CIS VMware ESXi 7.0 Benchmark v1.3.0 DRAFT - PDF

CIS VMware ESXi 7.
0
Benchmark - DRAFT
v1.3.0 - 09-11-2023
Terms of Use
Please see the below link for our current terms of use:
https://www.cisecurity.org/cis-securesuite/cis-securesuite-membership-terms-of-use/
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Table of Contents
Terms of Use ..................................................................................................................... 1
Table of Contents ............................................................................................................. 2
Overview ............................................................................................................................ 6
Intended Audience ..................................................................................................................... 6
Consensus Guidance................................................................................................................. 7
Typographical Conventions ...................................................................................................... 8
Recommendation Definitions ......................................................................................... 9
Title............................................................................................................................................... 9
Assessment Status .................................................................................................................... 9
Automated ............................................................................................................................................... 9
Manual...................................................................................................................................................... 9
Profile ........................................................................................................................................... 9
Description .................................................................................................................................. 9
Rationale Statement ................................................................................................................... 9
Impact Statement...................................................................................................................... 10
Audit Procedure........................................................................................................................ 10
Remediation Procedure ........................................................................................................... 10
Default Value ............................................................................................................................. 10
References ................................................................................................................................ 10
CIS Critical Security Controls® (CIS Controls®) .................................................................... 10
Additional Information ............................................................................................................. 10
Profile Definitions ..................................................................................................................... 11
Acknowledgements .................................................................................................................. 12
Recommendations ......................................................................................................... 13
1 Install ...................................................................................................................................... 13
1.1 (L1) Ensure ESXi is properly patched (Manual) .................................................................................... 14
1.2 (L1) Ensure the Image Profile VIB acceptance level is configured properly (Automated)..................... 16
1.3 (L1) Ensure no unauthorized kernel modules are loaded on the host (Manual) ................................... 19
1.4 (L2) Ensure the default value of individual salt per vm is configured (Automated) ............................... 21
2 Communication ..................................................................................................................... 23
2.1 (L1) Ensure NTP time synchronization is configured properly (Automated) ......................................... 24
2.2 (L1) Ensure the ESXi host firewall is configured to restrict access to services running on the host
(Manual) ...................................................................................................................................................... 26
2.3 (L1) Ensure Managed Object Browser (MOB) is disabled (Automated) ................................................ 28
2.4 (L2) Ensure default self-signed certificate for ESXi communication is not used (Manual) .................... 30
2.5 (L1) Ensure SNMP is configured properly (Manual) .............................................................................. 32
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2.6 (L1) Ensure dvfilter API is not configured if not used (Manual) ............................................................. 34
2.7 (L1) Ensure expired and revoked SSL certificates are removed from the ESXi server (Manual) ......... 36
2.8 (L1) Ensure vSphere Authentication Proxy is used when adding hosts to Active Directory (Manual) .. 39
2.9 (L2) Ensure VDS health check is disabled (Manual) ............................................................................. 42
3 Logging................................................................................................................................... 44
3.1 (L1) Ensure a centralized location is configured to collect ESXi host core dumps (Automated) ........... 45
3.2 (L1) Ensure persistent logging is configured for all ESXi hosts (Manual) ............................................. 47
3.3 (L1) Ensure remote logging is configured for ESXi hosts (Automated) ................................................. 49
4 Access .................................................................................................................................... 51
4.1 (L1) Ensure a non-root user account exists for local admin access (Automated) ................................. 52
4.2 (L1) Ensure passwords are required to be complex (Manual) .............................................................. 54
4.3 (L1) Ensure the maximum failed login attempts is set to 5 (Automated) ............................................... 56
4.4 (L1) Ensure account lockout is set to 15 minutes (Automated) ............................................................. 58
4.5 (L1) Ensure previous 5 passwords are prohibited (Manual).................................................................. 60
4.6 (L1) Ensure Active Directory is used for local user authentication (Manual) ......................................... 62
4.7 (L1) Ensure only authorized users and groups belong to the esxAdminsGroup group (Manual).......... 64
4.8 (L1) Ensure the Exception Users list is properly configured (Manual) .................................................. 66
5 Console................................................................................................................................... 68
5.1 (L1) Ensure the DCUI timeout is set to 600 seconds or less (Automated) ............................................ 69
5.2 (L1) Ensure the ESXi shell is disabled (Automated) ............................................................................. 71
5.3 (L1) Ensure SSH is disabled (Automated) ............................................................................................ 73
5.4 (L1) Ensure CIM access is limited (Manual) .......................................................................................... 75
5.5 (L1) Ensure Normal Lockdown mode is enabled (Automated).............................................................. 77
5.6 (L2) Ensure Strict Lockdown mode is enabled (Automated) ................................................................. 79
5.7 (L2) Ensure the SSH authorized_keys file is empty (Manual) ............................................................... 81
5.8 (L1) Ensure idle ESXi shell and SSH sessions time out after 300 seconds or less (Automated) ......... 83
5.9 (L1) Ensure the shell services timeout is set to 1 hour or less (Automated) ......................................... 85
5.10 (L1) Ensure DCUI has a trusted users list for lockdown mode (Manual) ............................................ 87
5.11 (L2) Ensure contents of exposed configuration files have not been modified (Manual) ...................... 89
6 Storage ................................................................................................................................... 92
6.1 (L1) Ensure bidirectional CHAP authentication for iSCSI traffic is enabled (Automated) ...................... 93
6.2 (L2) Ensure the uniqueness of CHAP authentication secrets for iSCSI traffic (Manual) ....................... 96
6.3 (L1) Ensure storage area network (SAN) resources are segregated properly (Manual) ....................... 99
7 vNetwork............................................................................................................................... 101
7.1 (L1) Ensure the vSwitch Forged Transmits policy is set to reject (Automated) ................................... 102
7.2 (L1) Ensure the vSwitch MAC Address Change policy is set to reject (Automated) ........................... 104
7.3 (L1) Ensure the vSwitch Promiscuous Mode policy is set to reject (Automated) ................................ 106
7.4 (L1) Ensure port groups are not configured to the value of the native VLAN (Automated) ................. 108
7.5 (L1) Ensure port groups are not configured to VLAN values reserved by upstream physical switches
(Manual) .................................................................................................................................................... 110
7.6 (L1) Ensure port groups are not configured to VLAN 4095 and 0 except for Virtual Guest Tagging
(VGT) (Automated) .................................................................................................................................... 112
7.7 (L1) Ensure Virtual Distributed Switch Netflow traffic is sent to an authorized collector (Manual) ...... 114
7.8 (L1) Ensure port-level configuration overrides are disabled. (Automated) .......................................... 117
8 Virtual Machines .................................................................................................................. 118

8.1 Communication.............................................................................................................................119
8.1.1 (L2) Ensure only one remote console connection is permitted to a VM at any time (Automated).... 120
8.2 Devices ..........................................................................................................................................122
8.2.1 (L1) Ensure unnecessary floppy devices are disconnected (Automated) ........................................ 123
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8.2.2 (L2) Ensure unnecessary CD/DVD devices are disconnected (Automated) .................................... 125
8.2.3 (L1) Ensure unnecessary parallel ports are disconnected (Automated) .......................................... 127
8.2.4 (L1) Ensure unnecessary serial ports are disconnected (Automated) ............................................. 129
8.2.5 (L1) Ensure unnecessary USB devices are disconnected (Automated) .......................................... 131
8.2.6 (L1) Ensure unauthorized modification and disconnection of devices is disabled (Automated)....... 133
8.2.7 (L1) Ensure unauthorized connection of devices is disabled (Automated) ...................................... 135
8.2.8 (L1) Ensure PCI and PCIe device passthrough is disabled (Automated)......................................... 137
8.3 Guest ..............................................................................................................................................139
8.3.1 (L1) Ensure unnecessary or superfluous functions inside VMs are disabled (Manual).................... 140
8.3.2 (L1) Ensure use of the VM console is limited (Manual) .................................................................... 142
8.3.3 (L1) Ensure secure protocols are used for virtual serial port access (Manual) ................................ 144
8.3.4 (L1) Ensure standard processes are used for VM deployment (Manual) ......................................... 146
8.4 Monitor ...........................................................................................................................................148
8.4.1 (L1) Ensure access to VMs through the dvfilter network APIs is configured correctly (Manual) ...... 149
8.4.2 (L2) Ensure Autologon is disabled (Automated) ............................................................................... 152
8.4.3 (L2) Ensure BIOS BBS is disabled (Automated) .............................................................................. 154
8.4.4 (L2) Ensure Guest Host Interaction Protocol Handler is set to disabled (Automated) ..................... 156
8.4.5 (L2) Ensure Unity Taskbar is disabled (Automated) ......................................................................... 158
8.4.6 (L2) Ensure Unity Active is disabled (Automated) ............................................................................ 160
8.4.7 (L2) Ensure Unity Window Contents is disabled (Automated) ......................................................... 162
8.4.8 (L2) Ensure Unity Push Update is disabled (Automated) ................................................................. 164
8.4.9 (L2) Ensure Drag and Drop Version Get is disabled (Automated) ................................................... 166
8.4.10 (L2) Ensure Drag and Drop Version Set is disabled (Automated).................................................. 168
8.4.11 (L2) Ensure Shell Action is disabled (Automated) .......................................................................... 170
8.4.12 (L2) Ensure Request Disk Topology is disabled (Automated)........................................................ 172
8.4.13 (L2) Ensure Trash Folder State is disabled (Automated) ............................................................... 174
8.4.14 (L2) Ensure Guest Host Interaction Tray Icon is disabled (Automated) ......................................... 176
8.4.15 (L2) Ensure Unity is disabled (Automated) ..................................................................................... 178
8.4.16 (L2) Ensure Unity Interlock is disabled (Automated) ...................................................................... 180
8.4.17 (L2) Ensure GetCreds is disabled (Automated) ............................................................................. 182
8.4.18 (L2) Ensure Host Guest File System Server is disabled (Automated) ........................................... 184
8.4.19 (L2) Ensure Guest Host Interaction Launch Menu is disabled (Automated) .................................. 186
8.4.20 (L2) Ensure memSchedFakeSampleStats is disabled (Automated) .............................................. 188
8.4.21 (L1) Ensure VM Console Copy operations are disabled (Automated) ........................................... 190
8.4.22 (L1) Ensure VM Console Drag and Drop operations is disabled (Automated) ............................... 192
8.4.23 (L1) Ensure VM Console GUI Options is disabled (Automated) .................................................... 194
8.4.24 (L1) Ensure VM Console Paste operations are disabled (Automated)........................................... 196
8.5 Resources .....................................................................................................................................198
8.5.1 (L2) Ensure VM limits are configured correctly (Manual) ................................................................. 199
8.5.2 (L2) Ensure hardware-based 3D acceleration is disabled (Automated) ........................................... 201
8.6 Storage ..........................................................................................................................................203
8.6.1 (L2) Ensure nonpersistent disks are limited (Automated) ................................................................ 204
8.6.2 (L1) Ensure virtual disk shrinking is disabled (Automated) .............................................................. 206
8.6.3 (L1) Ensure virtual disk wiping is disabled (Automated) ................................................................... 208
8.7 Tools ..............................................................................................................................................210
8.7.1 (L1) Ensure the number of VM log files is configured properly (Automated).................................... 211
8.7.2 (L2) Ensure host information is not sent to guests (Automated) ...................................................... 213
8.7.3 (L1) Ensure VM log file size is limited (Automated) .......................................................................... 215
Appendix: Summary Table .......................................................................................... 217

Appendix: Change History .......................................................................................... 251
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Overview
All CIS Benchmarks focus on technical configuration settings used to maintain and/or
increase the security of the addressed technology, and they should be used in
conjunction with other essential cyber hygiene tasks like:
• Monitoring the base operating system for vulnerabilities and quickly updating with
the latest security patches
• Monitoring applications and libraries for vulnerabilities and quickly updating with
the latest security patches
In the end, the CIS Benchmarks are designed as a key component of a comprehensive
cybersecurity program.
This document provides prescriptive guidance for establishing a secure configuration

posture for VMware ESXi 7.0. To obtain the latest version of this guide, please visit
http://benchmarks.cisecurity.org. If you have questions, comments, or have identified
ways to improve this guide, please write us at [email protected].
Intended Audience
This document is intended for system and application administrators, security
specialists, auditors, help desk, and platform deployment personnel who plan to
develop, deploy, assess, or secure solutions that incorporate VMware ESXi 7.0.
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Consensus Guidance
This CIS Benchmark was created using a consensus review process comprised of a
global community of subject matter experts. The process combines real world
experience with data-based information to create technology specific guidance to assist
users to secure their environments. Consensus participants provide perspective from a
diverse set of backgrounds including consulting, software development, audit and
compliance, security research, operations, government, and legal.
Each CIS Benchmark undergoes two phases of consensus review. The first phase
occurs during initial Benchmark development. During this phase, subject matter experts
convene to discuss, create, and test working drafts of the Benchmark. This discussion
occurs until consensus has been reached on Benchmark recommendations. The
second phase begins after the Benchmark has been published. During this phase, all
feedback provided by the Internet community is reviewed by the consensus team for
incorporation in the Benchmark. If you are interested in participating in the consensus
process, please visit https://workbench.cisecurity.org/.
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Typographical Conventions
The following typographical conventions are used throughout this guide:
Convention Meaning
Used for blocks of code, command, and script

Stylized Monospace font examples. Text should be interpreted exactly as
presented.
Monospace font Used for inline code, commands, or examples.

Text should be interpreted exactly as presented.
Italic texts set in angle brackets denote a variable

<italic font in brackets> requiring substitution for a real value.
Used to denote the title of a book, article, or other

Italic font
publication.
Note Additional information or caveats
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Recommendation Definitions
The following defines the various components included in a CIS recommendation as
applicable. If any of the components are not applicable it will be noted or the
component will not be included in the recommendation.
Title
Concise description for the recommendation's intended configuration.
Assessment Status
An assessment status is included for every recommendation. The assessment status
indicates whether the given recommendation can be automated or requires manual
steps to implement. Both statuses are equally important and are determined and
supported as defined below:
Automated
Represents recommendations for which assessment of a technical control can be fully
automated and validated to a pass/fail state. Recommendations will include the
necessary information to implement automation.
Manual
Represents recommendations for which assessment of a technical control cannot be
fully automated and requires all or some manual steps to validate that the configured
state is set as expected. The expected state can vary depending on the environment.
Profile
A collection of recommendations for securing a technology or a supporting platform.
Most benchmarks include at least a Level 1 and Level 2 Profile. Level 2 extends Level 1
recommendations and is not a standalone profile. The Profile Definitions section in the
benchmark provides the definitions as they pertain to the recommendations included for
the technology.
Description
Detailed information pertaining to the setting with which the recommendation is
concerned. In some cases, the description will include the recommended value.
Rationale Statement
Detailed reasoning for the recommendation to provide the user a clear and concise
understanding on the importance of the recommendation.
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Impact Statement
Any security, functionality, or operational consequences that can result from following
the recommendation.
Audit Procedure
Systematic instructions for determining if the target system complies with the
recommendation
Remediation Procedure
Systematic instructions for applying recommendations to the target system to bring it
into compliance according to the recommendation.
Default Value
Default value for the given setting in this recommendation, if known. If not known, either
not configured or not defined will be applied.
References
Additional documentation relative to the recommendation.
CIS Critical Security Controls® (CIS Controls®)

The mapping between a recommendation and the CIS Controls is organized by CIS
Controls version, Safeguard, and Implementation Group (IG). The Benchmark in its
entirety addresses the CIS Controls safeguards of (v7) “5.1 - Establish Secure
Configurations” and (v8) '4.1 - Establish and Maintain a Secure Configuration Process”
so individual recommendations will not be mapped to these safeguards.
Additional Information
Supplementary information that does not correspond to any other field but may be
useful to the user.
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Profile Definitions
The following configuration profiles are defined by this Benchmark:
• Level 1 (L1) - Corporate/Enterprise Environment (general use)
Items in this profile intend to:
o be the starting baseline for most organizations;

o be practical and prudent;
o provide a clear security benefit; and
o not inhibit the utility of the technology beyond acceptable means.
• Level 2 (L2) - High Security/Sensitive Data Environment (limited

functionality)
This profile extends the "Level 1 (L1)" profile. Items in this profile exhibit one or
more of the following characteristics:
o are intended for environments or use cases where security is more critical
than manageability and usability;
o may negatively inhibit the utility or performance of the technology; and
o limit the ability of remote management/access.
Note: Implementation of Level 2 requires that both Level 1 and Level 2 settings
are applied.
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Acknowledgements
This Benchmark exemplifies the great things a community of users, vendors, and
subject matter experts can accomplish through consensus collaboration. The CIS
community thanks the entire consensus team with special recognition to the following
individuals who contributed greatly to the creation of this guide:
Editor
Randall Mowen
Contributors
Sara Archacki
Clifford Moten
Dale McKay
Brian Wuchner, VMware, Inc.
Shawn Kearney
Matthew Reagan
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Recommendations
1 Install
This section contains recommendations for base ESXi install.
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1.1 (L1) Ensure ESXi is properly patched (Manual)
Profile Applicability:
Description:
VMware Lifecycle Manager is a tool which may be utilized to automate patch
management for vSphere hosts and virtual machines. Creating a baseline for patches is
a good way to ensure all hosts are at the same patch level. VMware also publishes
advisories on security patches and offers a way to subscribe to email alerts for them.
Rationale:
By staying up to date on ESXi patches, vulnerabilities in the hypervisor can be
mitigated. An educated attacker can exploit known vulnerabilities when attempting to
attain access or elevate privileges on an ESXi host.
Impact:
ESXi servers must be in Maintenance Mode to apply patches. This implies all VMs must
be moved or powered off on the ESXi server, so the patching process may necessitate
having brief outages.
Audit:
Verify that the patches are up to date. The following PowerCLI snippet will provide a list
of all installed patches:
Foreach ($VMHost in Get-VMHost ) {
$EsxCli = Get-EsxCli -VMHost $VMHost -V2
$EsxCli.software.vib.list.invoke() | Select-Object
@{N="VMHost";E={$VMHost}},*
}
You may also manage updates via VMware Lifecycle Manager located under Menu,
Lifecycle Manager.
Remediation:
Employ a process to keep ESXi hosts up to date with patches in accordance with
industry standards and internal guidelines. Leverage the VMware Lifecycle Manager to
test and apply patches as they become available.
References:
1. https://docs.vmware.com/en/VMware-vSphere/7.0/com.vmware.vsphere-
lifecycle-manager.doc/GUID-74295A37-E8BB-4EB9-BFBA-47B78F0C570D.html
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CIS Controls:
Controls
Control IG 1 IG 2 IG 3
Version
7.3 Perform Automated Operating System Patch

v8 Management
Perform operating system updates on enterprise assets through automated
● ● ●
patch management on a monthly, or more frequent, basis.
3.4 Deploy Automated Operating System Patch

Management Tools
v7 Deploy automated software update tools in order to ensure that the operating ● ● ●
systems are running the most recent security updates provided by the software
vendor.
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1.2 (L1) Ensure the Image Profile VIB acceptance level is
configured properly (Automated)
Description:
A VIB (vSphere Installation Bundle) is a collection of files that are packaged into an
archive. The VIB contains a signature file that is used to verify the level of trust. The
ESXi Image Profile supports four VIB acceptance levels:
1. VMware Certified - VIBs created, tested, and signed by VMware

2. VMware Accepted - VIBs created by a VMware partner but tested and signed by
VMware
3. Partner Supported - VIBs created, tested, and signed by a certified VMware
partner
4. Community Supported - VIBs that have not been tested by VMware or a VMware
partner
Rationale:
The ESXi Image Profile should only allow signed VIBs because an unsigned VIB
represents untested code installed on an ESXi host. Also, use of unsigned VIBs will
cause hypervisor Secure Boot to fail to configure. Community Supported VIBs do not
have digital signatures. To protect the security and integrity of your ESXi hosts, do not
allow unsigned (CommunitySupported) VIBs to be installed on your hosts.
Impact:
Unsigned (Community Supported) VIBs will not be able to be utilized on a host.
Audit:
To verify the host image profile acceptance level perform the following:
1. From the vSphere Web Client, select the host.

