The Concept of Mental Disorder
The Concept of Mental Disorder
The Concept of Mental Disorder
ABSTRACT
The concept of mental disorder is at the foundation of psychiatry as a medical
discipline, at the heart of scholarly and public disputes about which mental conditions
should be classified as pathological and which as normal suffering or problems of living,
and has ramifications for psychiatric diagnosis, research, and policy. Although both
normal and disordered conditions may warrant treatment, and although psychiatry
arguably has other functions beyond the treatment of disorder, still there exists
widespread concern that spurious attributions of disorder may be biasing prognosis and
treatment selection, creating stigma, and even interfering with normal healing processes.
However, no consensus exists on the meaning of "mental disorder". The upcoming
revisions of the DSM-IV and ICD-10 offer an opportunity to confront these conceptual
issues and improve the validity of psychiatric diagnosis.
I approach this problem via a conceptual analysis that asks: what do we mean
when we say that a problematic mental condition, such as adolescent antisocial behavior,
a child's defiant behavior toward a parent, intense sadness, intense worry, intense
shyness, failure to learn to read, or heavy use of illicit drugs, is not merely a form of
normal, albeit undesirable and painful, human functioning, but indicative of psychiatric
disorder? The credibility and even the coherence of psychiatry as a medical discipline
depends on there being a persuasive answer to this question. The answer requires an
account of the concept of disorder that generally guides such judgments.
Among existing analyses of "mental disorder", a basic division is between value
and scientific approaches. As Kendell put it: "The most fundamental issue, and also the
most contentious one, is whether disease and illness are normative concepts based on
value judgments, or whether they are valuefree scientific terms; in other words, whether
they are biomedical terms or sociopolitical ones" (1). I have proposed a hybrid account,
the "harmful dysfunction" (HD) analysis of the concept of mental disorder (2-8).
According to the HD analysis, a disorder is a harmful dysfunction, where "harmful" is a
value term, referring to conditions judged negative by sociocultural standards, and
"dysfunction" is a scientific factual term, referring to failure of biologically designed
functioning. In modern science, "dysfunction" is ultimately anchored in evolutionary
biology and refers to failure of an internal mechanism to perform one of its naturally
selected functions.
In this article, I explore the consider- able explanatory power of the HD analysis
for understanding the distinction between mental disorder and other problematic mental
conditions. I also illustrate the implications of the analysis for assessing the validity of
DSM and ICD diagnostic criteria, and for understanding some of the conceptual
challenges in applying diagnostic criteria across cultures, using the example of
transplantation of DSM criteria to Taiwan.
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Conduct disorder
The DSM-IV diagnostic criteria for conduct disorder allow the diagnosis of
adolescents as disordered who are responding with antisocial behavior to peer pressure,
threatening environment, or abuses at home (31). For example, if a girl, attempting to
avoid escalating sexual abuse by her stepfather, lies to her parents about her whereabouts
and often stays out late at night despite their prohibitions, and then, tired during the day,
often skips school, and her academic functioning is consequently impaired, she can be
diagnosed as conduct disordered. Rebellious kids or kids who fall in with the wrong
crowd and who skip school and repetitively engage in shoplifting and vandalism also
qualify for diagnosis. However, in an acknowledgment of such problems, there is a
paragraph included in the "Specific culture, age, and gender features" section of the
DSM-IV text for conduct disorder which states that "consistent with the DSM-IV
definition of mental disorder, the conduct disorder diagnosis should be applied only
when the behavior in question is symptomatic of an underlying dysfunction within the
individual and not simply a reaction to the immediate social context". If these ideas had
been incorporated into the diagnostic criteria, many false positives could have been
eliminated. Unfortunately, in epidemiological and research contexts, such textual
nuances are likely ignored.
Social phobia
Whereas social phobia is a real disorder in which people can sometimes not
engage in the most routine social interaction, current criteria allow diagnosis when
someone is, say, intensely anxious about public speaking in front of strangers. But, it
remains unclear whether such fear is really a failure of normal functioning or rather an
expression of normal range danger signals that were adaptive in the past, when failure in
such situations could lead to ejection from the group and a consequent threat to survival.
This diagnosis seems potentially an expression of American society's high need for
people who can engage in occupations that require communicating to large groups
(32,33).
