Siegel Mindfulness
Siegel Mindfulness
Siegel Mindfulness
Welcome to a journey into the heart of our lives. Being mindfully aware, attending to the
richness of our experiences, creates scientifically recognized enhancements in our physiology,
our mental functions, and our interpersonal relationships. Being fully present in our awareness
opens our lives to new possibilities of well-being.
Almost all cultures have a form of practice to help develop awareness of the moment.
The major religions of the world utilize some form of focusing one’s attention, from meditation to
prayer, yoga to Tai’ chi. Each of these traditions may have its own particular approach, but they
share in common the power of intentionally focusing awareness in a way that transforms people’s
lives.
Why is this mindful awareness so universal an ideal goal across our human family? Can
we find a common thread that links these practices that might help us understand the power of
this way of being to enhance health, relationships, and well-being?
Interpersonal Neurobiology
Understanding the deep nature of how our relationships help shape our lives and our
brains has been a passion driving my professional life. Over the last fifteen years I have been
involved in trying to create an interdisciplinary view of the mind and mental health (see Siegel,
1999, 2001, 2003, 2006). The perspective of “interpersonal neurobiology” embraces a wide array
of ways of knowing, from the broad spectrum of scientific disciplines to the expressive arts and
contemplative practice. Interpersonal neurobiology relies on a process of integrating knowledge
from a variety of disciplines to find the common features that are shared by these independent
fields of knowledge. Much like the old Indian fable of the blind men and the elephant, each
discipline examines a necessarily focused area of the elephant, of reality, in order to know that
dimension deeply and with detail. But to see the whole picture, to get a feeling for the whole
elephant, it is vital that we try to bring different fields together. While each blind man may not
agree with the perspective of the other, each has important contributions to creating a sense of the
whole.
And so we will be using this integrative approach to bring together various ways of
knowing to understand mindfulness in perhaps a broader way than any single perspective might
permit. At the foundation we will be trying to combine first person knowing with scientific
points of view. Beyond this important subjective/objective marriage, we’ll be combining insights
from the field of neuroscience with those of the fields of attachment research to consider how the
fundamental process of attunement might be at work in the brain in states of interpersonal
communication and the proposed form of intra-personal attunement of mindfulness.
Turning to the brain and attachment studies is not meant to favor these two fields over
any other. This will be a starting point in our journey. As you’ll see, a variety of fields will come
into play as we examine the research on memory, narrative, wisdom, emotion, perception,
attention, and learning along with explorations that go deeply into internal subjective experience.
Reflections on The Mindful Brain Copyright (C) 2007 Mind Your Brain, Inc. Daniel J. Siegel, M.D. 2
An Invitation
Mindful awareness requires that we dive deeply into the inner nature of the mind, to
sense our experiences with a sometimes new set of lenses. Studying mindfulness as a useful and
fascinating human process enTails that we blend personal immersion and scientific thought.
I love science and am thrilled to learn from empirical explorations into the deep nature of
ourselves and our world. But I am also a clinician, steeped in the world of subjective experience.
Our internal world is real, though it may not be quantifiable in ways that science often requires
for careful analysis. In the end, our subjective lives are not reducible to our neural functioning.
This internal world, this subjective stuff of the mind, is at the heart of what enables us to sense
each other’s pain, to embrace each other at times of distress, to revel in each other’s joy, to create
meaning in the stories of our lives, to find connection in each other’s eyes.
My own personal and professional interest in mindfulness emerged recently in an
unexpected way. After writing a text exploring how the brain and relationships interact to shape
our development, I was invited to offer lectures at my daughter’s preschool about parenting and
the brain. After creating some workshops for parents, the preschool director, Mary Hartzell, and I
wrote a book in which we placed “mindfulness” as our first grounding principle. As educators
we knew that being aware, being mindful, was the essential state of mind of a parent (or teacher
or clinician) to promote well-being in children.
After our book was published, numerous people asked how we came to teach parents to
meditate. This was a great question since neither Mary nor I are trained to meditate nor did we
think that we were “teaching meditation” to parents. Mindfulness, in our view, was just the idea
of being aware, of being conscientious, with kindness and care. We didn’t actually teach parents
to meditate, but rather taught them how to be reflective and aware of their children, and
themselves, with curiosity, openness, acceptance, and love.
I am continually learning from my patients and from my students, whether they are
parents or pupils in high school, therapists or scientists. These questions about mindfulness and
parenting inspired me to delve into the existing research in the growing field of mindfulness-
based clinical interventions. What struck me in learning about this burgeoning work was that the
outcome measures for its clinical applications appeared to overlap with the outcome measures of
my own field of research in attachment: the study of the relationship between parents and
children.
This overlap of the ways in which well-being and resilience were promoted by secure
attachment and by mindful awareness practice was fascinating. This similarity also dovetailed
with the functions of a certain integrative region of the brain, the middle aspects of the prefrontal
cortex just behind the forehead. I became intrigued by this convergence and was eager to learn
more about the fascinating field of mindfulness.
With this exciting view of integrating ideas among the worlds of relationships, brain, and
mind, I dove into direct experience into the depths of the mind. I invite you to come along with
me as we explore the nature of mindful awareness that unfolded, moment by moment, in this
mind-opening journey of discovery.
