Stephan 2013
Stephan 2013
Stephan 2013
The emerging consensus in the philosophy of cognition is that cognition is situated, i.e.,
dependent upon or co-constituted by the body, the environment, and/or the embodied
interaction with it. But what about emotions? If the brain alone cannot do much thinking,
can the brain alone do some emoting? If not, what else is needed? Do (some) emotions
(sometimes) cross an individual’s boundary? If so, what kinds of supra-individual systems
can be bearers of affective states, and why? And does that make emotions “embedded” or
“extended” in the sense cognition is said to be embedded and extended? Section 2 shows
why it is important to understand in which sense body, environment, and our embodied
interaction with the world contribute to our affective life. Section 3 introduces some key
concepts of the debate about situated cognition. Section 4 draws attention to an important
disanalogy between cognition and emotion with regard to the role of the body. Section 5
shows under which conditions a contribution by the environment results in non-trivial
cases of “embedded” emotions. Section 6 is concerned with affective phenomena that seem
to cross the organismic boundaries of an individual, in particular with the idea that
emotions are “extended” or “distributed.”
Keywords: Cognitivism; Distributed Cognition; Emotions; Enactivism; Extended
Cognition
1. Introduction
Cognitivists regard the human mind as an information-processing input-output device
whose neuronally implemented, syntactically driven transformations of represen
tational structures give rise to cognitive processing. For them, cognition is the amodal
intracranial “filling” mediating offline between input from and output to the
extracranial parts of the body and the extrabodily environment. Situated approaches, in
contrast, pivot on the fact that cognition is primarily based on reciprocal real-time
Achim Stephan is Professor of Philosophy of Cognition at the Institute of Cognitive Science, University of
Osnabrück.
Sven Walter is Professor of Philosophy of Mind at the Institute of Cognitive Science, University of Osnabrück.
Wendy Wilutzky is a Ph.D. Student at the Institute of Cognitive Science, University of Osnabrück.
Correspondence to: Sven Walter, University of Osnabrück, Institute of Cognitive Science, Albrechtstraße 28,
Osnabrück 49069, Germany. Email: [email protected]
3. Situated Cognition
“Situated cognition” is currently little more than a placeholder for a “loose-knit family
of approaches” (Wilson & Clark, 2009, p. 55) whose common core is a more or less
radical break with some traditional tenets of cognitivism. Unfortunately, even after
three decades the debate is still fledgling and there is no even remotely unanimous
usage of key notions like ‘embodied’, ‘embedded’, ‘extended’, ‘distributed’, or ‘enacted’.
This section provides the outlines of a conceptual clarification.
Since the departure from cognitivism is said to consist in the insight that cognition
involves not only intracranial, but also extracranial processes, there are two crucial
questions: “what does it mean to say that cognition involves extracranial processes?”
and “what does it mean to say that cognition involves extracranial processes?”4
The first question draws attention to a relational dimension: how are cognitive
processes on the one hand and whatever processes have to be invoked over and above
intracranial ones on the other hand related? While some insist that cognitive processes
are constituted by extracranial processes, others argue that they non-constitutionally
depend upon extracranial processes, where constitution is understood along the lines
of the mereological part-whole relationship and dependence either causally or
evolutionarily (in the sense that something has been designed to function only in
combination with something else on which it depends). Intuitively, a computer is
constituted (in part) by the CPU and the RAM, while the power plant producing the
electricity is not among its constituents, but only something upon which its
functioning causally depends.
The second question draws attention to a locational dimension: what kinds of
processes co-determine or co-constitute cognitive processing, over and above the
intracranial ones? While some have focused on the body’s contribution to cognitive
processing (where “body” must be read as “body minus brain,” because otherwise
the fact that the brain is part of the body would make the position collapse into
Philosophical Psychology 69
cognitivism; see note 4), others have focused on the extrabodily environment’s
contribution.
This leads to four different situated hypotheses that vary in a twofold way along the
relational and locational dimension: cognitive processing may be (1) co-dependent
upon bodily processes, (2) co-constituted by bodily processes, (3) co-dependent upon
extrabodily processes, or (4) co-constituted by extrabodily processes. (1) and (2)
capture the idea that cognition is embodied, (3) the idea that it is embedded, and (4) the
idea that it is extended.
