Unit I (Autosaved)
Unit I (Autosaved)
Unit I (Autosaved)
PSYCHOLOGY
BPSY541B
Dr Kritika Rastogi
Unit I: Introduction
Aviation Psychology
Aviation Psychology
▪ Aviation psychology involves the study of human's behaviors, actions, cognitive and
emotional processes in the aviation field and also investigates the psychological
problems encountered in the flight deck (Aviation Coaching - Kallus, Hoffmann et al.,
2004).
▪ Aviation psychology specifically focuses on pilots, flight crews and air traffic controllers
and the study of aviation psychology results in increase in work efficiency and safety by
promoting smooth operation and interaction between employees.
▪ It ensures that there is a balance between automation and employees in the aviation
field; and also maintains the emotional and physical health of the employees.
▪ The development of aviation psychology started in the USSR (The Union of Soviet
Socialist Republics) in 1921 with S.E. Mints, N.M. Dobrotvorskii and K.K. Platonor.
The current development in this subject mainly involves the
following examples:
▪ Study of in flight environment that influences the mental processes of the flight crew
and hence developing solutions to counter or minimize these influences.
▪ Determining the qualification standards of pilots, ensuring that pilots meet the
minimum criteria to be able to fly.
Scope of Aviation Psychology
▪ https://youtu.be/MHKezg5wlFo
Role of Aviation Psychologist
Aviation psychologists assume responsibilities that are similar to the
international ethical standards of regular psychologists. These
responsibilities cover areas such as the following :
▪ Quality of team work and team resources, maintaining the standard of work
delivered
What Aviation Psychologists do?
Psychologist may help prepare members of staff for potential threats and teach them
how to deal with high-stress situations.
After times of crisis, such as an aviation crash or a terror threat, a psychologist may
offer emergency counselling to pilots and airline crew, as well as to passengers who
experienced any type of traumatic event.
Mental health support can also be offered to the family members of those who might
have died during a flight.
▪ Research and investigation work – Aviation psychologist may assist in the
investigation process after an unexpected event, helping authorities to understand
the behavior of pilots, flight crew and any threat that was on board prior to the
event. They may also conduct studies related to aviation safety and report it back
to airline companies.
▪ Design Training Programmes – An aviation psychologist can help in the design and
planning of training programmes for airlines to improve the performance of their
staff.
▪ Work with Engineers – Sometimes AP will work alongside engineers when designing
the cabin and cockpit. They would ensure that all the features and mechanisms are
user-friendly and safe for passengers and crew to use.
▪ Mental Health and Wellness Services – A psychologist may provide guidance and
coaching to staff members to improve their performance, to help deal with jet-lag
and to maintain their general well-being.
▪ https://youtu.be/mEvD2jf7ank
CREW RESOURCE MANAGEMENT
(CRM)
Introduction
Cabin Flight
Crew Tech-Crew
▪ CRM was developed as a response to new insights into the causes of aircraft
accidents which followed from the introduction of flight data recorders (FDRs) and
cockpit voice recorders (CVRs) into modern jet aircraft.
▪ Under experimental conditions, data was collected on basic of that additional skill
sets were identified for crew and need of training was introduced collectively called
as CRM.
▪ CRM can be defined as a management system which makes optimum use of all
available resources - equipment, procedures and people - to promote safety and
enhance the efficiency of flight operations.
Goals of CRM
Knowledge
Skills
Attitude
Cause of Aircraft Accidents
Weather
Equipmen
t
Maintena
nce
ATC etc
▪ https://www.youtube.com/watch?v=Tpx3e1kCMCA
Q1. What is your definition of CRM? Write it in your own words with citation (example
Rastogi, 22)
Q2. What you understand by layers of SHEL?
Q3. Significance of H-FACS.
Activity
▪ Identify the human error by analysing the air accidents and crashes in groups/pairs
and present your point
https://youtu.be/doYtsh994kk
Evolution of CRM
First Generation
Second Generation
Third Generation
Fourth Generation
First Generation
▪ The objective was to prevent accidents owing to flawed flight-crew team performance.
▪ The safety paradigm was that safety was a function of flight-crew performance
exclusively, and that there were individuals with either the “right” or the “wrong stuff.”
▪ The resistance to initial CRM training by segments of the pilot community (Helmreich,
1992) led to a revision of the original approach, thus, giving birth to the second
generation of CRM training. In an attempt to overcome resistance, this second
generation essentially distanced itself from the notion of the “right/wrong stuff.”
Second Generation
▪ Like the first, the second generation of CRM training aimed at preventing accidents
through improved crew performance, and its underlying safety paradigm was that
safety was a consequence of improved crew synergy.
▪ Both first and second generation of CRM training relied intensively on role-playing
and nonaviation related games, and they resorted to repetitive accident case
studies.
▪ A distinct characteristic of first and second generation of CRM training programs was
that they appeared to consciously and purposefully introduce and maintain a clear
separation between technical and CRM training.