2. Click Configure, then under System select Security Profile.
3. Under Host Image Profile Acceptance Level ensure it is set to one of the
following - "VMware Certified", "VMware Accepted", or "Partner Supported".
This may also be performed as follows:
1. Connect to each ESX/ESXi host using the ESXi Shell or vCLI, and execute the
command esxcli software acceptance get to verify the acceptance level is at
either "VMware Certified", "VMware Accepted", or "Partner Supported".
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2. Connect to each ESX/ESXi host using the vCLI, and execute the command
esxcli software vib list to verify the acceptance level for each VIB is either
"VMware Certified", "VMware Accepted", or "Partner Supported".
Additionally, the following PowerCLI command may be used:

# List the Software AcceptanceLevel for each host
$ESXCli = Get-EsxCli -VMHost $VMHost
$VMHost | Select Name,
@{N="AcceptanceLevel";E={$ESXCli.software.acceptance.get()}}
}
# List only the vibs which are not at "VMwareCertified" or "VMwareAccepted"
or "PartnerSupported" acceptance level
$ESXCli.software.vib.list() | Where { ($_.AcceptanceLevel -ne
"VMwareCertified") -and ($_.AcceptanceLevel -ne "VMwareAccepted") -and
($_.AcceptanceLevel -ne "PartnerSupported") }
}
Remediation:
To verify the host image profile acceptance level perform the following:

2. Click Configure, then under System select Security Profile.
3. Under Host Image Profile Acceptance Level select Edit
4. In the dropdown select one of the following - VMware Certified, VMware
Accepted, or Partner Supported.
To implement the recommended configuration state, run the following PowerCLI

command (in the example code, the level is Partner Supported):
# Set the Software AcceptanceLevel for each host<span>
$ESXCli.software.acceptance.Set("PartnerSupported")
}
Default Value:
Partner Supported
References:
1. https://docs.vmware.com/en/VMware-
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-52188148-C579-4F6A-
8335-CFBCE0DD2167.html
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CIS Controls:
Controls
Version
2.2 Ensure Authorized Software is Currently Supported

Ensure that only currently supported software is designated as authorized in the
software inventory for enterprise assets. If software is unsupported, yet necessary
v8 for the fulfillment of the enterprise’s mission, document an exception detailing ● ● ●
mitigating controls and residual risk acceptance. For any unsupported software
without an exception documentation, designate as unauthorized. Review the
software list to verify software support at least monthly, or more frequently.
2.2 Ensure Software is Supported by Vendor

Ensure that only software applications or operating systems currently supported
v7 by the software's vendor are added to the organization's authorized software ● ● ●
inventory. Unsupported software should be tagged as unsupported in the inventory
system.
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1.3 (L1) Ensure no unauthorized kernel modules are loaded on
the host (Manual)
Description:
ESXi hosts by default do not permit the loading of kernel modules that lack valid digital
signatures. This feature can be overridden, which would allow unauthorized kernel
modules to be loaded.
Rationale:
VMware provides digital signatures for kernel modules. Untested or malicious kernel
modules loaded on the ESXi host can put the host at risk for instability and/or
exploitation.
Impact:
This is the default behavior therefor impact is low to none.
Audit:
To list all the loaded kernel modules from the ESXi Shell or vCLI, run: "esxcli system
module list".
Review the list for unauthorized modules.
Verifying signatures may assist in identifying unauthorized modules.
For each module, verify the signature by running: esxcli system module get -m
<module>.
Additionally to review signed vs unsigned modules, the following PowerCLI command
may be used:
# List the system modules and Signature Info for each host
$ESXCli.system.module.list() | Foreach {
$ESXCli.system.module.get($_.Name) | Select @{N="VMHost";E={$VMHost}},
Module, License, Modulefile, Version, SignedStatus, SignatureDigest,
SignatureFingerPrint
}
}
Remediation:
Secure the host by disabling unsigned modules and removing the offending VIBs from
the host.
command:
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# To disable a module:
$ESXCli = Get-EsxCli -VMHost "MyHostName_or_IPaddress"
$ESXCli.system.module.set($false, $false, "MyModuleName")
Note: evacuate VMs and place the host into maintenance mode before disabling kernel
modules.
References:
vSphere/6.7/com.vmware.vsphere.security.doc/GUID-E9B71B85-FBA3-447C-
8A60-DEE2AE1A405A.html
2. http://kb.vmware.com/kb/2042473
CIS Controls:
Controls
Version
2.2 Ensure Authorized Software is Currently Supported

Ensure that only currently supported software is designated as authorized in the
software inventory for enterprise assets. If software is unsupported, yet necessary
v8 for the fulfillment of the enterprise’s mission, document an exception detailing ● ● ●
mitigating controls and residual risk acceptance. For any unsupported software
without an exception documentation, designate as unauthorized. Review the
software list to verify software support at least monthly, or more frequently.
2.2 Ensure Software is Supported by Vendor

Ensure that only software applications or operating systems currently supported
v7 by the software's vendor are added to the organization's authorized software ● ● ●
inventory. Unsupported software should be tagged as unsupported in the inventory
system.
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1.4 (L2) Ensure the default value of individual salt per vm is
configured (Automated)
• Level 2 (L2) - High Security/Sensitive Data Environment (limited functionality)
Description:
The concept of salting has been introduced to help address concerns system
administrators may have over the security implications of Transparent Page Sharing
otherwise known as TPS. As per the original TPS implementation, multiple virtual
machines could share pages when the contents of the pages were same. With the new
salting settings, the virtual machines can share pages only if the salt value and contents
of the pages are identical. A new host config option Mem.ShareForceSalting is
introduced to enable or disable salting.
By default, salting is enabled (Mem.ShareForceSalting=2) and each virtual machine has
a different salt. This means page sharing does not occur across the virtual machines
(inter-VM TPS) and only happens inside a virtual machine (intra VM).
Rationale:
Intra-VM means that TPS will de-duplicate identical pages of memory within a virtual
machine, but will not share the pages with any other virtual machines. Ensuring the
default setting is in place so that page sharing only occurs inside a virtual machine is
the best option here.
Impact:
There is potential in a performance impact regarding this setting, each environment and
the impact on it will vary.
Audit:
From the vSphere Web Client:
1. Select a host
2. Click Configure then expand System then select Advanced System settings.
3. Click Edit then Filter for Mem.ShareForceSalting.
4. Verify that it is set to 2.
Additionally the following PowerCLI command can be used:

Get-VMHost | Get-AdvancedSetting -Name Mem.ShareForceSalting
Remediation:
From the vSphere Web Client:
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1. Select a host
2. Click Configure then expand System then select Advanced System settings.
3. Click Edit then Filter for Mem.ShareForceSalting.
4. Set the value to 2.
5. Click OK.
Additionally, the following PowerCLI command can be used:

Get-VMHost | Get-AdvancedSetting -Name Mem.ShareForceSalting | Set-
AdvancedSetting -Value 2
References:
1. https://kb.vmware.com/s/article/2097593
2. https://blogs.vmware.com/vsphere/2015/01/assess-the-performance-impact-of-
the-security-change-in-transparent-page-sharing-behaviour.html
CIS Controls:
Controls
Version
4.1 Establish and Maintain a Secure Configuration Process

Establish and maintain a secure configuration process for enterprise assets
v8 (end-user devices, including portable and mobile, non-computing/IoT devices, and
servers) and software (operating systems and applications). Review and update
● ● ●
documentation annually, or when significant enterprise changes occur that could
impact this Safeguard.
5.1 Establish Secure Configurations

v7 Maintain documented, standard security configuration standards for all ● ● ●
authorized operating systems and software.
Page 22
2 Communication
This section contains recommendations related to ESXi communication.
Page 23
2.1 (L1) Ensure NTP time synchronization is configured properly
(Automated)
Description:
Network Time Protocol (NTP) synchronization should be configured correctly and
enabled on each VMware ESXi host to ensure accurate time for system event logs. The
time sources used by the ESXi hosts should be in sync with an agreed-upon time
standard such as Coordinated Universal Time (UTC). There should be at minimum two
NTP sources in place, and they should sync whenever possible.
Rationale:
By ensuring that all systems use the same relative time source (including the relevant
localization offset), and that the relative time source can be correlated to an agreed-
upon time standard, it is simpler to track and correlate an intruder's actions when
reviewing the relevant log files. Incorrect time settings can also make auditing
inaccurate.
Audit:
To confirm NTP synchronization is enabled and properly configured, perform the
following from the vSphere Web Client:
1. Select a host
2. Click Configure then expand System then select Time Configuration.
3. Verify that Time Synchronization is set to Automatic
4. Verify that the NTP Client is set to Enabled
5. Verify that the NTP Service Status is Running
6. Verify that appropriate NTP servers are set.

# List the NTP Settings for all hosts
Get-VMHost | Select Name, @{N="NTPSetting";E={$_ | Get-VMHostNtpServer}}
Remediation:
To enable and properly configure NTP synchronization, perform the following from the
vSphere web client:
1. Select a host
2. Click Configure then expand System then select Time Configuration.
3. Select Edit next to Network Time Protocol
4. Select the Enable box, then fill in the appropriate NTP Servers.
Page 24
5. in the NTP Service Startup Policy drop down select Start and stop with
host.
6. Click OK.

command:
# Set the NTP Settings for all hosts
# If an internal NTP server is used, replace pool.ntp.org with
# the IP address or the Fully Qualified Domain Name (FQDN) of the internal
NTP server
$NTPServers = "pool.ntp.org", "pool2.ntp.org"
Get-VMHost | Add-VmHostNtpServer $NTPServers
References:
vSphere/6.7/com.vmware.vsphere.security.doc/GUID-2553C86E-7981-4F79-
B9FC-A6CECA52F6CC.html
Additional Information:
Notes: Verify the NTP firewall ports are open. It is recommended to synchronize the
ESXi clock with a time server that is located on the management network rather than
directly with a time server on a public network. This time server can then synchronize
with a public source through a strictly controlled network connection with a firewall.
CIS Controls:
Controls
Version
8.4 Standardize Time Synchronization

v8 Standardize time synchronization. Configure at least two synchronized time ● ●
sources across enterprise assets, where supported.
6.1 Utilize Three Synchronized Time Sources

v7 Use at least three synchronized time sources from which all servers and
network devices retrieve time information on a regular basis so that timestamps
● ●
in logs are consistent.
Page 25
2.2 (L1) Ensure the ESXi host firewall is configured to restrict
access to services running on the host (Manual)
Description:
The ESXi firewall is enabled by default and allows ping (ICMP) and communication with
DHCP/DNS clients. Access to services should only be allowed by authorized IP
addresses/networks.
Rationale:
Unrestricted access to services running on an ESXi host can expose a host to outside
attacks and unauthorized access. Reduce the risk by configuring the ESXi firewall to
only allow access from authorized IP addresses and networks.
Impact:
Connections from IP addresses and ranges that are not explicitly set will be denied.
Take care to ensure appropriate IPs/IP address ranges are allowed.
Audit:
To confirm access to services running on an ESXi host is properly restricted, perform

the following from the vSphere web client:
1. Select a host
2. Click Configure then expand System then select Firewall.
3. Click Edit to view services which are enabled (indicated by a check).
4. For each enabled service, (e.g., ssh, vSphere Web Access, http client) check to
ensure that the list of allowed IP addresses specified is correct.
Page 26
# List all services for a host
Get-VMHost HOST1 | Get-VMHostService
# List the services which are enabled and have rules defined for specific IP
ranges to access the service
Get-VMHost HOST1 | Get-VMHostFirewallException | Where {$_.Enabled -and (-not
$_.ExtensionData.AllowedHosts.AllIP)}
# List the services which are enabled and do not have rules defined for
specific IP ranges to access the service
Get-VMHost HOST1 | Get-VMHostFirewallException | Where {$_.Enabled -and
($_.ExtensionData.AllowedHosts.AllIP)}
Remediation:
To properly restrict access to services running on an ESXi host, perform the following
from the vSphere web client:
1. Select a host
2. Click Configure then expand System then select Firewall.
3. Click Edit to view services which are enabled (indicated by a check).
4. For each enabled service, (e.g., ssh, vSphere Web Access, http client) provide a
list of allowed IP addresses.
5. Click OK.
References:
vSphere/6.7/com.vmware.vsphere.security.doc/GUID-8912DD42-C6EA-4299-
9B10-5F3AEA52C605.html
CIS Controls:
Controls
Version
4.4 Implement and Manage a Firewall on Servers

v8 Implement and manage a firewall on servers, where supported. Example
implementations include a virtual firewall, operating system firewall, or a third-
● ● ●
party firewall agent.
9.4 Apply Host-based Firewalls or Port Filtering

v7 Apply host-based firewalls or port filtering tools on end systems, with a
default-deny rule that drops all traffic except those services and ports that are
● ● ●
explicitly allowed.
Page 27
2.3 (L1) Ensure Managed Object Browser (MOB) is disabled
(Automated)
Description:
The Managed Object Browser (MOB) is a web-based server application that lets you
examine objects that exist on the server side, explore the object model used by the VM
kernel to manage the host, and change configurations. It is installed and started
automatically when vCenter is installed.
Rationale:
The MOB is meant to be used primarily for debugging the vSphere SDK. Because there
are no access controls, the MOB could also be used as a method to obtain information
about a host being targeted for unauthorized access.
Impact:
Some third-party tools may utilize the Managed Object Browser (MOB) meaning that
disabling it will cause those tools to malfunction.
Audit:
To confirm whether MOB is enabled, perform the following from the vSphere Web
Client:
1. Select a host
2. Click Configure then expand System then select Advanced System Settings.
3. Click Edit then search for Config.HostAgent.plugins.solo.enableMob
4. Verify the value is set to false.
To determine if the MOB is enabled, run the following command from the ESXi shell:
vim-cmd proxysvc/service_list
Get-VMHost | Get-AdvancedSetting -Name
Config.HostAgent.plugins.solo.enableMob
Remediation:
To disabled MOB, perform the following from the vSphere Web Client:
1. Select a host
Page 28
4. Set the value to false.
5. Click OK.
Note: You cannot disable the MOB while a host is in lockdown mode.
Note 2: You must disable MOB from the vSphere interface not via the vim-cmd
command.
References:
vSphere/6.7/com.vmware.vsphere.security.doc/GUID-0EF83EA7-277C-400B-
B697-04BDC9173EA3.html
Some third-party tools use the MOB to gather information. Use the following command
to re-enable the MOB temporarily for third-party tool usage:
To disabled MOB, perform the following from the vSphere Web Client:
1. Select a host
4. Set the value to true.
5. Click OK.
Note 2: You must enable MOB from the vSphere interface not via the vim-cmd
command.
CIS Controls:
Controls
Version
3.3 Configure Data Access Control Lists

Configure data access control lists based on a user’s need to know. Apply
v8 data access control lists, also known as access permissions, to local and remote
● ● ●
file systems, databases, and applications.
9.4 Apply Host-based Firewalls or Port Filtering

v7 Apply host-based firewalls or port filtering tools on end systems, with a default-
deny rule that drops all traffic except those services and ports that are explicitly
● ● ●
allowed.
Page 29
2.4 (L2) Ensure default self-signed certificate for ESXi
communication is not used (Manual)
Description:
The default certificate is self-signed, not signed by a trusted certificate authority (CA). It
should be replaced with a valid certificate issued by a trusted CA. It should be noted
that certificates are generated at time of install differing slightly from some self-signed
certificate solutions.
Rationale:
Using the default self-signed certificate may increase risk related to man-in-the-middle
(MITM) attacks.
Impact:
Replacing the default certificate might cause vCenter Server to stop managing the host.
Disconnect and reconnect the host if vCenter Server cannot verify the new certificate.
Audit:
View the details of the SSL certificate presented by the ESXi host and determine if it is
issued by a trusted CA:
1. Log in to the ESXi Shell, either directly from the DCUI or from an SSH client, as a
user with administrator privileges.
2. Review the contents to see if the certs have been backed up.
3. In the directory /etc/vmware/ssl, confirm that it contains orig.rui.crt and
orig.rui.key
4. In the directory /etc/vmware/ssl, confirm that it contains the newer certs
renamed to rui.crt and rui.key
Alternatively, you can put the host into maintenance mode, to review the new
certificates.
Remediation:
Backup and replace the details of the SSL certificate presented by the ESXi host and
determine if it is issued by a trusted CA:
2. In the directory /etc/vmware/ssl, rename the existing certificates using the
following commands:
Page 30
mv rui.crt orig.rui.crt
mv rui.key orig.rui.key
3. Copy the certificates you want to use to /etc/vmware/ssl.

4. Rename the new certificate and key to rui.crt and rui.key.
5. Restart the host after you install the new certificate.
Alternatively, you can put the host into maintenance mode, install the new certificate,
use the Direct Console User Interface (DCUI) to restart the management agents, and
set the host to exit maintenance mode.
Leverage VMware's SSL Certificate Automation Tool to install CA-signed SSL
certificates. For more information on this tool, please see
[http://kb.vmware.com/kb/2057340](http://kb.vmware.com/kb/2057340).
References:
1. https://kb.vmware.com/s/article/2111219
vSphere/6.7/com.vmware.vsphere.security.doc/GUID-AC7E6DD7-F984-4E0F-
983A-463031BA5FE7.html
CIS Controls:
Controls
Version

● ● ●
1.8 Utilize Client Certificates to Authenticate Hardware

v7 Assets ●
Use client certificates to authenticate hardware assets connecting to the
organization's trusted network.
4.2 Change Default Passwords

v7 Before deploying any new asset, change all default passwords to have values ● ● ●
consistent with administrative level accounts.
Page 31
2.5 (L1) Ensure SNMP is configured properly (Manual)
Description:
Simple Network Management Protocol (SNMP) can be used to help manage hosts.
Many organizations have other means in place of managing hosts and do not need
SNMP enabled. If SNMP is needed, it should be configured properly to reduce the risk
of misuse or compromise. For example, ESXi supports SNMPv3, which provides
stronger security than SNMPv1 or SNMPv2, including key authentication and
encryption. It is also important to configure the destination for SNMP traps.
Rationale:
If SNMP is not properly configured, monitoring data containing sensitive information
may be sent to a malicious host and used to help exploit said host.
Audit:
To confirm the proper configuration of SNMP, perform the following from the ESXi Shell
or vCLI:
1. Run the following to determine if SNMP is being used:
esxcli system snmp get
2. If SNMP is being used, refer to the vSphere Monitoring and Performance guide,
chapter 8 for steps to verify the parameters.
Additionally, the following PowerCLI command may be used to view the SNMP
configuration:
# List the SNMP Configuration of a host (single host connection required)
Get-VMHostSnmp
Remediation:
To correct the SNMP configuration, perform the following from the ESXi Shell or vCLI:
1. If SNMP is not needed, disable it by running:
esxcli system snmp set --enable false
Page 32
2. If SNMP is needed, refer to the vSphere Monitoring and Performance guide,
chapter 8 for steps to configure it.
Additionally, the following PowerCLI command may be used to implement the

configuration:
# Update the host SNMP Configuration (single host connection required)
Get-VmHostSNMP | Set-VMHostSNMP -Enabled:$true -ReadOnlyCommunity '<secret>'
Notes:
• SNMP must be configured on each ESXi host

• SNMP settings can be configured using Host Profiles
References:
vSphere/7.0/com.vmware.vsphere.monitoring.doc/GUID-8EF36D7D-59B6-4C74-
B1AA-4A9D18AB6250.html
CIS Controls:
Controls
Version
12.3 Securely Manage Network Infrastructure

v8 Securely manage network infrastructure. Example implementations include
version-controlled-infrastructure-as-code, and the use of secure network
● ●
protocols, such as SSH and HTTPS.
9.2 Ensure Only Approved Ports, Protocols and Services

v7 Are Running
Ensure that only network ports, protocols, and services listening on a system
● ●
with validated business needs, are running on each system.
Page 33
2.6 (L1) Ensure dvfilter API is not configured if not used (Manual)
Description:
The dvfilter network API is used by some products (e.g., VMSafe). If it is not in use, it
should not be configured to send network information to a VM.
Rationale:
If the dvfilter network API is enabled in the future and it is already configured, an
attacker might attempt to connect a VM to it, thereby potentially providing access to the
network of other VMs on the host.
Impact:
This will prevent a dvfilter-based network security appliance such as a firewall from
functioning if not configured correctly.
Audit:
If the dvfilter network API is not being used on the host, ensure that the following kernel
parameter has a blank value: Net.DVFilterBindIpAddress.
1. From the vSphere web client, select the host and click Configure then expand
System
2. Click on Advanced System Settings then Edit.
3. Search for Net.DVFilterBindIpAddress in the filter.
4. Verify Net.DVFilterBindIpAddress has an empty value.
5. If an appliance is being used, then ensure the value of this parameter is set to
the proper IP address.
Additionally, the following PowerCLI command may be used to verify the setting:
# List Net.DVFilterBindIpAddress for each host
Get-VMHost | Select Name, @{N="Net.DVFilterBindIpAddress";E={$_ | Get-
AdvancedSetting Net.DVFilterBindIpAddress | Select -ExpandProperty Values}}
Remediation:
To remove the configuration for the dvfilter network API, perform the following from the
vSphere web client:
1. From the vSphere web client, select the host and click Configure then expand
System
2. Click on Advanced System Settings then Edit.
3. Search for Net.DVFilterBindIpAddress in the filter.
Page 34
4. Set Net.DVFilterBindIpAddress has an empty value.
5. If an appliance is being used, make sure the value of this parameter is set to the
proper IP address.
6. Enter the proper IP address.
7. Click OK.

command:
# Set Net.DVFilterBindIpAddress to null on all hosts
Get-VMHost HOST1 | Foreach { Set-AdvancedSetting -VMHost $_ -Name
Net.DVFilterBindIpAddress -IPValue "" }
Default Value:
Not configured
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-CD0783C9-1734-4B9A-
B821-ED17A77B0206.html
CIS Controls:
Controls
Version
12.3 Securely Manage Network Infrastructure

v8 Securely manage network infrastructure. Example implementations include
version-controlled-infrastructure-as-code, and the use of secure network
● ●
protocols, such as SSH and HTTPS.

v7 Are Running ● ●
Page 35
2.7 (L1) Ensure expired and revoked SSL certificates are
removed from the ESXi server (Manual)
Description:
By default, ESXi hosts do not have Certificate Revocation List (CRL) checking available,
so expired and revoked SSL certificates must be checked and removed manually.
Rationale:
Leaving expired and revoked certificates on your vCenter Server system can
compromise your environment. Replacing certificates will avoid having users get used
to clicking through browser warnings. The warning might be an indication of a man-in-
the-middle attack, and only inspection of the certificate and thumbprint can guard
against such attacks.
Audit:
To assess if there are expired or revoked SSL certificates on your ESXi server, use the
PowerCLI script called out in "verify-ssl-certificates".
Remediation:
Replace expired and revoked certificates with certificates from a trusted CA. Certificates
can be replaced in a number of ways:
Replace a Default ESXi Certificate and Key from the ESXi Shell
2. In the directory /etc/vmware/ssl, rename the existing certificates using the
following commands:
mv rui.crt orig.rui.crt
mv rui.key orig.rui.key
3. Copy the certificates that you want to use to /etc/vmware/ssl.

4. Rename the new certificate and key to rui.crt and rui.key.
5. Restart the host after you install the new certificate.
use the Direct Console User Interface (DCUI) to restart the management agents, and
set the host to exit maintenance mode.
Replace a Default ESI Certificate and Key by Using the vifs Command
Page 36
1. Back up the existing certificates.
2. Generate a certificate request following the instructions from the certificate
authority.
3. At the command line, use the vifs command to upload the certificate to the
appropriate location on the host.
vifs --server hostname --username username --put rui.crt /host/ssl_cert

vifs --server hostname --username username --put rui.key /host/ssl_key
4. Restart the host.
and then use the Direct Console User Interface (DCUI) to restart the management
agents.
Replace A Default ESI Certificate and Key Using HTTP PUT
1. Back up the existing certificates.

2. In your upload application, process each file as follows:
3. Open the file.
4. Publish the file to one of these locations:
Certificates https://hostname/host/ssl_cert
Keys https://hostname/host/ssl_key
3. The locations /host/ssl_cert and host/ssl_key link to the certificate files in

/etc/vmware/ssl.
4. Restart the host.
References:
vSphere/6.7/com.vmware.vsphere.security.doc/GUID-AC7E6DD7-F984-4E0F-
983A-463031BA5FE7.html
2. http://en-us.sysadmins.lv/Lists/Posts/Post.aspx?List=332991f0-bfed-4143-9eea-
f521167d287c&ID=60
CIS Controls:
Controls
Version
5.3 Disable Dormant Accounts

v8 Delete or disable any dormant accounts after a period of 45 days of ● ● ●
inactivity, where supported.
Page 37
Controls
Version
16.8 Disable Any Unassociated Accounts

v7 Disable any account that cannot be associated with a business process ● ● ●
or business owner.
Page 38
2.8 (L1) Ensure vSphere Authentication Proxy is used when
adding hosts to Active Directory (Manual)
Description:
vSphere Authentication Proxy enables ESXi hosts to join a domain without using Active
Directory credentials. vSphere Authentication Proxy enhances security for PXE-booted
hosts and hosts that are provisioned using Auto Deploy and Host profiles, by removing
the need to store Active Directory credentials in the host configuration.
The vSphere Authentication Proxy service binds to an IPv4 address for communication
with vCenter Server, and does not support IPv6. The vCenter Server can be on a host
machine in an IPv4-only, IPv4/IPv6 mixed-mode, or IPv6-only network environment, but
the machine that connects to the vCenter Server through the vSphere Client must have
an IPv4 address for the vSphere Authentication Proxy service to work.
Rationale:
If you configure your host to join an Active Directory domain using Host Profiles the
Active Directory credentials are saved in the host profile and are transmitted over the
network. To avoid having to save Active Directory credentials in the Host Profile and to
avoid transmitting Active Directory credentials over the network use the vSphere
Authentication Proxy.
Audit:
If you utilize a host profile to join the domain, before attaching it verify that the profile
has been configured to use the proxy server for joining the host to domains by following
these steps:
1. In the vSphere Web Client go to Home in the menu.

2. Click on Policies and Profiles followed by Host Profiles.
3. Choose the appropriate host profile
4. Select Configure then expand Security and Services followed by
Authentication.
5. Select Active Directory configuration.
6. Verify that JoinDomain Method is configured to Use vSphere Authentication
Proxy to add the host to the domain.
There is no way to audit this using web client if you manually chose to join the host to a
domain.
Page 39
# Confirm the host profile is using vSphere Authentication proxy to add the
host to the domain
Get-VMHost | Select Name, ` @{N="HostProfile";E={$_ | Get-VMHostProfile}}, `
@{N="JoinADEnabled";E={($_ | Get-
VmHostProfile).ExtensionData.Config.ApplyProfile.Authentication.ActiveDirecto
ry.Enabled}}, ` @{N="JoinDomainMethod";E={(($_ | Get-
VMHostProfile).ExtensionData.Config.ApplyProfile.Authentication.ActiveDirecto
ry | Select -ExpandProperty Policy | Where {$_.Id -eq
"JoinDomainMethodPolicy"}).Policyoption.Id}}# Check each host and their
domain membership statusGet-VMHost | Get-VMHostAuthentication | Select
VmHost, Domain, DomainMembershipStatus
Remediation:
To properly set the vSphere Authentication Proxy from Web Client directly:
1. Select the host

2. Click on Configure then expand System, select Authentication Services.
3. Click on Join Domain
4. Select Using Proxy Server radio button.
5. Provide proxy server IP address.
To properly set the vSphere Authentication Proxy via Host Profiles:
1. In the vSphere Web Client go to Home in the menu.