A Mindful Awareness
Being aware of the fullness of our experience awakens us to the inner world of our mind and
immerses us completely in our lives. This is an exploration into how the way we pay attention in
the present moment can directly improve the functioning of our body and brain, our subjective
mental life with its feelings and thoughts, and our interpersonal relationships with each other.
The essential proposal is that this ancient and useful form of awareness harnesses the
social circuitry of the brain to enable us to develop an attuned relationship within our own mind.
To explore this idea, we can turn to the research on our social lives, examining the particular
Reflections on The Mindful Brain Copyright (C) 2007 Mind Your Brain, Inc. Daniel J. Siegel, M.D. 3
regions of the brain, including the mirror neuron system, that enable attunement and permit us to
resonate with our own intentional states.
The term “mindful brain” is used in this approach to embrace the notion that our
awareness, our mindful “paying attention or taking care,” is intimately related to the dance
between our mind and our brain. Being “mindful” has a range of definitions, from the common
everyday notion of “bearing in mind or inclined to be aware” to the specific educational, clinical,
and scientific definitions of the term we’ll explore in the pages ahead. It is with this broad
general common-usage definition that I invite you to become aware of both the exciting new
science emerging about the more specific forms mindfulness and your own subjective experience
of the moment at the heart of your life.
Reflections on The Mindful Brain Copyright (C) 2007 Mind Your Brain, Inc. Daniel J. Siegel, M.D. 4
dimension of the mind involving the flow of energy and information that occurs between people.
Right now this flow from me as I type these words to you as you read them is shaping our minds
– yours, and mine. Even as I am imagining who you might be and what your response is, I am
changing the flow of energy and information in my brain and body as a whole. As you absorb
these words your mind is embodying this flow of energy and information as well.
Being Mindful
Mindfulness in its most general sense is about waking up from a life-on-automatic. With
mindful awareness the flow of energy and information that is our mind enters our conscious
attention and we can both appreciate its contents and also come to regulate its flow.
Mindful awareness, as we’ll see, actually involves more than just simply being aware: It
involves being aware of aspects of the mind itself. Instead of being on automatic and mindless,
mindfulness helps us awaken and with this reflection on the mind we make choice and change
possible.
How we focus attention helps directly shape the mind. When we develop a certain form
of attention to our here-and-now experiences and to the nature of our mind itself, we create a
special form of awareness called mindfulness.
Some Benefits
Studies have shown that specific applications of mindful awareness improve the capacity
to regulate emotion, to combat emotional dysfunction, to improve patterns of thinking, and to
reduce negative mindsets. Mindfulness can even treat and prevent depression, changing the
imbalance of circuits in the brain.
Research on some dimensions of mindful awareness practices reveals that the body’s
functioning is greatly enhanced: Healing, immune response, stress reactivity, and a general sense
of physical well-being are improved with mindfulness (Davidson et al, 2003). Our relationships
with others are also improved, as we see that the ability to perceive the non-verbal emotional
signals from others is enhanced and our ability to sense the internal worlds of others is augmented
(Ekman, 2006). In these ways we come to compassionately feel the feelings of others and to
empathize, to understand another’s points of view.
We can see the power of mindful awareness to achieve these many and diverse beneficial
changes in our lives when we consider that this form of awareness may directly shape the activity
and growth of parts of the brain responsible for our relationships, our emotional life, and our
physiological response to stress.
Mindful Awareness
Direct experiencing in the present moment has been described as a fundamental part of
Buddhist, Christian, Hindu, Islamic, Jewish, and Taoist teaching for centuries (Goleman, 1988,
Armstrong, 1993). In these religious traditions, from mystical Christianity with centering prayer
(Keating, 2005; Fitzpatrick-Hopler, 2006) to Buddhist mindfulness meditation (Kornfield, 1993,
in press; Thich Nhat Hahn, 1991, Wallace, 2006), one sees the use of the idea of being aware of
the present moment in a different light from the cognitive aspect of mindfulness.
Many forms of prayer in different traditions require that the individual pause and
participate in an intentional process of connecting with a state of mind or entity outside the day-
to-day way of being. Prayer and religious affiliation in general have been demonstrated to be
associated with increased longevity and well-being (Pargament, 1997). The common overlap of
group belonging and prayer makes it hard to tease apart the internal from the interpersonal
process, but in fact we may find that this is just the point: pausing to become mindful may indeed
involve an internal sense of belonging.
Reflections on The Mindful Brain Copyright (C) 2007 Mind Your Brain, Inc. Daniel J. Siegel, M.D. 5
In recent research, the clinical application of the practice of mindfulness meditation
derived from the Buddhist tradition has served as a focus of intensive study on the possible neural
correlates of mindful awareness. Here we see the use of the term “mindfulness” in a way that
numerous investigators have been trying to clearly define. (Bishop et al, 2004; Baer et al, 2006).
These studies across a range of clinical situations, from medically ill with chronic pain to
psychiatric populations with disturbances of mood or anxiety, have shown the effective
application of secular mindfulness meditation skills taught outside of any particular religious
practice or group membership. These studies have demonstrated positive effects on mind, body,
and relationships.
In many ways, scholars see the nearly 2,500-year-old practice of Buddhism as a form of
study of the nature of mind (Lutz, Dunne, and Davidson, 2006) rather than a theistic tradition. It
is possible to practice Buddhist-derived meditation, and ascribe to aspects of the psychological
view of the mind from this perspective, for example, and maintain one’s beliefs and membership
in other religious traditions. In contemplative mindful practice one focuses the mind in specific
ways to develop a more rigorous form of present-moment awareness that can directly alleviate
suffering in one’s life.
