Padhi - Publication - (25 02 2009) Libre PDF
Padhi - Publication - (25 02 2009) Libre PDF
Padhi - Publication - (25 02 2009) Libre PDF
PREFACE
The Psychosocial Assessment of Development and Humanitarian Interventions (PADHI)
was established at the Social Policy Analysis and Research Centre (SPARC) of the Faculty
of Arts, University of Colombo in 2006. The overall objective of the project has been to
enhance the capacity of academics and practitioners to explore local understandings
of concepts such as wellbeing, suffering and distress and to address these issues in
the context of development and humanitarian interventions. Speciic objectives of
the programme were development of a conceptual framework to understand the
determinants of wellbeing in Sri Lanka, the development of a wellbeing assessment
tool, and the dissemination of information to broaden local understandings of wellbeing
among development practitioners, students, and academics.
i
a Tool a Guide and a Framework
ii
a Tool a Guide and a Framework
ACKNOWLEDGEMENTS
This handbook would not have become a reality without the support of many people.
The PADHI programme would like to acknowledge the various contributions that many
people and agencies have made to their research at SPARC which resulted in the putting
together of this book. We would like to thank the following:
• The Asia Foundation for initial support to start the PADHI programme at SPARC
• Dr Jon Hubbard (Centre for Victims of Torture, Minnesota) for his extremely valuable
input into the development of the wellbeing assessment tool
• Ms Anusha Thangakone for reviewing the handbook at short notice and providing
very useful comments
• Academics and practitioners who provided input at various times during the
development of the conceptual framework and assessment tools
• Ms Sabrina Hermosilla for her input into developing the Objective Assessment Tool
during her internship with SPARC
• Ms Kusala Wettasinghe for helping us with piloting the Objective Assessment Tool
iii
a Tool a Guide and a Framework
• The researchers who participated in the initial literature review and wrote working
papers which provided us with the background with which the conceptual framework
for wellbeing was developed
• Our colleagues in SPARC for their support and cooperation at all times
• And last but not least, the communities that hosted our research and allowed us to
come into their homes and spend time with them during our ield work
Programme Team
Asha Abeyasekera-Van Dort
Harini Amarasuriya
Udeni Appuhamilage
Mihiri Ferdinando
Prasadi Fernando
Maleeka Salih
Kanchana Kumarasekera (Administrative Assistant)
iv
a Tool a Guide and a Framework
FOREWORD
Sri Lanka is considered unique compared to other developing countries due to its high
social indicators. However, the ongoing ethnic conlict, the tsunami disaster, economic
backwardness and poverty have affected people’s wellbeing in numerous ways.
Development and humanitarian interventions have been implemented in Sri Lanka for
a long period of time. These interventions became more important with the ethnic
conlict and the tsunami disaster. However the impact of these interventions and
the impact of socio-economic and political forces would be different on people due to
many divisions in society, such as ethnic, caste, religious, class and gender. One of the
critiques of development and humanitarian work is that there is a gap in understanding
wellbeing between the implementers of development and humanitarian interventions
and those receiving. Development and humanitarian interventions are criticised for not
responding to the needs of the communities they are working with. The need for culture
and gender sensitivity in development and humanitarian work is thus important.
Within this context, the work of the Psychosocial Assessment of Development and
Humanitarian Interventions (PADHI) programme at the Social Policy Analysis and Research
Centre (SPARC) of the Faculty of Arts, University of Colombo is of immense value. The
PADHI programme has been able to develop a conceptual framework to understand the
determinants of wellbeing in Sri Lanka. It has also developed methodology and tools
to assess wellbeing among individuals and communities through which psychosocially
sensitive interventions could be developed. The conceptual framework and tools were
developed after undertaking an intensive literature survey and collecting empirical
data from diverse communities in two districts in Sri Lanka. Therefore the conceptual
framework and the tools developed are culture speciic and multi-disciplinary. The book
‘a Tool, a Guide, and a Framework’ is a comprehensive guide, which provides the reader
the core principles that underline the psychosocial framework on wellbeing, principles
and guidelines for assessing organizational capacities for service delivery, the wellbeing
tool and how to implement it, the different types of data that can be gathered from the
wellbeing assessment tool, and guidelines to identify appropriate interventions for the
speciic community or group in which the wellbeing assessment tool was carried out.
Thus, this book would be a valuable resource for planners, development workers both
at governmental and non-governmental organizations, academics and students.
Ramanie Jayatilaka
Department of Sociology
University of Colombo.
v
a Tool a Guide and a Framework
TABLE OF CONTENTS
Preface i
Acknowledgments iii
Foreword v
1. Introduction 01
Harini Amarasuriya
1.1. Overview
1.2. Background
1.2.1. What is PADHI?
1.2.2. Development, wellbeing and the psychosocial approach
1.2.3. Developing a framework for wellbeing
1.3. The Book – ‘a Tool, a Guide, and a Framework’
2. Core Principles 07
Harini Amarasuriya & Asha Abeyasekera
2.1. Overview
2.2. Why a ‘Social Justice’ approach to Wellbeing?
2.3. The Core Principles
2.4. Conclusion
vi
a Tool a Guide and a Framework
8. Conclusion 73
Gameela Samarasinghe
vii
INTRODUCTION
Chapter 1
1. Overview
This chapter will describe the objectives of the Psychosocial Assessment of Development
and Humanitarian Interventions (PADHI) programme established at the University of
Colombo in 2006. It will explain the rationale for developing the psychosocial framework
and related tools discussed in this book. It will also briely describe the process by
which the framework and tools were developed and implemented in the ield. The
chapter will also provide an overview of the book and the intended purpose of the
framework, tools, and guide.
2. Background
between the psychological and social effects of armed conlict, the one type of effect
continually inluencing the other (UNICEF, 1997). The link to armed conlict signiies
the initial focus of psychosocial interventions in responding to the mental health needs
arising from conlict situations. The Psychosocial Working Group1 describes the term
as explicitly pointing to the social, cultural and psychological inluences on wellbeing.
This broader deinition relects the growing recognition that the need for psychosocial
interventions is not limited to people who have experienced armed conlict, but should
be extended to communities experiencing other kinds of dificult situations and life
circumstances as well.
The development of the PADHI programme was very much inluenced by the discussions
taking place within the psychosocial sector in Sri Lanka. In Sri Lanka while psychosocial
interventions were initially conined to conlict affected areas, the scope of psychosocial
responses expanded rapidly beyond conlict-affected individuals and communities in
the post-tsunami aftermath. Whether conlict affected or tsunami affected it also
became evident that purely individual, therapeutic and counseling interventions were
not suficient or even appropriate. Broader interventions such as inancial support,
skills building, providing safe and secure shelter, etc. were also important in alleviating
distress. The development of the psychosocial sector in Sri Lanka thus focused not only
on the psychological, mental and emotional situation of people but also their social
relations and material conditions.
Sri Lankan psychosocial practitioners were increasingly arguing that the ‘psychosocial-
ness’ or ‘psychosocial sensitivity’ of an intervention was determined more by how an
intervention was designed and implemented rather than the speciic nature of the
intervention.2 It was also the case that as the type of interventions termed psychosocial
expanded they began to be similar to traditional development interventions, i.e., micro
credit activities, skills training, health activities etc.
This overlap became particularly relevant given the current emphasis within the
development sector on improving wellbeing and the quality of life. The argument
that traditional economic development indicators provided only a partial idea of
‘development’ and that broader human and social indicators, which measured the quality
of life or the wellbeing of individuals and communities, were needed has been growing
stronger. This has encouraged a multi-disciplinary approach within development, with
researchers and practitioners from a range of disciplines entering a ield traditionally
dominated by economists.
