The Problem of The Revision of The Law of War
The Problem of The Revision of The Law of War
The Problem of The Revision of The Law of War
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THE PROBLEM OF THE REVISION OF THE
LAW OF WAR'
By H. LAUTERPACHT, Q.C., LL.D., F.B.A.
IIlhewell Professor of InternationalLaw in the University of Cambridge
' It has been suggested by Sir George Thomson-in InternationalAffairs, 26 (1950), p. 467-
that permanent contamination is produced only following upon the explosion of the atomic
bomb under water.
THE REVISION OF THE LAW OF WAR 371
However, the fact that the prohibition or limitation of the use of the
atomic weapon may not follow inescapably from any existing legal rule or
principle does not necessarily mean that the international lawyer has no
contribution to offer on this weighty issue. In the absence of a clearly
applicable rule of law he must recognize that the issue-in particular in
view of its formidable political implications-is predominantly of a political
nature. Nevertheless, he is not, as a lawyer, precluded from adducing con-
siderations which, although not of a legal character, are not irrelevant for
the formation of the law of the future. This applies especially to considera-
tions of humanity which, as we have seen, underlay so much of the tradi-
tional law of war. The Judgment of the International Court of Justice in the
Corfu Channelcase shows that, inthe absence of contrary practice, such con-
siderations are not altogether irrelevant also in the sphere of the law of
peace. There the Court held that among the reasons imposing upon the
coastal state the duty to notify other states of the existence of minefields
within its territorial waters were 'elementary considerations of humanity,
even more exacting in peace than in war'.' So long as the international
lawyer succeeds in not confusing the existing legal position with factors
which may legitimately be taken into account in shaping the law, it is
within his province to urge that those factors are, to that extent, important
and relevant.
Secondly, although the law may be impotent, for a time, to provide a
complete solution of problems of a predominantly political complexion,
that does not necessarily mean that the law can play no part at all in meeting
the resulting situation. Thus if, for the reasons stated, a radical solution by
way of a general prohibition of aerial bombardment and of the atomic
weapon should prove impossible for a time, a practical alleviation of the
problem may be achieved not through a differentiation between legitimate
and illegitimate objectives, but by methods which make such a differentia-
tion irrelevant. These methods include the provision of safety zones and
localities such as are foreshadowed in the Geneva Civilians Convention of
1949. The Articles of the Convention on the subject are of an optional
character, and much perseverance and statesmanship may be required to
induce governments to accept binding obligations in the matter and to agree
to and undertake a measure of preparatory action in time of peace. Bodies
such as the International Committee of the Red Cross, whose devotion to
humanitarian ends lifts them above the realm of dialectics, can effectively
meet the objection that such arrangements detract from the reality of the
legal prohibition of war; that any regulation of warfare in this and other
spheres is deceptive because unlikely to be observed; that it lulls our con-
sciences by palliating the minor evil while leaving the major evils such as
ILC.J. Reports, 1949, p. 22.
372 THE REVISION OF THE LAW OF WAR
those of atomic warfare and war itself without a remedy; and that it removes
a powerful deterrent of war by creating the illusion that it can be humanized
and made bearable. For it is occasionally maintained that the very pos-
sibility of the use of a weapon fraught with consequences fatal to the sur-
vival of civilization may in itself provide the most powerful deterrent
against yet another general conflagration. It is similarly asserted that the
absence of such a deterrent may, correspondingly, become one of the con-
tributory causes of war with the ensuing increased danger of the use of the
atomic weapon by the belligerents, notwithstanding any legal prohibition,
as a measure of supreme retaliation against an actual or alleged aggressor
or otherwise by way of reprisals. These are matters of speculation. Argu-
ments of this kind apply to most other humanitarian rules of the law of
war-which means practically to the entire law of war. Upon analysis, the
view which underlies that argument is that if only the restraints which that
law imposes upon the belligerents were removed the resulting savagery of
the struggle would be likely to render it a condition so terrifying as to make
governments pause before embarking upon war. Such reasoning opposes
what is no more than a controversial possibility to what in the light of
conscience and foresight is a categorical imperative, namely, that there must
be no cessation or abatement of effort to save life, to diminish suffering, and,
to protect the dignity of man whenever the promotion of these ends even
remotely depends upon human will. That imperative could be disregarded
only if it could be conclusively shown that it can be obeyed only at the clear
risk of increasing the danger of war. No such conclusive proof is in the
nature of things possible.
