Qué Es Agencia - Emirbayer1994godwin
Qué Es Agencia - Emirbayer1994godwin
Qué Es Agencia - Emirbayer1994godwin
Problem of Agencyl
Mustafa Emirbayer
New Schoolfor Social Research
JeffGoodwin
New York University
2 Giddensdoes,however,
criticize
the"structuralism"
ofPeterBlau, whichhas strong
affinities
withnetworkanalysis(Giddens1984,pp. 207-13).
1412
3 We arenotinterestedhere,itshouldbe pointedout,inthemorepurelymethodologi-
cal and technicalcontributions
thatnetworkanalystshave produced(e.g., Boorman
and White1976;Davis 1967;Freeman1977,1979;Harary,Norman,and Cartwright
1965; Lorrainand White 1971; White,Boorman,and Breiger1976). Nor are we
concernedwithcoveringall ofthemanyimportant empiricalstudiesthathave been
producedin recentyearsusingnetworktechniquesand concepts.See, e.g., Fischer
1982;Laumannand Knoke1987;and Wellman1979.
1413
1414
1415
1416
Therewasnocomparable developmentoftoolsforanalysis
ofthebehavior
ofinteracting
systems orforcapturing
ofindividuals theinterdependencies
actionsas theycombineto producea system-level
ofindividual outcome.
The fargreater
complexity oftoolsforthesepurposes
required constituted
a serious impedimentto theirdevelopment.. . . The end result[was]
extraordinarily
elaborated
methods foranalysisofthebehaviorofa setof
independententities
(mostoftenindividuals),
withlittledevelopmentof
methodsforcharacterizing
systemicactionresulting
fromtheinterdepen-
dentactionsofmembers ofthesystem. [Coleman1986,p. 1316]
Fromthishistoricalvantagepoint,contemporary networkanalysiscan
be viewed as part of a second crucial watershedperiod in American
sociology,one in whichempiricalresearchis now directingits attention
back again to the systemiclevel, thistimeassistedby the development
of quantitativetechniquesand methodsof a highlysophisticatednature.
In thissecondpivotalmoment,analyticconcernsare shifting back once
moreto thosequestionsof interactional fieldsand contextualdetermina-
tionthathad been so centralto sociologistsbeforethe"variablesrevolu-
tion" of the 1940s.
How, then,does networkanalysisproposeto accountforsocial behav-
ior and processes?The answeris implicitin theprecedingremarks.Such
behaviorand processes,it suggests,mustbe explainedwithreference to
networksof social relationsthat link actors or "nodes." These social
relations,significantly, mustbe understoodas independentof the actors'
wills, beliefs,and values; theymustalso be assumed to allocate scarce
resourcesdifferentially (Wellman1983, p. 176). Social structure,in this
view, is "regularities in thepatternsof relationsamongconcreteentities;
it is not a harmonyamongabstractnormsand values or a classification
of concreteentitiesby theirattributes"(Whiteet al. 1976, pp. 733-34;
emphasisin original).A social networkis one of manypossible sets of
social relations of a specificcontent-for example, communicative,
power,affectual,or exchangerelations-thatlinkactorswithina larger
social structure(or networkof networks).The relevantunitof analysis
need not be an individualperson,but can also be a group,an organiza-
tion,or, indeed,an entire"society"(i.e., a territorially
boundednetwork
of social relations);7any entitythat is connectedto a networkof other
such entitieswill do.
Networkanalystsoftenfinditdesirableto carryouttheirinvestigations
at boththeindividualand grouplevels;suchcombinations highlightwhat
some ofthem,in a Simmelian(1955) fashion,referto as the"dualism"of
groupsand actors-the factthatthe natureof groupsis determinedby
the intersectionof the actorswithinthem(i.e., by theties of theirmem-
1417
1418
1419
1420
in different
insurgents neighborhoodsinfluencedeach other'sdegreeof
commitment to theinsurrection
through thenetwork oflinkscreatedby
overlapping
enlistments
[inguardunits].Highlevelsofcommitment inone
areaenhancedcommitment elsewhere
whenenlistment patterns
provided
a conduitforcommunicationand interaction.. . . [Thus] neighborhoods
respondedtoeventsinotherareaswheretheirresidents
servedinNational
Guardunits.Forinstance, inthefifth
resistance arrondissementwas posi-
affected
tively bythefactthatmanyofitsresidentsservedinthethirteenth
legion,whosemembers a strong
demonstrated commitment totheinsurgent
effort.
