18 - Expatriate Manager Adjustment
18 - Expatriate Manager Adjustment
18 - Expatriate Manager Adjustment
An exploratory
Cross-cultural conflict and study
expatriate manager adjustment
An exploratory study
837
Avan Jassawalla, Ciara Truglia and Jennifer Garvey
Jones School of Business, State University of New York at Geneseo,
Geneseo, New York, USA
Keywords Expatriates, Cross cultural studies, Managers, National cultures
Abstract A key reason for the return of expatriates before the official end of their foreign
assignment is the uncertainty and frustration resulting from poor cross-cultural adaptation. The
literature provides this general, normative view without much to say about the interpersonal
conflict expatriates experience in the workplace abroad caused by cultural differences. Our
exploratory study finds that conflicts with co-workers in host countries occur frequently causing
high stress and discomfort, and provides three specific sources of conflict as recounted by sample
managers. The implications of our findings include: selecting expatriate managers with high
emotional intelligence, providing extensive pre-departure cultural training that consists not only of
cultural facts but also interpersonal skills such as active listening, conflict management, and ethical
reasoning, utilizing sensitivity training techniques to better prepare managers for new situations,
and sending the expatriate on one or two pre-sojourn visits to familiarize themselves with the host
culture and workplace norms even before the actual expatriate assignment begins. An additional
implication is training the host-country workers, particularly those who will work most closely with
the expatriate manager, on home country cultural beliefs and workplace norms. We aim to
stimulate managerial thinking and further research on the workplace conflicts that challenge
expatriates managers.
When expatriate managers return before the official completion of their overseas
assignments, the stress and low job-satisfaction resulting from culture shock is often
blamed (Newman et al., 1978). Many who stay until completion also reportedly struggle
with cross-cultural adaptation and operate at decreased capacity (Cavusgil et al., 1992).
This results in lowered return on investment for the firm, and lowered self-esteem and
slower career development for the expatriate (Yavas and Bodur, 1999). Why does this
happen? From what is currently written, one of the principal causes seems to be the
inability of expatriate managers to deal with cross-cultural adaptation – a broad term
that includes issues related to differences in culture and language, living conditions,
uprooting spouses and families, and working harmoniously with co-workers with
different cultural backgrounds (Yavas and Bodur, 1999).
Our recent study of expatriates suggests that while a host of cross-cultural issues
are important, none is more important than issues of interpersonal conflict arising from
cultural differences. The general notions in the literature about the impact of
cross-cultural adaptation fail to reflect this reality. For those interested in the specifics
Management Decision
This paper is based on research supported by the Center for International Business (CIB), Jones Vol. 42 No. 7, 2004
School of Business, State University of New York at Geneseo. The authors wish to thank CIB for pp. 837-849
q Emerald Group Publishing Limited
their support and the anonymous reviewers of Management Decision for their constructive 0025-1747
feedback. DOI 10.1108/00251740410550916
MD of managing or preventing conflict situations during their foreign assignments, the
42,7 literature offers little in the way of actionable insights.
In this paper, we take the initiating steps towards understanding interpersonal
conflict as the key component of cross-cultural adaptation. Based on an exploratory
study of 13 overseas assignments described by eight expatriates, we discuss how
interpersonal conflict in the workplace is inherent to cross-cultural experiences of
838 expatriates, identify some of its causes, and show what firms do and fail to do. Our
small sample size, consistent with our exploratory intent, generates learning aimed at
stimulating thinking and identifying useful avenues for new research and not
generalizable findings.
Research methodology
Through in-depth interviewing, we studied 13 overseas assignments experienced by
eight former expatriates from nine firms (i.e. one expatriate recalled two experiences
with two separate firms, and several recalled more than one experience in the same
firm). The participants had served in Brazil, Canada, Germany, Hong Kong, Japan,
Switzerland, UK, and Venezuela. Seven participants (five males and two females) were
US citizens, who had spent one or more years on foreign assignments for American
firms. One participant was a current expatriate from the UK, and assigned to his
British firm’s New York City branch for the past 1 year. Participants represented
high-technology manufacturing, consulting, banking, and software development firms.
