year. Henry also
turned to Ireland for the
patronage he so
desperately needed, the
beneficiaries being
Savoyards, Lusignans and
native English courtiers. In
the process there were
significant changes in the
political structure of the
lordship. Henry was
helped by a remarkable
succession of deaths in the
1240s which brought a
stream of wardships,
widows and heiresses into
royal hands. As in Wales,
exercise of the king’s
‘feudal’ rights in such
circumstances could
quickly transform patterns
of local lordship. Henry
made one gain himself:
Ulster reverted to the
crown on the death of
Hugh de Lacy in 1242. The
year before, on Walter de
Lacy’s death, Meath was
divided between his two
granddaughters, one of
whom (in 1252) married
the queen’s lifelong friend
Geoffrey de Joinville,
Ireland thus becoming a
mainstay of his
extraordinary international
career (see above, p. 25).
Meanwhile Leinster, with
the childless death of the
last Marshal earl in 1245,
was divided between the
descendants of the old
regent’s daughters, with
Wexford (as well as
Pembroke) passing to the
wife of William de
Valence. Henry also
resorted, much as John
had done, to speculative
grants of land in territory
largely held by native
rulers. In Thomond,
beneficiaries were the
queen’s first household
steward, Robert Mucegros,
and John fitz Geoffrey,
justiciar of Ireland (1245–
54), later to play that key
role in the crisis of 1258,
another man very close to
the queen. On the other
hand, in the ‘King’s
Cantreds’ between Meath
and Connacht, Henry
granted land worth £500
to Geoffrey de Lusignan. If
these grants could be
implemented they would
bring a considerable
expansion in the territorial
extent of the lordship.
In 1254 Ireland formed
part of the appanage
granted to Henry’s son, the
Lord Edward. As with
Gascony, the grant
stipulated that the lordship
should never be separated
from the English crown,
ruling out the kind of
concession to a younger
son that Henry II had
made to John. Ireland’s
future as a crown colony
was assured.
***
The 1240s saw a
transformation in the
king’s position in Wales.
During the two previous
decades Henry had made
limited efforts to challenge
the dominance of Llywelyn
the Great, apart from
trying to maintain the
1218 Treaty of Worcester’s
baseline by denying him
the homages of the native
rulers. One reason for
inaction had been
Llywelyn’s alliance with
successive earls of Chester,
which effectively ruled out
any invasion of Gwynedd.
In 1237, however, the last
earl had died without
direct heirs. Previous kings
had often held the earldom
in wardship. Now Henry,
wisely counselled, bought
out the numerous co-heirs
and acquired Cheshire for
the crown, perhaps the
best move of his career. He
was to go on to replace
Gwynedd’s dominance in
Wales with his own. Yet
for all these advances,
Henry’s policy towards
Wales still showed
something of the lack of
ambition characteristic of
earlier years.
On the death of his
father Llywelyn the Great
in 1240, Dafydd did
homage to King Henry for
the whole of Gwynedd,
including the Four
Cantrefs; his elder brother
Gruffudd was therefore
excluded, the object for
which Llywelyn had
laboured for so long. If
Dafydd was accorded no
princely title in royal
letters, he was knighted by
Henry and at the same
ceremony wore a coronet
‘the insignia of the
principality of North
Wales’, as the Tewkesbury
annalist described it.
Henry thus accepted
Dafydd as a ruler of
unique status while (in
line with previous policy)
making him repeat
Llywelyn’s
acknowledgement of 1218
that the homages of the
other native rulers
belonged to the crown.
Dafydd’s real trouble lay
less with the king than
with the territorial
ambitions of the
marcherbarons and Welsh
rulers who claimed to have
been disappropriated by
his father, often in breach
of the 1218 Treaty. In the
south, on Llywelyn’s death
Gilbert Marshal had
immediately seized
Cardigan, at last
possessing what the king
had granted him in 1234.
Between Wye and Severn,
Ralph de Mortimer soon
made good his claims to
Maelienydd. Gruffudd ap
Gwenwynwyn was equally
determined to recover
southern Powys, for the
tenure conceded to
Llywelyn in 1218 had
expired years ago with his
majority.
It was Dafydd’s
resistance, courageous and
resourceful, to these and
other threatened losses
(like that of Mold) which
produced King Henry’s
invasion of August 1241.
Like John in 1211, he
enlisted native rulers from
all over Wales, including
Gruffudd ap
Gwenwynwyn, and (from
within Gwynedd itself) the
long-excluded claimants to
Meirionydd. He also
envisaged partitioning
Gwynedd between Dafydd
and Gruffudd, giving
dangerous currency to the
belief that the division of
princely inheritances was
sanctioned by Welsh law.
Henry penetrated as far as
Rhuddlan, whereupon
Dafydd submitted.
Gruffudd ap Gwenwynwyn
recovered his portion of
Powys and Dafydd
surrendered Builth, a
grievous blow to his
position in the south. He
also agreed that should he
rebel again or have no
heirs by his wife then
Gwynedd should be forfeit
to the crown. Curtains! Yet
in other ways the
settlement was less severe
than John’s in 1211.
Dafydd was deprived not
of the Four Cantrefs but
only the most eastern,
Tegeingl, which Henry
now held down by
building a castle at
Diserth, high above the
valley of the Clywd. For
the rest, the rulers of
Meirionydd were restored
and did homage to Henry,
but no major division of
Gwynedd was
implemented. Gruffudd
simply swapped Dafydd’s
prison for the Tower of
London.
In 1241 the king did not
merely profit at the
expense of Dafydd. When
Gilbert Marshal died in a
tournament in June, Henry
accepted his brother
Walter’s succession to the
earldom of Pembroke but
secured his surrender of
Cardigan and Carmarthen,
although held by the royal
grant of 1234 in hereditary
right. Thus the two great
royal bases in the south
which John had lost to
Llywelyn in 1216, and
Henry had foolishly
granted away to de Burgh
and then to the Marshals,
were recovered. In his
triumph, the king’s
attitude to both Dafydd
and the men of Tegeingl
(who were to be treated
according to Welsh law)
was conciliatory, partly
because his mind was now
set on an expedition to
Poitou. But his new
officials both in the north
and south were highly
aggressive. Even the loyal
Gruffudd ap Madog of
northern Powys needed
reassurance about their
activities. Dafydd, of
course, could never be
reconciled to his losses and
the death of his half-
brother Gruffudd, killed in
a fall while trying to
escape from the Tower of
London in March 1244,
freed him from a rival and
created grievances he
could exploit. In 1241 the
Welsh rulers had for the
most part sided with King
Henry. Now (apart from
the two Gruffudds of
Powys), having
experienced the reality of
English rule, they did the
reverse. Dafydd showed
remarkable resource. He
sent envoys to Louis IX,
offered to hold ‘his part of
Wales’ from the pope (thus
declaring independence of
King Henry) and,
significantly, adopted the
title ‘prince of Wales’. That
title had been used by his
great-grandfather, Owain
Gwynedd, but had been
avoided by Llywelyn for
fear it would provoke
English king and Welsh
ruler alike. It was now a
symbol of Dafydd’s
leadership in a national
cause.
Henry’s response was
sluggish. In August 1244,
according to Matthew
Paris he preferred ‘the
delight and rest’ of
Westminster to a campaign
in Wales. The next year,
however, with Felim
O’Connor, native king of
Connacht, enlisted to
ravage Anglesey, Henry
gathered an army
comparable to Edward I’s
in 1276–7, only then (as in
1223, 1228, 1231 and
1241) to sit down and
build another castle, this
time on the rock at
Deganwy above the Conwy
estuary. Dafydd himself
died in February 1246. By
his own agreements,
Gwynedd was now doubly
forfeit because of his
rebellion and his
childlessness. Surely, with
his new base at Deganwy,
and with his captain
Nicholas Molis having just
marched up from Cardigan
to maraud through the
heart of Gwynedd, Henry
would now move in and
take possession. He had no
continental or other
distractions. He was in
funds. And yet he did
nothing. Under the Treaty
of Woodstock (April 1247)
Henry came to terms with
Owain and Llywelyn, sons
of the hapless Gruffudd,
and thus grandsons of
Llywelyn the Great. The
brothers ceded the Four
Cantrefs to the kings of
England in perpetuity, but
they kept the rest of
Gwynedd undivided:
Henry did not partition it
between them or even
retain the homage of the
ruler of Llŷn, Gwynedd’s
westernmost cantref,
which he had taken earlier
in the year. If the brothers
broke the agreement they
would forfeit their lands
for ever. But nothing, in
contrast to 1211 and 1241,
was said about Gwynedd
escheating if they did not
have heirs by their wives.
Instead the grant was
made more widely to them
and their heirs, and the
chances of escheat were
thus much reduced.
If Gwynedd had been
truncated, Henry had
positively willed the
survival of its heartland.
He was similarly lenient in
the south. He kept
Maelgwn Fychan’s lands
around Aberystwyth
(seized by Molis on his
great march), but allowed
him to recover commotes
adjoining Cardigan. The
rest of Ceredigion, apart of
course from Cardigan
itself, remained with
Maredudd ab Owain and
Maredudd ap Rhys, who
had made an early
submission in 1245 and
accompanied Molis on his
campaign. Henry’s attitude
was not simply the result
of lack of ambition. He
was also responding to
wise advice from some of
the marcher barons of the
south, namely that the
Welsh were controlled
most effectively by men ‘of
their own tongue’. But
once again this was only
part of the story. The
king’s agents were
frequently English, not
Welsh, and their
oppressions soon laid the
foundations for another
resurgence of Gwynedd.
The rise in royal power
within ten years had been
remarkable and was meant
to be permanent. In 1247
the king announced that
Chester and the Four
Cantrefs were to remain
annexed to the crown. In
the south he held Builth,
Cardigan, Carmarthen and
northern Ceredigion. The
division of both the Braose
and Marshal baronies
between coheiresses (after
1230 and 1245) had
enhanced his dominance.
None the less, given his
power, opportunities and
rights (as he could have
defined them), Henry’s
policies might have been
far more aggressive. The
fact was the actual
conquest of Wales, unlike
the recovery of the
Angevin empire, was not
something he was
prepared to devote energy
and resources to achieving.
The king’s forward
policies were also limited
in another area, that of the
privileges or ‘liberties’
claimed by the marcher
barons. Here there was
every reason for action.
‘All wish to have nearly
royal power and liberty,’
wrote a royal agent in
1234 about the barons of
Ireland. The same was true
in Wales. The fitz Alans of
Clun and Oswestry, the
Corbets of Caus and the
Mortimers of Wigmore
were all determined to
remove their lordships
from the jurisdiction of the
neighbouring sheriffs, and
make them part of the
March. The liberties of the
March had originated in
the powers wielded by
Norman lords when they
made and defended their
original conquests. One of
the most longstanding was
thus the right of private
war. In the thirteenth
century the liberties were
seen equally as a way of
governing and exploiting
the lordships more
effectively. Magna Carta
itself had distinguished the
law of the March from that
of Wales and England. The
precise content of March
law was never defined (it
varied greatly) but its
essential umbrella was the
claim, made specifically in
1199 and 1221, that the
marchers enjoyed all the
king’s rights (‘regality’),
and virtual autonomy
within their lordships. The
king’s writ did not run, the
lords controlling the whole
process of criminal and
civil justice. Faced with
these problems, Henry did
make some response. The
court of king’s bench
became the forum for
cases involving both
marcher barons and Welsh
rulers. In 1243 it
summoned the earl of
Gloucester (no less), as
part of a general test case
against the marchers, to
show what rights he had
over the bishopric of
Llandaff during a vacancy.
Then in 1247, the earl was
made to acknowledge
(after a complaint had
been made against him by
his tenant Richard Seward)
that the king could review
and correct judgements
passed in his court of
Glamorgan. Henry had
made important points of
principle, yet in the
March, as in England, he
did little in practice to
follow them up. Indeed his
pressure, such as it was,
prompted the marchers to
define their liberties all the
more closely, the whole
period being a watershed
in that process of
definition. In practice
Richard de Clare
succeeded in
disappropriating Seward,
retained control over the
Llandaff’s issues during a
vacancy in the 1250s, and
generally extended his
authority within
Glamorgan. While the
Welsh within the great
lordships often retained
their own courts and law,
for the English the
marcher barons issued the
same types of common law
writs which ran in the
king’s name in England. In
Henry’s reign, even when
his power was at its
height, marcher kingdoms
in miniature were
developing.
***
Henry III’s policies in
Scotland showed a mixture
of assertion and restraint
similar to that seen in
Wales. On his accession in
July 1249 Alexander III
(Alexander II’s son by
Marie de Coucy) was still
two months short of his
eighth birthday. The seal
made for his minority bore
the legend, ‘Be you as
prudent as a serpent and
as pure as a dove’, which
when interpreted in its
biblical context suggested
the evil men from whom
Alexander might be in
danger. Certainly politics
were soon factionalized
into two rival camps, each
appealing at different
times to Henry III for help.
Yet the period cemented
rather than serrated the
cordial relations between
the two monarchies.
The government of the
young king was a
continuation of the old
with Alan Durward, the
justiciar of Scotland north
of Forth, its leading figure.
Marie de Coucy, perhaps
denied a regency role like
that played by Louis IX’s
mother Queen Blanche,
soon returned to France
where she re-married, an
action which closely
paralleled Isabella of
Angoulême’s desertion of
Henry III. In July 1249
Alexander was inaugurated
in the traditional
ceremony at Scone, sitting
on the famous stone kept
reverently at the
monastery. There were
plans to enhance the king’s
dignity further when the
pope was asked to sanction
a full coronation ceremony
with anointing. The king’s
seal indeed depicted him
crowned, unlike those of
his father and grandfather.
The trouble was that all
this seemed linked to the
greater glory of Durward
as much as to that of the
king. The movement
against Durward was led
by Walter Comyn, earl of
Menteith, and his kin. The
Comyns had been out of
royal favour in the last
years of Alexander II, but
had widespread support
among magnates and
clergy. King Henry became
involved in their plot. At
Christmas 1251, amid
much joyful celebration,
the marriage agreed in the
1240s between his
daughter Margaret, now
eleven, and Alexander
took place at York.
Immediately afterwards
Durward and his allies
were removed and
replaced by a government
dominated by the Comyns.
Before the coup Henry
had protested, much as he
had in 1221, at the plans
for a Scottish coronation
and anointing. At York he
had gone further and
asked Alexander to do
homage for the kingdom of
Scotland. When, however,
the latter politely refused,
Henry gracefully dropped
the matter and never
raised it again. Instead the
relationship established
was warmly paternal.
Alexander now regarded
Henry as ‘his dearest
father’ and sought his
counsel and protection.
Accordingly Henry
appointed two northern
magnates, Robert de Ros
and John de Balliol, to act
as guardians of the young
king and queen. It was
Henry’s anxieties as a
father, not resentment at
the limited role which Ros
and Balliol actually played
in Scottish government,
which created the next
crisis.
After his fall, Alan
Durward went south to
poison King Henry’s mind.
That was not difficult once
Queen Margaret (in 1255)
complained that Ros was
preventing her sleeping
with the king, and not
allowing them out of
Edinburgh castle. In
September 1255 the royal
couple were rescued from
the fortress by the earl of
Gloucester and John
Mansel and brought to
King Henry just across the
border. Alexander
dismissed his Comyn
councillors and appointed
a new ruling council (with
fifteen members). This was
the high point of Henry
III’s intervention in
Scottish affairs. Under an
agreement, his sanction
was necessary for the
dismissal of councillors
and for the termination of
the council’s authority.
Otherwise it was to last
until September 1262,
when Alexander would be
twenty-one. Henry fiercely
denied that he intended
anything that would
damage the ‘liberties,
rights and state of the
kingdom of Scotland’,
which shows that such
fears were current at the
time. Yet his denials had
the ring of truth. He
promised that the new
arrangements were not in
any way to compromise
the rights of the kingdom,
which indeed, so he
declared, his whole aim
was to protect, ‘bound as
we are to King Alexander
by the chain of paternal
love’.
Alan Durward was back
as one of the new
councillors, but it was
soon musical chairs all
over again. The ousted
Comyns petitioned Henry
III for help, as they had in
1251. When this failed
they resorted to the kind
of coup de main which they
had suffered in 1255,
seizing the king at Kinross
in October 1257. For much
of the next year the
kingdom stood on the
brink of civil war, the
Comyns making an
alliance with Llywelyn
under which neither was
to aid the other’s enemies.
A month later, in April
1258, Henry III was
removed from the scene by
the political revolution in
England, an event which
perhaps helped the
emergence of an eventual
compromise in Scotland.
In October 1258 a new
council was created in
which nominal headship
was given to the king’s
mother, Marie de Coucy,
and her new husband.
Alan Durward again
became a councillor, but
for the rest both the higher
and lower reaches of
government (especially the
sheriffdoms) were
dominated by the Comyns
and their allies.
It was in this uneasy
situation that Alexander in
the early 1260s assumed
full control of government.
The minority had been a
traumatic time, with
politics factionalized, the
king twice seized, and the
king of England in novel
fashion involved in
appointing and dismissing
ministers. Henry, however,
had treated Scotland quite
differently from Wales. On
Llywelyn’s death he had at
once asserted and enforced
his rights to the homage of
the native rulers. In
Scotland, on the death of
Alexander II, while he had
registered old claims to
overlordship he had done
nothing to enforce them,
although he must have
known he would never
have a better chance. The
difference was that in
Wales, Henry felt sure of
his rights. They had been
set out in the Treaty of
Worcester in 1218. In
Scotland the position was
much less defined. Thus
Alexander and Margaret
remained part of an
affectionate family circle,
with Alexander enquiring
solicitously in his letters
about the health of Queen
Eleanor, ‘our beloved
mother’, and her children.
‘Never did any of the
English or British kings in
any past time keep his
pledges towards the Scots
more faithfully than this
Henry; for nearly all the
whole time of his reign he
was looked upon by the
kings of Scotland, father
and son, as their most
faithful neighbour and
adviser.’ So said the
Scottish chronicler Fordun,
writing in the fourteenth
century. These good
relations fundamentally
influenced Alexander’s
policies during the
collapse of Henry’s power
in the years after 1258.
12
The
Tribulations of
Henry III, the
Triumphs of
Alexander III
and Llywelyn,
Prince of
Wales, 1255–
72
In the Westminster
parliament at the end of
April 1258, Henry III had
agreed that the realm
should be reformed by
twenty-four men, half of
them chosen by himself
and half by the barons.
Those close to him were in
both camps because the
court had split apart, but
Henry’s twelve were far
less powerful and included
only one English earl, John
de Warenne of Surrey. The
work of reformation was
to begin in June at a
parliament summoned to
Oxford. It met in an
atmosphere of great
tension, for under the
pretext of a proposed
campaign in Wales both
sides had summoned their
military forces. It was
therefore to prevent any
royalist revanche that the
reformers immediately
stripped the king of
physical power by putting
their own men into the
royal castles. They then
took control of central
government. A panel
drawn from the twenty-
four appointed a new
council for the king with
fifteen members, amongst
whom the king’s
opponents (including
Simon de Montfort and the
earls of Gloucester and
Norfolk) were in a large
majority. The council was
to choose the king’s chief
ministers and control the
whole running of central
government, the key
stipulation being that the
chancellor was not to seal
charters and writs (other
than those which were
routine) without its
permission. This was
utterly revolutionary.
Henry was in practice
reduced to a cipher. The
council was to rule. Yet it
was to do so in co-
operation with parliament
which was to meet at least
thrice annually to ‘deal
with the common business
of the realm and of the
king together’.
At Oxford the king’s
Lusignan half-brothers,
William de Valence,
Bishop-elect Aymer, Guy
and Geoffrey, all of them
on Henry’s twelve, quickly
realized they were marked
men. Losing their nerve
they fled to Winchester.
The barons followed in hot
pursuit and expelled them
from the country. Some
leaders of the regime may
well have thought their
main objectives were now
achieved. But the Oxford
parliament, crowded with
knights, had already
embarked on a much
wider reform of the realm
designed above all to deal
with the local grievances
which had arisen during
Henry’s rule. The totality
of the reforms down to
October 1259 were known
loosely by contemporaries
as ‘the Provisions of
Oxford’ after the place
where the movement had
begun.
At Oxford Hugh Bigod,
brother of the earl of
Norfolk, had been made
justiciar. The office was
thus revived but with a
new remit. Earlier
justiciars had been in
general charge of central
government. Bigod’s task
was more specifically to
hear complaints and
dispense justice. He was to
deal with grievances of
great men; the first case he
heard was that of John fitz
Geoffrey (see above, p.
360). But he was also from
the first expected to tour
the country and give
justice to all. Individuals
could bring actions before
him simply by verbal
‘complaint’ (querela), a
deliberate attempt to make
justice more readily
available by removing the
bother of obtaining writs.
At the same time Bigod
also heard complaints
brought to light by the
investigations of panels of
four knights appointed in
each county in August
1258. By July 1259 he had
heard around 268 cases,
determined most of them
quickly and was lauded by
the St Albans abbey
chronicler for the
impartiality of his justice.
In November 1259 his
efforts were supplemented
by those of groups of
judges whose eyres were
designed to cover the
whole country.
The reforms also dealt
with grievances over
sheriffs. At Oxford it was
decided that they should
hold office only for a year,
that they should be major
county knights and receive
an annual salary or
allowance. In practice the
allowance proved
unworkable, but the same
result was achieved in
1259 by allowing the
sheriffs to answer for
smaller increments above
the county farms than
those in force in the 1250s,
leaving more money for
their upkeep. Then in
October 1259 legislation,
known to modern
historians as ‘the
Provisions of Westminster’,
dealt (among other things)
with the abuses of the
justices in eyre. They were
no longer to amerce
villages because all males
over the age of twelve had
not attended coroners’
inquests; nor were they to
levy the murdrum fine in
cases of death by
misadventure – a reform
prompted by the large
numbers of unidentifiable
vagrants left dead by the
recent famine. Both these
concessions were of
particular value to the
peasantry (see below, p.
413).
A striking feature of the
reforms was that they were
concerned as much with
the malpractices of the
barons as with those of the
king, thus reflecting
another problem which
had grown during Henry’s
personal rule. The leading
reformers in a
proclamation of
February/March 1259
promised not to obstruct
complaints brought against
themselves and their
bailiffs, and Hugh Bigod
and his colleagues did
indeed hear many cases
involving baronial
officials. Likewise the
Provisions of Westminster,
in three long, detailed
clauses right at the start,
dealt with the issue of ‘suit
of court’ (see above, p.
350). Tenants could no
longer be forced to attend
the courts of lords unless
such attendance had been
customary before 1230 or
was a duty specifically
mentioned in a charter of
enfeoffment.