[Gould1991,p. 726]
1421
Social Structure
PositionalAnalysisas a Way of Representing
Many networkanalystsemploya different approachto conceptualizing
social structure;their"positional"strategyfocusesupon the natureof
actors'ties not to one another,but to thirdparties.This strategymakes
sense of certainbehaviorsand processesin termsof the patternof rela-
tions that definesan actor's positionrelativeto all otheractorsin the
social system.Positionalanalyses emphasizethe importanceof "struc-
turalequivalence"-that is, thesharingbytwo or moreactorsofequiva-
lentrelationsvis-'a-visa thirdactor-for understanding bothindividual
and collectivebehavior(see Lorrainand White1971). The relevantissue
fromthis pointof view is the specific"position"or "role" that a set of
actorsoccupies withinthe systemas a whole. Any such set is termeda
"block." An algebraic procedure called "blockmodeling"partitions
overall populationsinto sets of structurallyequivalentactors(Whiteet
al. 1976; Boormanand White 1976).
Structuralequivalencemodelsdifferfromrelationalmodelsin at least
two crucialrespects.First,whilethelatterfailto distinguishamongthe
membersof social "cliques" on the basis of those members'different
typesof ties to externalactors,the formerdo concernthemselveswith
the structureof the social systemas a whole. They generatemodels"in
whichan actoris one of manyin a systemofinterconnected actorssuch
that all definedrelationsin which he is involvedmust be considered"
(Burt 1980a, p. 80). Second, structuralequivalencemodelspay no heed
to whetheractorsin a givenpositionhave any directtiesto one another.
A block, or set of structurallyequivalentactors,fromtheirperspective,
may not be a denselyknitsocial clique at all (Whiteet al. 1976).
One interesting exampleof networkanalysisthatmakes use of block-
modelingand positionalanalysisis theworkof PeterBearman(1993) on
local elitesocial structurein England duringthe centurybeforethe En-
glish Civil War. Bearman examinesthe actual patternsof kinshipand
patron-clientties that bound elite actors together(and that simulta-
neouslydrovethemapart)duringthisperiod,and thereby"inducesparti-
tions" or "equivalencyclasses" of these actors that describetheirpat-
ternedinteractionsmore accuratelythan do the standard categorical
classifications.Ratherthan specifythe relevanteliteactorsfromafarin
such categoricaltermsas "middling,""rising,""falling,""court," or
1422
1423
1424
1425
Structuralist
Determinism
All threeof these basic approachesare representedby practitioners of
bothrelationaland positionalnetworkanalysis.The aforementioned rela-
tionalstudyby Rosenthalet al. (1985), forexample,standsas an illumi-
natingcase studyin structuralist determinism. Rosenthaland herassoci-
ates delineatethreedistincthistoricalperiodsofwomen'sreformactivity
in New York State betweentheyears 1840 and 1914. The firstof these,
theyclaim, lasted from1840 to the late 1860s; it was dominatedby a
women'srightsmovementand also featuredhighlevels of involvement
in antislaveryand temperanceorganizations.The second periodwas a
transitionalone; betweenthe end of the Civil War and the late 1880s
therewas comparatively littleactivity,manyof theearliergroupsdisap-
peared, and "the possibilityof creatingnew nationalorganizationswas
limited"(Rosenthalet al. 1985, p. 1044). And finally,betweenthe late
1880sand 1914,therewas a resurgence ofintensereformactivity,center-
ing around an increasingnumberof new organizationslinkedprimarily
by thesuffrage issue. Rosenthalet al.'s delineationofthesethreeperiods
of women'sreformactivityby means of relationalanalysissurelyranks
as a significantand worthycontribution.But its limitationsare also
considerable:the studyprovideslittlesystematicexplanationas to pre-
ciselywhythesechangesoccurredfromone historicalperiodto thenext,
settlinginsteadfora successionof static"map configurations" or rela-
tional "snapshots"'of networkpatterns.The individualand social ac-
tionsthatled fromone structuralconfiguration of reformactivityto the
nextare leftunanalyzed,as are thedevelopmentsin social structure and
8
Our termstructuralistconstructionismis coincidentallyreminiscentof Pierre Bour-
dieu's phrase, "constructiviststructuralism"(Bourdieu 1990). But we do not imply
by this any direct connectionbetween the networkanalysts whom we are discussing
and Bourdieu, although it is true that these various thinkersall share an underlying
concern to overcome at both the theoreticaland empirical levels the dichotomybe-
tween "subjectivist" and "objectivist" standpoints. Bourdieu's understanding of
"fields," e.g., does bear strikinganalytical affinitieswith that of "social networks"
(Bourdieu and Wacquant 1992, p. 114).
