Improving Nitrogen Fertilization in Rice by Site-Specific N Management. A Review
Improving Nitrogen Fertilization in Rice by Site-Specific N Management. A Review
Improving Nitrogen Fertilization in Rice by Site-Specific N Management. A Review
Review article
Shaobing Peng1 **, Roland J. Buresh1 , Jianliang Huang2 , Xuhua Zhong3 , Yingbin Zou4 , Jianchang Yang5 ,
Guanghuo Wang6 , Yuanying Liu7 , Ruifa Hu8 , Qiyuan Tang4 , Kehui Cui2 , Fusuo Zhang9 , Achim Dobermann1
1
Crop and Environmental Sciences Division, International Rice Research Institute, DAPO Box 7777, Metro Manila, Philippines
2
Crop Physiology and Production Center, MOA Key Laboratory of Huazhong Crop Physiology, Ecology and Production, Huazhong Agricultural University,
Wuhan, Hubei 430070, China
3 Rice Research Institute, Guangdong Academy of Agricultural Science, Guangzhou, Guangdong 510640, China
4 Crop Physiology, Ecology, and Production Center, Hunan Agricultural University, Changsha, Hunan 410128, China
5 Agronomy Department, Agricultural College, Yangzhou University, Yangzhou, Jiangsu 225009, China
6 College of Environmental and Natural Resources Sciences, Zhejiang University, Hangzhou, Zhejiang 310029, China
7 College of Resources and Environmental Sciences, Northeast Agricultural University, Harbin, Heilongjiang 150030, China
8 Centre for Chinese Agricultural Policy, Institute of Geographical Sciences and Natural Resource Research, Chinese Academy of Sciences, Beijing 100101,
China
9 College of Resources and Environmental Sciences, China Agricultural University, Beijing 100094, China
Abstract – Excessive nitrogen (N) application to rice (Oryza sativa L.) crop in China causes environmental pollution, increases the cost of
rice farming, reduces grain yield and contributes to global warming. Scientists from the International Rice Research Institute have collaborated
with partners in China to improve rice N fertilization through site-specific N management (SSNM) in China since 1997. Field experiments
and demonstration trials were conducted initially in Zhejiang province and gradually expanded to Guangdong, Hunan, Jiangsu, Hubei and
Heilongjiang provinces. On average, SSNM reduced N fertilizer by 32% and increased grain yield by 5% compared with farmers’ N practices.
The yield increase was associated with the reduction in insect and disease damage and improved lodging resistance of rice crop under the
optimal N inputs. The main reason for poor fertilizer N use efficiency of rice crop in China is that most rice farmers apply too much N fertilizer,
especially at the early vegetative stage. We observed about 50% higher indigenous N supply capacity in irrigated rice fields in China than
in other major rice-growing countries. Furthermore, yield response of rice crop to N fertilizer application is low in China, around 1.5 t ha−1
on average. However, these factors were not considered by rice researchers and extension technicians in determining the N fertilizer rate for
recommendation to rice farmers in China. After a decade of research on SSNM in China and other Asian rice-growing countries, we believe
SSNM is a matured technology for improving both fertilizer N use efficiency and grain yield of rice crop. Our challenges are to further simplify
the procedure of SSNM and to convince policy-makers of the effectiveness of this technology in order to facilitate a wider adoption of SSNM
among rice farmers in China.
site-specific nitrogen management / nitrogen use efficiency / grain yield / nitrogen response / rice / China
Contents
1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 650
2 SSNM principles and procedures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 650
3 IRRI-China collaboration on SSNM research . . . . . . . . . . . . . . . . . . . . . . . . . 651
4 Key research findings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 652
5 Remarks on site-specific N management . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 654
6 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 655
* Article from the International Workshop on Sustainable Nutrient Management: Technology and Policy organized by Prof. Fusuo Zhang
and Dr. Yuxin Miao, May 28–21, 2008, Shijiazhuang, Hebei Province, China.