2. Click on Policies and Profiles followed by Host Profiles.
3. Choose the appropriate host profile
4. Select Configure followed by Edit Host Profile... then expand Security and
Services followed by Security Settings, then Authentication configuration.
5. Select Active Directory configuration.
6. Set the JoinDomain Method is configured to Use vSphere Authentication Proxy
to add the host to the domain.
7. Click on Save.
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-084B74BD-40A5-4A4B-
A82C-0C9912D580DC.html
You can install vSphere Authentication Proxy on the same machine as the associated
vCenter Server, or on a different machine that has network connection to the vCenter
Server. The vSphere Authentication Proxy is not supported with vCenter Server
versions earlier than version 5.0.
Page 40
CIS Controls:
Controls
Version
v8 5.6 Centralize Account Management ● ●

Centralize account management through a directory or identity service.
16.2 Configure Centralized Point of Authentication

v7 Configure access for all accounts through as few centralized points of ● ●
authentication as possible, including network, security, and cloud systems.
Page 41
2.9 (L2) Ensure VDS health check is disabled (Manual)
Description:
The health check support in VDS helps you identify and troubleshoot configuration
errors in a vSphere Distributed Switch. It is recommended that health check be turned
off by default and confirmed that it is turned off when troubleshooting is finished.
Rationale:
vSphere Distributed switch health check once enabled, collects packets that contain
information on host#, vds# port#, which an attacker would find useful.
Audit:
Using the vSphere Web Client for each VDS:
1. Select a VDS
2. Go to Configure, expand Settings then select Health Check.
3. Ensure that VLAN and MTU as well as Teaming and failover are set to Disabled.

$vds = Get-VDSwitch
$vds.ExtensionData.Config.HealthCheckConfig
Remediation:
Using the vSphere Web Client for each VDS:
1. Select a VDS
2. Go to Configure, expand Settings then select Health Check.
3. Click on Edit.
4. Set VLAN and MTU state to Disabled.
5. Set Teaming and failover state to Disabled.
6. Click OK.
Page 42
Get-View -ViewType DistributedVirtualSwitch | ?{($_.config.HealthCheckConfig
| ?{$_.enable -notmatch "False"})}| %{$_.UpdateDVSHealthCheckConfig(@((New-
Object Vmware.Vim.VMwareDVSVlanMtuHealthCheckConfig -property
@{enable=0}),(New-Object Vmware.Vim.VMwareDVSTeamingHealthCheckConfig -
property @{enable=0})))}
Default Value:
By default, the vSphere Distributed Switch health check is not enabled and configured
by default.
References:
vSphere/7.0/com.vmware.vsphere.networking.doc/GUID-4A6C1E1C-8577-4AE6-
8459-EEB942779A82.html
CIS Controls:
Controls
Version
v8 3.14 Log Sensitive Data Access ●

Log sensitive data access, including modification and disposal.
9.2 Ensure Only Approved Ports, Protocols and

v7 Services Are Running
Ensure that only network ports, protocols, and services listening on a
● ●
system with validated business needs, are running on each system.
Page 43
3 Logging
This section contains recommendations related to ESXi's logging capabilities.
Page 44
3.1 (L1) Ensure a centralized location is configured to collect ESXi
host core dumps (Automated)
Description:
The VMware vSphere Network Dump Collector service allows for collecting diagnostic
information from a host that experiences a critical fault. This service provides a
centralized location for collecting ESXi host core dumps.
Rationale:
When a host crashes, an analysis of the resultant core dump is essential to being able
to identify the cause of the crash and determine a resolution. Installing a centralized
dump collector helps ensure that core files are successfully saved and made available
in the event an ESXi host should ever panic.
Audit:
Run the following ESXi shell command to determine if the host is configured as
prescribed:
esxcli system coredump network get
Remediation:
To implement the recommended configuration state, run the following ESXi shell
commands:
# Configure remote Dump Collector Server
esxcli system coredump network set -v [VMK#] -i [DUMP_SERVER] -o [PORT]
# Enable remote Dump Collector
esxcli system coredump network set -e true
References:
CIS Controls:
Controls
Version
8.9 Centralize Audit Logs

v8 Centralize, to the extent possible, audit log collection and retention across ● ●
enterprise assets.
Page 45
Controls
Version
6.5 Central Log Management

v7 Ensure that appropriate logs are being aggregated to a central log ● ●
management system for analysis and review.
Page 46
3.2 (L1) Ensure persistent logging is configured for all ESXi hosts
(Manual)
Description:
ESXi can be configured to store log files on an in-memory file system. This occurs when
the host's Syslog.global.LogDir property is set to a non-persistent location, such as
/scratch. When this is done, only a single day's worth of logs are stored at any time.
Additionally, log files will be reinitialized upon each reboot.
Rationale:
Non-persistent logging presents a security risk because user activity logged on the host
is only stored temporarily and will not be preserved across reboots. This can also
complicate auditing and make it harder to monitor events and diagnose issues. ESXi
host logging should always be configured to a persistent datastore.
Audit:
To verify persistent logging is configured properly, perform the following from the
vSphere web client:
1. Select the host

3. Select Edit then enter Syslog.global.LogDir in the filter.
4. Ensure Syslog.global.logDir field is not empty (null value) or is not set explicitly
to a non-persistent datastore or a scratch partition.
If the Syslog.global.logDir parameter is pointing to 'Scratch' location (i.e. empty (null

value) or is not set explicitly to a non-persistent datastore or a scratch partition), then
ensure that the 'ScratchConfig.CurrentScratchLocation' parameter is also pointing to
persistent storage.
Alternatively, the following PowerCLI command may be used:
# List Syslog.global.logDir for each host
Get-VMHost | Select Name, @{N="Syslog.global.logDir";E={$_ | Get-
AdvancedConfiguration Syslog.global.logDir | Select -ExpandProperty Values}}
Remediation:
To configure persistent logging properly, perform the following from the vSphere web
client:
1. Select the host

Page 47
3. Select Edit then enter Syslog.global.LogDir in the filter.
4. Set Syslog.global.logDir to a persistent location specified as [datastorename]
path_to_file where the path is relative to the datastore. For example, [datastore1]
/systemlogs.
5. Click OK.
Alternatively, run the following PowerCLI command:

# Set Syslog.global.logDir for each host
Get-VMHost | Foreach { Set-AdvancedConfiguration -VMHost $_ -Name
Syslog.global.logDir -Value "<NewLocation>" }
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-9F67DB52-F469-451F-
B6C8-DAE8D95976E7.html
Note: Syslog.global.LogDir must be set for each host. The host syslog parameters
can also be configured using the vCLI or PowerCLI, or using an API client.
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8.2 Collect Audit Logs

v8 Collect audit logs. Ensure that logging, per the enterprise’s audit log ● ● ●
management process, has been enabled across enterprise assets.
8.5 Collect Detailed Audit Logs

v8 Configure detailed audit logging for enterprise assets containing sensitive data.
Include event source, date, username, timestamp, source addresses, destination
● ●
addresses, and other useful elements that could assist in a forensic investigation.
6.2 Activate audit logging

v7 Ensure that local logging has been enabled on all systems and networking ● ● ●
devices.
6.3 Enable Detailed Logging

v7 Enable system logging to include detailed information such as an event source,
date, user, timestamp, source addresses, destination addresses, and other useful
● ●
elements.
Page 48
3.3 (L1) Ensure remote logging is configured for ESXi hosts
(Automated)
Description:
By default, ESXI logs are stored on a local scratch volume or ramdisk. To preserve logs,
also configure remote logging to a central log host for the ESXI hosts.
Rationale:
Remote logging to a central log host provides a secure, centralized store for ESXi logs.
You can more easily monitor all hosts with a single tool. You can also do aggregate
analysis and searching to look for such things as coordinated attacks on multiple hosts.
Logging to a secure, centralized log server helps prevent log tampering and provides a
long-term audit record.
Audit:
To ensure remote logging is configured properly, perform the following from the
vSphere web client:
1. Select the host

3. Select Edit then enter Syslog.global.logHost in the filter.
4. Verify the Syslog.global.logHost is set to the hostname of the central log
server.
Alternately, the following PowerCLI command may be used:

# List Syslog.global.logHost for each host
Get-VMHost | Select Name, @{N="Syslog.global.logHost";E={$_ | Get-
AdvancedSetting Syslog.global.logHost}}
Remediation:
To configure remote logging properly, perform the following from the vSphere web
client:
1. Select the host

3. Select Edit then enter Syslog.global.logHost in the filter.
4. Set the Syslog.global.logHost to the hostname or IP address of the central log
server.
5. Click OK.
Page 49
Alternately, run the following PowerCLI command:
# Set Syslog.global.logHost for each host
Get-VMHost | Foreach { Set-AdvancedSetting -VMHost $_ -Name
Syslog.global.logHost -Value "<NewLocation>" }
Note: When setting a remote log host, it is also recommended to set the
"Syslog.global.logDirUnique" to true. You must configure the syslog settings for each
host.
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-9F67DB52-F469-451F-
B6C8-DAE8D95976E7.html
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8.2 Collect Audit Logs

v8 Collect audit logs. Ensure that logging, per the enterprise’s audit log ● ● ●
management process, has been enabled across enterprise assets.
8.5 Collect Detailed Audit Logs

v8 Configure detailed audit logging for enterprise assets containing sensitive data.
Include event source, date, username, timestamp, source addresses, destination
● ●
addresses, and other useful elements that could assist in a forensic investigation.
8.9 Centralize Audit Logs

v8 Centralize, to the extent possible, audit log collection and retention across ● ●
enterprise assets.
6.2 Activate audit logging

v7 Ensure that local logging has been enabled on all systems and networking ● ● ●
devices.
6.3 Enable Detailed Logging

v7 Enable system logging to include detailed information such as an event source,
date, user, timestamp, source addresses, destination addresses, and other useful
● ●
elements.
6.5 Central Log Management

v7 Ensure that appropriate logs are being aggregated to a central log ● ●
management system for analysis and review.
Page 50
4 Access
This section contains recommendations related to ESXi access management.
Page 51
4.1 (L1) Ensure a non-root user account exists for local admin
access (Automated)
Description:
By default, each ESXi host has a single "root" admin account that is used for local
administration and to connect the host to vCenter Server. Use of this shared account
should be limited, and named (non-root) user accounts with admin privileges should be
used instead.
Rationale:
To avoid sharing a common root account, it is recommended on each host to create at
least one named user account and assign it full admin privileges, and to use this
account in lieu of a shared "root" account. Limit the use of "root", including setting a
highly complex password for the account, but do not remove the "root" account.
Audit:
To confirm one or more named user accounts have been established, perform the
following for each ESXi host:
1. Connect directly to the ESXi host using the VMware Host Client.
2. Login as root or another authorized user.
3. Select Manage, then select the Security & Users tab.
4. Select Users to view the local users.
5. Ensure at least one user exists that possesses the following:
6. The user has been granted shell access.
7. Select the host then click Actions followed by Permissions and verify the
Administrator role has been granted to the user.
Note: You cannot create ESXi users with the vSphere Client. You must directly log in to
the host with the VMware Host Client to create ESXi users.
Remediation:
To create one or more named user accounts (local ESXi user accounts), perform the
following using the vSphere client (not the vSphere web client) for each ESXi host:
1. Connect directly to the ESXi host using the vSphere Client.

2. Login as root.
3. Select Manage, then select the Security & Users tab.
4. Select Users then click Add user to add a new user.
5. Once added now select the Host, then select Actions followed by Permissions.
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6. Assign the Administrator role to the user.
Notes:
1. Even if you add your ESXi host to an Active Directory domain, it is still
recommended to add at least one local user account to ensure admins can still
login in the event the host ever becomes isolated and unable to access Active
Directory.
2. Adding local user accounts can be automated using Host Profiles.
References:
vSphere/7.0/com.vmware.vsphere.hostclient.doc/GUID-0898677F-CE98-41FB-
A488-29DF6210CF5D.html
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5.4 Restrict Administrator Privileges to Dedicated

Administrator Accounts
v8 Restrict administrator privileges to dedicated administrator accounts on
enterprise assets. Conduct general computing activities, such as internet
● ● ●
browsing, email, and productivity suite use, from the user’s primary, non-privileged
account.
4.3 Ensure the Use of Dedicated Administrative Accounts

v7 Ensure that all users with administrative account access use a dedicated or
secondary account for elevated activities. This account should only be used for
● ● ●
administrative activities and not internet browsing, email, or similar activities.
Page 53
4.2 (L1) Ensure passwords are required to be complex (Manual)
Description:
ESXi uses the pam_passwdqc.so plug-in to set password strength and complexity.
Options include setting minimum password length, requiring password characters to
come from particular character sets, and restricting the number of consecutive failed
logon attempts permitted. The settings should enforce the organization's password
policies.
Note that an uppercase character that begins a password does not count toward the
number of character classes used, and neither does a number that ends a password.
Rationale:
All passwords for ESXi hosts should be hard to guess to reduce the risk of unauthorized
access.
Note: ESXi imposes no restrictions on the root password. Password strength and
complexity rules only apply to non-root users.
Audit:
To confirm password complexity requirements are set, perform the following:
1. Login to the ESXi shell as a user with administrator privileges.

2. Open /etc/pam.d/passwd.
3. Locate the following line:
password requisite /lib/security/$ISA/pam_passwdqc.so retry=N

min=N0,N1,N2,N3,N4
4. Confirm N0 is set to disabled.

8. Confirm N4 is set to 14 or greater.
The above requires all passwords to be 14 or more characters long and comprised of at
least one character from four distinct character sets.
Remediation:
To set the password complexity requirements, perform the following:
Page 54
1. Login to the ESXi shell as a user with administrator privileges.
2. Open /etc./pam.d/passwd.
3. Locate the following line:
password requisite /lib/security/$ISA/pam_passwdqc.so retry=N

min=N0,N1,N2,N3,N4
4. Set N0 to disabled.
8. Set N4 to 14 or greater.
The above requires all passwords to be 14 or more characters long and comprised of at
least one character from four distinct character sets.
References:
1. http://www.openwall.com/passwdqc/README.shtml
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-DC96FFDB-F5F2-43EC-
8C73-05ACDAE6BE43.html
3. https://www.cisecurity.org/white-papers/cis-password-policy-guide/
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5.2 Use Unique Passwords

v8 Use unique passwords for all enterprise assets. Best practice implementation
includes, at a minimum, an 8-character password for accounts using MFA and a
● ● ●
14-character password for accounts not using MFA.

v7 Where multi-factor authentication is not supported (such as local administrator,
root, or service accounts), accounts will use passwords that are unique to that
● ●
system.
Page 55
4.3 (L1) Ensure the maximum failed login attempts is set to 5
(Automated)
Description:
Authentication should be configured so there is a maximum number of consecutive
failed login attempts for each account, at which point the account at risk will be locked
out.
Rationale:
Multiple account login failures for the same account could possibly be an attacker trying
to brute force guess the password.
Impact:
A users account will be locked after 5 unsuccessful login attempts.
Audit:
To verify the maximum failed login attempts is set properly, perform the following steps:

2. Click Configure then expand System.
3. Select Advanced System Settings then click Edit.
4. Enter Security.AccountLockFailures in the filter.
5. Verify that the value for this parameter is set to 5.

Get-VMHost | Get-AdvancedSetting -Name Security.AccountLockFailures
Remediation:
To set the maximum failed login attempts correctly, perform the following steps:

4. Enter Security.AccountLockFailures in the filter.
5. Set the value for this parameter to 5.
Alternately, use the following PowerCLI command:
Page 56
Get-VMHost | Get-AdvancedSetting -Name Security.AccountLockFailures | Set-
References:
1. https://code.vmware.com/apis/196/vsphere#https://vdc-repo.vmware.com/vmwb-
repository/dcr-public/6b586ed2-655c-49d9-9029-bc416323cb22/fa0b429a-a695-
4c11-b7d2-2cbc284049dc/doc/vim.option.OptionManager.html
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6.2 Establish an Access Revoking Process

Establish and follow a process, preferably automated, for revoking access to
v8 enterprise assets, through disabling accounts immediately upon termination, rights ● ● ●
revocation, or role change of a user. Disabling accounts, instead of deleting
accounts, may be necessary to preserve audit trails.
16.7 Establish Process for Revoking Access

Establish and follow an automated process for revoking system access by
v7 disabling accounts immediately upon termination or change of responsibilities of an ● ●
employee or contractor . Disabling these accounts, instead of deleting accounts,
allows preservation of audit trails.
Page 57
4.4 (L1) Ensure account lockout is set to 15 minutes (Automated)
Description:
An account is automatically locked after the maximum number of failed consecutive
login attempts is reached. The account should be automatically unlocked after 15
minutes, otherwise administrators will need to manually unlock accounts on request by
authorized users.
Rationale:
This setting reduces the inconvenience for benign users and the overhead on
administrators, while also severely slowing down any brute force password guessing
attacks.
Audit:
To verify the account lockout is set to 15 minutes, perform the following:

4. Enter Security.AccountUnlockTime in the filter.

Get-VMHost | Get-AdvancedSetting -Name Security.AccountUnlockTime
Remediation:
To set the account lockout to 15 minutes, perform the following:

4. Enter Security.AccountUnlockTime in the filter.
5. Set the value for this parameter to 900.

Get-VMHost | Get-AdvancedSetting -Name Security.AccountUnlockTime | Set-
References:
1. https://code.vmware.com/apis/1067/vsphere
Page 58
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4.3 Configure Automatic Session Locking on Enterprise

Assets
v8 Configure automatic session locking on enterprise assets after a defined period ● ● ●
of inactivity. For general purpose operating systems, the period must not exceed
15 minutes. For mobile end-user devices, the period must not exceed 2 minutes.
v7 16.11 Lock Workstation Sessions After Inactivity ● ● ●

Automatically lock workstation sessions after a standard period of inactivity.
Page 59
4.5 (L1) Ensure previous 5 passwords are prohibited (Manual)
Description:
This setting prevents users from utilizing previously used passwords.
Rationale:
Users may attempt to reuse passwords which could lead to a compromised password
being used. At least the past 5 passwords should be prevented from use for a user to
ensure password re-use is not occurring.
Impact:
Users will be unable to use any of their past 5 passwords.
Audit:
To verify the password history is set to 5, perform the following:

4. Enter Security.PasswordHistory in the filter.

Get-VMHost | Get-AdvancedSetting Security.PasswordHistory
Remediation:
To set the password history 5, perform the following:

4. Enter Security.PasswordHistory in the filter.
5. Set the value for this parameter is set to 5.
Page 60
Get-VMHost | Get-AdvancedSetting Security.PasswordHistory | Set-
Default Value:
None
References:
CIS Controls:
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● ● ●

● ●
system.
Page 61
4.6 (L1) Ensure Active Directory is used for local user
authentication (Manual)
Description:
ESXi can be configured to use a directory service such as Active Directory to manage
users and groups. It is recommended that a directory service be used.
Note: If the AD group "ESX Admins" (default) is created, all users and groups that are
members of this group will have full administrative access to all ESXi hosts in the
domain.
Rationale:
Joining ESXi hosts to an Active Directory (AD) domain eliminates the need to create
and maintain multiple local user accounts. Using AD for user authentication simplifies
the ESXi host configuration, ensures password complexity and reuse policies are
enforced, and reduces the risk of security breaches and unauthorized access.
Audit:
To confirm AD is used for local user authentication, perform the following from the
vSphere Web Client:
1. Select the host

2. Click on Configure then expand System.
3. Select Authentication Services.
4. Ensure the configuration is in accordance with your organization's Active
Directory configuration.
Alternately, execute the following PowerCLI command:

# Check each host and their domain membership status
Get-VMHost | Get-VMHostAuthentication | Select VmHost, Domain,
DomainMembershipStatus
Remediation:
To use AD for local user authentication, perform the following from the vSphere Web
Client:
1. Select the host

2. Click on Configure then expand System.
3. Select Authentication Services.
4. Click Join Domain followed by the appropriate domain and credentials.
5. Click OK.
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# Join the ESXI Host to the Domain
Get-VMHost HOST1 | Get-VMHostAuthentication | Set-VMHostAuthentication -
Domain domain.local -User Administrator -Password Passw0rd -JoinDomain
Notes:
1. Host Profiles can be used to automate adding hosts to an AD domain.

2. Consider using the vSphere Authentication proxy to avoid transmitting AD
credentials over the network.
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-63D22519-38CC-4A9F-
AE85-97A53CB0948A.html
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Page 63
4.7 (L1) Ensure only authorized users and groups belong to the
esxAdminsGroup group (Manual)
Description:
The AD group used by vSphere is defined by the esxAdminsGroup attribute. By default,
this attribute is set to "ESX Admins". All members of the group are granted full
administrative access to all ESXi hosts in the domain. Monitor AD for the creation of this
group, and limit membership to highly trusted users and groups.
Rationale:
An unauthorized user or group having membership in the esxAdminsGroup group will
have full administrative access to all ESXi hosts. Such users may compromise the
confidentiality, availability, and integrity of the all ESXi hosts and the respective data
and processes they influence.
Audit:
To verify only authorized users and groups belong to esxAdminsGroup, go to Active
Directory and review the membership of the group name that is defined by the
advanced host setting: Config.HostAgent.plugins.hostsvc.esxAdminsGroup.
Remediation:
To remove unauthorized users and groups belonging to esxAdminsGroup, perform the

following steps after coordination between vSphere admins and Active Directory
admins:
1. Verify the setting of the esxAdminsGroup attribute.

2. View the list of members for that Microsoft Active Directory group.
3. Remove all unauthorized users and groups from that group.
If full admin access for the AD ESX admins group is not desired, you can disable this
behavior using the advanced host setting:
"Config.HostAgent.plugins.hostsvc.esxAdminsGroupAutoAdd".
Default Value:
"ESX Admins"
Page 64
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5.1 Establish and Maintain an Inventory of Accounts

Establish and maintain an inventory of all accounts managed in the enterprise.
v8 The inventory must include both user and administrator accounts. The inventory, at
a minimum, should contain the person’s name, username, start/stop dates, and
● ● ●
department. Validate that all active accounts are authorized, on a recurring
schedule at a minimum quarterly, or more frequently.
5.4 Restrict Administrator Privileges to Dedicated

Administrator Accounts
v8 Restrict administrator privileges to dedicated administrator accounts on ● ● ●
enterprise assets. Conduct general computing activities, such as internet browsing,
email, and productivity suite use, from the user’s primary, non-privileged account.
4.1 Maintain Inventory of Administrative Accounts

v7 Use automated tools to inventory all administrative accounts, including domain
and local accounts, to ensure that only authorized individuals have elevated
● ●
privileges.
Page 65
4.8 (L1) Ensure the Exception Users list is properly configured
(Manual)
Description:
Users who are added to the "Exception Users" list do not lose their permissions when
the host enters lockdown mode. Usually you may want to add some service accounts,
such as a backup agent, to the Exception Users list.
Rationale:
Users who do not require special permissions should not be exempted from lockdown
mode because this increases the risk of unauthorized actions being performed,
especially if a user account is compromised.
Impact:
If a user is not added to the exception list but should be when host is in lockdown mode
they will be unable to perform operations.
Audit:
To verify the membership of the "Exception Users" list, perform the following in the
vSphere Web Client:
1. Select the host.

