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Aims A substantial proportion of patients with heart failure have preserved left ventricular ejection fraction (HF-PEF). Previous
studies have reported mixed results whether survival is similar to those patients with heart failure and reduced EF (HF-REF).
.....................................................................................................................................................................................
Methods We compared survival in patients with HF-PEF with that in patients with HF-REF in a meta-analysis using individual
and results patient data. Preserved EF was defined as an EF ≥ 50%. The 31 studies included 41 972 patients: 10 347 with HF-PEF
and 31 625 with HF-REF. Compared with patients with HF-REF, those with HF-PEF were older (mean age 71 vs.
66 years), were more often women (50 vs. 28%), and have a history of hypertension (51 vs. 41%). Ischaemic aetiology
was less common (43 vs. 59%) in patients with HF-PEF. There were 121 [95% confidence interval (CI): 117, 126]
deaths per 1000 patient-years in those with HF-PEF and 141 (95% CI: 138, 144) deaths per 1000 patient-years in
those with HF-REF. Patients with HF-PEF had lower mortality than those with HF-REF (adjusted for age, gender,
aetiology, and history of hypertension, diabetes, and atrial fibrillation); hazard ratio 0.68 (95% CI: 0.64, 0.71). The
risk of death did not increase notably until EF fell below 40%.
.....................................................................................................................................................................................
Conclusion Patients with HF-PEF have a lower risk of death than patients with HF-REF, and this difference is seen regardless of
age, gender, and aetiology of HF. However, absolute mortality is still high in patients with HF-PEF highlighting the
need for a treatment to improve prognosis.
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Keywords Heart failure † Prognosis † Meta-analysis
older and more often women, are less likely to have CAD, and
Introduction more likely to have underlying hypertension.1,2,5 In addition,
Heart failure is a leading cause of cardiovascular morbidity and patients with HF-PEF do not obtain similar clinical benefits from
mortality and arises as a consequence of many cardiovascular con- angiotensin-converting enzyme (ACE) inhibition or angiotensin
ditions, including coronary artery disease (CAD), valve disease, and receptor blockade compared with patients with HF-REF.6 – 8
hypertension. Heart failure has been traditionally viewed as a Several comparisons of survival between patients with HF-PEF
failure of contractile function and left ventricular (LV) ejection frac- and those with HF-REF have been reported but have given incon-
tion (EF) has been widely used to define systolic function, assess sistent results.1,2 Although a recent literature-based meta-analysis
prognosis, and select patients for therapeutic interventions. demonstrated that patients with HF-PEF may have lower mortality
However, it is recognized that heart failure can occur in the pres- than those with HF-REF,9 lack of patient-level data precluded
ence of normal or near-normal EF: so-called ‘heart failure with pre- careful adjustment for differences between these patient groups
served EF (HF-PEF)’ which accounts for a substantial proportion of in potentially important prognostic variables such as age, gender,
clinical cases of heart failure.1 – 4 co-morbidity, and aetiology of HF.
There are many differences between patients with heart failure Therefore, we undertook a meta-analysis using individual patient
with reduced EF (HF-REF) and patients with HF-PEF. The latter are data to examine mortality rates in patients with HF-PEF and HF-REF.
Corresponding author: Robert Neil Doughty, Department of Medicine, The University of Auckland, Private Bag 92019, Auckland Mail Centre, Auckland 1142, New Zealand.