In stipulating that
sheriffs were to be local
knights, introducing the
querela, remedying lordly
as well as royal abuse, and
above all in taking control
at the centre, the measures
of 1258–9 were far more
radical and wide-ranging
than those of Magna Carta.
Richard de Clare for one
was unhappy about how
the local reforms impinged
on his local power – not
surprisingly, given the
uniquely large network of
courts and officials he
controlled as earl of
Gloucester and Hertford.
Others may have felt the
same way. But having
coerced the king, the new
regime needed support.
Therefore the early
reforms were explained in
a proclamation of October
1258 issued, uniquely, in
English as well as French
and Latin, a striking
indication of the desire to
reach as wide an audience
as possible. The regime
also remained under
pressure from below. Thus
the Provisions of
Westminster, with their
regulations on private
courts so unpalatable for
Clare and his like, were
only promulgated after a
protest at parliament by
‘the community of the
bachelry of England’,
probably knights in
magnate entourages,
speaking here for powerful
forces in the counties – the
knights increasingly
holding office in the shires
and the substantial
freemen running the
hundreds.
Some of the reformers,
for instance Roger de
Mortimer who was seeking
to recover the manor of
Lechlade in
Gloucestershire, were
driven on by personal
grievances. But the
movement was also
influenced by political
ideas, ideas all the more
precise and pervasive
through being elaborated
at a new base (Oxford
university) and propagated
by a new movement (the
Friars). Franciscan
teachers in Oxford, like
John of Wales, following
John of Salisbury,
frequently compared the
body politic to a human
body in which the health
of the whole was
dependent on that of all its
parts, an analogy used by
the council of fifteen in a
letter to the pope. It
followed that reform
should benefit everyone,
hence in part at least the
attention to peasant
grievances. The embrace
of the movement was
summed up by a term used
again and again in this
period, the ‘community of
the realm’. It was this body
which was said both to
sanction reforms and profit
from them. Admittedly,
the ‘community of the
realm’ spoken in one
breath could sometimes
become ‘the community of
the barons’ in the next,
showing where the
leadership lay. But the
term was also employed
quite genuinely to mean
everyone in the land.
Indeed such a community
had actually been formed
at the start in 1258 by the
oath taken by ‘all faithful
and loyal men’ to support
the reforms and treat
opponents as mortal
enemies.
Nowhere was the
interaction between
idealism and self-interest
more blatant and more
baffling than in the case of
Simon de Montfort
himself. He was the
brother-in-law of the king,
but from the outset the
special force of his
attachment to the
Provisions was quite
apparent. In 1259 he both
upbraided Richard de
Clare for dragging his feet
over local reforms and
made support for ‘the
common enterprise’, as he
called it later, a condition
of his alliance with the
heir to the throne, the
Lord Edward. Again and
again he pointed to the
oath all had sworn to
uphold the Provisions. He
almost certainly came to
see them as a crusading
cause for which he would
fight, and if needs be die,
just as his father had died
leading the crusade against
the Albigensians.
Montfort’s attitudes had
been shaped by Robert
Grosseteste, bishop of
Lincoln and former
chancellor of Oxford, the
greatest theologian of the
age who died in 1253, and
Grosseteste’s friend Adam
Marsh, professor of the
Oxford Franciscans.
Montfort had seen the
tract in which Grosseteste
(drawing on Aristotle’s
Nicomachean Ethics) had
elaborated the distinction
between just rule and
tyranny: ‘a tyrant devotes
himself to his own
interests; a king to those of
his subjects’. And could
anyone say Henry had
done that? Grosseteste also
ordered the malpractices
of his estate officials to be
investigated and redressed,
just as Montfort in his will
of February 1259 sought to
compensate the ‘poor
people and cultivators of
his land’ whom he had
harmed. But for all his
concern for others,
Montfort also thought the
baronial enterprise should
do justice to himself; it
was easy therefore,
especially for those on the
inside, to think that he was
driven on by private
grievances and ambitions.
Montfort certainly hoped
that the 1258 regime
would secure for Eleanor,
his wife, the portion of the
dower she had never
received as the widow of
William Marshal II. By
1259 the arrears, so the
Montforts claimed,
amounted to some
£24,000! He also thought
she should have a landed
endowment fit for a king’s
sister, not just a money
pension – all the more
vital since Montfort’s
Leicester lands, all he held
in hereditary right, were
only worth £500 a year.
He was thus left as one of
the poorest earls with little
to endow five sons (and
also with far less to lose
from local reforms than
Clare). In 1259 the council
indeed granted the
Montforts at least
temporary custody of royal
manors worth £400 a year,
thus in effect succumbing
to blackmail, because
Eleanor refused otherwise
to make the renunciations
required of her by the
Treaty of Paris. And there
was one other factor
driving the steely Montfort
on, namely his contempt
for the waxen king. Henry
had been too craven to
settle the question of the
dower (for it had to be
prised from the Marshal
heirs), too indulgent to
others to afford Eleanor a
proper settlement, and too
fearful of the protests to
back Montfort to the hilt
in Gascony. ‘You should be
taken and locked up like
Charles the Simple,’
Montfort had burst out
prophetically in 1242,
comparing Henry to the
ill-starred Carolingian
king.
Not surprisingly,
Montfort was at the centre
of the crisis in 1260 which
revealed the first serious
cracks in the baronial
regime. Henry, still in
France after the
ratification of the Treaty of
Paris, and achieving a
measure of independence,
forbade the February
parliament to meet in his
absence. Montfort, in
England, insisted it should
go ahead, being one of the
thrice-yearly meetings
stipulated in the
Provisions. He also
threatened a hot reception
to the king if he returned
with foreign mercenaries,
and warned the justiciar,
Hugh Bigod, not to send
him any money. What
made this even more
serious was that Richard
de Clare stood by the king,
while the Lord Edward,
seeking to gain his own
independence, was in
alliance with Montfort. In
the end violence was just
avoided. Montfort and
Clare patched up their
differences and the council
remained in control. At the
October 1260 parliament
Bigod (a broken reed in
Montfort’s eyes) was
replaced as justiciar by
Montfort’s own man, Hugh
Despencer, Clare’s price
being an ordinance which
gave the magnates power
to hear complaints against
their bailiffs, the
implication being that
special eyres would no
longer do so. Inevitably
these events weakened the
council and early in 1261
its authority collapsed.
Henry recovered control
over the chancery, once
more issuing his own writs
and charters. He then
moved to the Tower of
London, and launched a
bid formally to destroy the
Provisions of Oxford. He
was aided by Richard of
Cornwall, temporarily
back in England, and by
the queen, alarmed when
Peter of Savoy left the
council in 1260, and now
reconciled to a recalled
William de Valence
(Aymer had died in exile).
Henry also had money
from Louis IX under the
terms of the Treaty of
Paris, which he used to
retain household knights
and hire mercenaries. In
June he published a papal
bull, which he had
contrived to obtain from
Alexander IV, quashing the
Provisions, and then
dismissed the justiciar,
Hugh Despencer, and the
reform regime’s sheriffs.
These moves provoked
stiff resistance in the
localities where rival
sheriffs were set up in
many shires. In
Gloucestershire the local
knight, William de Tracy,
challenged the king’s
appointee Matthias Bezill,
calling him a Frenchman
set up in contravention of
the Provisions. With
Montfort and Clare
standing together,
resistance was partly
orchestrated by the
baronial leaders – Tracy
indeed was in Gloucester’s
retinue. The king cleverly
proclaimed that the
reforms as a whole had
simply been devices to
increase baronial power,
the 1258–60 sheriffs being
their creatures.
Nevertheless the strength
of the resistance also
reflected genuine support
for the reforms among
knights and those below
them in local society. In
the end it was the
leadership which fell
apart. Henry won over
Richard de Clare, and by
the end of 1261 Montfort
was alone in refusing to
accept the overthrow of
the Provisions. Instead he
withdrew to France,
declaring that he would
rather die landless than
depart from the truth and
be perjured.
Henry’s recovery of
power proved short-lived.
His prestige was damaged
by the failure to defeat
Llywelyn in Wales. His
support was reduced
through antagonizing
Gilbert de Clare, heir to
the earldom of Gloucester,
by preventing him
succeeding while still
under age on his father
Richard’s death in 1262.
Even more important was
the conduct of the Lord
Edward. Aged nineteen in
1258, since the revolution
he had aimed essentially to
free himself from the
restrictions imposed by the
baronial regime. Now in
1262 he broke with own
entourage, notably Roger
of Leybourne and Roger of
Clifford, accusing them of
peculation. He was urged
on by the queen. She had
condoned the revolution of
1258 because it rid
Edward of the Lusignans;
now she turned on another
group of undesirables,
thereby inadvertently
causing another
revolution. In this crisis,
Edward’s disgraced
friends, who included John
de Warenne, earl of
Surrey, and several
marcher lords, held
together. Needing an
upheaval to restore their
fortunes, they turned to
Montfort to provide it, a
man with a cause and the
cutting edge to sustain it.
Only Montfort had
remained true to the
Provisions. He alone had
consistently urged that
they should be defended
by force. When he
returned to England in
April 1263 it was above all
the return of a general.
Montfort was joined by the
ex-Edwardians, Gilbert de
Clare, and his own affinity.
The latter, including Peter
de Montfort (no relation)
and Hugh Despencer, was
largely composed of
knights and magnates from
the midlands where the
great Montfortian base was
at Kenilworth castle. Also
rallying to Montfort were
several young magnates
(‘boys’, as the chronicler
Thomas Wykes
contemptuously called
them), like John fitz John
(son of John fitz Geoffrey)
and Henry de Hastings. As
a whole, the party was a
rag-bag, but Montfort’s
leadership was dynamic.
Justified by the oath of
1258, he ravaged the
estates of the royalists,
secured the Channel ports,
and then forced the
surrender of the king, who
was quailing in the Tower
of London. The queen,
made of sterner stuff, had
tried to escape up the
Thames but had been
driven back by missiles
pelted down on her from
London Bridge. On 16 July
1263 the Provisions of
Oxford were reimposed,
which meant essentially
that Henry was once more
subjected to a council,
which Montfort, of course,
led.
Meanwhile, with
consummate skill
Montfort, short of major
supporters, had
transformed the nature of
the reform movement. A
foreigner himself, he had,
as the Melrose chronicler
put it, become ‘the shield
and defender of the
English’ against the
terrible threat posed by
foreigners. This period
between 1263 and 1265
saw the apotheosis of all
the xenophobia that had
been gathering force
during Henry’s reign.
Under Montfort’s
leadership such feelings
gave ‘the English’ a new
sense of cohesion and
identity. For the baronial
leaders the revolution of
1258 had been aimed at
only one group of
foreigners, the Lusignans.
The queen’s uncles, Peter
and Boniface of Savoy, had
actually been on the
council of fifteen. But
outside the court there was
already, as we have seen
(above, pp. 353–4),
hostility to foreigners in
general. After 1258 such
sentiments had intensified.
The queen was blamed for
overthrowing the
Provisions in 1261 and
then for purging Edward’s
entourage in 1262. In
1263, for his abortive
campaign in Wales,
Edward had returned to
England with large
numbers of foreign
knights. Might they not be
used to oppress the king’s
native subjects? As early as
1260 Montfort had
declared that Henry
seemed to place his trust
more in foreigners ‘than in
men of his own land’.
Now, in 1263, he
channelled the xenophobic
tide to sweep him into
power, beginning the war
by arresting the Savoyard
bishop of Hereford, Peter
d’Aigueblanche, and then
sanctioning attacks on the
properties of the queen, on
Italian clerks provided to
English livings and on
foreign money-lenders.
When the king submitted
on 16 July he was made to
issue an extraordinary new
‘statute’, one which
marked the high-water
mark of antipathy to
foreigners in medieval
England. The statute
confined office in England
to native-born men, and,
with certain qualifications,
expelled foreigners
altogether from the
country ‘never to return’.
Such a programme had
wide appeal. It enabled
Edward’s ousted followers
to punish the queen, and
Gilbert de Clare to rid
himself of rivals at court.
It also enabled those in the
localities from knights
down to peasants to
punish the Savoyards and
Lusignans for their
oppression and get the
better of foreigners like
Matthias Bezill. In 1261 he
had dragged William de
Tracy through the mud.
Now it was his turn to be
humiliated. Although the
numbers who had actually
suffered from the tyranny
of the aliens and their
agents was very small,
stories of their activities
were on every lip. The St
Albans abbey chronicler
caught the flavour of
popular xenophobia in
1263 when he observed
that ‘whoever did not
know the English tongue
was despised by the
masses and held in
contempt’. Meanwhile
churchmen resented the
foreigners presented by the
pope to English benefices
and also entered fully into
the more general
xenophobia. The Song of
Lewes, written in the
aftermath of Montfort’s
great victory in 1264 by a
learned friar in the
entourage of the bishop of
Chichester, opined that
during Henry’s personal
rule ‘certain men had
aimed to blot out the name
of the English’. Montfort
stuck through thick and
thin to the ban on aliens
holding office. More than
anything else the issue
unified his movement and
gave it meaning, so much
so that chroniclers came to
see the oppression by
foreigners as the sole cause
of the revolution of 1258.
A common resistance to
this purported threat sent
for the first time since
1066 a sense of a shared
membership of an English
race resonating through all
classes of society.
Montfort, however, still
failed to hold on to power.
The revolution of 1263,
brought about by a noble
faction, was quite different
from that of 1258, which
commanded wide noble
support. Hugh Bigod,
symbol as justiciar of the
1258 reforms, now sided
with the king. So did his
brother the earl of Norfolk,
who had led the armed
march that had begun the
1258 upheaval. Such men
regarded Montfort as
violent, power-hungry and
extreme. To accept his
leadership was anathema.
Soon Montfort’s own party
began to break up. In
August 1263 Edward, now
full square behind his
father, bribed back his
former followers –
probably what they had
wanted all along. In
October Henry himself
shook himself free from
Montfort’s control and the
realm divided into armed
camps. All that could be
agreed was to refer the
quarrel to the arbitration
of Louis IX. Hitherto Louis
had been cautious about
expressing his views, but
the truth was, as he said
later, he would rather
break clods behind the
plough than live under the
Provisions. His verdict, the
Mise of Amiens (January
1264) condemned them in
toto and restored Henry to
all his powers. This
judgement Montfort and
his followers refused to
accept and the result was
civil war.
Even with the
adherence of Gilbert de
Clare, Montfort had far
less noble support than the
king. His power centred on
London and on his bases in
the midlands, radiating out
from Northampton,
Leicester and Kenilworth.
Henry and Edward placed
themselves aggressively in
between at Oxford and on
5 April by a surprise attack
seized Northampton,
taking many prisoners.
Montfort’s response to this
disaster showed the
measure of the man, for he
now drove on the war with
daring and judgement.
First he mounted a brief
siege of Rochester castle,
bringing the king’s army
south as he had intended.
Then on 6 May he
marched out of London,
determined to meet his
enemies and fight ‘with all
for all’. On 14 May 1264,
having led his army up
onto the Sussex Downs
during the night, he
charged down the hill
above Lewes and won a
crushing victory, making
Henry, Edward and
Richard of Cornwall
prisoners. The next month,
in the spirit of the
Provisions, a council of
nine was imposed on the
king, chosen by and
responsible to three
electors: Montfort himself,
Gilbert de Clare and the
bishop of Chichester.
Although the three were to
be responsible to the
prelates and barons in
parliament, in practice
Montfort was dominant.
He was the first noble in
English history to seize
power and rule the
country in the king’s
name.
Montfort had now to
stabilize his government,
and it was not easy. Queen
Eleanor, who had
remained overseas after
the Mise of Amiens,
gathered an army in
Flanders with Louis IX’s
support and threatened
invasion. The papal legate,
Guy de Foulquois,
excommunicated Montfort
and his supporters,
although he was kept out
of England. Meanwhile the
great marcher baron,
Roger de Mortimer,
unwisely released by
Montfort after Lewes
despite a bitter private
feud, refused to accept the
regime’s authority. Gilbert
de Clare, now earl of
Gloucester, was Montfort’s
only supporter from
among the earls. The
young earl of Derby,
Robert de Ferrers, played a
lone hand, obsessed by his
claims for possession of
the Peak, part of the
Peverel inheritance which
the Ferrers had long
coveted.
Montfort’s reaction was
to base his regime on
sections of society outside
the great barons and he
had good grounds for
doing so. Even the
unfriendly London
alderman Arnold fitz
Thedmar acknowledged in
his chronicle that Louis
IX’s verdict had been
rejected by ‘the
community of the middle
people of the kingdom of
England’. To the
parliament of June 1264,
which approved the new
constitution, Montfort
summoned four knights
from each county, chosen
by the county court to
‘discuss the business of the
realm’. To his parliament
of 1265 he summoned
burgesses from the towns
as well, the first occasion
they had been summoned.
Here truly was the House
of Commons in embryo.
All this marked an
important shift since 1258.
Knights had certainly been
present and influential at
the parliaments of 1258–9,
as the protest of the
community of the bachelry
showed. But the Provisions
of Oxford had not called
for any formal
representation of the shires
and boroughs, despite the
precedent of 1254. Now
Montfort took that
momentous step.
Of all the cities, by far
the most important for
Montfort was London,
which gave him massive
support, providing a whole
division at Lewes, just as it
had supported the rebels
in 1215. To be sure, the
ruling elite of aldermen
were tied to the court
through supplying it with
wine, cloth and precious
metals. Yet some also
resented Henry’s attempt
to tax the city at will and
establish a fair for
Westminster Abbey. In
1258, before the political
revolution, Henry had
purged his enemies on the
city council and his
supporters remained in
power thereafter; London,
therefore, was a safe base
for the king’s recovery of
power in 1261. It was a
political and social
revolution in 1263 which
changed the situation. This
ousted the aldermanic
regime and handed power
to the folkmoot, the
general assembly of the
citizens, which elected a
Montfortian mayor,
Thomas fitz Thomas, a
member of the old elite
but with connections to
those purged in 1258. Fitz
Thomas permitted crafts,
previously held down by
the aldermen, to organize
for the first time, and told
the king to his face that
the city’s loyalty depended
on his good behaviour.
Montfort also, as his
summons to parliament
shows, coveted the support
of the knights, both for
fighting and also for
control over local
government. (By this time
there might be fifty or so
knights active in a
medium-sized county like
Oxfordshire.) Montfort was
not altogether successful.
A large majority of the
knights employed to
investigate grievances in
1258 and as sheriffs in
1258–9 played no
discernible part in
subsequent events,
doubtless keeping their
heads down. On the other
hand, of a sample of 123
knights drawn from
Northamptonshire,
Warwickshire,
Cambridgeshire and
Staffordshire, sixty-eight
(or 55 per cent) opposed
the king in some way or
other, or at least were
accused of so doing,
between 1263 and 1265,
this against only sixteen
(though the evidence here
is much less full) who
were active royalists. The
midlands were Montfort’s
heartland so the
proportions were probably
smaller elsewhere, but the
figures are still impressive.
Some knights had direct
personal grievances
against the king or
members of his regime,
like Gilbert of Elsfield (in
Oxfordshire) who
complained of disseisin by
William de Valence. Many
seem to have been situated
in regional pockets
surrounded by other
contrariants, a pattern also
seen in 1215 – Gilbert
himself died at Evesham
alongside his neighbour,
Robert fitz Nigel of Iffley.
Clearly neighbourhood
was very important in
determining political
allegiances. So, within that
context, was the power of
lordship, with tenure,
reward and coercion all
coming into play. Given
the paucity of earls in his
party, Montfort relied
increasingly on a group of
minor barons. Some, like
Ralph Basset of Drayton,
he made keepers of the
peace to act alongside the
sheriffs after Lewes.
Others, like Ralph de
Camoys, he placed on the
council of nine, a very
different body from the
earl-dominated council of
fifteen in 1258. It was men
of this stamp, in particular,
whom Montfort helped by
alleviating the debts they
owed the Jews. They were
also helped by a brutal
attack on the London
Jewry led by John fitz
John. In some areas the
political allegiances of
such magnates depended
more on the course of their
local disputes than on the
merits of the national
cause. Thus in the west
midlands Ralph Basset of
Drayton, mixing litigation
with violence, was
struggling for regional
dominance against the
local royalists, Roger de
Somery of Dudley and
Philip Marmion of
Tamworth. In that respect
the conflict in the 1260s
resembled those during the
civil wars of Stephen and
of John.
It was not merely
knights and magnates who
were politically active in
this period. Many ordinary
freemen and peasants took
part in local raids, fought
in the armies, and
slaughtered the royalists
fleeing from the battle of
Lewes. When Montfort
rallied the nation to resist
the queen’s threatened
invasion in the summer of
1264 – invasion by ‘a great
multitude of aliens’ – he
summoned four to eight
men from each village to
Barham Down in Kent. The
response was
overwhelming and the
atmosphere on the Downs
perhaps rather like that in
England in 1940. Equally
impressive was the support
of churchmen, despite the
hostility of the pope. No
less than five bishops were
later suspended from office
for supporting Montfort,
including Walter de
Cantilupe of Worcester,
one of his oldest friends.
Such prelates were
inspired by Montfort’s
ascetic brand of personal
piety and the connections
they had all shared with
the saintly Grosseteste. All
would probably have
shared the passionate
commitment to reform
which runs through the
968 mesmeric, throbbing
lines of The Song of Lewes.
The Song stands as an
eternal warning against an
explanation of Montfortian
support simply in terms of
local conflicts, personal
grievances and the power
of lordship. The
churchmen who are
known to have preached to
the populace about the
great earl must have
spoken, like the Song, of
how he stood for the
community of the realm
and was saving England
for the English. In 1265
the peasants of Peatling
Magna in Leicestershire
attacked a royalist captain
on the grounds that he was
‘going against the
community of the realm
and the barons’. Even
villagers, therefore,
understood the concept,
and believed they were
members of the
community of the realm.
For all his support,
Montfort failed once again
to stabilize his regime. He
had to keep both the king
and the Lord Edward as
virtual prisoners. His
decision to extract
Cheshire from the latter in
March 1265, to be held
henceforth by the
Montforts in hereditary
right, shows that he
thought reconciliation
impossible. Faced with a
choice between King
Henry and King Simon,
which was what de facto it
boiled down to, most
magnates preferred the
former. Montfort’s
overweening power (a
condition of survival, he
would have said) led to
the disastrous defection of
Gilbert de Clare. In May
1265 Edward himself
escaped, reaching
Wigmore where he was
welcomed by Matilda de
Mortimer, Roger’s wife,
who was in command of
the castle. Edward quickly
struck an agreement with
both Mortimer and Clare.
Their army trapped
Montfort’s much smaller
force at Evesham on the
morning of 4 August 1265.