The same consideration applies to the apprehension that unless aerial
bombardment of and the use of the atomic weapon against centres of
population are prohibited, all other humanitarian restraints of war must,
by comparison, appear negligible or futile. In the words of a former Presi-
dent of the Permanent Court of International Justice, who was also Presi-
dent of the International Committee of the Red Cross at the time when
the Conventions of 1949 were being prepared, 'human life and human
dignity are not values which can be measured in terms of figures and
statistics'.' The provisions, or some of the provisions, of the four Geneva
Conventions may-and that is sufficient-be capable of application even
if humanity is subjected to the ordeal of atomic warfare and even if the
conduct of the war should again be characterized by lawlessness rather
than by scrupulous observance of the law. For, as the Second World War
showed, the one does not necessarily exclude the other. 'Thus the treatment
of Russian prisoners of war by Germany was unprecedented in modern
IMax Huber, 'Le droit des gens et I'humanitd', in Revue internationale de la Croix Rouge,
August 1952, p. 669.
THE REVISION OF THE LAW OF WAR 373
times in its brutality and its planned disregard for human life-the excuse,
wholly unfounded in law, being that Russia was not a party to the Geneva
Convention of 1929 relating to prisoners of war.' Yet at the same time
Germany conducted elaborate negotiations with the United Kingdom con-
cerning the relatively trivial question of the interpretation of Article 27
of that Convention regarding the compensation payable to prisoners of
war injured in the course of their employment.2 In September 1940 she
enacted a law providing for the application of the German insurance
regulations to prisoners of war who suffered injury in connexion with their
work.
For this reason it is to be hoped that governments and the International
Committee of the Red Cross will proceed in any case with extracting every
possible measure of effectiveness from the beneficent but essentially
optional provisions of the four Geneva Conventions in matters such as
safety zones and localities with respect to which further action is required
to make them operative. Such action can be pursued pari passu with any
efforts which may be practicable to bring about international agreement
in the matter of new weapons such as the atomic weapon, pilotless aircraft,
projectiles diffusing inflammatory material, and chemical and bacterio-
logical warfare. It is true that in the past the efforts of the International
Committee of the Red Cross have been limited to the humanitarian aspects
of the law of war as distinguished from rules governing the conduct of
hostilities and the instrumentalities of war. However, as suggested, the
borderline between humanitarian and other rules is unsubstantial. With
insignificant exceptions all rules of warfare are ultimately of a humanitarian
character. Moreover, there would appear to be no reason why in the matter
of weapons of war the initiative should not be shared with-or taken by-
the Royal Government of the Netherlands which is the depositary of the
Hague Conventions.
IV
It has been suggested that in the matter of aerial bombardment and
atomic warfare there is little that legal principle as deduced from generally
acknowledged law and practice can supply as a reason for prohibiting or
drastically limiting the use of these instrumentalities of war. This is also
the position with regard to other aspects of the law of war which have
' The International Military Tribunal at Nuremberg and various other war crimes tribunals
affirmed expressly, in relation to the treatment of prisoners of war, that numerous provisions of
the Hague and Geneva Conventions were merely declaratory of existing international law. See,
e.g., the German High Command Trial (Wilhelm von Leeb and Others): War Crimes Trials, 12
(949), p. 86; the Krupp Trial, ibid., p. 133.
2 The British Government acted on the view that the provisions of the Convention were fully
satisfied if prisoners of war were provided with accommodation, clothing, food, and medical or
hospital treatment in respect of injuries arising out of their work. This, it was believed, was in
fact treatment equivalent to that received by British workmen under British legislation.