1426
1427
Instrumentalism
Structuralist
Perhaps because of its theoreticallimitations,structuralist determinism
has givenriseto relatively littleempiricalresearchon historicalprocesses.
Far more commonhas been the perspectiveof structuralist instrumen-
talism,which has also been adopted by practitioners of both relational
and positionalnetworkanalysis.This perspectivecertainlytakesthehis-
toricalrole of social actorsverycarefullyintoaccount.However,it also
draws implicitly upon "residualcategories"fromoutsideits own concep-
tual framework-in particular,a model of homo economicus-for ex-
plainingtheformation and transformation ofsocialnetworksthemselves.
Thereis a striking tendencyamongstructuralist instrumentalists,in fact,
to "smuggle"conceptionsof agency into theirinvestigations,whether
overtlyor covertly,fromthe domainof rationalchoicetheory.Many, if
notmost,such networkanalystsassumeunproblematically thatactors-
individualsand even groups or organizations-are utilitymaximizers
who pursuetheirmaterialinterestsin money,status,and powerin pre-
ciselythe ways predictedby theoristsof rationalchoice. In effect,these
analystsprojecttheirown anticategoricalism on the actorstheystudy,
neglectinghow the latter'sown culturaland moral categorieshelp to
structuretheirbeliefsand behaviors.
A usefulexampleof structuralist instrumentalism on the side of rela-
tional analysis are Roger Gould's aforementioned studies of the 1871
Paris Commune(1991, 1992). Gould beginsby "posit[ing]an influence
processin whicha [Parisian]district'sresistancelevel is a functionof a
set of exogenousvariables and of the resistancelevels of all the other
districts,weightedby the strength of its linkswiththem"(Gould 1991,
p. 721; emphasis in original).He investigatesthree such "exogenous
variables"thathelp to explainthesevaryinglevels of resistance:(1) the
levels of povertyin an arrondisement; (2) the percentageof skilledsala-
riedworkersresidingtherein;and (3) thepercentageofwhite-collar, mid-
1428
" Goulddoesnotsaymuchaboutthecomplexlygendered
character
oftheinsurgency,
simplynotingthatwomenwerenotadmittedintotheNationalGuard.
1429
1430
Structuralist
Constructionism
Severalnetworkanalystshave, in recentyears,developedmoresophisti-
cated approachesthantheseto studyinghistoricalprocesses,approaches
that take into account cultureand agencyas well as social structure.
Again, practitioners of bothrelationaland positionalanalysishave pur-
sued suchinvestigations. One revealingexampleofstructuralist construc-
tionismon theside of relationalanalysisis Doug McAdam's recentwork
on Freedom Summer(1986, 1988). McAdam explicitlyrejectsmany of
the instrumentalist claims of othernetworkanalysts.He qualifiesthe
notion,specifically,that "structuralavailability"for social movement
participationrenders"attitudinalaffinity" to a movementcompletely
irrelevant.Such a notionmighthold true of "low-risk/cost activism,"
but"participation in instancesofhigh-riskactivism[suchas theFreedom
Summerprojectand, we mightadd, theParis Communeand theEnglish
Civil War]would appear to dependon an intenseattitudinaland personal
identificationwiththe movement"(McAdam 1986, p. 73). Surely,high
were requiredforthe FreedomSummervol-
levels of such identification
unteersto aspireto participatein such a demandingand potentially dan-
gerousundertaking; moreover,thevolunteers'accountsoftheirown mo-
tives in open-endedapplicationquestionnairesclearlydemonstratethat
theyfelta deep-seatedidealismand a strongcommitment to theproject's
goals. "The real questionis: Were the volunteers'priorattitudessuffi-
cientin themselvesto accountfortheirparticipation? My answerhereis
a qualifiedno.... Attitudinalaffinity [as well as] biographicalavailabil-
1431
1432
1433
1434
parts,[but]duringwhichtheynevertheless improviseconstantly"(Tilly
1992, p. 15; 1986).
