RFP Technical Proposal Sample
RFP Technical Proposal Sample
RFP Technical Proposal Sample
Package – 4 Wana District South Wairistan, and Miran Shah District North
Waziristan
Foreword
This Standard Request for Proposals is applicable to consultant assignments by the procuring
entities of Khyber Pakhtunkhwa province whose legal agreement makes reference to the Khyber
Pakhtunkhwa Public Procurement Rules, 2014.
CONTENTS
2. Before preparing an RFP, the Procuring Entity/ user must be familiar with the KPPR
2014, and Rule No 23 & 28.
3. Rule No 23 (c) shall be adopted for assignments of standard or routine nature where well-
established practices and standards exist.
4. In case Rule No 23 (c) is not to be used, as the assignment is not an standard or routine
nature, and standards and practices are not well-established, and procuring Entity choses
other method of selection according to Rule No 23 (a), (b), (d), and (e), the reason shall
be recorded in writing by the competent authority, and also sent to KPPRA with RFP.
Letter of Invitation
No: SUP/UPPU/RFP/2020 ..
House # 37-D Circular Lane, University Town, Peshawar
Dear Mr./Ms.:
1. The Urban Policy & Planning Unit, P&DD now invites proposals to provide the following
consulting services: Master Planning of Urban Centers in Agencies / District Head Quarters
in Tribal Districts. More details on the services are provided in the Terms of Reference.
3. This Request for Proposal (RFP) has been addressed to all interested consultants:
4. A firm will be selected under Quality & Cost Based Selection (QCBS) Method and
procedures described in this RFP, in accordance with the KPPRA Rules 2014.
5. The RFP includes the following documents:
Section 1 - Letter of Invitation
Section 2 - Instructions to Consultants (including Data Sheet)
Section 3 - Technical Proposal - Standard Forms
Section 4 - Financial Proposal - Standard Forms
Section 5 - Standard Forms of Contract
Section 6 - Terms of Reference
6. Please inform us in writing at the following address [Peshawar], upon receipt:
(a) That you received the Letter of Invitation; and
Yours sincerely,
Procurement Manager, UPU
House # 37-D Circular Lane, University Town, Peshawar
1
Section 2. Information to Consultants - Data Sheet
Instructions to Consultants
Definitions
(a) “Procuring Entity (PE)” means the department with which the selected Consultant
signs the Contract for the Services.
(b) “Consultant” means a professional who can study, design, organize, evaluate and
manage projects or assess, evaluate and provide specialist advice or give technical
assistance for making or drafting policies, institutional reforms and includes private
entities, consulting firms, legal advisors, engineering firms, construction managers,
management firms, procurement agents, inspection agents, auditors, international and
multinational organizations, investment and merchant banks, universities, research
institutions, government agencies, nongovernmental organizations, and individuals
(c) “Contract” means an agreement enforceable by law and includes General and Special
Conditions of the contract.
(d) “Data Sheet” means such Part of the Instructions to Consultants that is used to reflect
pacific assignment conditions.
(e) “Day” means calendar day including holiday.
(f) “Government” means the Government of Khyber Pakhtunkhwa.
(g) “Instructions to Consultants” (Section 2 of the RFP) means the document which
provides shortlisted Consultants with all information needed to prepare their Proposals.
(h) “LOI” (Section 1 of the RFP) means the Letter of Invitation sent by the procuring
Entity to the Consultant.
(i) “Proposal” means the Technical Proposal and the Financial Proposal.
(j) “RFP” means the Request For Proposal prepared by the procuring Entity for the
selection of Consultants.
(k) “Sub-Consultant” means any Person or entity to whom the Consultant subcontracts any
Part of the Services.
(l) “Terms of Reference” (TOR) means the document included in the RFP as Section 5
which explains the objectives, scope of work, activities, tasks to be Performed,
respective responsibilities of the procuring Entity and the Consultant, and exacted
results and deliverables of the assignment.
2 Introduction 2.1 The Procuring Entity named in the Data Sheet will select a consulting
firm/organization (the Consultant) from those listed in the Letter of
Invitation, in accordance with the method of selection specified in the
Data Sheet
2.2 The eligible Consultants (shortlisted if so) are invited to submit a
Technical Proposal and a Financial Proposal, or a Technical Proposal
only, as specified in the Data Sheet. The Proposal will be the basis for
contract negotiations and ultimately for a signed Contract with the
selected Consultant.
2.3 Consultants should familiarize themselves with rules / conditions and
take them into account while preparing their Proposals. Consultants
are encouraged to attend a pre-proposal conference if one is specified
in the Data Sheet. Attending the pre-proposal conference is, however
optional. Consultants may liaise with procuring Entity’s
representative named in the Data Sheet for gaining better insight into
the assignment.
2.4 Consultants shall bear all costs associated with the preparation and
submission of their proposals and contract negotiation. The Procuring
Entity reserves the right to annul the selection process at any time
prior to Contract award, without thereby incurring any liability to the
Consultants.
2.5 Procuring Entity may provide facilities and inputs as specified in Data
Sheet.
3 Conflict of Interest 3.1 Consultants are required to provide professional, objective, and
impartial advice and holding the Procuring Entity interest Paramount.
They shall strictly avoid conflict with other assignments or their own
corporate interest. Consultants have an obligation to disclose any
situation of actual or potential conflict that impacts their capacity to
serve the best interest of the Procuring Entity, or that may reasonably
be perceived as having such effect. Failure to disclose said situations
may lead to the disqualification of the Consultant or the termination
of its Contract. Without limitation on the generality of the foregoing,
Consultants, and any of their affiliates, shall be considered to have a
conflict of interest and shall not be recruited, under any of the
circumstances set forth below:
(i). A consultant that has been engaged by the procuring
Entity to provide goods, works or services other than
Ventures with the same Partner(s) and Joint Venture structure - that
had been pre-qualified are eligible.
6.2 Short listed consultants emerging from request of expression of
interest are eligible.
13.3 The Technical Proposal shall not include any financial information.
14 Financial Proposals The Financial Proposal shall be prepared using the attached Standard
Forms (Section 4). It shall list all costs associated with the
assignment, including (a) remuneration for staff (in the field and at the
Consultants’ office), and (b) reimbursable expenses indicated in the
Data Sheet (if applicable). Alternatively Consultant may provide their
own list of cost. If appropriate, these costs should be broken down by
activity. All activities and items described in the Technical Proposal
must be priced separately; activities and items described in the
Technical Proposal but not priced, shall be assumed to be included in
the prices of other activities or items.
15 Taxes 15.1 The Consultant will be subject to all admissible taxes including
stamp duty and service charges at a rate prevailing on the date of
contract agreement unless exempted by relevant tax authority.
16 Submission, 16.1 Proposal shall contain no interlineations or overwriting. Submission
Receipt, and letters for both Technical and Financial Proposals should
Opening of respectively be in the format of TECH-1 of Section 3, and FIN-1 of
Proposals Section 4. All Pages of the original Technical and Financial
Proposals will be initialed by an authorized representative of the
Consultants (Individual Consultant). The authorization shall be in
the form of a written power of attorney accompanying the Proposal
16.2 All required copies of the Technical Proposal are to be made from
the original. If there are discrepancies between the original and the
marks, the date, time and location, allowing a reasonable time, for
opening the Financial Proposals. Consultants’ attendance at the
opening of Financial Proposals is optional.
19 Evaluation of 19.1 Financial Proposals shall be opened publicly in the presence of the
Financial Proposals Consultants’ representatives who choose to attend. The name of the
Consultants and the technical scores of the Consultants shall be
read aloud. The Financial Proposal of the Consultants who met the
minimum qualifying mark will then be inspected to confirm that
they have remained sealed and unopened. These Financial
Proposals shall be then opened, and the total prices read aloud and
recorded. Copy of the record shall be sent to all Consultants.
Data Sheet
1.1 Name of the Assignment is: Master Planning of Urban Centers in Agencies /
District Head Quarters in Merged Areas
Package – 4 Wana District South Wairistan, Miran Shah District North Waziristan
The Name of the PE’s official (s): Urban Policy & Planning Unit (UPPU), P&DD,
Government of Khyber Pakhtunkhwa
Address: House # 37-D Circular Lane, University Town, Peshawar
Telephone: 0915702644-45 E-mail: [email protected]
1.2 The method of selection is: Quality & Cost Based Selection ( QCBS)
1.5 The Proposal submission address is: House # 37-D Circular Lane, University
Town, Peshawar
Proposals must be submitted no later than the following date and time:
Through courier service by 02:00 pm 10th December, 2020.
Note: - Pre-proposal conference/meeting will be held on 19th
November, 2020 at 11.00 am in the office of Urban Policy Unit
1.6
Expected date for commencement of consulting services in January 2021
9.1 Proposals validity that shall be 90 days
10.1 Clarifications may be requested not later than five days before the submission date.
11.2
Estimated key staff-months shall be 72 Person Months, for each
package.
(The above is only indicative; the firms should make their own
assessment and suggest staffing input drawn from their proposed work
plan and methodology).
