Negretto Resaltado
Negretto Resaltado
Negretto Resaltado
Demomutic Pdormance
in Latin America
Gabriel L. Negretto
ABSTRACT
A widely accepted argument among scholars of Latin American
presidential regimes is that interbranch cooperation is impaired
when the president’s party falls short of a majority of seats in the
legislature. This argument fails to consider three factors that affect
the performance of minority presidents: the policy position of the
president’s party, the president’s capacity to sustain a veto, and the
legislative status of the parties included in the cabinet. This article
argues that the greatest potential for conflict in a presidential regime
occurs when the president’s party lacks the support of both the
median and the veto legislator and no cabinet coalition holding a
majority of legislative seats is formed. This hypothesis is supported
using data on executive-legislative conflicts and on interrupted
presidencies in Latin America during the period 1078-2003.
63
64 LATIN AMERICAN POLITICS AND SOCIETY 48: 3
ingly rare event in the 1980s and 1990s. For this reason, a comparative
explanation of the differing performances of presidential regimes in the
last two decades requires the use of less dramatic measures of perform-
ance, such as the frequency and type of executive-legislative conflicts,
the capacity of presidents to pass significant legislation, or the premature
termination of constitutional terms. Another limitation of recent studies is
that they focus on democratic breakdown but have not been able to pro-
vide a positive explanation of the factors that affect the performance of
presidential regimes. All they have shown to date is a series of negative
findings, which should lead us to rethink some of the accepted views on
the perils of minority presidents and divided governments.*
In spite of significant progress made during the last decade, the
main problem with the traditional research and part of the contempo-
rary work on presidential regimes is that they rely on rather blunt indi-
cators to conceptualize different types of presidential governments and
predict their performance. The share of seats of the president’s party or
the level of party fractionalization in Congress provides only a quantita-
tive measure, not a causal mechanism to explain the performance of a
presidential democracy.
From an analytic point of view, it is not apparent why the minority
legislative status of the president’s party should, by itself, have a nega-
tive impact on the level of interbranch cooperation. Even without major-
ity support in Congress, presidents often have legislative powers to
influence policymaking and obtain cooperation from legislators. A pres-
idential veto, for instance, may be skillfully used to extract concessions
from legislators by inducing either the introduction of a new bill or
amendments to the original bill (Cameron 2000, 20). Presidents also
have a wide array of agenda powers that they can use to force legisla-
tors to approve legislation that they would have not initiated or passed
on their own (Carey and Shugart 1998; Negretto 2004).
Minority presidents also rely on informal legislative coalitions to
obtain support in Congress. To forge these coalitions, the relative bar-
gaining power of the president’s party may be more important than its
share of seats or the level of party fragmentation. If the president’s party
holds, say, 40 percent of legislative seats, and four opposition parties hold
15 percent each, the latter are individually weaker than the former. Under
this distribution of partisan power, while the president is capable of form-
ing four different coalitions, one with each opposition party, there is only
one coalition (of all opposition parties) that can exclude the president’s
party. With the same share of seats, however, the president’s party would
be in a more vulnerable position if the opposition were concentrated in,
say, only two parties sharing 35 and 25 percent of the seats each. In this
situation, three possible coalitions could be formed, and the president’s
party, like the other two parties, could be included in two of them.5
NEGRETTO: MINORITY PRESIDENTS 67
The location of the president’s party in the policy space may also
have an important effect on the formation of legislative coalitions. Sup-
pose that the president’s party is a centrist party with 20 percent of the
legislative seats, while opposition parties are divided between a leftist
party holding 40 percent of the seats and two rightist parties with 20
percent of the seats each. If parties care about policy, they prefer to
form legislative coalitions that are connected in the policy space.(‘ In this
scenario, there are two coalitions that fulfill this requirement, and the
president’s party is the only party that is a necessary member of both.
In other words, if parties take policy considerations into account when
passing legislation, then a small but relatively centrist presidential party
may be more powerful than larger but more extreme opposition parties,
regardless of the level of party fragmentation.