Jon Kabat-Zinn has devoted his professional life to bringing mindfulness into the
mainstream of modern medicine. In Kabat-Zinn’s view, “An operational working definition of
mindfulness is: the awareness that emerges through paying attention on purpose, in the present
moment, and nonjudgmentally to the unfolding of experience moment by moment.” (Kabat-Zinn,
2003, pages 145,146). This “nonjudgmental” view in many ways can be interpreted to mean
something like “not grasping on to judgments,” as the mind seems to continually come up with
reactions that assess and react. Being able to note those judgments and disengage from them may
be what non-judgmental feels like in practice. “On purpose” implies that this state is created with
intention to focus on the present moment. As the Inner Kids program for young children to learn
basic mindfulness skills states, mindfulness is “Being aware of what’s happening as it’s
happening.” (Kaiser-Greenland, 2006)
Kabat-Zinn goes on to note that the Buddhist origins of this view of mindfulness and the
natural laws of the mind reveal “a coherent phenomenological description of the nature of the
mind, emotion, and suffering and its potential release, based on highly refined practices aimed at
systematically training and cultivating various aspects of mind and heart via the faculty of
mindful attention (the words for mind and heart are the same in Asian languages; thus
‘mindfulness’ includes an affectionate, compassionate quality within the attending, a sense of
openhearted, friendly presence and interest). And mindfulness, it should also be noted, being
about attention, is also of necessity universal. There is nothing particularly Buddhist about it. We
are all mindful to one degree or another, moment by moment. It is an inherent human capacity.
The contribution of the Buddhist tradition has been in part to emphasize simple and effective
ways to cultivate and refine this capacity and bring it to all aspects of life.”
Modern applications of the general concept of mindfulness have built on both traditional
skills of meditation and have also developed unique nonmeditative approaches to this human
process of being mindful. A useful fundamental view is that mindfulness can be seen to consist
of the important dimensions of the self-regulation of attention and a certain orientation to
experience as Bishop and colleagues (2004) have proposed: (1) “the self-regulation of attention
so that it is maintained on immediate experience, thereby allowing for increased recognition of
mental events in the present moment” and (2) “a particular orientation toward one’s experiences
in the present moment, an orientation that is characterized by curiosity, openness, and
acceptance.” In the Dialectical Behavior Therapy approach, mindfulness has been described as
“the intentional process of observing, describing, and participating in reality, nonjudgmentally, in
the moment, and with effectiveness” (Dimidjian & Linehan, 2003a, 2003b). These and other
authors acknowledge that mindfulness may also result in common outcomes, such as patience,
nonreactivity, self-compassion, and wisdom. In Acceptance and Commitment Therapy,
Reflections on The Mindful Brain Copyright (C) 2007 Mind Your Brain, Inc. Daniel J. Siegel, M.D. 6
mindfulness “can be understood as a collection of related processes that function to undermine
the dominance of verbal networks, especially involving temporal and evaluative relations. These
processes include acceptance, defusion, contact with the present moment, and the transcendent
sense of self. ” (Fletcher and Hayes, 2006).
A recent synthetic study of numerous existing questionnaires regarding mindfulness
(Baer et al 2006) reveals five factors that seemed to cluster from independently created surveys
were: 1) Nonreactivity to Inner Experience (e.g., I perceive my feelings and emotions without
having to react to them); 2) Observing/noticing/attending to sensations, perceptions, thoughts,
feelings (e.g., I remain present with sensations and feelings even when they are unpleasant or
painful); 3) Acting with awareness/(not on) automatic pilot/concentration/nondistraction (e.g., I
(do not) break or spill things because of carelessness, not paying attention, or thinking of
something else; 4) Describing/labeling with words (e.g., I can easily put my beliefs, opinions, and
expectations into words); 5) Nonjudgmental of experience (e.g., I (do not) tell myself I shouldn’t
be thinking the way I’m thinking).
All of these, except for observing, were found to be the most statistically useful and
reliable constructs in considering an operational definition of mindfulness. They seemed to
reveal four relatively independent facets of mindfulness. Observing was found present more
robustly in these subjects of college students whom meditated regularly. Observation was
considered a learnable skill. Future research needs to clarify it as an independent facet. For now
we will maintain observation in the five facets that Baer and colleagues delineated as we explore
the nature of mindfulness and the brain.
At this point in the scientific endeavor to operationalize a clear definition for mindful
awareness, the most parsimonious approach will be to build on the cumulative wisdom of the
breadth of practitioners and researchers in the field. This will be our framework for exploring the
ways in which this form of mindful awareness may involve the social neural circuitry of the brain
as mindfulness promotes a form of internal attunement.
Reflections on The Mindful Brain Copyright (C) 2007 Mind Your Brain, Inc. Daniel J. Siegel, M.D. 7
This reflection on the nature of one’s own mental process is a form of “metacognition” in
which “meta” signifies something reflected onto itself: thinking about thinking in the broadest
sense. When we have “meta-awareness” this indicates “awareness of awareness.” Whether we
are engaging in yoga or centering prayer, sitting and sensing our breathing in the morning or
doing Tai chi at night, each MAP develops this capacity to be aware of awareness.