Montfort, spurning
suggestions that he should
take refuge in the abbey
(‘churches are for
chaplains; the field is for
knights’), marched out of
the town and up Green
Hill where he was
surrounded, killed and
horribly mutilated, his
head being sent to Lady
Mortimer. Montfort’s son
Henry, Peter de Montfort,
Hugh Despencer and over
thirty other knights
suffered with him.
‘The murder of Evesham
for battle was it none,’
wrote the chronicler
Robert of Gloucester. The
slaughter was indeed
unprecedented and
reflected the fear and
hatred Montfort had
inspired. That bitterness
also prevented any easy
post-war settlement.
London was punished by a
fine of £13,333. The return
of rebel lands which had
closed the 1217 war was
not repeated. Instead, the
estates of the Montfortians
were first pillaged by the
victors ‘in an irresistible
wave spreading outwards
from the battlefield’ (Clive
Knowles), and then,
having been officially
confiscated, were
distributed by the king
among his supporters in
woefully haphazard
fashion. Not surprisingly
this led to a renewal of the
war. One group of
disinherited was defeated
in a skirmish at
Chesterfield in May 1266.
Another, under the
leadership of Henry de
Hastings, set up their
standard at Kenilworth
castle, which the king in
June 1266 began to
besiege. Meanwhile wiser
counsels prevailed, thanks
in good part to the labours
of the remarkable papal
legate Ottobuono (later
Pope Adrian V) who had
now arrived in England. In
October 1266 the Dictum
of Kenilworth was issued,
which allowed former
rebels to redeem their
lands at up to seven times
their annual value,
depending on the gravity
of their offences. These
were still harsh terms,
however, and the
Kenilworth siege
continued till the
garrison’s provisions were
exhausted in December, its
length a remarkable
tribute to Simon de
Montfort’s skill in
developing the castle’s
water defences. Another
group of rebels continued
to hold out in the Isle of
Ely, ravaging the
surrounding area. In June
1267 Gilbert de Clare,
with scant personal reward
from rebel lands despite
having led the initial
pillage through his
network of officials,
intervened. He occupied
London and forced an
improvement in the
Dictum’s terms. Next
month Edward
extinguished the last
resistance in the Isle of Ely
and the war was over.
However, this was
hardly peace. The earl of
Derby, captured at
Chesterfield, was saddled
with a deliberately
unpayable redemption fine
of £50,000 and had to
surrender his lands to
Edmund, Henry’s younger
son, marking the end of
the Ferrers earldom.
Edward himself quarrelled
acrimoniously with Gilbert
de Clare. The king,
pitifully short of money,
formed patronage queues
reminiscent of those of the
1250s, put stops on
payments out of the
exchequer, and then
nullified the effect by
coming up with all kinds
of exceptions. Meanwhile
the site of Montfort’s death
and his ‘shrine’ in
Evesham abbey became
places of miracle and
pilgrimage. Yet there were
more positive signs. The
government soon after
Evesham had looked after
the wives and widows of
the Montfortians, allowing
them their inheritances
and a proportion of their
husband’s lands (usually
between a quarter and a
third). Such provision was
helped by family
connections across the
rebellion. For example the
two daughters of one of
the most respected
loyalists, Philip Basset,
were married to Hugh
Despencer and John fitz
John. Moreover, although
the financial cost was
high, the great majority of
the Montfortians –
magnates, knights and
lesser men – did recover
their lands, usually as soon
as the redemption
agreement was made. To
some extent their cause
was won. The king could
not live with the central
controls of 1258, but he
could certainly accept the
Provisions of Westminster,
the legislation of October
1259, which aimed at
controlling the abuses of
sheriffs and justices, and
limiting attendance at
private courts. In January
1263, struggling for
support, Henry had indeed
reissued them. In
November 1267 he did so
again, definitively, in the
Statute of Marlborough.
Another lesson was learnt.
Between 1268 and 1270
Henry sought taxation to
support Edward’s
projected crusade. He
negotiated with parliament
after parliament,
summoning to them
knights and on at least one
occasion burgesses as well.
In the end he secured a
tax, after imposing
restrictions on the Jews
and confirming Magna
Carta. Legislation which
conciliated the counties,
the summoning of
representatives to
parliament and the
granting of taxation: that
was the way in which the
monarchy could begin to
close the gulf which had
opened between it and the
nation.
On 13 October 1269
Henry translated the body
of Edward the Confessor to
its shrine within the new
church at Westminster. He
had spent well over
£40,000 on the works, a
sum which could have
built three or four of the
castles with which his son
later conquered Wales. But
it was worth it. The new
church was considered the
finest in Christendom. The
God-given nature of
Henry’s rule, which he had
done so much to stress,
had not saved him from
revolution, but it may well
have saved his throne.
There was no attempt to
depose Henry as there had
been King John. Henry
died in November 1272.
Edward was still away on
his crusade. Not the least
of his problems was the
transformation in the
political shape of Britain
produced by the collapse
of English royal power.
***
In 1247 Llywelyn ap
Gruffudd shared the rump
of Gwynedd with his
brother Owain. Twenty
years later he was prince
of Wales.
Welsh poets and
chroniclers portrayed the
movement Llywelyn led as
one of national liberation
against ‘the grievous
bondage of the English’,
and with considerable
truth. In the south, the
rulers of Ystrad Tywi had
long resented the
jurisdictional claims of the
king’s bailiff at
Carmarthen. In the north,
the English administration
of the Four Cantrefs was
becoming increasingly
harsh, especially after their
conferral in 1254 on the
Lord Edward, along with
Chester and the other
royal lands in Wales. The
English chroniclers
themselves wrote in terms
of a tyrannical attack on
Welsh law and custom.
The boast in 1252 of Alan
la Zouche, justiciar at
Chester, that ‘all Wales lies
obediently and peacefully
subject to English laws’
reveals official attitudes all
too clearly. Having stoked
the fires, the English
government was soon
powerless to put them out.
The long period of
revolution, reform and
civil war between 1258
and 1267 destroyed royal
authority and absorbed
baronial energy. It was not
the king who brought
down Llywelyn, but
Llywelyn who twice
brought down (or helped
bring down) the king by
his successes in 1257 and
1262–3.
There were Welsh
rulers, however, who
would have grimaced at
Llywelyn’s stance as a
national hero, not least in
Gwynedd itself where he
had come to the top by
eliminating his brothers.
The decisive moment had
been the great victory at
Bryn Derwin in 1255, a
battle fought ‘for a
kingdom’ and won by a
‘lion of the warband’, as a
court poet put it. The
captured Owain was held
prisoner for over twenty
years, along with another
brother Rhodri. Only
Dafydd, Llywelyn’s
youngest brother,
remained free, his
disruptive career amply
justifying the
imprisonment of the
others. On the back of this
success, Llywelyn went on
(in 1256) to wrest the Four
Cantrefs from the Lord
Edward (save the new
castles at Deganwy and
Diserth) and Meirionydd
from his own kinsman,
Llywelyn ap Maredudd. He
was now master of all
Gwynedd. He at once
demonstrated his authority
in the south by invading
Ceredigion and seizing
Edward’s lands around
Aberystwyth. This time,
however (as the Brut
noted), ‘he took nothing
for himself save the glory’,
preferring to reward his
allies in Deheubarth. Next
year (1257) he led a great
plundering expedition
which threatened the
marcher lordships of
Glamorgan, Gower and
Pembroke.
The English
establishment had every
reason to respond to these
events, yet it received
scant leadership from the
king, whose eyes were
firmly set on Sicily. Henry
talked big. He would seize
Anglesey with a fleet from
Ireland and keep it for the
crown. But no fleet
arrived. Henry reached
Deganwy in August 1257,
re-provisioned the castle,
and then hurried back to
Westminster in time for
the feast of Edward the
Confessor. Llywelyn was
free to expel the king’s ally
Gruffudd ap Gwenwynwyn
from southern Powys.
After these triumphs,
Llywelyn in 1258 assumed
the title prince of Wales,
which had been defiantly
adopted by Dafydd
towards the end of his
career. Of course ‘prince’
implied a ‘principality’,
and Llywelyn was clear
about the kind he
envisaged. As he later told
the pope, ‘the principality
of Wales is such that all
the Welsh barons of Wales
hold their lands in chief
from us and our heirs and
do homage and fealty to us
and our successors… for
which we and our
successors are bound to do
homage and fealty to the
king and his successors’.
This of course had been
the vision of Llywelyn the
Great, and in realizing it
Llywelyn ap Gruffudd
faced the same obstacles as
his grandfather, obstacles
which had persuaded the
latter not to assume the
title. One problem was the
opposition of the English
crown, which claimed the
homages of the Welsh
rulers for itself. Another
was that the rulers
themselves were hardly
crying out for Gwynedd’s
overlordship. The
unpleasant penalties for a
breach of homage and
fealty owed the prince
were made plain in 1259
when Maredudd ap Rhys
of Ystrad Tywi, an early
Llywelyn ally, was
imprisoned and deprived
of his lands. If Welsh
political unity was
necessary to stand against
English officialdom, such
men might think it could
be achieved as in the past
through confederation, not
Gwynedd’s supremacy.
Llywelyn’s task was also
impeded by the factional
strife which divided the
ruling families. A
condition of Maredudd ap
Rhys’s return to Llywelyn’s
‘unity’ in 1261 was that he
should not have to ally
with either his nephew
and rival, Rhys Fychan, or
Maredudd ab Owain of
Ceredigion. Such conflicts
overrode any ‘patriotic’
considerations. If one side
was with Llywelyn, the
other was as likely to be
with the king. A major
reason why Llywelyn
needed recognition from
the king was to deprive the
native rulers of their
English escape route.
In these treacherous
waters, Llywelyn
navigated at first as
though piloted by his
cautious grandfather. He
was not merely a mighty
warrior, as the bards at his
court frequently
proclaimed; he was also, at
least early in his career, a
sinuous politician. He
adopted the title ‘prince of
Wales’ in 1258, almost at
once to abandon it. With
the Welsh rulers, he
continued at times to talk
of mutual pacts and
alliances. With the English
government, under cover
of a series of truces, he
opened negotiations for a
settlement. But the
political revolution which
had removed the crown as
a threat had also deprived
it of the ability to make
decisions. So in 1260, as
England hovered on the
verge of hostilities,
Llywelyn turned once
again to war, depriving
Edward of Builth, Dafydd’s
old strategic base in the
upper valley of the Wye.
At the same time, building
on moves in 1256,
Llywelyn established
control over much of the
area between Wye and
Severn, while his chief
rival, Roger de Mortimer,
was distracted by his suit
for the Gloucestershire
manor of Lechlade and
(from the end of 1263) by
a personal feud with
Simon de Montfort. From
Builth, Llywelyn could
move south and in 1262
he received homages from
parts of Brecon, thus
bringing his power to the
northern fringes of
Glamorgan. In all this he
was aided again by the
English conflict, for
Humphrey de Bohun,
eldest son of the earl of
Hereford, the lord of
Brecon, was fatally
wounded at Evesham, after
which there was a
minority till 1271. As for
Glamorgan, after the death
of Richard de Clare in
1262, so long its astringent
ruler, his son Gilbert first
endured a period of
wardship and then
plunged into the English
civil war. To the west,
Pembroke was in the
hands of Henry III’s half-
brother, William de
Valence, who was expelled
temporarily from England
in 1258 and did not visit
the lordship till 1265.
From the late summer
of 1262, Llywelyn began
once again to call himself
prince of Wales, and this
time he continued to do
so. It was no empty title.
In March 1263, from
north, south and west
Wales he mustered an
army (so the English
estimated) of some 10,000
foot. Edward’s response in
1263 was a damp squib of
a campaign, despite having
tempted Dafydd into his
camp. That August and
September, while Edward
and his father struggled to
free themselves from
Montfortian shackles,
Llywelyn finally forced the
surrender of Deganwy and
Diserth, long lone outposts
in the Four Cantrefs. At
the end of the year
Gruffudd ap Gwenwynwyn
reluctantly did him
homage. What Llywelyn
still desperately needed,
however, was recognition
from the English
government, just as Simon
de Montfort desperately
needed all the support he
could get. Out of that
mutual need emerged a
treaty in June 1265. The
puppet King Henry
recognized Llywelyn’s
principality and his
‘dominion’ over all the
native magnates of Wales.
In return Montfort gained
a large contingent of
Welsh foot soldiers. They
let out a blood-curdling
shout before the battle of
Evesham six weeks later,
but for all their readiness
for the fight they were
unable to save Montfort
from death at the hands of
Roger de Mortimer.
Evesham destroyed
Montfort, but did nothing
to weaken Llywelyn. It was
not till July 1267 that
even a semblance of peace
returned to England.
Edward wished now to
fight, not in Wales but on
crusade. The government
was desperately short of
money. So Llywelyn made
an offer it could not refuse
and in September 1267 the
Treaty of Montgomery was
concluded. Llywelyn was
to pay £16,666 (25,000
marks), £3,333 at
Christmas 1267, the rest at
a rate of £2,000 a year. In
return, Henry accepted the
bulk of Llywelyn’s
conquests. He was to
retain the Four Cantrefs,
Cedewain and Ceri
between Wye and Severn,
together with Builth and
his gains in Brecon. Even
more significantly, he was
given ‘the principality of
Wales’ and was henceforth
to be called ‘prince of
Wales’ and have the
homage of ‘all the Welsh
barons of Wales’. Only he
as prince was to do
homage to the king. All of
this was conceded to
Llywelyn and his heirs in
perpetuity. He had
established his
principality. Would he
sustain it?
***
When English royal
power collapsed in the
1215–17 civil war, King
Alexander II had allied
with the baronial rebels
and invaded England to
reassert his claims to the
northern counties. The
conduct of his son,
Alexander III, was very
different. He sent a large
Scottish force which
fought for King Henry at
the battle of Lewes and
was about to dispatch
another when news
arrived of the battle of
Evesham. His policy was
therefore the exact
opposite of Llywelyn’s,
who allied with the
Montfortians. Indeed had
Evesham been fought a
few weeks later, it might
have seen a confrontation
between the Welsh and the
Scots. Alexander’s
behaviour was a measure
of the long period of peace
between the two kingdoms
and the family ties which
now bound the English
and Scottish courts
together, cemented by his
own marriage to Henry
III’s daughter. Alexander
thus remained true to the
reorientation of Scottish
policy achieved by his
father. During the period
of English weakness,
instead of moving south he
moved west and secured
control over the Isle of
Man and the Western Isles,
thereby achieving a major
expansion of his kingdom.
This is not to say
Alexander did not profit
from the English vacuum.
A powerful English state
might possibly have
obstructed his conquest of
Man whose kings,
although they owed
allegiance to Norway, had
also sometimes been
knighted at the English
court.
If the fifteenth-century
chronicler Walter Bower
was basing himself on a
reliable earlier source,
then Alexander was tall
and well-built, and very
much a ‘hands-on’ ruler.
With a picked retinue, and
accompanied by the
justiciar to dispense
justice, he travelled the
kingdom almost every year
and was welcomed into
each sheriffdom by a body
of local knights who acted
as escorts – quite the
reverse of King Henry’s
sedentary rule. Alexander,
at times masterful and at
others conciliatory,
quickly liquidated the
factional struggles of his
minority and never
allowed them to revive.
Those struggles had
originated in the last years
of his father with the
conflict between the
Comyns and Alan
Durward. The compromise
of 1259 had brought
Durward back onto the
council, but left the
government very much in
Comyn hands. The family
remained prominent
thereafter in the
sheriffdoms and
ecclesiastical office. At the
centre Alexander Comyn,
earl of Buchan, was
justiciar of Scotland north
of Forth for the whole
period from 1258 until his
death in 1289, and was
more frequently at court
than any other magnate.
The tearaway of 1242,
however, was now the
sagacious councillor, with
his daughters married to
the earls of Dunbar,
Strathearn and Angus and
his son to the countess of
Fife. That the Comyns
formed no monolithic
faction of which the king
was the prisoner was
shown by the events of
1261. On the death of
Walter Comyn, earl of
Menteith, three years
before, the earldom had
passed to his widow (in
whose right he had held it)
and her new husband John
Russell, an English knight.
This infuriated Walter’s
nephew, John Comyn of
Badenoch, who seized the
Russells and forced them
to make the earldom over
to himself, an act which
recalled the Comyn
violence back in 1242. But
John was soon put in his
place. The magnates
decided against his claims
and conferred the earldom
on Walter, younger
brother of Alexander
Stewart.
Politically, Alexander
was therefore well placed
to renew his father’s
attempt to replace
Norwegian lordship over
Man and the Isles with his
own. In 1261–2 he
combined offers to buy out
King Hakon with a violent
assault on Skye, led by the
earl of Ross. According to
King Hakon’s Saga,
churches were burnt and
men, women and children
slaughtered. ‘The Scottish
king,’ the Saga affirmed,
‘intended to lay under his
authority all the Hebrides.’
King Hakon, aged though
he was, was determined
not to let him. He built a
new ship entirely of oak
with a long prow
surmounted by a gilded
dragon’s head, and in July
1263 set sail from Bergen.
His fleet, when joined with
Hebridean forces,
numbered between 100
and 200 vessels. If this was
the Norwegian sunset, its
rays were to be red and
bloody.
Hakon made his first
base in Orkney; its earl,
Magnus Gilbertson, who
was also earl of Caithness,
had joined him in Bergen.
King Magnus Olafson,
ruler of Man and Skye, and
most of the MacSorleys
(some of them threatened
by the Stewart advance
into Arran and Knapdale)
likewise rallied to his
cause. From Orkney,
Hakon proceeded
westwards through the
Western Isles into the Firth
of Clyde. He then sent the
king of Man and the
MacSorleys inland to
ravage Walter Stewart’s
earldom of Menteith. King
Alexander kept his nerve.
His tactics were to hold his
fortresses, defend the
coastline and wait for
Hakon to go away. Then
he could assert his own
dominance over the native
rulers. In the north
Alexander, earl of Buchan,
and Alan Durward (a
striking co-operation
between two old rivals)
were placed in command
and they extracted
hostages from Caithness
and Skye. In the west
Walter Stewart, earl of
Menteith, commanded the
king’s main base at Ayr
where ships were built and
the castle held by 120
sergeants. On 4 October on
the shore at Largs, under
the looming Cunningham
hills, there was a great
fight between the two
sides with the Scots,
according to Hakon’s Saga,
commanding 500 horse.
Certainly the accounts of
Alexander’s chamberlain in
1264 show £710 being
spent on horses and
saddles.
The campaign of 1263
had, in fact, ended in a
draw. King Hakon had
demonstrated Norwegian
power in the west on a
scale (as his Saga
commented) unseen since
Magnus Barelegs’
expedition in 1098. Yet he
had not dented
Alexander’s pretensions to
the area and therefore he
planned to winter in
Orkney and renew the war
in 1264. It was not to be.
On 16 December the aged
hero, consoled by readings
from the Sagas of his
predecessors (he had first
listened to Latin books,
doubtless of a devotional
nature, but had not
understood them), died in
the bishop’s palace on
Orkney. Alexander at once
saw his chance. He
assembled a fleet and
prepared to invade Skye, a
move which brought
Magnus of Man’s
submission and proffer of
hostages. After that
Alexander Buchan,
Durward and the earl of
Mar (who had 200
sergeants under his
command) invaded the
Western Isles where
(according to Fordun)
‘they slew the traitors who
the year before had
encouraged the king of
Norway’, and returned
with much plunder.
Alexander now renewed
his offers to buy out the
Norwegians, and found
Hakon’s pacific son, King
Magnus, ready to accept
them. The result in 1266
was the Treaty of Perth,
the first of the great
thirteenth-century
documents of conquest.
Magnus retained Orkney
and Shetland, but resigned
Man and the other western
islands to Alexander and
his heirs. All the ‘vassals’
of the islands were to be
‘subject to the laws and
customs of the kingdom of
Scotland’. However, the
islanders were to be
pardoned for injuries done
in support of the king of
Norway and could leave if
they wished. In return for
all this, Alexander paid
£2,666 and promised
Norway an annual fee of
£66. For some of the
native chiefs the Scottish
conquest was a disaster,
their fate foreshadowing
that of the native rulers
swept aside by the
Edwardian conquest of
Wales twenty years later.
Dugald, lord of Garmoran
refused to submit to
Alexander; his son Eric
threw in his lot entirely
with the king of Norway.
Murchaid of Knapdale
(whose son was a hostage
in 1264) fled to Ireland,
where he was captured
and imprisoned. Nothing
more is heard of Rhodri,
the MacSorley to whom
Hakon had given Bute.
In Man, it was not just
the ruling family who
suffered. King Magnus had
died in 1266 before the
conclusion of the Treaty of
Perth. The claims of
Godfrey, his illegitimate
son, to succeed were
ignored and the island was
governed by royal bailiffs.
They may well (as
permitted by the Treaty)
have set about subjecting
the islanders to the laws
and customs of the
Scottish kingdom, much as
Alan la Zouche had
subjected the Welsh of the
Four Cantrefs to English
law in the 1250s. The
result was that when in
1275 Godfrey, son of
Magnus, returned to Man
he was accepted as king
‘universally and
unanimously’. Alexander
gathered a large fleet and
army from Galloway and
the Isles and placed the
Anglo-Scottish baron John
de Vesci in command. A
battle was fought in which
(according to the local
chronicle) 537 Manxmen
perished. Godfrey and his
wife escaped to Wales but
it was the end of his
ancient dynasty. The
monastery of Rushen was
sacked, the monks
dispersed and the land was
ravaged. Thus had King
Alexander brought the
west within his kingdom.
As so often, there was
another side to the
conquest, one of more
peaceful integration. The
Treaty of Perth was
different from the 1284
Statute of Wales. The one
was negotiated between
equals; the other imposed
after the defeat of a
general rebellion. The
Perth Treaty protected
Norwegian supporters in
the Isles from
disinheritance, provided
they were now faithful to
the king of Scotland; the
Statute of Wales followed
an almost general
forfeiture. Likewise,
although the Treaty spoke
of Scottish laws and
customs, outside Man they
were only gradually
established: it was not
until 1293 that Argyll and
the Isles were finally
divided into three
sheriffdoms. One of the
sheriffs, that of Lorn, was
none other than
Alexander, son of Ewen of
Lorn, the MacSorley who
in the 1240s had boasted
the title ‘king of the Isles’.
From king to royal official:
this might seem to sum up
the decline of the
MacSorleys. Nevertheless
the western sheriffs were
men of high status within
the Scottish realm:
Alexander’s colleagues
were the earl of Ross and
the head of the Stewarts.
Alexander of Lorn also
retained wide
independence within his
own lordships. He was not
alone in coming to terms
with the Scottish crown.