1
The Psychosocial Working Group comprises of members from the following institutions: Centre for International
Health Studies, Queen Margaret University College, Edinburgh; Columbia University, Programme on Forced Migration
and Health; Harvard Programme on Refugee Trauma; Solomon Asch Centre for the Study of Ethnopolitical Conlict;
University of Oxford, Refugee Studies Centre; Christian Children’s Fund; International Rescue Committee, Programme
for Children Affected by Armed Conlict; Medecins sans Frontieres-Holland; Mercy Corps; and Save the Children
Federation.
2
The discussions that took place during a series of workshops for policy makers on integrating psychosocial work into
development and humanitarian work in 2004 as well as those within the Working Groups of the Psychosocial Forum
of the Consortium of Humanitarian Agencies were particularly inluential in this regard. For further references
see’What is Psychosocial?” (2007), The Psychosocial Forum Consortium of Humanitarian Agencies, Colombo.
2
Introduction
One of the critiques of development and humanitarian work in Sri Lanka is that there
is a gap between how those ‘doing’ development and those receiving development
understand wellbeing. Development and humanitarian interventions are criticised for
not responding to the needs of the communities they are working with, for imposing
both problems and solutions and for being culturally insensitive. A psychosocial
approach that would focus on the constant interplay between the inner world and
external environment of individuals seemed to be particularly appropriate to assess the
ways in which individuals and communities experience development and humanitarian
interventions concerned with improving wellbeing.
3
a Tool a Guide and a Framework
Subsequently, a framework and a tool were developed that could assess the wellbeing
of individuals and communities according to their own deinitions and priorities. This
tool was implemented among 4 communities in one district. The purpose of this phase
of ield work was to examine how well the tool assesses wellbeing among individuals and
communities and the extent to which it could provide information that could inform the
design of psychosocially sensitive development interventions. The assessment tool was
inalised based on the indings from the ield work.
Chapter 2 details the core principles that underlines the psychosocial framework on
wellbeing and argues that these principles must be considered when planning and
implementing interventions aimed at improving the wellbeing of individuals and
communities.
3
By development we mean the body of literature focusing on policies and interventions designed to address the
economic and social causes and consequences of poverty with the aim of improving the condition of poor people’s
lives, speciically in ‘developing’ countries.
4
The ield work was undertaken in the districts of Hambantota (south) and Ampara (east). Group discussions were
conducted in two Sinhala and one Muslim community in Hambantota. In Ampara discussions were conducted amongst
Muslim, Sinhala, and Tamil communities. All together 20 group discussions were conducted.
4
Introduction
Chapter 3 introduces the psychosocial framework and describes the domains and
dimensions of wellbeing, and presents the indings from the ield work conducted
on local understandings of wellbeing in ive speciic communities in Sri Lanka. It
also presents a case-study to illustrate how the psychosocial framework can be used
to analyze existing development projects.
Chapter 4 introduces the wellbeing assessment tool. It explains the structure of the
tool, how to administer the tool, and then presents the tool itself.
Chapter 5—Understanding the Data—provides a matrix that explains the different
types of data that can be gathered from the wellbeing assessment tool and presents
a guide to help understand and analyse the research indings.
Chapter 6 presents principles and guidelines for assessing organizational capacities
for objective setting and service delivery in psychosocial programs.
Chapter 7 presents a checklist aimed at identifying appropriate interventions for
the speciic community or group in which the wellbeing assessment was conducted.
The checklist helps development planners to consider the many components of
designing and implementing a psychosocially sensitive intervention.
5
a Tool a Guide and a Framework
6
CORE PRINCIPLES
Chapter 2
1. Overview
The purpose of this chapter is to describe and relect on the particular approach
that informed the development of the psychosocial framework and the rationale for
choosing a particular set of underlying principles in its conceptualisation. This will
enable practitioners who use this book to assess how useful this particular framework
and the tools are in relation to their own speciic approaches.
Development interventions need to recognise this aspect of Sri Lankan society since their
interventions (knowingly or unknowingly) could contribute towards either maintaining
or challenging the existing status quo. For example, development practitioners often
identify community leaders to represent community needs and ideas when consulting
with stakeholders before implementing development projects. However, if a community
leader represents a particular power group or alliance, then there is a greater
probability that only the interests of that particular group would be represented. Since
it appears that among many communities in Sri Lanka access to resources and services
1
This point was further corroborated in the ield work conducted by the PADHI programme.
a Tool a Guide and a Framework
are mediated by systems of patronage and social connections, power dynamics within
a community would considerably inluence who beneits or loses by a development
intervention (Moore 1990, Spencer 2008, Amarasuriya forthcoming) What was evident
from the literature review was that those without access to those systems of patronage
and connection were at higher risk of not beneiting from development interventions or
not being able to access resources or services unless speciic mechanisms were in place
to ensure their inclusion.
At the same time, the importance of social relationships in people’s lives and their
experience of wellbeing are evident by the ways in which their lives are organised
around groups and relationships, be these within the family or among a larger community
of people. Development interventions often impact on these relationships through the
creation of new groups and relationships and by changing or inluencing the dynamics of
existing ones. For example, setting up micro credit groups might create new alliances
but also cause further tensions in existing relationships as a result of increased group
pressure on each other to repay loans so that each member of the group can beneit.
Similarly, child rights awareness programmes may result in greater vigilance by the
community on parental behaviour, thus changing the dynamics between neighbours.
Perhaps even because of these risks and tensions as much as the beneits, the importance
of relationships in the everyday interactions of people in Sri Lankan communities cannot
be ignored. The psychosocial framework for wellbeing that is presented here underlines
the importance of understanding this aspect of people’s lives.
This point is particularly important because of the potential for conlict that exists in a
social justice approach. A social justice approach challenges existing power dynamics
and status quo. There is, as its intent, a strong transformative element. Transformation
from a social justice perspective involves the redistribution of power and resources.
8
Core Principles
Such transformation has the potential for creating tensions and conlicts since it is
unlikely that many powerful and resource-high groups would agree readily to the
redistribution that is being sought. This will, very likely, impact on existing relationships
and networks. It is important for people’s wellbeing that their involvement in such
transformative interventions is well informed, prepared and supported. For instance,
development interventions that seek to raise awareness regarding gender discrimination
need to ensure that they also provide the support when people act on the awareness. As
has been the experience in Sri Lanka, bringing women into decision-making has caused
conlict with other groups even whilst beneiting women in general and particular
situations. A social justice approach needs to recognise the transformative potential of
conlict but also be adequately prepared to deal with its consequences.
Finally, the framework recognises that values and relationships are both embedded
within a cultural context. It is important that development initiatives understand
the cultural dynamics within a community and develop appropriate means to engage
with them. The engagement with culture that is being proposed here includes the
recognition of the diversity and dynamism of culture amongst individuals and in
communities. For instance, it appreciates the dificulties of identifying one monolithic,
‘Sri Lankan’ culture. Instead it proposes that development practitioners need to
understand the resources, and beneits as well as the tensions and conlicts that are
part of the dynamic nature of culture. Development practitioners need to ensure that
respect for culture does not mean inadvertently reinforcing and reproducing hegemonic
and oppressive cultural values. For example, which religious or ‘cultural’ festivals a
particular community consider important may relect the power of particular types of
cultural identities. If development practitioners are unaware of the ways in which such
identities are contested or debated they may inadvertently reinforce and reproduce
hegemonic cultural identities in a way that increases the marginalisation of certain
groups within a community.
