The Oxford Handbook of Philosophy of Social Science 2012
The Oxford Handbook of Philosophy of Social Science 2012
The Oxford Handbook of Philosophy of Social Science 2012
Harold Kincaid
Petri Ylikoski
DOI: 10.1093/oxfordhb/9780195392753.013.0002
This article, which takes a fresh look at micro–macro relations in the social
sciences from the point of view of the mechanistic account of explanation,
introduces the distinction between causal and constitutive explanation. It
then discusses the intentional fundamentalism, and challenges the idea that
intentional explanations have a privileged position in the social sciences.
A mechanism-based explanation describes the causal process selectively.
The properties of social networks serve both as the explananda and the
explanantia in sociology. Knowledge of the causal mechanisms is vital in
the justification of historical causal claims. The intentional attitudes of
individuals are also important in most mechanism-based explanations of
social phenomena. It is important to pay closer attention to how real macro
social facts figure in social scientific theories and explanations.
2.1. Introduction
The idea that social scientific explanations are based on causal mechanisms
rather than covering laws has become increasingly popular over the last
twenty years or so (Hedström and Ylikoski 2010). Interestingly, a similar
mechanistic turn has occurred also in the philosophies of biology and
psychology (Wright and Bechtel 2007). Until recently, the connections
between these two emerging traditions for thinking about mechanisms
have been rare. The aim of this chapter is to employ ideas developed
by philosophers of biology to address some issues that the advocates of
mechanisms in the social sciences have not yet systematically addressed.
I argue that ideas about levels of explanation and reductive research
strategies, which were originally developed in the context of cell biology and
neuroscience, can be fruitfully adapted to the social sciences. They can both
strengthen the case for mechanism-based explanations in the social sciences
and bring the philosophy of social science debates closer to social scientific
practice.
The chapter is structured as follows. In the first section, I will take a look
at recent work on mechanism-based explanation. While I suggest that the
mechanistic account of explanation presupposes some more fundamental
ideas about explanatory relevance and causation, I also argue that it
provides a fruitful tool for thinking about micro-macro relations in the social
sciences. In the second section, I will criticize a common philosophical way of
formulating the micro-macro issue and provide my own characterization that
is not dependent on the assumption that there is a unique or comprehensive
micro level. The third section introduces the distinction between causal and
constitutive explanation, and argues that this distinction helps to make sense
of the call for microfoundations in the social sciences. The final section will
take on a doctrine that I call intentional fundamentalism, and it challenges
the idea that intentional explanations have a privileged position in the social
sciences.
While I think all the above ideas are important advances in understanding
explanatory reasoning in science, it is not necessary to assume that the
notion of mechanism is the ultimate solution to all problems in the theory of
explanation. On the contrary, the mechanistic theory presupposes accounts
of explanatory relevance, causation, and the nature of generalizations that
provide the basis for mechanisms. The notion of mechanism should not be
treated like a black box. I have argued elsewhere (Hedström and Ylikoski
2010; Ylikoski 2011) that if the mechanistic ideas are combined with the
theory of explanation developed by James Woodward (2002, 2003), we can
get quite far in solving these problems. While for the present purposes we
do not have to consider in detail the relation between mechanisms and
generalizations, some comments on explanatory relevance are in order as
later arguments depend on it.
The mechanistic stance also gives reasons for rethinking the notion of
levels. According to the traditional layer-cake conception, there is a neat
hierarchical layering of entities into levels across phenomena, and the
scientific disciplines (e.g., physics, chemistry, biology, psychology, sociology)
are distinguished from each other by the level of the phenomena that they
are studying (see Oppenheim and Putnam 1958). From the mechanistic
point of view, this way of thinking unnecessarily drives together levels of
nature and science, and misleadingly suggests that the levels are both
comprehensive and the same independently of the investigative context
(Craver 2007). The actual scientific disciplines do not match neatly with the
metaphysical picture of levels of organization or reality. And while there are
many problems in a serious characterization of the metaphysical picture of
levels, there do not seem to be any particularly good reasons to accept such
a metaphysical constraint for an account of scientific explanation.
A useful starting point is the observation that macro social facts are typically
supra-individual: They are attributed to groups, communities, populations,
and organizations, but not to individuals. There might be some attributes
that apply both to individuals and collectives, but typically macro social
properties, relations, and events are such that they are not about individuals.
All these statistical macro social properties are inferred (or estimated) from
data about the members of a population. There is no other way to access
them. However, it does not make any sense to attribute these properties
to individual units. Another important thing about these macro social facts
is that the units of these statistics do not have to be individuals; they can
as well be families or firms. It is noticeable that statistical macro properties
are in no way dependent on the members’ beliefs and attitudes about them.
The members of the population can have false, or even crazy, beliefs about
distributions and frequencies that characterize their own society.
The properties of social networks serve both as the explananda and the
explanantia in sociology. As an example of the latter, consider the notion
of a structural hole (Burt 1992), which is used to explain the differences in
agents’ ability to access information and in their opportunities to influence
social processes. In these explanations the structure of the network plays
an irreducible role, and it is quite natural to think of the social network as
a large-scale social phenomenon influencing local interactions between
individuals. In contrast, it is very difficult to think about them in terms
of social and individual levels. As social networks are attributes of the
population, it would be quite a stretch to call social networks individual
properties. But if they are macro-level properties, what would be the
individual-level properties that could be regarded as their bases? Collections
of relevant individual relations, one might suggest, but that would be just a
vague way to talk about networks. Things are simpler if one does not have to
bother with such questions. A network is simply a more extensive entity that
is constituted by more local relations and it can have properties that are not
properties of its components.