374 THE REVISION OF THE LAW OF WAR
drawn their strength from the traditional distinction between combatants
and non-combatants-in particular the rules relating to attack upon mer-
chant vessels on the high seas and the law of contraband and blockade.
The London Protocol of 1930, which prohibited the sinking of merchant
vessels without warning and without provision having been made for the
safety of the passengers and crews, was intended to give expression to the
time-honoured principle of immunity of non-combatants. It remained a
dead letter during the Second World War. While 'murder of persons on
the high seas' figured prominently in the Nuremberg indictment, no
sentences were imposed under this head for the reason, inter alia, that un-
restricted submarine warfare was waged by some of the Allies in certain
theatres of war. The problem involved is deeper than that raised by the
arming of merchant vessels for defensive purposes and by the interplay of
the operation of reprisals. It touches upon the reality of any solution
grounded primarily in the distinction between combatants and non-
combatants. The same applies, even more emphatically, to the law of
contraband which was essentially based upon the assumption of the validity
of that distinction. Its unreality was apparent even before the First World
War. The artificial character of the ensuing compromises-such as that
limiting the application of the doctrine of continuous voyage to articles of
absolute contraband-was largely responsible for the fact that the un-
ratified Declaration of London was not acted upon, although at the begin-
ning of the war an attempt was made to put it into operation., If the practice
followed by both sides to the conflict is evidence of the legal position, then
the traditional law on the subject, derived as it was from the notion of a
legally relevant distinction between military and civilian needs, no longer
exists. The practice of two world wars was based on the view that no such
sacrosanctity attaches to the civilian population at large as to make illegal
the effort to starve it alongside the military forces of the enemy as a means
of inducing him to surrender. According to the accepted practice in war
on land the civilian population in a beleaguered fortress enjoys no such
immunity.z The definition of economic warfare officially adopted in the
terms of reference of the Ministry of Economic Warfare set up in Great
Britain at the outbreak of the Second World War illustrates this aspect of
V
Similar considerations apply, from a different point of view but with the
same result, to that part of the law of war which is connected in some
respects with the question of contraband, namely, the law of neutral rights
and duties. In so far as the law of the Hague Conventions on the subject
was based, in the matter of supplies and loans to belligerents, on a clear
distinction between the neutral state and its citizens, that law is in some
respects out of date having regard to the fact-which is now the typical
phenomenon--of the exercise by the neutral state of complete control over
the economic life of its territory. Thus, in the words of an arbitral award
rendered in 1945,' fuelling is a right which belligerent warships may
exercise in a neutral port according to and within the limits of Hague Con-
vention No. XIII. However, if the distribution of fuel is taken over by the
neutral state, what are its obligations in the light of the traditional law
according to which the neutral state as such must not itself-as dis-
tinguished from its subjects-add to the military supplies of either belli-
gerent? Although revision of the law of neutrality in this sphere would
perhaps raise no insurmountable difficulty, it is probable that even with-
out express revision the established law of neutrality could be applied by
way of a reasonable interpretation of its basic provisions in the light of new
conditions. If that is so, an attempt at formal revision would be both un-
necessary and, by conjuring up political difficulties inherent in all efforts
at codification, would endanger its very purpose.
From a wider point of view there may be weighty objection to a renewed
attempt at codification of the law of neutrality, on the traditional basis of
the absolute equality of the belligerents, in a world placed, however
imperfectly, under a legal system of collective security. There is, in principle,
no room for neutrality as an undisputed right of states which are bound by
the obligations of collective enforcement of peace. It is true that under the
Charter of the United Nations there are contingencies in which neutrality
is legally admissible-in particular, in cases in which there has been a
failure of the legal machinery provided for ascertaining the fact of aggres-
sion and for bringing about enforcement action. However, it may be im-
proper to regard that contingency as typical and to devote special effort
to making provision for its regulation. Also, even if-because of the require-
ment of unanimity of the permanent members of the Security Council-
there has been a failure to ascertain formally the fact of aggression and to
The Attilio Regolo and Other Vessels: Annual Digest and Reports of Public InternationalLaw
Cases, 14947, Case No. 137.