** Corresponding author: s.peng@cgiar.org
650 S. Peng et al.
based on N response and agronomic N use efficiency. A realis- Collaborating organizations in China are Zhejiang University,
tic target agronomic N use efficiency is chosen by considering Guangdong Academy of Agricultural Sciences, Hunan Agri-
the yield and agronomic N use efficiency of the location in pre- cultural University, Yangzhou University, Huazhong Agri-
vious seasons (IRRI, 2006). The total N is distributed at one cultural University, Northeast Agricultural University, China
day before transplanting, midtillering, panicle initiation and Agricultural University and the Chinese Academy of Sciences.
heading with approximate proportions of 35, 20, 30 and 15%, From 1997 to 2000, on-farm demonstration of SSNM was
respectively (Peng et al., 2006). The pre-determined N rate is conducted in Zhejiang province in farmers’ fields by compar-
30 kg ha−1 at midtillering and 40 kg ha−1 at panicle initiation. ing SSNM with farmers’ N fertilizer practice (Wang et al.,
The actual rates of N topdressing at midtillering and panicle 2001, 2004). From 2001 to 2003, SSNM was compared
initiation are adjusted by ±10 kg N ha−1 according to leaf N with other N treatments including real-time N management,
status measured with a SPAD or leaf color chart. When leaf N farmers’ N fertilizer practice, modified farmers’ N fertilizer
is below the low level of the SPAD or leaf color chart thresh- practice, and three fixed-N split treatments in the replicated
olds, N rate will be increased by 10 kg ha−1 ; when leaf N is on-farm trials in Zhejiang, Guangdong, Hunan and Jiangsu
greater than the upper level of the SPAD or leaf color chart provinces (Peng et al., 2006). In real-time N management, N
thresholds, it will be decreased by 10 kg ha−1 . No adjustment was applied only when the leaf N content was below a criti-
in N rate is needed when leaf N is within the thresholds. At cal level. The farmers’ N fertilizer practice was modified by
heading, N is applied only if leaf N is below the SPAD or leaf reducing the total N rate by 30% and this reduction was re-
color chart thresholds. We used the same SPAD and leaf color stricted to within 10 days after transplanting. The three fixed-
chart thresholds across different growth stages for a given vari- N split treatments had total N rates of 60, 120 and 180 kg ha−1
ety (Peng et al., 1996). The SPAD and leaf color chart thresh- with 35% applied at basal, 20% at midtillering, 30% at pani-
olds vary with varieties, which needs to be determined exper- cle initiation, and 15% at heading. From 2005 to 2007, SSNM
imentally. Japonica generally requires higher thresholds than was compared with the real-time N management using four
indica. For example, SPAD thresholds of 35–37 were used for SPAD thresholds in the replicated on-farm trials in Guang-
indica varieties and they were 2 units higher for japonica vari- dong, Hunan, Hubei and Jiangsu provinces. Overall, SSNM
eties (Huang et al., 2008). The SPAD value of 35 corresponded performed better than the real-time N management and the
to a leaf color chart score of 3.2, 4.8 and 5.2 for the leaf color modified farmers’ N fertilizer practice because the total N rate
charts developed by the International Rice Research Institute of SSNM was closer to the optimal level. In on-farm demon-
(IRRI), Zhejiang Agricultural University, China, and Univer- stration and farmer participatory research, we focused mainly
sity of California-Davis, USA, respectively (Yang et al., 2003). on SSNM technology for improving fertilizer N use efficiency
The procedures of SSNM can be simplified in two ways. in irrigated rice in China.
Firstly, if there is no N-omission plot and its grain yield is un-
known, one can estimate the N response based on the informa- On-farm demonstration of SSNM was done in the six
tion of climatic yield potential and soil fertility (i.e. skipping provinces from 2003 to 2007. Only one location was chosen
the first two steps in estimating total N rate). Secondly, if farm- in each province. About 10 farmers from each location par-
ers do not want to measure leaf N status using the SPAD or leaf ticipated in the demonstration experiment. Each farmer’s field
color chart, upward or downward adjustments of N topdress- had three treatments: farmers’ N fertilizer practice, SSNM and
ings can be made based on visual leaf N status (IRRI, 2006). N omission. The field was divided into two equal parts with
Since 1997, SSNM has been evaluated in farmers’ fields a levee, and farmers’ N fertilizer practice and SSNM treat-
in eight major irrigated rice domains in Asia (Dobermann ments were randomly assigned to each half of the field. The
et al., 2002), including rice farms in Zhejiang Province, China N-omission plot (5 m × 5 m) was installed in the half of the
(Wang et al., 2001, 2004). Across all sites in Asia, average field with SSNM treatment. In the farmers’ N fertilizer prac-
grain yield increased by 11% and average recovery efficiency tice, farmers apply N fertilizer (form, rate and timing) based
increased from 31% to 40%, with 20% of all farmers achieving on their own decision. Other crop management practices in-
more than 50% recovery efficiency (Dobermann et al., 2002). cluding P and K application were identical among the three
treatments.