This reflects a convenience sample based on multinational companies and expatriate
managers who were available and willing to be interviewed in person.
We asked several open-ended, literature derived questions to each participant
during our depth-interviews:
(1) What was the nature of each expatriate assignment you experienced?
(2) What were the key challenges you faced during each overseas assignment?
(3) What were the cultural differences you found most challenging?
(4) Which personal strengths did you find most helpful during your overseas
assignment?
(5) What types of training (and other types of support) did you receive from your
firm?
(6) What are your recommendations for future preparation of expatriate managers?
While these questions were asked to each participant, and in the same order, the
interviews were strongly shaped by the probing questions we posed to seek further
details and actual examples. We also practiced active listening aimed at motivating
each interviewee to provide more descriptions and explanations. As active listeners,
we suspended judgment, listened attentively, used eye-contact, and paraphrased each
interviewee’s responses to indicate our understanding and to provide opportunities for
clarification or additional information.
MD Each interview lasting about 45 min was tape recorded and transcribed. The
content analysis of interview transcripts, based on guidelines provided by Bogdan and
42,7 Biklen (1982) and Miles and Huberman (1994), was highly iterative. We initially coded
the transcripts and identified broad commonalities and differences. Then we identified
the emerging themes and patterns in the data and reinforced them with actual
instances from the transcripts (i.e. using managerial responses). To ensure inter-coder
840 reliability, we separately analyzed the transcripts, compared and contrasted the
findings from each interview, independently derived themes and patterns, and
collectively reconciled these as presented next.
Learning
When we asked managers about the most challenging aspect of their experiences while
on foreign assignments, all recount the difficulty with interpersonal conflict situations
they encountered in the workplace as a result of cross-cultural issues. While we
expected and anticipated discussion of problems associated with adjusting to new
living conditions, managing spouses and family in new environs, and living with new
cultural norms and mores, we found issues of cross-cultural conflict focal in
their consciousness. Moreover, despite the literature’s strong advocacy for training, its
actual incidence in practice was dramatically low. To fully explicate the
cross-culturally rooted interpersonal conflict experiences of expatriates, we next
focus on the chief causes of conflict, how managers coped, and what their firms did or
did not do.
Implications
While our learning concurs with the literature that has stressed: selection based on
personality traits, pre-departure training, a focus on adjusting to new housing (and
other) arrangements for family, and developing new interpersonal relationships in the
host environment, expatriate voices provide new perspectives into areas that deserve
additional academic scrutiny. Because they find themselves unprepared and often
overwhelmed by conflict situations, sample managers stress the importance of
preparedness. Their voices point to the naivety of selecting expatriates based only on
technical skills and a track record of success in the home environment, and expecting a
replication of their performance in foreign locations.
In terms of value added implications from our study, there are four issues we can
derive from the integration of our learning with current thinking in the literature. Two
caveats are important, however, at this juncture. First, because they emerge mostly
from the voices of American expatriate experiences in foreign locations, our
implications are more likely to speak to American businesses with operations overseas
than to others. Second, because they emerge from an exploratory study, our
discussions are not presented as generalizable implications but as issues that deserve
the attention of managers and scholars.
Selecting expatriates
Concurring with the literature, we learn that expatriates’ personality matters.
Flexibility, optimism, enthusiasm and humility seem to help expatriates adjust and
manage interpersonal conflict. This learning concurs strongly with current views of
expatriate selection which conclude that:
.
majority of firms use technical competence as the sole selection criterion but
technical skills are insufficient in helping expatriates with adjustment issues
(Sanchez et al., 2000);
. managing cross-cultural conflicts relies more on personality traits (Caligiuri,
2000); and
.
selection and training combined can help expatriate managers with An exploratory
cross-cultural adaptation (Odenwald, 1993). study
Similarly, our learning also concurs with writings that show the importance of
openness and sociability (Caligiuri, 2000), patience and tolerance for ambiguity (Yavas
and Bodur, 1999), self-confidence and willingness to change (Forster, 2000) as
personality traits of successful expatriates.