13.1 The format of the Technical Proposal to be submitted is: Full Technical
Proposal (FTP)
13.2(vii) Training is a specific component of this assignment: No
14.1
(1) a Per diem allowance in respect of Personnel of the Consultant for
every day in which the Personnel shall be absent from the home office and,
as applicable, outside the beneficiary country for purposes of the Services;
(7) other allowances where applicable and provisional or fixed sums (if
any); and
(8) cost of such further items required for purposes of the Services not
15.1 Amounts Payable by the UPPU to the Consultant under the contract to be
subject to local taxation, stamp duty and service charges, if applicable: Yes
6.3 Consultants to state local cost in the national currency: Yes
Consultant must submit the original and one copy of the Technical
16.2 Proposal, and the original of the Financial Proposal in separate sealed
envelopes.
13.1 Criteria, sub-criteria, and point system for the evaluation of Full
Technical Proposals are:-
i) Specific experience of the Consultancy Firms relevant to
the assignment (Preparation of Master/Spatial/Structure
Urban/Regional Development Plans)
a- at least one plan is completed = 06 marks
b- Two plans completed = 12 marks
c- Three plans completed = 18 marks
d- Four or above plans completed = 24 marks
Note: a) At-least the completion of one fully relevant project is mandatory.
b) Full marks to the relevant project, half marks for partially relevant project.
c) For relevant Project full marks for lead firm and half for Associate Firm
d) Completion certificate or copy of the report/plan for relevant project(s) from
the firm or association is required.
Total points for criterion (i ): 24 Marks
1
Consideration may also be given to the number of Pages submitted as compared to the number
recommended under Para. 3.4 (c) (ii) of these Instructions.
All adopted sub-criteria should be specified in the RFP. The points allocated
to each of the sub-criteria under “qualifications and competence of key staff’
must be indicated in the RFP.
20.1 Expected date and address for contract negotiations: March, 2021
24.2
Successful consultant is required to submit Performance security in form of
bank guarantee 10% of the contract amount
5.1 Consultant undertake to sign Integrity Pact for the procurement estimated to
exceed Pak Rs.10 million.
Refer to Reference Paragraph 3.4 of the Data Sheet for format of Technical Proposal to be
submitted, and Paragraph 3.4 of Section 2 of the RFP for Standard Forms required and number
of Pages recommended.
[Location, Date]
Dear Sirs:
We, the undersigned, offer to provide the consulting services for [Insert title of
assignment] in accordance with your Request for Proposal dated [Insert Date] and our Proposal.
We are hereby submitting our Proposal, which includes this Technical Proposal, and a Financial
Proposal sealed under a separate envelope1 2.
We are submitting our Proposal in association with: [Insert a list with full name and
address of each associated Consultant]
We hereby declare that all the information and statements made in this Proposal are true
and accept that any misinterpretation contained in it may lead to our disqualification.
If negotiations are held during the period of validity of the Proposal, i.e., before the date
indicated in the Data Sheet, we undertake to negotiate on the basis of the proposed staff. our
Proposal is binding upon us and subject to the modifications resulting from Contract
negotiations.
We undertake, if our Proposal is accepted, to initiate the consulting services related to the
assignment not later than the date indicated in the Data Sheet.
We understand you are not bound to accept any Proposal you receive.
We remain,
Yours sincerely,
Authorized Signature [In full and initials] '. ____________________________
Name and Title of Signatory: _______________________________________
Name of Firm: ___________________________________________________
Address:
1 [In case Paragraph Reference 1.2 of the Data Sheet requires to submit a Technical Proposal only, replace
this sentence with: "We are hereby submitting our Proposal, which includes this Technical Proposal
only.”]
2 [Delete in case no association is foreseen.]
[Provide here a brief (two Pages) description of the background and organization of your
firm/entity and each associate for this assignment.]
B - Consultant’s Experience
[Using the format below, provide information on each assignment for which your firm, and each
associate for this assignment, was legally contracted either individually or as a corporate entity
or as one of the major companies within an association, for carrying out consulting services
similar to the ones requested under this assignment. Use 20Pages.]
Assignment name: Approx. value of the contract (in current US$ or
Euro):
Name of associated Consultants, if any: Name of senior professional staff of your firm
involved and functions Performed (indicate most
significant profiles such as Project
Director/Coordinator, Team Leader):
Firm’s Name:
[Present and justify here any modifications or improvement to the Terms of Reference you are
proposing to improve Performance in carrying out the assignment (such as deleting some
activity you consider unnecessary, or adding another, or proposing a different phasing of the
activities). Such suggestions should be concise and to the point, and incorporated in your
Proposal. ]
(For small or very simple assignments the PE should omit the following text in Italic)
[Technical approach, methodology and work plan are key components of the Technical
Proposal. You are suggested to present your Technical Proposal (50 Pages, inclusive of charts
and diagrams) divided into the following three chapters:
a) Technical Approach and Methodology,
b) Work Plan, and
c) Organization and Staffing,
a) Technical Approach and Methodology. In this chapter you should explain your
understanding of the objectives of the assignment, approach to the services, methodology for
carrying out the activities and obtaining the exacted output, and the degree of detail of such
output. You should highlight the problems being addressed and their importance, and explain the
technical approach you would adopt to address them. You should also explain the methodologies
you propose to adopt and highlight the compatibility of those methodologies with the proposed
approach.
b) Work Plan. In this chapter you should propose the main activities of the assignment,
their content and duration, phasing and interrelations, milestones (including interim approvals
by the PE), and delivery dates of the reports. The proposed work plan should be consistent with
the technical approach and methodology, showing understanding of the TOR and ability to
translate them into a feasible working plan. A list of the final documents, including reports,
drawings, and tables to be delivered as final output, should be included here. The work plan
should be consistent with the Work Schedule of Form TECH-8.
c) Organization and Staffing. In this chapter you should propose the structure and composition
of your team. You should list the main disciplines of the assignment, the key expert responsible,
and proposed technical and support staff.]
Professional Staff
1. Proposed Position [only one candidate shall be nominated for each position]: _________
5.______________________________________________________________ Ed
ucation [Indicate college/university and other specialized education of staff member, giving
names of institutions, degrees obtained, and dates of obtainment]: ___________________
7. Other Training [Indicate significant training since degrees under 5 - Education were
obtained]: _______________________________________________________________________
8. Countries of Work Experience: [List countries where staff has worked in the last ten years]:
9. Languages [For each language indicate proficiency: good, fair, or poor in speaking,
reading, and writing]:
10. Employment Record [Starting with present position, list in reverse order every employment held by staff
member since graduation, giving for each employment (see format here below): dates of employment, name of
employing organization, positions held. ]:
Employer: __
Positions held: _________
11. Detailed Tasks Assigned 12. Work Undertaken that Best Illustrates Capability to Handle
the Tasks Assigned
[List all tasks to be Performed under [Among the assignments in which the staff has been involved, indicate
the following information for those assignments that best illustrate staff
this assignment] capability to handle the tasks listed under point 11.]
Location:
PE:
Main project features:
Positions held:
Activities Performed:
13. Certification:
I, the undersigned, certify that to the best of my knowledge and belief, this CV correctly
describes me, my qualifications, and my experience. I understand that any wilful misstatement
described herein may lead to my disqualification or dismissal, if engaged.
N° Name of Staff
FORM TECH-7. STAFFING SCHEDULE12
Staff input (in the form of a bar chart) Total staff-month input
i 2 3 4 5 6 7 8 9 10 11 12 n Home Field3 Total
Foreign
[Home]
1
[Field\
3
1
n
Subtotal
Local
[Home]
1
[Field\
Subtotal
Total |
1 For Professional Staff the input should be indicated individually; for Support Staff it should be indicated by category (e.g.: draftsmen, clerical
staff, etc.).
2 Months are counted from the start of the assignment. For each staff indicate separately staff input for home and field work.
3 Field work means work carried out at a place other than the Consultant's home office.
2
N° Activity Months
i 2 3 4 5 6 7 8 9 10 11 12 n
1
2
3
4
5
1 Indicate all main activities of the assignment, including delivery of reports (e.g.: inception, interim, and final reports), and other benchmarks
such as PE approvals. For phased assignments indicate activities, delivery of reports, and benchmarks separately for each phase. 3
[Comments in brackets [ ] provide guidance to the shortlisted Consultants for the preparation of
their Financial Proposals; they should be deleted from the Financial Proposals to be submitted.]
Financial Proposal Standard Forms shall be used for the preparation of the Financial
Proposal according to the instructions provided under Para. 3.6 of Section 2. Such Forms are
to be used whichever is the selection method indicated in Para. 4 of the Letter of Invitation.
Dear Sirs:
We, the undersigned, offer to provide the consulting services for [Insert title of
assignment] in accordance with your Request for Proposal dated [Insert Date] and our Technical
Proposal. Our attached Financial Proposal is for the sum of [Insert amount(s) in words and
figures4 5].
Our Financial Proposal shall be binding upon us subject to the modifications resulting
from Contract negotiations, up to expiration of the validity period of the Proposal, i.e. before the
date indicated in Paragraph Reference 1.12 of the Data Sheet.
Commissions and gratuities Paid or to be paid by us to agents relating to this Proposal
and Contract execution, if we are awarded the Contract, are listed below:
receive. We remain,
Yours sincerely,
4 Amounts must coincide with the ones indicated under Total Cost of Financial proposal in Form FIN-2.
5 If applicable, replace this Paragraph with: “No commissions or gratuities have been or are to
Paid by us to agents relating to this Proposal and Contract execution.”