2. Click on Configure then expand System and select Security Profile.
3. Under Lockdown Mode view and verify the list of Exception Users for accuracy.
Remediation:
To correct the membership of the Exception Users list, perform the following in the
vSphere Web Client:
1. Select the host.

2. Click on Configure then expand System and select Security Profile.
3. Select Edit next to Lockdown Mode.
4. Click on Exception Users.
5. Add or delete users as appropriate.
6. Click OK.
Page 66
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-6CD8C2E3-7925-4706-
8271-
F42F2BCFF95D.html?hWord=N4IghgNiBcIQ9gYwNYBN4HcB2ACAtvKgKYgC+
QA
CIS Controls:
Controls
Version
3.3 Configure Data Access Control Lists

Configure data access control lists based on a user’s need to know. Apply data
v8 access control lists, also known as access permissions, to local and remote file
● ● ●
systems, databases, and applications.

● ● ●
14.6 Protect Information through Access Control Lists

Protect all information stored on systems with file system, network share, claims,
v7 application, or database specific access control lists. These controls will enforce the ● ● ●
principle that only authorized individuals should have access to the information
based on their need to access the information as a part of their responsibilities.
v7 16.6 Maintain an Inventory of Accounts ● ●

Maintain an inventory of all accounts organized by authentication system.
Page 67
5 Console
This section contains recommendations related to ESXi consoles.
Page 68
5.1 (L1) Ensure the DCUI timeout is set to 600 seconds or less
(Automated)
Description:
The Direct Console User Interface (DCUI) is used for directly logging into an ESXi host
and carrying out host management tasks. This setting terminates an idle DCUI session
after the specified number of seconds has elapsed.
Rationale:
Terminating idle DCUI sessions helps avoid unauthorized usage of the DCUI originating
from leftover login sessions.
Audit:
To verify the DCUI timeout setting, perform the following steps:

2. Click Configure, then under System select Advanced System Settings.
3. Select Edit then enter UserVars.DcuiTimeOut in the filter.
4. Verify that the value for this parameter is 600 seconds or less.

Get-VMHost | Get-AdvancedSetting -Name UserVars.DcuiTimeOut
Remediation:
To correct the DCUI timeout setting, perform the following steps:

2. Click Configure, then under System select Advanced System Settings.
3. Select Edit then enter UserVars.DcuiTimeOut in the filter.
4. Click in the box for the current value, then set the value to 600 seconds or less.
Page 69
Get-VMHost | Get-AdvancedSetting -Name UserVars.DcuiTimeOut | Set-
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Assets

Page 70
5.2 (L1) Ensure the ESXi shell is disabled (Automated)
Description:
The ESXi shell is an interactive command line environment available from the Direct
Console User Interface (DCUI) or remotely via SSH. The ESXi shell should only be
enabled on a host when running diagnostics or troubleshooting.
Rationale:
Activities performed from the ESXi shell bypass vCenter RBAC and audit controls, so
the ESXi shell should only be enabled when needed to troubleshoot/resolve problems
that cannot be fixed through the vSphere web client or vCLI/PowerCLI.
Audit:
To verify the ESXi shell is disabled, perform the following:

2. Select Configure then expand System and select Services.
3. Click on ESXi Shell then click Edit Startup Policy.
4. Verify the Startup Policy is set to Start and Stop Manually.

# Check if the ESXi shell is running and set to start
Get-VMHost | Get-VMHostService | Where { $_.key -eq "TSM" } | Select VMHost,
Key, Label, Policy, Running, Required
Note: A host warning is displayed in the web client whenever the ESXi shell is enabled
on a host.
Remediation:
To disable the ESXi shell, perform the following:

3. Click on ESXi Shell then click Edit Startup Policy.
4. Set the Startup Policy is set to Start and Stop Manually.
5. Click on OK.
Page 71
# Set the ESXi shell to start manually rather than automatically for all
hosts
Get-VMHost | Get-VMHostService | Where { $_.key -eq "TSM" } | Set-
VMHostService -Policy Off
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-B5144CE9-F8BB-494D-
8F5D-0D5621D65DAE.html
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-DFA67697-232E-4F7D-
860F-96C0819570A8.html
CIS Controls:
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4.8 Uninstall or Disable Unnecessary Services on

Enterprise Assets and Software
v8 Uninstall or disable unnecessary services on enterprise assets and software, ● ●
such as an unused file sharing service, web application module, or service
function.

v7 Are Running
● ●
Page 72
5.3 (L1) Ensure SSH is disabled (Automated)
Description:
The ESXi shell, when enabled, can be accessed directly from the host console through
the DCUI or remotely using SSH. Disable Secure Shell (SSH) for each ESXi host to
prevent remote access to the ESXi shell, and only enable SSH when needed for
troubleshooting or diagnostics.
Rationale:
Remote access to the host should be limited to the vSphere Client, remote command-
line tools (vCLI/PowerCLI), and through the published APIs. Under normal
circumstances, remote access to the host using SSH should be disabled.
Impact:
In troubleshooting and assessment scenarios having SSH disabled, which is the default,
may prevent connections to the host by tools or via other methods.
Audit:
To verify SSH is disabled, perform the following:

3. Click on SSH then click Edit Startup Policy.
4. Verify the Startup Policy is set to Start and Stop Manually.

# Check if SSH is running and set to start
Get-VMHost | Get-VMHostService | Where { $_.key -eq "TSM-SSH" } | Select
VMHost, Key, Label, Policy, Running, Required
Note: A host warning is displayed in the web client whenever SSH is enabled on a host.
Remediation:
To disable SSH, perform the following:

3. Click on SSH then click Edit Startup Policy.
4. Set the Startup Policy is set to Start and Stop Manually.
5. Click OK.
6. While ESXi Shell is still selected click Stop.
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# Set SSH to start manually rather than automatically for all hosts
Get-VMHost | Get-VMHostService | Where { $_.key -eq "TSM-SSH" } | Set-
VMHostService -Policy Off
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-12E27BF3-3769-4665-
8769-DA76C2BC9FFE.html
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function.

Page 74
5.4 (L1) Ensure CIM access is limited (Manual)
Description:
The Common Information Model (CIM) system provides an interface that enables
hardware-level management from remote applications using a set of standard APIs.
Provide only the minimum access necessary to applications. Do not provision CIM-
based hardware monitoring tools and other third-party applications to run as root or as
another administrator account. Instead, create a dedicated service account specific to
each CIM application with the minimal access and privileges needed for that application.
Rationale:
If CIM-based hardware monitoring tools or other third-party applications are granted
unneeded administrator level access, they could potentially be used to compromise the
security of the host.
Impact:
CIM-based hardware monitoring tools or other third-party applications that utilize CIM
may not function as expected.
Audit:
To verify CIM access is limited, check for a limited-privileged service account with the
following CIM roles applied:
Host.Config.SystemManagement Host.CIM.CIMInteraction
# List all user accounts on the Host -Host Local connection required-
Get-VMHostAccount
Remediation:
To limit CIM access, perform the following:
1. Create a limited-privileged service account for CIM and other third-party

applications.
2. This account should access the system via vCenter.
3. Give the account the CIM Interaction privilege only. This will enable the account
to obtain a CIM ticket, which can then be used to perform both read and write
CIM operations on the target host. If an account must connect to the host
directly, this account must be granted the full "Administrator" role on the host.
This is not recommended unless required by the monitoring software being used.
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# Create a new host user account -Host Local connection required-
New-VMHostAccount -ID ServiceUser -Password <password> -UserAccount
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-645EBD81-CF86-44D7-
BE77-224EF963D145.html
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function.
4.3 Ensure the Use of Dedicated Administrative Accounts

v7 Ensure that all users with administrative account access use a dedicated or
secondary account for elevated activities. This account should only be used for
● ● ●
administrative activities and not internet browsing, email, or similar activities.
Page 76
5.5 (L1) Ensure Normal Lockdown mode is enabled (Automated)
Description:
Enabling lockdown mode disables direct local access to an ESXi host, requiring the host
be managed remotely from vCenter Server.
There are some operations, such as backup and troubleshooting, that require direct
access to the host. In these cases, lockdown mode can be disabled on a temporary
basis for specific hosts as needed, and then re-enabled when the task is completed.
Note: Lockdown mode does not apply to users who log in using authorized keys. Also,
users in the DCUI.Access list for each host are allowed to override lockdown mode and
log in to the DCUI. By default, the "root" user is the only user listed in the DCUI.Access
list.
Rationale:
Lockdown mode limits ESXi host access to the vCenter server to ensure the roles and
access controls implemented in vCenter are always enforced and users cannot bypass
them by logging into a host directly. By forcing all interaction to occur through vCenter
Server, the risk of someone inadvertently attaining elevated privileges or performing
tasks that are not properly audited is greatly reduced.
Impact:
With lockdown mode enabled the host will only be accessible through vCenter
preventing 'local' access.
Audit:
To verify lockdown mode is enabled, perform the following from the vSphere web client:

2. Select Configure then expand System and select Security Profile.
3. Verify that Lockdown Mode is set to Normal.

# To check if Lockdown mode is enabled
Get-VMHost | Select
Name,@{N="Lockdown";E={$_.Extensiondata.Config.adminDisabled}}
Remediation:
To enable lockdown mode, perform the following from the vSphere web client:
Page 77
3. Across from Lockdown Mode click on Edit.
4. Click the radio button for Normal.
5. Click OK.

# Enable lockdown mode for each host
Get-VMHost | Foreach { $_.EnterLockdownMode() }
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-88B24613-E8F9-40D2-
B838-225F5FF480FF.html
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Page 78
5.6 (L2) Ensure Strict Lockdown mode is enabled (Automated)
Description:
Enabling lockdown mode disables direct local access to an ESXi host, requiring the host
be managed remotely from vCenter Server.
There are some operations, such as backup and troubleshooting, that require direct
access to the host. In these cases, lockdown mode can be disabled on a temporary
basis for specific hosts as needed, and then re-enabled when the task is completed.
Note: Lockdown mode does not apply to users who log in using authorized keys. Also,
users in the DCUI.Access list for each host are allowed to override lockdown mode and
log in to the DCUI. By default, the "root" user is the only user listed in the DCUI.Access
list.
Rationale:
Lockdown mode limits ESXi host access to the vCenter server to ensure the roles and
access controls implemented in vCenter are always enforced and users cannot bypass
them by logging into a host directly. By forcing all interaction to occur through vCenter
Server, the risk of someone inadvertently attaining elevated privileges or performing
tasks that are not properly audited is greatly reduced. Additionally strict lockdown move
will disabled DCUI - Disabling DCUI prevents all local activity, and thus forces actions to
be performed in vCenter Server, where they can be centrally audited and monitored.
Impact:
With lockdown mode enabled the host will only be accessible through vCenter
preventing 'local' access. Disabling the DCUI can create a potential "lockout" situation,
should the host become isolated from vCenter Server. Recovering from a "lockout"
scenario requires reinstalling ESXi. Consider leaving DCUI enabled, and instead enable
lockdown mode and limit the users allowed to access the DCUI using the DCUI.Access
list.
Audit:
To verify lockdown mode is enabled, perform the following from the vSphere web client:

3. Verify that Lockdown Mode is set to Strict.
Page 79
# To check if Lockdown mode is enabled
Get-VMHost | Select
Name,@{N="Lockdown";E={$_.Extensiondata.Config.adminDisabled}}
Remediation:
To enable lockdown mode, perform the following from the vSphere web client:

3. Across from Lockdown Mode click on Edit.
4. Click the radio button for Strict.
5. Click OK.

# Enable lockdown mode for each host
Get-VMHost | Foreach { $_.EnterLockdownMode() }
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-88B24613-E8F9-40D2-
B838-225F5FF480FF.html
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5.7 (L2) Ensure the SSH authorized_keys file is empty (Manual)
Description:
ESXi hosts come with Secure Shell (SSH), which can be configured to authenticate
remote users using public key authentication. For day-to-day operations, the ESXi host
should be in lockdown mode with the SSH service disabled. Lockdown mode does not
prevent root users from logging in using keys. The presence of a remote user's public
key in the /etc/ssh/keys-root/authorized_keys file on an ESXi host identifies the user
as trusted, meaning the user is granted access to the host without providing a
password.
Disabling authorized_keys access may limit your ability to run unattended remote
scripts.
Rationale:
Keeping the authorized_keys file empty prevents users from circumventing the intended
restrictions of lockdown mode.
Audit:
To verify the authorized_keys file does not contain any keys, perform the following:
1. Logon to the ESXi shell as root or another admin user.
• SSH may need to be enabled first.
2. Verify the /etc/ssh/keys-root/authorized_keys file is empty.
Remediation:
To remove all keys from the authorized_keys file, perform the following:
1. Logon to the ESXi shell as root or another admin user.
• SSH may need to be enabled first
2. Edit the /etc/ssh/keys-root/authorized_keys file.

3. Remove all keys from the file and save the file.
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Default Value:
The file is empty by default.
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-392ADDE9-FD3B-49A2-
BF64-4ACBB60EB149.html
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6.8 Define and Maintain Role-Based Access Control

Define and maintain role-based access control, through determining and
v8 documenting the access rights necessary for each role within the enterprise to
successfully carry out its assigned duties. Perform access control reviews of
●
enterprise assets to validate that all privileges are authorized, on a recurring
schedule at a minimum annually, or more frequently.

v7 Are Running
● ●
Page 82
5.8 (L1) Ensure idle ESXi shell and SSH sessions time out after
300 seconds or less (Automated)
Description:
The ESXiShellInteractiveTimeOut allows you to automatically terminate idle ESXi shell
and SSH sessions. The permitted idle time should be 300 seconds or less.
Rationale:
If a user forgets to log out of an ESXi shell or SSH session, the idle session will exist
indefinitely, increasing the potential for someone to gain unauthorized privileged access
to the host, unless a timeout is set.
Audit:
To verify the timeout is set correctly, perform the following from the vSphere web client:

4. Enter ESXiShellInteractiveTimeOut in the filter.
5. Verify that the value for this parameter is set to 300 or less.
Note: A value of 0 disables the ESXiShellInteractiveTimeOut.

# List UserVars.ESXiShellInteractiveTimeOut for each host
Get-VMHost | Select Name, @{N="UserVars.ESXiShellInteractiveTimeOut";E={$_ |
Get-AdvancedSetting UserVars.ESXiShellInteractiveTimeOut | Select -
ExpandProperty Values}}
Remediation:
To set the timeout to the desired value, perform the following from the vSphere web
client:

4. Enter ESXiShellInteractiveTimeOut in the filter.
5. Set the value for this parameter is set to the appropriate value (300 seconds or
less).
6. Click OK.
Page 83
Note: A value of 0 disables the ESXi ShellInteractiveTimeOut.
# Set Remove UserVars.ESXiShellInteractiveTimeOut to 300 on all hosts
Get-VMHost | Get-AdvancedSetting -Name 'UserVars.ESXiShellInteractiveTimeOut'
| Set-AdvancedSetting -Value "300"
References:
It is recommended to set the ESXiShellTimeOut together with
ESXiShellInteractiveTimeOut.
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5.9 (L1) Ensure the shell services timeout is set to 1 hour or less
(Automated)
Description:
When the ESXi shell or SSH services are enabled on a host, they will run indefinitely.
To avoid this, set the ESXiShellTimeOut, which defines a window of time after which the
ESXi shell and SSH services will automatically be terminated.
It is recommended to set the ESXiShellInteractiveTimeOut together with
ESXiShellTimeOut.
Rationale:
This reduces the risk of an inactive ESXi shell or SSH service being misused by an
unauthorized party to compromise a host.
Audit:
To verify the timeout is set to one hour or less, perform the following from the vSphere
web client:

4. Enter ESXiShellTimeOut in the filter.
5. Verify that the value for this parameter is set to 3600 (1 hour) or less.

# List UserVars.ESXiShellTimeOut in minutes for each host
Get-VMHost | Select Name, @{N="UserVars.ESXiShellTimeOut";E={$_ | Get-
AdvancedSettings UserVars.ESXiShellTimeOut | Select -ExpandProperty Values}}
Remediation:
To set the timeout to the desired value, perform the following from the vSphere web
client:

4. Enter ESXiShellTimeOut in the filter.
5. Set the value for this parameter is set to 3600 (1 hour) or less
6. Click OK.
Page 85
Note: A value of 0 disables the ESXiShellTimeOut.
# Set UserVars.ESXiShellTimeOut to 3600 on all hosts
Get-VMHost | Get-AdvancedSetting -Name 'UserVars.ESXiShellTimeOut' | Set-
AdvancedSetting -Value "3600"
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-6E1ECA4D-B617-4D42-
B40B-71E4C83DEEFB.html
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-B314F79B-2BDD-4D68-
8096-F009B87ACB33.html
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-94F0C54F-05E3-4E16-
8027-0280B9ED1009.html
This value can be set in minutes via the DCUI. When using the vCenter GUI or
PowerShell API, the value is set in seconds.
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Page 86
5.10 (L1) Ensure DCUI has a trusted users list for lockdown mode
(Manual)
Description:
Lockdown mode disables direct host access, requiring admins to manage hosts from
vCenter. Set DCUI.Access to a list of highly trusted users who would be able to override
lockdown mode and access the DCUI in the event an ESXi host became isolated from
vCenter.
NOTE: If you disable lockdown mode using the DCUI, all users with the DCUI.Access
privilege will be granted the Administrator role on the host.
Rationale:
The list prevents all admins from becoming locked out and no longer being able to
manage the host.
Audit:
To verify a proper trusted users list is set for DCUI, perform the following from the
vSphere web client:

4. Enter DCUI.Access in the filter.
5. Verify that the DCUI.Access attribute is set to a comma-separated list of the users
who are allowed to override lockdown mode.

Get-VMHost | Get-AdvancedSetting -Name DCUI.Access
Remediation:
To set a trusted users list for DCUI, perform the following from the vSphere web client:

4. Enter DCUI.Access in the filter.
5. Set the DCUI.Access attribute is set to a comma-separated list of the users who
are allowed to override lockdown mode.
Page 87
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-6779F098-48FE-4E22-
B116-A8353D19FF56.html
Note: By default only the "root" user is a member of the DCUI.Access list. It is not
recommended to remove root from the DCUI.Access list, as this will revoke the root
user's admin privileges on the host.
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● ● ●
v7 16.6 Maintain an Inventory of Accounts ● ●

Maintain an inventory of all accounts organized by authentication system.
Page 88
5.11 (L2) Ensure contents of exposed configuration files have not
been modified (Manual)
Description:
Although most configurations on ESXi are controlled via an API, there are a limited set
of configuration files that are used directly to govern host behavior. These files are
exposed via the vSphere HTTPS-based file transfer API. These files should be
monitored for modifications.
WARNING: Do not attempt to monitor files that are NOT exposed via this file transfer
API, since this can result in a destabilized system.
Rationale:
Any changes to these files should be correlated with an approved administrative action,
such as an authorized configuration change. Tampering with these files could enable
unauthorized access to the host configuration and virtual machines.
Audit:
To verify the exposed configuration files have not been modified, perform the following:
1. Open a web browser.

2. Find the ESXi configuration files by browsing to https://(hostname)/host (not
available if MOB is disabled).
3. Review the contents of those files to confirm no unauthorized modifications have
been made.
NOTE: Not all the files listed are modifiable.

Alternately, the configuration files can also be retrieved using the vCLI or PowerCLI.
Page 89
Remediation:
Restore all modified configuration files to a known good state by restoring backups or
using other means.
To help prevent future occurrences, you can back up the host configuration data after
configuring or reconfiguring an ESXi host. The vicfg-cfgbackup command is available
only for ESXi hosts; it is not available through a vCenter Server system connection. No
equivalent ESXCLI command is supported.
To help identify future occurrences more quickly, implement a procedure to monitor the
files and their contents over time to ensure they are not improperly modified. Be sure
not to monitor log files and other files whose content is expected to change regularly
due to system activity. Also, account for configuration file changes that are due to
authorized administrative activity.
Note: Host Profiles may also be used to track configuration changes on the host;
however, Host Profiles do not track all configuration changes.
During a configuration backup, the serial number is backed up with the configuration.
The number is restored when you restore the configuration. The number is not
preserved when you run the Recovery CD (ESXi Embedded) or perform a repair
operation (ESXi Installable). You can back up and restore configuration information as
follows:
1. Back up the configuration by using the vicfg-cfgbackup command.

2. Run the Recovery CD or repair operation
3. Restore the configuration by using the vicfg-cfgbackup command.
When you restore a configuration, you must make sure that all virtual machines on the
host are stopped.
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5.5 Implement Automated Configuration Monitoring

Systems
v7 Utilize a Security Content Automation Protocol (SCAP) compliant configuration ● ●
monitoring system to verify all security configuration elements, catalog approved
exceptions, and alert when unauthorized changes occur.
14.9 Enforce Detail Logging for Access or Changes to

Sensitive Data
v7 Enforce detailed audit logging for access to sensitive data or changes to ●
sensitive data (utilizing tools such as File Integrity Monitoring or Security
Information and Event Monitoring).
Page 91
6 Storage
This section contains recommendations related to ESXi disk and other storage-related
settings.
Page 92
6.1 (L1) Ensure bidirectional CHAP authentication for iSCSI traffic
is enabled (Automated)
Description:
vSphere allows for the use of bidirectional authentication of both the iSCSI target and
host. Bidirectional Challenge-Handshake Authentication Protocol (CHAP), also known
as Mutual CHAP, should be enabled to provide bidirectional authentication.
Rationale:
By not authenticating both the iSCSI target and host, there is a potential for a man-in-
the-middle attack in which an attacker might impersonate either side of the connection
to steal data. Bidirectional authentication can mitigate this risk.
Note: Choosing not to enforce bidirectional authentication can make sense if you create
a dedicated network or VLAN to service all your iSCSI devices. If the iSCSI facility is
isolated from general network traffic, it is less vulnerable to exploitation.
Audit:
To verify that bidirectional CHAP authentication is enabled for iSCSI traffic, perform the
following:

2. Click Configure then expand Storage.
3. Select Storage Adapters then select the iSCSI Adapter.
4. Under Properties verify that the Authentication method is set to Use
bidirectional CHAP.

# List Iscsi Initiator and CHAP Name if defined
Get-VMHost | Get-VMHostHba | Where {$_.Type -eq "Iscsi"} | Select VMHost,
Device, ChapType, @{N="CHAPName";E={$_.AuthenticationProperties.ChapName}}
Remediation:
To enable bidirectional CHAP authentication for iSCSI traffic, perform the following:

4. Under Properties click on Edit next to Authentication.
5. Next to Authentication Method select Use bidirectional CHAP from the
dropdown.
Page 93
6. Specify the outgoing CHAP name.
• Make sure that the name you specify matches the name configured on the
storage side.
o To set the CHAP name to the iSCSI adapter name, select "Use initiator
name".
o To set the CHAP name to anything other than the iSCSI initiator name,
deselect "Use initiator name" and type a name in the Name text box.
8. Enter an outgoing CHAP secret to be used as part of authentication. Use the

same secret as your storage side secret.
9. Specify incoming CHAP credentials. Make sure your outgoing and incoming
secrets do not match.
10. Click OK.
11. Click the second to last symbol labeled Rescan Adapter.