In addition, enactivists characterize cognition as an active engagement in which a
cognitive system brings about (“enacts”) its environment (Umwelt), thereby rejecting
the locational question. For them, it is at best misleading and at worst senseless to ask
whether cognitive processing takes place in the brain, in the body, in the environment,
or in any combination of these, given that cognition is supposed to be an essentially
relational and temporally extended process of “sense-making” (Thompson &
Stapleton, 2009) by an autonomous and adaptive system in interaction with its
environment, so that to ask where a particular cognitive process is taking place at a
particular time is to miss the very explanans.
Finally, cognitive processes have been said to be distributed over complexes of
interacting agents and technological resources, for example when the navigation of a
vessel is accomplished by the concerted effort of the technologically equipped crew on
the bridge (e.g., Hutchins, 1995). To avoid conceptual muddle, one should distinguish
cognitive distribution and cognitive extension. Cognitive extension usually concerns a
single system or agent at the “center” of cognitive processes, from where they are then
said to extend (under certain conditions) beyond the original organismic boundaries,
leading to an extended cognitive system. The point of distributed cognition, in
contrast, is that cognitive processes are “spread out” over a collective, no individual
member of which can be singled out as the “center” of these processes.5
Equipped with these rather pithy classifications, let us return to affectivity. Section 4
draws attention to an important difference between cognition and emotion which
makes the environment’s contribution to our affective life much more interesting than
the body’s contribution. The remaining sections will then be concerned with different
kinds of environmental contributions.
5. Embedded Emotions
Not any extracranial influence on our affective life renders emotions “situated.” A slim
or buff body may enhance our emotional well-being, and a prolonged illness or bodily
fatigue may lead to a major depression, but this does not mean that the relevant
Philosophical Psychology 71
emotions are “embodied” in any interesting sense, for these bodily factors are mere
triggers, or elicitors, of emotional states. Likewise, not every environmental influence
on an emotion makes the latter “embedded.” The structure and character of the
environment can undoubtedly influence our affective life, for example when one is
disgusted by a fascist rally, or when a usually reserved person is carried away by the
euphoria of a cheering crowd. But it would trivialize the idea of situated affectivity to
call the corresponding emotions “embedded,” for no one has ever denied that the
environment contributes to our affective life in the sense that emotions are responses
to changes in the environment that are of import to us. What is needed is a non-trivial
notion of “embeddedness” that distinguishes cases where the environment is a mere
trigger from those in which it contributes to emotions in a way incompatible with
traditional accounts.
This problem is familiar from the debate about situated cognition. Advocates of
embedded cognition have to show in which sense they go beyond traditional
cognitivism, given that their claim that cognitive processes depend upon extrabodily
processes is entirely compatible with the cognitivist’s view that they are intracranial,
syntactically driven operations on representations.6 Two ideas have been invoked in
response. First, the partial dispensability of internal representations, and second, the
use of an appropriately structured environment or the active structuring of the
environment with the goal of reducing cognitive load, the so-called “scaffolding”
(e.g., Clark, 1997, p. 63). While cognitivism may be compatible with an environmental
dependence per se, it clearly seems to be incompatible with the specific kind of
environmental dependence envisaged by the advocate of embedded cognition. For the
cognitivist, cognitive processing depends upon the environment in the purely
counterfactual sense that if the environment were different, then the internal
representations of the environment were different, and if these representations were
different, then the internal cognitive processes were different. In contrast, advocates of
embedded cognition take the environmental dependence to be immediate and active.
The invocation of the structured environment as an external scaffold makes any
mediation by elaborate internal representations (partially) dispensable because it
replaces (or at least augments) the intracranial transformation of passively received
representations by the active manipulation of the relevant external structures
themselves. Embedded approaches to cognition are thus incompatible with
cognitivism not because of the environmental dependence per se, but because the
kind of dependence posited by the former is unavailable to the latter.