It is importanthere not to confusePadgett and Ansell's notion of
robustactionwithrationalchoiceconceptualizations of instrumental ac-
tion. It is true, of course, that Padgett and Ansell themselvesspeak
repeatedlyoftheMedici's pursuitofmoney,status,and power. But they
also take special pains to point out that none of these ends of action
makesanysenseat all outsidethetermsoftheculturalcategories,values,
and beliefsprevailingin Florentineelitesocietyat thatparticularjunc-
tureof history.Moreover,theyquite explicitlydistancethemselvesfrom
the Machiavellian presuppositions of game theoryby emphasizingthe
"mutually adaptive learning processes" and "bounded rationality"
characteristicof elite conflicts,especially during "tumultuoustimes"
such as those of the Milan and Lucca wars (Padgettand Ansell 1993,
pp. 1301-2; see also Padgett 1986). During such momentsof "compli-
cated chaos," theysuggest,"the games themselvesare all up forgrabs.
Rational choice requiresa commonmetricof utilityforfooting,but re-
vealed preferences (the basis forinferringtrade-offs across goals/roles)
only exist post hoc. . . . Clear goals of self-interest. . . are not really
featuresofpeople;theyare Florentine(and our)interpretations ofvarying
structures of games" (Padgettand Ansell 1993, pp. 1307-8).
If thereis a major deficiencyto the Padgettand Ansell account, it
lies elsewhere:in theirclosingdiscussionof the Medici party'sultimate
accessionto statepower.Padgettand Ansellfailto explainthereprecisely
why Cosimo de' Medici came in the end to be considerednothingless
than the "pater patriae," the fatherof his country,by so many of his
contemporaries or why he was installedin power with the supportof
"those Florentineswho have remainedon the marginsof our account
thusfar-the politicalneutrals"(Padgettand Ansell 1993,p. 1308). The
key to the problem,suggestthe authors,is containedin "the cognitive
category'oligarch.'. . . When the oligarchswere firmly in control,they
were not labeled 'oligarchs';theywere republican'public citizensof the
state.' Loss of legitimacyand Medici victoryare what got themtheir
pejorativetag. No longerpublic-spirited and selflessin attribution, they
came to epitomizeclass self-interest in Florentineeyes" (Padgett and
Ansell 1993, p. 1308). It was when the rulingfamilies,squeezed by the
fiscalcrisisbroughton byforeignwars,in turnsoughtto repressthenew
men that theyearned the epithet"oligarchs."Clearly,this was a most
significantmomentin thehistoryrecountedby Padgettand Ansell;with-
out it, theMedici, despiteall of theirtacticalmaneuverings, quite possi-
bly would neverhave takenpowerat all. And yet,thiscrucialaspect of
thestory-the evidentsuccessoftheMedici in manipulating towardtheir
own ends the very contentof such key termsas "public-spiritedness"
1435
1436
1437
1438
1439
1440
16 We are grateful
to AnnMischeforthisobservation.
1441
1442
17 environment-
Like Parsonsand Sorokin,Alexanderalso speaksofa "personality"
an analyticalmove thatwe certainlyendorse,even thoughwe have not had the
opportunityto discusspersonality
structuresin thisparticularcontext(see Smelser
1968;Chodorow1989;and Goodwin1992).
1443
1444
1971, chap.18; see also Coser 1975; Burt 1980b), but it is also made
possible by actors'locationamong a multiplicity of culturalstructures,
such as idioms,discourses,and narratives.18
Of course,if culturaland societal(network)structuresshape actors,
thenit is equallytruethatactorsshape thesestructures in turn.Cultural
and social structuresdo not,in otherwords,bythemselvesbringaboutor
somehow"cause" historicalchange.Rather,it is theactionsof historical
subjectsthatactually"reconfigure" (givenhistorically conducivecircum-
stances)existing,long-term structuresofaction,bothculturaland societal
(Sewell 1992b, p. 46). Hence the second implicationof our earlierre-
marks: namely,that for a more comprehensiveunderstandingof pro-
cesses of change,it is necessaryto devotemoreattentionnotonlyto the
structural levelsofcausation,butalso to thosemoreephemeraldynamics
of historical"events,"that"relativelyrare subclass of happenings"that
transform such structuresin "significant"ways (Sewell 1992b,p. 31).19
While structuralist determinists such as the earlyWhite(and Rosenthal
et al. 1985) neglectaltogetherthisdimensionof historicalevents,contin-
gencies,and processesof social change in favorof static,side-by-side
comparisonsof networkconfigurations, structuralistinstrumentalistsare
considerablymoresensitiveto the causal significance of human agency.