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Depression
The classic finding is that Asian populations express their depression through an
"idiom of distress" that focuses on somatic complaints rather than more mental DSM
symptoms (34,35). This poses a challenge in applying DSM criteria. However, the data
suggest that, if asked, Asian populations do often report the DSM-type symptoms as
well, so that this may be an issue of self-presentation rather than actual variation in the
symptomatic expression of a dysfunction. Another issue concerns gender expectations:
in Taiwan (especially among older generations), even more than in the U.S., the woman
is expected to have primary responsibility for the home, which can be constraining. Folk
understanding of female versus male nature tends to allow for a large amount of normal
expression of depressive-like misery expressed by women as part of their "natural" life
situation and innate tendencies. Different expectations apply to males. Thus, especially
in applying DSM criteria to some older women, there might be a challenge in deciding
whether the symptoms indicate a disorder (as they might in the U.S.) or are just a
culturally sanctioned normal response to difficult circumstances.
Conduct disorder
In Taiwanese society, expectations and supervision of some children and
adolescents appear to be more demanding and more rigid than in the U.S.. In some cases,
this is because of the academic testing system, in which a youth's entire future may
depend on his or her performance on a single test. These factors could affect the
interpretation of antisocial behavior in several ways. For example, early misbehavior
could more frequently be a normal response to excessive family pressure. On the other
hand, some children may not express inherent antisocial tendencies until a later age than
would be typical in U.S., because of the greater constraints of the Taiwanese cultural
environment. It is also possible that Taiwanese hold a culturally implicit theory of
adolescent development that is less accepting of youthful misbehavior as normal than is
the American implicit theory, leading to overpathologization.
Social phobia
DSM-IV criteria for social phobia require anxiety only about social interactions
with unfamiliar people. One can be perfectly comfortable with one's family and with
those one knows, but still be diagnosed with social phobia if he feels anxious in certain
situations with strangers (e.g., public speaking). There may be a strong cultural loading
here that poses challenges for the Taiwanese diagnostician. These criteria are influenced
by American culture's belief in individuality, independence from family, and open
interactions of unfamiliars. In contrast, some Taiwanese, at least of older generations,
may have been socialized to think primarily of the family as a safe haven and to see
unfamiliar people as requiring more caution. The DSM-IV criteria may potentially
pathologize what might be considered normal among Taiwanese given local
socialization. It should be emphasized that these observations may apply more to older
Taiwanese.
As these examples suggest, the HD analysis allows much room for crosscultural
variation in diagnosis due to many nuanced sources not limited to culture-specific
syndromes. However, the HD analysis also reflects the reality that cultures, whatever
their values, cannot construct disorders from whole cloth; a culture is only correct in
labeling a condition it considers undesirable as a disorder if the condition involves a
failure of biologically designed functioning. Thus, cultures can be wrong about whether
a condition is a disorder or normal, as Victorian physicians were wrong to think that
clitoral orgasm was a disorder, ante-bellum confederate U.S. physicians were wrong to
think that slaves who ran away from their slavery were disordered, and some cultures in
which schistosomiasis is endemic are wrong to think that its symptoms are part of
normal functioning.
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CONCLUSIONS
Careful attention to the concept of mental disorder that underlies psychiatry
suggests that, contrary to various critics, there is indeed a coherent medical concept of
mental disorder in which "disorder" is used precisely as it is in physical medicine. Once
this concept is made explicit, it offers a "place to stand" in evaluating whether current
symptombased DSM and ICD diagnostic criteria are accomplishing their goal of
identifying psychiatric disorders as opposed to normal problematic mental conditions. I
have argued that there is a long way to go in this regard. I suggest that the upcoming
revisions of both manuals create a formal mechanism for reviewing each diagnostic
criteria set for possible conceptual flaws leading to false positives, so that psychiatric
diagnosis need not be afflicted by manifest weaknesses that are apparent to the press and
the lay public yet go ignored by the profession.
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ACKNOWLEDGEMENT
I am grateful to Prof. Eva Lu for helpful discussions of Taiwanese culture, on
which I based my speculations. It should be cautioned that my characterizations are my
responsibility alone and may well represent a distortion or stereotype, for which I
apologize ahead of time.