# Set the Chap settings for the Iscsi Adapter
Get-VMHost | Get-VMHostHba | Where {$_.Type -eq "Iscsi"} | Set-VMHostHba #
Use desired parameters here
References:
vSphere/7.0/com.vmware.vsphere.storage.doc/GUID-AC65D747-728F-4109-
96DD-49B433E2F266.html
vSphere/7.0/com.vmware.vsphere.storage.doc/GUID-2F1E64DB-20BB-4D18-
A083-8E65FE380899.html
Prerequisites- Before setting up CHAP parameters for software or dependent
hardware iSCSI, determine whether to configure unidirectional or bidirectional CHAP.
Independent hardware iSCSI adapters do not support bidirectional CHAP.
• Verify CHAP parameters configured on the storage side. Parameters that you
configure must match the ones on the storage side.
• Required privilege: Host.Configuration.Storage Partition Configuration
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3.10 Encrypt Sensitive Data in Transit

v8 Encrypt sensitive data in transit. Example implementations can include: ● ●
Transport Layer Security (TLS) and Open Secure Shell (OpenSSH).
16.5 Encrypt Transmittal of Username and

v7 Authentication Credentials
Ensure that all account usernames and authentication credentials are
● ●
transmitted across networks using encrypted channels.
Page 95
6.2 (L2) Ensure the uniqueness of CHAP authentication secrets
for iSCSI traffic (Manual)
Description:
Challenge-Handshake Authentication Protocol (CHAP) requires both client and host to
know the secret (password) to establish a connection. Each mutual authentication
secret should be unique.
Rationale:
If all mutual authentication secrets are unique, compromise of one secret does not allow
an attacker to authenticate to other hosts or clients using that same secret.
Audit:
To verify the CHAP secrets are unique, run the following to list all iSCSI adapters and
their corresponding CHAP configuration:
# List Iscsi Initiator and CHAP Name if defined
Get-VMHost | Get-VMHostHba | Where {$_.Type -eq "Iscsi"} | Select VMHost,
Device, ChapType, @{N="CHAPName";E={$_.AuthenticationProperties.ChapName}}
Remediation:
To change the values of CHAP secrets so they are unique, perform the following:

4. Under Properties click on Edit next to Authentication.
5. Next to Authentication Method specify the authentication method from the
dropdown.
o None
o Use unidirectional CHAP if required by target
o Use unidirectional CHAP unless prohibited by target
o Use unidirectional CHAP
o Use bidirectional CHAP
6. Specify the outgoing CHAP name.
• Make sure that the name you specify matches the name configured on the
storage side.
o To set the CHAP name to the iSCSI adapter name, select "Use initiator
name".
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o To set the CHAP name to anything other than the iSCSI initiator name,
deselect "Use initiator name" and type a name in the Name text box.
8. Enter an outgoing CHAP secret to be used as part of authentication. Use the

same secret as your storage side secret.
9. If configuring with bidirectional CHAP, specify incoming CHAP credentials.
• Make sure your outgoing and incoming secrets do not match.
10. If configuring with bidirectional CHAP, specify incoming CHAP credentials.
• Make sure your outgoing and incoming secrets do not match.
11. Click OK.

12. Click the second to last symbol labeled Rescan Adapter
References:
vSphere/7.0/com.vmware.vsphere.storage.doc/GUID-AC65D747-728F-4109-
96DD-49B433E2F266.html
vSphere/7.0/com.vmware.vsphere.storage.doc/GUID-2F1E64DB-20BB-4D18-
A083-8E65FE380899.html
If you change the CHAP parameters, they are used for new iSCSI sessions. For existing
sessions, new settings are not used until you log out and log in again.
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Page 98
6.3 (L1) Ensure storage area network (SAN) resources are
segregated properly (Manual)
Description:
Use zoning and logical unit number (LUN) masking to segregate storage area network
(SAN) activity.
Zoning provides access control in the SAN topology. Zoning defines which host bus
adapters (HBAs) can connect to which targets. The devices outside a zone are not
visible to the devices inside the zone when SAN zoning is configured. For example,
zones defined for testing should be managed independently within the SAN so they do
not interfere with activity in the production zones. Similarly, you can set up different
zones for different departments. Zoning must take into account any host groups that
have been set up on the SAN device.
LUN masking is a process that makes a LUN available to some hosts and unavailable
to other hosts.
Rationale:
Segregating SAN activity can reduce the attack surface for the SAN, prevent non-ESXi
systems from accessing SANs, and separate environments, for example, test and
production environments.
Audit:
The audit procedures to verify SAN activity is properly segregated are SAN vendor or
product-specific.
Remediation:
The remediation procedures to properly segregate SAN activity are SAN vendor or
product-specific.
In general, with ESXi hosts, use a single-initiator zoning or a single-initiator-single-target
zoning. The latter is a preferred zoning practice. Using the more restrictive zoning
prevents problems and misconfigurations that can occur on the SAN.
References:
vSphere/6.7/com.vmware.vsphere.storage.doc/GUID-6029358F-8EE8-4143-
9BB0-16ABB3CA0FE3.html
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vSphere/6.7/com.vmware.vsphere.security.doc/GUID-BFE9046A-2278-4026-
809A-ED8F9D8FDACE.html
vSphere/6.7/com.vmware.vsphere.storage.doc/GUID-39A4551F-4B03-43A6-
BEDF-FAB1528C070D.html
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3.12 Segment Data Processing and Storage Based on

Sensitivity
v8 Segment data processing and storage based on the sensitivity of the data. Do ● ●
not process sensitive data on enterprise assets intended for lower sensitivity
data.
14.1 Segment the Network Based on Sensitivity

v7 Segment the network based on the label or classification level of the
information stored on the servers, locate all sensitive information on separated
● ●
Virtual Local Area Networks (VLANs).
14.2 Enable Firewall Filtering Between VLANs

v7 Enable firewall filtering between VLANs to ensure that only authorized
systems are able to communicate with other systems necessary to fulfill their
● ●
specific responsibilities.
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7 vNetwork
This section contains recommendations related to configuring vNetwork.
Page 101
7.1 (L1) Ensure the vSwitch Forged Transmits policy is set to
reject (Automated)
Description:
Set the vSwitch Forged Transmits policy to reject for each vSwitch. Reject Forged
Transmit can be set at the vSwitch and/or the Portgroup level. You can override switch-
level settings at the Portgroup level.
Rationale:
If the virtual machine operating system changes the MAC address, the operating
system can send frames with an impersonated source MAC address at any time. This
allows an operating system to stage malicious attacks on the devices in a network by
impersonating a network adaptor authorized by the receiving network. Setting forged
transmissions to accept means the virtual switch does not compare the source and
effective MAC addresses. To protect against MAC address impersonation, all virtual
switches should have forged transmissions set to reject.
Impact:
This will prevent VMs from changing their effective MAC address. This will affect
applications that require this functionality, such as Microsoft Clustering, which requires
systems to effectively share a MAC address. This will affect how a layer 2 bridge will
operate. This will also affect applications that require a specific MAC address for
licensing. An exception should be made for the port groups that these applications are
connected to.
Audit:
To verify the policy is set to reject forged transmissions, perform the following:

2. Click Configure then expand Networking.
3. Select Virtual switches then click Edit.
4. Click on Security.
5. Verify that Forged transmits is set to Reject in the dropdown.
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# List all vSwitches and their Security Settings
Get-VirtualSwitch -Standard | Select VMHost, Name, `
@{N="MacChanges";E={if ($_.ExtensionData.Spec.Policy.Security.MacChanges) {
"Accept" } Else { "Reject"} }}, `
@{N="PromiscuousMode";E={if
($_.ExtensionData.Spec.Policy.Security.PromiscuousMode) { "Accept" } Else {
"Reject"} }}, `
@{N="ForgedTransmits";E={if
($_.ExtensionData.Spec.Policy.Security.ForgedTransmits) { "Accept" } Else {
"Reject"} }}
Remediation:
To set the policy to reject forged transmissions, perform the following:

5. Set Forged transmits to Reject in the dropdown.
6. Click on OK.
Alternately, the following ESXi shell command may be used:

# esxcli network vswitch standard policy security set -v vSwitch2 -f false
References:
vSphere/7.0/com.vmware.vsphere.networking.doc/GUID-891147DD-3E2E-45A1-
9B50-7717C3443DD7.html
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implementations include a virtual firewall, operating system firewall, or a third-party
● ● ●
firewall agent.
12.4 Deny Communication over Unauthorized Ports

v7 Deny communication over unauthorized TCP or UDP ports or application traffic
to ensure that only authorized protocols are allowed to cross the network boundary
● ● ●
in or out of the network at each of the organization's network boundaries.
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7.2 (L1) Ensure the vSwitch MAC Address Change policy is set to
reject (Automated)
Description:
Ensure the MAC Address Change policy within the vSwitch is set to reject. Reject MAC
Changes can be set at the vSwitch and/or the Portgroup level. You can override switch-
Rationale:
If the virtual machine operating system changes the MAC address, it can send frames
with an impersonated source MAC address at any time. This allows it to stage malicious
attacks on the devices in a network by impersonating a network adaptor authorized by
the receiving network.
Impact:
This will prevent VMs from changing their effective MAC address. It will affect
applications that require this functionality, such as Microsoft Clustering, which requires
systems to effectively share a MAC address. This will affect how a layer 2 bridge will
operate. This will also affect applications that require a specific MAC address for
licensing. An exception should be made for the port groups that these applications are
connected to.
Audit:
To verify the policy is set to reject, perform the following:

5. Verify that MAC address changes is set to Reject in the dropdown.
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"Reject"} }}, `
"Reject"} }}
Remediation:
To set the policy to reject, perform the following:

5. Set MAC address changes to Reject in the dropdown.
6. Click on OK.
Alternately, perform the following using the ESXi shell:

# esxcli network vswitch standard policy security set -v vSwitch2 -m false
References:
9B50-7717C3443DD7.html
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Page 105
7.3 (L1) Ensure the vSwitch Promiscuous Mode policy is set to
reject (Automated)
Description:
Ensure the Promiscuous Mode Policy within the vSwitch is set to reject. Promiscuous
mode can be set at the vSwitch and/or the Portgroup level. You can override switch-
Rationale:
When promiscuous mode is enabled for a virtual switch, all virtual machines connected
to the dvPortgroup have the potential of reading all packets crossing that network. This
could enable unauthorized access to the contents of those packets.
Impact:
There might be a legitimate reason to enable promiscuous mode for debugging,
monitoring, or troubleshooting reasons. Security devices might require the ability to see
all packets on a vSwitch. An exception should be made for the dvPortgroups that these
applications are connected to in order to allow for full-time visibility to the traffic on that
dvPortgroup.
Audit:
To verify the policy is set to reject, perform the following:

5. Verify that Promiscuous mode is set to Reject in the dropdown.
Page 106
"Reject"} }}, `
"Reject"} }}
Remediation:
To set the policy to reject, perform the following:

5. Set Promiscuous mode to Reject in the dropdown.
6. Click on OK.
Alternately, perform the following via the ESXi shell:

# esxcli network vswitch standard policy security set -v vSwitch2 -p false
Default Value:
Reject
References:
9B50-7717C3443DD7.html
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Page 107
7.4 (L1) Ensure port groups are not configured to the value of the
native VLAN (Automated)
Description:
ESXi does not use the concept of native VLAN, so do not configure port groups to use
the native VLAN ID. If the default value of 1 for the native VLAN is being used, the ESXi
Server virtual switch port groups should be configured with any value between 2 and
4094. Otherwise, ensure that the port group is not configured to use whatever value is
set for the native VLAN.
Rationale:
Frames with VLAN specified in the port group will have a tag, but frames without a
VLAN specified in the port group are not tagged and therefore will end up as belonging
to the native VLAN of the physical switch. For example, frames on VLAN 1 from a Cisco
physical switch will be untagged, because this is considered as the native VLAN.
However, frames from ESXi specified as VLAN 1 will be tagged with a “1”; therefore,
traffic from ESXi that is destined for the native VLAN will not be correctly routed
(because it is tagged with a “1” instead of being untagged), and traffic from the physical
switch coming from the native VLAN will not be visible (because it is not tagged). If the
ESXi virtual switch port group uses the native VLAN ID, traffic from those VMs will not
be visible to the native VLAN on the switch, because the switch is expecting untagged
traffic.
Audit:
To verify the native VLAN ID is not being used for port groups, perform the following:

3. Select Virtual switches.
4. Expand the Standard vSwitch.
5. View the topology diagram of the switch, which shows the various port groups
associated with that switch.
6. For each port group on the vSwitch, verify and record the VLAN IDs used.

# List all vSwitches, their Portgroups and VLAN IDs
Get-VirtualPortGroup -Standard | Select virtualSwitch, Name, VlanID
Remediation:
To stop using the native VLAN ID for port groups, perform the following:
Page 108
7. If a VLAN ID change is needed, click the name of the port group in the topology
diagram of the virtual switch.
8. Click the Edit settings option.
9. In the Properties section, enter an appropriate name in the Network label field.
10. In the VLAN ID dropdown select or type a new VLAN.
11. Click OK.
References:
vSphere/7.0/com.vmware.vsphere.networking.doc/GUID-3A9D9911-3632-4B81-
9D2E-A2F9F2D01180.html
CIS Controls:
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v7 Are Running
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Page 109
7.5 (L1) Ensure port groups are not configured to VLAN values
reserved by upstream physical switches (Manual)
Description:
Ensure that port groups are not configured to VLAN values reserved by upstream
physical switches. Certain physical switches reserve certain VLAN IDs for internal
purposes and often disallow traffic configured to these values. For example, Cisco
Catalyst switches typically reserve VLANs 1001 through 1024 and 4094, while Nexus
switches typically reserve 3968 through 4047 and 4094. Check the documentation for
your specific switch.
Rationale:
Using a reserved VLAN might result in a denial of service on the network.
Audit:
To verify port groups are not using reserved VLAN values, perform the following:


Remediation:
To change the VLAN values for port groups to non-reserved values, perform the
following:

Page 110
11. Click OK.
References:
1. http://www.cisco.com/c/en/us/td/docs/switches/lan/catalyst4500/12-
2/20ew/configuration/guide/config/vlans.html#wp1038758
2. http://www.cisco.com/c/en/us/td/docs/switches/datacenter/nexus5500/sw/layer2/
7x/b_5500_Layer2_Config_7x/b_5500_Layer2_Config_7x_chapter_010.html#co
n_1143823
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Page 111
7.6 (L1) Ensure port groups are not configured to VLAN 4095 and
0 except for Virtual Guest Tagging (VGT) (Automated)
Description:
Port groups should not be configured to VLAN 4095 or 0 except for Virtual Guest
Tagging (VGT). When a port group is set to VLAN 4095, this activates VGT mode. In
this mode, the vSwitch passes all network frames to the guest virtual machine without
modifying the VLAN tags, leaving it up to the guest to deal with them. VLAN 4095
should be used only if the guest has been specifically configured to manage VLAN tags
itself.
Rationale:
If VGT is enabled inappropriately, it might cause a denial of service or allow a guest
virtual machine to interact with traffic on an unauthorized VLAN.
Audit:
To verify port groups are not set to 4095 unless VGT is required, perform the following:


Remediation:
To set port groups to values other than 4095 and 0 unless VGT is required, perform the
following:

Page 112
11. Click OK.
References:
1. http://www.cisco.com/c/en/us/td/docs/switches/lan/catalyst4500/12-
2/20ew/configuration/guide/config/vlans.html#wp1038758
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7.7 (L1) Ensure Virtual Distributed Switch Netflow traffic is sent to
an authorized collector (Manual)
Description:
The vSphere VDS can export Netflow information about traffic crossing the VDS. These
exports are not encrypted and can contain information about the virtual network making
it easier for a Man in the Middle attack to be executed successfully.
NOTE: This is only valid if utilizing VMware vCenter
Rationale:
If Netflow export is required, verify that all VDS Netflow target systems are approved
collectors by confirming the IP's are set correctly.
NOTE: This is only valid if utilizing VMware vCenter
Audit:
Using the vSphere Web Client
1. Go to the Networking section of vCenter

2. After selecting each individual switch you will need to perform the following.
3. Go to Configure then expand Settings.
4. Click on Netflow.
5. Verify that Collector IP address and Collector port are appropriately
configured.
Additionally, the following PowerCLI command may be used

Get-VDPortgroup | Select Name, VirtualSwitch,
@{Name="NetflowEnabled";Expression={$_.Extensiondata.Config.defaultPortConfig
.ipfixEnabled.Value}} | Where-Object {$_.NetflowEnabled -eq "True"}
Remediation:
Using the vSphere Web Client

2. After selecting each individual switch you will need to perform the following.
4. Click on Netflow.
5. Click on Edit.
6. Enter the Collector IP address and Collector port as required.
7. Click OK.
Page 114
Additionally, the following PowerCLI command may be used
"# Disable Netfow for a VDPortgroup
$DPortgroup = <name of portgroup>
Get-VDPortgroup $DPortGroup | Disable-PGNetflow
#Function for Disable-PGNetflow

#From: http://www.virtu-al.net/2013/07/23/disabling-netflow-with-powercli/
Function Disable-PGNetflow {
[CmdletBinding()]
Param (
[Parameter(ValueFromPipeline=$true)]
$DVPG
)
Process {
Foreach ($PG in $DVPG) {
$spec = New-Object VMware.Vim.DVPortgroupConfigSpec
$spec.configversion = $PG.Extensiondata.Config.ConfigVersion
$spec.defaultPortConfig = New-Object VMware.Vim.VMwareDVSPortSetting
$spec.defaultPortConfig.ipfixEnabled = New-Object
VMware.Vim.BoolPolicy
$spec.defaultPortConfig.ipfixEnabled.inherited = $false
$spec.defaultPortConfig.ipfixEnabled.value = $false
$PGView = Get-View -Id $PG.Id

$PGView.ReconfigureDVPortgroup_Task($spec)
}
}
}
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-FA661AE0-C0B5-4522-
951D-A3790DBE70B4.html
vSphere/7.0/com.vmware.vsphere.networking.doc/GUID-55FCEC92-74B9-4E5F-
ACC0-4EA1C36F397A.html
CIS Controls:
Controls
Version
13.6 Collect Network Traffic Flow Logs

v8 Collect network traffic flow logs and/or network traffic to review and alert ● ●
upon from network devices.
12.8 Deploy NetFlow Collection on Networking

v7 Boundary Devices ● ●
Enable the collection of NetFlow and logging data on all network boundary
devices.
Page 115
Page 116
7.8 (L1) Ensure port-level configuration overrides are disabled.
(Automated)
Description:
Port-level configuration overrides are disabled by default. Once enabled, it allows for
different security to be set ignoring what is set at the Port-Group level.
Rationale:
There are cases where unique configurations are needed, but this should be monitored
so it is only used when authorized. If overrides are not monitored, anyone who gains
access to a VM with a less secure VDS configuration could secretly exploit the broader
access.
Audit:
Using the vSphere Web Client,

2. After expanding each individual switch you will need to perform the following for
each PortGroup.
4. Click on Properties.
5. Verify that under Override port policies every items is set to Disabled.
Additionally the following PowerCLI command can be used:

Get-VDPortgroup | Get-VDPortgroupOverridePolicy
Remediation:
Using the vSphere Web Client,

2. After expanding each individual switch you will need to perform the following for
each PortGroup.
4. Click on Properties then click on Edit.
5. Select Advanced then under Override port policies set each to Disabled.
6. Click OK.
Page 117
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-FA661AE0-C0B5-4522-
951D-A3790DBE70B4.html
vSphere/7.0/com.vmware.vsphere.networking.doc/GUID-DDF5CD98-454A-
471D-9053-03ABB8FE86D1.html
CIS Controls:
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8 Virtual Machines
This section contains recommendations for settings related to guest virtual machines.
Page 118
8.1 Communication
Page 119
8.1.1 (L2) Ensure only one remote console connection is
permitted to a VM at any time (Automated)
Description:
By default, remote console sessions can be connected to by more than one user at a
time. Permit only one remote console connection to a VM at a time. Other attempts will
be rejected until the first connection disconnects.
Rationale:
When multiple sessions are activated, each terminal window gets a notification about
the new session. If an administrator in the VM logs in using a VMware remote console
during their session, a non-administrator in the VM can connect to the console and
observe the administrator's actions. Also, this could result in an administrator losing
console access to a VM. For example, if a jump box is being used for an open console
session, and the admin loses a connection to that box, the console session remains
open. Allowing two console sessions permits debugging via a shared session. For
highest security, only one remote console session at a time should be allowed.
Audit:
To verify that only one remote console session is permitted at a time, confirm that
RemoteDisplay.maxConnections is set to 1.
1. Select the VM then select Actions followed by Edit Settings.

2. Click on the VM Options tab then expand Advanced.
3. Click on EDIT CONFIGURATION.
4. Verify that RemoteDisplay.maxConnections is set to 1.