The framework presented here does not consider culture to be a separate dimension
but recognises its indivisibility from the values and relationships that are important to
people. Culture therefore permeates through all the dimensions shaping and inluencing
the ways in which the dimensions are articulated by individuals and communities.
4. Conclusion
The framework for wellbeing that is proposed in this book adopts a social justice
approach in that it pays particular attention to the ways in which power and inluence
mediate the experience of wellbeing and which we feel is given inadequate attention
in development intervention. Furthermore, it focuses on the worth of the human not
merely in terms of his or her instrumental value. It also recognises the importance
of social relationships in people’s lives. However, it is necessary to keep in mind the
transformative aspect of a social justice approach and the conlict potential of such
an approach. The need to be prepared to deal with conlict therefore is necessary
when adopting a social justice approach. These values and relationships are shaped by
existing culture, which also requires to be understood and integrated in the design of
an intervention.
9
a Tool a Guide and a Framework
10
UNDERSTANDING
WELLBEING IN
SRI LANKA:
A PSYCHOSOCIAL
FRAMEWORK
Chapter 3
1. Overview
This chapter presents a framework to understand the wellbeing of individuals and
communities from a psychosocial perspective.1 It also presents the indings from
the exploratory ield work conducted in 6 communities in 2 districts in Sri Lanka to
illustrate why focusing on the concept of ‘wellbeing’ may be important when planning
and implementing development programmes. The framework attempts to answer the
following questions:
2. Introduction
Wellbeing is a composite term and contains a range of meanings. Wellbeing can refer
to a positive state of being. It often refers to a person’s overall sense of health and
wellness; it can also refer to a person’s feelings of happiness or general satisfaction with
his/her quality of life; it also points to the experience of contentment and fulilment
with one’s life circumstances. Wellbeing is said to be experienced when a person’s
individual, relational, and collective needs are fulilled (Prilleltensky 2005).
The idea of having to fulil one’s needs to experience a sense of wellbeing points to
an active aspect of the concept of ‘wellbeing’. In order to experience wellbeing, one
has to work towards achieving wellbeing. Wellbeing, therefore, is not a static state of
being, but is about a process of becoming. Wellbeing is then a dynamic concept.
1
The framework can be applied to understand individual, family, and community wellbeing.
a Tool a Guide and a Framework
12
Understanding Wellbeing in Sri Lanka: A Psychosocial Framework
An individual (or family or community) experiences wellbeing when they are able to:
Emphasis is placed on the active verb in each domain to underscore the importance of
agency in achieving wellbeing. The presence of these various elements (or domains)
in a community—resources, opportunities to participate, social networks—does not
automatically mean that individual members are experiencing wellbeing. These have
only the potential to facilitate the experience of wellbeing. In order to actually
experience wellbeing an individual or community has to have the ability and opportunity
and the freedom to actively engage in achieving these domains. For example, the
presence of a school does not necessarily mean that a child is able to go to school. The
lack of inancial resources to buy books, or the need for the child to stay home and
look after younger siblings, may mean that he/she cannot access the school. A young
graduate may have acquired the skills and knowledge to gain employment, but the lack
of viable employment opportunities in the community may mean that he/she is unable
to experience competence through the use of his/her knowledge and skills.
The following discussion of the domains irst deines how each domain was theoretically
conceptualized. It then describes the indings from the ield discussions on wellbeing
with six communities in two districts. It must be kept in mind that the descriptions give
a sense of how particular communities thought about wellbeing. It can in no way be
generalized to all communities living in Sri Lanka.
13
a Tool a Guide and a Framework
can meet the needs of their family. This included saving for the future and also having
enough to meet unforeseen expenses, especially sudden illnesses. Education is valued
because it is seen as a means to permanent employment and improving one’s social
status in a community. Social networks also played a role in gaining employment as
connections to local politicians and other inluential people increased people’s chances
of getting a job.
Access to resources also meant the availability of good quality services. The mere
presence of infrastructure and services was seen as inadequate for achieving a
meaningful sense of wellbeing. People stressed the need for good quality schools and
roads, viable employment opportunities, timely transport services, and regular health
services. The emphasis not only on adequacy but the quality of resources underscores
the principle of social justice that underlines the framework on wellbeing.
i. Both men and women experience competence when they are able to develop a
good character. Moral qualities included showing love and compassion to others,
belief in one’s self, and having a positive life philosophy. Moral abilities included
perceptiveness; perseverance; ability to differentiate between right and wrong;
and being able to positively inluence others.
ii. Competence was also experienced when people were able to fulill their duties and
responsibilities to family. For women, this included caring for children; educating
one’s children; fulilling parental expectations; and protecting one’s family.
While men also placed taking care of children and family at the centre of their
responsibilities, being employed was highlighted as important to their sense of
personal achievement.
iii. Both men and women experience competence when they can exert inluence over
their community and country. This meant making a positive contribution to one’s
society and country. For men exerting inluence usually meant providing leadership
in the community and participating in community activities. For women exerting
inluence is usually at multiple levels from family and neighbours to community.
iv. Meeting challenges was an important means through which competence was
experienced. Meeting challenges means not only coping with dificult life situations
like economic hardship and family problems, but overcoming these dificult
circumstances and life situations.
14
Understanding Wellbeing in Sri Lanka: A Psychosocial Framework
Self-worth is derived from the experience of competence and refers to one’s sense
of place in one’s world and one’s sense of importance in one’s family and community.
Self worth also refers to self esteem and self conidence. Both competence and self-
worth derives from the ability to function and cope, including in times of crisis and
adversity.
In the ield work conducted experiencing self-worth was articulated somewhat differently
by men and women. For women, it seemed to revolve around three major factors. A
sense of self-worth is experienced through
In the ield work conducted exercising participation was articulated as the ability to
contribute to one’s community. Participation is exercised mainly to establish and
maintain one’s membership in the community, and also to expand one’s sphere of
inluence. Membership is established through participating in communal activities
like shramadhana, festivals, religious and cultural rituals. Being an active member of
one’s community enabled individuals to inluence community processes and, perhaps,
outcomes. Participation was not usually expressed in terms of exercising one’s personal
rights, but rather as contributing to collective action.
Exercising participation was also practiced by forming social connections. Being an active
member of one’s community strengthened community relationships. Participation also
contributed to the experience of competence and self worth as contributing to one’s
community was an essential aspect of fulilling one’s role and responsibilities.
15
a Tool a Guide and a Framework
In the ield work conducted, men and women expressed building social connections as
maintaining family relationships and establishing membership in the community. People
stressed that building relationships is facilitated through the principle of reciprocity or
the concept of ‘give and take’: assisting one’s extended family and neighbors through
material and other means is just as important as asking for assistance.
Physical wellness may be enhanced through attaining suficient levels of physical activity,
paying attention to nutritional needs, and undergoing rehabilitative care to overcome
or manage disabilities. Similarly, psychological wellness may be enhanced through
the acquisition of emotional management skills such as stress or anger management,
relaxation, or attempting to develop particular qualities that they see as helpful to
manage their day-to-day lives (e.g. patience, assertiveness, sociability, etc). People
may also deliberately undertake to enhance their cognitive capacities. Examples of this
include acquiring knowledge, attempting insight or relection, adopting effective study
skills, engaging in meditation, etc.