Costs
Item FORM FIN-2. SUMMARY OF COSTS
Indicate Foreign Currency Indicate Local Currency
1 Indicate between brackets the name of the foreign currency. Maximum of three currencies; use as many columns as needed, and delete the others.
2 Indicate the total costs excluding local taxes to be Paid by the PE in each currency. Such total costs must coincide with the sum of the relevant
Subtotals indicated in all Forms FIN-3 provided with the Proposal.
Costs
Cost component [Indicate Foreign [Indicate Foreign [Indicate Foreign [Indicate Local
Currency # 7]4 Currency # 2]4 Currency # 3]4 Currency]
Remuneration5
Reimbursable Expenses 5
Subtotals
Input5
[Indicate [Indicate [Indicate
3 Staff-month [Indicate Local
Name2 Position 4 Foreign Foreign Foreign
Rate
Currency # 1]6 Currency # 2]6 Currency # 3]6 Currency]
(Staff-months) 6
Foreign Staff
[Home]
\Field\
............................
1
|
1
Local Staff
............................
|
■■
[Home]
\Field\
■■
Total Costs
(This Form FIN-4 shall only be used when it is indicated in Reference Paragraph 5.6 of the Data
Sheet that remuneration shall be Lump-Sum. Information to be provided in this Form shall only
be used to establish Payments to the Consultant for possible additional services requested by the
PE) 6 7 8 9
3
Name2 Staff-month Rate4
Position
Foreign Staff
\Home 1
\Field\
Local Staff
\Home 1
\Field\
6 Form FIN-4 shall be filled in for the same Professional and Support Staff listed in Form TECH-7.
7 Professional Staff should be indicated individually; Support Staff should be indicated Per
category (e.g.: draftsmen, clerical staff).
8 Positions of the Professional Staff shall coincide with the ones indicated in Form TECH-5.
9 Indicate separately staff-month rate and currency for home and field work.
1 Form FIN-5 should be filled for each of the Forms FIN-3 provided, if needed.
2 Delete items that are not applicable or add other items according to Paragraph Reference 3.6 of the Data
Sheet.
3 Indicate unit cost and currency.
4 Indicate between brackets the name of the foreign currency. Use the same columns and currencies of
Form FIN- 2. Indicate the cost of each reimbursable item in the column of the relevant currency. Cost =
Unit Cost x Quantity.
5 Indicate route of each flight, and if the trip is one- or two-ways.
6 Only if the training is a major component of the assignment, defined as such in the TOR.
1.1 The remuneration rates for staff are made up of salary, social costs, overheads, fee that is
profit, and any premium or allowance Paid for assignments away from headquarters. To
assist the firm in preparing financial negotiations, a Sample Form giving a breakdown of
rates is attached (no financial information should be included in the Technical Proposal).
Agreed breakdown sheets shall form Part of the negotiated contract.
1.2 The PE is charged with the custody of funds from Government of Khyber Pakhtunkhwa
and is exacted to exercise prudence in the expenditure of these funds. The PE is,
therefore, concerned with the reasonableness of the firm’s Financial Proposal, and,
during negotiations, it expects to be able to review audited financial statements backing
up the firm’s remuneration rates, certified by an independent auditor. The firm shall be
prepared to disclose such audited financial statements for the last three years, to
substantiate its rates, and accept that its proposed rates and other financial matters are
subject to scrutiny. Rate details are discussed below.
(i) Salary
This is the gross regular cash salary Paid to the individual in the firm’s home
office. It shall not contain any premium for work away from headquarters or
bonus.
1
Where w = weekends, ph = public holidays, v = vacation, and s = sick leave.
It is important to note that leave can be considered a social cost only if the PE is
not charged for the leave taken.
(iv) Overheads
Overhead expenses are the firm’s business costs that are not directly related to the
execution of the assignment and shall not be reimbursed as separate items under
the contract. Typical items are home office costs (Partner’s time, no billable time,
time of senior staff monitoring the project, rent, support staff, research, staff
training, marketing, etc.), the cost of staff not currently employed on revenue-
earning projects, taxes on business activities and business promotion costs.
During negotiations, audited financial statements, certified as correct by an
independent auditor and supporting the last three years’ overheads, shall be
available for discussion, together with detailed lists of items making up the
overheads and the Percentage by which each relates to basic salary. The PE does
not accept an add-on margin for social charges, overhead expenses, etc., for staff
who are not Permanent employees of the firm. In such case, the firm shall be
entitled only to administrative costs and fee on the monthly Payments charged for
subcontracted staff.
Standard rates for the Particular country may be used as reference to determine
subsistence allowances.
2. Reimbursable expense’s
2.1 The financial negotiations shall further focus on such items as out-of-pocket
expenses and other reimbursable expenses. These costs may include, but are not
restricted to, cost of surveys, equipment, office rent, supplies, international and
local travel, computer rental, mobilization and demobilization, insurance, and
printing. These costs may be either unit rates or reimbursable on the presentation
of invoices, in foreign or local currency.
3. PE Guarantee
3.1 Payments to the firm, including Payment of any advance based on cash flow
projections covered by a PE guarantee, shall be made according to an agreed
estimated schedule ensuring the consultant regular Payments in local and foreign
currency, as long as the services proceed as planned.
Sample Form
(b) attached are true copies of the latest salary slips of the staff members listed;
(c) the away from headquarters allowances indicated below are those that the Consultants
have agreed to Pay for this assignment to the staff members listed;
(d) the factors listed in the attached table for social charges and overhead are based on the
firm’s average cost experiences for the latest three years as represented by the firm’s financial
statements; and
(e) said factors for overhead and social charges do not include any bonuses or other means of
profit-sharing.
Name: ___________________________________
Title:
Proposed Fixed
Basic Salary Per Away from Proposed Fixed
Social 2 Rate Per
Name Position Working Overhead1 Subtotal Fee Headquarter Rate Per Working
Charges1 Working
Month/Day/Year s Allowance Month/Day/Hour1
Month/Day/Hour
Home Office
Field
1. Expressed as Percentage of 1
2. Expressed as Percentage of 4
1.1 Definitions Unless the context otherwise requires, the following terms whenever used in this
Contract have the following meanings:
(a) “Applicable Law” means the Khyber Pakhtunkhwa Public Procurement Act,
thereunder Rules 2014.
(b) “Procuring Entity PE” means the implementing department which signs the contract
(c) “Consultant” means a professional who can study, design, organize, evaluate and
manage projects or assess, evaluate and provide specialist advice or give technical
assistance for making or drafting policies, institutional reforms and includes private
entities, consulting firms, legal advisors, engineering firms, construction managers,
management firms, procurement agents, inspection agents, auditors, international
and multinational organizations, investment and merchant banks, universities,
research institutions, government agencies, nongovernmental organizations, and
individuals.
(d) “Contract” means the Contract signed by the Parties and all the attached documents
listed in its Clause 1, that is General Conditions (GC), the Special Conditions (SC),
and the Appendices.
(e) “Contract Price” means the price to be Paid for the Performance of the Services, in
accordance with Clause 6;
(f) “Effective Date” means the date on which this Contract comes into force and effect
pursuant to Clause GC 2.1.
(g) “Foreign Currency” means any currency other than the currency of the PE’s country.
(h) “GC” means these General Conditions of Contract.
(i) “Government” means the Government of Khyber Pakhtunkhwa.
(j) “Local Currency” means Pak Rupees.
(k) “Member” means any of the entities that make up the joint
venture/consortium/association, and “Members” means all these entities.
(l) “Party” means the PE or the Consultant, as the case may be, and “Parties” means
both of them.
(m) “Personnel” means Persons hired by the Consultant or by any Sub Consultants and
assigned to the Performance of the Services or any Part thereof.
(n) “SC” means the Special Conditions of Contract by which the GC may be amended
or supplemented.
(o) “Services” means the consulting services to be performed by the Consultant pursuant
to this Contract, as described in the Terms of References.
(p) “Sub-Consultants” means any Person or entity to whom/which the Consultant
subcontracts any Part of the Services.
(q) “In writing” means communicated in written form with proof of receipt.
1.2 Law This Contract, its meaning and interpretation, and the relation between the Parties shall
Governing be governed by the applicable law.
Contract
This Contract is executed in the language specified in the SC, which shall be the binding
1.3 Language and controlling language for all matters relating to the meaning or interpretation of this
Contract.
1.4 Notices
1.4.1. Any notice, request or consent required or permitted to be given or made
pursuant to this Contract shall be in writing. Any such notice, request or consent
shall be deemed to have been given or made when delivered in Person to an
authorized representative of the Party to whom the communication is addressed, or
when sent to such Party at the address specified in the SC.
1.4.2 A Party may change its address for notice hereunder by giving the
other Party notice in writing of such change to the address specified
in the SC.
1.5 Location
The Services shall be performed at such locations as are specified in special
condition of contract and, where the location of a Particular task is not so specified,
at such locations, whether in the Government’s country or elsewhere, as the PE may
approve.
1.6 Authority In case the Consultant consists of a joint venture/ consortium/ association of
of Member more than one individual firms, the Members hereby authorize the individual firms or
in Charge specified in the SC to act on their behalf in exercising all the Consultant’s rights and
obligations towards the PE under this Contract, including without limitation the
receiving of instructions and Payments from the PE.