Awareness of awareness is one aspect of what we can consider a form of reflection. In
this way, mindful awareness involves reflection on the inner nature of life, on the events of the
mind that are emerging, moment by moment.
Reflections on The Mindful Brain Copyright (C) 2007 Mind Your Brain, Inc. Daniel J. Siegel, M.D. 8
Imagine this situation. Let’s say you’ve stubbed your toe badly and feel the intensity of
the pain. Okay, you may say, I am “mindful” of that pain. Now if you say inside your head
“What an idiot I was for stubbing my toe!” you can be sure that the suffering you’ll experience
will be greater than the pain you have emanating from your toe. You are aware of the pain, but
are not filled with the COAL mind-et. In this case your brain actually creates more suffering by
amplifying the intensity of the pain and belittling you for having the accident. This is all the
difference between intensifying the distress versus coming to feel the pain without suffering.
Diane Ackerman told the story at our Mind and Moment gathering of poets, practitioners,
and psychotherapists about a time when she had an accident in Japan and nearly died. She had
been traversing down a cliff to study some rare birds on a small island and fell, breaking several
ribs and being barely able to breathe. Her description of the event (Ackerman et al, 2006) reveals
how she approached the moment-to-moment encounter with curiosity, openness, acceptance, and
love. This mind-set enabled her to learn from the event, to gather the internal strength she needed
to hold on, literally, and to not only survive in spite of the accident, but to thrive because of it.
This distinction between awareness with COAL and just paying attention with
preconceived ideas that imprison the mind (“I shouldn’t have hit my foot: I’m so clumsy” “Why
did I fall off this cliff? What is wrong with me!”) is the difference that makes all the difference.
This is the difference between being aware and being mindfully aware.
Cultivating mindful awareness requires that we become aware of awareness and that we
be able to notice when those “top-down” preconceptions of shoulds and oughts are choking us
from living mindfully, from being kind to ourselves. Top-down refers to the way that our
memories, beliefs, and emotions shape our “bottom-up” direct sensation of experience. Kindness
to ourselves is what gives us the strength and resolve to break out of that top-down prison and
approach life’s events, planned or unplanned, with curiosity, openness, acceptance and love.
But can we actually cultivate such love for ourselves? Research into mindful awareness
suggests that we can. Our approach to mindfulness as a form of relationship with oneself may
hold a clue as to how this is accomplished. With mindfulness seen as a form of intrapersonal
attunement, it may be possible to reveal the mechanisms by which we become our own best
friend through mindful practice. Would you treat your best friend with kindness or hostility?
Attunement is at the heart of caring relationships of all sorts: between parent and child, teacher
and student, therapist and patient/client, lovers, friends, and close professional colleagues.
With mindful awareness, we can propose, the mind enters a state of being in which one’s
here-and-now experiences are sensed directly, accepted for what they are, and acknowledged with
kindness and respect. This is the kind of interpersonal attunement that promotes love. And this
is, I believe, the intrapersonal attunement that helps us see how mindful awareness can promote
love for oneself.
Interpersonal relationships have been shown to promote emotional longevity, helping us
achieve states of well-being and medical health (Anderson and Anderson, 2003). I am proposing
here that mindful awareness is a form of self-relationship, an internal form of attunement, that
creates similar states of health. This may be the as yet unidentified mechanism by which
mindfulness promotes well-being.
Medical Applications
Sensing the profound importance of this power of mindfulness, Jon Kabat-Zinn began a
project nearly thirty years ago to apply these ancient ideas in a modern medical setting. What
began as an inspiration during a silent retreat led to Kabat-Zinn’s approaching the medical faculty
at the University of Massachusetts Medical Center where he taught. Could he take on the patients
whose situations could no longer be helped by conventional medical interventions? Could he add
anything at all to the recovery of those patients who were treated conventionally? Glad to have a
place where these individuals might find some relief, the medical faculty agreed and the
Reflections on The Mindful Brain Copyright (C) 2007 Mind Your Brain, Inc. Daniel J. Siegel, M.D. 9
beginnings of the Mindfulness-Based Stress Reduction (MBSR) clinic were initiated (Kabat-
Zinn, 1990, 1995).
The MBSR program brought the ancient practice of mindfulness to individuals with a
wide range of chronic medical conditions from chronic back pain to psoriasis. Kabat-Zinn and
colleagues, including his collaborator Richard Davidson at the University of Wisconsin in
Madison, were ultimately able to demonstrate that MBSR training could help reduce subjective
states of suffering and improve immune function, accelerate rates of healing, and nurture
interpersonal relationships and an overall sense of well-being (Davidson et al, 2003).
MBSR has now been adopted by hundreds of programs around the world. Research
(Grossman et al, 2004) has demonstrated that physiological, psychological, and interpersonal
improvements occur in a variety of patient populations. With these consistent findings being so
robust, and a rising interest in mindful awareness practices, it wasn’t surprising that my own field
of mental health would take note and integrate the essence of mindfulness as a basis for
approaching individuals with psychiatric disorders.
Reflections on The Mindful Brain Copyright (C) 2007 Mind Your Brain, Inc. Daniel J. Siegel, M.D. 10
waves at the surface as they come and go. This capacity to disentangle oneself from the chatter
of the mind, to discern that these are “just activities of the mind,” is liberating—and for many,
revolutionary. At its essence, this discernment is how mindfulness may help alleviate suffering.