It is the structuralistconstructionists,however,such as McAdam and
his associatesand, especially,Padgettand Ansell,who mostsuccessfully
incorporatethislevel of analysisintotheirexplicitframeworks of expla-
nation. Indeed, theirnotionsof "robustaction," "identityconversion,"
and "channelednetworkcascading" capturefar betterthan any other
networkconceptsthe inherentprocessualityand temporality-the"se-
quentialconnectednessand unfolding"(Griffin 1993,p. 1097)-of social
action (Ricoeur 1985; Abbott 1992b, 1992c; Sewell 1992c; Griffin1992;
Aminzade 1992). Togethertheyrevealmoreclearlythanever beforethe
extentto which, as Sewell has put it, "structures[findthemselves]at
risk,at least to some extent,in all of the social encounterstheyshape"
(Sewell 1992a, p. 20).
The mostfruitful directionin whichnetworkanalysiscan now proceed
is thustowarda deeperexplorationofjust such analyticalthemes.Net-
work analystswould do well, in our view, to thematizemoreexplicitly
thantheyhave theinherently constructed natureofindividualand collec-
tive identities.They would do well also to thematizethe complexways
1445
CONCLUSION
Despite thequantityand qualityofthescholarshipthatnetworkanalysis
has produced over the past 20 years, historicalsociologistsand social
theoristshave failedto examineand systematically to criticizeits funda-
mentaltheoreticalpresuppositions. The abstruseterminology and state-
of-the-artmathematicalsophisticationof this unique approach to the
studyof social structureseem to have preventedmanyof these"outsid-
ers" fromventuringanywherenear it. The resulthas been an unfortu-
nate lack of dialogue amongnetworkanalysts,social theorists,and his-
toricalsociologists,and a consequentimpoverishment of theirrespective
domains of social inquiry.In networkterms,all threecamps have re-
mained isolatedcliques separatedfromone anotherby structuralholes,
withunbridgeablesubculturalstylesand mutuallyincomprehensible dis-
courses. By examiningand criticizingthe theoreticalpresuppositions
of networkanalysis,we have triedto provide some sort of a link-a
"weak" tie, so to speak-between thesevariouscamps, and therebyto
renderthis approach more accessibleto sociologistsin a wide range of
fields.
We have shown how networkanalysis, despite its forbiddingself-
presentation, actuallyproceedsfroma fewspecific,simple,and elegant
theoreticalpresuppositions. Its principalachievement,we have argued,
has been to transform a merelymetaphoricalunderstanding of the em-
beddednessof actorsin networksof social relationships intoa morepre-
cise and usable toolforsocial analysis.We have also suggested,however,
that despiteits powerfulconceptualizationof social structure,network
analysisas it has been developedto date has inadequatelytheorizedthe
causal role of ideals, beliefs,and values, and of the actorsthatstriveto
realize them;as a result,it has neglectedthe culturaland symbolicmo-
mentin the verydetermination of social action. Networkanalysisgains
1446
APPENDIX
A ShortGlossaryof NetworkAnalysisTerms
The followingdefinitions are meantto orientthe generalreaderto the
basic termsof networkanalysisas well as to conveythe way in which
certainmore generalsociologicalconceptshave been "translated"into
theseterms.
Actor.-A person,group,organization, thing,event,and so on, linked
to othersin a network.This is sometimesreferred to as a "node."
Asymmetric tie.-A relationwhose form,content,or bothis different
forthe linkedactors.See also symmetric tie.
Block.-A setofstructurally equivalentactorsin a multiplexnetwork.
See also multiplexnetworkand structuralequivalence.
Blockmodeling.-A technique for findingor "partitioning"(and
graphicallyrepresenting) equivalentactors(or blocks) in a
structurally
network.
Boundaryproblem.-The problemofdefining thepopulationof actors
to be studiedthroughnetworkanalysis a way whichdoes not depend
in
on a prioricategories;in otherwords,theproblemofdelimiting thestudy
of social networkswhichin realitymay have no limits.
Catnet(fromcategoryand network). -A sociallycohesiveset of struc-
turallyequivalentactorshypothesizedas moreable and likelyto share
ideas or a commoncultureand to engagein collectiveactionthan other
sortsof real or latentgroups.See also social cohesion.
Centrality.-The numberof an actor'stiesto others,weightedby the
numberof the latter'sties to others.
Clique.-A group of actors in which each is directlyand strongly
linkedto all of the others.Comparesocial circle.
Content.-The specificnatureor typeof relationlinkingactorsin a
network(e.g., exchange,kinship,communicative, affective,instrumen-
tal, or powerrelations).
1447
1448
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