Another MacSorley, Alan
of Garmoran, as well as
Alexander, were involved
in the final conquest of
Man in 1275. The
arrangements in 1284 for
succession to the throne
were witnessed by three
MacSorleys (including
Alexander), and the earl of
Orkney, all described as
‘barons of the realm of
Scotland’. In their use of
Latin charters, adoption of
knighthood, marriages and
naming patterns
(Alexander married a
daughter of John Comyn),
these nobles were all
coming within the Scottish
realm and the wider
European polity of which
it was part. The expansion
of the kingdom was
achieved both by violence
and accommodation.
***
The politics of England
also helped set back the
English position in Ireland,
facilitating a recovery of
the native rulers, just as
happened in Wales. To
some extent this would
have occurred anyway
with the demise of both
the Lacys and the Marshals
in the 1240s, and the de
Burgh minority between
the death of Richard in
1243 and the succession of
his son Walter in 1250. A
generation of self-
confident conquerors had
come to an end. The
English situation made it
difficult for successors to
become established. The
obstruction of Edward as
the new Lord of Ireland
effectively nullified the
grant of land worth £500
to Geoffrey de Lusignan
(see above, p. 361). Then
John fitz John’s
Montfortianism meant that
he could do nothing to
consolidate the grant in
Thomond made to his
father, John fitz Geoffrey.
The movement led by
Brian O’Neill, ‘king of the
kings of Ireland’, was
ended by his defeat and
death in 1260, but in the
following year the
MacCarthys killed John
fitz Thomas, to whom
Edward had granted the
lordship of Desmond. Then
from 1265 Aedh O’Connor,
from his base in
Roscommon, began to
disturb the position of
Walter de Burgh in
Connacht.
By this time Edward’s
difficulties in England had
led to a major
restructuring in Ireland,
Walter de Burgh being the
beneficiary and the crown
the loser. In 1263 Edward
conceded Ulster, in royal
hands since Hugh de
Lacy’s death in 1242, to
Walter, thus joining
Connacht and Ulster under
de Burgh lordship. Like
King John’s restoration of
Meath to Walter de Lacy in
1215, this concession was
entirely due to the
political situation in
England. It took place on
15 July 1263, the day
before Henry III
surrendered to Simon de
Montfort and became once
more a cipher. At this
moment of supreme crisis,
Edward was enlisting de
Burgh and his Irish
resources for the
continuation of the fight in
England. He was not
entirely disappointed. The
immediate effect of de
Burgh’s installation was a
violent conflict with the
fitz Geralds who feared for
their own position in
Ulster, but with peace
restored (by Geoffrey de
Joinville), the main Irish
barons crossed over to
help Edward around the
time of the battle of
Evesham. The crisis in
England had, however,
destroyed the prospect of
Ulster becoming a new
royal base in Ireland.
If Edward wished to
reassert royal authority in
Britain and Ireland, he
would have first, like
Henry II, to reassert it
within England itself. If
the limbs were weak, the
fundamental trouble
concerned the heart.
13
Structures of
Society
Church,
Religion,
Literacy and
Learning
In the two centuries after
1066 the face of Europe
was transformed by the
growing power of the
papacy. Its supreme
authority was clarified and
proclaimed in the new
study of theology and
canon law. Its ability to
govern the western church
was established through
new administrative
structures. In the course of
the twelfth century
England, Scotland and
Wales became fully
integrated into this papal
world. The consequences
for secular politics and
ecclesiastical life were
profound.
It was to the papacy the
rulers of Gwynedd
appealed in the thirteenth
century to settle the
succession of the
principality and complain
about the oppressions of
Edward I. Likewise it was
to the pope that the kings
of Scotland sent, if
unavailingly, to ask
permission for a full
coronation. In the politics
of England, in part because
King John had made the
kingdom a papal fief, the
role played by the pope
and his legates was as
remarkable as it was
usually constructive. After
John’s death the ultimate
authority in temporal
affairs of the legates,
Guala and Pandulf (1216–
21), was universally
accepted by the king’s
party. Guala, with the
regent William Marshal,
sealed the new versions of
Magna Carta in 1216 and
1217, while Pandulf, after
the regent’s death in 1219,
issued the crucial order
giving control of day-to-
day government to the
justiciar Hubert de Burgh.
Henry III never forgot his
debt to the papacy, hence
in part his trusting and
disastrous entanglement
with the pope over the
affairs of Sicily. During the
subsequent period of
reform and rebellion both
sides constantly made their
case at Rome, the papal
bull quashing the
Provisions of Oxford being
central to Henry III’s
temporary recovery of
power in 1261.
Subsequently Gui
Foulquois, legate in 1263–
4 and later Pope Clement
IV, fulminated against
Montfort’s regime, while
his successor, Ottobuono,
later Pope Adrian V,
laboured wisely and
indefatigably to restore
peace to the country after
Montfort’s death. He also
played a key role in
negotiations between
England and Wales, issuing
the letter which
proclaimed the Treaty of
Montgomery in 1267.
The involvement of the
papacy in British politics
was in large measure a
response to demand. That
was equally true of the
growing part played by the
papacy in ecclesiastical
government, especially
when it came to the
dispensation of justice. The
background here was the
acceptance that there were
certain categories of plea
which were the concern of
the church, not the state.
In England since before the
Conquest that had been
true of moral and spiritual
causes concerning such
things as marriage,
adultery and wills. The
settlement after the Becket
dispute had likewise
subjected criminous clerks
to ecclesiastical
jurisdiction (see above, p.
208). In the course of the
twelfth century the
division between church
and state was also clarified
when it came to disputes
over property. Those over
advowsons, the right to
appoint parish priests,
were to go to secular
courts, and one of Henry
II’s assizes, that of ‘darrein
presentment’, was
introduced to hear them.
Cases over the property
(and there was a large
amount of it) which the
church held for secular
services, that is for rents or
knight service, were also
the preserve of the state.
On the other hand
property granted ‘in free
alms’ and held simply for
spiritual services was the
concern of church, as were
questions of ecclesiastical
jurisdiction and disputes
over elections to abbacies
and bishoprics.
A considerable body of
these ecclesiastical cases
could be settled in the
court of the bishop, but
the growing awareness of
papal authority
encouraged reference to
Rome either in the first
instance or on appeal.
Cases of major importance,
especially over elections,
were heard at the curia
itself, but in more routine
cases the pope’s response
to appeals was to appoint
local ‘judges delegate’ who
would hear the cases back
in Britain; one of the first
know examples followed
an appeal made by Bishop
Urban of Llandaff in 1132.
More than anything else in
the twelfth and thirteenth
centuries it was the
growing flood of appeals
to Rome and consequent
appointment of judges
delegate to hear them
which (as Jane Sayers has
put it) bound the
provinces to Rome and
Rome to the provinces.
Many such cases were
between ecclesiastics and
involved conflicts over
jurisdiction, and property.
Important laymen resorted
to the pope in disputes
over marriages and wills,
while knights and many
smaller fry frequently
appeared before judges
delegate in cases over
land, tithes and parochial
jurisdiction. A large part of
the life of the country was
embraced by the apparatus
of papal government.
If the papal role in the
dispensation of justice, like
the growth of the English
common law, was a
reaction to local demand,
that was not the case in
two other areas where,
from the late twelfth
century, the pope became
more directly involved in
dealing with both the
British and the wider
European church: these
areas were taxation and
provisions. In asserting his
right to tax the church the
pope was able to reach a
modus vivendi with the
king of England because
taxation was often –
notably in the case of the
Sicilian affair – for joint
royal and papal purposes.
That did not, however,
make it other than deeply
unpopular with the
church. Even more
unpopular was the way the
pope asserted his right to
provide, in effect to
appoint, where necessary
or convenient, candidates
to ecclesiastical office.
Here he could certainly
come into conflict with
kings, especially when he
intervened in disputes over
elections to bishoprics, the
case of Canterbury under
King John being the classic
example. Later, both John
of Cheam, bishop of
Glasgow (1259–68), and
John Pecham, archbishop
of Canterbury (1279–92),
were provided against
royal wishes. But since the
pope also allowed many
royal candidates, both in
England and Scotland, to
reach the episcopal bench,
here too accommodation
was possible. The real
unpopularity of provisions
came lower down the
scale, when the pope
appointed his officials and
relatives to parish
churches and to cathedral
and other canonries. Those
provided were usually
absentees, simply taking
the revenues. If they did
show up, as Italians they
would not speak the
language. In either case,
they had prevented the
patrons, bishops, abbots,
abbesses, and lay lords (in
the case of parish
churches), from appointing
their own candidates.
Resentment was inevitably
tinged with hostility to
foreigners. In 1232 there
were attacks led by the
Yorkshire knight Robert
Tweng, on the property
and persons of Italian
appointees in several parts
of England. In 1245
complaints about
provisions were loudly
voiced by the English
delegation at the papal
council at Lyons. The
general venality of the
papal court made matters
worse; ‘oiling palms, not
singing psalms’ was often
thought to be the way to
make progress there. The
papacy was well aware of
the unpopularity of
provisions and often tried
to limit their number, yet
it had to support its
officials, as it also required
money to defend its
independence from the
Hohenstaufens and other
enemies in Italy. These
were the necessary
conditions for the
fulfilment of its primary
purpose, the purpose of
the whole church: the cure
or care of souls.
If that mission were to
be fulfilled, all committed
ecclesiastics agreed that
the church needed reform.
Equally, whatever the
criticisms, no one could
doubt that since the mid
eleventh century the
papacy itself had been
reform’s standard-bearer.
To that end under both
William the Conqueror and
Henry I (in 1125) it had
despatched legates to
England who had presided
over reforming councils.
Similarly in the thirteenth
century, councils were
held by the legates Otto
(1238–41) and Ottobuono
(1265–8). The
commissions of both
covered the whole of
Britain. Otto held a council
in Scotland, while
representatives from the
Scottish church attended
Ottobuono’s great
assembly in London in
1268.
Even more important
for papal leadership of
reform were the great
central councils in which
the pope brought together
the whole of the Catholic
church. These were the
Third Lateran Council of
1179 and the Fourth of
1215, the latter attended
by nine bishops from
England, four from
Scotland and two from
Wales. In a modern
English translation the
seventy-one decrees of the
Fourth Lateran Council run
to thirty-three closely
printed pages. The need
for such legislation was
intensified by changing
ideas about the spiritual
life of ordinary people,
ideas which made the
business of the cure of
souls all the more difficult.
Part of the background
here related to the concept
of the afterlife. Both the
Bible and the visions of
holy men revealed how, on
death, one’s soul might
either descend to the
torments of Hell, like the
rich man in the Dives and
Lazarus parable, or (like
Lazarus himself) be carried
away by angels into
Abraham’s bosom, the
state of bliss or Paradise
enjoyed by the righteous.
In either condition one
awaited the reunion with
the body and the ultimate
agony or ecstasy brought
by the Last Judgement.
What though of the
general run of men and
women who deserved
neither Paradise nor Hell?
Here Paris theologians
after 1170, following on
from St Bernard,
developed and popularized
the idea of a definite place
between the two, namely
Purgatory. Certainly one
was punished there, but
the very idea of purgation
implied hope. One might
move up through the
stations of Purgatory, and
perhaps even escape
altogether and reach
Paradise. One English
friar, Warin of Orwell, was
said to have ‘passed
through Purgatory without
delay and gone to the Lord
Jesus Christ’. If such were
the possibilities it became
crucially important to
consider how they could
be realized, and one way
at least of shortening the
time in Purgatory was
through proper confession
and penance here on earth.
In regulations which
opened up a new pastoral
mission for the church and
potentially transformed
the life of the laity, the
Fourth Lateran Council
decreed that ‘everyone of
either sex’ should confess
all their sins at least once a
year to their own priest
and strive to perform the
penance then enjoined.
Penance before 1215 had
often been imposed on a
tariff basis with fixed
penalties for various types
of sin. Now the ideal was
that it should be varied by
the priest in accordance
with the needs of each
individual as discovered in
the confessional. The
priest was to be ‘like a
practised doctor pouring
wine and oil on the
wounds of the injured,
diligently inquiring into
both the circumstances of
the sinner and the sin’.
The Fourth Lateran
Council’s injunction about
confession and penance
was immediately followed
by the statement that all
Christians were to receive
‘with reverence’ the
sacrament of the eucharist
at least every Easter. The
stress here upon the
eucharist reflected the way
the notion of
transubstantiation, as
developed in the twelfth
century, had, in the words
of Miri Rubin, ‘turned
communion into an
enormous event’. By
attending the daily Mass
every Christian could ‘see
his God on earth every
day’, see him at the
moment when the bread
was elevated by the priest
and ‘transubstantiated into
the real body of Christ’, to
quote passages from
English diocesan
legislation of the 1220s
and 1230s. When
communion was actually
taken, the body of God
was not merely seen but
actually tasted. This
supreme experience was
not to be assayed lightly
and was closed to anyone
in a state of sin, unlike
attendance at Mass itself.
Consequently, the decree
of the Fourth Lateran
Council directly linked
communion with
confession and indicated
that for the laity both
might perhaps take place
only once a year.
The responsibilities all
this placed on the priest
were awesome. He alone
could act as a confessor.
He alone could perform
the miracle of turning the
bread and wine into the
body and blood of Christ.
As a confessor, he
represented the church at
its most personal and
individual. As a celebrant
of the communion he
represented it at its most
universal, the same ritual
being performed every day
throughout the parishes,
abbeys and cathedrals of
Catholic Europe. The basic
structures governing the
life of the local priest were
comparable throughout
Britain and Europe and
had both strengths and
weaknesses. During the
twelfth century Scotland
and Wales had followed
England in gaining
episcopal dioceses (ten and
four respectively) with
defined territorial limits
and regular succession of
bishops. The Scottish
bishops had no
metropolitan head and
were accountable directly
to the pope. In England,
where there were fourteen
dioceses, Durham and
Carlisle (together with
Gallo-way in Scotland)
came under the
metropolitan authority of
York. The other English
dioceses were subject to
Canterbury, as were the
dioceses in Wales, Llandaff
and St Davids in the south
and Bangor and St Asaphs
in the north. By 1200 the
English dioceses were
divided into
archdeaconries, rural
deaneries and parishes. A
similar structure was
developing in Wales and
Scotland. By 1300 St
Andrews was fairly typical
of a prosperous British
diocese. It was composed
of two archdeaconries and
seven deaneries, and had
124 parishes.
In some ways this was
an impressive structure
which enabled the life of
the parish to be monitored
by a hierarchy of officials.
Yet it had serious defects.
Since it was often the local
lord who had built and
endowed the church
around which the parish
was formed, he naturally
appointed the cleric, the
rector, who ruled it. As a
result the right of
appointment (the
advowson) was in diverse
hands: king, baron, knight,
bishop or monastery, the
last because it was with
advowsons that many
monasteries were
endowed. The rector
derived his income from
the land attached to the
church (in England, the
glebe) and also from the
right to a tenth of the
produce from the parish’s
land (the tithe). It was
King David’s order that
tithe (‘tiend’) be paid in
Scotland, which really
initiated the parochial
system there. Often these
resources made rectors
very wealthy, many
(according to thirteenth-
century valuations) having
incomes of £15 a year and
upwards, £15 being the
minimum level at which a
layman qualified for
knighthood. It was this
situation which produced
the great evil which
bedevilled the medieval
church: the appointment
to livings of men simply
not interested in the cure
of souls. Patrons
frequently regarded the
advowson as simply an
item of property with
which they could support
clerical servants and
relations, which was why
disputes over advowsons
were the business of the
secular courts. In many
cases such appointees
drew the income and
rarely went near the
parish, hence the scandal
of non-residence. Some
indeed gathered a whole
clutch of livings, hence the
scandal of ‘pluralism’; and
there was yet another
scandal, the failure of
many rectors to take the
trouble to become priests
at all – hardly necessary if
they had no intention of
doing the job. Instead they
remained in minor orders.
Another variant was when
monasteries ‘appropriated’
the churches of which they
had been granted the
advowsons and took over
the entire revenues for
themselves. In all these
cases the parishes were
run by a motley
assortment of deputies,
vicars and chaplains, living
on pittances, often ill-
educated, and not up to
the job. Gerald of Wales
laughed at priests who
confused Barnabas and
Barabbas and Judas and St
Jude! The value of livings
could also have a rather
different tendency, namely
to encourage a married
and hereditary priesthood,
two further evils
stigmatized by reformers,
although such priests
could sometimes be
effective pastors.
It was these problems,
Europe wide, which the
Fourth Lateran Council
faced up to, issuing a
series of decrees designed
to secure an educated,
resident, remunerated,
continent and committed
priesthood; one which did
not, as the decrees said,
play dice, frequent mimes
and taverns, and stay up at
night gossiping and
feasting. The efforts made
by English bishops after
1215 to put these decrees
into practice is one of the
most impressive features of
the thirteenth-century
church. At first sight the
extent of such activity
might seem surprising,
given the number of royal
servants on the episcopal
bench. Although in theory
bishops were to be freely
elected by the canons or
monks attached to their
cathedrals, in practice such
electing bodies, willingly
or unwillingly, often took
full account of the wishes
of the king. So, as we have
said, did the pope if he
intervened. As a result,
between 1215 and 1272
twenty-two of the seventy-
eight bishops appointed in
England were royal
officials associated with
the wardrobe, chancery,
exchequer or law courts.
In fact, however, very few
of these men were simply
uninterested in reform.
Many left royal service on
their appointment, a
striking indication of how
powerful reforming ideas
had become. Thanks in
part to their training in
government, they were
often efficient diocesans.
They also (though not
always) helped to secure
the co-operation between
church and state on which
such work depended. The
king also acknowledged
the need for bishops whose
background was
ecclesiastical. Eight of the
seventy-eight bishops
appointed between 1215
and 1272 were monks,
while as many as forty had
university degrees and
some were celebrated
scholars. The latter were
particularly significant in
linking the church to
wider intellectual currents
in Europe. Paris scholars
included Richard le Poore,
bishop of Salisbury and
Durham (1217–28–37) and
Thomas Cantilupe, bishop
of Hereford (1275–83).
Nicholas of Farnham,
bishop of Durham (1241–
9) had taught medicine at
Bologna, Alexander
Stavensby, bishop of
Coventry (1224–38)
theology at Toulouse, and
John de Pontoise, bishop
of Winchester (1282–
1304) civil law at Modena.
Pontoise was a Frenchman
provided to Winchester by
the pope. Throughout the
thirteenth century a leaven
of foreigners reached the
English episcopal bench, in
part thanks to Henry III’s
patronage of his wife’s
Savoyard kin. Boniface of
Savoy, archbishop of
Canterbury from 1245 to
1270, was no scholar but,
by turns high-handed and
honey-tongued, he
vigorously defended
ecclesiastical privileges,
paid off his predecessor’s
debts and reached sensible
compromises in disputes
over archiepiscopal
jurisdiction. His will made
separate provision for his
burial depending on
whether he died in
England, France or either
side of the Alps.
In their efforts to carry
through reform after 1215,
the bishops were, of
course, building on the
work of their predecessors.
When the Fourth Lateran
Council urged proper
examination of those
chosen for the cure of
souls it was essentially
reinforcing existing
practice. From at least the
mid twelfth century
English bishops had been
asserting the right to
institute those appointed
to livings, which meant
they could reject those
unqualified. Some of
Henry II’s best bishops,
notably Gilbert Foliot of
London, Roger of
Worcester and
Bartholomew of Exeter,
took their duty to find
suitable priests extremely
seriously. Bishops in the
same period were also
(again anticipating the
decrees of the Council)
beginning to set up
‘vicarages’ by stipulating
that where a living had
been appropriated by a
monastic house, a
‘perpetual’ vicar was to be
appointed to run the
parish with a decent and
fixed portion of its
revenues. Archbishops
were also beginning to
hold synods for the whole
of their provinces.
Archbishop Richard of
Canterbury’s was the first
in 1175, and it
promulgated a whole
series of reforming
decrees. How far
individual bishops were
holding diocesan synods in
the twelfth century is
unclear, but they became
characteristic features of
the thirteenth century,
when they were usually
held annually. The decrees
promulgated at his synod
by Richard le Poore,
bishop of Salisbury around
1219, based on those of
the Third and Fourth
Lateran Councils, were
widely copied by other
bishops. They had 114
clauses and encompass
thirty-seven modern
printed pages. The bishops
were also far from issuing
simply a series of ‘dont’s’.
With the Statutes of the
Coventry and Lichfield
diocese was circulated a
tract on confession and
penance, part of a large
body of literature to help
the priest in this
fundamental area.
The work of the bishops
at their best was seen in
the largest of all the
English dioceses, that of
Lincoln. Two of its bishops
had extraordinary
qualities. The first, Hugh
of Avalon (1186–1200),
was made a saint, and the
second, Robert Grosseteste
(1235–53) deserved to be.
Both were outsiders. Hugh
was a Burgundian whom
Henry II in his pious final
phase had plucked from
the only Carthusian
monastery in England, at
Witham. Grosseteste was
an Englishman from a
lowly background who had
studied at the provincial
schools of Lincoln and
Cambridge and perhaps
also at Paris. He had then
worked as a humble
diocesan administrator
before becoming a pre-
eminent teacher of
theology at Oxford. Both
men were elderly on
reaching the episcopate,
yet were utterly fearless in
putting the cure of souls
before everything else.
Both urged worldly
ecclesiastics (like Hubert
Walter and William
Ralegh) to devote
themselves to spiritual
matters. Both showed deep
respect for women. Both
agonized over
appointments and rejected
candidates they thought
unsuitable, infuriating the
king. Few could have
imitated Hugh’s courage
when he got hold of King
Richard and shook him
until his wrath subsided
into laughter. Hugh also
initiated the work which
led to the complete
rebuilding of his cathedral
in the thirteenth century,
golden in its oolitic
limestone, inspirational on
its ridge above the
Lincolnshire plain.
Yet Hugh was more
tolerant and less organized
than Grosseteste, a
reflection of their
contrasting personalities
and of the growth of
administration and
learning between the
twelfth century and the
thirteenth. ‘Three things
are needed for bodily
health, food, sleep and a
joke,’ remarked
Grosseteste, but it was
Hugh who made the jokes.
‘Well, I won’t be the water
for him to drink,’ he
laughed when reminded
that Richard I thirsted for
gold as a hydropsical man
for water. The
combination of righteous
passion, threats, ingenuity
and learning seen in
Grosseteste’s
correspondence with
William Ralegh over
bastardy (so powerful that
one has an almost physical
sense of his presence on
the page) was quite
foreign to Hugh’s humane
and humorous nature.
Hugh was much in
demand as a judge
delegate, but at heart
disliked business, refusing
to attend the hearing of his
own accounts. Grosseteste,
in contrast, composed a
series of rules to guide the
countess of Lincoln
(Margaret de Lacy) in the
administration of her
household. He likewise
innovated when it came to
the visitation of his
diocese.