The word ‘enhance’ has been used to acknowledge that not all physical and psychological
wellness factors may be within the realm of inluence of an individual. For example,
imbalances of physiology, presence of inirmity or disability, and socio-economic factors
which constrain choice and energy cannot be overcome by the efforts of an individual
and may require external or collective assistance. However, the word ‘enhance’ also
indicates that there is some scope to enhance physical or psychological wellness through
individual or internal efforts of a person.
16
Understanding Wellbeing in Sri Lanka: A Psychosocial Framework
2
See Prilleltensky et al (2001) “The Role of Power and Control in Children’s Lives: an Ecological Analysis of Pathways
towards Wellness, Resilience, and Problems”.; Batliwala (1995) Deining Women’s Empowerment: A Conceptual
Framework.; Carolyn Moser; Datta and Kornberg (2002) Women in Developing Countries. Assessing Strategies for
Empowerment; Friere (1970) Pedagogy of the Oppressed.
17
a Tool a Guide and a Framework
In the ield work conducted it was clear that power and inluence were gained mainly
through social networks. It was unfortunate, however, that establishing and maintaining
alliances with state oficials and political patronage were important sources of inluence
for all communities. State oficials dominated the list of important actors in people’s
lives. Power gained through social networks facilitated a person’s ability to access
resources and determined how much control they had over personal and collective
goods and services. Both private and state aid was described as being selectively
distributed. Maintaining alliances with the oficials, therefore, was strategic to gaining
power. Nepotism and favouritism were day-to-day experiences for people and one that
they had to negotiate through exercising inluence. The only way to ensure political
patronage was to align one’s self to one or more oficials or at least establish a strategic
alliance with one important person whose power could be exercised on your behalf.
The psychosocial framework does not in any way afirm or condone political patronage or
nepotism as ways of gaining power and inluence. The framework points to the important
role power and inluence play in mediating people’s wellbeing—a role that cannot be
ignored by development planners and implementers. Moreover, ield discussions points
to the injustice and inequity that people have to deal with in their day-to-day life.
Family connections were also an important source of power and determined the
achievement of economic stability. Economic stability was possible through family
inheritance; the income of spouses who had migrated for work; through children or
family members ordained in the temple who could facilitate access to resources; and
through the gifts of relatives living abroad.
The amount of power an individual can exert is intrinsically tied to his/her identity. One’s
given identity as a woman, or a member of an ethnic minority, or as an economically
disadvantaged person determines how much inluence an individual can or is allowed to
exert in their family and community. A person’s identity is an amalgamation of several
different components, including gender, ethnicity, class, caste, educational level, and
socio-economic status. No single aspect of identity can be said to determine the exercise
of power and inluence. Depending on the context, one or more of these components
may become more prominent than the others. For example, in Sri Lanka a man’s sense
of safety and security is intrinsically tied to his ethnic identity. A young Tamil man
will not experience the same sense of safety and security going through a military
checkpoint as a Sinhala one.
18
Understanding Wellbeing in Sri Lanka: A Psychosocial Framework
Institutions and systems exist at three different levels (Prilleltensky et al 2005). These
can take the form of infrastructure, services, facilities, and organizations.
19
a Tool a Guide and a Framework
At the micro level informal groups also featured prominently in the discussions about
an enabling environment. Women described neighbours, savings groups, and informal
networks as essential, especially in times of need. These networks and groups were
important to the practice of cultural rituals like weddings, funerals, coming of age
ceremonies as neighbours and other group members would assist in the preparation and
execution of the ritual.
For communities directly affected by the conlict, the ethnic conlict and the lack of
peace characterized the political system. Conlict affected the experience of wellbeing in
every way. People’s access to resources was undermined as they could not engage in their
livelihoods and education was disrupted. Experiencing competence and self-worth was
undermined due to the lack of opportunities for people to gain and use their knowledge
and skills although many were coping despite their unstable environment. Exercising
participation and building social connections was limited due to displacement and the
breakdown of community networks. Physical and mental wellness was compromised due
to the insecure environment, poor living conditions, and lack of medical services.
20
Understanding Wellbeing in Sri Lanka: A Psychosocial Framework
The discussions on what enables or undermines wellbeing clearly pointed to the need
for effective and eficient systems and institutions. Development policy makers
and practitioners cannot focus only on improving the domains of wellbeing. As the
framework demonstrates attention must be paid to the enabling environment of systems
and institutions if wellbeing is to be truly improved.
7. Conclusion
The psychosocial framework in deining wellbeing captures the multi-dimensional nature
of wellbeing. If the dynamic nature of wellbeing is to be understood as a continuous
interplay between the person and his/her social environment, then it must be understood
through a psychosocial framework. The principle of social justice underlines the way
the framework deines what constitutes wellbeing, what mediates wellbeing, and what
enables wellbeing. The domains and the dimensions emphasize the need to promote
equality and empowerment. The framework also asserts that wellbeing is not a static
state of being or a state of satisfaction, but is a process of becoming. The development
of human capabilities, therefore, is central to the experience and achievement of
wellbeing. Moreover, achieving wellbeing requires change at three levels: the micro
(personal), the meso (community), and the macro-level (institutional), which points to
the role of systems and institutions, especially the state play, in creating an enabling
environment that promotes and protects the wellbeing of individuals, families, and
communities.
21
a Tool a Guide and a Framework
22
THE WELLBEING
ASSESSMENT
TOOL
Chapter 4
1. Overview
This chapter describes the wellbeing assessment tool and presents the following:
A. Geographical location
B. Demographic information (2 subsections)
C. Introduction and consent (2 subsections)
D. Domains (7 subsections)
E. Power and inluence (2 subsections)
F. Social mapping (2 subsections)
a Tool a Guide and a Framework
Sections D and E deal with gathering data directly in relation to the conceptual
framework and are the most extensive parts of the tool. The section begins with an
open ended question on wellbeing that is intended to put the respondent at ease while
gathering narrative information. These sections comprise both open ended and close
ended questions that deal with identifying speciic elements in each domain relevant
to wellbeing.
Section F deals with activities for further rapport building while making the information
more relevant for the interviewee.
Section G deals with closing the interview in an ethical and psychosocially sensitive
manner, where the respondent is given room to make comments in general or give
feedback on the interview process.
24
The Wellbeing Assessment Tool
25
a Tool a Guide and a Framework
26
The Wellbeing Assessment Tool
27
a Tool a Guide and a Framework
28
The Wellbeing Assessment Tool
i. a plain notebook for recording information and later transferring to the form
ii. Pens
iii. 3”x5” plain cards with a domain written on each one of them for the
prioritization exercise
Male Sinhala
Female Muslim
Tamil
Other
29
a Tool a Guide and a Framework
30
The Wellbeing Assessment Tool
B 1 Household Composition: Start with the respondent as (0) followed by the rest of
the household members
Ser. B1.1 Name B 1.2 B 1.3 B 1.4 B 1.5 B 1.6 B 1.7 B 1.8 B 1.9
No. Relation Sex Age Marital Educat Activity Ethnicity Religion
-ship to status -ional
head of Level
household
0 Respondent :
10
11
12
13
14
15
B 2 Economic Condition
31
a Tool a Guide and a Framework
1 Food
2 Transport
3 Rent
4 Education
5 Health care
7 Membership dues
8 Loan repayments
10
B 2.3 What are some of the household assets enjoyed and owned by the
respondent? (Prompt for other items)
Seq. Item Quantity of asset Quality of assets (market value)
no
1 House
2 Land
3 Jewellery, Livestock
or Savings
4 Vehicles
32
The Wellbeing Assessment Tool
The interview is intended to obtain information that will help us and others to understand
what affects people’s sense of wellbeing and how. We are not in a position to offer any
direct assistance to people who might need it, but we hope that the information we
collect will help to strengthen the programs that are intended to help people around
the country. All the information that is shared with us is kept conidential. Also, if you
would like to remove anything from our records after or during speaking to us, please
let me know and I can do so.