Besides legislative coalitions, minority presidents can build cabinet
coalitions to seal a formal alliance with other parties in Congress. Recent
work on coalition formation in presidential regimes has shown that
presidents, just like prime ministers, often build multiparty cabinet coali-
tions to overcome the weakness of their parties in Congress. If the cab-
inet is composed of representatives of political parties that collectively
control a majority of seats in the legislature, then government proposals
may obtain majority support in Congress even if the president’s party
alone has a minority legislative status.
This analysis indicates that the classification of presidential regimes
and the construction of hypotheses about their potential performance
cannot be based o n quantitative measures and mechanical associations
alone. To build a more adequate understanding of the nature and per-
formance of different forms of presidential government, we need to start
with a better sense of the distribution of preferences and institutional
powers among the relevant actors in a system of separation of powers.
la. Median
Outcome
I
1 I, -
President’s party
--
President Veto legislator Median legislator
Median party
President’s party
- -
tives decreases monotonically as they move farther away from the ideal
point. It also assumes that parties are cohesive, unitary actors.
To isolate the relative position of the president’s party in Congress,
coalitions are excluded from the analysis. What matters in this model is the
share of legislative seats of the president’s party, its location on the policy
space, and the override requirement to sustain a veto. Following this logic,
the model suggests that presidents may face three basic types of minority
situations, which we may call median, divided, and congressional.
A median minority situation occurs whenever the president’s party,
holding less than 50 percent of the legislative seats, is appropriately
located around the center of the distribution, so that n o party or coali-
tion of parties can defeat its proposals by majority vote. In this situation,
it is the location of the president’s party in the policy space, rather than
the size of its legislative representation, that makes possible the support
of both the veto and the median legislator in Congress, as shown in
figure la.HNote that this is logically the same configuration as in “uni-
fied” majority situations, when the president’s party holds more than 50
percent of the seats in the assembly. The difference, of course, is that in
this case the president’s party would always include both the veto and
the median legislator, regardless of its location in the policy space.
Other things being equal, a president whose party controls a major-
ity of legislators should have greater bargaining power than a minority
NEGRE’ITO: MINORITY PRESIDENTS 60
located between the preferences of the median party and the president
with effective veto, policy changes may, in effect, be impossible. The
president will veto any change that brings the outcome too close to the
median party’s preference and moves it away from the president’s pref-
erence. It is for this reason that the policy space between the two deci-
sive actors defines the “gridlock interval”; that is, the set of policy deci-
sions that will be stable in spite of a legislative majority favoring policy
change, as illustrated in figure lb.
Policy change, however, is possible if the legislative status quo is
outside the gridlock interval. When the legislative status quo is located
at a relatively extreme position with respect to the ideal points of the
decisive actors, for instance, significant policy changes may occur pre-
cisely at the ideal point of the median party. This is because the presi-
dent will not veto proposals made by the median party if they are closer
to the president’s preferences than the status quo is. Policy change,
though only incremental, may also occur if the status quo is outside the
gridlock interval but close to the ideal policy of either the president’s or
the median party (Krehbiel 1998,3639;Brady and Volden 1998, 11-38).
In other words, policy immobilism is not a structural trait of presi-
dential regimes in divided situations. We can assume only that gridlock
may occur from time to time, but not how often, or when it will lead to
interbranch conflict.’O This does not mean, however, that we should
expect the same level of legislative effectiveness and interbranch coop-
eration as in median minority situations. Keeping other factors constant,
a president whose party is located at a median position in the congress
should be able to obtain more support from the congress than a minor-
ity president invested with merely a veto.
A third possible minority situation exists when a party or parties
other than the president’s controls the median and the veto legislator.”
One can call this situation congressional, as illustrated in figure lc,
because in this case, an assembly under the control of opposition par-
ties dominates the legislative process.
This is potentially the most conflictive situation in a presidential
regime. Chosen in a popular election, the president may believe that he
or she has a popular mandate to implement a particular political plat-
form, only to find that he has no institutional power to influence poli-
cymaking. This situation may invite policymakers to engage in what
Juan Linz (1994) rightly identifies as conflicts of “dual legitimacy.”