Visitations of their
dioceses to teach and
inspect the local clergy
became a key weapon in
the thirteenth-century
bishop’s armoury. Yet
when Grosseteste visited as
bishop of Lincoln he was
told he was innovating, his
predecessors having
simply inspected the
religious houses in the
diocese. In fact
conscientious bishops in
the twelfth and earlier
centuries, like Wulfstan of
Worcester (1062–95), had
gone out to preach,
confirm, and dedicate
churches. Lanfranc
himself, when based on his
manors, had inspected the
neighbouring clergy. What
was new, and an important
change, was the formality
and organization of such
visitations. In each rural
deanery Grosseteste
summoned before him the
clergy and people. He
himself preached to the
former, while the friars
preached to the latter, and
heard confessions and
enjoined penances. At
these meetings in each
deanery Grosseteste issued
statutes governing the life
of the clergy: they were to
know and expound the ten
commandments, seven
sins, seven sacraments,
and what was needed for
the sacrament of true
confession and penance.
They were also to attend
to prayer and the reading
of the scriptures, visit the
sick day and night, teach
the people to bow at the
elevation of the host and
the boys (girls are not
mentioned) the rudiments
of the faith. They were
also, of course, to be
resident, in proper orders,
strangers to taverns and
dice, and both unmarried
and without ‘suspicious’
women in their houses.
Such injunctions were
typical of diocesan
legislation of the period.
Hugh’s own statutes were
perfunctory in comparison.
Setting off these stars
were other effective
Lincoln bishops.
Grosseteste’s predecessor,
Hugh of Wells (1209–35),
was a former chancery
clerk, yet he devoted
himself to his diocese, and
initiated what is the
earliest surviving bishop’s
register, with one section
devoted to his activity in
setting up vicarages,
another to instituting
rectors and vicars. Such a
record was clearly
important as a safeguard
against pluralism. It also
shows Hugh rejecting
appointees on grounds of
insufficient learning or
accepting them on
condition they continued
to study. A later bishop,
Oliver Sutton (1280–99),
gained the see by means of
family connections, but
was ‘a man most just, most
steadfast and most pure’
(as his registrar put it),
spending almost all his
time in ceaseless
visitations of his diocese.
Below such visitations in
Lincoln and elsewhere, an
important role fell to the
archdeacon who was
supposed to make his own
checks on the local clergy,
holding general meetings
in each deanery once
every four weeks.
How effective these
efforts were in improving
the standing of the parish
priest and by extension the
spiritual life of his flock is
impossible to measure.
Records of visitations and
of the procedures in
decanal courts reveal a
depressing round of
whippings imposed on the
laity for sexual
misconduct, though only
on the lower classes (it
was ‘not seemly for a
knight to do public
penance’). A married and
hereditary priesthood does
seem to have slowly
disappeared from England
in the course of the twelfth
and thirteenth centuries,
for what that was worth.
Great strides were
certainly made in setting
up vicarages where livings
had been appropriated by
monasteries, but vicars
employed by other rectors,
together with the crowd of
clerks and chaplains
serving in many parishes,
were less well provided
for. Such clerks (not in
priests’ orders), moreover,
were often married. Of the
nearly 2,000 candidates
for institution to benefices
examined by Hugh of
Wells, the majority do not
seem to have been priests
and thus cannot have
functioned as such in their
parishes, unless they
subsequently took orders.
When a visitation took
place in part of Kent after
Archbishop Pecham’s
death in 1292, only one of
nineteen parishes passed
muster completely. Six of
the rectors were absentees
(as were some of the
vicars), four of them
‘doing no good in the
parish’. The fact was that,
as all the legislation
acknowledged, it was
possible to get
dispensation from the pope
to be non-resident and also
to hold livings in plurality.
Despite Pecham’s valiant
efforts in the area it was
impossible to insist that all
rectors were priests. The
idea that the income from
parish churches should
support clerks working for,
or just connected with,
pope, bishops, king and
nobles was simply too
deeply ingrained to be
overthrown. Grosseteste,
who did put the cure of
souls before anything else,
came into conflict over
appointments with the
pope and fellow bishops as
well as with the king.
It may be wrong,
however, to paint too
gloomy a picture. Even if
many of those he
instituted to livings were
non-resident, it is still
significant that Hugh of
Wells only rejected for
lack of learning 100 of his
nearly 2,000 candidates.
Visitation records were
themselves designed to
criticize, not commend.
Literary sources can
sometimes give a very
different picture. At
Haselbury in Somerset
around 1125 the priest
Brictric spent days and
nights praying and singing
psalms in his church. His
wife, Godida, made
vestments for the services.
After clerical marriage
became impossible, some
at least of the ‘suspicious
women’ found by
visitations in priests’
houses may have been
worthy successors of these
good clergy wives. If their
children could no longer
follow in the living (as did
the son of Brictric and
Godida), perhaps they
worked as chaplains
within their fathers’
parishes and as
incumbents elsewhere.
Chaucer’s parson was
poor, yet learned and
charitable. He preached
the gospel, visited the sick,
and was generally ‘rich in
holy thought and work’.
There may well have been
many like him in the
twelfth and thirteenth
centuries.
Within the English
church there was a
positive desire to help with
the work of reform
elsewhere in Britain. In
1214 Lincoln cathedral
prepared a digest of its
customs for the Scottish
church of Moray. The
progress of reform in
Scotland and Wales is,
however, even harder to
trace than in England.
Certainly there were
Scottish bishops active in
the cause. David de
Bernham, chamberlain of
King Alexander II,
followed the path of many
English royal clerks by
resigning to concentrate
on diocesan affairs when
he became a bishop. At St
Andrews (1240–53) he
issued statutes which
showed the familiar
concern to secure parishes
run by incumbents who
were celibate, resident and
ordained. A provincial
council in 1242 sought to
endow vicarages with a
fixed income (of ten
marks), a particularly
necessary measure in
Scotland where possibly
half the parishes were
appropriated to religious
institutions.
In Wales too there were
particular problems, one
being that livings were
divided between large
numbers of ‘portionists’, a
consequence of the
partibility of inheritances
sanctioned by Welsh law.
Not surprisingly, the
general impression from
Meirionydd’s tax returns of
the 1290s is that the local
clergy were grindingly
poor. The problem of
hereditary succession to
livings was also acute;
priests were either married
or had mistresses, it hardly
mattered which because in
Welsh law sons born in or
out of wedlock were
treated equally. Welsh law
also made marriage a
secular contract and one
very easily ended by a
form of divorce. Far from
universally rebelling
against all this, Welsh
clerics were involved in
producing the thirteenth-
century law books which
contained such
uncanonical passages and
were clearly in sympathy
with their sentiments. And
why not? If Gerald of
Wales condemned the
marriage practices of the
Welsh, he also extolled
their fervent piety. In the
twelfth century, the
religious community at
Llan-badarn Fawr by
Aberystwyth was a family
enterprise, and notable
both for its learning and
pastoral concern.
Attitudes, however, were
changing. The way the
ruling families in
thirteenth-century Wales
made their marriage
practices more
‘respectable’ had already
been noted (see above, p.
427). The Welsh law books
themselves did not all sing
to the same tune and some
accepted the canon law
ban on clerical marriage.
Although we know little of
their activities, there were
bishops whose whole
background must have
made them committed
reformers: Thomas
Wallensis of St Davids
(1248–55), for example,
was a scholar of
international repute who
had been an archdeacon in
the Lincoln diocese under
Grosseteste. Admittedly,
when Archbishop Pecham
visited Wales after the
Edwardian conquest he
still lamented the
portionary churches, and
considered the clergy the
most ignorant he had met.
But then he was scarcely
uncritical about the
situation in England either.
Throughout Britain the
struggle to reform the state
of the local clergy was,
therefore, hard and
unending. It is when we
turn attention instead to
the monastic and religious
orders that the picture
appears brighter. Certainly
the phenomenal spread of
those orders between the
eleventh and thirteenth
centuries revolutionized
the religious and social
face of Britain, as it did
that of the rest of western
Europe.
In 1066 there were
around forty-five
Benedictine monasteries in
Britain, none of them
north of the Wash or west
of the Severn. In Wales
and Scotland there were
clas and Culdee churches,
but these were organized
more like old English
minsters than Benedictine
monasteries (see above,
pp. 115, 122). The
immediate effect of the
Conquest was to re-
invigorate the English
houses and massively
enrich continental ones
with English and Welsh
resources. The new
nobility also began at
increasing pace to found
houses in England and
Wales, some independent,
some daughter houses of
individual continental
monasteries, some (like
the priory at Lewes) part
of the great order of
Cluny. In 1150 ninety-five
Benedictine and Cluniac
houses had been founded
in Britain since 1066,
nineteen of them in Wales.
The movement had
embraced the north of
England and also been
taken (by the royal family)
in a small way into
Scotland. The English and
Welsh monasteries,
initially at least, were very
much houses of conquest,
situated close to castles
and proclaiming that the
new nobility had come to
stay. Like the priory
founded by the Clares at
Clare and later moved a
short distance to Stoke to
be less cheek by jowl with
the castle, they often
helped to foster a sense of
community between lord
and tenants.
There were also
impelling spiritual reasons
for such foundations,
beyond, that is, merely
giving thanks in a general
way for the Conquest.
Monks were very clear that
life in the world was
sinful, especially for
knights habituated to
violence. The way to be
saved was by embracing
the monastic profession.
Confronted by these
arguments, many knights
became monks. The
transition was eased by
parallels between the
professions because
entrants exchanged ‘the
belt of knighthood in the
secular world for the
military service of a monk
in a monastery’, as the
Selby abbey chronicler put
it. Some did so in health,
others when approaching
death. They also placed
their sons and daughters in
monasteries as child
oblates, hence the close
relationship between many
monasteries and the
surrounding nobility and
gentry. Becoming a monk
was thus one solution.
Another (and the two were
not mutually exclusive)
was actually to found or
endow a monastery. This
secured the services of
monks offering prayers for
the donor’s soul and
constituted a great act of
alms-giving; ‘alms
extinguisheth sin as water
does fire’, remarked the
monk bishop Herbert
Losinga.
This spiritual dimension
explains the phenomenal
success of the Cistercians.
Founded at Cîteaux in
Burgundy in 1098 and
energized by Bernard of
Clairvaux (St Bernard), by
the 1150s there were over
300 houses throughout
Europe. The first English
house was founded in
1128 at Waverley in
Surrey, being followed in
the early 1130s by
Rievaulx and Fountains in
Yorkshire. A period of
dramatic growth then
followed, the result being
the establishment of some
eighty-five houses in
Britain, including nineteen
from the order of Savigny
which merged with the
Cistercians in 1147. Of the
total, thirteen were in
Scotland and fifteen in
Wales, the major
expansion in England
being over by 1152 and in
Britain generally by 1201.
The Cistercians were born
of a burning desire to
practise the Benedictine
rule in all its intended
austerity, solitude and
simplicity, shorn of the
comforts, worldliness and
liturgical accretions found
in many contemporary
houses. As so often in the
history of monks and
friars, it seemed far easier
to found a new order than
to reform an old one. The
Cistercians, however,
hoped to preserve their
purity through rules and
organization. Each
monastery was inspected
annually by the house
from which it had been
founded. The governing
body was the general
chapter held every year at
Cîteaux, which had to be
attended by all the abbots.
Cistercian churches were
to be plain, without
triforiums and elaborate
sculptures, while the
houses were to be founded
preferably in regions wild
and remote. Another
unique feature enabled
such wastes to be managed
and the houses to be
supported without
recourse to the world, for
each monastery had its
own ‘in-house’ labour
force composed of laymen,
but laymen who were fully
part of the order. Since
many of these conversi, as
they were called, were
peasants, the order had a
broad social appeal.
Cistercian monasteries
could still of course be
dynastic. Rievaulx’s valley
ran down from the castle
at Helmsley, home of its
founder Walter Espec, the
great minister of Henry I.
Requiring only tracts of
uncultivated wasteland,
and sometimes (as in the
disorders of Stephen’s
reign) receiving land to
which the donor’s title was
disputed, they could also
be inexpensive to
establish. The role of the
order in Wales was
particularly important.
Unlike the earlier
Benedictine and Cluniac
foundations, its houses
were not adjuncts of
conquest. The lifestyle of
the monks and the location
of their houses matched
Welsh temperament and
terrain. Nine of the houses
were either founded by the
Welsh themselves or were
in Welsh-ruled areas.
Eleven received
benefactions, sometimes
substantial, from native
donors. The Lord Rhys of
Deheu-barth embraced
Strata Florida, while Strata
Marcella was founded by
Owain Cyfeiliog of
southern Powys. Although
Margam was established
by Robert, earl of
Gloucester, native donors
considerably outnumbered
Anglo-Norman. The
compelling appeal of the
early Cistercian movement
is revealed in the Life of its
greatest English abbot,
Ailred of Rievaulx (1147–
67), by his disciple Walter
Daniel. In meditation ‘the
whole strength of Ailred’s
mind poured out like a
flood upon God and his
son’; in prayer he made
himself ‘light and easy for
the leap to heaven’. This
spiritual exaltation, far
from turning Ailred proud,
taught him tolerance and
compassion towards others
in their difficulties. Indeed,
he considered those virtues
to be Rievaulx’s ‘supreme
glory’. He was never other
than realistic about human
weakness. No wonder that
under such an abbot
Rievaulx’s numbers rose to
140 monks and 500
conversi and lay servants.
The church on feast days,
as Walter Daniel put it,
was crowded with
brethren ‘like bees in a
hive’.
There was another form
of religious house which
spread with remarkable
speed in the twelfth
century, namely that of the
Augustinian or Black
canons. These were houses
not of monks but of priests
who could go out into the
world, though they lived
together without personal
possessions under the
common rule outlined by
St Augustine of Hippo. A
variant later in the century
was provided by the
Premonstratensian canons
who followed a more
austere way of life
influenced by the
Cistercians. The pastoral
role of such houses, with
the priests supervising and
sometimes serving the
parish churches which
often formed part of the
endowment, was one of
their main attractions,
complementing as it did
the enclosed activities of
the monks. Old minster
churches, for example at
Launceston and Taunton,
were often organized by
bishops as Augustinian
houses, as were the priests
running hospitals and
serving nunneries and
cathedrals. The same thing
happened to clas churches
in Wales, and Culdee ones
in Scotland. Since
Augustinian houses were
usually small and required
limited endowment they
could be founded by minor
barons and knights, hence
in part their popularity.
But the initial drive behind
the foundations in the
early twelfth century came
from the court of Henry I;
it was associated with all
but ten of the forty-three
houses founded by 1135. It
was King Alexander and
King David who brought
the movement to Scotland,
establishing the
Augustinians at Scone and
St Andrews. In native
Wales, where the Black
and White canons fitted as
well as the Cistercians,
Llywelyn the Great
brought the
Premonstratensians to
Gwynedd. By 1300 there
were well over 200
Augustinian and
Premonstratensian houses
in Britain.
In the mid thirteenth
century Henry III’s
brother, Richard of
Cornwall, established a
Cistercian abbey at Hailes
in Gloucestershire, and his
minister, John Mansel, the
Augustinian house at
Bilsington in Kent. But the
great age of monastic,
foundation and
endowment was over by
1200. Existing houses
continued to acquire
property but through
purchase (often to round
off existing estates) rather
than by pious gifts. Where
nobles continued to be
buried in monasteries, that
reflected more family
tradition than spiritual
empathy with the house
concerned. The fact was
that even the Cistercians
were losing the cutting
edge of their spirituality.
Gerald of Wales described
how they had transformed
their wildernesses into
highly profitable terrain,
often for sheep farming,
and how they built fine
churches and monastic
buildings, and possessed
‘all the wealth you can
imagine’. The cost of
building was probably the
reason why so many
Cistercian houses fell
heavily into debt to the
Jews. A great monastery
like Furness, in a pleasant
valley, with its kitchen,
refectory, chapter house,
dormitory, and infirmary
all in warm red local
stone, together with
running water for drinking
and drainage, offered a
comfortable existence.
That was even more the
case with the old
Benedictine houses. At
Westminster Abbey,
studied by Barbara
Harvey, the monks in the
later Middle Ages
consumed in calorific
terms considerably more
than ‘a rather heavy,
moderately active’ man
does today. Alcohol
contributed 19 per cent of
the daily energy, as
compared with 5 per cent
in today’s average diet. A
great deal of monastic
time was also devoted to
administration and estate
management. At Bury St
Edmunds the hawk-eyed
Abbot Samson (1182–
1211) had far more praise
for the monks involved in
the abbey’s administration
than he did for those in
the choir carrying out their
conscientious and
mellifluous round of
services. According to his
biographer and chaplain,
Jocelin of Brakelond,
Samson’s own deeds
‘worthy of immortal record
and renown’, were those
by which he freed the
abbey from debts,
increased its income and
defended its privileges.
The decline in monastic
endowment brought into
greater prominence and
quite probably increased
the scale of a different
form of alms-giving; alms-
giving for the support of
the poor and distressed.
Christ himself had made
clear in his description of
the Last Judgement
(Matthew 25:31–35) that
such acts of charity were
absolutely necessary for
salvation. The blessed
were precisely those who
had fed and clothed the
poor and nursed the sick,
in so doing, as Christ
explained, feeding,
clothing and nursing
himself. Christ thus was
present in the poor, just as
he was present in the
bread and wine of the
eucharist. Such charity
could take two forms. One
was the support of the
institutionalized poor who
lived in ‘hospitals’, which
were often in effect
almshouses. The other was
the giving of money or
food directly to the ‘naked
poor’ who ‘beg from door
to door’. There was a
feeling that not all beggars
were deserving. At
Beaulieu abbey
distributions were limited
to the old, the young and
the weak, the able-bodied
by implication being
excluded. The weak,
however, would certainly
have included those weak
from hunger and in the
thirteenth century there
were plenty of such people
about. It was common, in
fact, for the wealthy to
engage in both forms of
alms-giving. King Henry
III, in feeding hundreds of
paupers at court every day
and giving generously to
the hospitals and leper
houses he passed on his
travels, was unique only in
the scale of his activities.
By his time it was far more
common for a successful
man to found a hospital
than a religious house, and
there was a network of
such institutions across
England. A related reason
for such charity was to
‘harvest the prayers’ of
paupers, especially for the
souls of the dead. Henry III
marked the anniversaries
of dead relatives by
ordering thousands of
paupers to be fed – indeed
in the case of his sister
Isabella the number was
over 100,000. In his will
Archbishop Boniface gave
money to numerous
hospitals who were all to
pray for the health of his
soul.
Equally prominent in
Boniface’s will were his
gifts to friaries both in
England and on the
continent. The spread of
the friars throughout
Europe was the most
important religious
phenomenon of the
thirteenth century. It was
they who filled the
spiritual vacuum left by
the monks. To support the
friars, as we shall see, was
to support the poor, and
that was certainly a key to
their success. Even more
important, however, was
the way in which the friars
served the needs of a new
and changing society,
served, that is, an
educated laity who
through confession were
moving towards a more
personal religion, and
through penance and other
forms of piety were
working out their own
salvation in the world,
unimpressed by the
argument that it could
only be found in the
cloister. The crusade, as
we shall see, had taken
away much of the stigma
of knighthood; arms could
be a holy calling. For this
new audience preachers
were essential and so were
effective confessors. The
Fourth Lateran Council,
therefore, enjoined bishops
to appoint men to travel
their diocese to carry out
‘the office of sacred
preaching’, and to place
men in cathedral and
conventual churches
(usually in major towns) to
hear confessions, impose
penances and do
‘everything else for the
saving of souls’. The
Council might well have
been drawing up a job
description for the friars.
The demand, especially
in the towns, for a more
personal and intellectual
religion had already
generated movements in
France and Italy, notably
the Waldensians, founded
by Waldes, a merchant of
Lyons, and the Humiliati,
who became established in
many cities in northern
Italy. The friars shared
certain characteristics with
these movements and were
also strictly orthodox
doctrinally and in their
acceptance of papal
authority. Encouraged by
Innocent III in the most
inspired move of his
pontificate, they canalized
spiritual aspirations which
might otherwise have run
down less orthodox paths
and were a major force in
combating heresy in
Europe and preventing its
appearance in Britain.
St Dominic, a priest
from Castile, had precisely
conceived his movement
as an order of preachers to
battle against the
Albigensian heretics in
France. In 1217 he
extended the mission
world-wide and his
followers were soon
organized into territorial
provinces with an
elaborate system of
elective officials. Dominic
was inspired by a vision of
‘the apostolic life’, the life
led by Christ and his
apostles. This was even
more the case with St
Francis (1181–1226), the
son of a cloth merchant
from Assisi. A revelatory
passage for him had been
Matthew x:7–9 where
Christ sent out his
apostles, declaring,
King Edward I:
The
Parliamentary
State
When Henry III died in
November 1272, Edward
was in Sicily returning
from his crusade. Instead
of hurrying home, he went
to Gascony to set the
province in order. It was
not until August 1274 that
he reached England. His
delay reflected his
confidence in his
ministers. The council left
behind to look after his
affairs had from the start
played a major part in the
government of the
kingdom, designedly so
since it controlled many
sheriffdoms and royal
castles. Now its members,
led by Edward’s clerk
Robert Burnell, took over
the reins at the centre. If
they passed on problems,
they also suggested
solutions. The problems
were formidable. With
former rebels still saddled
with heavy fines to recover
their lands, and with
widespread veneration for
Simon de Montfort shown
in pilgrimages to Evesham,
there were constant fears
of a renewal of civil war.
The government had great
difficulty prising Edward’s
brother Edmund from
Chartley castle which he
seized in April 1273. It
struggled to contain the
conflicts between Llywelyn
and the earls of Gloucester
and Hereford; it failed to
enforce an embargo on
wool exports to Flanders,
making Edward (as he
himself complained) a
laughing stock; and in
January 1273 it suspended
the general eyres then in
progress in the counties,
an act of conciliation given
the eyre’s lucrative crown
pleas business, which
reflected the general
unpopularity of the king’s
government in the shires.
And over everything hung
the financial weakness of
the crown, a long-term
problem exacerbated by
the recent civil war.
Essentially Edward needed
to open up new sources of
revenue, and forge a new
relationship with the
kingdom in order to do so.
His achievement lay in
establishing a new tax-
based parliamentary state,
and making the monarchy
for the first time since
1066 at one rather than at
odds with the Englishness
of its people. Edward by
these means gained the
power to wage his wars
against the Welsh and the
Scots. There were also
certain internal victims of
his rule. The Jews were
expelled from England in
1290. The burdens of his
wars fell with
disproportionate heaviness
on the peasantry.