What the literature has yet to adequately discuss are practical issues of actual 845
expatriate selection, i.e. the literature has failed to significantly address the practical
question focal in the minds of HR managers: how should potentially successful
expatriates be identified? In this regard, we find clear advantages in integrating the
thinking that has occurred in the area of emotional intelligence (EI) with our learning
about better selection of expatriates (Goleman, 1998). For instance, Goleman contends
that while IQ has long been used as a measure of a manager’s competence, EI is equally
good if not a more important indicator (Dulewicz and Higgs, 1999). Moreover, the
potential advantages of integrating this stream of thinking are clear from the evidence
that shows enhanced performance of salespeople (Sojka and Deeter-Schmeiz, 2002),
accountants (Kirch et al., 2001), and leaders (Cooper, 1997; Goleman, 2000; Sosik and
Megerian, 1999) upon the application of EI concepts.
Table I shows the links we derive between Goleman’s EI dimensions and the personal
traits and abilities of expatriates we identify from our study as those that relate to
effectively managing interpersonal conflict in cross-cultural situations. For instance,
applying the notion of EI to our context suggests that expatriate selection should be
based on: self-awareness; i.e. the ability to recognize one’s own emotions, moods, and
reactions; self-regulation, i.e. one’s intuitive ability to control or express emotions,
suspend judgment, and deal with ambiguity; self-motivation, i.e. one’s resilience and
Self awareness Knowledge of differences between home and host cultures, realization
of the impact of cultural values on performance, admitting initial
difficulties in adjusting to new cultural norms and seeking help
Self regulation Being open to new perspectives, managing uncertainties with self
learning and improvement, resisting the urge to impose own values on
host culture, understanding the link between host culture and
cross-cultural conflicts, being flexible and patient when uncomfortable
situations arise
Self motivation Maintaining optimism in the face of new challenges, effectively
handling stress, seeking new ways of achieving assignment goals,
consciously balancing advantages of overseas assignments against
challenges and stressors
Empathy Listening skills, sensitivity to differences, asking questions and
seeking to understand before reacting, willingness to change so as to
show respect for others, openly sharing information that provides
others with more understanding, respecting opposing view points
Social skill Being outgoing, smiling and friendly, building friendships, seeking Table I.
common ground despite cross-cultural differences, being open-minded EI components and
and engaging in discussion rather than passing judgment, socializing selection criteria for
and communicating informally to build rapport and future cooperation expatriate managers
MD ability to persevere despite obstacles; empathy, i.e. one’s ability to place oneself in
42,7 another’s shoes and understand differences in values and perspectives; and social skill,
i.e. one’s ability to build relationships by seeking commonalities and friendships
regardless of differences.
How can the EI of potential expatriates be assessed in practice? For drawing
inferences about the EI quotient of potential expatriates, there are clear advantages in
846 conducting face-to-face interviews and posing situational and behavioral questions
over paper-pencil tests (Goleman, 1998). In such interviews, questions are posed in the
form of hypothetical situations that expatriates are known to face, and candidates are
asked to imagine themselves in such situations and describe the actions they are most
likely to take (Latham et al., 1980). Behavioral questions are also used to inquire into
actions candidate have taken in the past. The premise of behavioral interviews is
simply stated: past actions are good predictors of future performance ( Janz et al., 1986).