Discernment also gives us the wisdom to interact with each other with more
thoughtfulness and compassion. As we develop kindness toward ourselves, we can be kind to
others. By getting beneath our automatic mental habits, we are freed to engage with each other
with a deeper sense of connection and empathy.
The clinical mental health implications of mindfulness have been explored in great detail
in a number of texts and special journal editions that offer an excellent set of chapters and articles
discussing various research and practical applications for aspects of mindfulness in
psychotherapy. So this is not the goal here. Instead we’ll be exploring the possible underlying
neural mechanisms of mindful awareness that enable it to promote such a profoundly important
sense of relief from suffering in our daily lives and in clinical practice. These mechanisms, as
we’ve discussed, may be proposed to involve the social circuits of the brain that enable a sense of
love and concern to develop for oneself. This intrapersonal attunement may help us understand
the deeply transformative nature of mindfulness in our lives.
Mindfulness as a Relationship
But how, you might ask, could the private process of mindful awareness be considered a
social experience?
Long before we spent time cultivating our minds with reflection, we evolved as social
creatures. A great deal of the process of our brains at rest, in what is called a default mode,
appears to be neural circuitry correlated with understanding others (Gusnard and Raichle, 2001).
It is the social circuits of the brain that we first used to understand the mind, the feelings and
intentions and attitudes of others. When we view mindful awareness as a way of cultivating the
mind’s awareness of itself, it seems that it is likely harnessing aspects of the original neural
mechanisms for being aware of other minds. As we become aware of our intentions and our
attentional focus, we may be utilizing the very circuits of the brain that first created maps of the
intention and attention of others.
Reflections on The Mindful Brain Copyright (C) 2007 Mind Your Brain, Inc. Daniel J. Siegel, M.D. 11
When we build into this view the COAL way in which we approach our own minds in
mindful awareness, it reminds me of my research days working in the field of attachment: COAL
is exactly what parents who provide secure attachment to their children have as a stance toward
their kids.
In this way, mindfulness can be seen as the development of a loving and attuned
relationship – with your self!
We can propose that the interpersonal attunement of secure attachment between parent
and child is paralleled by an intra-personal form of attunement in mindful awareness. Both forms
of attunement promote the capacity for intimate relationships, resilience and well-being. As
you’ll see, both forms of attunement may have similar integrative influences on the brain itself.
Reflections on The Mindful Brain Copyright (C) 2007 Mind Your Brain, Inc. Daniel J. Siegel, M.D. 12
Zinn on a discussion panel (Ackerman et al, 2005) with much trepidation and excitement. I was
not a meditator and knew no one in the mindfulness field. What if these ideas were a delusion, a
fantasized hope for similarity that was way off the mark? Could it be plausible that an
intrapersonal-form attunement of mindful awareness actually promoted the growth of these
integrative middle prefrontal regions? Could this be the shared mechanism underneath the
seemingly common outcome measures between mindfulness and secure attachment?
Fortunately, Jon Kabat-Zinn confirmed the accuracy of the observation of these as
outcome measures. He went on to extend the idea that this list is not just about research-verified
outcomes, but it is the process of mindful living itself. In fact, one can examine being mindful
through a step-by-step immersion in each of these nine functions (Siegel, 2008a and b).
In this exploration into the mind we examine what in the world mindful awareness,
secure attachment, and prefrontal brain function could have in common.
As we’ll see, much of the research on mindfulness meditation examines the attentional
processes that are thought to be involved in this training of awareness. But if we apply the
emerging findings of social neuroscience (Cozolino, 2006; Goleman, 2007) to a new
understanding of mindfulness as self-relational, could these existing neural studies perhaps be
seen in a new light? What would intrapersonal attunement correlate with on a scan? How would
we picture the neural associations with “being your own best friend”? What would learning to
befriend yourself feel like? And how could we approach helping others, and ourselves, in
perhaps slightly new ways if we conceived of mindfulness as a way of having an attuned
relationship – with your self?
Reflections on The Mindful Brain Copyright (C) 2007 Mind Your Brain, Inc. Daniel J. Siegel, M.D. 13
In fact, one can see that for the mind (regulated patterns of energy and information flow)
to occur, it needs to harness the activity of the brain.
The mind uses the brain to create itself.
I know this may seem different from what you may have read from other views. But this
perspective actually is consistent with the scientific state of our understanding of how mind and
brain are related to each other. There is no need to try to simplify the dimension of one reality
into that of another. Mind is not “just” brain activity. Energy and information flow happens in a
brain within the body and it happens within relationships.
To visualize this perspective we can say that “the mind rides along the neural firing
patterns in the brain” and realize that this riding is a correlation with bidirectional causal
influences.
Relationships among people involve the flow of energy and information, and thus utilize
these riding patterns along neural firing as well. This interconnection among brain, mind, and
relationships will be a triangle of reality that we’ll be returning to again and again.
Here is an important point: relationships shape energy and information flow, as is
happening now through these words in your mind. But the brain’s activity also directly shapes
how energy and information flow is regulated. Right now your brain may be activating certain
firing patterns that distract you from paying attention to the reading. This would impair your
ability to be mindfully aware at this moment in time. A friend may come in to the room and also
distract you, shaping how energy and information flow, the focus of your attention, is occurring at
this moment.