1.7Authorized
Any action required or permitted to be taken, and any document required or
Representatives
permitted to be executed under this Contract by the PE or the Consultant may be
taken or executed by the officials specified in the SC.
1.8 Taxes
& Duties The Consultant, Sub-Consultants, and their Personnel shall Pay such direct or indirect
taxes, duties, fees, and other impositions levied under the Applicable Law as specified
in the SC, the amount of which is deemed to have been included in the Contract
Price.
A. If the PE determines that the Consultant and/or its Personnel, sub-contractors,
sub-consultants, services providers and suppliers has engaged in corrupt, fraudulent,
collusive, coercive, or obstructive practices, in competing for or in executing the
Contract, then the PE may, after giving 14 days’ notice to the Consultant, terminate
the Consultant's employment under the Contract, and may resort to other remedies
including blacklisting/disqualification as provided in KPPR 2014.
Any Personnel of the Consultant who engages in corrupt, fraudulent, collusive,
coercive, or obstructive practice during the execution of the Contract, shall be
removed in accordance with Sub-Clause 4.2.
Integrity Pact
B. If the Consultant or any of his Sub-consultants, agents or servants is found to have
violated or involved in violation of the Integrity Pact signed by the Consultant as
Appendix-G to this Form of Contract, then the Client shall be entitled to:
(a) recover from the Consultant an amount equivalent to ten times the sum of any
commission, gratification, bribe, finder’s fee or kickback given by the Consultant or
any of his Sub-consultant, agents or servants;
On termination of the Contract under Sub-Para (b) of this Sub Clause, the Consultant
shall proceed in accordance with Sub Clause 1.9 A. Payment upon such termination
shall be made under Sub-Clause 1.9 A after having deducted the amounts due to the
Client under 19 B Sub-Para (a) and (c).
2.1 Effectiveness of This Contract shall come into effect on the date the Contract is signed by
Contract either Parties or such other later date as may be stated in the SC. The date
the Contract comes into effect is defined as the Effective Date.
2.2 Commencement The Consultant shall begin carrying out the Services not later than the
of Services number of days after the Effective Date specified in the SC.
2.3 Expiration of Unless terminated earlier pursuant to Clause GC 2.6 hereof, this Contract
Contract shall expire at the end of such time period after the Effective Date as
specified in the SC.
2.4 Modifications or
Any modification or variation of the terms and conditions of this
Variations
Contract, including any modification or variation of the scope of the
Services, may only be made by written agreement between the Parties.
However, each Party shall give due consideration to any proposals for
modification or variation made by the other Party.
2.5 Force Majeure
The failure on the Part of the Parties to Perform their obligation under the
contract will not be considered a default if such failure is the result of
natural calamities, disasters and circumstances beyond the control of the
parties.
2.5.2 No Breach of The failure of a Party to fulfill any of its obligations under the contract
Contract shall not be considered to be a breach of, or default under, this Contract
insofar as such inability arises from an event of Force Majeure, provided
that the Party affected by such an event (a) has taken all reasonable
precautions, due care and reasonable alternative measures in order to carry
out the terms and conditions of this Contract, and (b) has informed the
other Party as soon as possible about the occurrence of such an event.
2.5.3 Extension of Any period within which a party shall, pursuant to this Contract, complete
Time any action or task, shall be extended for a period equal to the time during
which such party was unable to Perform such action as a result of Force
Majeure.
2.5.4 Payments During the period of their inability to Perform the Services as a result of
an event of Force Majeure, the Consultant shall be entitled to continue to
be Paid under the terms of this Contract, as well as to be reimbursed for
additional costs reasonably and necessarily incurred by them during such
period for the purposes of the Services and in reactivating the Service after
the end of such period.
2.6 Termination The PE may terminate this Contract in case of the occurrence of any of
the events specified in Paragraphs (a) through (f) of this Clause GC
2.6.1 By the PE
2.6.1. In such an occurrence the PE shall give a not less than thirty (30)
days’ written notice of termination to the Consultant, and sixty (60)
days’ in the case of the event referred to in (e).
(a) If the Consultant does not remedy the
failure in the Performance of their obligations
under the Contract, within thirty (30) days after
being notified or within any further period as the
PE may have subsequently approved in writing.
(b) If the Consultant becomes insolvent or
bankrupt.
(c) If the Consultant, in the judgment of the
PE has engaged in corrupt or fraudulent practices
in competing for or in executing the Contract.
(d) If, as the result of Force Majeure, the
Consultant(s) are unable to perform a material
portion of the Services for a period of not less
than sixty (60) days.
(e) If the PE, in its sole discretion and for any
reason whatsoever, decides to terminate this
Contract.
(f) If the Consultant fails to comply with any
final decision reached as a result of arbitration
proceedings pursuant to Clause GC 8 hereof.
The Consultants may terminate this Contract, by not less than thirty (30)
2.6.2 By the
days’ written notice to the PE, such notice to be given after the
Consultant
occurrence of any of the events specified in Paragraphs (a) through (c) of
this Clause GC 2.6.2:
(a) If the PE fails to pay any money due to the
Consultant pursuant to this Contract without
consultants fault.
(b) Pursuant to Clause GC 7 hereof within
forty-five (45) days after receiving written
notice from the Consultant that such Payment is
overdue.
(c) If, as the result of Force Majeure, the
Consultant is unable to perform a material
portion of the Services for a period of not less
than sixty (60) days.
(d) If the PA fails to comply with any final decision reached as a result
of arbitration pursuant to Clause GC 8 hereof.
General Condition of Contract
3.1 General The Consultant shall Perform the Services and carry out their
obligations hereunder with all due diligence, efficiency and economy, in
3.1.1 Standard of accordance with generally accepted professional standards and practices,
Performance and shall observe sound management practices, and employ appropriate
technology and safe and effective equipment, machinery, materials and
methods. The Consultant shall always act, in respect of any matter
relating to this Contract or to the Services, as faithful advisers to the PE,
and shall at all times support and safeguard the PE’s legitimate interests
in any dealings with Sub-Consultants or third parties.
3.2 Conflict of The Consultant shall hold the PE’s interests Paramount, without any
Interests consideration for future work, and strictly avoid conflict with other
assignments or their own corporate interests.
3.2.1 Consultants not The Payment of the Consultant pursuant to Clause GC 6 shall constitute
to Benefit from the Consultant’s only Payment in connection with this Contract or the
Commissions, Services, and the Consultant shall not accept for their own benefit any
Discounts, etc. trade commission, discount, or similar Payment in connection with
activities pursuant to this Contract or to the Services or in the discharge
of their obligations under the Contract, and the Consultant shall use their
best efforts to ensure that the Personnel, any Sub-Consultants, and
agents of either of them similarly shall not receive any such additional
Payment.
3.2.2 Consultant and The Consultant agrees that, during the term of this Contract and after its
Affiliates not to termination, the Consultant and any entity affiliated with the Consultant,
be Otherwise as well as any Sub-Consultants and any entity affiliated with such Sub
Interested in Consultants, shall be disqualified from providing goods, works or
Project services (other than consulting services) resulting from or directly
related to the Consultant’s Services for the preparation or
implementation of the project.
General Condition of Contract
3.2.3 Prohibition
of The Consultant shall not engage, and shall cause their Personnel as well
Conflicting as their Sub-Consultants and their Personnel not to engage, either
Activities directly or indirectly, in any business or professional activities which
would conflict with the activities assigned to them under this Contract.
3.3 Confidentiality
Except with the prior written consent of the PE, the Consultant and the
Personnel shall not at any time communicate to any Person or entity any
confidential information acquired in the course of the Services, nor shall
the Consultant and the Personnel make public the recommendations
formulated in the course of, or as a result of, the Services.
3.4 Insurance to be Rule 29(2), The Consultant (a) shall take out and maintain, and shall
Taken Out by cause any Sub Consultants to take out and maintain, at their (or the Sub-
the Consultant Consultants’, as the case may be) own cost but on terms and conditions
approved by the PE, insurance against the risks, and for the coverage, as
shall be specified in the SC; and (b) at the PE’s request, shall provide
evidence to the PE showing that such insurance has been taken out and
maintained and that the current premiums have been Paid.
3.5 Consultant’s The Consultant shall obtain the PE’s prior approval in writing before
Actions taking any of the following actions:
Requiring PE’s (a) entering into a subcontract for the
Prior Approval Performance of any Part of the Services,
(b) appointing such members of the Personnel
not listed by name in Appendix C, and
(c) any other action that may be specified in
the SC.
3.6 Reporting
Obligations (a) The Consultant shall submit to the PE the
reports and documents specified in (PE may
insert appendix) hereto, in the form, in the
numbers and within the time Period set
forth in the said Appendix.
(b) Final reports shall be delivered in CD
ROM in addition to the hard copies
3.7
specified in said Appendix.
Documents (a) All plans, drawings, specifications,
Prepared by the designs, reports, other documents and
Consultant to be software submitted by the Consultant under this
the Property of Contract shall become and remain the
the PE property of the PE, and the Consultant shall,
not later than upon termination or expiration
of this Contract, deliver all such
documents to the PE, together with a
detailed inventory thereof.
General Condition of Contract
3.8 Accounting, (b) The Consultant may retain a copy of such documents and
Inspection and software. Restrictions about the future use
Auditing of these documents, if any, shall be
specified in the SC.