378 THE REVISION OF THE LAW OF WAR
suppress it through enforcement action of the United Nations, there still
remains the right of individual states to determine for themselves that a
violation of the Charter has taken place and to deny the benefits of im-
partial conduct to the state waging an aggressive, i.e. an illegal, war. This
they may do in particular in cases in which, following upon inaction of the
Security Council rendered impotent by disagreement among its per-
manent members, the General Assembly has given the weight of its moral
authority to the finding that a state has been guilty of an act of aggression.,
With the prohibition of aggressive war-and that prohibition has now be-
come part of the law notwithstanding the imperfections of its enforce-
ment-the traditional law of neutrality conceived as an attitude of absolute
impartiality has undergone a profound change. It may be too early to
translate that change into precise legal rules. It is probably too late to
impart a complexion of urgency to the attempt to give more precision and
vitality to the old law of neutrality regardless of the changes brought about
by parallel developments in the law. Undoubtedly, most of the rules of
warfare, intended as they are to secure a minimum of humanity and good
faith in the relations of belligerents, operate regardless of the legality of the
war. This does not necessarily apply to rules of neutrality.z It would there-
fore appear doubtful whether the law of neutrality is at present a fit sub-
ject for revision or codification.
Conclusions
It is now convenient to formulate the main conclusions, both negative
and positive, of this article. In their negative aspect these conclusions are
that the occasion for and the prospect of codification of the law of war, by
way of development or restatement of existing rules and principles, can be
of but modest dimensions. In the first instance, the possible scope of the
revision of the law of war has been considerably reduced by the simple but
See the so-called 'Uniting for Peace' Resolution adopted by the General Assembly on 3
November 1950 (Doc. A/1481) which provides for appropriate action by the General Assembly
in cases in which the Security Council, because of the lack of unanimity of the permanent
members, fails to exercise its primary responsibility for the maintenance of international peace
and security. From the point of view of the paramount purpose of the United Nations to en-
force peace, that Resolution, 'though not binding, may be considered to provide authorization
for action aiming at fulfilling the major purpose of the Charter' (Oppenheim, InternationalLaw,
vol. ii (7th ed. by Lauterpacht, 1952), p. 176, n. x.
2 The writer of the present article has submitted elsewhere: (a) that a state waging an unlawful
war does not obtain or validly transmit title with respect to property acquired in connexion with
the conduct of war-regardless of whether such title is otherwise acquired in accordance with
the law of war-and that this principle applies in particular to title claimed to have been acquired
by requisition, by other forms of appropriation of public and private enemy property, or by
condemnations in prize; (b) that it is open to and in proper cases incumbent upon neutral states,
especially if bound by collective obligations to enforce the peace, to discriminate against a state
Nvaging an unlawful war and to deny to it and to its transferees title to such property (Festschrift
ftir Hans Kelsen (1953)).
THE REVISION OF THE LAW OF WAR 379
outstanding fact that a large part of the law of war-by far its larger part-
has been revised, developed and codified on an imposing scale by the four
Geneva Conventions of 1949. Secondly, it may be difficult to speak of
revision of the law of war in respect of questions in which there is no agreed
law to revise. This applies to some of the principal aspects of the law of
war, such as aerial bombardment, atomic warfare, the conduct of war at
sea in relation to merchant vessels, and the law of contraband-in all of
which the distinction, traditionally regarded as fundamental, between
combatants and civilians is either indisputably relevant or, in any case,
already underlay the law as it was presumed to exist at the time of the Hague
Conferences of 1899 and 1907. Thirdly, in view of the absence of agreement
in these spheres on the importance attaching to the distinction between
combatants and non-combatants and of the radical change in the character
of war in scope and method, the creation of new law is substantially a
matter of political decision not necessarily related to any existing generally.
recognized legal principles. Fourthly, it may not be conducive to the pro-
gressive international regulation, on a humanitarian basis, of these questions
to represent them as being governed by any recognized rules of inter-
national law. The law on these subjects must be shaped-so far as it can
be shaped at all-by reference not to existing law but to more compelling
considerations of humanity, of the survival of civilization, and of the
sanctity of the individual human being. This means that the part of the
lawyer in shaping it must be confined within narrow limits. Fifthly, it is
doubtful whether reasons of propriety permit, in the formative period of
the United Nations, the codification or revision of the law of neutral rights
and duties. Having regard to these considerations, it may be advisable to
keep in check any tendency to strident admonitions upon the necessity to
revise the law of war.