In 1274 Edward was
thirty-five. Already a
veteran in war and
politics, he had learnt from
his father’s mistakes and
his own early tribulations.
Sketches and paintings
show him with a straight
nose and a massive
rounded chin. When
measured in 1774, his
skeleton was six feet two
inches in height; Edward
stood literally head and
shoulders above most
contemporaries. He had
the personality to go with
the physique. Henry III
had been a rex pacificus.
Edward was a rex
bellicosus. He had taken
part in tournaments across
France in his youth, won
the battle of Evesham, and
then gone on crusade.
Both as a skilled strategist
and a fighting knight (his
personal duel with the
rebel Adam Gurdun
became the stuff of
legend), he fulfilled all the
expectations of the warrior
king, expectations to be
amply fulfilled by his
victories in Wales and
Scotland. Yet Edward also
had a burning sense of the
civilian duties of kingship
– the preservation of the
rights of the crown, the
dispensation of justice and
the maintenance of order.
His father at heart had
been soft and simplex.
Edward by contrast was a
man ‘of tried prudence in
affairs of state’, as the
chronicler Trevet put it. In
his struggles after 1258 to
free himself from baronial
control, he had won over
individual magnates by
acts of patronage, and had
seen how reform of the
realm could conciliate
local society. He was
superbly equipped for
kingship.
Edward’s queen,
Eleanor of Castile, played
no role comparable with
that of Eleanor of
Provence. The elder
Eleanor’s exploits had
received a mixed press
from monastic chroniclers.
On the one hand she had
displayed ‘the serpentine
wiles of a woman’ when
persuading her husband to
overthrow the Provisions
of Oxford. On the other,
she had been the ‘most
powerful virago’ when
raising an army to rescue
her husband after his
capture at Lewes. There
was, however, no
opportunity for the second
Eleanor to be like the first.
She had an important
diplomatic role, thanks to
her Castilian kin and her
inheritance (she gained the
county of Ponthieu
following her mother’s
death in 1279). But unlike
her mother-in-law she had
no family party in
England, for no Castilians
were ever established
there. Although she had
six children who survived
infancy, she died too soon
(in 1290) to play a
political role through
promoting their careers.
There is no reason to think
that Eleanor resented her
position, nor did it reduce
her simply to a meek
intercessor whose ‘pity
should surpass the pity of
all men and women’, as
Archbishop Pecham put it.
Eleanor certainly had a
gentle and pious side. She
protested at the early
marriage of one of her
daughters and was a great
patron of the Dominican
friars. When, however, she
intervened for the earl of
Cornwall in 1287, it was
by arguing that the
charges of incompetence
brought against him were
unjustified, not by playing
the pity card. Indeed,
Pecham himself lamented
that Eleanor seemed more
inclined to push Edward
towards severity than
mercy. She was a clever
operator at court where
Edward’s lasting love (he
was never unfaithful) gave
her unique influence.
Apart from when he was
on campaign and she was
in late pregnancy, the
couple were rarely
separated.
Eleanor’s major
objective, at Edward’s
urging, was to build up for
herself a great landed
estate, giving the same
kind of landed base as the
pre-1154 queens but
without it having to come
from the king (see above,
pp. 192–3). In this she was
doing better than her
mother-in-law who also
acquired land but largely
on a temporary basis
through wardships.
Eleanor monitored the
land market and pounced
on those owing money to
the Jews or otherwise in
difficulties. By the time of
her death she had acquired
properties worth some
£2,600 a year, including
William of Leybourne’s
castle of Leeds in Kent.
Careful about her good
name at court, she seemed
careless about her
reputation in the country.
‘The king would like to get
our gold / The queen our
manors fair to hold’ ran
one satire. Edward’s grief
on Eleanor’s death in 1290
was profound. The great
stone crosses, which
marked the resting places
of her body on its journey
from Lincoln to
Westminster Abbey where
a beautiful gilt-bronze
effigy was placed above
her tomb, were intended
to inspire prayers for her
soul. With their graceful
and imposing statues of
the queen the crosses also
summed up the resurgence
of queenship which the
two Eleanors had effected,
in different ways, in the
thirteenth century.
As soon as he returned
to England in August 1274
Edward set about restoring
the power and authority of
the crown. In one area his
determination was given
striking physical
manifestation. London had
been the great seat of the
Montfortian rebellion, so
between 1275 and 1285
Edward spent some
£21,000 building the
Tower’s present outer
walls, moat and water
gates. In 1285 he
suspended the city’s
liberties, keeping the
government in his own
hands down to 1298. None
of this would have been
possible had Edward not
restored the financial
position of the crown.
Here his task was
formidable. At the start of
the reign revenue was
some £25,000 a year. Back
in 1130 the revenue had
been of similar size but
since then the course of
inflation, particularly in
the early thirteenth
century, had reduced the
real value of money
between two and three
times over. The income
which made Henry I rich
left Edward poor. Nor was
it easy to improve the
situation. Henry III had
been unable to sustain the
higher revenues he
generated for a while in
the 1240s. John’s far more
spectacular efforts had
provoked Magna Carta.
The problem was
compounded by the
decline in the proportion
of easy uncontentious
income from land. In 1130
not far short of£10,000 of
royal revenue had come
from the king’s own lands.
If all of these had been
retained, they might well
have been worth in the
thirteenth century
upwards of £30,000 a
year. The monarchy would
still have been rich. In
fact, however, so much
land was given away for
purposes of patronage
after 1130 that even when
exploited to the full in the
1240s what remained was
only worth around £6,000
annually. There were also
other sources of revenue
which had become less
lucrative. The heavy
taxation between 1240 and
1260 had exhausted the
wealth of the Jews; the
money from general eyres
was coming in more
slowly as, swamped by
business, they took longer
and longer to complete;
respect for the church
meant that Edward, like
his father, did not keep
bishoprics deliberately
vacant so as to take their
revenues; and finally
Magna Carta had made it
more difficult to sell
justice and charge hefty
fines for succession to
inheritances. What made
all this worse was that
while in real terms the
wealth of the English kings
had declined, that of the
Capetian kings of France
had spectacularly
increased.
In this situation Edward
developed a whole range
of policies designed to
increase his revenues,
some more successful than
others. Edward believed
that during his father’s lax
rule privileges (or
‘liberties’) had leaked far
too easily from the crown,
with a commensurate loss
of revenue. In the
localities, for example, lay
and ecclesiastical lords had
set up private gallows, and
usurped the jurisdiction of
the hundred courts by
preventing the attendance
of their men. Edward’s
response came in 1278.
When the general eyre was
revived in that year it
began to hear special quo
warranto cases under
which all who held lands
and ‘liberties’ claimable by
the crown had to show
their warrant for them.
Just how successful the
campaign was is open to
question. It certainly
caused annoyance.
According to one story
John de Warenne, earl of
Surrey, when he came
before the judges flung
down a rusty sword: his
warrant was that his
ancestors had conquered
England with King William
in 1066. The mighty
Gilbert de Clare, earl of
Gloucester, was forced to
disgorge some of his
father’s gains, but many
cases dragged on for years
and never came to a
conclusion. Often
defendants were able to
show that their lands and
liberties had been
conceded in royal charters,
a warrant acceptable from
the start. In 1290 Edward
agreed to confirm all
liberties enjoyed
continuously since 1189,
even if unsupported by
written title. In 1294 with
the suspension of the
general eyres the whole
campaign came to an end.
It had asserted the
principle that a warrant
acceptable to the king was
necessary, and may well
have stopped fresh losses.
But it had done little to
increase royal revenues or
impede developing
patterns of magnate rule in
the shires, to which we
will return.
Edward’s determination
to preserve and increase
the stock of royal lands
was more successful.
Henry III had stopped
alienating royal demesnes,
but had still given away
(often in feckless fashion)
escheats which had come
into his hands, notably
from ‘the lands of the
Normans’. Apart from gifts
to his close family, Edward
stopped alienations
altogether. He also bent
his energies to the
acquisition of land, his
wife’s activities being part
of a much wider
enterprise. Henry III in an
isolated act had bought
out the heirs to the
earldom of Chester. Under
Edward procuring land, in
large amounts and small,
through purchase and
pressure, became a matter
of consistent, insistent
policy. In 1293, in his
most spectacular coup, he
bought the Isle of Wight
for £4,000 from the dying
Isabella de Forz, countess
of Devon. Edward also
acquired two earldoms,
the first (at the end of
Henry’s reign) by saddling
the earl of Derby, Robert
de Ferrers, with an
unpayable £50,000
redemption fine, the
second in 1302 by
purchasing the reversion
of the earldom of Norfolk
from the childless Roger
Bigod. Queen Eleanor’s
lands were kept to form
the dower lands of
Edward’s second wife,
while the earldoms of
Derby and Norfolk were
used to endow respectively
his brother Edmund and
his son by his second
marriage. The original
stock of crown lands thus
remained intact.
However, the most
important developments
under Edward lay not in
rebuilding old sources of
revenue but in opening up
new ones. This brings us to
the customs, general
taxation and Italian
bankers. Experiments with
customs under King John
and again in 1266 had met
with only mixed success.
The real start came in
1275 when, after
negotiations with
merchants (whom Edward
could threaten with
punishment for breaching
the recent embargo on
wool exports), the April
parliament conceded a
customs duty of a third of
a pound (6s. 8d.) to be
levied on every exported
sack of wool. Wool was
England’s greatest export,
most of it going to support
the Flemish cloth industry.
Buoyant prices meant that
it could easily support the
new customs. From 1275
they were a permanent
feature of English royal
finance, bringing in
around £10,000 a year
with another £1,000 a
year from Ireland.
Edward also had far
more success than
previous kings in levying
general taxation. This
involved the movable
property, essentially the
corn and the animals, of
everyone being valued,
and a percentage of that
value being given to the
king. The movables on the
church’s lands held for
rents and knight service
were also included in the
levy. Only its spiritual
property, essentially tithes
and glebe land (which
might be taxed separately)
and the movables of the
poor were exempt. The
absolutely cardinal fact
about taxation in this form
was the enormous amounts
it could raise. It had the
power to transform the
king’s financial position.
John’s thirteenth of 1207
(that is a levy at the rate of
13 per cent) yielded some
£60,000. The trouble was
that for all practical
purposes such taxation
required the consent of
parliament, consent which
Henry III was consistently
refused between 1237 and
1270. Edward changed all
that. His taxation was new
both in its scale and
regularity.
Rate
Date of Assessment
Tax
Wales and
Scotland:
Conquest and
Coexistence
When Edward came to the
throne in 1272, he headed
the least ‘conquering’ of
British dynasties. Under
the Treaty of Perth in 1266
King Alexander of Scotland
had wrested Man and the
Western Isles from the
king of Norway. By the
Treaty of Montgomery in
1267 Llywelyn ap
Gruffudd of Gwynedd had
gained dominion over the
other native rulers and
been recognized as prince
of Wales (see above, p.
386). Meanwhile in
England the king’s power
remained at a discount
after a destructive civil
war. Edward changed all
this. His restoration of
royal authority in England
gave him the means to
transform the political
shape of Britain. Within
five years of his accession,
he had destroyed
Llywelyn’s principality. By
1284 he had eliminated
nearly all the native rulers.
Wales, unconquered by the
Anglo-Saxons and the
Normans, had finally
succumbed to Edward I.
The ultimate disaster
should not overshadow
Llywelyn’s years of
triumph. When, at the
height of his power in
1274, he came to inspect
his new castle at
Dolforwyn (built above the
Severn in a vital strategic
area just west of
Montgomery), the visit
sent shock waves through
the district. Did he,
wondered one
correspondent, intend to
go on into the forest of
Clun to plan a new castle
there? Had he summoned
the great men of England
to come and meet him?
‘All the bailiffs of Wales’
were forwarding supplies
and Dolforwyn was
stocked for a stay of three
weeks. Here indeed was a
mighty prince.
In considering the
structures which supported
Gwynedd’s power in the
thirteenth century, its
three great rulers are best
treated together: Llywelyn
ab Iorwerth or Llywelyn
the Great (died 1240),
Dafydd (died 1246) and
Llywelyn ap Gruffudd. If
all three in terms of status
were below the kings of
Scotland and England,
they were above everyone
else in Britain, for they
alone bore the title prince
and wore a coronet to
prove it. Dafydd’s right to
such an insignia as prince
of North Wales had been
recognized by Henry III.
Perhaps Llywelyn ap
Gruffudd adopted a
grander version after he
became prince of Wales.
His coronet was made of
gold and symbolic enough
to be presented after his
demise to the shrine of
Edward the Confessor in
Westminster Abbey. At
Aberffraw on Anglesey,
ancient seat of the
dynasty, the hall of the
‘palace’, as it was later
described, had an
elaborate roof in which
were set great stone bosses
decorated with the heads
of coroneted princes. The
rulers made sure that no
one forgot their elevated
status.
The Welsh law books,
whether edited in
Gwynedd or elsewhere,
always began with a
section on the king and his
court. Although it is
difficult to know how far
the rights and duties of the
officials listed
corresponded with reality,
there is enough evidence
from other sources to show
Gwynedd’s court was
impressive, with some of
the same kinds of ministers
as found in England and in
Scotland. It was headed by
the steward (distain) who
was also the prince’s
leading councillor and
quite possibly the
commander of his military
forces (discussed later).
Another of his duties was
to act as ‘justice’ in the law
cases before the prince,
while an earlier official,
the ‘judge of the court’
mentioned in the law
texts, disappeared from
view. As the principality
expanded so did these
legal responsibilities and
on one occasion the
steward was styled the
‘justice of Wales’. By the
early thirteenth century
clerks at court almost
certainly formed a writing
office, its head being
occasionally given the title
chancellor or vice-
chancellor. Passages in the
law books suggest that this
position was taken by the
‘household priest’, for he
was to receive payment
when charters or letters
patent were sealed. The
princes’ charters were very
similar in style and
appearance to those of the
two British kings, the use
of the princely title and
the plural ‘we’ making
them quite distinct from
those of the other Welsh
rulers. The clerks must
also have written the
princes’ administrative
orders (now lost) and
diplomatic
correspondence. The latter
was extensive: over twenty
of Llywelyn ap Gruffudd’s
letters to Edward I survive.
At court it was the
chamberlain who was
responsible for receiving,
storing and spending the
king’s money. Although (as
in Scotland) there was
nothing like a fixed
exchequer, groups of
ministers, including one of
the prince’s clerks, were
sent to hear and record the
accounts of local officials,
if we may judge from this
happening to the castellan
of Dolforwyn. The
effectiveness of
government depended very
much on a small
ministerial elite drawn
throughout the thirteenth
century from around six
curial families. Ednyfed
Fychan, for example,
steward of Llywelyn ab
Iorwerth and Dafydd, was
followed in the same post
by several of his sons.
There is some anecdotal
evidence that the size of
the Gwynedd court was
expanding. The abbot of
Basingwerk complained
that whereas he had
entertained 300 men when
Llywelyn ab Iorwerth and
Dafydd came to hunt,
under Llywelyn ap
Gruffudd the number had
risen to 500. Another
complaint was that
Llywelyn ap Gruffudd gave
robes each year to 140
members of his household,
the implication being that
this was at everyone else’s
expense. In giving robes,
Llywelyn’s practice
paralleled that of the kings
of England. If the
beneficiaries really did
number 140 this did not
compare with the 570 who
were dressed by Edward I
in the 1280s, but it still
reveals a household of
considerable size.
All the princes in the
thirteenth century strove
to increase their authority
in Gwynedd. They insisted
(here supported by the law
books) that they should
consent to alienations of
land by free men, for
example to religious
houses, and that they (not
the immediate lords)
should have the chattels of
those who died intestate.
Llywelyn ap Gruffudd also
demanded reliefs and
control over wardships.
Another area of advance
was in that of dispute
settlement. The basic
practices here were deeply
communal. Disputes over
land were resolved by the
judgement, or more often
the arbitration, of ‘law-
worthy’ local men, not
necessarily in a court. An
important role in decisions
and settlements could be
played by a semi-
professional judge-jurist,
the ynad. Yet this
communal system was
becoming embraced by
regular sessions of
commote and cantref
courts presided over by the
prince himself or (in his
absence) his bailiff (the
rhaglaw). While there was
no equivalent to the
standard-form pleading of
the English and Scottish
common law, the prince
and his deputies were
hearing a growing number
of civil actions. Their
situation was perhaps most
akin to that of the justices
in eyre under Henry I, who
presided over the pleas but
left judgement and
procedure to be
determined, according to
varying local rules, by the
suitors to the county court.
Even more striking was
the way the princes were
asserting jurisdiction in
cases of theft and
homicide, thus coming to
play a much greater role in
the maintenance of law
and order. Statements in
the law books and
evidence of actual practice
show that the rulers were
beginning to fine thieves
and killers and profit from
their chattels. They were
also executing thieves if
the punishment was not a
fine. All this cut into the
rights of lords like the
bishop of St Asaph and
into the custom where
homicide either led to feud
or was settled by
compensation payments
(gallanas was the name
given to both), without
any necessary involvement
of the ruler. The princes of
Gwynedd were moving
towards asserting a
monopoly over the trial
and punishment of serious
crime like that exercised
by the kings of England
and Scotland.
Justice was clearly
profitable, but the main
resources of the princes
derived from their own
lands and bondmen, and
from a set of renders
(including hospitality for
the court) given from free
land controlled by kin
groups and the church.
Some of these resources
came from the areas
intermittently ruled by the
princes (in Southern
Powys, between Wye and
Severn, and in Builth and
Brecon) but the great bulk
derived from Gwynedd
itself, where the cattle of
Snowdon and corn of
Anglesey and Llŷn were
especially important. With
the increase in commerce
and the money supply, the
cash proportion of the
revenue was increasing, in
part through the
commutation into cash of
renders once made in kind.
Such commutations were
worth on one estimate
around £400 annually in
the 1270s. There was also
a tax levied at 3 d. a head
on cattle. Whereas the
tribute due under the 1211
treaty was entirely to be
paid in animals, between
1267 and 1271, under the
terms of the Treaty of
Montgomery, Llywelyn
paid the English crown
certainly £9,166 and
perhaps £12,500. Although
little more than a guess
from later evidence,
Llywelyn’s revenue from
Gwynedd, at the height of
his power after 1267, may
have been around £4,000
a year, and there would
have been some additional
income from his other
territories. He was
probably just as wealthy as
the greatest of the marcher
barons, Gilbert de Clare,
earl of Gloucester.
Central to Gwynedd’s
power in the thirteenth
century was its military
might. At times this was
clearly formidable,
reflecting changes which
had transformed the forces
of Welsh rulers since the
advent of the Normans. At
the heart of Welsh armies
had always been the teulu,
the ruler’s warband of
sworn followers. Llywelyn
ap Gruffudd clearly had an
equivalent body but it was
now horsed, ‘elegantly
armoured’ (in Matthew
Paris’s words), and
supported less by plunder
than by grants of land and
perhaps also of money.
The teulu does not appear
eo nomine after 1215, and
conceivably the name
seemed inappropriate to a
body now in some ways
equivalent to the
household knights of the
English and Scottish kings.
For all the costs of its
elegant armour, Llywelyn
could raise a cavalry force
of respectable size. In
1263, with his own
household troops
supplemented by
contingents from much of
Wales, he was able to put
about 180 armoured
horses into the field, as
well as others
unarmoured, this
according to a convincing
estimate made in a letter
by a knight on the spot.
The princes of Gwynedd
could also muster large
numbers of foot soldiers,
exploiting the obligation
mentioned in the law
books on all freemen to
serve the ruler for six
weeks a year outside ‘the
country’, and probably
also using pay. Llywelyn
the Great, according to
record evidence, took
1,600 foot on John’s
northern expedition of
1209. According to the
1263 letter, Llywelyn ap
Gruffudd’s infantry
numbered more than
10,000. If that is an
exaggeration, it at least
suggests the force was
several thousand strong.
The power of the rulers
of Gwynedd also rested on
the stone castles which
they built in the thirteenth
century. Apart from that at
Dolforwyn, these were all
in Gwynedd itself. Their
positioning was clearly
strategic in intent because,
sometimes supported by
the establishment of new
cattle farms, they were on
sites unrelated to existing
courts and centres. Ewloe
by the Dee estuary could
monitor the main land
route into Gwynedd from
the north-east. Castell y
Bere was in Meirionydd,
the cantref which formed
Gwynedd’s south-western
frontier. Two castles, at
Dolbadarn and
Dolwydellan, were placed
within the heart of
Snowdonia. The latter,
with its square keep atop a
rocky outcrop high in the
hills, commanded the
north–south route from
Conwy through to
Criccieth, where there was
another castle. These
buildings were certainly
designed to bolster
Gwynedd’s formidable
natural defences against
invasion (see above, p.
318), but that was not
perhaps their main
purpose for they lacked
the size to withstand major
sieges. Rather, the point
was to display the
dynasty’s power and
enforce its rule within
Gwynedd itself.
The princes’
perambulations through
Gwynedd were of vital
importance in maintaining
their authority. They could
stay both in their new
castles and also in the
traditional court
complexes which were at
the centre of the
commotes, the main
administrative divisions in
Anglesey and Gwynedd
west of the Conwy. The
sites of no less than
twenty-one such courts
have been identified, many
rendered more impressive
by being close to mottes,
of which some had
probably been built by
Welsh rulers and others by
the Normans during their
brief hold of Gwynedd. At
Rhosyr in Anglesey the
court was impressive in
another way: excavations
have shown it had a
walled enclosure, as well
as a hall and chamber
probably dating from the
1240s. The ‘palace’ nearby
at Aberffraw we have
already described.
With his string of new
castles and web of old but
refurbished courts,
Llywelyn ap Gruffudd was
therefore well placed to
govern Gwynedd and
assert his wider authority
as prince of Wales. Yet he
also faced grave problems.
The intensity with which
Gwynedd had to be
exploited in order to pay
the sums due under the
Treaty of Montgomery
created considerable
resentment. Although the
complaints drawn up after
the prince’s demise were
designed to impress King
Edward, they are too
detailed and substantial to
be dismissed. They show
that Llywelyn had
alienated both of
Gwynedd’s bishops, Anian
of Bangor and Anian of St
Asaph, in part by
developing his jurisdiction
over theft and homicide.
He had also offended a
considerable number of
the leading freemen, the
uchelwyr or ‘nobles’ on
whom his rule depended.
Equally serious were
tensions with some of the
leading ministerial
families, in part perhaps
because he now had so
little patronage to give. In
1276–7 Rhys ap Gruffudd
and his brother, the prior
of Bangor, grandsons of
Ednyfed Fychan, both
conspired against him.