3.8.1 The Consultant shall keep, and shall cause its Sub-
consultants to keep, accurate and systematic accounts and records
in respect of the Contract, in accordance with internationally
accepted accounting principles and in such form and detail as will
clearly identify relevant time changes and costs.
3.8.2 The Consultant shall Permit, and shall cause its Sub-
consultants to Permit, the PE and/or Persons appointed by the PE
to inspect its accounts and records relating to the Performance of
the Contract and the submission of the Proposal to provide the
Services, and to have such accounts and records audited by
auditors appointed by the PE if requested by the PE. The
Consultant’s attention is drawn to Clause 1.9.1 which provides,
inter alia, that acts intended to materially impede the exercise of
the PE’s inspection and audit rights provided for under Clause 3.8
constitute a prohibited practice subject to contract termination (as
well as to a determination of ineligibility pursuant to the PE’s
prevailing sanctions procedures.).
4. CONSULTANT’S PeRSONNEL
5.1 Assistance and The PE shall use its best efforts to ensure that the Government shall
Exemptions provide the Consultant such assistance and exemptions as specified in
the SC.
5.2 Change in the If, after the date of this Contract, there is any change in the Applicable
Applicable Law Law with respect to taxes and duties which increases or decreases the
Related to Taxes cost incurred by the Consultant in Performing the Services, then the
and Duties remuneration and reimbursable expenses otherwise Payable to the
Consultant under this Contract shall be increased or decreased
accordingly by agreement between the parties, and corresponding
adjustments shall be made to the amounts referred to in Clauses GC
6.2 or (b), as the case may be.
5.3 Services and The PE shall make available free of charge to the Consultant the
Facilities Services and Facilities listed under Appendix F.
6. PaYMENTS TO THE CONSULTANT
6.1 Lump-sum The total Payment due to the Consultant shall not exceed the Contract
Payment Price which is an all-inclusive fixed lump-sum covering all costs
required to carry out the Services described in Appendix A. Except as
provided in Clause 5.2, the Contract Price may only be increased
above the amounts stated in Clause If the Parties have agreed to
additional Payments in accordance with Clause 2.4.
6.2 Contract Price The price Payable in Pak Rupees/foreign currency/ is set forth in the
SC.
6.3 Payment for For the purpose of determining the remuneration due for additional
Additional services as may be agreed under Clause 2.4, a breakdown of the lump
services
6.4 Terms and
Conditions of
Payment
General Condition of Contract
shall be valid for the period stated in the SC. Such guarantee shall be in the
form set forth in Appendix G hereto, or in such other form, as the PE shall
have approved in writing. Any other Payment shall be made after the
conditions listed in the SC for such Payment have been met, and the
Consultant has submitted an invoice to the PE specifying the amount due.
7. GOOD FAITH
Peshawar
Consultant:
Attention:
Facsimile:
E-mail:
{1.6
}
{The Member in Charge is [insert name of member]}
Note: If the Consultant consists of a joint venture/ consortium/ association
of more than one entity, the name of the entity whose address is specified in
Clause SC 1.6 should be inserted here. If the Consultant consists only of one
entity, this Clause SC 1.8 should be deleted from the SC.
2.2 The tentative date for the commencement of Services is March, 2021.
{The PE shall not use these documents and software for purposes unrelated
{Neither party shall use these documents and software for purposes
unrelated to this Contract without the prior written approval of the other
party.}
{5.1} Note: List here any assistance or exemptions that the PE may provide under
Clause 5.1. If there is no such assistance or exemptions, state “not
applicable.”
6.1 Performance security shall not exceed 10% of contract amount in the form
of bank guarantee
6.3
The amount in Pak Rupees
2 ▪ Report on vision development and public Time duration for completing Task - A
consultation Task - A. The report will mention are one month and must be
deliberation upon establishment of goals and submitted at the end of 2nd month
objectives for the project. It will also incorporate of the project. On approval of the
public and stakeholders including line agencies report, 10% payment will be made to
as well as political representative hearing the consultant.
3 ▪ Submission of reports and maps: Data Analysis The consultants are required to
and background studies – Task B. complete the task within 3 Months
▪ Component 1: GIS based Basemaps (50% of Task and must be submitted at the end of
3) 5th month of the project. On approval
▪ Component 2: Background studies, Data analysis of the report, 20% payment will be
and reports made to the consultant.
4 ▪ Submission of draft MASTER PLAN & Scenario Time duration of Task – C is required
Maps – Task C. The consultant will have to to complete the task within 4
present the draft plan to the client including months and must be submitted at
other agencies responsible for implementation the end of 9th month of the project.
of the plan at the local level. The consultant will
have to submit the revised plan or gives On approval of the draft Master Plan
alternatives to the plan proposals if it is objected and scenario maps 20% payment will
at any forum. be made to the consultant.
Special Condition of Contract
5 ▪ Formulation of Sector wise Action Plans – Task Draft Strategies and Action Plans will
D. The consultant will have to present draft be submitted within 4 Months and
Sector Action Plans to the client and agencies must be submitted at the end of 13th
responsible for implementation at the local month of the project.
level. The consultant will have to submit the
revised Sector Action Plans or provide On approval of the draft strategies
alternatives to its proposals if it is objected at 20% payment will be made to the
any forum. consultant.
▪ Sector Action plans will be submitted separately
of the MASTER PLAN.
6 ▪ The consultant will have to submit the final Final MASTER PLAN will be submitted
Master Plan along with Maps and Action Area at the end of 15th month from the
Plans (20 Sets of each Report & Scenario Maps start date of the project.
along with 20 sets of CDs) in its original editable
format AutoCAD/Arc GIS including metadata to On approval of the final MASTER PLAN
the client. Final presentation will be made report and Sector Wise Action Plans
before the client/implementing agencies. the remaining 20% payment will be
▪ The consultants are required to submit the made to the consultant.
revised plan or give alternatives to the plan
proposals, if it is objected at any forum before
the final approval.
Note:
a) Consultant will submit monthly progress report and attend mandatory monthly progress
review meeting
b) The consultant will submit the revised reports/deliverables within Ten days after submission
of comments/suggestion by the UPPU
The delivered products resulting from the study are to be owned by the UPU/Department concerned
as public documents and are, therefore, subject to the provisions of The Freedom of Information Act
2008. The consultant will not use any or part of the report(s) or maps for any commercial purpose
without the prior written permission of the client.
Appendix A
(INTEGRITY PACT)
THIS CONTRACT (“Contract”) is entered into this [insert starting date of assignment], by and
between [insert PE ’s name] (“the PE”) having its principal place of business at [insert PE ’s
address], and [insert Consultant’s name] (“the Consultant”) having its principal office located at
[insert Consultant’s address].
WHEREAS, the PE wishes to have the Consultant Performing the services hereinafter referred
to, and
WHEREAS, the Consultant is willing to perform these services,
NOW THEREFORE THE PARTIES hereby agree as follows:
1. Services (i) The Consultant shall perform the services specified in Annex A,
“Terms of Reference and Scope of Services,”
which is made an integral Part of this Contract
(“the Services”).
(ii) The Consultant shall provide the reports listed in Annex B,
“Consultant's Reporting Obligations,” within
the time Period listed in such Annex, and the
Personnel listed in Annex C, “Cost Estimate of
Services, List of Personnel and Schedule of
Rates” to Perform the Services.
2. Term
The Consultant shall perform the Services during the period
commencing [insert start date] and continuing through [insert
completion date] or any other period as may be subsequently agreed by
the parties in writing.
3. Payment
A. Ceiling
For Services rendered pursuant to Annex A, the PE shall pay the
Consultant an amount not to exceed [insert amount]. This amount has
been established based on the understanding that it includes all of the
Consultant's costs and profits as well as any tax obligation that may be
imposed on the Consultant.
C. Payment Conditions
Payment shall be made in [specify currency], no later than 30 days
following submission by the Consultant of invoices in duplicate to
the Coordinator designated in Paragraph 4.
5. Project A. Coordinator
Administration
The PE designates Mr./Ms. [insert name] as PE’s Coordinator; the
Coordinator shall be responsible for the coordination of activities under
the Contract, for receiving and approving invoices for Payment, and for
acceptance of the deliverables by the PE.
B. Timesheets
During the course of their work under this Contract the Consultant’s
employees providing services under this Contract may be required to
complete timesheets or any other document used to identify time spent,
as instructed by the Coordinator.
C. Records and Accounts
The Consultant shall keep accurate and systematic records and
accounts in respect of the Services, which will clearly identify all
charges and expenses. The PE reserves the right to audit, or to
nominate a reputable accounting firm to audit, the Consultant’s
records relating to amounts claimed under this Contract during its
term and any extension, and for a period of three months thereafter.
6. Performance The Consultant undertakes to perform the Services with the highest
Standard standards of professional and ethical competence and integrity. The
Consultant shall promptly replace any employees assigned under
this Contract that the PE considers unsatisfactory.
7. Confidentiality The Consultants shall not, during the term of this Contract and
within two years after its expiration, disclose any proprietary or
confidential information relating to the Services, this Contract or the
PE’s business or operations without the prior written consent of the
PE.
8. Ownership of
Material Any studies, reports or other material, graphic, software or
otherwise, prepared by the Consultant for the PE under the Contract
shall belong to and remain the property of the PE. The Consultant may
retain a copy of such documents and software.