We used farmer participatory research for on-farm test-
3. IRRI-CHINA COLLABORATION ON SSNM ing of N fertilization by standard and farmer-modified SSNM
RESEARCH for irrigated rice in Guangdong, Hunan, Hubei and Jiangsu
provinces from 2003 to 2005 (Hu et al., 2007). Twelve to
15 farmers were randomly selected in each study village in
IRRI scientists in collaboration with partners in China each year for a dialogue with the research team and for a
have started research work on improving rice N fertilization rapid rural technology assessment. Based on the information
through SSNM in China since 1997 (Wang et al., 2001). Field obtained from the rapid rural technology assessment, mod-
experiments were conducted initially in Zhejiang province ified SSNM schemes were developed through dialogue be-
in 1997 and gradually expanded to Guangdong, Hunan and tween a research team and farmers at a workshop in each vil-
Jiangsu provinces in 2001, to Hubei province in 2003, and to lage. Modification mainly involved decreasing the number of
Heilongjiang province in 2005 (Peng et al., 2006). These six N fertilizer topdressings and increasing the rate of basal N
provinces occupy about 45% of the rice planting area in China. application. Based on the farmers’ willingness, 144 farmers
652 S. Peng et al.
10
10
9
8
8
6
6
5
4
2 3
0 100 200 300 400 500 2 3 4 5 6 7 8 9
-1 -1
N rate (kg ha ) Grain yield of zero-N (t ha )
Figure 1. Grain yield and N rate of site-specific N management Figure 2. Relationship between grain yield with and without N fertil-
(solid symbols) and other N treatments (open symbols). Data are from izer. Data are from on-farm field trials, on-farm demonstration and
on-farm field trials, on-farm demonstration and farmer participatory farmer participatory research conducted in six provinces in China
research conducted in six provinces in China from 2001 to 2007. from 2001 to 2007. y = 2.16 + 0.886x (r = 0.70; n = 544).
Table I. Grain yield, total N rate, yield response to N application, agronomic N use efficiency, and partial factor productivity of applied N (PFP)
of farmers’ fertilizer practice and site-specific N management (SSNM). Data were from on-farm demonstrations conducted by 107 farmers from
six provinces in China between 2003 and 2007. Average grain yield of zero-N control was 5.69 t ha−1 across the 107 farmers.
Table II. Grain yield, total N rate, yield response to N application, agronomic N use efficiency, and partial factor productivity of applied N
(PFP) of fixed N-rate treatments and site-specific N management (SSNM). Data were from 25 on-farm field experiments conducted in five
provinces in China between 2001 and 2007. Average grain yield of zero-N control was 5.87 t ha−1 across the 25 experiments.
3 3
2 2
1 1
0 0
-1 -1
a b
-2 -2
3 4 5 6 7 8 9 10 11 3 4 5 6 7 8 9 10 11
-1 -1
Grain yield with N (t ha ) Grain yield of zero-N (t ha )
Figure 4. Relationship between yield response to N application (N response) and grain yield with N fertilizer (a) and grain yield without N
fertilizer (b). Data are from on-farm field trials, on-farm demonstration and farmer participatory research conducted in six provinces in China
from 2001 to 2007.
0
5. REMARKS ON SITE-SPECIFIC
N MANAGEMENT
-10
Improved N management such as SSNM increases both
0 100 200 300 400 500
grain yield and fertilizer N use efficiency compared with farm-
N rate (kg ha-1) ers’ N fertilizer practice in China. This is achieved by reducing
total N rate and by reducing N rate during the early vegetative
Figure 5. Relationship between agronomic N use efficiency and N
rate. Data are from on-farm field trials, on-farm demonstration and
stage. The total N rate is reduced because of small N response
farmer participatory research conducted in six provinces in China and high target agronomic N use efficiency. The reduction in
from 2001 to 2007. N rate during the early vegetative stage is considered because
irrigated rice soils in China have a high indigenous N supply
capacity, which provides sufficient N for the early vegetative
Grain yield and total N rate were generally higher in the growth. In implementing the SSNM procedure, we have two
North than in the South. Grain yield of zero-N control sug- steps to determine the right N rate for rice crop. The first step
gests that indigenous N supply was the lowest in Guangdong is done before crop establishment. The total N rate is estimated
compared with the other five provinces. The N response and based on N response and target agronomic N use efficiency.