A rather similar picture emerges in the case of emotions. Regarding the first point,
the role of the environment as a scaffold, examples where we actively structure or use
the appropriately structured environment as an “affective scaffold” in order to
influence our emotional well-being abound. We furnish our apartment in such a way
that we feel comfortable, we remove everything that reminds us of our ex-partner to
alleviate the pain of separation, we deliberately undergo a therapy in order to get over
our anxieties, etc. The idea of active structuring is in fact crucial for strategies of
emotion regulation (e.g., Gross, 2002). It makes a difference for one’s emotional life
whether one decides on the eve of an important exam to meet with one’s equally
72 A. Stephan et al.
nervous classmates or an old friend (“situation selection”), and if one goes to see one’s
friend, it makes a difference whether one discusses the imminent exam and the
consequences of failing or just schmoozes and indulges in good memories from the
common past (“situation modification”; see Stephan, 2012, in particular section 3).
Griffiths and Scarantino (2009) also stress the role of the environment as an actively
structured scaffold for our emotional engagement with the world. They reject both
purely cognitivist accounts and neo-Jamesian “embodiment”-theories (e.g., Prinz,
2004), which in their eyes denigrate the environment to the mere location of the input
to and the output of emotional responses (Griffiths & Scarantino, 2009, p. 437).
Instead, they conceive of emotions as a form of skillful engagement with the world that
can be scaffolded, both synchronically in the unfolding of a particular emotional
performance and diachronically in the acquisition of an emotional repertoire
(Griffiths & Scarantino, 2009, p. 443). The construction of sacred buildings with a
religious function, for example, is aimed at providing specific atmospheres
that support religious feelings of sublimity or humility (e.g., Anderson, 2009).
In particular, the provision of confessionals in churches enables certain kinds of
emotional performance (synchronic scaffolding), and the broader Catholic culture
supports the development of the ability to engage in the emotional engagements of
confession (diachronic scaffolding). In a similar vein, social emotions like love and
guilt function as commitment devices (e.g., Frank, 1988) that can be (partially)
offloaded onto social institutions. In the case of romantic love, for instance, marriage
creates social pressure that helps ensure mutual support and fidelity, the tradition of
exchanging gifts at wedding anniversaries acts as an affective scaffold by making sure
the everyday routines of married life are regularly interrupted by acts of romantic
generosity, etc.
Regarding the second point, the (partial) dispensability of elaborate internal
representations, Griffiths and Scarantino’s account is also illuminating. On their view,
emotional content need not have a conceptual representational format; it may instead
have a “fundamentally pragmatic dimension, in the sense that the environment is
represented in terms of what it affords to the emoter in the way of skillful engagement
with it” (2009, p. 441). This supposedly holds even for so-called “higher” cognitive
emotions like shame, guilt, or embarrassment. Authentically expressed guilt, for
instance, can be understood as a social strategy (see, again, Frank, 1988) aimed at
reconciliation in order to repair a relationship, and thus as a form of a skillful
engagement for which the conceptual capacities and elaborate internal representations
presupposed by classical cognitivist emotion theories are less important than has
traditionally been assumed (Wilutzky & Stephan, forthcoming)—as is evidenced by
the fact that social “guilt strategies” can already be observed in infants that do not (yet)
have the conceptual and representational repertoire required by traditional accounts
(e.g., Reedy, 2000).
If the ideas just sketched are on the right track, the two key ideas from the debate
about embedded cognition—the partial dispensability of internal representations and
the use of the (actively) structured environment as a scaffold—turn out to have close
analogues in the affective realm, in which case at least some emotions turn out to be
Philosophical Psychology 73
embedded in a substantial sense not captured by extant accounts in the philosophy of
emotions that have hitherto focused too narrowly on affective phenomena of a certain
individualistic kind. Some emotions are dynamic engagements with the world rather
than inner snapshot responses to external triggers.
Acknowledgements
The authors are grateful to the Volkswagen Foundation who supported their work by
grant II/84 051.
Notes
[1] Compare, for instance, Marr’s (1982) purely cognitivist account of vision with
contemporary situated approaches like Noë’s (2004). While others use “situated”
synonymous with what we call “embedded” (Shapiro, 2010) or “extended” (Wilson &
Clark, 2009), we use it as an umbrella term for any departure from cognitivism stressing the
importance of the body, the environment, and/or the interaction of brain, body, and
environment (Robbins & Aydede, 2009).
[2] Or sense-feel-appraise-act-, sense-appraise-act-feel-, or sense-act-feel-cycles, depending on
your favorite account of emotions.