On the other hand-and these are the positive conclusions emerging
from this article-there are at least three spheres, of limited compass, in
which tasks both urgent and practicable claim the attention of the lawyer.
In the first instance, although with regard to some major, and perhaps the
most important, aspects of warfare agreed legal regulation is still a matter
of the future, it is possible to subject to law what may be called the humani-
tarian fringe of the problems involved. Some of the provisions of the Geneva
Conventions of 1949 have shown the direction in which such efforts may
feasibly be attempted. Reasons have been given why it may not be per-
missible to treat these possibilities lightly-however limited they may be in
their scope and precarious in their operation.
Secondly, with regard to the Geneva Conventions of 1949, which embody
the major part of the law of war, the lawyer is confronted with the task of
incorporating, in a systematic manner, their stupendous positive achieve-
380 THE REVISION OF THE LAW OF.WAR
ment in military manuals, in textbooks, and in international law generally.
This task, which is far from being one of mere exposition, must be ac-
complished in a critical spirit.. For the Conventions, beneficent as they are,
abound in gaps, compromises, obscurities and somewhat nominal pro-
visions resulting from the inability of the parties to achieve an agreed
effective solution-occasionally to the point of the English and French
texts laying down divergent rules., Sustained scientific effort directed
It may be useful to adduce some illustrations of the tasks which lie ahead in this respect. Thus,
for instance, according to the English translation of Article 5 (2) of the Civilians Convention,
certain protected persons-such as alleged spies, saboteurs, and other persons suspected of
activity hostile to the Occupying Power-shall be regarded, 'where absolute military necessity so
requires', as having forfeited the rights of communication provided for in the Convention. The
English text of the third paragraph of that Article proceeds to lay down that 'in case of trial' such
persons shall not be deprived of the rights of fair and regular trial prescribed by the Convention.
The expression 'in case of trial' seems to suggest a departure from the fundamental rule of the
Convention that a trial is invariably required. The French text of this paragraph uses the expres-
sion en cas de poursuite. The writer understands that the discrepancy is due to the fact that it
proved impossible to reconcile the conflicting views on the subject. With regard to some other
questions the absence of agreement has manifested itself in reservations such as those relating
to Article 68 (2) of the Civilians Convention bearing on infliction of the death penalty in occupied
territory, or Article 85 of the Prisoners of War Convention relating to the treatment of convicted
war criminals. The important Articles of the Sick and Wounded Convention relating to the
internment of medical personnel and the retention of medical stores, although they do not in fact
constitute a regression from the corresponding provisions of the Convention of 1929, represent a
compromise the implications of which are not wholly clear. According to the later Convention,
while detained medical personnel shall not be considered as prisoners of war, they seem to have
been subjected to those provisions of the Prisoners of War Convention which accrue to their benefit.
The same element of only partially resolved compromise characterizes the provisions of that
Convention relating to the buildings and material of fixed medical establishments (Article 33).
The Convention contains no rules concerning reimbursement of the Protecting Power for its
expenses, which, in a prolonged war, may be heavy. In Resolution 2 attached to the Final Act
the Conference recommended for future consideration the question of the advisability of setting
up an international body to take the place of the Protecting Power in case no Protecting Power
should be available-one of the reasons of that contingency being, apparently, the possibility
that owing to the general spread of hostilities there may be no state left to accept that r6le. The
need to clarify the Convention applies also to such apparently minor matters as the protection
of property of prisoners of war. While Article 18 of the Prisoners of War Convention embodies a
measure of protection in this respect, the divergent practice of various states seems to reveal the
desirability of more specific regulation. Thus the regulations issued in the United States by the
War Department permit members of the armed forces to buy articles from prisoners of war (for
the text of the relevant circular see Downey in American Journalof InternationalLaw, 44 (1950),
p. 506). On the other hand, British military personnel are liable to punishment under military
law for trafficking with prisoners of war by way of purchase, sale or barter-a rule which com-
mends itself having regard to the obvious inequality in the bargaining capacities of the parties.