And worst of all were the
fissures within the house
of Gwynedd itself, which
climaxed in 1274 with a
plot which was probably
designed to eliminate
Llywelyn and put his
brother Dafydd in his
place.
Llywelyn’s problems
were equally acute in his
wider principality. Under
the Treaty of Montgomery
he had gained the
homages of the other
Welsh rulers, who now
held their territories from
him, not from the king.
But Llywelyn still had to
make a reality of the new
relationships. He did not
draw revenue or intervene
directly within the
domains of the other
rulers, but they certainly
owed him military service.
He expected to confirm
their land grants, and
confirm too, if not control,
the descent of the
territories. Among the
most striking indications of
Llywelyn’s authority are
his confirmations of family
settlements made by rulers
in both Ceredigion and
Northern Powys. Likewise,
all the Welsh ‘barons’ were
justiceable in Llywelyn’s
court and liable to
forfeiture for disobedience.
Not everyone was
happy with such a rule.
The tensions apparent
before 1267 (see above, p.
383) had not been
banished by the Treaty.
Indeed, Maredudd ap Rhys
under its terms had gained
exemption from Llywelyn’s
overlordship and remained
a vassal of King Henry.
The Welsh had a common
law, language and history,
but the difficulties of
moving from those to a
Gwynedd-dominated
principality were as great
now as they had been
under Llywelyn’s
grandfather. While
Llywelyn’s court poet,
Llygad Gŵr, celebrated the
unity from north to south
brought by Llywelyn’s
rule, ‘the true king of
Wales’, he also indicated
that it was unity through
domination. It was in
Llywelyn’s nature to
‘impose himself on other
lands’. The fact was that
Llywelyn’s rule often
seemed based on
intimidation and coercion.
The other rulers, now no
more than ‘barons’, even
in Welsh sources
(barwneit), were expected
to address him as ‘serene’,
‘noble’, ‘most famous and
honest’. Those no longer in
his ‘unity’ were
‘unfaithful’, ‘disobedient’,
‘rebellious’, and very much
in need of ‘mercy’.
Allegiance was ensured by
the exaction of hostages,
and threats of trial, fine,
forfeiture and
imprisonment. No wonder
Gruffudd ap
Gwenwynwyn, in one of
his agreements with
Llywelyn, sought to
protect himself from
trumped-up charges and
excessive punishment. It
was not merely great rivals
like Gruffudd who were
treated in this way. A
similar regime seems to
have enforced Llywelyn’s
rule among the uchelwyr
between Wye and Severn,
as well as further south in
Brecon. Welshmen too
might well have agreed
with the English poet who
described Llywelyn as ‘a
cruel leader, a plunderer of
men’.
Yet initially Llywelyn
triumphed over his
difficulties. In October
1270 he beat off a
challenge on the southern
frontiers of his principality
and destroyed the new
castle Gilbert de Clare was
building at Caerphilly in
Glamorgan. When
Llywelyn’s brother Dafydd
and Gruffudd ap
Gwenwynwyn of Southern
Powys plotted against him
in 1274, Gruffudd was
sentenced to forfeiture and
had to beg mercy on his
knees. When later in the
year he fled to England
(along with Dafydd),
Llywelyn seized Southern
Powys and ruled it
directly, an awesome
demonstration of his
authority. It was not his
internal difficulties which
destroyed Llywelyn’s
principality. It was
external attack.
The trail which ended
in the war of 1277 began
with disputes over the
Treaty of Montgomery. It
had given Llywelyn the
homages ‘of all the Welsh
barons of Wales’ without
defining who they were. A
conflict quickly arose over
the allegiances of the
native ‘barons’ of north
Glamorgan, which
Llywelyn claimed for his
principality and Gilbert de
Clare for his lordship. The
Treaty had also allowed
Llywelyn to keep his
conquests in Brecon, but
that left Humphrey de
Bohun, earl of Hereford,
retaining part of the
district, and constantly
encroaching on the
prince’s portion, or so the
latter alleged. If then the
marcher barons and the
king would not observe
the Treaty, Llywelyn
decided he would not
observe it either: after
Christmas 1271 he made
no further payments
towards the £2,000 a year
he owed under its terms.
As a result the dispute
escalated. In 1274 Edward
gave shelter to Dafydd and
Gruffudd ap Gwenwynwyn
after their failed
conspiracy. Consequently
Llywelyn refused to do
homage to Edward, even
when (in August 1275) the
king came to Chester to
receive it. In the same year
Llywelyn defiantly married
by proxy none other than
Eleanor, daughter of the
late Simon de Montfort,
only for Edward to capture
her on her way to Wales
early in 1276. Eventually,
in November 1276, after
several more demands for
homage had been ignored,
Edward decided to make
war on Llywelyn as a
‘rebel and disturber of the
peace’.
In all this Llywelyn had
seen the situation very
clearly, or so he thought.
As he told the pope in
September 1275, he was
faced with a king whose
aim was to destroy the
Treaty of Montgomery
‘totally’ (in totum). Nor did
that seem surprising since
it had deprived Edward
himself of both the Four
Cantrefs and the homages
of the native rulers. If so,
what was the point of
conciliation? Better to
make a stand now with
power as yet unreduced.
Nor did it seem entirely
foolhardy to do so.
Llywelyn could remember
the disasters of the 1240s,
but since then he had
enjoyed unbroken success.
He had defeated royal
armies in 1257 and 1263;
in 1274 he had scattered
his domestic foes. Gilbert
de Clare for one believed
wholeheartedly in the
prince’s might, hence the
mammoth scale on which
he recommenced his castle
at Caerphilly after its
destruction in 1270.
Llywelyn could hope a
firm stand would persuade
Edward to back down. If it
did not, war was not
necessarily a fatal opinion.
In the event, Llywelyn
capitulated almost without
a fight. There was nothing
very novel about Edward’s
strategy, but it was
implemented on a new
scale and with a new
thoroughness. Llywelyn’s
unpopularity and financial
difficulties may well have
reduced his forces way
below the levels of the
1250s and 1260s. Soon he
faced internal collapse.
Edward established three
separate commands. That
in the north, operating
from Chester with Dafydd
one of the captains,
provided cover, while
Gruffudd ap Gwenwynwyn
re-established himself in
Southern Powys. The
rulers of Northern Powys
then quickly submitted. In
the Middle March, Roger
de Mortimer captured
Dolforwyn in only a week
(in April 1277), while the
uchelwr Hywel ap Meurig
(whose son Llywelyn had
held hostage) led 2,700
Welsh foot soldiers from
Brecon and Radnor into
Edward’s service. In the
south, where the royal
base was at Carmarthen,
Rhys ap Maredudd, son of
the Maredudd ap Rhys
who had escaped homage
to Llywelyn in 1267,
entered Edward’s service
in April. His rival in Ystrad
Tywi, Rhys Wyndod,
submitted soon afterwards,
as did the rulers of
southern Ceredigion.
In these circumstances
Llywelyn could do nothing
to prevent Edward’s
southern force reaching
Aberystwyth and then
establishing control over
northern Ceredigion. In
Gwynedd itself he faced
the defection of both the
bishops and members of
the ministerial elite.
Edward’s army reached
Chester on 15 July. By the
end of August, when
numbers were at their
height, he had some
15,640 foot soldiers in
pay, of whom some 9,000
were Welsh. The army, its
way cleared by 1,800
woodmen, advanced
inexorably to Deganwy.
Even more devastating was
the fleet. A fleet to seize
Anglesey had been
envisaged in 1257 but had
never materialized. This
time, nearly twenty-six
ships and eight tenders
were assembled, manned
by 726 sailors. Anglesey
was occupied by 2,000
foot soldiers, and labourers
were ferried across to reap
the harvest. Gwynedd
faced starvation.
In this desperate
situation, Llywelyn came
to terms. In November
1277, he surrendered the
Four Cantrefs to the
English crown, so
Gwynedd was once again
cut back to the Conwy. In
return he recovered
Anglesey, but for an
annual payment of £333
until the sums owed under
the 1267 treaty had been
cleared. If he had no heirs
of his body, then the island
was to escheat to the king
on his death. Llywelyn was
allowed to keep his title
prince of Wales, but little
was left of his wider
dominion. All his
territorial possessions
outside Gwynedd, in the
area between Wye and
Severn and in Builth and
Brecon, were confiscated.
All the homages of the
native rulers, with a few
insignificant exceptions,
were returned to the king.
The principality of Wales
was at an end.
If Llywelyn believed he
could sustain a war against
Edward he had been
grievously mistaken. Was
he also mistaken about the
threat he faced? Certainly
even in 1277 Edward had
no overwhelming desire to
destroy Llywelyn and
Gwynedd absolutely,
otherwise he would have
continued the war and
done so. As it was, he did
not implement an earlier
plan to partition Gwynedd
west of Conwy between
himself and Dafydd.
Instead he accommodated
Dafydd at his own expense
within the Four Cantrefs,
stabilizing what remained
of Llywelyn’s state. The
reduction of the payments
from the £2,000 a year
owed under the Treaty of
Montgomery to £333
under the new treaty had
the same effect. Nor is it
clear that Edward had set
out from the first to cut
Llywelyn’s principality
down to size. In 1270 he
actually made it more
complete by selling
Llywelyn the homage of
Maredudd ap Rhys for
£3,333; this sale was to
raise money for his
crusade, a telling
indication of his priorities.
Later he humbled himself
(as he complained) and
came to Chester in the
hope of receiving the
prince’s homage. If he also
harboured Dafydd and
Gruffudd ap
Gwenwynwyn, and held
Eleanor de Montfort
captive, that was
retaliation for Llywelyn’s
refusal both of homage
and the Treaty payments.
It is a striking fact that
Edward neither challenged
Llywelyn’s right to treat
Dafydd and Gwenwynwyn
as he had, nor allowed
them to appeal to him for
justice. It would be hard to
conclude that Edward had
intended to provoke a war
to destroy the Treaty.
If, however, Llywelyn
was wrong in the short
term, in a longer
perspective was he not
entirely right? Was there
not a fundamental
incompatibility between
Llywelyn’s claim that the
‘rights of our principality
are wholly separate from
the rights of your
kingdom, although we
hold our principality under
your royal power’ and
Edward’s view of Llywelyn
as ‘one of the greatest
amongst the magnates of
our kingdom’, ‘doing and
receiving right in the court
of the king of England’? If
Llywelyn had done
homage, would not
Edwardian law and
officialdom soon have
squeezed all life from the
principality, just as they
later made life intolerable
for the Edwardian loyalist
Rhys ap Maredudd, who
was provoked into revolt
in 1287 by the royal
bailiffs of Carmarthen? Yet
Llywelyn’s territorial gains
under the Treaty of
Montgomery meant his
situation was very
different from that of
Rhys, for he had pushed
the king’s bailiffs far away
from Gwynedd’s heart.
Their activities had
nothing to do with the
stand which led to the war
of 1277. The disputes with
the earls of Hereford and
Gloucester were
themselves over land and
allegiances in Brecon and
north Glamorgan on the
southern fringes of the
principality. The fact was
that under the Treaty, the
opportunity for Edwardian
officials to challenge
Llywelyn was actually
quite limited. There were
none above all in the Four
Cantrefs, where the risings
of 1255 and of 1282 were
set off by their tyrannies.
In the end, it is hard not
to conclude that almost
any course would have
been better than the one
Llywelyn took. It involved
immediate execution. The
other way might have
brought a slow death, but
the process had hardly
begun and was far from
certain. What was needed
in the 1270s was the kind
of flexibility shown by
Llywelyn the Great, or
earlier by the Lord Rhys:
an awareness of when to
concede and an ability to
do so without losing face.
That, however, was not so
easy for someone who was
now prince of Wales.
Perhaps in 1267 Llywelyn
should have followed the
precedent of the Treaty of
Worcester in 1218, making
territorial gains but
accepting a looser form of
rule over the native rulers,
thereby also escaping some
of the financial burdens
imposed by the Treaty of
Montgomery. Perhaps too
the pattern of a unified
Wales sketched in the
prologues to the law
books, with Hywel the
Good ruling in a spirit of
consensus, suggested a
better way forward than
that adopted. Llywelyn
would have treated such
suggestions with contempt.
The vision of Wales as a
homage-based, Gwynedd-
dominated principality had
been Llywelyn the Great’s.
Given the intense
particularism of the other
rulers there was no way it
could have been
constructed through
conferences and consensus.
And with the collapse of
English royal power in the
1260s, it was clearly now
or never for bringing it
about. Such a principality
could have offered benefits
to the native rulers. If it
subjected them to the
domination of Gwynedd,
at least it protected them
from potentially the far
worse domination of
English officialdom. The
real misfortune was that
Llywelyn’s abrasive rule,
however necessary given
his objectives, prevented
this vital point ever getting
across.
The events of 1277
were a disaster for
Llywelyn, yet he had been
there before in the 1240s,
and had subsequently
pushed the king back. His
grandfather had done the
same after 1211. This time
nothing like that
happened. The next war,
in 1282, was terminal.
Llywelyn himself,
however, did not set off
the revolt that produced it,
although he quickly joined
in. After 1277 this proud
man faced a series of petty
humiliations: the king’s
officials at Chester
impounded his horses and
honey; those at
Aberystwyth imprisoned
his huntsmen. And then
there was the legal action
which Llywelyn brought in
1279 against Gruffudd ap
Gwenwynwyn for the
recovery of the cantref of
Arwystli in Southern
Powys. The 1277 treaty
had allowed for such
actions and had stipulated
that they should be
conducted according to
‘the custom of the parts’
where the land was
situated. Llywelyn claimed
that Arwystli was in Wales
and that therefore Welsh
law should apply, while
Gruffudd, in possession
and doing all he could to
delay matters, said that the
case should proceed by the
common law of England.
This and other issues
meant that the case
dragged on from year to
year so that in February
1282 Llywelyn told
Edward that he was
‘altogether in despair’,
being more concerned
‘about the disgrace to
himself than about the
profit he could ever derive
from the land’. Yet
Llywelyn with a pained
dignity, as impressive in
its own way as anything in
the panoply of his power,
persevered. He kept up the
payments due under the
1277 treaty, and adopted a
suitable tone in his letters
to Edward: ‘your devoted
vassal’.
For all this there were
some returns, which
suggest – like the
settlement of 1277 – that
Edward had no wish to
undermine Llywelyn
further. In 1278 the prince
achieved his marriage to
Eleanor de Montfort. This
union to the king’s cousin
was by far the most
exalted marriage ever
made by a Welsh ruler, a
marriage fit for a prince. It
outshone Llywelyn the
Great’s marriage to John’s
daughter, for she had been
illegitimate. The marriage
now showed deference to
Edward rather than
defiance, for the
celebration took place
under his auspices on St
Edward’s Day in Worcester
cathedral. But Llywelyn
could hope to profit from
the new relationship with
the king, to whom Eleanor
was soon writing letters of
petition. The prince was
indeed slowly rebuilding
his power: he recovered
homages of native nobles
in Brecon, re-established
relations with the rulers of
Deheubarth, and, most
striking of all, reached an
agreement in October
1281 with his old enemy
Roger de Mortimer. It was
not Llywelyn who was to
begin the coming war, but
his brother Dafydd.
Dafydd was a
disappointed man. He had
fought for Edward in 1277
and had been promised –
or so he thought – a share
of Anglesey and
Snowdonia. He had ended
up simply with the part of
the Four Cantrefs Edward
had granted him back in
1263, together with the
lordship of Hope. And his
title to the latter was now
challenged by a marcher
baron, William de
Venables, in the county
court of Chester. Dafydd
had entered the court and
cried aloud that the land
was Welsh and that he
should answer according
to Welsh law. He was not
alone in his anger. The
Four Cantrefs, held down
by a new royal castle at
Rhuddlan, were now
administered by the
justiciar of Chester,
Reginald de Grey,
appointed in November
1281, who dismissed the
popular Welsh bailiff
Gronw ap Heilyn, and
threatened the inhabitants
with imprisonment and
decapitation if they
complained of their
burdens. Dafydd’s fear that
Reginald was planning his
arrest may well have been
the immediate cause of the
uprising.
This began on Palm
Sunday, 22 March 1282,
when Dafydd suddenly
attacked Hawarden castle,
seized its commander the
oppressive Roger of
Clifford, and slaughtered
many of the garrison.
Dafydd had plotted the
uprising, not with his
brother but with the rulers
of Northern Powys and
Deheubarth. On the same
day as the attack, the
former (the brothers
Llywelyn and Gruffudd,
sons of Gruffudd Maelor)
had descended on
Oswestry. Both had been
on Edward’s side in 1277,
and both (like many
others) had been alienated
by the exactions of the
constables of Oswestry and
Whitchurch. In the south
the grievances were of
much the same order. Its
rulers (apart from Rhys ap
Maredudd) had saved less
than they hoped by their
early submissions in 1277.
Rhys Wyndod had not
recovered his castle of
Dinefwr, the traditional
heart of Deheubarth. He
had also (so he said) been
forced to plead in legal
cases not according to
Welsh law at Carmarthen
but according to common
law before the king’s
judges. The sons of
Maredudd ab Owain,
clinging to commotes in
southern Ceredigion and
denied those in the north
despite promises,
complained that the king’s
judges at Cardigan had
deprived them of their
own courts over their men.
So on 24 March, two days
after the attacks on
Hawarden and Oswestry,
these southern rulers, in
alliance with Rhys Ieuanc
whom Edward had driven
from northern Ceredigion
in 1277, fell on the new
royal castle at
Aberystwyth.
Llywelyn hesitated, but
only for a moment. If he
stayed out he might save
the rump of Gwynedd, but
at the cost of seeing his
brother becoming the true
prince of Wales. For the
war of 1282 was very
different from that of
1277. The latter had in
part been a Welsh revolt
against Llywelyn. The
former, with only Rhys ap
Maredudd and Gruffudd
ap Gwenwynwyn
supporting the king, was a
war of liberation against
the English. Or certainly
that was how it was
presented to Archbishop
Pecham during his attempt
to broker a settlement,
presented in schedules too
numerous and too
eloquent to be dismissed
as simply the cloak for a
few disappointed rulers:
indeed the complaints
included those from the
‘men’ of both the Four
Cantrefs and commotes in
Northern Powys.
At the heart of English
oppression seemed the
threat to Welsh law.
Llywelyn himself, Dafydd,
Rhys Wyndod and his
brothers, and the sons of
Maredudd ab Owain all
complained about its
denial. In part this was
mistaken, or disingenuous.
In the 1277 Treaty,
Edward had actually
agreed that disputes in
Wales should be decided
by Welsh law. True, he
later added qualifications:
he had a duty, he said,
under his Coronation Oath,
to root out evil customs
and uphold the practices
of his predecessors.
Gruffudd ap
Gwenwynwyn, in the
course of the Arwystli
case, converted this into
the hopeful claim (as far as
he was concerned) that
Edward intended to
abolish Welsh law
altogether, but this the
judges firmly denied. In
fact Edward, placed in an
impossible position
between Llywelyn and
Gruffudd, hesitated to
make any decision in the
case, and hoped the whole
thing would go away. It is
equally clear that the
Welsh themselves were
changing Welsh law and
indeed setting it aside,
often preferring that land
disputes should be decided
through the verdicts of
sworn juries rather than
the judgement of the ynad
or iudex, the traditional
judge-jurist learned in
native law. One reason
why Gronw ap Heilyn
(before his dismissal by
Reginald de Grey) had
been so popular in the
Four Cantrefs was that he
allowed just that.
‘Truth is worth more
than law,’ ran the Welsh
proverb. So, one might
add, was victory.
Fundamentally both Welsh
ruler and marcher baron
appealed to whichever law
they thought would bring
it. But here was the rub;
the Welsh seemed now
always losers, not victors,
and losers not merely in
lawsuits but in suffering
what seemed the general
oppression and
wrongdoing of Edwardian
officialdom. Just as the
war of the 1250s was
provoked by the exactions
of Geoffrey de Langley in
the Four Cantrefs, so this
one was described at the
time as the war of
Reginald de Grey. Before
1277 Llywelyn had pushed
such men back. Now the
game was played deep in
the Welsh half. Royal
officials were at Rhuddlan
and in the Four Cantrefs,
at Builth and Aberystwyth.
Those at Cardigan and
Carmarthen seemed far
more intrusive than
before. And with reason:
whereas until 1277 the
Welsh rulers did their
homage to Llywelyn and
were justiciable in his
courts, now they did
homage to Edward and
were subject to royal
courts and officials. The
Welsh found too late that
in swapping Llywelyn’s
principality for the
Edwardian state, they had
jumped from the frying-
pan into the fire. They
could appeal to Edward
and make the long journey
to London, but the best
they found there was
flannel and delay. As
Llywelyn put it to Pecham:
For we and all the Welsh were
oppressed, and trampled down
and despoiled and reduced to
servitude by royal judges and
bailiffs against the form of
peace and all justice, more than
if we had been Saracens or
Jews… and often we
complained to the king and had
no remedy. But always justices
and bailiffs more ferocious and
cruel were sent; and when they
had been sated by their unjust
exactions, others again were
sent to excoriate the people, so
much so that the people
preferred to die rather than to
live.
PRINCIPAL
PRIMARY
SOURCES
FURTHER
READING
As explained in the
Preface, I have set out a
full version of the
secondary sources on
which this book is based
under my name on the
King’s College London
History Department web
site:
www.kcl.ac.uk/history. A
good idea of the profusion
and quality of recent
research can be gained by
looking through the
volumes of three
periodical publications:
Anglo-Norman Studies, the
proceedings of the annual
conference established at
Battle in 1978; the Haskins
Society Journal, first
published in 1989; and
Thirteenth Century England,
the proceedings of the
conference held every two
years from 1985, first at
Newcastle upon Tyne and
then at Durham. In what
follows I make suggestions
for further reading,
concentrating on recent
work and for the most part
on books rather than
articles.
General Works
1. The Peoples of
Britain
2. The Economies
of Britain
3. The Norman
Conquest of
England
The effects of the Norman
Conquest on England have
always been controversial,
some historians stressing
the continuities with
Anglo-Saxon England,
others the radical nature of
the break. Debates new
and old are discussed in
Marjorie Chibnall’s The
Debate on the Norman
Conquest (Manchester,
1999). Of general books,
D. J. A. Matthew, The
Norman Conquest (1966)
and R. Allen Brown, The
Normans and the Norman
Conquest (1969) remain
valuable, the latter a
forthright restatement of
the view that the Conquest
introduced feudalism to
England. David Bates,
William the Conqueror
(1989), a short biography,
is a good introduction to
the period in general. A
full study of the Conqueror
by Bates is forthcoming.