agronomic N use efficiency were the highest in Heilongjiang The percentage of the first N application is decided based on
compared with the other five provinces. Therefore, there is a previous experimental results and indigenous N supply capac-
great potential to improve N management through SSNM in ity. The second step is the upward or downward adjustments
Improving nitrogen fertilization in rice by site-specific N management. A review 655
30 30
20 20
10 10
0 0
a b
-10 -10
3 4 5 6 7 8 9 10 11 3 4 5 6 7 8 9 10 11
Grain yield with N (t ha-1) Grain yield of zero-N (t ha-1)
Figure 6. Relationship between agronomic N use efficiency and grain yield with N fertilizer (a) and grain yield without N fertilizer (b). Data
are from on-farm field trials, on-farm demonstration and farmer participatory research conducted in six provinces in China from 2001 to 2007.
of topdressing N rate by 10 kg N ha−1 at critical growth stages ing SSNM could be complicated for many farmers. These
based on leaf N status. problems may be overcome by developing remote sensing
Several limitations are associated with SSNM. First of all, technology such as a canopy reflectance sensor or satellite re-
grain yield of zero-N control varies with cropping history, va- mote sensing for determining the timing and rate of fertilizer
riety, climatic conditions and crop management practices. As N topdressing during the rice-growing period (Xue and Yang,
a consequence, N response is not very stable for a given lo- 2008).
cation across seasons. Secondly, agronomic N use efficiency Despite the above limitations, a decade of collaborative re-
is affected by many factors such as N response and total N search work on SSNM between IRRI and Chinese scientists
rate. Therefore, total N rate determined by N response and has changed the perception of researchers and farmers about N
agronomic N use efficiency provides only an approximate fertilizer management in irrigated rice in China. The following
range. Thirdly, varietal differences in tillering capacity and concepts are accepted now by many rice researchers in China:
early growth vigor are not considered when the percentage of (1) target yield and indigenous N supply capacity should be
the first N application is decided. Finally, the in-season adjust- considered when total N rate is determined; (2) determination
ment of N rate by ±10 kg ha−1 may be inadequate because of N application rate at basal and during the early vegetative
more adjustment could be needed when yield level and the stage should also be based on indigenous N supply; (3) the rate
magnitude of N response are high. Because of these limita- of N topdressing depends on leaf N status and crop N demand,
tions, only 3–5% increase in grain yield can be achieved by and (4) regional blanket recommendation for N management
SSNM in China. Furthermore, SSNM improved agronomic N will not work well. Nowadays, many researchers have devel-
use efficiency only up to an average of 15 kg kg−1 in China. oped local N management practices based on SSNM principles
Future research should focus on accurate determination of N and by integration with other management practices. Many
response and agronomic N use efficiency using weather data farmers who have been exposed to SSNM understand that it
such as solar radiation and air temperature, and information is not true that “the higher the N fertilizer input, the higher
on variety and soil characteristics. Experiments are needed to the grain yield” and that “the greener the leaves, the better the
test if in-season adjustment of N rate should be linked with the rice crop”. They know that it is necessary to reduce N input
difference between actual SPAD readings and SPAD threshold at basal and the early vegetative stage and increase N input
values. at late stages. The dynamic change in leaf N status has been
Several problems exist in the adoption of SSNM technol- embedded in some farmers’ minds. They can judge visually
ogy. First of all, information on the yield of N-omission plots when and how much N should be applied without using the
and target yield are not available to many farmers. Secondly, leaf color chart.
N response is variable and largely affected by variety, crop
management practices, season and location. Thirdly, some
farmers are reluctant to invest time in monitoring leaf N sta- 6. CONCLUSIONS
tus using the leaf color chart. Many farmers have difficulty
in determining leaf color chart readings accurately. Fourthly, After one decade of research on SSNM in China and other
frequent changes in varieties require adjustments in leaf color Asian rice-growing countries, we believe SSNM is a matured
chart threshold values. Finally, the procedures for implement- technology for improving both fertilizer N use efficiency and
656 S. Peng et al.
grain yield of irrigated rice crop. Our study suggests that there Lemaire G., Gastal F. (1997) Nitrogen uptake and distribution in plant
is potential for large-scale dissemination of SSNM technology canopies, in: Lemaire G. (Ed.), Diagnosis of the Nitrogen Status in
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