13. Dispute Any dispute arising out of this Contract, which cannot be
Resolution amicably settled between the Parties, shall be referred to
adjudication/arbitration in accordance with the Arbitration Act of
1940
Signed by Signed by
Title: Title:
SCOPE OF WORK
AND
TERMS OF REFERENCE
FOR
APPOINTMENT OF CONSULTANTS
AND
1. INTRODUCTION
In Pakistan, there is a rapid rate of urbanization, both from rural migration, as well as from local
population growth. The World Urban Population has crossed the 50% mark in 2007, meaning that more
people now live in Urban Areas than Rural Areas. Pakistan will reach that tipping point in 2020, as per
some estimates. It is an accepted fact that development means Urbanization, and there is no country in
the World that has developed, while remaining predominantly rural. In fact, there is a direct correlation
between the level of urbanization and the level of socio-economic development.
The Pakistan economy is transforming with an increasing reliance on urban economic growth.
With economic activities in the urban areas producing 78% of the gross domestic product, the aging
urban infrastructure is unable to provide basic services that will stimulate this economic growth and
create jobs. Improved urban planning and service delivery, combined with large infrastructure
investments, will provide the building blocks for sustainable urban economic growth.
Urbanization is an essential pre requisite for development, as no country in the World has
developed without the process of urbanization. In fact, there is a direct correlation between
urbanization and GDP of a country. Urban areas are better managed, have lower cost of service delivery
per capita, provide better living conditions and better opportunities for personal growth and
accomplishment. The new growth framework launched by the Federal Government, also puts huge
emphasis on cities as prime movers, which can revolutionize our economy. During the last couple of
decades, the ratio of GDP from agricultural sector has been declining, with corresponding increase in
industrial and services sectors. In fact the real value addition in the agricultural economy is highly
dependent upon a vibrant and prosperous urban sector.
The Government of Khyber Pakhtunkhwa, after the KPK-FATA merger, looks forward to expedite
work on the development projects in the Federally Administered Tribal Areas and to make the best use
of the available resources to facilitate the government in bringing its tribal areas into the mainstream.
The Report of the Committee on FATA Reforms 2016 highlights Urbanization as a strategy for
Socio Economic Development of FATA. It states that an important component of the development plan
for the newly Merged Districts would be the concept of social transformation of FATA by encouraging
urbanization, by setting up modern urban hubs in all Agency HQs and other important trading centers.
The Ten Year FATA Development Plan (TYFDP 2018-28) envisages the development of Urban
Centers in Merged Districts. The existing Urban Hubs have to be upgraded, specially the Agency Head
Quarters.
1. Jamrud
2. Khar
3. Parachinar
4. Wana
5. Miran Shah
6. Kalaya
7. Ghalanai
8. Landikotal
The government of Khyber Pakhtunkhwa is cognizant of this challenge, and with reference to
Urban Sector Reforms, has established a dedicated policy and research unit in Planning and
Development department. Proposed Mandate of the Urban Policy Unit is to assist in formulation of
Urban Provincial Planning and policy framework, policies, bye laws and rules. It is to lead inter
departmental, inter provincial and inter cities coordination for synergies and integration, and to
coordinate with donors on urban matters. This Unit has to undertake capacity building and technical
support to line departments in managing urban affairs, and to provide guidance and advice on
institutional reforms and organizational restructuring. This unit will formulate economic regeneration
and growth strategies for urban clusters and urban region, and will maintain Provincial GIS, and
generate research and disseminate innovations in urban sectors.
2. BACKGROUND
Urbanization presents one of the key challenges and, at the same time, opportunities in the
new millennium. Urbanization is taking place at a rapid pace and is beyond the effective control of most
governments across the world. Even in jurisdictions where growth control boundaries have been
implemented, such boundaries have been repeatedly revised to meet the demand for growth.
The scale and complexity of urban problems are increasing everywhere. All cities must plan
ahead and develop strategic Master Plans to enable a sustainable future in the rapidly changing urban
environment. And these plans must be reviewed and updated at a regular interval, to ensure a better
economic, social and environmental future. Those cities that fail to plan ahead and execute the plans
will not be competitive in the globalized world. Urban economies are contributing significantly to
national exchequer and at the same time have become key employment markets. Cities indeed are
important engines of economic growth and provide significant economies of scale in the provision of
jobs, housing and services.
Previous effort in newly Merged Areas regarding Urbanization was the Tribal Areas Rural-to-Urban
Centers Conversion Initiative (TARUCCI), started in 2012, which envisaged the development of at least
two small urban hubs in every tribal agency of FATA. The idea was to develop Master Plans for 14 major
towns, with facilities like Housing townships, bazaars/commercial areas, upgraded residential schools
and colleges for girls and boys, Civic amenities and services including sewerage and garbage disposal
facilities, Bus and truck terminals etc. the idea was also to provide security through Cantonments in
urban hubs managed by Army or Frontier Corps garrison already present at the selected locations. The
Government of the Khyber Pakhtunkhwa intends to develop urban areas of the Merged Districts as
sustainable, livable and well managed engines of economic growth. A comprehensive, strategic,
regional, and long-term plan is required for all cities and districts of Khyber Pakhtunkhwa.
NOTE:
• Separate Consultants will be hired for each package of MASTER PLAN, and all Consultants will
work together where required and would share data.
• The study is for Urban Centers; Khar, Ghalanai, Kalaya, Parachinar, Miranshah, Wana, Jamrud
and Landikotal including selected district headquarter cities with a population of above 30,000.
Each Consultant should indicate the City Regions where they can work, and separate financial
bids will be requested for each MASTER PLAN.
• The study is to be referred as KHAR MASTER PLAN 2040, GHALANAI MASTER PLAN 2040, KALAYA
MASTER PLAN 2040, PARACHINAR MASTER PLAN 2040, MIRANSHAH MASTER PLAN 2040, WANA
MASTER PLAN 2040 and WANA MASTER PLAN 2040.
Master Plans are to be developed for all major urban centres of the Erstwhile FATA including
Jamrud, Landikotal, Khar, Parachinar, Wana, Miran Shah, Kalaya and Ghalanai.
Some efforts have been done in this regard previously, but there were issues with those plans.
Some efforts done for the Merged Districts are covered below;
Previous effort in FATA regarding Urbanization was the Tribal Areas Rural-to-Urban Centers
Conversion Initiative (TARUCCI), started in 2012, which envisaged the development of at least two small
urban hubs in every tribal agency of FATA. The idea was to develop Master Plans for 14 major towns,
with facilities like Housing townships, bazaars/commercial areas, upgraded residential schools and
colleges for girls and boys, Civic amenities and services including sewerage and garbage disposal
facilities, Bus and truck terminals etc. the idea was also to provide security through Cantonments in
urban hubs managed by Army or Frontier Corps garrison already present at the selected locations.
The Fourteen Urban Centres identified were, Khar, Ghallanai, LandiKotal, Kalaya, Ghiljo, Sadda,
Parachinar, Miranshah, Mir Ali, Wana, Sarwakal, Darra Adam Khel, Darazinda FR DIKhan and Jandola FR
Tank. Progress made was that Master Plans were developed for Khar, Sadda, Parachinar, LandiKotal and
Ghalanai. But these Master Plans were incomplete and could not be implemented fully. The ADP
Scheme TARUCCI had World Bank support as well. It was prematurely closed in June 2016-17. It was also
not focused on Urbanization and Urban Planning.
Urban Planning is needed as that is the only mechanism to provide high quality infrastructure at
less per capita cost, with improved facilities for FATA Residents, in a secure environment. Urbanization
finds mention in the Report of the Committee on FATA Reforms 2016, as a major Socio-Economic
Development and Transformation strategy for FATA.
The major objective for establishment of Urban Policy Unit is to work in an integrated manner
towards improving urban governance in the province. This unit will formulate economic regeneration
and growth strategies for urban clusters and urban regions, and will maintain urban data set and GIS,
and generate research and disseminate innovations in urban sectors. To achieve the above, the Urban
Policy and Planning Unit intend to develop Master Plans for Cities of Khyber Pakhtunkhwa:
The broad purpose and mandate of the Urban Policy Unit is to work in the formulation and
improvement of integrated and strategic Urban Policy, Urban Planning, and Urban Management
(institutional) including urban regulatory (legal) framework.
Urban Unit will ensure and lead integrated inter departmental, inter provincial and inter cities
coordination for synergies and integration. This also includes coordination with donors on urban
matters.
Urban Unit will ensure that the line Departments do not lack capacity to ensure implementation
of solutions proposed, and it will provide Capacity building and Technical support to line
departments in managing urban affairs and institutional reforms.
Urban Unit will formulate economic regeneration and growth strategies for urban clusters and
urban regions.