In "95 1, following upon a series of meetings, experts appointed by the Governments of Sweden,
Norway, and Denmark issued a statement putting on record their agreement as to the interpreta-
tion of a number of Articles of the various Geneva Conventions of 1949. Thus, departing some-
what from the letter of Article 18 (3) of the Sick and Wounded Convention, they agreed that a
state does not act unlawfully if it punishes as traitors nationals who have voluntarily accepted
appointments and served in the medical service of the enemy. With regard to work performed by
the civilian population and officials in occupied territory they agreed on the interpretation of the
somewhat obscure provisions of paragraph 2 of Article 51 of the Civilians Convention in relation
to Articles 31-34, paragraph 2 of Article 54, and Articles 67 and 68. They affirmed that a state
threatened by invasion is entitled to order its public officials and judges to leave the threatened
area notwithstanding any difficulties which an order of this nature may cause to the occupying
Power.
THE REVISION OF THE LAW OF WAR 381
towards the clarification and expansion of the Conventions may in itself
add to their authority as the most comprehensive codification of the law of
war yet in existence.
Finally, in the matter of those parts of the law of war which are not
covered or which are not wholly covered by the Geneva Conventions, diverse
problems will require clarification. These include such questions as the
implications of the principle, which has been gaining general recognition,
that the law of war is binding not only upon states but also upon indivi-
duals-i.e. both upon members of the armed forces and upon civilians; the
changed character of the duties of the Occupant who is now bound, in
addition to ministering to his own interests and those of his armed forces,
to assume an active responsibility for the welfare of ffhe population under
his control; the consequences, with regard to appropriation of public
property of the enemy, of the fact that property hitherto regarded as private
and primarily devoted to serving the needs of private persons, is subjected
in some countries to complete control by the state; the resulting necessity
for changes in the law relating to booty; the emergence of motorized war-
fare with its resulting effects upon the factual requirements of occupation
and the concomitant duties of the inhabitants; the advent of new weapons
such as flame-throwers and napalm when used against human beings-a
problem which may be postponed, but not solved, in manuals of land war-
fare by the suggestion that it raises a question primarily in the sphere of
aerial warfare; the problems raised by the use of aircraft to carry spies and
so-called commando troops; the limits, if any, of the subjection of air-
borne and other commando forces to the rules of warfare, for instance, in
relation to the treatment of prisoners of war; the reconciliation of the
obviously contradictory principles relating to espionage said to constitute
a war crime on the part of spies and a legal right on the part of the bel-
ligerent to employ them; the humanization of the law relating to the
punishment of spies and of so-called war treason; the prohibition of
assassination in relation to so-called unarmed combat; authoritative clari-
fication of the law relating to the punishment of war crimes, in particular
with regard to the plea of superior orders and the responsibility of com-
manders for the war crimes of their subordinates; the regulation, in this
connexion, of the question of international criminal jurisdiction; the
elucidation of the law, at present obscure and partly contradictory, relating
to ruses and strategems, especially with regard to the wearing of the uni-
form of the enemy; the effect of the prohibition or limitation of the right of
war on the application of rules of war, in particular in hostilities waged
collectively for the enforcement of international obligations; and many.
others. In all these matters the lawyer must do his duty regardless of
dialectical doubts-though with a feeling of humility springing from the
382 THE REVISION OF THE LAW OF WAR
knowledge that if international law is, in some ways, at the vanishing point
of law, the law of war is, perhaps even more conspicuously, at the vanishing
point of international law. He must continue to expound and to elucidate
the various aspects of the law of war for the use of armed forces, of govern-
ments, and of others. He must do so with determination though without
complacency and perhaps not always very hopefully-the only firm hope
being that a world may arise in which no such calls will claim his zeal.