Tel: +64 9 923 9804, Fax: +64 9 367 7146, Email: [email protected]
Published on behalf of the European Society of Cardiology. All rights reserved. & The Author 2011. For permissions please email: [email protected]
Outcome for patients with HF and preserved LVEF 1751
Methods proportions for categorical variables. For all analyses, the outcome was
the rate of death from any cause at 3 years from hospital discharge or
A comprehensive search was undertaken for a literature-based baseline study visit. Three-year death rates and deaths per 1000
meta-analysis of observational studies and randomized controlled patient-years were calculated. Cox’s proportional hazard models
trials (RCTs) published to the end of 2006, and the details of this were used to estimate the hazard of HF-PEF compared with HF-REF,
have been reported.9 The same search process was repeated to the adjusted for age, gender, ischaemic aetiology, a history of hypertension,
end of 2008. In brief, we searched online databases including diabetes, and atrial fibrillation, and stratified by study. These variables
Embase, Medline, Medline In-progress, and PubMed using the key chosen for the model were selected for clinical relevance and where
words: prognosis, outcome, heart failure, left ventricle, and preserved. data were available for that variable in more than 90% of the patients
We also searched reference lists of articles obtained during the in the MAGGIC data set. Data on NYHA functional class and medi-
search and conference abstracts and made personal communication cations (ACE-inhibitor and/or angiotensin receptor antagonist and/or
with investigators and authors. Abstracts, unpublished studies, and b-blockers) were available on fewer patients in the MAGGIC data
articles published in languages other than English were not excluded. set. However, due to the importance of these variables in relation
Ejection fraction
In 18 studies, a preference for rounding EF to the nearest 5% was
observed. In these studies, EF at these rounded values was reallocated
within 2.5% either side of the rounded value by random selection from
a uniform distribution. For example, EF values of 20% were randomly
reallocated to values between 17.5 and 22.4%. Preserved EF was pre-
specified as EF ≥50%.
Statistical analysis
The baseline variables for the HF-PEF and HF-REF groups were com- Figure 1 Flow chart of studies for meta-analysis.
pared using Student’s t-test for continuous variables and the x 2 tests of
1752 R.N. Doughty
Whole group HF-PEF HF-REF Missing LVEF P-value (HF-PEF vs. HF-REF)
...............................................................................................................................................................................
n (31 studies) 50 991 10 347 31 625 9019 —
Age [years (SD)] 68 (12) 71 (12) 66 (12) 71 (13) ,0.001
Women (%) 35% 50% 28% 44% ,0.001
...............................................................................................................................................................................
Medical history
Hypertension 43% 51% 41% 40% ,0.001
Myocardial infarction 43% 27% 51% 31% ,0.001
Atrial fibrillation 21% 27% 18% 23% ,0.001
Diabetes 23% 23% 24% 21% 0.005
Values represent mean (standard deviation) unless stated. ARB, angiotensin receptor blocker; IQR, inter-quartile range; NYHA, New York Heart Association functional class;
LVEF, left ventricular ejection fraction.
0.68 (95% CI: 0.64, 0.71; Figure 2 and Table 2). When the RCTs of hospitalized (n ¼ 20 213). Thus, irrespective of whether hospital-
pharmacotherapy (three trials, 20 878 patients) were excluded ized or not, patients with HF-PEF had a lower risk of death than
from the analysis, there were 146 (95% CI: 138, 154) deaths per patients with HF-REF. However, this difference appeared to be
1000 patient-years in those with HF-PEF and 159 (95% CI: 154, greater in ambulatory than in hospitalized patients.
165) deaths per 1000 patient-years in those with HF-REF, and the Data on cardiovascular death were available for 26 725 patients
risk of death remained lower in the patients with HF-PEF compared from 14 studies; in an adjusted Cox proportional hazards model,
with those with the HF-REF group: adjusted HR 0.76 (95% CI: 0.71, patients with HF-PEF had lower risk of cardiovascular death than
0.82). Correspondingly, in the randomized trials alone, there were those with HF-REF, adjusted HR 0.55 (95% CI: 0.49, 0.61;
101 (95% CI: 96, 107) deaths per 1000 patient-years in those with Table 2). When the adjusted Cox proportional hazards model
HF-PEF and 131 (95% CI: 127, 134) deaths per 1000 patient-years was repeated with inclusion of either NYHA functional class
in those with HF-REF and the risk of death remained lower in the (16 592 patients) or medications (11 908 patients), similar results
patients with HF-PEF compared with those with HF-REF, adjusted were seen for both death from any cause and cardiovascular
HR 0.61 [95% CI: 0.57, 0.65; interaction EF × study design (RCT
Figure 3 Adjusted hazard ratios comparing death from any cause and cardiovascular death by groups of left ventricular ejection fraction (with
LVEF ≥ 60% as the reference group).
1754 R.N. Doughty
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