The Provincial Government Khyber Pakhtunkhwa has tasked the Urban Policy Unit to hire services of
a reputed firms having vast experience in master planning, strategic spatial planning, and urban and
regional planning for Master Planning of 7 Urban Headquarters Centers of Merged Districts.
a. To critically review the current policies and ongoing schemes of urban development to pinpoint the
short comings, suggest appropriate changes in the current policies and strategies to remove its
deficiencies.
b. To assess the impact of urbanization (population growth, re-classification and expansion in the
urban boundaries) on the basic services and to suggest strategies to upgrade/extend urban
infrastructure to keep pace with the urban growth.
c. To examine the existing regulatory and institutional framework, including governance measures of
the city and suggest improvements.
d. Identify and conceptualize the scale and type (i.e. built form, density, mix of uses) of development
appropriate for various intensification areas;
e. Devise strategies for affordable housing, livelihood and recreation facilities for all in close proximity
both in the existing city and new areas;
f. Devise strategies for urban regeneration/slum up gradation and to encourage mixed used high-
density vertical development at appropriate location within the existing urban core;
g. Devise a policy framework and specific design guidelines to address local issues affecting
intensification / densification currently and in the future;
h. Assess the adequacy of municipal services (storm water, solid waste management, sewage
treatment and municipal water supply) and social amenities such as (parks and playground, public
and private transits, bus stops and terminals; roads capacities, junctions improvement and parking
facilities) to achieve the required levels of intensification for identified and conceptualized
development scenarios;
i. To suggest a legal, financial and technical mechanism between urban planning and land
administration systems to enable feasible land to be accessed and used for development in future.
j. Recommend appropriate criteria for intensification proposals. Criteria should address matters such
as, but not be limited to:
6. CONSULTANT’s PROFILE
The consulting firm is expected to be very familiar with master plan development /strategic plan
preparation with considerable experience in taking up/completion of spatial development plans. The
consulting firm must have a multi-disciplinary team of professionals and technical experts. The firm
must have the capacity to use different spatial analytical techniques and software; and must
demonstrate experience of conducting similar studies for large cities locally and/or internationally. The
national or international consulting firms with presence of urban planning firms in Khyber Pakhtunkhwa
to form consortiums will be preferred.
The Consultant must have the following experts with 10 years or above experience as core members;
7. TASKS & ASSIGNMENTS:
Consultants are desired to undertake following tasks, these tasks involve both primary and
secondary studies, public consultations, desk studies and official interviews. Data collection through
various social and physical surveys will be carried out for not less than 2% households. The data will be
collected throughout the city using the stratified random sampling techniques for developing a proper
representative sample of the whole city.
• The Consultants are required to hold meetings with all public sector departments and share the
outputs of the planning process in seminars as well as public hearing.
• Conducting 1 Focus Group Discussion (FGD) per Neighborhood Council in the city
• Five FGD of civil society organizations like Bar council, traders associations, vendor associations,
political party local level leaders etc.
• Two general public hearings at mid and final stage of the MASTER PLAN preparation.
The consultant will incorporate the inputs provided by all stake holders in the final version of
the MASTER PLAN. Public hearing is a necessary part of this exercise to ensure general public
participation in the plan making.
The consultants will study in detail the existing situation through background studies/analysis
and will project all components of the MASTER PLAN over the plan period 2040.
The consultants are required to conduct research on the historical urban growth trends and drivers
of urban growth over the period of last twenty years. The probable sources for mapping the trends over
each five-year periods are the municipal records. Plotting of historical growth trends on GIS maps of the
city-region and articulating the drivers of urban growth.
b. Housing trends and needs assessment through projected population growth estimates
It has been observed that the housing needs have been the primary drivers of urban growth
necessitated by rural to urban migration due to various factors. The growth pattern and projected
growth needs over next 20 years need to be analyzed and mapped.
c. Density maps
To reduce urban sprawl, there is a need to promote high density mixed use development.
Therefore, the consultants will devise policy guidelines for the establishment of high density mixed use
development both within the existing urban boundaries including the future growth areas. The
consultants are required to prepare maps showing the existing and proposed high density mixed use
development.
d. Land use Base map
The consultants are required to develop a GIS/MIS based detail land use Base map for the
quantification of built up, infilling, brown fields and open land available for future development for the
projected city boundary till 2040. The consultant will prepare a detail land use map for the city.
The consultant/firm with the consent of UPPU will procure the satellite imageries of 0.5m or
better to develop an up to date map of the city including surrounding areas in order to support
suitability analysis of existing and proposed land uses for urban development and other ancillary uses.
Land use survey of each type is a necessary prerequisite of this study. The consultants will prepare the
Base map at a scale of 1:2000 with the following details:
a) Counter lines drawn at counter interval of 5 meter.
b) Boundaries (District, Tehsil, sub-division, City, Neighborhood Council, Village Council)
c) All major and minor streets, roads, railway lines and airports
d) Water supply, sanitation, sewer, SNGPL and telephone networks
e) Water bodies (spring, streams, river and other water bodies)
f) Residential (planned and un-planned areas, sprawl, building heights – single, double or multi
story, density)
g) Commercial (retail, whole sale and ware houses)
h) Industrial (all types)
i) Amenities (education, health, religious, banks, police stations, libraries, and community halls
etc)
j) Parks, playgrounds and state land
k) Brown fields (for re-development)
l) Open spaces (agriculture all types, vacant, and graveyards etc)
m) Land cover analysis with raster imagery (5 raster images having minimum 7 bands) and spatio-
temporal growth analysis
Consultants are required to critically analyze existing land management policies/practices and
develop better options regarding urban land management/land revenue system to improve the existing
land management in urban areas through a GIS/MIS based land management system.
It is of key importance that urban planning and associated work should be sustainable over long
time. The following tasks hence are part of the review, analysis, strategy and recommendations;
a) Conduct a consultative review and discern municipal taxation from other urban provincial taxes
like property tax, land tax, capital value tax, stamp duty etc.
b) Review the current urban taxation structure
c) Volume of urban tax collected and patterns of reinvestment in the municipal services (this
would include a comparative analysis of tax collected and municipal spending over 6 years
period of time)
d) Identify possible sources for exclusively municipal tax structure including giving options for
reinvestment of tax collected in the municipal service delivery within the framework of Financial
Rules and Secondary Rules framework (FR, SR), through a consultative review process
e) Land valuation for collection of property and other taxes
f) Design a municipal taxation structure which is to be utilized at municipal level; through a
consultative process
Consultants are required to objectively analyze and assess the institutional capacity to
implement and monitor the Master Plan and relevant laws/bye-laws. They may suggest improvements
in the structure.
Consultants are required to study and analyze all existing urban planning, development and
environment related national, provincial laws and regulation (bye laws) as well as the previous and
existing plans to propose a viable solution for various issues of society in a proper manner in local
context. They will have to devise city level planning and development standards and down ward
regulations, intensification or increased Floor Area Ratio (FAR) guidelines.
7.2.6 Environment
Consultants are required to analyze urban environment in order to safeguard and improve
through SEA the likely negative environmental impacts of the proposed new developments. Study of
various sources responsible for environmental pollution (air and water) is necessary and remedial
measures are required through this study. For the task the consultant will undertake the following
surveys:
g) Air quality survey at various points of the city
h) Water quality analysis (drinking water supply and water courses)
i) Soil contamination surveys
j) Soil and geological survey/data
k) Analysis of Noise level at various points of the city
l) Identification of environmental sensitive areas
Recommendation for the provision of housing to all income groups is necessary to ensure
provision of affordable housing in the city. Consultants are required to identify slum within the city
boundary and furnish slum rehabilitation techniques and for the prevention of such areas in future.
The Consultants are required to study existing traffic and transportation system of the city.
Various transportation surveys are to be carried out to explore the constraints and opportunities and
come up with suitable solutions for traffic and transportation within the city.
a) Development of a detail roads and parking inventory
b) Origin, Destination and Cordon Survey
c) Traffic counts at various roads and junctions to determine roads and junction capacities
d) Public Transport User Interview Survey
e) Household Interview Survey (HIS)
f) Traffic Signage Survey (signage relevant to public transport)
g) Parking Survey as parking lots identifications/developments is an important component of this
study
h) Mobility survey and to identify synergy between land-use and transport etc
i) Traffic flow volume, trend, axle weight-age etc. (data from weighing stations and established
traffic count permanent stations-or any other means including survey on the main arteries and
by-pass roads)
Note: Urban Transportation, Mobility & Accessibility surveys for the said District headquarters.
The Consultants are required to study and map all existing historical monuments/places, socio-
cultural heritage of the city in order to propose appropriate guidelines for the development of these
localities and to capitalize the cityscape to create social, cultural hubs and identify opportunities within
and of the city.
The Consultants are required to analyze existing building lines, public spaces, vistas, sidewalks,
street lighting, monuments, parks etc for improvements and to identify opportunities for creating new
such sites. The Consultants are required to propose urban beatification and design aspects for the
existing and new development within the city.
7.2.11 Quality of Life
The Consultants are required to study the adequacy and location of existing facilities. Diagnostic
analysis for Quality of Life standards in the city are to carry out. Diagnostic analysis will include but not
limited to the following:
a) Public spaces (parks, food outlets, libraries, public hall, sports courts/grounds) mapping and
state of dilapidation.
b) Heritage sites mapping and their state of preservation as well as trends of encroachment and
dilapidation
c) Civic facilities such as Public Toilets, Street Furniture, Streets Lights, Parking Lots and other
amenities exist in the city neighborhoods.
Profiling of all Municipal Services including the identification of new and existing sources water
supply (depletion rates of water and sub-soil aquifer data) & their mapping, sanitation and solid waste
management along with existing conditions of (sources of water and their depletion rates as sub-soil
aquifer data and surface run off calculation), Sewage flows and their mean calculation, solid waste
tonnage calculation, methods of collection and disposal (landfills capacity, using and locations) etc.