# List the VMs and their current settings
Get-VM | Get-AdvancedSetting -Name "RemoteDisplay.maxConnections" | Select
Entity, Name, Value
Remediation:
To set this configuration utilize the vSphere interface as follows:

4. Click on ADD CONFIGURATION PARAMS then input RemoteDisplay.maxConnections
with a value of 1.
Page 120
5. Click OK, then OK again.
Alternatively, run the following PowerCLI command for VMs that do not specify the
setting:
# Add the setting to all VMs
Get-VM | New-AdvancedSetting -Name "RemoteDisplay.maxConnections" -value 1
Run the following PowerCLI command for VMs that specify the setting but have the
wrong value for it:
Get-VM | New-AdvancedSetting -Name "RemoteDisplay.maxConnections" -value 1 -
Force
References:
1. http://www.ibenit.com/post/85227299008/security-benchmark-hardening-guide-
policies-and-profile
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-27A340F5-DE98-41A8-
AC73-01ED4949EEF2.html
vSphere/7.0/com.vmware.vsphere.vm_admin.doc/GUID-7FED3B17-E2E9-4360-
AAC6-B70F9A9AEB84.html
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14.7 Enforce Access Control to Data through Automated

v7 Tools
Use an automated tool, such as host-based Data Loss Prevention, to enforce
●
access controls to data even when data is copied off a system.
Page 121
8.2 Devices
Page 122
8.2.1 (L1) Ensure unnecessary floppy devices are disconnected
(Automated)
Description:
Ensure that no floppy device is connected to a virtual machine unless required. For a
floppy device to be disconnected, the floppyX.present parameter should either not be
present or have a value of FALSE.
Rationale:
Removing unnecessary hardware devices can reduce the number of potential attack
channels and help prevent attacks.
Audit:
To verify floppy drives are not connected, confirm that the following parameter is either
NOT present or is set to FALSE: floppyX.present
# Check for Floppy Devices attached to VMs
Get-VM | Get-FloppyDrive | Select Parent, Name, ConnectionState
Remediation:
To disconnect all floppy drives from VMs, run the following PowerCLI command:
# Remove all Floppy drives attached to VMs
Get-VM | Get-FloppyDrive | Remove-FloppyDrive
The VM will need to be powered off for this change to take effect.
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-600D24C8-0F77-4D96-
B273-A30F256B29D4.html
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Page 124
8.2.2 (L2) Ensure unnecessary CD/DVD devices are
disconnected (Automated)
Description:
Ensure that no CD/DVD device is connected to a virtual machine unless required. For a
CD/DVD device to be disconnected, the ideX:Y.present parameter should either not be
Rationale:
Audit:
To verify CD/DVD drives are not connected, confirm that the following parameter is
either NOT present or is set to FALSE: ideX:Y.present
# Check for CD/DVD Drives attached to VMs
Get-VM | Get-CDDrive
Remediation:
To disconnect all CD/DVD drives from VMs, run the following PowerCLI command:
# Remove all CD/DVD Drives attached to VMs
Get-VM | Get-CDDrive | Remove-CDDrive
References:
Page 125
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Page 126
8.2.3 (L1) Ensure unnecessary parallel ports are disconnected
(Automated)
Description:
Ensure that no parallel port is connected to a virtual machine unless required. For a
parallel port to be disconnected, the parallelX.present parameter should either not be
Rationale:
Audit:
To verify parallel ports are not connected, confirm that the following parameter is either
NOT present or is set to FALSE: parallelX.present
# In this Example you will need to add the functions from this post:
http://blogs.vmware.com/vipowershell/2012/05/working-with-vm-devices-in-
powercli.html
# Check for Parallel ports attached to VMs
Get-VM | Get-ParallelPort
Remediation:
To disconnect all parallel ports from VMs, run the following PowerCLI command:
powercli.html
# Remove all Parallel Ports attached to VMs
Get-VM | Get-ParallelPort | Remove-ParallelPort
References:
1. https://blogs.vmware.com/PowerCLI/2012/05/working-with-vm-devices-in-
powercli.html
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Page 128
8.2.4 (L1) Ensure unnecessary serial ports are disconnected
(Automated)
Description:
Ensure that no serial port is connected to a virtual machine unless required. For a serial
port to be disconnected, the serialX.present parameter should either not be present or
have a value of FALSE.
Rationale:
Audit:
To verify serial ports are not connected, confirm that the following parameter is either
NOT present or is set to FALSE: serialX.present
The following PowerCLI command may be used:
powercli.html
# Check for Serial ports attached to VMs
Get-VM | Get-SerialPort
Remediation:
To disconnect all serial ports from VMs, run the following PowerCLI command:
powercli.html
# Remove all Serial Ports attached to VMs
Get-VM | Get-SerialPort | Remove-SerialPort
References:
powercli.html
powercli.html
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Page 130
8.2.5 (L1) Ensure unnecessary USB devices are disconnected
(Automated)
Description:
Ensure that no USB device is connected to a virtual machine unless required. For a
USB device to be disconnected, the usb.present parameter should either not be present
or have a value of FALSE.
Rationale:
Audit:
To verify USB devices are not connected, confirm that the following parameter is either
NOT present or is set to FALSE: usb.present
# Check for USB Devices attached to VMs
Get-VM | Get-USBDevice
Remediation:
To disconnect all USB devices from VMs, run the following PowerCLI command:
# Remove all USB Devices attached to VMs
Get-VM | Get-USBDevice | Remove-USBDevice
References:
vSphere/7.0/com.vmware.vsphere.vm_admin.doc/GUID-7FED3B17-E2E9-4360-
AAC6-B70F9A9AEB84.html
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Page 132
8.2.6 (L1) Ensure unauthorized modification and disconnection of
devices is disabled (Automated)
Description:
In a virtual machine, users and processes without root or administrator privileges can
disconnect devices, such as network adapters and CD-ROM drives, and modify device
settings within the guest operating system. These actions should be prevented.
Rationale:
Disabling unauthorized modification and disconnection of devices helps prevents
unauthorized changes within the guest operating system, which could be used to gain
unauthorized access, cause denial of service conditions, and otherwise negatively affect
the security of the guest operating system.
Audit:
To verify unauthorized device modifications and disconnections are prevented, access
the virtual machine configuration file and verify that isolation.device.edit.disable is
set to TRUE.
Get-VM | Get-AdvancedSetting -Name "isolation.device.edit.disable" | Select
Entity, Name, Value
Remediation:
To prevent unauthorized device modifications and disconnections, run the following
PowerCLI command:
Get-VM | New-AdvancedSetting -Name "isolation.device.edit.disable" -value
$true
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-F88A5FED-552B-44F9-
A168-C62D9306DBD6.html
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Page 134
8.2.7 (L1) Ensure unauthorized connection of devices is disabled
(Automated)
Description:
In a virtual machine, users and processes without root or administrator privileges can
connect devices, such as network adapters and CD-ROM drives. This should be
prevented.
Rationale:
Disabling unauthorized connection of devices helps prevents unauthorized changes
within the guest operating system, which could be used to gain unauthorized access,
cause denial of service conditions, and otherwise negatively affect the security of the
guest operating system.
Audit:
To verify unauthorized device connections are prevented, access the virtual machine
configuration file and verify that isolation.device.connectable.disable is set to TRUE.
Get-VM | Get-AdvancedSetting -Name "isolation.device.connectable.disable" |
Select Entity, Name, Value
Remediation:
To prevent unauthorized device connections, run the following PowerCLI command:
Get-VM | New-AdvancedSetting -Name "isolation.device.connectable.disable" -
value $true
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-F88A5FED-552B-44F9-
A168-C62D9306DBD6.html
Page 135
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Page 136
8.2.8 (L1) Ensure PCI and PCIe device passthrough is disabled
(Automated)
Description:
Using the VMware DirectPath I/O feature to pass through a PCI or PCIe device to a
virtual machine can result in a potential security vulnerability.
Rationale:
The vulnerability can be triggered by buggy or malicious code running in privileged
mode in the guest OS, such as a device driver.
Audit:
The following PowerCLI command can be used:

Get-VM | Get-AdvancedSetting -Name "pciPassthru*.present" | Select Entity,
Name, Value
``
Remediation:
The following PowerCLI command can be used:
Get-VM | New-AdvancedSetting -Name "pciPassthru*.present" -value ""
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-E5CFB1FB-9216-4C1D-
B49A-81AAAC414025.html
CIS Controls:
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function.
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Controls
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Page 138
8.3 Guest
Page 139
8.3.1 (L1) Ensure unnecessary or superfluous functions inside
VMs are disabled (Manual)
Description:
Disable all system components that are not needed to support the application or service
running on the VM. VMs often don't require as many functions as ordinary physical
servers, so when virtualizing, you should evaluate whether a particular function is truly
needed.
Rationale:
By disabling unnecessary system components, you reduce the number of potential
attack vectors, which reduces the likelihood of compromise.
Audit:
To verify unneeded functions are disabled, check that the following are disabled:
1. Unused services in the operating system. For example, if the system runs a file
server, Web services should not be running.
2. Unused physical devices, such as CD/DVD drives, floppy drives, and USB
adaptors.
3. Screen savers.
4. X Windows if using a Linux, BSD, or Solaris guest operating system.
Remediation:
To disable unneeded functions, perform whichever of the following steps are applicable:
1. Disable unused services in the operating system.

2. Disconnect unused physical devices, such as CD/DVD drives, floppy drives, and
USB adaptors.
3. Turn off any screen savers.
4. If using a Linux, BSD, or Solaris guest operating system, do not run the X
Windows system unless it is necessary.
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-6BFA8CA7-610F-4E6B-
9FC6-D656917B7E7A.html
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Page 141
8.3.2 (L1) Ensure use of the VM console is limited (Manual)
Description:
The VM console enables you to connect to the console of a VM, in effect seeing what a
monitor on a physical server would show. The VM console also provides power
management and removable device connectivity controls. Instead of the VM console,
use native remote management services, such as terminal services and ssh, to interact
with VMs. Grant access to the VM console only when needed, and use custom roles to
provide fine-grained permissions for those people who do need access. By default, the
vCenter roles "Virtual Machine Power User" and "Virtual Machine Administrator" have
the "Virtual Machine.Interaction.Console Interaction" privilege.
Rationale:
The VM console could be misused to eavesdrop on VM activity, cause VM outages, and

negatively affect the performance of the console, especially if many VM console
sessions are open simultaneously.
Audit:
To verify use of the VM console is properly limited, perform the following steps:
1. From the vSphere Client, select an object in the inventory.

2. Click the Permissions tab to view the user and role pair assignments for that
object.
3. Next, through the vCenter Menu go to Administration then Roles.
4. Select the role(s) in question and edit via the pencil icon to see which effective
privileges are enabled.
5. Verify that only authorized users have a role which allows them a privilege under
the Virtual Machine section of the role editor.
Remediation:
To properly limit use of the VM console, perform the following steps:
1. From within vCenter select Menu go to Administration then Roles.

2. Create a custom role then choose the pencil icon to edit the new role.
3. Give the appropriate permissions.
4. View the usage and privileges as required.
5. Remove any default Admin or Power User roles then assign the new custom roles
as needed.
Page 142
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-41E5E52E-A95B-4E81-
9724-6AD6800BEF78.html
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-3D47149A-947D-4608-
88B3-E5811129EFA8.html
You can set this privilege at different levels in the hierarchy. For example, if you set a
privilege at the folder level, you can propagate the privilege to one or more objects
within the folder. The object listed in the Required On column must have the privilege
set, either directly or inherited.
CIS Controls:
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● ● ●
16.1 Maintain an Inventory of Authentication Systems

v7 Maintain an inventory of each of the organization's authentication systems, ● ●
including those located onsite or at a remote service provider.
Page 143
8.3.3 (L1) Ensure secure protocols are used for virtual serial port
access (Manual)
Description:
Serial ports are interfaces for connecting peripherals to the VM. They are often used on
physical systems to provide a direct, low-level connection to the console of a server.
Virtual serial ports allow VMs to communicate with serial ports over networks. If virtual
serial ports are needed, they should be configured to use secure protocols.
Rationale:
If virtual serial ports do not use secure protocols, the communications with those ports
could be eavesdropped on, manipulated, or otherwise compromised, giving attackers
sensitive information or control to unauthorized parties.
Audit:
To verify that all virtual serial ports use secure protocols, check that all configured
protocols are from this list:
• ssl - the equivalent of TCP+SSL

• tcp+ssl - SSL over TCP over IPv4 or IPv6
• tcp4+ssl - SSL over TCP over IPv4
• telnets - telnet over SSL over TCP
Remediation:
To configure all virtual serial ports to use secure protocols, change any protocols that
are not secure to one of the following:
• ssl - the equivalent of TCP+SSL

• tcp+ssl - SSL over TCP over IPv4 or IPv6
• telnets - telnet over SSL over TCP
References:
1. https://code.vmware.com/apis/968/vsphere
vSphere/7.0/com.vmware.vsphere.vm_admin.doc/GUID-462B8B04-29DF-406B-
9585-12D2588A6A48.html
Page 144
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4.6 Securely Manage Enterprise Assets and Software

Securely manage enterprise assets and software. Example implementations
include managing configuration through version-controlled-infrastructure-as-code
v8 and accessing administrative interfaces over secure network protocols, such as ● ● ●
Secure Shell (SSH) and Hypertext Transfer Protocol Secure (HTTPS). Do not use
insecure management protocols, such as Telnet (Teletype Network) and HTTP,
unless operationally essential.

● ● ●
Page 145
8.3.4 (L1) Ensure standard processes are used for VM
deployment (Manual)
Description:
Have a standard process for VM deployment whether this is a VMware template or
another means to ensure Operating Systems have the appropriate security controls.
Refer to CIS Benchmarks for information in regards to specific Operating System
hardening.
Rationale:
By utilizing a standard deployment process and having hardened templates you can
ensure that all your virtual machines are created with a known baseline level of security.
Audit:
Verify documentation for the method of standardization for VM deployment. If utilizing
templates in VMware confirm they exist, are configured, and documented appropriately.
Remediation:
Create documentation and a standard process for the method for VM deployment. If
utilizing templates in VMware create the templates, document the process for using
them as well as keeping them up-to-date, then ensure the process is followed
accordingly through periodic review.
References:
vSphere/7.0/com.vmware.vsphere.vm_admin.doc/GUID-8F7F6533-C7DB-4800-
A8D2-DF7016016A80.html
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-3399BC47-45E8-494B-
9B57-E498DD294A47.html
Page 146
CIS Controls:
Controls
Version

● ● ●

5.2 Maintain Secure Images

Maintain secure images or templates for all systems in the enterprise based on
v7 the organization's approved configuration standards. Any new system deployment ● ●
or existing system that becomes compromised should be imaged using one of
those images or templates.
Page 147
8.4 Monitor
Page 148
8.4.1 (L1) Ensure access to VMs through the dvfilter network APIs
is configured correctly (Manual)
Description:
A VM must be configured explicitly to accept access by the dvfilter network API. Only
VMs that need to be accessed by that API should be configured to accept such access.
Rationale:
An attacker might compromise a VM by making use of the dvfilter API.
Audit:
To verify this information utilize the vSphere interface as follows:

4. Verify that ethernet0.filter1.name = dv-filter1 where ethernet0 is the
network adapter interface of the virtual machine that is to be protected, filter1
is the number of the filter that is being used, and dv-filter1 is the name of the
particular data path kernel module that is protecting the VM.
• If dvfilter access should not be permitted: Verify that the following is NOT listed
ethernet0.filter1.name = dv-filter.
5. Ensure that the name of the data path kernel is set correctly.
You may also perform the following to determine if dvfilter access should be permitted
via the VMX file:
1. Verify that the following is in the VMX file: ethernet0.filter1.name = dv-

filter1 where ethernet0 is the network adapter interface of the virtual machine
that is to be protected, filter1 is the number of the filter that is being used, and
dv-filter1 is the name of the particular data path kernel module that is
protecting the VM.
• If dvfilter access should not be permitted: Verify that the following is not in the
VMX file: ethernet0.filter1.name = dv-filter1.
Page 149
2. Ensure that the name of the data path kernel is set correctly.
Remediation:

4. Remove the value from ethernet0.filter1.name = dv-filter.
• Parameters are removed when no value is present
5. Click OK.
You may also configure a VM to allow dvfilter access via the following method in the
VMX file:
1. Configure the following in the VMX file: ethernet0.filter1.name = dv-filter1

where ethernet0 is the network adapter interface of the virtual machine that is to
be protected, filter1 is the number of the filter that is being used, and dv-filter1
is the name of the particular data path kernel module that is protecting the VM.
• If dvfilter access should not be permitted: Remove the following from its VMX
file: ethernet0.filter1.name = dv-filter1.
2. Set the name of the data path kernel correctly.
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-CD0783C9-1734-4B9A-
B821-ED17A77B0206.html
Page 150
CIS Controls:
Controls
Version

● ● ●


● ● ●
Page 151
8.4.2 (L2) Ensure Autologon is disabled (Automated)
Description:
Autologon should be disabled if it is not needed.
Rationale:
Some VMX parameters don't apply on vSphere because VMware virtual machines work
on vSphere and hosted virtualization platforms such as Workstation and Fusion. The
code paths for these features are not implemented in ESXi. Explicitly disabling these
features, such as autologon, reduces the potential for vulnerabilities because it reduces
the number of ways in which a guest can affect the host. Note that these are referenced
for organizations that insist any documented setting, regardless of whether it is
implemented in code or not, must have a value.
Audit:
To verify that autologon is disabled if not needed, utilize the vSphere interface as
follows:

4. Verify that isolation.tools.ghi.autologon.disable is set to TRUE.

Get-VM | Get-AdvancedSetting -Name "isolation.tools.ghi.autologon.disable"|
Remediation:

4. Click on ADD CONFIGURATION PARAMS then input
isolation.tools.ghi.autologon.disable with a value of TRUE.
Alternatively you may run the following PowerCLI command:
Page 152
Get-VM | New-AdvancedSetting -Name "isolation.tools.ghi.autologon.disable" -
value $true
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-60E83710-8295-41A2-
9C9D-83DEBB6872C2.html
CIS Controls:
Controls
Version

● ● ●
16.7 Establish Process for Revoking Access

Establish and follow an automated process for revoking system access by
v7 disabling accounts immediately upon termination or change of responsibilities of an ● ●
employee or contractor . Disabling these accounts, instead of deleting accounts,
allows preservation of audit trails.
Page 153
8.4.3 (L2) Ensure BIOS BBS is disabled (Automated)
Description:
BIOS BBS should be disabled if it is not needed.
Rationale:
features, such as BIOS BBS, reduces the potential for vulnerabilities because it reduces
the number of ways in which a guest can affect the host. Note that these are referenced
for organizations that insist any documented setting, regardless of whether it is
implemented in code or not, must have a value.
Audit:
To verify that BIOS BBS is disabled if not needed, utilize the vSphere interface as
follows:

4. Verify that isolation.bios.bbs.disable is set to TRUE.

Get-VM | Get-AdvancedSetting -Name "isolation.bios.bbs.disable"| Select
Entity, Name, Value
Remediation:

4. Click on ADD CONFIGURATION PARAMS then input isolation.bios.bbs.disable with
a value of TRUE.
To disable BIOS BBS, run the following PowerCLI command:
Page 154
Get-VM | New-AdvancedSetting -Name "isolation.bios.bbs.disable" -value $true
References:
CIS Controls:
Controls
Version

function.

v7 Are Running
● ●
Page 155
8.4.4 (L2) Ensure Guest Host Interaction Protocol Handler is set
to disabled (Automated)
Description:
Guest Host Interaction Protocol Handle should be disabled if it is not needed.
Rationale:
features, such as Guest Host Interaction Protocol Handle, reduces the potential for
vulnerabilities because it reduces the number of ways in which a guest can affect the
host. Note that these are referenced for organizations that insist any documented
setting, regardless of whether it is implemented in code or not, must have a value.
Impact:
Some automated tools and processes may cease to function.
Audit:
To verify that Guest Host Interaction Protocol Handle is disabled if not needed, verify
that isolation.tools.ghi.protocolhandler.info.disable is set to TRUE.

4. Verify that isolation.tools.ghi.protocolhandler.info.disable is set to TRUE.

Get-VM | Get-AdvancedSetting -Name
"isolation.tools.ghi.protocolhandler.info.disable" | Select Entity, Name,
Value
Remediation:

Page 156
isolation.tools.ghi.protocolhandler.info.disable with a value of TRUE.
To disable Guest Host Interaction Protocol Handle, run the following PowerCLI
command:
Get-VM | New-AdvancedSetting -Name
"isolation.tools.ghi.protocolhandler.info.disable" -value $true
References:
CIS Controls:
Controls
Version

function.

v7 Are Running
● ●
Page 157
8.4.5 (L2) Ensure Unity Taskbar is disabled (Automated)
Description:
The Unity Taskbar feature should be disabled if it is not needed.
Rationale:
features, such as the Unity Taskbar feature, reduces the potential for vulnerabilities
because it reduces the number of ways in which a guest can affect the host. Note that
these are referenced for organizations that insist any documented setting, regardless of
whether it is implemented in code or not, must have a value.
Impact:
Audit:
To verify that the Unity Taskbar feature is disabled if not needed, verify that
isolation.tools.unity.taskbar.disable is set to TRUE.

4. Verify that isolation.tools.unity.taskbar.disable is set to TRUE.

Get-VM | Get-AdvancedSetting -Name "isolation.tools.unity.taskbar.disable" |
Remediation:

isolation.tools.unity.taskbar.disable with a value of TRUE.
Page 158
To disable the Unity Taskbar feature, run the following PowerCLI command:
Get-VM | New-AdvancedSetting -Name "isolation.tools.unity.taskbar.disable" -
value $true
References:
CIS Controls:
Controls
Version

function.

Page 159
8.4.6 (L2) Ensure Unity Active is disabled (Automated)
Description:
The Unity Active feature should be disabled if it is not needed.
Rationale:
features, such as the Unity Active feature, reduces the potential for vulnerabilities
Impact:
Audit:
To verify that the Unity Active feature is disabled if not needed verify that
isolation.tools.unityActive.disable is set to TRUE.

4. Verify that isolation.tools.unityActive.disable is set to TRUE.

Get-VM | Get-AdvancedSetting -Name "isolation.tools.unityActive.disable" |
Remediation:

isolation.tools.unityActive.disable with a value of TRUE.
Page 160
To disable the Unity Active feature, run the following PowerCLI command:
Get-VM | New-AdvancedSetting -Name "isolation.tools.unityActive.disable" -
value $True
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-412EF981-D4F1-430B-
9D09-A4679C2D04E7.html
Tools/10.3.0/com.vmware.vsphere.vmwaretools.doc/GUID-685722FA-9009-
439C-9142-
18A9E7C592EA.html?hWord=N4IghgNiBcIMoFMDGBXATgSwC4E8AEAwgPYB
2AzhgCYJphYall4BmRahpzGA5uhidzwA1ALIB3MGgR4AKkSIQyIAL5A
CIS Controls:
Controls
Version

function.

Page 161
8.4.7 (L2) Ensure Unity Window Contents is disabled (Automated)
Description:
The Unity Window Contents feature should be disabled if it is not needed.
Rationale:
features, such as the Unity Window Contents feature, reduces the potential for
Impact:
Audit:
To verify that the Unity Window Contents feature is disabled if not needed, verify that
isolation.tools.unity.windowContents.disable is set to TRUE.

4. Verify that isolation.tools.unity.windowContents.disable is set to TRUE.

"isolation.tools.unity.windowContents.disable" | Select Entity, Name, Value
Remediation:

isolation.tools.unity.windowContents.disable with a value of TRUE.
Page 162
To disable the Unity Window Contents feature, run the following PowerCLI command:
"isolation.tools.unity.windowContents.disable" -value $True
References:
439C-9142-
CIS Controls:
Controls
Version

function.

Page 163
8.4.8 (L2) Ensure Unity Push Update is disabled (Automated)
Description:
The Unity Push Update feature should be disabled if it is not needed.
Rationale:
features, such as the Unity Push Update feature, reduces the potential for vulnerabilities
Impact:
Audit:
To verify that the Unity Push Update feature is disabled if not needed, verify that
isolation.tools.unity.push.update.disable is set to TRUE.

4. Verify that isolation.tools.unity.push.update.disable is set to TRUE.

"isolation.tools.unity.push.update.disable" | Select Entity, Name, Value
Remediation:

isolation.tools.unity.push.update.disable with a value of TRUE.
Page 164
To disable the Unity Push Update feature, run the following PowerCLI command:
"isolation.tools.unity.push.update.disable" -value $true
References:
439C-9142-
CIS Controls:
Controls
Version

function.

Page 165
8.4.9 (L2) Ensure Drag and Drop Version Get is disabled
(Automated)
Description:
The Drag and Drop Version Get feature should be disabled if it is not needed.
Rationale:
features, such as the Drag and Drop Version Get feature, reduces the potential for
Impact:
Audit:
To verify that the Drag and Drop Version Get feature is disabled if not needed, verify
that isolation.tools.vmxDnDVersionGet.disable is set to TRUE.

4. Verify that isolation.tools.vmxDnDVersionGet.disable is set to TRUE.

"isolation.tools.vmxDnDVersionGet.disable"| Select Entity, Name, Value
Remediation:

isolation.tools.vmxDnDVersionGet.disable with a value of TRUE.
Page 166
To disable the Drag and Drop Version Get feature, run the following PowerCLI
command:
Get-VM | New-AdvancedSetting -Name "isolation.tools.vmxDnDVersionGet.disable"
-value $true
References:
439C-9142-
CIS Controls:
Controls
Version

function.

Page 167
8.4.10 (L2) Ensure Drag and Drop Version Set is disabled
(Automated)
Description:
The Drag and Drop Version Set feature should be disabled if it is not needed.
Rationale:
features, such as the Drag and Drop Version Set feature, reduces the potential for
Impact:
Audit:
To verify that the Drag and Drop Version Set feature is disabled if not needed, verify
that isolation.tools.guestDnDVersionSet.disable is set to TRUE.