YES _______________________________
33
a Tool a Guide and a Framework
34
The Wellbeing Assessment Tool
D 2 What does it mean for you to live well and be happy? (Get the list of
domains / factors / aspects the person thinks of as important for his / her
wellbeing)
35
a Tool a Guide and a Framework
D 3.1 What are the different kinds of resources that are needed for you to live well and
be happy?
D 3.2 How satisied are you at this point in your life with your access to resources?
D 3.3 What are some of the things that enable your access to resources?
D 3.4 What are some of the things that constrain your access to resources?
D 3.5 How do you exert inluence and get the necessary things done to access the
resources you need?
D 3.6 How satisied are you with your ability to exert inluence and get the necessary
things done to access the resources you need?
D 3.7 What services, institutions and infrastructure are required for you to access the
resources that you need?
D 3.8 How satisied are you with the services, institutions and infrastructure that exist
now to help you access the resources that you need?
D 3.9 Who are the people, organisations and agencies which help you access the
resources you need?
36
The Wellbeing Assessment Tool
COMPETENCE
D4 Now we are going to talk about yourself—the roles you fulil and the activities
that you engage in—and discuss how these contribute to living well and being
happy.
D 4.1 What are some of the things that you do in your life that make you feel good
about yourself?
D 4.2 How satisied are you with the roles and activities you fulil now?
D 4.3 What are some of the things that enable how you fulil your roles and engage in
activities?
D 4.4 What are some of the things that constrain how you fulil your roles and engage
in activities?
D 4.5 How do you exert inluence and get the necessary things done to fulil your roles
and engage in activities?
D 4.6 How satisied are you with your ability to exert inluence and get the necessary
things done to fulil your roles and engage in activities?
D 4.7 What services, institutions and infrastructure are required for you to fulil your
roles and engage in activities?
D 4.8 How satisied are you with the services, institutions and infrastructure that exist
now that help you fulil your roles and engage in activities?
D 4.9 Who are the people, organisations and agencies which help you fulil your roles
and engage in activities?
37
a Tool a Guide and a Framework
SELF WORTH
D5 Now we are going to talk in more detail about a person’s characteristics and how
they contribute to living well and being happy.
D 5.1 What are some of the characteristics about yourself that you value at this point
in time?
D 5.3 What are some of the things that enable how you able to develop your personal
characteristics?
D 5.4 What are some of the things that constrain how you are able to develop your
personal characteristics?
D 5.5 How do you exert inluence and get the necessary things done to develop your
personal characteristics?
D 5.6 How satisied are you with your ability to exert inluence and get the necessary
things done to develop your personal characteristics?
D 5.7 What services, institutions and infrastructure are required for you to develop your
personal characteristics?
D 5.8 How satisied are you with the services, institutions and infrastructure that exist
now to help you develop your personal characteristics?
D 5.9 Who are the people, organisations and agencies which help you develop your
personal characteristics?
38
The Wellbeing Assessment Tool
D 6.1 What are the different kinds of relationships and connections that help you to live
your life well and to be happy?
D 6.2 How satisied are you with the relationships and connections you have now?
D 6.3 What are some of the things that enable your ability to develop relationships and
connections?
D 6.4 What are some of the things that constrain your ability to develop relationships
and connections?
D 6.5 How do you exert inluence and get the necessary things done to develop
relationships and connections?
D 6.6 How satisied are you with your ability to exert inluence and get the necessary
things done to develop relationships and connections?
D 6.7 What services, institutions and infrastructure are required for you to develop
relationships and connections?
D 6.8 How satisied are you with the services, institutions and infrastructure that exist
now to help you develop relationships and connections?
D 6.9 Who are the people, organisations and agencies which help you develop
relationships and connections?
39
a Tool a Guide and a Framework
PARTICIPATION
D7 Lets now talk about the different activities you engage in within the family and
community.
D 7.1 What kinds of activities do you participate in within the family and community to
live well and be happy?
D 7.2 How satisied are you with your participation in family and community activities
now?
D 7.3 What are some of the things that enable how you participate in family and
community activities?
D 7.4 What are some of the things that constrain how you participate in family and
community activities?
D 7.5 How do you exert inluence and get the necessary things done to participate in
family and community activities?
D 7.6 How satisied are you with your ability to exert inluence and get the necessary
things done to participate in family and community activities?
D 7.7 What services, institutions and infrastructure are required for you to participate
in family and community activities?
D 7.8 How satisied are you with the services, institutions and infrastructure that exist
now to help you participate in family and community activities?
D 7.9 Who are the people, organisations and agencies which help you participate in
family and community activities?
40
The Wellbeing Assessment Tool
E POWER
E1 Lets now discuss how having inluence over resources and people contribute to
living well and being happy.
E 1.1 What are some of the things that help you make decisions and get things done
within your family?
E 1.2 What are some of the things that help you make decisions and get things done
within your community?
E 1.3 What are some of the things that help you make decisions and get things done
when dealing with oficial sources?
E 1.4 How satisied are you with the level of inluence you have now?
41
a Tool a Guide and a Framework
E2 PROCESS MAP
You talked about how certain things enable or constrain your ability to exert power
and inluence Can you please describe how you have tried to handle an important
matter in this area step by step? What were your dificulties? What was easy?
42
The Wellbeing Assessment Tool
F. SOCIAL MAPING
F 1.2 Competence
F 1.3 Self-worth
F 1.5 Participation
F 1.6 Power
F 2 SOCIAL MAP
Who are the people who are most important to you now and have been during
your life? Who have signiicantly inluenced – either in a good or bad way - your
life and how you live your life today? (Social mapping) Who are you responsible
for? Who is responsible for you? What are your roles in relation to these people?
What are their roles for you?
43
a Tool a Guide and a Framework
44
ANALYSING
THE DATA
Chapter 5
1. Overview
The amount of data that is collected from the wellbeing assessment tool is likely to be
considerable. This chapter provides some suggestions on how to approach the analysis
of the collected data, and how to arrive at some conclusive indings that may be useful
in designing a psychosocially sensitive intervention. We approach these questions irst
by exploring the broader uses of the tool. Details of how data was treated and analysed
in the PADHI wellbeing assessment is shared. Finally, a table specifying the potential use
of each question in the tool is provided.
‘lack of regular services’, ‘ineficient services’ and ‘wasting people’s time’ constituted
the ‘quality of services’ category.
The data may be categorised differently depending on the perspectives of the researchers
involved. However, it is best if there is at least more than one person involved in
the categorising process so that responses and their meanings can be discussed, and
placed within context. Subtle nuances should be captured and sub-categorised where
necessary. For example, answers such as ‘taking care of parents’, ‘doing household
work’ and ‘supporting spouse through income’ were categorised as ‘fulilling family
responsibilities’ while responses such as ‘giving free education to poorer children’,
‘helping youth in the village’ and ‘helping neighbours’ were grouped as ‘being of service/
help to others’. Both categories ‘fulilling family responsibilities’ and ‘being of service/
help to others’ were included in the category ‘personal behaviour and conduct’.
The inal list of categories generated by the PADHI team from the responses to all the
questions in the interview schedule is described below.