▪ The introduction of “glass cockpits” led to the development of a third generation of
CRM training, with a broadened human-factors knowledge base, and with particular
attention to the cognitive dimensions of small teams acting in dynamic
environments as well to the importance of shared mental models (Orasanu, 1993).
▪ The third generation of CRM programs also revisited human–machine interface
issues, in the relationship between pilots and computers. It was during this third
generation that Cockpit Resource Management became CRM.
Third Generation
▪ Third generation aimed at improving the overall system performance through improved
performance of the system’s basic flight operational units (aircraft /crew system; flight/cabin crew
system).
▪ It added the concepts of mental models, stress and fatigue management, automation
management, vigilance, and human reliability to the basic issues included in the two first
generations of CRM programs.
▪ It further included discussions intended to develop not only skills, but also understanding and
knowledge.
▪ It places emphasis on team building and in the integration of CRM with technical performance. This
generation includes the first attempts to assess CRM training; therefore, to allow such assessment,
special training is designed for check airmen and instructors. Lastly, the training transcends
beyond the cockpit door to include flight attendants, maintenance personnel, dispatchers, and air-
traffic controllers
▪ Change in its underlying safety paradigm: safety was now considered to be a
proactive rather than reactive endeavor.
▪ gradual shift from nonaviation games and role-playing toward the realities of
aviation, such as the justification of operational doctrines.
Fourth Generation
▪ Fourth generation aims at improving the overall system performance through improved
performance of as many system’s components as possible.
▪ It includes topics, such as interaction among teams, shared mental models, role and
status, and organizational synergy.
▪ Addresses specialized curriculum topics, including automation and fatigue, joint training
between flight and cabin crew, crew-performance training directly derived from the
incident data and, very importantly, includes an added focus on cultural issues,
including national and organizational culture, and the particular issues of multinational
crews.
▪ The safety paradigm corresponds to the shift in the safety thinking observed since the
beginning of the 1990s: safety is one positive outcome of the system’s health.
Summary
▪ First generation: Derived from classical management development; focused on management
styles and interpersonal skills; aimed at fixing the “wrong stuff .”
▪ Third generation: Observes a systems approach, with a focus on specific skills and behaviors.
▪ Fourth generation: Addresses specialized curriculum topics, including automation and fatigue,
joint training between flight and cabin crew, crew-performance training directly derived from the
incident data and, very importantly, includes an added focus on cultural issues, including national
and organizational culture, and the particular issues of multinational crews.
Input Factors Group Process Crew Performance
Group Process Factors
CRM Based Flight Performance Model
Threat and Error Management (TEM) in CRM
The research indicated that error minimization by sound training, etc. was important,
the need for a major paradigm shift was required in the fact that, irrespective of the
training or the zeal of the pilot, if human beings were involved, errors would occur.
Once this is accepted (and it still meets with resistance from some traditional aviation
trainers), the next step is logical.
That is, if error is inevitable, then we can develop strategies only by studying the
nature of the error in the operational contexts, to best identify and manage these
errors to prevent them from becoming consequential.
▪ Issues that individually make up this operational context are labeled as threats. They
can be overt or latent.
1. Overt threats are those that are observable or tangible to the crew. Examples
include poor weather, aircraft malfunctions, terrain, etc. Overt threats are certain
in aviation and little can be done at the crew level to completely avoid them.
2. Latent threats are often not readily observable at a crew level, but are concealed
within the fabric of the particular operation or the aviation system.
▪ Examples of latent threats include ATC practices, industrial issues, poor procedures,
and/or manuals and operational pressure owing to conflicting goals between
commercial and safety objectives.
Type of Errors
2. Procedural. This is where the intention is correct, but the execution is flawed. They
also include errors where the crew simply forgot to do something that was intended—
the so-called slips and lapses.
3. Communication Error- This includes missing, misinterpreting, or failing to
communicate pertinent information. It can be between crewmembers or between the
crew and external agencies (e.g., ATC, maintenance personnel, etc.).
4. Operational Decision Error- These are decision-making errors in areas which are
not standardized by regulations or operator procedures and compromise safety. To be
categorized as a decision error in the TEM framework, at least one of three conditions
must exist.
First, the crew must have had other more conservative options available and decided
not to take them. The second condition is that the decision was not discussed
between the crew members. Third is that the crew had time available but did not use it
to evaluate the decision.
RR Model
Individualistic and Collectivist Culture
Competitiveness Cooperativeness
Egalitarianism Hierarchism
self-reliance self-denial
Class Activity- Identify the source of Communication Barriers
▪ Vigilance
▪ Overuse of Abstractions
▪ External Factors
▪ Interference
Skills to Enhance Effective Communication
▪ Role Playing
▪ Instructional Communication
▪ Listening
▪ Questioning
▪ Instructional Enhancement
Human Performance Model
H—hardware: the physical system (aircraft, ship, operating suite) and its components
E—environment: the situation in which the other elements (L, H, and S) operate,
including working conditions, weather, organizational structure, and climate
▪ As a result, the SHELL model considers both active and latent failures in the aviation
system.