Organizations as entities can have many properties that are not properties
of their members. They can even have goals that are not the personal
goals of their members, and some organizations are treated as legal
persons. This has convinced many that organizations are real entities that
should be treated as a separate ontological category. I do not have strong
opinions about issues of ontological bookkeeping, as it is remembered
These examples of macro social facts suggest a kind of flat view of society
in which the difference between micro and macro is one of scale, not of
different levels. The large-scale facts about distributions, frequencies,
interactions, and relations have an irreducible explanatory contribution
to make, but there is nothing comparable to the mind-brain relation. As a
consequence, the metaphor of levels that underlies the layer-cake model
does not really help to make sense of the issues that social scientists
First, there are some philosophical advantages. As I will argue in the next
section, once we give up the image of levels, we get rid of the problem
of causal exclusion that arises from the image of causally competing
levels. There is no problem of downward causation as there are only causal
influences from large-scale things to small-scale things and descriptions of
large-scale things at various levels of abstraction. The problem is replaced
with the more down to earth problem of explanatory selection: Under which
description can we formulate the most robust claims about counterfactual
dependence? Secondly, we no longer have to face the problem of finding an
acceptable definition of the comprehensive individual level so that we can
argue for or against methodological individualism. We can start analyzing
real social scientific explanations instead and focus our attention on the
possible contributions that large-scale things make to those on a smaller
scale and what kinds of causal mechanisms mediate these influences.
This change in framing also has some advantages when considering relations
between disciplines. The division of labor between psychology and the
social sciences is justified by differences in scale and the importance of
large-scale relations and interactions, not in terms of independent and
autonomous levels of reality. This guarantees that the social sciences will
never be reduced to psychological sciences. However, thinking in terms of
scale also cuts down the false aspirations of disciplinary autonomy. When
the social scientists are denied their own autonomous level of reality, the
ideal of completely psychology-free social science becomes less appealing.
It should be an empirical matter whether the details of human cognition
matter for social explanation. It might be that is some cases it makes good
mechanistic sense to incorporate some processes on the sub-personal level
in the explanatory theory. I will return to this possibility in the final section.
Not only are the principles of explanatory relevance similar, so are the
explanatory questions. This leads easily to confusion. Consider the question:
“Why is this glass fragile?” The question is ambivalent: It could either mean
“How did the glass become fragile?” or it could mean “What makes the glass
fragile?” The first question is causal; the latter question constitutive. The
answer to the causal question will tell us about the causal history of the
glass—it will specify the crucial features of the process that led to the object
being fragile rather than robust. The answer to the constitutive question will
not focus on earlier events. It will detail the relevant aspects of the object’s
molecular structure that makes it fragile. So while the explanation-seeking
questions may look the same, the request for explanatory information is
quite different. Without a clear understanding of the differences between
causation and constitution, some confusion is bound to occur. This is also
the case in philosophy of social sciences. For example, it is quite a different
thing to explain how a regime became stable than to explain what makes
it stable. While some of the facts cited by both explanations might be the
same, they are addressing different explananda: One is focused on how
For all social macro properties, one can ask both constitutive and causal why-
and how-questions. (Although for some statistical properties the constitutive
questions are relatively trivial.) The first sort of questions asks how the
macro properties are constituted by the micro-level entities, activities, and
relations. The aim is to track how the details of macro-level facts depend
on the micro details. The question is often how the macro facts would have
been different if some of the micro facts had been different in some specific
way. These questions can also be characterized in terms of interventions:
How would the macro facts change if some of the micro facts were changed?
Notice that here intervention is a causal notion (all change happens in time),
but the dependence of interest is constitutive.
The causal questions about the macro social properties are concerned
with their origin, persistence, and change. These explanations are tracking
Following Hedström and Swedberg (1998, 23), I refer to the arrows in figure
2.1 as situational mechanisms (arrow 1), action-formation mechanisms
(arrow 2), and transformational mechanisms (arrow 3). The situational
mechanisms describe how social structures constrain individuals’ actions
and cultural environments shape their desires and beliefs, the action-
formation mechanisms describe how individuals choose their preferred
courses of action among the feasible alternatives, and the transformational
mechanisms describe how individual actions produce various intended and
unintended social outcomes.
Why whould anyone believe in [P]? One plausible suggestion is the following:
The belief in [P] arises from a straightforward confusion between justification-
seeking and explanation-seeking why-questions. It makes sense to ask how
well justified are those things that one appeals to in justification of one’s
beliefs. It also makes sense to ask whether one is justified in believing the
things that one appeals to in one’s explanation. However, justifying one’s
belief in Y is not the same as explaining why Y is the case.
Another reason for the failure of the regress argument is that intentional
explanations lack the special properties assumed by the argument. If
one accepts the mechanistic account of explanation, as many advocates
of rational choice sociology do, such a special status does not make
2.6. Conclusions
References
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Notes:
(1) . There are some exceptions. For example, Wendt (1998) distinguishes
between causation and constitution. However, his discussion of constitution
is very confused. His notion of constitution covers not only the constitution
of causal capacities, but also causal preconditions, definitions, and other
conceptual relations. The standard philosophy of science notion that I am
using is limited only to the constitution of causal capacities.
(2) . The key issue here is not whether these authors would ultimately
subscribe to intentional fundamentalism. I am only claiming that in these
passages they argue as if intentional fundamentalism is correct.