For Normandy, see
David Bates, Normandy
before 1066 (1982). The
‘maximum view’ of the
power of the late Anglo-
Saxon state is expounded
by James Campbell in
papers brought together in
his Essays in Anglo-Saxon
History (1986) and The
Anglo-Saxon State (2000).
Patrick Wormald’s papers,
central to the same view
on the legal side, are
published in his Legal
Culture in the Early
Medieval West; Law as Text,
Image and Experience
(1999); see especially part
IV.
For new ideas about
Hastings, including the
suggestion that the armies
were much larger then
previously imagined, see
Ken Lawson’s The Battle of
Hastings (Stroud, 2002).
Anglo-Norman Castles, ed.
R. Liddiard (Woodbridge,
2002) brings together a
series of studies, including
one by Richard Eales,
‘Royal power and castles
in Norman England’. For
the nobility before and
after the Conquest see
Peter Clarke, The English
Nobility under Edward the
Confessor (Oxford, 1994);
Robin Fleming, King and
Lords in Conquest England
(Cambridge, 1991); and
Ann Williams, The English
and the Norman Conquest
(Woodbridge, 1995) which
gives the fullest account of
the fortunes of the English
nobility and gentry after
1066. For the north see W.
E. Kapelle, The Norman
Conquest and the North: The
Region and its
Transformation (1979) and
Paul Dalton, Conquest,
Anarchy and Lordship:
Yorkshire 1066–1154
(Cambridge, 1994). Two
important articles are C. P.
Lewis, ‘The Domesday
Jurors’, Haskins Society
Journal, 5 (1993) and J. J.
N. Palmer, ‘The wealth of
the secular aristocracy in
1086’, Anglo-Norman
Studies, 22 (1999). I have
brought together reading
on feudal structures under
chapter 13.
For the family the
starting-point is chapter 9
of J. C. Holt’s Colonial
England 1066–1215
(1997). The work of
Pauline Stafford is vital
both for queenship and the
position of women: see her
Queen Emma and Queen
Edith (Oxford, 1997) and
‘Women and the Norman
Conquest’, Transactions of
the Royal Historical Society,
sixth series, 4 (1994). For
queenship more generally,
see the essays in Medieval
Queenship, ed. J. C.
Parsons (Stroud, 1994).
Margaret Gibson’s
Lanfranc of Bec (Oxford,
1978) is a beautifully
written study. Emma
Cownie, Religious Patronage
in Anglo-Norman England
1066–1135 (Woodbridge,
1998) elucidates changing
patterns of patronage.
Domesday Studies, ed. J.
C. Holt (Woodbridge,
1987) brings together the
work of various scholars.
Challenging new ideas are
advanced in David Roffe,
Domesday: The Inquest and
the Book (Oxford, 2000).
4. Wales, Scotland
and the Normans
W. L. Warren, Henry II
(1973) is a magisterial and
finely written biography. A
chapter by Jane
Martindale in Richard
Coeur de Lion in History
and Myth, ed. J. L. Nelson
(1992) gets closest to the
thinking and policies of
Eleanor of Aquitaine. The
best introduction to the
Angevin empire is John
Gillingham, The Angevin
Empire, 2nd edn. (2001).
The chief study of Henry’s
recovery of royal authority
in England is Emilie Amt’s
The Accession of Henry II in
England: Royal Government
Restored 1149–1159
(1993), and see Graeme J.
White, Restoration and
Reform 1153–1165:
Recovery from Civil War in
England (Cambridge,
2001).
The most enlightening
overall account of the legal
changes in Henry’s reign is
found in Hudson’s The
Formation of the English
Common Law. There are
important studies in Paul
Brand’s Making of the
Common Law (1992),
especially chapters 4 and
9, the latter a helpful
critique of the ideas in S.
F. C. Milsom, The Legal
Framework of English
Feudalism (Cambridge,
1976). A paper by Tom
Keefe in Albion, 13 (1981)
reveals the limited
financial pressure Henry II
placed on his earls.
The fullest biography of
Becket is Frank Barlow’s
Thomas Becket (1986). A
more sympathetic account
is found in David Knowles,
Thomas Becket (1970). For
the other bishops see
Knowles, The Episcopal
Colleagues of Thomas Becket
(1951). Papers by Charles
Duggan are brought
together in his Canon Law
in Medieval England: The
Becket Dispute and Decretal
Collections (1982). For
Becket’s rival, see Adrian
Morey and C. N. L. Brooke,
Gilbert Foliot and his Letters
(Cambridge, 1965). Beryl
Smalley’s brilliant book,
The Becket Conflict and the
Schools (Oxford,1973) is
indispensable for the wider
European background.
Marie Therese
Flanagan’s Irish Society,
Anglo-Norman Settlers,
Angevin Kingship (Oxford,
1989) provides the fullest
modern account of the
arrival of the English.
Brendan Smith,
Colonisation and Conquest
in Medieval Ireland: The
English in Louth, 1170–
1330 is also important.
The Cumbrian connections
of John de Courcy are
revealed in a paper by
Sean Duffy in Colony and
Frontier in Medieval Ireland:
Essays Presented to J. F.
Lydon, ed. T. B. Barry, R.
Frame and K. Simms
(1993).
The detailed
introductions by G. W.S.
Barrow to Regesta Regum
Scottorum, volumes 1 and
2 (1960, 1971), cover all
aspects of the reigns of
Kings Malcolm and
William the Lion. For
Somerled and the west see
Andrew McDonald, The
Kingdom of the Isles:
Scotland’s Western
Seaboard. Studies of
Galloway include Keith
Stringer’s ‘Reform
Monasticism and Celtic
Scotland: Galloway c.
1140–c. 1240’, in Alba:
Celtic Scotland, ed. Cowan
and McDonald, and
Richard D. Oram, ‘A family
business? Colonisation and
settlement in twelfth and
thirteenth-century
Galloway’, Scottish
Historical Review, 72
(1993). See also Oram’s
The Lordship of Galloway
(Edinburgh, 2000), a
comprehensive work
which I wish I had come
across earlier. For
Caithness, Sutherland and
Ross there are Barbara
Crawford’s chapter in
Essays on the Nobility of
Medieval Scotland, ed.
Stringer, and Alexander
Grant’s chapter (on Ross)
in Alba: Celtic Scotland.
Huw Pryce, ‘Owain
Gwynedd and Louis VII:
the Franco-Welsh
diplomacy of the first
Prince of Wales’, Welsh
History Review, 19 (1998)
is essential for Owain
Gwynedd. For the Lord
Rhys’s policies towards the
end of Henry’s reign see
Gillingham’s ‘Henry II,
Richard I and the Lord
Rhys’, in his The English in
the Twelfth Century.
8. Richard the
Lionheart and
William the Lion
9. The Reign of
King John
D. A. Carpenter, The
Minority of Henry III (1990)
covers the period in detail
down to the mid 1220s.
Vincent’s Peter des Roches
gives the fullest account of
the tumultuous events
between 1232 and 1234.
D. J. A. Matthew, The
English and the Community
of Europe in the Thirteenth
Century (Reading, 1997)
sounds a cautionary note
about the extent of
hostility to foreigners.
There are papers relevant
to this chapter and the two
following in England and
Europe in the Reign of
Henry III, ed. Björn K.
Weiler with Ifor Rowlands
(Aldershot, 2002),
including one by Robin
Studd on Gascony. Studies
in Robin Frame’s Ireland
and Britain 1170–1450:
Collected Essays (1998)
explore the links between
England and Ireland.
There is a striking
account of Llywelyn the
Great in Davies’s Conquest,
Coexistence and Change.
For Welsh queenship in
general and Joan in
particular, see Robin C.
Stacey, ‘King, Queen and
Edling in the laws of court’,
in The Welsh King and his
Court, ed. Charles-
Edwards, Owen and
Russell. Titles are
discussed in Charles Insley,
‘From Rex Wallie to
Princeps Wallie: charters
and state formation in
thirteenth-century Wales’,
in The Medieval State ed.
Maddicott and Palliser.
Alexander II’s role in
the 1215–17 civil war is
the subject of a chapter by
Keith Stringer in Scotland
in the Reign of Alexander II,
ed. R. D. Oram
(forthcoming). Also by
Stringer is ‘Periphery and
core in thirteenth-century
Scotland: Alan son of
Roland, lord of Galloway
and constable of Scotland’,
in Medieval Scotland:
Crown, Lordship and
Community, ed. Grant and
Stringer. Oram’s The
Lordship of Galloway gives
a full coverage of Alan’s
career and events after his
death. MacQueen’s
Common Law and Feudal
Society in Medieval Scotland
is of cardinal importance
for legal developments.
For the Comyns, the
definitive work is Alan
Young’s Robert the Bruce’s
Rivals: The Comyns, 1212–
1314 (East Linton, 1997).
J. R. Maddicott, Simon de
Montfort (1994) has the
best modern account of
Henry’s personal rule and
see the essays on various
subjects in my own Reign
of Henry III (1996),
including one on
parliament which gives
references to other work
on the subject. Robert C.
Stacey, Politics Policy and
Finance under Henry III
1216–1245 (Oxford, 1987)
breaks new ground, as
does his crucial article on
the Jews in Historical
Research, 61 (1988).
Margaret Howell, Eleanor
of Provence: Queenship in
Thirteenth-Century England
(1998) shows for the first
time the importance of
Henry’s queen and is a
work of key importance
for medieval queenship in
general. For Westminster
Abbey see Paul Binski,
Westminster Abbey and the
Plantagenets: Kingship and
the Representation of Power
(1995). In a series of
articles, Huw Ridgeway
has reinterpreted the role
of Henry III’s foreign
relations in English politics
and shown the importance
of the struggle to control
the Lord Edward in the
crisis of 1258. See for
example ‘The Lord Edward
and the Provisions of
Oxford (1258)’, Thirteenth
Century England, 1 (1985)
and ‘Foreign favourites
and Henry III’s problems
of patronage’, English
Historical Review, 103
(1989). A defence of the
Sicilian project is mounted
by Björn Weiler in
Historical Research, 74
(2001). The difficulties of
obtaining writs are
explored in Andrew
Hershey’s ‘Justice and
bureaucracy: the English
royal writ and “1258” ’,
English Historical Review,
113 (1998). The early
evidence for Robin Hood is
set out by David Crook in
a paper in Thirteenth
Century England, 2 (1987).
For Wales, J. Beverley
Smith’s Llywelyn ap
Gruffudd, Prince of Wales
(Cardiff, 1998) now begins
its magisterial course. For
the minority of Alexander
III see the paper by D. E.
R. Watt in Transactions of
the Royal Historical Society,
fifth series, 21 (1971).
12. The
Tribulations of
King Henry; the
Triumphs of
King Alexander III
and Llywelyn,
Prince of Wales
13. Structures of
Society
Gwyn A. Williams,
Medieval London: From
Commune to Capital (1963)
provides a lively and
learned account of London
politics in the thirteenth
century. The best
introduction to the ethos
and changing nature of
knighthood is Peter Coss,
The Knight in Medieval
England (Stroud, 1993).
Kathryn Faulkner, ‘The
transformation of
knighthood in early
thirteenth-century
England’, English Historical
Review, 111 (1996) reveals
the number of knights in
the 1200s. Work on the
gentry includes Coss’s
Lordship and Locality: A
Study of English Society
c.1180–c.1280
(Cambridge, 1991) and
Hugh M. Thomas, Vassals,
Heiresses, Crusaders and
Thugs: The Gentry of
Angevin Yorkshire 1154–
1216 (Philadelphia, 1993).
For the county court see
Robert Palmer’s The
County Courts of Medieval
England 1150–1350
(Princeton, 1982). For the
family see J. C. Holt’s
Colonial England, chapters
9–13.
Judith Green’s The
Aristocracy of Norman
England is now a standard
work. Also central to the
early period is John
Hudson, Land, Law and
Lordship in Anglo-Norman
England (Oxford, 1994).
The classic study of the
feudal structures of
magnate power established
after the Conquest is Sir
Frank Stenton’s The First
Century of English
Feudalism 1066–1166, 2nd
edn. (Oxford, 1961).
Recent work, however, has
questioned how far the
feudal honour was the
cohesive and autonomous
institution of Stenton’s
picture. See for example
Paul Dalton, Conquest,
Anarchy and Lordship:
Yorkshire 1066–1154,
chapter 7, and David
Crouch, ‘From Stenton to
McFarlane: models of
society of the twelfth and
thirteenth centuries’,
Transactions of the Royal
Historical Society, 6th
series, 5 (1995). Crouch’s
article smoothes out the
transition of feudalism to
bastard feudalism, a
transition debated by Coss,
Crouch and myself in Past
and Present for 1989, 1991
and 2000. See also Scott L.
Waugh’s important article
‘Tenure to contract:
lordship and clientage in
thirteenth-century
England’, English Historical
Review, 101 (1986).
Studies of individual
honours and nobles
include Richard Mortimer
on the honour of Clare in
Anglo-Norman Studies, 3
and 8 (1980 and 1985);
John Hunt, Lordship and
Landscape: A Documentary
and Archaeological study of
the Honour of Dudley 1066–
1322 (Oxford, 1997);
Crouch, The Beaumont
Twins and his William
Marshal; and K. J. Stringer,
Earl David of Huntingdon
1152–1219 (Edinburgh,
1985).
There is a chapter on
peasants in politics in my
Reign of Henry III. For the
manorial court and its
records see Medieval
Society and the Manor
Court, ed. Z. Razi and R.
M. Smith (Oxford, 1996).
R. H. Hilton’s very
readable A Medieval
Society: The West Midlands
at the End of the Thirteenth
Century (1966) puts the
peasants and the village
community in their wider
context.
Peter Coss, The Lady in
Medieval England 1000–
1500 (Stroud, 1998)
provides an introduction
to the position of
noblewomen. Jennifer
Ward’s Women of the
English Nobility and Gentry
1066–1500 (Manchester,
1995) brings together
source material in
translation. Matthew
Paris’s attitude to women
is discussed by Rebecca
Reader in Thirteenth
Century England, 7 (1997).
For peasant women see
Judith Bennett’s Women in
the Medieval English
Countryside: Gender and
Household in Brigstock
before the Plague (Oxford,
1987). Margaret de Lacy is
studied by Louise
Wilkinson in Historical
Research, 73 (2000). Scott
L. Waugh’s The Lordship of
England: Royal Wardships
and Marriages in English
Society and Politics 1217–
1327 (Princeton, 1988)
reveals the changed
situation for widows after
1215, and elucidates
marriage strategies and
how wardships were
exploited by the king.
Important for the
Scottish nobility are Essays
on the Nobility of Medieval
Scotland, ed. Stringer;
MacQueen, Common Law
and Feudal Society in
Medieval Scotland; Young,
Robert Bruce’s Rivals: The
Comyns; McDonald, The
Kingdom of the Isles; and
Oram, The Lordship of
Galloway, where chapter 7
discusses ‘acculturation’.
For John de Vesci, see
Stringer’s ‘Nobility and
identity in medieval
Britain and Ireland: the de
Vescy family c. 1120–
1314’, in Britain and
Ireland 900–1300, ed.
Smith. Stringer’s work is
vital for the cross-border
nobility in the north, for
example his ‘Identities in
thirteenth-century
England: frontier society in
the far north’, in Social and
Political Identities in
Western History, ed. C.
Bjørn, A. Grant and K. J.
Stringer (Copenhagen,
1994).
T. Pierce Jones,
Medieval Welsh Society
(Cardiff, 1972) contains
important essays including
one on the growth of
commutation in Gwynedd.
The introduction to The
Merioneth Lay Subsidy Roll
1292–3, ed. K. Williams-
Jones, has a section on the
structure of society.
Changing attitudes to
marriage and inheritance
is a major theme in Huw
Pryce’s Native Law and the
Church in Medieval Wales
(Oxford, 1993).
For the common culture
which in varying degrees
came to embrace the
whole of Britain, see David
Crouch, The Image of the
Aristocracy in Britain 1100–
1300 (1992). Written with
his customary verve, this is
the only book to treat the
British nobility as a whole.
The links with France are
elucidated in Malcolm
Vale, The Angevin Legacy
and the Hundred Years War
1250–1340 (Oxford,
1990).
14. Church,
Religion, Literacy
and Learning
For relations with the
papacy, see the essays in
The English Church and the
Papacy in the Middle Ages,
ed. C. H. Lawrence (1965),
and Jane Sayers’s two
books, Papal Judges
Delegate in the Province of
Canterbury 1198–1254
(Oxford, 1971) and Papal
Government and England
during the Pontificate of
Honorius III 1216–1227
(Cambridge, 1983). For
the Mass see Miri Rubin,
Corpus Christi. The
Eucharist in Late Medieval
Culture (Cambridge, 1991).
The history of the
English church throughout
this period can be followed
in Frank Barlow’s The
English Church 1000–1066,
2nd edn. (1979) and his
The English Church 1066–
1154 (1979); C. R. Cheney,
From Becket to Langton:
English Church Government
1170–1213 (Manchester,
1956); and J. R. H.
Moorman, Church Life in
England in the Thirteenth
Century (Cambridge,
1945). For episcopal
efforts to enforce the
decrees of the Fourth
Lateran Council see M.
Gibbs and J. Lang, Bishops
and Reform 1215–1272
(Oxford, 1934). Margaret
Howell’s Regalian Right in
Medieval England (1962)
gives a definitive account
of the king’s exploitation
of ecclesiastical vacancies.
Studies of individual
bishops include Emma
Mason, St Wulfstan of
Worcester c. 1008–1095
(Oxford, 1990); Mary G.
Cheney, Roger Bishop of
Worcester 1164–79
(Oxford, 1980); C. H.
Lawrence, St Edmund of
Abingdon (Oxford, 1960);
D. L. Douie, Archbishop
Pecham (Oxford, 1952);
and R. W. Southern, Robert
Grosseteste: The Growth of
an English Mind in Medieval
Europe, 2nd edn. (Oxford,
1992).
For the Welsh church
see Huw Pryce, Native Law
and the Church in Medieval
Wales which brings clarity
to a complex subject, and
also his ‘Church and
society in Wales, 1150–
1250: an Irish perspective’,
in The British Isles 1100–
1500, ed. Davies. There
are studies of the Scottish
church in Geoffrey
Barrow’s The Kingdom of
the Scots. For the church in
the time of Alexander III
see the chapter by Marinell
Ash in Scotland in the Reign
of Alexander III, ed. Reid.
David Knowles, The
Monastic Order in England
940–1216, 2nd edn.
(Cambridge, 1963) and
The Religious Orders in
England, I (Cambridge,
1948) remain leisurely and
humane classics. They
cover Wales as well as
England. Janet Burton,
Monastic and Religious
Orders in Britain 1100–
1300 is immensely helpful
and is one of the few
books to deal with the
whole of Britain. It has
excellent maps. Barbara
Harvey’s Living and Dying
in England 1100–1540: The
Monastic Experience
(Oxford, 1993) is a vintage
work based largely on the
records of Westminster
Abbey. For Westminster
see also Emma Mason,
Westminster Abbey and its
People c. 1050–c.1216
(Woodbridge, 1996). For
the friars see C. H.
Lawrence, The Friars: The
Impact of the Early
Mendicant Movement on
Western Society (1994),
and D. L. d’Avray, The
Preaching of the Friars:
Sermons diffused from Paris
before 1300 (Oxford,
1985).
For women religious the
starting-point is Sally P.
Thompson, Women
Religious: The Founding of
English Nunneries after the
Norman Conquest (Oxford,
1991). The few words I
offer here on Gilbert of
Sempringham do no justice
to Brian Golding’s great
work, Gilbert of
Sempringham and the
Gilbertine Order (Oxford,
1995).
The piety of the Anglo-
Norman nobility is
discussed by Christopher
Harper-Bill in Anglo-
Norman Studies, 2 (1979).
Nicholas Vincent, The Holy
Blood. King Henry III and
the Westminster Blood Relic
(Cambridge, 2001) is a
fascinating study relevant
to relics in general. For
pilgrimage see Diana
Webb, Pilgrimage in
Medieval England (2000),
and for an aspect of alms-
giving Sally Dixon Smith,
‘The image and reality of
alms-giving in the great
halls of Henry III’, Journal
of the British Archaeological
Association (1999). For
England and the crusade
the chief works are Simon
Lloyd, English Society and
the Crusade 1216–1307
(Oxford, 1987) and
Christopher Tyerman,
England and the Crusades
1095–1588 (Chicago,
1988).
For the proliferation of
records and the
development of pragmatic
literacy the central work is
M. T. Clanchy’s From
Memory to Written Record:
England 1066–1307, 2nd
edn. (Oxford, 1993). See
also David Bates’s lecture,
Reordering the Past and
Negotiating the Present in
Stenton’s First Century
(Reading, 1999). For
Oxford University see The
History of the University of
Oxford I: The Early Schools,
ed. J. I. Catto (Oxford,
1984).
Authoritative and
judicious, Michael
Prestwich’s biography,
Edward I (1988) covers all
aspects of the reign. J. C.
Parsons, Eleanor of Castile:
Queen and Society in
Thirteenth-Century England
(1994) is a scholarly study
which is important for
queenship generally in the
medieval period. J. R.
Maddicott, ‘Edward I and
the lessons of baronial
reform: local government
1258–1280’, Thirteenth
Century England, 1 (1985)
is indispensable for
Edward’s reform of the
realm. R. W. Kaeuper,
Bankers to the Crown: The
Riccardi of Lucca and
Edward I (Princeton, 1973)
unravels the firm’s
complex operations. For
legal developments, see
Paul Brand’s original and
definitive The Origins of the
English Legal Profession
(Oxford, 1992) and
chapter 7 of his The
Making of the Common
Law. Henry Summerson’s
‘The structure of law
enforcement in thirteenth-
century England’, American
Journal of Legal History, 23
(1979) clarifies the whole
subject, and see also his
paper on the statute of
Winchester in Journal of
Legal History, 13 (1992).
For the development of
parliament see the
chapters by J. R.
Maddicott and J. H.
Denton in The English
Parliament in the Middle
Ages, ed. R. G. Davies and
J. H. Denton (Manchester,
1981). Paul Binski, the
Painted Chamber at
Westminster (1986) shows
Edward’s role in its
decoration. Robert Stacey,
‘Parliamentary negotiation
and the expulsion of the
Jews from England’,
Thirteenth Century England,
6 (1995) is crucial for the
immediate circumstances
of the expulsion, while
Robin Mundill, England’s
Jewish Solution: Experiment
and Expulsion 1262–1290
(Cambridge, 1998) has the
most detailed coverage of
the last phase and argues
that the Jews were finding
a role as commodity
traders. J. R. Maddicott,
The English Peasantry and
the Demands of the Crown,
Past and Present
supplement (1975) shows
how the pressures of
Edwardian government fell
particularly on the
peasantry.
16. Conquest and
Coexistence