Consultants are required to identify depressed areas in term of services and facilities. Policy
directions and action plan is required to generate funds for construction, maintenance and operation of
public amenities at feasible locations.
The consultant/firm will conduct a Perception and Behavioral Survey of population focusing on
issues of urban responsibility using Knowledge, Attitude, and Practice (KAP) methodology on a valid
sample. The KAP survey will investigate the reasons for and incentives and disincentives of citizens to
behave responsibly while utilizing municipal services especially their behavior towards solid waste and
other disposal, use of public spaces and services.
7.2.15 National and international best practice references
Consultants are expected to study and relate national and international best practices for their
proposals in order to ensure success of the proposed strategies. Studies for the fringe areas are
specifically required to discouraged rural villages in the vicinity of cities. Best practices in respect of slum
up gradation and elimination of squatter settlements, it specially includes recent success stories at
national level and other developing countries practices such as Malaysia, India etc.
a) Showing suitable land parcels based on multi criteria analysis for various activities through
viable projections for housing of all income groups, space required for commercial and industrial
activities and other necessary component of the city
b) Land use pattern both existing and future options;
c) Land use mix potential range of uses (residential, work, leisure, services etc.)
d) Infilling, intensification and redevelopment
e) Natural systems and environmental resources of the district
f) A detail inventory of existing features including topographical and natural constraints, wetlands,
agricultural lands, aggregate resources, groundwater recharge areas, floodplains, fisheries,
wildlife etc
g) Major transportation, Agricultural; Tree plantation and environmental conservation areas
h) Allied infrastructure requirements to support Strategic Development proposals
The study deliverables will be written documents containing the study findings with supporting
diagrams/maps, charts and analytical summaries and recommendations with respect to policy direction.
All deliverables are to be submitted to the Urban Policy Unit (Client). A minimum of 5 hard copies of
each deliverable at each stage of the study as well as an electronic version of the deliverable including
all drawing files (i.e. AutoCAD, GIS, MS Word Format etc.) as mentioned against each delivery are
required to be submitted to the Client. Following deliverables and payment schedule are necessary parts
of the assignment:
# Deliverables Time and Payment schedule
1 ▪ Submission of Inception Report incorporating c. Inception report will be submitted
contents and detailed methodology as well as within one month from the date of
list of various surveys along with their signing of contract with the
questionnaires to be carried out for the MASTER consultant.
PLAN preparation. The consultant will provide in d. On approval of the inception report
the inception report a detail work plan of all 10% payment will be made to the
activities to enable UPU to properly monitor the consultant.
activities of the consultants and ensure the e.
completion of project on time. Presentation will
be made to the client/agencies responsible for
implementation at the local level.
2 ▪ Report on vision development and public Time duration for completing Task - A
consultation Task - A. The report will mention are one month and must be
deliberation upon establishment of goals and submitted at the end of 2nd month
objectives for the project. It will also incorporate of the project. On approval of the
public and stakeholders including line agencies report, 10% payment will be made to
as well as political representative hearing the consultant.
3 ▪ Submission of reports and maps: Data Analysis The consultants are required to
and background studies – Task B. complete the task within 3 Months
▪ Component 1: GIS based Base maps (50% of Task and must be submitted at the end of
3) 5th month of the project. On approval
▪ Component 2: Background studies, Data analysis of the report, 20% payment will be
and reports made to the consultant.
4 ▪ Submission of draft MASTER PLAN & Scenario Time duration of Task – C is required
Maps – Task C. The consultant will have to to complete the task within 4
present the draft plan to the client including months and must be submitted at
other agencies responsible for implementation the end of 9th month of the project.
of the plan at the local level. The consultant will
have to submit the revised plan or gives On approval of the draft Master Plan
alternatives to the plan proposals if it is objected and scenario maps 20% payment will
at any forum. be made to the consultant.
5 ▪ Formulation of Sector wise Action Plans – Task Draft Strategies and Action Plans will
D. The consultant will have to present draft be submitted within 4 Months and
Sector Action Plans to the client and agencies must be submitted at the end of 13th
responsible for implementation at the local month of the project.
level. The consultant will have to submit the
revised Sector Action Plans or provide On approval of the draft strategies
alternatives to its proposals if it is objected at 20% payment will be made to the
any forum. consultant.
▪ Sector Action plans will be submitted separately
of the MASTER PLAN.
6 ▪ The consultant will have to submit the final Final MASTER PLAN will be submitted
Master Plan along with Maps and Action Area at the end of 15th month from the
Plans (20 Sets of each Report & Scenario Maps start date of the project.
along with 20 sets of CDs) in its original editable
format AutoCAD/Arc GIS including metadata to On approval of the final MASTER PLAN
the client. Final presentation will be made report and Sector Wise Action Plans
before the client/implementing agencies. the remaining 20% payment will be
▪ The consultants are required to submit the made to the consultant.
revised plan or give alternatives to the plan
proposals, if it is objected at any forum before
the final approval.
Note:
c) Consultant will submit monthly progress report and attend mandatory monthly progress
review meeting
d) The consultant will submit the revised reports/deliverables within Ten days after submission
of comments/suggestion by the UPPU
The delivered products resulting from the study are to be owned by the UPU/Department concerned
as public documents and are, therefore, subject to the provisions of The Freedom of Information Act
2008. The consultant will not use any or part of the report(s) or maps for any commercial purpose
without the prior written permission of the client.
I. The MASTER PLANs will provide tools that will help to control and regulate the physical
growth of the large urban centers in accordance with proposed strategies to preserve the
integrity of cities, environment and resources.
II. The project will provide guidelines for feasible and high priority investment in urban
infrastructure.
III. The project will help to identify and strengthen the government policies/ programs in urban
sector. It will provide an opportunity not only to strengthen the existing local government
institutions but will also to develop new urban management initiations responsible for
growth and development of the city creating opportunities for investment and jobs creation.
IV. The project will provide a venue to public for debates regarding population, housing, land
use, supply of land, transport & other infrastructures for future needs.
V. Preparation of detail base maps of large urban centers on suitable sable with necessary
information’s will help different organization for various purposes.
VI. The project will full fill the future housing requirements of the city.
VII. It will provide frame work for various infrastructures activates under urban sector.
VIII. The project will ensure the provision of basic facilities/ amenities to the people.
IX. The project will improve the environmental aspect of the city and will prevent the substantial
loss of the limited but productive agriculture farm lands to none agriculture uses in the close
vicinity of urban centers.
X. Help in detail planning at tehsil and union council levels in order to avoid the creation of
slum and to reduce its negative impacts on environment, particularly on the life supporting
system (water, air and land).
XI. Help in preventing loss of environment recourses such as pristine rivers and natural
recourses due to unplanned development.
XII. Help in tracking the dynamics of urban land uses and other developments in relation to
environment and economy in the future.
XIII. More reliable data will become available for planning, monitoring and rational decision.
XIV. Facilities in better sitting of future urban infrastructure development works such as industrial
estate, commercial areas & shopping malls, roads and streets, for achieving economic
development while conserving the natural recourse base of the region. This will also reduce
mitigation cost of poorly cited developments.
XV. Availability of a GIS / RS facility in Urban Policy Unit where all the line department will have
access for up to date data / information acquisition. Through proper training and capacity
building measures the skills of the concerned departments on using GIS and remote sensing
techniques for implementation and up-dating MASTER PLAN will be developed and
institutionalized. This will greatly save on future planning costs. The establishment of
Geographical information system lab/ center at provincial level which will have maps of
various urban land uses which can be over laid, updated or re-produced at any desired scale
and a comprehensive status of each area marked for various uses, similarly the area for each
use can be quantified and highlighted.
XVI. The ultimate beneficiaries will be the people living in the large urban centers (District
headquarters) of KPK for which these MASTER PLANs will be prepared and implemented.
XVII. The information collected will be helpful to industries and proponents of other development
projects including EPA in formulating environmental protection measures, especially for
Environment Impact Assessment of various projects within the jurisdiction of these cities.
XVIII. The MASTER PLANs will strictly enforce land use planning and zoning that will ensure
protection of green spaces, environmental sensitive areas, parks and play grounds and other
open spaces in and around nearby big urban centers and areas of outstanding beauty and
conservation of bio- diversity.
To implement the project in association with national and international consultants a strong
organizational setup within the Deputy Commissioner Office is required. The Deputy Commissioner of
the concerned district shall be in charge of all the initiatives of the planning process from provincial level
to TMA’s and union council level. The planning process includes MASTER PLANs or development plans,
developmental control and building control.
The preparation of MASTER PLANs is a solid step towards transforming cities of KP into engines
of economic growth and the Government of KP is keen to discourage sprawl and un-controlled
urbanization and therefore investing huge financial resources in the proposed activities. The
development of these plans itself will not achieve the objectives of prosperous cities but will need a
dedicated, enlighten and professional organizational setup working directly under the Chief Executive
Officer of the province at provincial level and under Commissioner and Deputy Commissioner at
divisional and district level respectively. Such type of institutional setup will ensure to align the Annual
Development Program (ADP) of the provincial government with the strategies or plans proposed in the
MASTER PLANs.