[3] A crucial question for componential theories of emotion is whether, if cognition is situated,
such a neat componential analysis of emotions with distinctly separable bodily and
cognitive components is at all possible (Colombetti, 2007).
[4] Some restrict the departure from traditional cognitivism to the fact that allegedly central,
amodal cognitive processes involve (pace, e.g., Fodor, 1983) sensorimotor areas of the brain.
However, such a notion of situatedness is entirely compatible with ascribing situated
cognitive processes to, say, brains in vats, and thus too weak to be worth that name.
Philosophical Psychology 79
[5] While Clark and Chalmers (1998) already hint at the possibility of a “socially extended
mind,” where, for example, memories are shared between multiple agents, this nomenclature
obscures this important difference: the very talk of “extended” cognition suggests that there
is an individual whose cognitive processes ex-tend into the environment. In transactive
memory systems (e.g., Barnier, Sutton, Harris, & Wilson, 2008), however, or cases like the
joint navigation of a vessel, there is no such original bearer. The navigational processes do
not ex-tend from, say, the navigator into his fellow shipmates in the same way as, say, Otto’s
memories (see below) extend into his notebook; since their bearer is the distributed system
to begin with, there is simply nothing from which they can ex-tend. This distinction between
extended and distributed processes (see also Hutchins’ contribution to this issue) will allow
us in section 6 to distinguish different kinds of supra-individual affective phenomena. We
are indebted to an anonymous referee for pressing us to clarify this issue.
[6] The same problem arises for those who explicate the idea that cognition is embodied by
saying that cognitive processes depend upon bodily processes.
[7] Slaby rejects the appeal to PP on the grounds that “it is impossible to assign emotions clear-
cut functional roles that capture all their relevant aspects” (forthcoming, p. 12). This is true,
but no argument against PP, given that emotions can be extended even if not all their
relevant aspects are extended.
[8] Another reason for restricting experiences to the brain can be found in Clark (2009).
[9] Since the opponents of situated approaches admit that cognition (or affectivity) might be
extended (e.g., Adams & Aizawa, 2008), the only interesting issue is whether they actually
are extended.
[10] With regard to cognition, it has been argued that such fine-grained details do matter and
that the states of the Otto-cum-notebook system fail to count as beliefs or memories
properly so called because they do not exhibit the kind of rapid, automatic, and unconscious
informational integration characteristic of beliefs (Weiskopf, 2008), or the kind of recency-,
primacy-, and chunking-effects characteristic of memories (Adams & Aizawa, 2008, p. 61);
for a dissenting view, see Kyselo and Walter (2011).
[11] One of us (S.W.) is highly skeptical: to say that someone blushed because she was ashamed is
to offer a causal explanation of her blushing, not a mereological explanation that accounts
for the presence of a part in terms of the presence of the whole.
[12] As an anonymous referee has pointed out, it is not even clear that the appeal to PP and
integrationism are compatible, for given the different format and dynamics of the external
resources, functional equivalence may be unattainable. Yet, much depends again upon how
fine-grained the functional equivalence has to be (see above).
[13] Slaby (forthcoming) fails to see this, as does Menary (2006) in the debate about extended
cognition.
[14] For a meta-analysis of the psychological literature on deindividuation, see Postmes and
Spears (1998).
[15] Huebner’s (2011) notion of “genuinely collective emotions” bears some resemblance to this
idea, although he, erroneously in our eyes, appeals to parity considerations. According to
Wilson’s (2005) social manifestation thesis, collectives are unsuitable as the bearer of
cognitive (or, in our case, affective) processes, even though some individualistic cognitive
(or affective) processes require their bearer to be a member of an appropriately organized
and technologically equipped social collective. But as said above, a bill is not passed by one
senator embedded in a collective of senators, but by the senate as whole (which, as a whole,
is also responsible for passing it). Likewise, while it is true that the blind rage of a lynch mob
or a mass riot is possible only in the context of the mob or the mass, as Wilson’s social
manifestation thesis holds, the rage itself, emerging as it does from the dynamical, top-down
influenced interplay among the members, is clearly not a feature of any single member, but
of the collective.
80 A. Stephan et al.
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