In this way, we can imagine a “triangle of human experience” in which the three points
represent mind, brain, and relationships. None of these three are reducible to the others. In fact,
one can sense that the arrows of influence go in all directions—a tridirectional flow. The mind is
how we regulate energy and information flow. The brain embeds the pathways of energy and
information flow. And relationships are the way we share energy and information flow. This
triangle represents three aspects of the one reality of human experience. A healthy life entails a
coherent mind, integrated brain, and attuned relationships.
Attention to the present moment, one aspect of mindful awareness, can be directly shaped
by our ongoing communication with others, and from the activities in our own brains. Indeed, the
biggest challenges to being present are the patterns of activation in our brains we call “top-down”
influences that continually bombard us with neural firing and mental chatter, keeping us from
showing up in the moment. Mindful awareness is one way to promote a healthy triangle of our
human lives in mind, brain, and relationships. As we move forward in our journey we’ll explore
how we can be influenced by these neural patterns as the mind reaches toward being aware in the
moment.
Reflections on The Mindful Brain Copyright (C) 2007 Mind Your Brain, Inc. Daniel J. Siegel, M.D. 14
of openness to novelty; alertness to distinction; sensitivity to different contexts; implicit, if not
explicit, awareness of multiple perspectives; and orientation to the present. Taking these
dimensions of mindfulness into account within the educational setting may permit students to
deepen and broaden the nature of learning throughout their lifelong careers as learners.
Langer herself (1989) suggests that we be careful about seeing her educational concept
of mindfulness as having the same meaning as the historical and modern use of that term in
contemplative practices. For the time being, we can use the qualifier, “cognitive mindfulness” to
refer to Langer’s important conceptualizations regarding how the mind seems to disentangle itself
from categorizations and routinized ways of perceiving and thinking. Ultimately, this form of
mindfulness is considered “a flexible state of mind in which we are actively engaged in the
present, noticing new things and sensitive to context.” Finding similarities and differences among
these two uses of the term “mindfulness” may help us elucidate the deeper nature of each.
Interestingly, research in both forms has revealed that they are independently associated with
positive outcomes in people’s lives, such as enhanced sense of pleasure and longevity.
Reflections on The Mindful Brain Copyright (C) 2007 Mind Your Brain, Inc. Daniel J. Siegel, M.D. 15
sense of the world. This absence of a focus on mindsight in education is bolstered by technology
driven media that bombard children with stimuli devoid of elements that promote self-
understanding or compassion. Absent self, missing mind, empty empathy.
Do you think it could be possible to wake each other up to simply ask, “why not teach
ourselves about our own minds?” Reflection is the skill that embeds self-knowing and empathy in
the curriculum. Various lines of research suggest that training a child in social and emotional
skills promotes resilience and may harness the neural circuitry of executive function (Greenberg,
in press). Here we see the important overlap of social, emotional, cognitive, and attentional
mechanisms, each reinforcing the others. As we’ve seen, the prefrontal areas may mediate each
of these dimensions of our mental life.
In neural terms, the fourth “R” of reflection would essentially be an education that
develops the prefrontal cortex. This is our “cortex humanitas,” the neural hub of our humanity.
This would be a program of “no prefrontal cortex left behind” that aims to develop the essence of
our human nature, our compassion and empathy for each other, and ourselves. In addition to
reflection being a part of our prefrontal heritage, this integrative region also supports relationships
and resilience, perhaps giving us a fifth and sixth “R” of basic education. We have a fairly clear
idea about how to promote prefrontal growth when we consider the role of attunement in
neuroplasticity: Interpersonal attunement in adult-child relationships promotes the development
of prefrontal functions. The proposed internal attunement of mindful awareness harnesses these
same processes that emerge with prefrontal neural integration and promote a reflective mind, an
adaptive, resilient brain, and empathic relationships.
Ultimately these reflective skills harness our prefrontal capacity for executive attention,
prosocial behavior, empathy, and self-regulation. Reflection is at the heart of both social and
emotional intelligence, offering us the ability to be aware of our own internal states and those of
others so that we can engage in life in a more flexible and compassionate way. Programs that
cultivate social and emotional competence also promote academic success (see the latest results at
CASEL.org).
The overall insights from brain science suggest that how we focus our attention activates
certain neural circuits. With neural activation, the potential is created to enhance the connections
in those regions which can help transform a temporary state into a more long-term trait of that
individual. The experiences we provide as teachers—or as parents or therapists—focus students’
(children’s or patients’) attention, activate their brains, and create the possibility of harnessing
neural plasticity in those specific areas. Coupled with emotional engagement, a sense of novelty,
and optimal attentional arousal, teaching with reflection can utilize these prime conditions for
building new connections in the brain
Much of what may occur in families, classrooms, and within psychotherapy that
promotes mindfulness in the developing person (child, student, patient) has to do with the
presence of the parent /teacher/therapist. Presence is the state of mind that comes with all the
dimensions of reflection: This is the quality of our availability to receive whatever the other
brings to us, to sense our own participation in the interaction, and to be aware of our own
awareness. We are open to bear witness, to connect, to attune to our students’ internal states.
This is professional presence that entails us being personally present.
The attunement of the teacher with students creates the grounding for them to become
mindful: We see our selves in the eyes of the other, and when that reflection is attuned, we have
an authentic sense of ourselves. When the other has presence, when his or her reflective skills
permit mindful awareness, then in that moment we are seen with authenticity and directness.