4. Verify that isolation.tools.guestDnDVersionSet.disable is set to TRUE.

"isolation.tools.guestDnDVersionSet.disable"| Select Entity, Name, Value
Remediation:

isolation.tools.guestDnDVersionSet.disable with a value of TRUE.
Page 168
To disable the Drag and Drop Version Set feature, run the following PowerCLI
command:
"isolation.tools.guestDnDVersionSet.disable" -value $true
References:
439C-9142-
CIS Controls:
Controls
Version

function.

Page 169
8.4.11 (L2) Ensure Shell Action is disabled (Automated)
Description:
The Shell Action feature should be disabled if it is not needed.
Rationale:
features, such as the Shell Action feature, reduces the potential for vulnerabilities
Impact:
Audit:
To verify that the Shell Action feature is disabled if not needed, verify that
isolation.ghi.host.shellAction.disable is set to TRUE.

4. Verify that isolation.ghi.host.shellAction.disable is set to TRUE.

Get-VM | Get-AdvancedSetting -Name "isolation.ghi.host.shellAction.disable" |
Remediation:

isolation.ghi.host.shellAction.disable with a value of TRUE.
Page 170
To disable the Shell Action feature, run the following PowerCLI command:
Get-VM | New-AdvancedSetting -Name "isolation.ghi.host.shellAction.disable" -
value $true
References:
439C-9142-
CIS Controls:
Controls
Version

function.

Page 171
8.4.12 (L2) Ensure Request Disk Topology is disabled
(Automated)
Description:
The Request Disk Topology feature should be disabled if it is not needed.
Rationale:
features, such as the Request Disk Topology feature, reduces the potential for
Impact:
Audit:
To verify that the Request Disk Topology feature is disabled if not needed, verify that
isolation.tools.dispTopoRequest.disable is set to TRUE.

4. Verify that isolation.tools.dispTopoRequest.disable is set to TRUE.

Get-VM | Get-AdvancedSetting -Name "isolation.tools.dispTopoRequest.disable"|
Remediation:

isolation.tools.dispTopoRequest.disable with a value of TRUE.
Page 172
To disable the Request Disk Topology feature, run the following PowerCLI command:
Get-VM | New-AdvancedSetting -Name "isolation.tools.dispTopoRequest.disable"
-value $true
References:
439C-9142-
CIS Controls:
Controls
Version

function.

Page 173
8.4.13 (L2) Ensure Trash Folder State is disabled (Automated)
Description:
The Trash Folder State feature should be disabled if it is not needed.
Rationale:
features, such as the Trash Folder State feature, reduces the potential for vulnerabilities
Impact:
Audit:
To verify that the Trash Folder State feature is disabled if not needed, verify that
isolation.tools.trashFolderState.disable is set to TRUE.

4. Verify that isolation.tools.trashFolderState.disable is set to TRUE.

"isolation.tools.trashFolderState.disable"| Select Entity, Name, Value
Remediation:

isolation.tools.trashFolderState.disable with a value of TRUE.
Page 174
To disable the Trash Folder State feature, run the following PowerCLI command:
Get-VM | New-AdvancedSetting -Name "isolation.tools.trashFolderState.disable"
-value $true
References:
439C-9142-
Reference matches, but DOES NOT CONTAIN content.
CIS Controls:
Controls
Version

function.

v7 Are Running
● ●
Page 175
8.4.14 (L2) Ensure Guest Host Interaction Tray Icon is disabled
(Automated)
Description:
The Guest Host Interaction Tray Icon feature should be disabled if it is not needed.
Rationale:
features, such as the Guest Host Interaction Tray Icon feature, reduces the potential for
Impact:
Audit:
To verify that the Guest Host Interaction Tray Icon feature is disabled if not needed,
verify that isolation.tools.ghi.trayicon.disable is set to TRUE.

4. Verify that isolation.tools.ghi.trayicon.disable is set to TRUE.

Get-VM | Get-AdvancedSetting -Name "isolation.tools.ghi.trayicon.disable"|
Remediation:

isolation.tools.ghi.trayicon.disable with a value of TRUE.
Page 176
To disable the Guest Host Interaction Tray Icon feature, run the following PowerCLI
command:
Get-VM | New-AdvancedSetting -Name "isolation.tools.ghi.trayicon.disable" -
value $true
References:
439C-9142-
CIS Controls:
Controls
Version

function.

v7 Are Running
● ●
Page 177
8.4.15 (L2) Ensure Unity is disabled (Automated)
Description:
The Unity feature should be disabled if it is not needed.
Rationale:
features, such as the Unity feature, reduces the potential for vulnerabilities because it
reduces the number of ways in which a guest can affect the host. Note that these are
referenced for organizations that insist any documented setting, regardless of whether it
is implemented in code or not, must have a value.
Impact:
Audit:
To verify that the Unity feature is disabled if not needed, verify that
isolation.tools.unity.disable is set to TRUE.

4. Verify that isolation.tools.unity.disable is set to TRUE.

Get-VM | Get-AdvancedSetting -Name "isolation.tools.unity.disable"| Select
Entity, Name, Value
Remediation:

4. Click on ADD CONFIGURATION PARAMS then input isolation.tools.unity.disable
with a value of TRUE.
Page 178
To disable the Unity feature, run the following PowerCLI command:
Get-VM | New-AdvancedSetting -Name "isolation.tools.unity.disable" -value
$true
References:
439C-9142-
CIS Controls:
Controls
Version

function.

v7 Are Running
● ●
Page 179
8.4.16 (L2) Ensure Unity Interlock is disabled (Automated)
Description:
The Unity Interlock feature should be disabled if it is not needed.
Rationale:
features, such as the Unity Interlock feature, reduces the potential for vulnerabilities
Impact:
Audit:
To verify that the Unity Interlock feature is disabled if not needed, verify that
isolation.tools.unityInterlockOperation.disable is set to TRUE.

4. Verify that isolation.tools.unityInterlockOperation.disable is set to TRUE.

"isolation.tools.unityInterlockOperation.disable"| Select Entity, Name, Value
Remediation:

isolation.tools.unityInterlockOperation.disable with a value of TRUE.
Page 180
To disable the Unity Interlock feature, run the following PowerCLI command:
"isolation.tools.unityInterlockOperation.disable" -value $true
References:
439C-9142-
CIS Controls:
Controls
Version

function.

Page 181
8.4.17 (L2) Ensure GetCreds is disabled (Automated)
Description:
The GetCreds feature should be disabled if it is not needed.
Rationale:
features, such as the GetCreds feature, reduces the potential for vulnerabilities because
it reduces the number of ways in which a guest can affect the host. Note that these are
referenced for organizations that insist any documented setting, regardless of whether it
is implemented in code or not, must have a value.
Impact:
Audit:
To verify that the GetCreds feature is disabled if not needed, verify that
isolation.tools.getCreds.disable is set to TRUE.

4. Verify that isolation.tools.getCreds.disable is set to TRUE.

Get-VM | Get-AdvancedSetting -Name "isolation.tools.getCreds.disable"| Select
Entity, Name, Value
Remediation:

isolation.tools.getCreds.disable with a value of TRUE.
Page 182
To disable the GetCreds feature, run the following PowerCLI command:
Get-VM | New-AdvancedSetting -Name "isolation.tools.getCreds.disable" -value
$true
References:
439C-9142-
CIS Controls:
Controls
Version

function.

Page 183
8.4.18 (L2) Ensure Host Guest File System Server is disabled
(Automated)
Description:
The Host Guest File System Server should be disabled if it is not needed.
Rationale:
Certain automated operations such as automated tool upgrades use a component in the
hypervisor called Host Guest File System (HGFS), and an attacker could potentially use
this to transfer files inside the guest OS. These VMX parameters don't apply on vSphere
because VMware virtual machines work on vSphere and hosted virtualization platforms
such as Workstation and Fusion. The code paths for these features, such as the Host
Guest File System Server, are not implemented in ESXi. Explicitly disabling these
features reduces the potential for vulnerabilities because it reduces the number of ways
in which a guest can affect the host. Note that these are referenced for organizations
that insist any documented setting, regardless of whether it is implemented in code or
not, must have a value.
Impact:
This will cause the VMX process to not respond to commands from the tools process.
Setting isolation.tools.hgfsServerSet.disable to TRUE disables the registration of the
guest's HGFS server with the host. APIs that use HGFS to transfer files to and from the
guest operating system, such as some VIX commands or the VMware Tools auto-
upgrade utility, will not function.
Audit:
To verify that the Host Guest File System Server is disabled if not needed, verify that
isolation.tools.hgfsServerSet.disable is set to TRUE.

4. Verify that isolation.tools.hgfsServerSet.disable is set to TRUE.
Page 184
Get-VM | Get-AdvancedSetting -Name "isolation.tools.hgfsServerSet.disable"|
Remediation:

isolation.tools.hgfsServerSet.disable with a value of TRUE.
To disable the Host Guest File System Server, run the following PowerCLI command:
Get-VM | New-AdvancedSetting -Name "isolation.tools.hgfsServerSet.disable" -
value $true
References:
439C-9142-
CIS Controls:
Controls
Version

function.

v7 Are Running
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Page 185
8.4.19 (L2) Ensure Guest Host Interaction Launch Menu is
disabled (Automated)
Description:
The Guest Host Interaction Launch Menu feature should be disabled if it is not needed.
Rationale:
features, such as the Guest Host Interaction Launch Menu feature, reduces the
potential for vulnerabilities because it reduces the number of ways in which a guest can
affect the host. Note that these are referenced for organizations that insist any
documented setting, regardless of whether it is implemented in code or not, must have
a value.
Impact:

Audit:
To verify that the Guest Host Interaction Launch Menu feature is disabled if not needed,
verify that isolation.tools.ghi.launchmenu.change is set to TRUE.

4. Verify that isolation.tools.ghi.launchmenu.change is set to TRUE.

Get-VM | Get-AdvancedSetting -Name "isolation.tools.ghi.launchmenu.change" |
Remediation:

Page 186
isolation.tools.ghi.launchmenu.change with a value of TRUE.
To disable the Guest Host Interaction Launch Menu feature, run the following PowerCLI
command:
Get-VM | New-AdvancedSetting -Name "isolation.tools.ghi.launchmenu.change" -
value $true
References:
CIS Controls:
Controls
Version

function.

v7 Are Running
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Page 187
8.4.20 (L2) Ensure memSchedFakeSampleStats is disabled
(Automated)
Description:
The memSchedFakeSampleStats feature should be disabled if it is not needed.
Rationale:
features, such as the memSchedFakeSampleStats feature, reduces the potential for
Impact:
Audit:
To verify that the memSchedFakeSampleStats feature is disabled if not needed, verify
that isolation.tools.memSchedFakeSampleStats.disable is set to TRUE.

4. Verify that isolation.tools.memSchedFakeSampleStats.disable is set to TRUE.

"isolation.tools.memSchedFakeSampleStats.disable" | Select Entity, Name,
Value
Remediation:

Page 188
isolation.tools.memSchedFakeSampleStats.disable with a value of TRUE.
To disable the memSchedFakeSampleStats feature, run the following PowerCLI

command:
"isolation.tools.memSchedFakeSampleStats.disable" -value $true
References:
CIS Controls:
Controls
Version

function.

v7 Are Running
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Page 189
8.4.21 (L1) Ensure VM Console Copy operations are disabled
(Automated)
Description:
VM console copy operations should be disabled.
Rationale:
VM console copy operations are disabled by default (not explicitly specified); however,
explicitly disabling this feature enables audit controls to check that this setting is correct.
Audit:
To verify that VM console copy operations are disabled, verify that the
isolation.tools.copy.disable option is missing or set to TRUE.

4. Verify that isolation.tools.copy.disable is set to TRUE or missing.

Get-VM | Get-AdvancedSetting -Name "isolation.tools.copy.disable" | Select
Entity, Name, Value
Remediation:

4. Click on ADD CONFIGURATION PARAMS then input isolation.tools.copy.disable
To explicitly disable VM console copy operations, run the following PowerCLI command:
Page 190
Get-VM | New-AdvancedSetting -Name "isolation.tools.copy.disable" -value
$true
Default Value:
Disabled
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-367D02C1-B71F-4AC3-
AA05-85033136A667.html
CIS Controls:
Controls
Version

function.

v7 Are Running
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Page 191
8.4.22 (L1) Ensure VM Console Drag and Drop operations is
Description:
VM console drag and drop operations should be disabled.
Rationale:
VM console drag and drop operations are disabled by default (not explicitly specified);
however, explicitly disabling this feature enables audit controls to check that this setting
is correct.
Audit:
To verify that VM console drag and drop operations are disabled, verify that
isolation.tools.dnd.disable is missing or set to TRUE.

4. Verify that isolation.tools.dnd.disable is set to TRUE or missing.

Get-VM | Get-AdvancedSetting -Name "isolation.tools.dnd.disable" | Select
Entity, Name, Value
Remediation:

4. Click on ADD CONFIGURATION PARAMS then input isolation.tools.dnd.disable
To explicitly disable VM console drag and drop operations, run the following PowerCLI
command:
Page 192
Get-VM | New-AdvancedSetting -Name "isolation.tools.dnd.disable" -value $true
Default Value:
Disabled
References:
Only reference for this element to be found was in the 5.0 documentation portal. It is not
found in the 5.1 or 5.5 portal.
CIS Controls:
Controls
Version

function.

v7 Are Running
● ●
Page 193
8.4.23 (L1) Ensure VM Console GUI Options is disabled
(Automated)
Description:
VM console and paste GUI options should be disabled.
Rationale:
VM console and paste GUI options are disabled by default (not explicitly specified);
however, explicitly disabling this feature enables audit controls to check that this setting
is correct.
Audit:
To verify that VM console and paste GUI options are disabled, verify that
isolation.tools.setGUIOptions.enable option is missing or set to FALSE.

4. Verify that isolation.tools.setGUIOptions.enable is set to FALSE or missing.

Get-VM | Get-AdvancedSetting -Name "isolation.tools.setGUIOptions.enable"|
Remediation:

isolation.tools.setGUIOptions.enable with a value of FALSE.
To explicitly disable VM console and paste GUI options, run the following PowerCLI
command:
Page 194
Get-VM | New-AdvancedSetting -Name "isolation.tools.setGUIOptions.enable" -
value $false
Default Value:
Disabled
References:
439C-9142-
Only reference for this element to be found was in the 5.0 documentation portal. It is not
found in the 5.1 or 5.5 portal.
CIS Controls:
Controls
Version

function.

Page 195
8.4.24 (L1) Ensure VM Console Paste operations are disabled
(Automated)
Description:
VM console paste operations should be disabled.
Rationale:
VM console paste operations are disabled by default (not explicitly specified); however,
explicitly disabling this feature enables audit controls to check that this setting is correct.
Audit:
To verify that VM console paste operations are disabled, verify that
isolation.tools.paste.disable is missing or set to TRUE.

4. Verify that isolation.tools.paste.disable is set to TRUE or missing.

Get-VM | Get-AdvancedSetting -Name "isolation.tools.paste.disable"| Select
Entity, Name, Value
Remediation:

4. Click on ADD CONFIGURATION PARAMS then input isolation.tools.paste.disable
To explicitly disable VM console paste operations, run the following PowerCLI

command:
Page 196
Get-VM | New-AdvancedSetting -Name "isolation.tools.paste.disable" -value
$true
Default Value:
Disabled
References:
439C-9142-
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-367D02C1-B71F-4AC3-
AA05-85033136A667.html
CIS Controls:
Controls
Version

function.

Page 197
8.5 Resources
Page 198
8.5.1 (L2) Ensure VM limits are configured correctly (Manual)
Description:
By default, all virtual machines on an ESXi host share the resources equally. By using
the resource management capabilities of ESXi, such as limits with reservations, shares,
and/or resource pools, you can control the server resources a virtual machine
consumes.
Rationale:
Without resource management, one virtual machine could consume so much of the
host's resources that other virtual machines on the same host could not perform their
intended functions.
Audit:
To verify VM limits are configured correctly, confirm that limits with reservations, shares,
and/or resource pools are in place to guarantee resources to critical VMs and to
constrain resource consumption by VMs that have a greater risk of being exploited or
attacked, or that run applications that are known to have the potential to greatly
consume resources.
The following PowerCLI command may be used to list resource configurations:
# List all Resource shares on all VMs
Get-VM | Get-VMResourceConfiguration
Remediation:
To configure VM limits correctly, do all of the following that are applicable:
1. Use shares or reservations to guarantee resources to critical VMs.

2. Use limits to constrain resource consumption by VMs that have a greater risk of
being exploited or attacked, or that run applications that are known to have the
potential to greatly consume resources.
3. Use resource pools to guarantee resources to a common group of critical VMs.
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-E6262360-9300-4E10-
ADE0-D4BED08DB5CA.html
Page 199
CIS Controls:
Controls
Version

● ● ●

Page 200
8.5.2 (L2) Ensure hardware-based 3D acceleration is disabled
(Automated)
Description:
Due to performance reasons, modern graphic rendering is done within a dedicated
graphic processing unit (GPU). Virtual machines can use the host-based GPU for such
operations as well. Such dedicated hardware is typically accessed by using complex
APIs like OpenGL and DirectX. This hardware-based 3D acceleration should be
disabled if it is not needed.
Rationale:
Security flaws within APIs can lead to serious security breaches like memory corruption,
denial of service, and remote code execution.
Audit:
To verify that hardware-based 3D acceleration is disabled, verify that mks.enable3d is
set to FALSE.

4. Verify that mks.enable3d is set to FALSE.

Get-VM | Get-AdvancedSetting -Name "mks.enable3d"| Select Entity, Name, Value
Remediation:

4. Click on ADD CONFIGURATION PARAMS then input mks.enable3d with a value of
FALSE.
To disable hardware-based 3D acceleration, run the following PowerCLI command:
Page 201
Get-VM | New-AdvancedSetting -Name "mks.enable3d" -value $false
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-15D965F3-05E3-4E59-
9F08-B305FDE672DD.html
CIS Controls:
Controls
Version

function.

v7 Are Running
● ●
Page 202
8.6 Storage
Page 203
8.6.1 (L2) Ensure nonpersistent disks are limited (Automated)
Description:
By default, VM disks use dependent mode, which means they are affected by
snapshots. To avoid this, VM disks can use independent mode instead. Independent
mode can be configured as persistent (data is written permanently to the disk) or
nonpersistent (all changes made to disk are lost when the system is rebooted). Use of
nonpersistent mode should be avoided unless the data is not needed (e.g., already
duplicated elsewhere).
Rationale:
From a security standpoint, nonpersistent mode allows successful attackers to remove
evidence of their actions or even their presence within a VM by performing a simple
shutdown or reboot.
Audit:
To verify nonpersistent mode use is limited, review VM disk types to confirm that
nonpersistent mode is only used when the loss of all stored data is not a concern. For
all disks where nonpersistent mode is not to be used, scsiX:Y.mode should either be
absent or be set to a value other than independent nonpersistent.
Alternately, the following PowerCLI command may be used to review the disk types:
#List the VM's and their disk types
Get-VM | Get-HardDisk | Select Parent, Name, Filename, DiskType, Persistence
Remediation:
To limit the use of nonpersistent mode, run the following PowerCLI command:
#Add the parameters for the following cmdlet to set the VM Disk Type:
Get-VM | Get-HardDisk | Set-HardDisk
References:
1. https://code.vmware.com/apis/196/vsphere/doc/vim.vm.device.VirtualDiskOption.
DiskMode.html
Page 204
CIS Controls:
Controls
Version
3.4 Enforce Data Retention

v8 Retain data according to the enterprise’s data management process. Data ● ● ●
retention must include both minimum and maximum timelines.

● ● ●

Page 205
8.6.2 (L1) Ensure virtual disk shrinking is disabled (Automated)
Description:
If Virtual disk shrinking is done repeatedly it will cause the virtual disk to become
unavailable resulting in a denial of service. You can prevent virtual disk shrinking by
disabling it.
Rationale:
Shrinking a virtual disk reclaims unused space in it. If there is empty space in the disk,
this process reduces the amount of space the virtual disk occupies on the host drive.
Normal users and processes—that is, users and processes without root or administrator
privileges—within virtual machines have the capability to invoke this procedure.
However, if this is done repeatedly, the virtual disk can become unavailable while this
shrinking is being performed, effectively causing a denial of service. In most datacenter
environments, disk shrinking is not done, so you should disable this feature. Repeated
disk shrinking can make a virtual disk unavailable. This capability is available to
nonadministrative users in the guest.
Impact:
Inability to shrink virtual machine disks in the event that a datastore runs out of space.
Audit:
Verify that isolation.tools.diskShrink.disable is set to TRUE.

4. Verify that isolation.tools.diskShrink.disable is set to TRUE.

Get-VM | Get-AdvancedSetting -Name "isolation.tools.diskShrink.disable"|
Remediation:

Page 206
isolation.tools.diskShrink.disable with a value of TRUE.

command:
Get-VM | New-AdvancedSetting -Name "isolation.tools.diskShrink.disable" -
value $true
Default Value:
The prescribed state is not the default state.

References:
439C-9142-
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-9610FE65-3A78-4982-
8C28-5B34FEB264B6.html
CIS Controls:
Controls
Version

● ● ●

Page 207
8.6.3 (L1) Ensure virtual disk wiping is disabled (Automated)
Description:
Wiping a virtual disk reclaims all unused space in it. If there is empty space in the disk,
this process reduces the amount of space the virtual disk occupies on the host drive. If
virtual disk wiping is done repeatedly, it can cause the virtual disk to become
unavailable while wiping occurs. In most datacenter environments, disk wiping is not
needed, but normal users and processes--without administrative privileges--can issue
disk wipes unless the feature is disabled.
Rationale:
Virtual disk wiping can effectively cause a denial of service.
Audit:
To verify that virtual disk wiping is disabled, verify that

isolation.tools.diskWiper.disable is set to TRUE.

4. Verify that isolation.tools.diskWiper.disable is set to TRUE.

Get-VM | Get-AdvancedSetting -Name "isolation.tools.diskWiper.disable"|
Remediation:

isolation.tools.diskWiper.disable with a value of TRUE.
To disable virtual disk wiping, run the following PowerCLI command:
Page 208
Get-VM | New-AdvancedSetting -Name "isolation.tools.diskWiper.disable" -value
$true
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-9610FE65-3A78-4982-
8C28-5B34FEB264B6.html
439C-9142-18A9E7C592EA.html
CIS Controls:
Controls
Version

● ● ●
9.1 Associate Active Ports, Services and Protocols to

v7 Asset Inventory
Associate active ports, services and protocols to the hardware assets in the
● ●
asset inventory.
Page 209
8.7 Tools
Page 210
8.7.1 (L1) Ensure the number of VM log files is configured
properly (Automated)
Description:
Normally a new log file is created only when a host is rebooted, so the file can grow to
be quite large. You can ensure that new log files are created more frequently by limiting
the maximum size of the log files. If you want to restrict the total size of logging data,
VMware recommends saving 10 log files, each one limited to 1 MB. Each time an entry
is written to the log, the size of the log is checked; if it is over the limit, the next entry is
written to a new log. If the maximum number of log files already exists, when a new one
is created, the oldest log file is deleted.
Rationale:
Log files should be rotated to preserve log data in case of corruption or destruction of
the current log file, and to avoid the likelihood of logging issues caused by an overly
large log file.
Impact:
A more extreme strategy is to disable logging altogether for the virtual machine.
Disabling logging makes troubleshooting challenging and support difficult. Do not
consider disabling logging unless the log file rotation approach proves insufficient.
Audit:
To verify that log files will be created more frequently, verify that log.keepOld is set to
10.