Other avenues that Goleman (1998) recommends for evaluating the EI quotient of
potential candidates include surveys of previous and current co-workers and
supervisors. In sum, therefore, while scholars have studied expatriate selection
and many have advocated selection based on personality traits, our findings implicate
two specific areas for future research:
(1) actual selection methods used by multinationals to assess personality traits and
interpersonal skills; and
(2) link between expatriates’ EI and success in handling workplace conflicts
overseas.
Training expatriates
Our study identifies several new areas for training the better prepared expatriate.
Current thinking advocates two types of training:
(1) language training for improved communication in the host environment
(Andreason, 2003); and
(2) cultural training for intelligent responsiveness in different psychosocial and
cultural milieus (Tung, 1982; Yavas and Bodur, 1999). Descriptions of best
practices in expatriate training are also reported in the literature (Tung, 1987).
There are, however, two issues relevant to real-world expatriate experiences that
remain unaddressed. First, expatriate training in any meaningful form seems largely
absent in practice, resonating with the writings of Forster (2000) and Leiba-O’Sullivan
(1999). We find that pre-departure training, when it occurs, is often limited to provision
of materials to familiarize managers with facts about the host-country and the key
aspects of their overseas assignment. Second, while we can see how pre-departure
training in language and culture can be useful to expatriate managers, such training
seems inadequate for managing some of the key challenges of their day-to-day reality;
i.e. unexpected situations that require extensive renegotiation, ethical dilemmas that
defy solutions, and the loss of composure and temper that can severely impede
effectiveness. Provision of facts and figures, and language training, however, does not
make a training program. Our study implicates pre-departure training in skills such as
active listening, ethical reasoning, and conflict management. Additional research and
new thinking about training is clearly needed for developing well-prepared expatriates.
In this regard, the use of sensitivity training to help expatriates suspend judgment, An exploratory
listen, reason, and win hearts and minds in foreign locations is clearly implicated. Our study
sample suggests that they need to learn:
.
new and effective ways of building relationships and trust with people in foreign
locations; and
.
informed perspectives into how host nationals define and interpret situations, and
why they behave the way they do in light of their culture-bound interpretations. 847
While scholars have referred to the importance of such sensitivity training (Cavusgil
et al., 1992; Dowling et al., 1999), and computer-assisted learning modules seem
available (Cushner and Landis, 1996), practice has trailed the thinking in the literature
by a wide margin. We urge future research on:
.
types and methods of pre-departure training that firms actually provide their
expatriate managers; and
.
contrasting those expatriates who receive interpersonal skills training versus
those who do not in terms of their cross-cultural adjustment.
Pre-sojourn visits
Managers we interviewed report great benefits and learning when the company
sponsored a visit for the expatriate and his/her spouse to the host-country months
before the start of the overseas assignment. Such a visit provided them the opportunity
to become intensely aware of:
.
The nature and extent of culture shock that can occur, and the nature and extent
to which one’s familiar vocabularies, expressions, and modes of conduct fail to
produce desired responses from host nationals; and
.
Reinforce the commitment to intensify/accelerate language training.
Pre-departure visits, we learn, serve as trial runs that help managers get a
second chance at making first impressions (Forster, 2000; Yavas and
MD Bodur, 1999). Additional research is needed to gain an understanding of the cost
42,7 and benefits of such pre-sojourn visits over the long-term.
Conclusion
Cross-cultural adaptation is the biggest challenge that derails expatriate success. Our
848 study sheds light on one key area of adaptation and provides multiple guidelines for
human resource managers and senior executives hoping to ensure expatriate success.
Managerial voices seem to urge firms to:
.
focus on helping expatriates understand and manage conflict situations arising
from cross-cultural differences;
.
use emotional intelligence assessment as a vital part of selection;
.
enhance training content and methods to prepare participants for the day-to-day
reality of interacting with host nationals;
.
train key host nationals for collaborating with expatriates; and
.
create opportunities for lower-stress, familiarizing pre-sojourn visits.
Additional exploratory research that can access a wider array of experiences and
voices promise to shed light on these important components of managing vital human
resources in foreign locations.
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