46
Analysing the Data
Once the stage of exploring and describing the data is complete and a thorough
understanding of the data is obtained, it is then necessary to focus on generating a set of
broad research questions pertaining to wellbeing and the relevant conditions and factors
that impact on wellbeing in the speciic communities of the sampled population.
Broadly, the research questions will aim towards understanding the nature of wellbeing
for a particular group of people and what factors mediate the experience of wellbeing
in this group, and to compare the indings for this with other groups. However, the
speciic questions will differ depending on the speciic issues that the research team
is interested in about the community’s wellbeing. The PADHI team were interested in
three broad questions:
47
a Tool a Guide and a Framework
i. What elements constituted the different domains which had been identiied in the
PADHI wellbeing conceptual framework
ii. What factors mediated wellbeing and how did these factors differ among sub-groups
in the sample
iii. Which domains appeared to be most important for people, why and for which groups
of people
The PADHI team generated a set of speciic research questions based on these interests.
For example:
Table 1: GuidelinZes for Data Entry and Analysis for the Wellbeing Tool
A. Geographical Enter data into separate This will allow data to be analysed
Location columns for municipality at these different levels where
/ village, DS division required
and district
48
Analysing the Data
49
a Tool a Guide and a Framework
50
Analysing the Data
Satisfaction with Enter satisfaction values for Analyze satisfaction with ability to
ability to get the domains separately for get things done in a particular
things done in a each respondent. domain across different categories
particular domain of respondents and at different
(3.6; 4.6; 5.6; levels of geographical location.
6.6; 7.6) Cross-check with satisfaction with
ability to get things done with
satisfaction level with the domain.
51
a Tool a Guide and a Framework
The questions regarding importance and satisfaction also provide signiicant information
on the status of wellbeing within a community. However, interventionists should not
decide on areas of focus solely on the importance and prioritization data. Rather,
these provide a starting point for dialogue within the agency and with the community
members. Sometimes it may be necessary to decide to focus on one speciic group but to
do so in a way that recognizes the interconnectedness of the community as a whole.
Also, it is important to keep in mind that importance ranking may change with changing
levels of satisfaction, and may not be an accurate indication of the actual importance of
an area to wellbeing. At the same time, the satisfaction with each domain or the overall
satisfaction score cannot be taken as being accurately indicative of wellbeing. It needs
to be cross-checked with the reality of the individual’s wellbeing through information
gathered through this and other tools during the needs assessment phase.
52
Analysing the Data
The data on enabling and limiting factors must be judiciously used for design of
interventions. Not all factors may be under the inluence or control of the interventionists
and their resources. For example, ‘political connections’ is an enabler, but an
interventionist may not be able to or desire to work to improve political connections per
se. They may prefer to work from a script of social justice. Nonetheless, this information
is vital to know the factors inluencing that particular domain.
Furthermore, if there is low satisfaction with how things can be done within a particular
domain of interest to the interventionists, they may need to work on empowering
strategies in that particular domain for the individual or group or community concerned.
Similarly, if there is low satisfaction with services, institutions and infrastructure,
interventionists may need to work on improving these for the individual or group or
community concerned.
53
a Tool a Guide and a Framework
7. Conclusions
The methods of analysis outlined in this chapter attempts to offer some suggestions
for analysis. It draws from the experience of the PADHI research study in order to
highlight how the data was used. In using the data to design psychosocially sensitive
interventions, the analysis maybe more focused given time-lines and time constraints
imposed by the project cycle. The data should not be used, however, only to answer
pre-determined questions. Time should be taken to relect on all of the data collected
in order to understand the multi-dimensional nature of individual and community lives
and also be open to new ideas that emerge from the information collected.
54
OBJECTIVE
SETTING
Chapter 6
2. Introduction
The objectives outline the expected outcome of a project and the type of change the
project expects to make in the lives of beneiciaries. The process of setting objectives
directly links with the selection and prioritization of people’s needs. The objectives
and the process of setting them, therefore, determine the type of inluence the project
will have on recipients’ wellbeing. Even though the process of setting objectives—goals,
expected results, outcomes etc.—determines which needs of the people get selected,
prioritized and addressed through the intervention, this process rarely comes under
scrutiny.
Any project has two types of objectives. The overall objective (sometimes referred
to as ‘goal’) of a project refers to the primary goal; the task the project is expected
to achieve at the end of the project time period. This is usually general rather than
speciic, referring to a broad area such as education or health (e.g., to improve the
health conditions of children). The overall objective determines the area of intervention
and can be rigid in that it does not change in response to changes in external or internal
a Tool a Guide and a Framework
conditions of the project. It is highly inluenced by the funding organization and the
implementing organization’s mission and agenda.
The speciic objectives are the secondary objectives that are developed in order to
achieve the larger, overall objective. Speciic objectives outline the speciic, narrow,
and dynamic targets of a project. Achieving the speciic goals will cumulatively lead to
the achievement of the overall objective (e.g., decrease the mortality rate of children
of 5-10 years of age by 10%).
All the columns and rows of the matrix given below are completed with examples, in
order to clearly illustrate the application of the matrix. However, it is important to
recognize that in a real situation, some of the rows and/or columns of the matrix might
remain empty. Moreover, some of the needs and concerns expressed by a community
may it in to more than one row or column. In such cases, it is advised that planners
check with the community and understand their rationale for expressing such needs
and concerns. For example, a community may be concerned about the absence of an
elected leader for the Pradeshiya Sabha from their village; they may be alarmed by such
an absence because not having a political representative may hinder the community’s
opportunities to get material and inancial state provisions. If that is the reason
behind the community’s concern, then the absence of an elected Pradeshiya Sabha
member will be recorded in the column ‘access to resources.’ On the other hand, if
the community is concerned because the absence of an elected representative will
hinder the community’s opportunities to bring their issues to the attention of political
leaders, then it should be recorded in the column for ‘experiencing participation and
self determination’. In most cases it may be both.
56
Objective Setting
Table 6.1
Row 1 assesses the identiied and selected needs for the project in comparison with
the domains of the proposed Psychosocial Framework (i.e., each identiied and selected
need will be recorded in the table under the corresponding domain of the framework).
This section will look into what needs arose from the community and which domain of
the framework would correspond to those needs. This will enable the organization to
identify the particular domain of the framework that is of signiicant importance for the
wellbeing of the particular community (e.g., some communities may emphasize more
57
a Tool a Guide and a Framework
on developing schools and training institutions that will correspond to the domain of
experiencing competence and self worth, while another community may emphasize the
importance of building social networks within the community that addresses the domain
of building social connections).
Row 2 assesses the overall objectives of the speciic project that is under assessment.
Here, the overall objectives are to be recorded according to which domain of the
framework each objective corresponds to.
In the same way, row 3 discusses and explores speciic project objectives. Both these
steps are about mapping the focus and intentions of the project through the Psychosocial
Framework to identify and assess which domains of the framework will be addressed by
which objective of the project. This particular mapping activity will also indicate how
close (or disparate) are the needs expressed by the community and the inal project
objectives (i.e., whether the project objectives match the emphasis and prioritization
of the community’s needs).
Row 4 is for speciic activities. Analysis of activities looks at whether activities are
designed to
This section discusses two principles of psychosocial work that would bring in a
psychosocial perspective to the process of setting objectives in any development
58
Objective Setting
4. Participation
Participation is an important value in development work. Any type of developmental
project involves diverse groups of stakeholders. The different organizations and
groups involved in a project (e.g., funding organizations, consultants, implementing
organizations, community based organizations, individual and group members of a
community etc.) may bring diverse perspectives about the objectives and activities
of the speciic project as well as about values and ethics of developmental work in
general. Maintaining a participatory process of developing the project plan is essential
to allow space for such different views and ideas to be voiced and considered.