A nonmedian minority president without a veto has two basic
options: to accept or to challenge congressional rule. Acquiescence to
congressional rule would usually take the form of a coalition govern-
ment in which the president tries to overcome the disadvantage in Con-
gress by distributing cabinet positions among parties whose votes are
needed for a legislative majority. The other option, defiance of con-
NEGRE'ITO: MINORITY PRESIDENTS 71
Legislative
President Term Party Status Situation
Argentina
Alfonsin 1983-89 UCR Minority Divided
Menem I 1989-95 PJ Minority Median
Menem I1 1995-97 PJ Majority Unified
Menem I1 1997-99 PJ Minority Median
De la Rba 1999-2001 UCR Minority Divided
Bolivia
Siles Zuazo 1980-85 UDP Minority Divided
Paz Estenssoro 1985-89 MNR Minority Median
Paz Zamora 1989-93 MIR Minority Congressional
Sanchez de Lozada I 1993-97 MNR Minority Median
Banzer 1997-2001 ADN Minority Congressional
Sanchez de Lozada I1 2002-3 MNR Minority Congressional
Brazil
Sarney 1985-89 PFL Minority Congressional
Collor de Mello 1990-92 PRN Minority Congressional
Cardoso I 1994-98 PSDB Minority Congressional
Cardoso I1 1998-2002 PSDB Minority Congressional
Chile
Aylwin 1989-94 PDC Minority Divided
Frei 1994-2000 PDC Minority Divided
Colombia
Turbay 1978-82 PL Majority Unified
Betancur 198246 PC Minority Congressional
Barco 1986-90 PL Majority Unified
Gaviria 1990-94 PL Majority Unified
Samper 1994-98 PL Majority Unified
Pastrana 1998-2002 PC Minority Congressional
Costa Rica
Carazo 1978-82 PU Minority Divided
Monge 1982-86 PLN Majority Unified
Arias 1986-90 PLN Majority Unified
Calder6n 1990-94 PUSC Majority Unified
Figueres 1994-98 PLN Minority Median
Rodriguez 1998-2002 PUSC Minority Median
Dominican Republic
Balaguer [I1 198690 PRSC Minority Divided
Balaguer [II] 1990-94 PRSC Minority Divided
NEGRETI’O: MINORITY PRESIDENTS 73
Table 1 (continued)
Legislative
President Term Party Status Situation
Balaguer [IIII 1994-96 PRSC Minority Divided
Fernindez Reynd 1996-98 PLD Minority Median
Fernindez Reyna 1998-2000 PLD Minority Divided
Ecuador
Rold6s 1979-81 CFP Minority Divided
Febres Corder0 1984-88 PSC Minority Divided
Borja 1988-90 ID Minority Median
Borja 1990-92 ID Minority Divided
Duran Ballkn 1992-96 PRU Minority Divided
Bucaram 1996-97 PRE Minority Divided
Mahuad 1998-2000 DP Minority Divided
El Salvador
Duarte 1985-88 PDC Majority Unified
Duarte 1988-89 PDC Minority Divided
Cristiani 1989-9 1 ARENA Majority Unified
Cristiani 1991-94 ARENA Minority Divided
Calder6n 1994-99 ARENA Minority Divided
Guatemala
Cerezo 1986-90 PDCG Majority Unified
Serrano 1991-93 MAS Minority Congressional
Arzu 1996-99 PAN Majority Unified
Portillo 2000-2003 FRG Majority Unified
Honduras
Suazo C6rdoba 1982-86 PLH Majority Unified
Azcona 198690 PLH Majority Unified
Callejas 1989-93 PNH Majority Unified
Reina 1993-97 PLH Majority Unified
Flores 1997-2001 PLH Majority Unified
Mexico
Zedillo 1997-2000 PRI Minority Median
Nicaragua
Barrios 1990-96 UNO Majority Unified
Aleman 19962001 AL/PLC Minority Median
Panama
Perez Balladares 1994-99 PRD Minority Median
Paraguay
Rodriguez 1989-93 ANR Majority Unified
Wasmosy 1993-98 ANR Minority Congressional
Cubas 1998-2002 ANR Majority Unified
74 LATIN AMERICAN POLITICS AND SOCIETY 48: 3
Table 1 (continued)
Legislative
President Term Party Status Situation
Peru
Belahde 1980-85 AP Minority Median
Garcia 1985-90 PAP Majority Unified
(APRA)
Fujimori I 1990-92 C90 Minority Congressional
Fujimori I1 1995-2000 C90 Majority Unified