4. Verify that log.keepOld is set to 10.

Get-VM | Get-AdvancedSetting -Name "log.keepOld"| Select Entity, Name, Value
Remediation:
Page 211
4. Click on ADD CONFIGURATION PARAMS then input log.keepOld with a value of 10.
To set the number of log files to be used to 10, run the following PowerCLI command:
Get-VM | New-AdvancedSetting -Name "log.keepOld" -value "10"
References:
439C-9142-18A9E7C592EA.html
CIS Controls:
Controls
Version
8.3 Ensure Adequate Audit Log Storage

v8 Ensure that logging destinations maintain adequate storage to comply with ● ● ●
the enterprise’s audit log management process.
6.4 Ensure adequate storage for logs

v7 Ensure that all systems that store logs have adequate storage space for the ● ●
logs generated.
Page 212
8.7.2 (L2) Ensure host information is not sent to guests
(Automated)
Description:
Configure VMware Tools to disable host information from being sent to guests unless a
particular VM requires this information for performance monitoring purposes.
Rationale:
By enabling a VM to get detailed information about the physical host, an adversary
could potentially use this information to inform further attacks on the host.
Audit:
To verify host information is not sent to guests, verify that

tools.guestlib.enableHostInfo is set to FALSE.

4. Verify that tools.guestlib.enableHostInfo is set to FALSE.

Get-VM | Get-AdvancedSetting -Name "tools.guestlib.enableHostInfo"| Select
Entity, Name, Value
Remediation:

4. Click on ADD CONFIGURATION PARAMS then input tools.guestlib.enableHostInfo
with a value of FALSE.
To prevent host information from being sent to guests, run the following PowerCLI
command:
Page 213
Get-VM | New-AdvancedSetting -Name "tools.guestlib.enableHostInfo" -value
$false
Default Value:
FALSE
References:
vSphere/7.0/com.vmware.vsphere.security.doc/GUID-2CF880DA-2435-4201-
9AFB-A16A11951A2D.html
CIS Controls:
Controls
Version

● ● ●
13.3 Monitor and Block Unauthorized Network Traffic

v7 Deploy an automated tool on network perimeters that monitors for unauthorized
transfer of sensitive information and blocks such transfers while alerting information
●
security professionals.
Page 214
8.7.3 (L1) Ensure VM log file size is limited (Automated)
Description:
Normally a new log file is created only when a host is rebooted, so the file can grow to
be quite large. You can ensure that new log files are created more frequently by limiting
the maximum size of the log files. If you want to restrict the total size of logging data,
VMware recommends saving 10 log files, each one limited to 1 MB. If the maximum
number of log files already exists, when a new one is created, the oldest log file is
deleted.
Rationale:
Virtual machine users and processes can abuse logging either on purpose or
inadvertently so that large amounts of data flood the log file. Without restrictions on
maximum log file size, over time a log file can consume enough file system space to
cause a denial of service.
Impact:
A more extreme strategy is to disable logging altogether for the virtual machine.
Disabling logging makes troubleshooting challenging and support difficult. Do not
consider disabling logging unless the log file rotation approach proves insufficient.
Audit:
To verify the maximum log file size is limited properly, verify that log.rotateSize is set
to 1024000.

4. Verify that log.rotateSize is set to 1024000.

Get-VM | Get-AdvancedSetting -Name "log.rotateSize"| Select Entity, Name,
Value
Remediation:

Page 215
4. Click on ADD CONFIGURATION PARAMS then input log.rotateSize with a value of
1024000.
To properly limit the maximum log file size, run the following PowerCLI command:
Get-VM | New-AdvancedSetting -Name "log.rotateSize" -value "1024000"
References:
vSphere/7.0/com.vmware.vsphere.monitoring.doc/GUID-2DD66869-52C7-42C5-
8F5B-145EBD26BBA1.html
CIS Controls:
Controls
Version
8.3 Ensure Adequate Audit Log Storage

v8 Ensure that logging destinations maintain adequate storage to comply with ● ● ●
the enterprise’s audit log management process.
6.4 Ensure adequate storage for logs

v7 Ensure that all systems that store logs have adequate storage space for the ● ●
logs generated.
Page 216
Appendix: Summary Table
CIS Benchmark Recommendation Set
Correctly
Yes No
1 Install
1.1 (L1) Ensure ESXi is properly patched (Manual)  
1.2 (L1) Ensure the Image Profile VIB acceptance level is  

configured properly (Automated)
1.3 (L1) Ensure no unauthorized kernel modules are loaded  

on the host (Manual)
1.4 (L2) Ensure the default value of individual salt per vm is  

configured (Automated)
2 Communication
2.1 (L1) Ensure NTP time synchronization is configured  

2.2 (L1) Ensure the ESXi host firewall is configured to  

restrict access to services running on the host (Manual)
2.3 (L1) Ensure Managed Object Browser (MOB) is disabled  

(Automated)
2.4 (L2) Ensure default self-signed certificate for ESXi  

communication is not used (Manual)
2.5 (L1) Ensure SNMP is configured properly (Manual)  
2.6 (L1) Ensure dvfilter API is not configured if not used  

(Manual)
2.7 (L1) Ensure expired and revoked SSL certificates are  

removed from the ESXi server (Manual)
2.8 (L1) Ensure vSphere Authentication Proxy is used when  

adding hosts to Active Directory (Manual)
2.9 (L2) Ensure VDS health check is disabled (Manual)  
Page 217
Correctly
Yes No
3 Logging
3.1 (L1) Ensure a centralized location is configured to collect  

ESXi host core dumps (Automated)
3.2 (L1) Ensure persistent logging is configured for all ESXi  

hosts (Manual)
3.3 (L1) Ensure remote logging is configured for ESXi hosts  

(Automated)
4 Access
4.1 (L1) Ensure a non-root user account exists for local  

admin access (Automated)
4.2 (L1) Ensure passwords are required to be complex  

(Manual)
4.3 (L1) Ensure the maximum failed login attempts is set to 5  

(Automated)
4.4 (L1) Ensure account lockout is set to 15 minutes  

(Automated)
4.5 (L1) Ensure previous 5 passwords are prohibited  

(Manual)
4.6 (L1) Ensure Active Directory is used for local user  

authentication (Manual)
4.7 (L1) Ensure only authorized users and groups belong to  

the esxAdminsGroup group (Manual)
4.8 (L1) Ensure the Exception Users list is properly  

configured (Manual)
5 Console
5.1 (L1) Ensure the DCUI timeout is set to 600 seconds or  

less (Automated)
Page 218
Correctly
Yes No
5.2 (L1) Ensure the ESXi shell is disabled (Automated)  
5.3 (L1) Ensure SSH is disabled (Automated)  
5.4 (L1) Ensure CIM access is limited (Manual)  
5.5 (L1) Ensure Normal Lockdown mode is enabled  

(Automated)
5.6 (L2) Ensure Strict Lockdown mode is enabled  

(Automated)
5.7 (L2) Ensure the SSH authorized_keys file is empty  

(Manual)
5.8 (L1) Ensure idle ESXi shell and SSH sessions time out  
after 300 seconds or less (Automated)
5.9 (L1) Ensure the shell services timeout is set to 1 hour or  

less (Automated)
5.10 (L1) Ensure DCUI has a trusted users list for lockdown  
mode (Manual)
5.11 (L2) Ensure contents of exposed configuration files have  

not been modified (Manual)
6 Storage
6.1 (L1) Ensure bidirectional CHAP authentication for iSCSI  

traffic is enabled (Automated)
6.2 (L2) Ensure the uniqueness of CHAP authentication  

secrets for iSCSI traffic (Manual)
6.3 (L1) Ensure storage area network (SAN) resources are  

segregated properly (Manual)
7 vNetwork
7.1 (L1) Ensure the vSwitch Forged Transmits policy is set  

to reject (Automated)
Page 219
Correctly
Yes No
7.2 (L1) Ensure the vSwitch MAC Address Change policy is  

set to reject (Automated)
7.3 (L1) Ensure the vSwitch Promiscuous Mode policy is set  

to reject (Automated)
7.4 (L1) Ensure port groups are not configured to the value  
of the native VLAN (Automated)
7.5 (L1) Ensure port groups are not configured to VLAN  

values reserved by upstream physical switches (Manual)
7.6 (L1) Ensure port groups are not configured to VLAN  

4095 and 0 except for Virtual Guest Tagging (VGT)
(Automated)
7.7 (L1) Ensure Virtual Distributed Switch Netflow traffic is  

sent to an authorized collector (Manual)
7.8 (L1) Ensure port-level configuration overrides are  

disabled. (Automated)
8 Virtual Machines
8.1 Communication
8.1.1 (L2) Ensure only one remote console connection is  

permitted to a VM at any time (Automated)
8.2 Devices
8.2.1 (L1) Ensure unnecessary floppy devices are  

8.2.2 (L2) Ensure unnecessary CD/DVD devices are  

8.2.3 (L1) Ensure unnecessary parallel ports are disconnected  

(Automated)
8.2.4 (L1) Ensure unnecessary serial ports are disconnected  

(Automated)
Page 220
Correctly
Yes No
8.2.5 (L1) Ensure unnecessary USB devices are disconnected  

(Automated)
8.2.6 (L1) Ensure unauthorized modification and disconnection  

of devices is disabled (Automated)
8.2.7 (L1) Ensure unauthorized connection of devices is  

8.2.8 (L1) Ensure PCI and PCIe device passthrough is  

8.3 Guest
8.3.1 (L1) Ensure unnecessary or superfluous functions inside  

VMs are disabled (Manual)
8.3.2 (L1) Ensure use of the VM console is limited (Manual)  
8.3.3 (L1) Ensure secure protocols are used for virtual serial  
port access (Manual)
8.3.4 (L1) Ensure standard processes are used for VM  

deployment (Manual)
8.4 Monitor
8.4.1 (L1) Ensure access to VMs through the dvfilter network  

APIs is configured correctly (Manual)
8.4.2 (L2) Ensure Autologon is disabled (Automated)  
8.4.3 (L2) Ensure BIOS BBS is disabled (Automated)  
8.4.4 (L2) Ensure Guest Host Interaction Protocol Handler is  

set to disabled (Automated)
8.4.5 (L2) Ensure Unity Taskbar is disabled (Automated)  
8.4.6 (L2) Ensure Unity Active is disabled (Automated)  
Page 221
Correctly
Yes No
8.4.7 (L2) Ensure Unity Window Contents is disabled  

(Automated)
8.4.8 (L2) Ensure Unity Push Update is disabled (Automated)  
8.4.9 (L2) Ensure Drag and Drop Version Get is disabled  

(Automated)
8.4.10 (L2) Ensure Drag and Drop Version Set is disabled  

(Automated)
8.4.11 (L2) Ensure Shell Action is disabled (Automated)  
8.4.12 (L2) Ensure Request Disk Topology is disabled  

(Automated)
8.4.13 (L2) Ensure Trash Folder State is disabled (Automated)  
8.4.14 (L2) Ensure Guest Host Interaction Tray Icon is disabled  

(Automated)
8.4.15 (L2) Ensure Unity is disabled (Automated)  
8.4.16 (L2) Ensure Unity Interlock is disabled (Automated)  
8.4.17 (L2) Ensure GetCreds is disabled (Automated)  
8.4.18 (L2) Ensure Host Guest File System Server is disabled  

(Automated)
8.4.19 (L2) Ensure Guest Host Interaction Launch Menu is  

8.4.20 (L2) Ensure memSchedFakeSampleStats is disabled  

(Automated)
8.4.21 (L1) Ensure VM Console Copy operations are disabled  

(Automated)
8.4.22 (L1) Ensure VM Console Drag and Drop operations is  

Page 222
Correctly
Yes No
8.4.23 (L1) Ensure VM Console GUI Options is disabled  

(Automated)
8.4.24 (L1) Ensure VM Console Paste operations are disabled  

(Automated)
8.5 Resources
8.5.1 (L2) Ensure VM limits are configured correctly (Manual)  
8.5.2 (L2) Ensure hardware-based 3D acceleration is disabled  

(Automated)
8.6 Storage
8.6.1 (L2) Ensure nonpersistent disks are limited (Automated)  
8.6.2 (L1) Ensure virtual disk shrinking is disabled  

(Automated)
8.6.3 (L1) Ensure virtual disk wiping is disabled (Automated)  
8.7 Tools
8.7.1 (L1) Ensure the number of VM log files is configured  

8.7.2 (L2) Ensure host information is not sent to guests  

(Automated)
8.7.3 (L1) Ensure VM log file size is limited (Automated)  
Page 223
Appendix: CIS Controls v7 IG 1 Mapped
Recommendations
Recommendation Set
Correctly
Yes No
1.1 (L1) Ensure ESXi is properly patched  
 
configured properly
1.3 (L1) Ensure no unauthorized kernel modules are loaded
 
on the host
 
configured
 
access to services running on the host
 
communication is not used
 
removed from the ESXi server
3.2 (L1) Ensure persistent logging is configured for all ESXi
 
hosts
4.1 (L1) Ensure a non-root user account exists for local
 
admin access
4.8 (L1) Ensure the Exception Users list is properly
 
configured
5.1 (L1) Ensure the DCUI timeout is set to 600 seconds or
 
less
5.4 (L1) Ensure CIM access is limited  
5.8 (L1) Ensure idle ESXi shell and SSH sessions time out
 
after 300 seconds or less
5.9 (L1) Ensure the shell services timeout is set to 1 hour or
 
less
Page 224
Recommendation Set
Correctly
Yes No
5.11 (L2) Ensure contents of exposed configuration files have
 
not been modified
 
reject
7.2 (L1) Ensure the vSwitch MAC Address Change policy is
 
set to reject
7.3 (L1) Ensure the vSwitch Promiscuous Mode policy is set
 
to reject
7.4 (L1) Ensure port groups are not configured to the value
 
of the native VLAN
7.5 (L1) Ensure port groups are not configured to VLAN
 
values reserved by upstream physical switches
7.6 (L1) Ensure port groups are not configured to VLAN 4095
 
and 0 except for Virtual Guest Tagging (VGT)
7.8 (L1) Ensure port-level configuration overrides are
 
disabled.
8.3.3 (L1) Ensure secure protocols are used for virtual serial
 
port access
 
deployment
8.4.1 (L1) Ensure access to VMs through the dvfilter network
 
APIs is configured correctly
8.5.1 (L2) Ensure VM limits are configured correctly  
8.6.1 (L2) Ensure nonpersistent disks are limited  
Page 225
Recommendations
Recommendation Set
Correctly
Yes No
 
configured properly
 
on the host
 
configured
2.1 (L1) Ensure NTP time synchronization is configured
 
properly
 
 
2.5 (L1) Ensure SNMP is configured properly  
 
 
adding hosts to Active Directory
2.9 (L2) Ensure VDS health check is disabled  
3.1 (L1) Ensure a centralized location is configured to collect
 
ESXi host core dumps
 
hosts
 
admin access
Page 226
Recommendation Set
Correctly
Yes No
 
authentication
4.7 (L1) Ensure only authorized users and groups belong to
 
the esxAdminsGroup group
 
configured
 
less
5.2 (L1) Ensure the ESXi shell is disabled  
5.3 (L1) Ensure SSH is disabled  
 
 
less
5.10 (L1) Ensure DCUI has a trusted users list for lockdown
 
mode
 
not been modified
6.1 (L1) Ensure bidirectional CHAP authentication for iSCSI
 
traffic is enabled
6.2 (L2) Ensure the uniqueness of CHAP authentication
 
secrets for iSCSI traffic
 
segregated properly
 
reject
 
set to reject
Page 227
Recommendation Set
Correctly
Yes No
 
to reject
 
of the native VLAN
 
 
7.7 (L1) Ensure Virtual Distributed Switch Netflow traffic is
 
sent to an authorized collector
 
disabled.
 
permitted to a VM at any time
8.2.1 (L1) Ensure unnecessary floppy devices are
 
disconnected
 
disconnected
8.2.6 (L1) Ensure unauthorized modification and disconnection
 
of devices is disabled
8.2.7 (L1) Ensure unauthorized connection of devices is
 
disabled
8.2.8 (L1) Ensure PCI and PCIe device passthrough is
 
disabled
 
VMs are disabled
8.3.2 (L1) Ensure use of the VM console is limited  
 
port access
 
deployment
Page 228
Recommendation Set
Correctly
Yes No
 
8.4.2 (L2) Ensure Autologon is disabled  
8.4.3 (L2) Ensure BIOS BBS is disabled  
8.4.4 (L2) Ensure Guest Host Interaction Protocol Handler is
 
set to disabled
8.4.5 (L2) Ensure Unity Taskbar is disabled  
8.4.6 (L2) Ensure Unity Active is disabled  
8.4.8 (L2) Ensure Unity Push Update is disabled  
8.4.11 (L2) Ensure Shell Action is disabled  
8.4.13 (L2) Ensure Trash Folder State is disabled  
8.4.15 (L2) Ensure Unity is disabled  
8.4.16 (L2) Ensure Unity Interlock is disabled  
8.4.17 (L2) Ensure GetCreds is disabled  
 
disabled
 
disabled
Page 229
Recommendation Set
Correctly
Yes No
8.6.3 (L1) Ensure virtual disk wiping is disabled  
 
properly
8.7.3 (L1) Ensure VM log file size is limited  
Page 230
Recommendations
Recommendation Set
Correctly
Yes No
 
configured properly
 
on the host
 
configured
 
properly
 
 
 
 
 
 
hosts
 
admin access
Page 231
Recommendation Set
Correctly
Yes No
 
authentication
 
 
configured
 
less
 
 
less
 
mode
 
not been modified
 
traffic is enabled
 
 
segregated properly
 
reject
 
set to reject
Page 232
Recommendation Set
Correctly
Yes No
 
to reject
 
of the native VLAN
 
 
 
 
disabled.
 
 
disconnected
 
disconnected
 
 
disabled
 
disabled
 
VMs are disabled
 
port access
 
deployment
Page 233
Recommendation Set
Correctly
Yes No
 
 
set to disabled
 
disabled
 
disabled
Page 234
Recommendation Set
Correctly
Yes No
 
properly
Page 235
Appendix: CIS Controls v7 Unmapped
Recommendations
Recommendation Set
Correctly
Yes No
No unmapped recommendations to CIS Controls v7.0  
Page 236
Recommendations
Recommendation Set
Correctly
Yes No
 
configured properly
 
on the host
 
configured
 
 
 
 
hosts
 
admin access
 
 
configured
 
less
Page 237
Recommendation Set
Correctly
Yes No
 
 
less
 
mode
 
not been modified
 
 
reject
 
set to reject
 
to reject
 
of the native VLAN
 
 
 
disabled.
 
 
port access
 
deployment
 
Page 238
Recommendation Set
Correctly
Yes No
 
properly
Page 239
Recommendations
Recommendation Set
Correctly
Yes No
 
configured properly
 
on the host
 
configured
 
properly
 
 
 
 
 
 
hosts
 
admin access
Page 240
Recommendation Set
Correctly
Yes No
 
authentication
 
 
configured
 
less
 
 
less
 
mode
 
not been modified
 
traffic is enabled
 
 
segregated properly
 
reject
 
set to reject
 
to reject
Page 241
Recommendation Set
Correctly
Yes No
 
of the native VLAN
 
 
 
 
disabled.
 
 
disconnected
 
disconnected
 
 
disabled
 
disabled
 
VMs are disabled
 
port access
 
deployment
 
Page 242
Recommendation Set
Correctly
Yes No
 
set to disabled
 
disabled
 
disabled
 
properly
Page 243
Recommendation Set
Correctly
Yes No
Page 244
Recommendations
Recommendation Set
Correctly
Yes No
 
configured properly
 
on the host
 
configured
 
properly
 
 
 
 
 
 
hosts
 
admin access
Page 245
Recommendation Set
Correctly
Yes No
 
authentication
 
 
configured
 
less
 
 
less
 
mode
 
not been modified
 
traffic is enabled
 
 
segregated properly
 
reject
 
set to reject
Page 246
Recommendation Set
Correctly
Yes No
 
to reject
 
of the native VLAN
 
 
 
 
disabled.
 
 
disconnected
 
disconnected
 
 
disabled
 
disabled
 
VMs are disabled
 
port access
 
deployment
Page 247
Recommendation Set
Correctly
Yes No
 
 
set to disabled
 
disabled
 
disabled
Page 248
Recommendation Set
Correctly
Yes No
 
properly
Page 249
Appendix: CIS Controls v8 Unmapped
Recommendations
Recommendation Set
Correctly
Yes No
No unmapped recommendations to CIS Controls v8.0  
Page 250
Appendix: Change History
Date Version Changes for this version
Page 251

CIS VMware ESXi 7.0 Benchmark v1.3.0 DRAFT - PDF

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CIS VMware ESXi 7.

8 Virtual Machines .................................................................................................................. 118

Appendix: Summary Table .......................................................................................... 217

This document provides prescriptive guidance for establishing a secure configuration

Used for blocks of code, command, and script

Monospace font Used for inline code, commands, or examples.

Italic texts set in angle brackets denote a variable

Used to denote the title of a book, article, or other

Note Additional information or caveats

CIS Critical Security Controls® (CIS Controls®)

• Level 1 (L1) - Corporate/Enterprise Environment (general use)

Items in this profile intend to:

o be the starting baseline for most organizations;

• Level 2 (L2) - High Security/Sensitive Data Environment (limited

• Level 1 (L1) - Corporate/Enterprise Environment (general use)

7.3 Perform Automated Operating System Patch

3.4 Deploy Automated Operating System Patch

• Level 1 (L1) - Corporate/Enterprise Environment (general use)

1. VMware Certified - VIBs created, tested, and signed by VMware

1. From the vSphere Web Client, select the host.

This may also be performed as follows:

Additionally, the following PowerCLI command may be used:

1. From the vSphere Web Client, select the host.

To implement the recommended configuration state, run the following PowerCLI

2.2 Ensure Authorized Software is Currently Supported

2.2 Ensure Software is Supported by Vendor

• Level 1 (L1) - Corporate/Enterprise Environment (general use)

2.2 Ensure Authorized Software is Currently Supported

2.2 Ensure Software is Supported by Vendor

• Level 2 (L2) - High Security/Sensitive Data Environment (limited functionality)

Additionally the following PowerCLI command can be used:

From the vSphere Web Client:

Additionally, the following PowerCLI command can be used:

4.1 Establish and Maintain a Secure Configuration Process

5.1 Establish Secure Configurations

• Level 1 (L1) - Corporate/Enterprise Environment (general use)

Additionally, the following PowerCLI command may be used:

To implement the recommended configuration state, run the following PowerCLI

8.4 Standardize Time Synchronization

6.1 Utilize Three Synchronized Time Sources

• Level 1 (L1) - Corporate/Enterprise Environment (general use)

To confirm access to services running on an ESXi host is properly restricted, perform

Additionally, the following PowerCLI command may be used:

4.4 Implement and Manage a Firewall on Servers

9.4 Apply Host-based Firewalls or Port Filtering

• Level 1 (L1) - Corporate/Enterprise Environment (general use)

3.3 Configure Data Access Control Lists

9.4 Apply Host-based Firewalls or Port Filtering

• Level 2 (L2) - High Security/Sensitive Data Environment (limited functionality)

3. Copy the certificates you want to use to /etc/vmware/ssl.

4.1 Establish and Maintain a Secure Configuration Process

1.8 Utilize Client Certificates to Authenticate Hardware

4.2 Change Default Passwords

• Level 1 (L1) - Corporate/Enterprise Environment (general use)

1. Run the following to determine if SNMP is being used:

esxcli system snmp get

1. If SNMP is not needed, disable it by running:

esxcli system snmp set --enable false

Additionally, the following PowerCLI command may be used to implement the