1
According to some authors, participation can take a variety of forms (Locke and Schweiger, 1979; Vroom and Jago,
1988):
Direct – participation through personal action
Indirect – participation through representation by others
Formal – using formal groups, teams, meetings, and mechanisms
Informal – through informal relationships, discussions, and tasks
Performed alone – activities done by one’s own self
Performed in group – activities performed with others
59
a Tool a Guide and a Framework
There are different types of stakeholders who should participate in the process of
setting project objectives. The types of stake holders differ based on the nature of
the project (e.g., internationally or nationally funded, the area of focus), and context
of the project (e.g., a housing project for the Tsunami survivors will involve different
stake holders from those of an organizational capacity building project). In spite of
such differences, there are four primary types of stakeholders that must participate in
setting and reviewing overall and speciic objectives of a project. The level to which
each of these parties would participate in the process may vary based on the type of
project, the context of project implementation, and the funding and implementing
organizations’ values and mandate.
60
Objective Setting
Donor
Implementing Organization
Community
Field Experts
Other
Fill in each empty cell of the table with the most suitable indicator of participation
chosen from the following list.
i. Inform – Merely informing the people about a project, a decision, a plan, etc. is
taken as assuring full participation of the people in the process.
ii. Consult – In addition to informing, people’s views are also sought. Thus, people
are given the information and their feedback on the provided information is
considered.
61
a Tool a Guide and a Framework
iii. Active involvement – At this level, people are more than passive recipients of any
plan. Their active involvement in the planning process is sought for, even though
the process is still driven by others.
iv. Assuming responsibility – At this level, people are setting agendas and are driving
the process for their own needs rather than just fulilling obligations to external
bodies.
v. Self management – Groups initiating and managing a process that addresses their
needs and concerns.
For example, a donor organization often times only inform the implementing organization
about possible funding opportunities, even though ideally, the donor should consult
the implementing organization and obtain their active involvement in the process;
the implementing organization should also be provided with space for assuming
responsibility and self management. Implementing organizations should consult, and
obtain the active involvement of a community in the designing of objectives. However,
in reality, the communication patterns between each of these parties are often limited
to mere informing and the participation of different stake holders in the process of
designing objectives is minimal.
Box 6.4: Case study
Flexibility
An initial pre-Tsunami
Flexibility refers to the extent to which project
project objective of
objectives address changes in circumstances and
building toilets for a
their capacity to adapt to changes. It discusses the
selected community was
concentration and approach of objectives in maintaining
challenged after the
and practicing lexibility in the face of circumstantial
Tsunami. People’s needs
changes. Community
changed dramatically
development projects
and, understandably,
Box 6.3: Concept Check are often long-term
toilets were not a priority
assignments. Any such
A simple deinition for anymore. Yet, the project
project will encounter
Participation is objectives were too rigid
circumstantial changes
to change accordingly and
............................... during the time period in
thus, the organization
............................... which it is designed and
continued building
implemented. Unless
............................... toilets disregarding the
project objectives are
signiicant circumstantial
Flexibility refers to lexible in nature, the
changes in the external
objectives and the
............................... environment especially
project as a whole will fail
............................... the fact that the
to be responsive to such
community’s basic needs
............................... circumstantial changes
for shelter had not been
(Refer to Figure 6.4).
met.
62
Objective Setting
Temporal lexibility
Temporal lexibility is the length of time it takes for a project to respond to environmental
changes in the process of redeining its objectives.
i. Does the project continue to do what it was doing? Or can it change in response to
circumstantial changes?
ii. If the project does respond to the new circumstances by redeining its objectives,
how soon might it be able to adopt these changes within the project?
iii. How soon can the project actually decide that circumstances have changed
suficiently to warrant a change in the project objectives, especially with regard to
the speciic objectives?
iv. What are the mechanisms and capacities in place to assess the match between the
circumstances and project objectives?
Flexibility in Range
Range refers to the spectrum of initiatives that can be adopted by a project. Flexibility
in range is the degree to which a project can adapt its approach to achieve its objectives
in response to foreseeable and unforeseeable changes in order to ensure the project’s
continued viability. This dimension assesses the range of options available in responding
to external changes; it involves both the range of options which has been planned for
foreseeable circumstances, and the range of options available to adapt to events that
were unplanned.
63
a Tool a Guide and a Framework
64
Objective Setting
Flexibility in Focus
Box 6.9: Example This dimension refers to where
the focus of lexibility is created:
An organization has funds to invest on within or outside the organization.
education in a community. If the community Internal lexibility is where a
prioritizes children’s nutritional needs over project maintains lexibility within
education, the organization may change its internal staff and structure to
the project structure and agendas to meet address possible changes in external
those needs. If the organization has internal demands. External lexibility is when
lexibility, then it may look for additional a project is lexible with regard
funds and hire resource personnel to to which community needs it will
meet the community’s priorities. If the prioritize and in choosing the type
organization relies on external lexibility, of intervention in line with internal
then it will look for lexibility within the capacities and structures of the
community needs and conditions. It will project.
interpret the results of the community
needs assessment in a lexible manner,
over-prioritizing and justifying its original
objectives, and continue to respond to the
type of educational facilities needed by
the community and not to the community’s
nutritional needs.
Box 6.10:
Assessment Dimensions of Flexibility
A project’s lexibility can be assessed along 4 dimensions;
1. Temporal lexibility: The length of time it takes for a project to respond to
environmental changes in the process of redeining its objectives.
2. Flexibility in Range: The degree to which a project can adapt its approach to
achieve its objectives in response to foreseeable and unforeseeable changes.
3. Flexibility in Intention: Whether a project takes a preventive or a curative
approach in changing or modifying its objectives (Preventive or Curative).
4. 4. Flexibility in Focus: Where the focus of lexibility is created: within or outside
the organization (Internal or External).
65
a Tool a Guide and a Framework
Summary of Flexibility
Table 6.3
Dimensions of Flexibility
Dimensions Scope
The assessment of lexibility are based on the four dimensions discussed above—
temporal lexibility, lexibility in range, lexibility in intention and lexibility in focus.
Assessment of temporal lexibility and lexibility in range can use four matrices, namely
eficiency, responsiveness, versatility and robustness. Eficiency is about preparedness;
responsiveness is about speed; versatility is about the extent to which a project has
planned for and can respond to foreseeable environmental changes, and robustness
assesses the ability of a project and its objectives to respond to unforeseeable
environmental changes.
66
Objective Setting
Eficiency
Eficiency refers to the ability of a project to maintain at least minimal performance
or functioning while accommodating external or internal changes; the ability of an
organization to accommodate change with the minimal damage or disruption caused to
the functioning of the organization.
Responsiveness
Responsiveness is the ability to respond to changes within an appropriate time frame.
Responsiveness is thus assessed in relation to the time it takes for an organization to
adapt to new changes.
Versatility
Versatility is a measure of the range of objectives and activities a project has planned
for or formulated on the basis of foreseeable changes. It measures the lexibility of a
project’s objectives to react to changes in the environment which it could envisage
happening. The formulation of the objectives and the structures of a lexible project
67
a Tool a Guide and a Framework
take into account the changes that are likely to occur. In this way, the project and
objectives develops a certain degree of versatility. The capacity of the project
objectives and structures to yield to pressure, capacity to address new situations, and
susceptibility to modiication (the ability to modify itself to cope with changes) are
indicators of versatility.