Fujimori I11 2000 C90 Minority Congressional
UWPaY
Sanguinetti I 1984-89 PC Minority Median
Lacalle 1989-94 PN Minority Congressional
Sanguinetti I1 1994-99 PC Minority Median
Venezuela
Herrera Campins 1978-83 COPE1 Minority Congressional
Lusinchi 1983-88 AD Majority Unified
Perez 1988-93 AD Minority Median
Caldera 11 1994-99 CN Minority Congressional
Chiivez I 1998-2000 MVR Minority Congressional
Source: Based on Payne et al. 2002, Elections Around the World, and Nohlen 2003
for electoral data; Coppedge 1997, Mainwaring and Scully 1995, Alckntara and Frei-
denberg 2001 for party policy positions.
Argentina
De la Rha Minority
Bolivia
Siles Zuazo Minority
Paz Zamora Majority
SiinchezdeLozadaI Majority
Biinzer Majority
Siinchez de Lozada I1 Majority
B d
Sarney Majority
Collor de Mello Minority
Cardoso I Majority
Cardoso 11 Majority
Chile
Alwyn Minority
Frei Minority
Colombia
Betancur Majority
Dominican Republic
Ferniindez Reyna Majority
Ferniindez Reyna Minority
Ecuador
Rold6s Minority
Febres Corder0 Minority
Durin Ballen Minority
Bucaram Minority
Panama
Perez Balladares Minority
Peru
Belacnde Majority
Fujimori I Minority
Uruguay
Sanguinetti I Minority
Lacalle Majority
Sanguinetti I1 Majority
NEGRETTO: MINORITY PRESIDENTS 77
Table 2 (continued)
Within each category, it seems that the weaker the bargaining position
of the president, the more frequent the inclusion of representatives from
parties other than the president’s. Six (40 percent) of the presidents in
median situations, 9 (47 percent) in divided situations, and 12 (71 per-
cent) in congressional situations formed cabinet coalitions.
The situation is different with majority cabinet coalitions. Relatively
few cabinet coalitions have a majority status in Congress. Of the 27
coalitions formed, 15 (29 percent) were minority and 12 (24 percent)
were majority coalitions. Within each category, 4 (27 percent) of the
presidents in median situations, none (0 percent) of the presidents in
divided situations, and 8 (47 percent) in congressional situations formed
majority cabinet coalitions. Here again, the largest percentage of major-
ity coalitions in congressional situations is also consistent with the
weakness of presidents in these cases.
With this information at hand, this study proposes a new classifica-
tion. Instead of a simple division between majority and minority presi-
dents, we may differentiate between majority and minority presidential
governments. Majority governments will be divided into single-party
and coalition. Single-party majority governments are all those cases
labeled “unified” in table 1. Coalition majority governments include all
the cases in which minority presidents built a multiparty cabinet coali-
tion holding a majority of seats in Congress. Minority governments,
whether single party or coalition, are divided into median, divided, and
congressional, according to the typology in table 1. In other words, we
assume that in the absence of a majority cabinet, what matters for the
performance of presidential regimes is the relative position of the pres-
ident’s party in regard to the median and veto parties.
With this revision, we are left with 36 cases of majority government
(24 single-party and 12 coalition) and 39 cases of minority government
(11 median, 19 divided, and 9 congressional). This classification will be
used to test the main hypotheses of this study about the expected levels
of interbranch cooperation in presidential regimes.