When parents have reflective capacities that are able to provide that attunement within attachment
relationships that can promote such reflective ability to be nurtured in the child (Fonagy and
Target, 1997). Here we see the idea that internal reflection and attunement each contribute to a
secure attachment which in turn supports the development of these capacities for reflection and
attunement in the child.
Reflections on The Mindful Brain Copyright (C) 2007 Mind Your Brain, Inc. Daniel J. Siegel, M.D. 16
And so before you as a teacher (or therapist in the role of teaching to alleviate suffering
in patients) ever “do” something, being present yourself is an important start. Once you
embrace the intention to be open and in the present, there are specific ways in which people of all
ages can be encouraged to reflect.
The overarching idea is that what teachers provide can directly develop life-enhancing
skills: Life can become more flexible, meaningful, and connecting. Children can develop
reflective capacities through skill training that have long-lasting impacts that promote well-being.
With reflection, students are offered a neural capacity to socially, emotionally, and academically
approach life with resilience. What a gift for healthy development.
Reflections on The Mindful Brain Copyright (C) 2007 Mind Your Brain, Inc. Daniel J. Siegel, M.D. 17
As reflective dialogue becomes internalized the individual can develop a new source of
insight into her own mind. Life is transformed when mindsight is developed: Being able to “be”
with whatever arises is greatly helped by being able to “see” what it is that is arising as in fact a
transient activity of the mind itself, not some fixed entity that can take over the person’s life.
Sometimes words can be of great help in setting the stage for seeing this dynamic and non-verbal
world of the mind. These dialogues may be of central importance in helping children in families
and patients in therapy develop the reflective thinking needed to sense the mind itself. When
offered with mindful learning principles in mind—with the state of the learner, the conditional
nature of learning, and the sensitivity to contexts and distinctions as a part of the dialogue—then
reflective conversations can create new states of mindful awareness.
But words by themselves are often not enough. As they point a finger to the direction of
experience, the conceptually-based words should be supplemented by our other streams of
awareness: sensation, observation, and knowing.
Teaching of mindfulness involves developing the skill of direct sensory experience and
the observational focus on the non-verbal world. If we imagine four streams of awareness we can
sense how therapy may utilize mindful reflections. The stream of sensation becomes an important
grounding point in which to wake up the mind often drowning beneath the waves of anxiety or
depression, fear or numbing, that as “symptoms” have taken over the spacious state of mindful
awareness—what can be called the hub of the mind. If the mind’s awareness is metaphorically
seen as a wheel, then we can imagine the central hub being an open awareness capable of sensing
anything on the rim. Spokes from the central hub emanate outward to the rim which respresents
anything we might be aware of: the first five senses, the sixth sense of the body, the “seventh
sense” of the mind, and an eight sense of our relationship to others and the larger world in which
we live. Mindful awareness can be envisioned as a widening and strengthening of the hub of the
mind’s wheel of awareness. With mindful training, we come to sense that elements on the rim
are not the totality of who we are, but activities of the mind that come and go like ripples on the
surface of a pond.
We filter the experience of awareness through at least four streams of information flow:
The first is sensation. Learning to dive into sensation can be frightening, especially for those
who’ve experienced trauma and are avoiding being aware of the body. Here we see that the
balance of all of the streams in actual clinical practice becomes essential. Observation is crucial
to enable people to decouple automatic mental processes, such as flashbacks or intrusive
memories, as well as habits of mind such as derogatory internal voices or emotional reactivity.
Additionally, the conceptual understanding of the nature of these processes, and their neural
correlates, can help dis-engage the mind’s stormy activity. Within the non-verbal sharing,
interpersonally and internally, a deeper sense of a non-conceptual knowing about healing and
well-being often illuminate a sense of the innate drive toward a more integrated state of mental
health. These four streams can be recalled by the acronym, SOCK: sensation, observation,
concept, and knowing. The integration of these four can often be experienced as a sense of
direction, a “glimmer of hope,” or an image of healing. As these work together for the fullness of
experience, the non-conceptual knowings are often hard to articulate with words and sometimes
are felt as “insights” that emerge as shifts in perspective, a new frame of mind, rather than an
outright word-based thought that can be easily shared.
Psychotherapeutic approaches that utilize mindfulness offer well-developed non-verbal
exercises that enable the individual to dip into direct sensation beneath the veil of words that may
often conceal the mind’s pain. This sensory immersion enables the individual to disengage from
those bottom-up enslavements at the root of suffering. Using imagery and body observation,
intentional movement exercises, sensing emotion and enhancing awareness of the present
immersion in direct experience, these techniques help build the skills of mindfulness. For
example, in MBSR a focus on the sensations of eating a single raisin over many minutes
enhances the individual’s sensitivity to the sensory stream of awareness. Likewise, the body scan
Reflections on The Mindful Brain Copyright (C) 2007 Mind Your Brain, Inc. Daniel J. Siegel, M.D. 18
enables the mind to open its receptivity to the subtle sensations from throughout the soma that are
so often excluded from our day to day living (see Kabat-Zinn, 1990).