Various Interfaces in SHEL
1. Liveware-Software (L-S)
▪ During training, flight crew members utilize the software (e.g. procedural knowledge) associated with
normal, abnormal, and emergency situations.
▪ The L-H component consists of the interactions between the human operator and
the machine, better known as the Human-machine Interface or HMI.
Areas of L-H Interface
• PAX and crew seats to fit the sitting characteristics of the human body
• Match the sensory, informational processing, tactile, and movement characteristics of human users
• Minimizing workload
▪ Reduced performance and errors resulting from disturbed biological rhythms (jet lag)
as a result of long-range flying and irregular work-sleep patterns
• Leadership
• Teamwork
• Cultural interactions
▪ Poor structure of shared authority, i.e., who is responsible for specific actions and
when those actions will be performed
Development of Expertise
One model from the general literature on expertise development specifies five
developmental levels—from novice to expert—that reflect an increasing capacity to
internalize, abstract, and apply rules (Dreyfus and Dreyfus 1986):
1. A novice learns basic facts, terminology, and rules and how they are applied in well-
defined circumstances.
2. An advanced beginner begins to develop a feel for rules through repeated practical
application. The student begins to understand the use of concepts and rules in
situations that are similar to those in prior examples.
3. Competence means a deep-enough understanding of the rules to know when they are
applicable and how to apply them in novel situations.
4. Proficiency indicates a refined and internalized sense of the rules.
5. An expert produces increasingly abstract representations and is able to map novel
situations to the internalized representations.
It is cited by the Global Accident Information Network (GAIN 2001) in its chapter on
human factors to illustrate the continuous interaction among the elements.
The SHEL model has also been used extensively outside aviation, particularly in the
field of medicine (cf. Bradshaw 2003; Molloy and O’Boyle 2005).
According to Fitts (1954; Fitts and Posner 1967), there are three phases to skill
acquisition:
▪ The cognitive phase is characterized by slow, declarative learning of primarily verbal
information.
▪ Workload can also be defined as the ratio of the resources required by the
task to the amount of available resources.
▪ A psychophysiological approach (called “psychophysiological engineering”) to
the evaluation of human-machine interaction has been developed with a
particular emphasis on the mental workload of pilots (Cabon and Mollard,
2002).
▪ Avoids “tunnel vision”, being aware of factors such as stress that can reduce vigilance
● Actively monitors weather, aircraft systems, instruments, and ATC, sharing relevant information
● Verbally insures that cockpit and cabin crew are aware of plans
● Ensures that all crewmembers are aware of status and changes in automation
● Recognizes potential distractions caused by automation and takes appropriate preventive action
The Decision-Making Component of Accidents
▪ That study sparked a great deal of interest in how pilots make decisions that put
them at risk of being in an accident, and how decision making might be improved.
▪ One of the first outcomes from this focus on decision making was a report by Berlin
et al. (1982a) in which they described a training program aimed specifically at
addressing the decision-making shortcomings identified in the Jensen and Benel
study.
Working at Embry-Riddle Aeronautical University under the sponsorship of the U.S.
Federal Aviation Administration (FAA), Berlin et al. (1982a) developed a training
program and student manual that included the following:
▪ To meet social demands or solve work-related tasks, the individual relies on different
sets of resources, including knowledge, experience, and personal attributes.
▪ Due to this cognitive evaluation, what one individual considers a stressor is not
necessarily considered a stressor by someone else (noted in, for example, Lazarus
and Folkman 1984). Balance between external demands and personal attributes is
perceived as challenging and satisfying to the individual (Frankenhaeuser 1991),
whereas imbalance is a precursor to emotional, physical, and behavioral
consequences.
▪ Frankenhaeuser’s (1991) bio-psychosocial model (depicted in Figure 6.1) delineates
the relationship between stress and health. In this model, the person is subjected to
various demands, such as intense workloads, time constraints, shift work, problems,
or conflicts.
Outcome of Stress
According to a review provided by Orasanu (1997), stress may have the following
effects:
▪ Two dimensions were identified as characteristic of effective leaders: that they were
considerate and that they took initiative in generating structure. Other research
groups have identified similar dimensions, but with different denotations, such as
“relation-oriented leadership” and “task-oriented leadership.”
Transactional Leadership
▪ This may involve a passive, apprehensive style (the manager /leader avoids action
until something goes wrong) or an active style (the manager reacts to errors made
by employees).
Transformational Leadership
▪ The person must be charismatic, set a good example, and be able to communicate
his or her vision, thus elevating employees toward the organization’s common goal.
▪ A model for the relationship among safety elements was developed by Barling,
Loughlin, and Kelloway (2002). In this model, transformational leadership affects the
security climate, which, in turn, affects the occurrence of accidents. The model also
contained the important notion of safety awareness.