78 LATIN AMERICAN POLITICS AND SOCIETY 48: 3
Minority Cabinet
Situation N Coalitions (%) Minority (%) Majority (%)
Median 15 6 (40) 2 (13) 4 (27)
Divided 19 9 (47) 9 (47) 0 (0)
Congressional 17 12 (71) 4 (24) 8 (47)
Total 51 27 (53) 15 (29) 12 (24)
TESTING
THE PERFORMANCE
OF
MINORITY PRESIDENTIAL GOVERNMENTS
Mean Standard
Type of Government N Frequency Deviation
Majority
Single party 24 0.082 0.130
Coalition 12 0.088 0.073
Minority
Median 11 0.091 0.099
Divided 19 0.114 0.118
Congressional 9 0.147 0.072
Executive-LegislativeConflicts
Table 4 shows the mean frequency of conflict and the standard deviation
for each category of government. As might be expected, the mean level
of executive-legislative conflict tends to increase as we move from single-
party and coalition majority government to minority governments.
Among the latter, however, the category with the highest mean level of
executive-legislative conflict is congressional minority government.
A t test of the equality of means shows that interbranch cooperation
is severely impaired only when the president's party lacks the support
of both the median and the veto legislator and no cabinet coalition hold-
ing a majority of legislative seats is formed. The mean levels of inter-
branch conflict of single-party or coalition majority government and
median or divided minority government are not statistically different
from 0. There is, however, a statistically significant difference, at the 0.05
level, between the mean levels of executive-legislative conflict of major-
ity governments and congressional minority government. There is also
a statistically significant difference, at the 0.10 level, between the mean
levels of conflict of single-party or coalition majority government and
congressional minority government.
The crucial factor for predicting the level of executive-legislative
conflict, therefore, is not simply the share of seats of the president's
party. Other factors must concur to account for a significant increase in
the level of executive-legislative conflicts. These factors are related to
the policy position of the president's party, the ability o f the president
80 LATIN AMERICAN POLITICS AND SOCIETY 48: 3
to sustain a veto, and the legislative status of the parties included in the
cabinet.
The main reason for these results is that several categories of gov-
ernment show wide variation in the levels of executive-legislative con-
flict. Among single-party majority governments, for instance, the Cubas
presidency (1998-2002) in Paraguay had the highest frequency of inter-
branch conflict in the entire database (60 percent). A relatively high
level of conflict (29 percent) also occurred during the presidency of Vio-
leta Chamorro (1990-96) in Nicaragua. While these cases may be out-
liers, they suggest the need to find an adequate measure of intraparty
factionalism to determine the level o f interbranch cooperation in single-
party majority governments.
There is also wide variation in the levels of interbranch conflict of
median and divided minority governments. In the case of median gov-
ernments, the assumption that parties are disciplined and legislators care
mostly about policy does not hold equally for all the countries under
consideration. Parties in Chile and Uruguay, for instance, seem to be
more ideology-based than parties in Ecuador or Peru. This variation
should have an impact on how the policy position of the president’s
party matters for interbranch relations. Among divided governments, the
differences in performance may depend on the preferences of policy-
makers regarding the status quo. In the absence of an external shock, a
president armed with only a veto and intending to introduce drastic
policy changes may face intense interbranch conflict, as occurred during
the presidencies of Febres Cordero (1984-88), D u r h Ballen (1992-96),
and Bucdram (1996-97) in Ecuador.
It is interesting to note that while coalition majority government
does not appear to perform differently from median or divided govern-
ments, it does differ when compared to congressional governments. As
argued earlier, presidents who face a congressional situation may be
able to avoid conflicts with Congress if they attempt to distribute cabi-
net positions among parties whose votes are necessary to reach a leg-
islative majority. The presidency of Fernando Collor de Mello in Brazil
serves As a good illustration. Although all presidents in Brazil governed
in a congressional situation, only Collor (1990-92) failed to build and
maintain a majority cabinet coalition during his term.” He faced the
highest rates of interbranch conflict among all Brazilian presidents and
was forced to resign after an impeachment process.