The benefits of mindfulness may also be attained through the experience of mindful
awareness practices (MAPs) offered outside of therapy itself. MAPs include such practices as
mindfulness meditation (Kornfield, 1991, in press; Kabat-Zinn, 1990), yoga (Brown and Gerbarg,
2005a and 2005b), Qigong (Jones, 2001; and Chen, 2004) and Tai’ chi chuan (Wall, 2004; Irwin,
2005). These MAPs share a deep focus on one’s on intention and are coupled with the awareness
of awareness. For some patients, suggesting the enrollment in classes that teach these MAPs may
be an important adjunct to work in the therapeutic sessions.
I have also found that teaching people to focus on the wheel of awareness in their own
minds has been extremely useful. As briefly introduced above and to review here, in this model,
the rim represents all of the elements that may enter awareness, the hub represents the awareness
itself. On the rim are the domains of the first five senses that bring in data about the outside
world, a sixth sense of the body, a seventh sense of the mind’s thoughts, feelings, perceptions,
memories and beliefs, and perhaps an eighth sense of our relationships with others, and perhaps
the larger world. Developing mindful awareness and this conceptual framework of the metaphor
of the mind’s wheel of awareness can enable patients to develop their middle prefrontal regions
and insular cortex to promote the executive functions inherent in mindfulness. Mindfulness
training may involve the development of the ability to discern different modalities of awareness,
such as those of sensing, observing, conceiving, and non-conceptual knowing (Siegel, 2007).
Teasing apart the differentiated aspects of mental function, such as these forms of awareness, then
allows the individual to link them together in new combinations. This is the essence of
integration: the linkage of differentiated elements into a functional whole. Our integrative
prefrontal regions may play an important role in these executive functions and in mindfulness
itself. These very regions appear to grow with mindfulness practice, as supported by the work of
Lazar and colleagues (Lazar, et al., 2005). These skills help promote a sense of well-being and
improve interpersonal relationships and physiological health that come from the wisdom of these
ancient practices. Could you really ask for more?
Recall that the mind uses the brain to create itself, and so in certain situations we can ally
ourselves with the mind to create more integrated functioning in the neural system itself.
Disengaging automatic reactions makes a huge difference and is one example of this in which we
have bodily reactions that we come to feel enslaved by that in many cases we can actually
improve. For example, a number of individuals who come to therapy for anxiety breathe
primarily with their chests, something we do in a state of danger in preparing ourselves for flight
or fight responses. After being taught how to become aware of their body and to then breathe
with the abdomen, a basic technique of yoga, many individuals experience a great reduction in
their anxiety. There are many steps, for example, to the treatment of obsessions and mood
disturbances, that can specifically help disengage from the automatic reinforcements that
exacerbate an anxiety or dysphoria into a full-blown disorder. Ultimately when we teach
reflection, we are giving a lifelong gift of mindful self-regulation. “If you give a person a fish, she
eats one meal; if you teach her how to fish, she can eat for a lifetime.”
In addition to gaining some distance in learning about the brain’s role in a pattern of
mind, helping the individual to attain a state of reflective awareness is often essential. To achieve
this receptive, self-observant, and reflexive capacity, elements of the time-tested mindfulness
meditation can be extremely useful. Recall that the word “meditation” simply means the
cultivation of the mind, and so this is truly a skill-building exercise that helps develop a mental
ability. In this case, that ability is one of reflection.
Mindfulness meditation enhances the very circuits involved in insight and empathy.
There is something about the resonance in interpersonal attunement and in intrapersonal
attunement that seems to promote a deep sense of well-being. A young teenager in my practice
recently said to me in a session after he had been quite upset about something and then, after
Reflections on The Mindful Brain Copyright (C) 2007 Mind Your Brain, Inc. Daniel J. Siegel, M.D. 19
feeling understood by me, he said “wow, I feel so much better now that I’ve told you about this–
how does this happen in the brain?” In many ways, internal attunement creates that deep sense of
feeling felt. With mindfulness, I believe, we come to feel felt in a genuine way by ourselves. This
is internal attunement.
What would happen if we promoted intrapersonal attunement, that luminous space of
possibility for resonating that then, as all the studies show and experience has demonstrated,
promotes interpersonal resonance and compassion with each other? What a different world we’d
have.
The challenge for us all is to see life as a verb, not a noun. We cannot hold on to the fluid
river of life, guarantee the certainty of facts, the universality of rules. As my dear friend and
colleague, the late John O’Donohue, loved to say in his partial poem, “Fluent”: I would love to
live as a river flows, carried by the surprise of its own becoming.” (O’Donohue, 2008). We need
to not only tolerate ambiguity, but learn to treasure its secrets, to flow with presence and
compassion. Being is a moving entity that never ceases to lead us down its winding path.
Embracing this dynamic nature of our transient lives liberates us from the prison of our efforts to
run from this reality. In mindful awareness, within the reflective hub of our minds, we can
welcome this truth into our hearts, and into our collective lives.
We can nurture in each other an access to a core self deeper than personal identity, that
core of being that we all share beneath the adaptations of everyday life and the constrictions of
habits of our personality. Perhaps gaining access to this deeper self is the common ground we
can share as we bring mindfulness to each other. At that mindful place, there may be a path
toward healing our global community one mind, one relationship, one moment at a time; since
kindness is to our relationships, on this precious and precarious planet, what breath is to life.
Reflections on The Mindful Brain Copyright (C) 2007 Mind Your Brain, Inc. Daniel J. Siegel, M.D. 20
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