Presidencies Interrupted
The cases of presidencies terminated before the end of the constitu-
tional term merit a separate analysis. In the 1960s and 1970s, a consti-
tutional crisis in Latin America typically involved the participation of the
NEGRETTO: MINORITY PRESIDENTS 81
Table 5 (continued)
Premature
Type of Government N Termination Percent
Majority
Single party 24 1 4
Coalition 12 1 8
Minority
Median 11 1 9
Divided 19 6 32
Congressional 9 5 55
-
Notes: Dependent variable: Premature termination of constitutional terms
N for all three models 75
Numbers in parentheses are robust standard errors
* p < .lo, ** p < .05, *** p < .01
CONCLUSIONS
This study has provided a first step toward developing a more theoret-
ically grounded explanation of the causal mechanisms that foster or
NEGRETTO: MINORITY PRESIDENTS 87
NOTES
The author gratefully acknowledges valuable comments and criticisms on
previous versions of this paper from Javier Aparicio, Josep Colomer, Bill Keech,
Cecilia Martinez-Gallardo, Bingham Powell, Jr., and Arturo Valenzuela; and
research assistance from Luis Eduardo Escatel. The final version was also
improved by the comments of two anonymous reviewers.
IATIN AMERICAN POLITICS AND SOCIETY 48: 3
president’s veto is ineffective; the pace and content of legislative change WOLIICI
be entirely in the hands of the median party.
11. In principle, one party may control both, or different parties may con-
trol each of these legislators.
12. According to Amorini Neto and Tafner 2002 and Amorim Neto 2006,
presidents either seek a statutory implementation of policy goals by means of
partisan and proportional majority cabinet coalitions, or attempt to legislate by
decree. It could be argued that the latter strategy (whether or not those powers
are granted by the constitution) is more likely when minority presidencies face
a “congressional” situation.
13. Party policy positions were classified on the basis of a comparison of
the expert opinions gathered by Coppedge (19971, Mainwaring and Scully
(1995), and Alchtara and Freidenberg (2001a, b, c). Whenever the president’s
party was consistently labeled as populist or personalist during a particular
period, the presidency was classified based only on the share of seats of the
president’s party, rather than on its location on the policy space. This was the
case for the Partido de ReconstruGio Nacional (PRN) in Brazil, Concentracion de
Fuerzas Populares (CFP) and Partido Roldosista Ecuatoriano (PRE) in Ecuador,
Cambio 90 (C90) in Peru, and Convergencia Nacional (CN) in Venezuela.
14. One restriction to the autonomy of presidents in the appointment of
cabinet ministers could be the congressional ratification requirement, as in the
United States. A restriction on the autonomy of presidents in maintaining or
changing their cabinets is the capacity of Congress to force the resignation of
cabinet ministers, as in several Latin American countries.
15. A presidency was considered to have formed a majority coalition gov-
ernment when the cabinet maintained a majority legislative status until at least
one year before the end of the presidential term.
16. Unlike Mark Jones (19951, who uses each presidential year as a unit of
analysis, this study did not exclude from the count those years in which the
number of articles was fewer than six. This means that in some cases, the index
of the frequency of conflicts is lower (when no conflicts were reported that
year) and in other cases higher (when conflicts were reported) than Jones’.
17. Collor maintained a cabinet coalition with majority status in both cham-
bers of congress only from March to October 1990. See Amorim Net0 2002, 56.
18. On the role of social conflicts in the interruption of presidencies, see
Hochstetler 2004.
19. A rare events logistic regression is used to obtain an approximately
unbiased estimate of the probability of rare events, such as wars, coups, o r rev-
olutions. The model is described in King and Zeng 1999. The papers and the
software are available online.
20. These probabilities are calculated based on the rare events logistic
regression results, allowing the variable of interest to take a value of 1 while
keeping all the other variables at 0. The stata commands are provided by King
and Zeng 1999.
90 LATIN AMERICAN POLITICS AND SOCIETY 48: 3
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