Example: A project on peace building in the conlict affected areas: one of the speciic
objectives is to build peace through education. A foreseeable change in the project
context is the escalating violence in conlict affected areas. The project, having high
versatility, has a range of objectives that includes both providing ield level training
and institutional training, so that during times of violent outbursts, the trainings could
take place outside the immediate conlict zone in a safer location. Another speciic
objective is to build peace through networking among stakeholders. Some of these
stakeholders are capable resource personnel who can continue educational programmes
in the absence of external resource persons due to failing security conditions.
Robustness
Robustness assesses the ability of a project and its objectives to respond to unforeseeable
environmental changes. It is the ability and willingness of the objectives and project
structures to maintain functionality in the face of unforeseeable future changes, for
which a project has not been planned for.
Example: A research project: the funding organization has allocated funds for the
project through a Tsunami-related emergency funding source. Due to a government
decree the funding organization has to close all the budgets related to Tsunami funds
within 6 months. They demand the research institution to complete their research
project and submit the inal report 4 months prior to the initially set project time line.
Robustness within the project objectives and activities enable the research institution
to ind funds from other funding organizations. The objectives and activities also allow
the institution to modify the project structure and plan by separating the larger project
into different, smaller phases, which enables the organization to provide their initial
funding organization with a inal report.
Table 6.4
Four aspects of Assessing Flexibility
68
Objective Setting
Lack of responsiveness, in both internal and external dimensions, can make projects
ineffective. A good example is the case of post-Tsunami projects that continued with
their previous agenda and plans without making the necessary alterations to respond to
the more immediate needs of the community. Another concern about the responsiveness
dimension is the project’s capacity to respond to isolated needs. Projects often prioritize
majority needs over minority needs to assure the greater good. However, such patterns
of responding to community needs will not only continue to neglect minority needs,
but will continue and strengthen the discriminatory practices and hierarchies of the
community. Cases where projects address isolated needs missing the larger picture
may not address the needs in an effective manner either. For instance, a project may
respond to the community’s need for livelihoods by helping them with agriculture,
but the project may miss the fact that the community lacks transport infrastructure
and facilities, which are essential for the people to sell their agricultural produce.
Sometimes, projects highlight minority issues and isolated needs in a way that can
negatively impact community support systems. For instance, some of the post-Tsunami
projects isolated the Tsunami affected widows’ needs for shelter, while ignoring other
widows in the community; widows whose husbands’ death could not be attributed
to the Tsunami were refused services. This created so much anger and resentment
amongst these widows of the community that it damaged the social support networks
that existed within the community.
69
a Tool a Guide and a Framework
70
IDENTIFYING
APPROPRIATE
INTERVENTIONS
Chapter 7
1. Overview
This chapter is intended to help development planners to use the information gathered
from the wellbeing assessment and analysis tools to identify appropriate interventions
to improve people’s wellbeing. A series of questions have been formulated to assist
in the planning process. The questions are also intended to draw out the underlying
principles and rationale for intervention.
iii. What institutions and services already exist in the community that address
these issues?
iv. What community-based organizations address these speciic issues in the
community?
v. Who appear to be the most important people in the community who provide
support and assistance?
vi. What are the gaps? In relation to the entire community, what systems and
institutions seem to be missing for this particular group?
V. Revisiting Objectives
i. What outcomes are your strategies aiming to achieve?
ii. Consider the psychosocial framework. Where does your intervention it in?
(a) Domains of wellbeing? Which particular domains does the intervention
address?
(b) Power and identity
(c) Systems and institutions
iii. Are your objectives in line with the principles of intervention described in
chapter 4?
72
CONCLUSION
Chapter 8
1. Overview
The close examination of the concept of wellbeing in this publication reveals the need
for development practitioners and policy-makers to reconsider the way their work
may intentionally or unintentionally impact on the wellbeing of individuals, families
and communities within the selected target groups. The publication draws attention
to areas and issues, the true values of which, while recognised beforehand, were
under-emphasised in their contributory potential for the achievement of wellbeing.
Moreover, the exact roles they played in bringing about an outcome of improved
wellbeing were also less well-understood. The concluding chapter of this publication
intends to highlight some of the issues seen to be particularly pertinent to development
practitioners and policy-makers who are concerned that their efforts positively affect
people’s wellbeing.
Gameela Samarasinghe,
Department of Sociology
University of Colombo
74
AFTERWORD:
CONDUCTING
RESEARCH
Given the extremely subjective nature of the issues being examined, the tool that
has been described in this book was designed incorporating both quantitative as well
as qualitative data collection methodology. Using a mixed method of qualitative and
quantitative data while presenting challenges in designing, implementing and analysing
data, was also extremely useful in enabling us to gather information that could be
used for more in-depth research as well as to guide development interventions. At
the stage of designing the tool, we consulted with people who were knowledgeable
and experienced in both qualitative and quantitative methodology to help us. Both
quantitative and qualitative methods were used for analysis using the Statistical Package
for Social Sciences (SPSS) for quantitative data analysis and case studies and narrative
analysis methods for qualitative data analysis. Subsequently, the tool underwent many
changes based on our own experiences to make it more ‘practitioner friendly’.
Data collected and analysed through the wellbeing assessment tool provided a holistic
understanding of wellbeing providing what we hope would be useful information
for designing, implementing and assessing psychosocially sensitive development or
humanitarian initiatives. The modiied tool presented in this book we hope will be useful
for both researchers and practitioners to generate more information to help expand
knowledge in this area of work and ultimately lead to more responsive interventions
in the development sector. Thus this book ‘a Tool, a Guide and a Framework’ has been
put together with the intention of presenting practitioners with a means of gathering
and analysing data not only for monitoring and evaluating their interventions, but also
planning projects in keeping with important psychosocial principles and values.
K.A.P. Siddhisena
Department of Demography
University of Colombo
a Tool a Guide and a Framework
GLOSSARY
This glossary has been put together to explain the ways in which certain terms have
been used in this book. While some of the terms here are used and known regularly, we
hope the explanations provided here will make it easier for readers to understand the
ways in which they have been speciically used in the book.
Term Meaning
Beneiciaries Those who are the intended target group to beneit from a
development or humanitarian intervention
76
a Tool a Guide and a Framework
Hegemonic Is a concept that has been used to describe and explain the
dominance of one social group over another, such that the
ruling group or hegemon acquires some degree of consent
from the subordinate, as opposed to dominance purely by
force
Humanitarian
interventions Short-term interventions in disaster and conlict
situations for purposes of protecting life and minimizing
harm/injury
Instrumental value Valueing a person’s worth by how much he/she can
contribute to the collective, i.e., family, community,
economy, country etc.
Interventions Interventions can be classiied in the following manner
:psychosocial interventions, therapeutic interventions
and counseling interventions
Intrinsic value The inherent value of a person. In development
this means recognizing that people are valuable in
themselves, not because of what they can do or
contribute to their family or community or economy or
country.
Marginalization The process or experience of being excluded from
participation in social life and events of a society,
community or family
77
a Tool a Guide and a Framework
78
a Tool a Guide and a Framework
BIBLIOGRAPHY
Abeyasekera, Asha (2007) From Public Agendas to Personal Transformation: Assessing
Women’s Empowerment in the NGO sector in Sri Lanka. Unpublished Thesis,
University of Colombo.
Ager, A., (2001) “Programming and evaluation for psychosocial programmes.” In Refugee
Experience. Oxford: Refugee studies center .
Amarasuriya, Harini (2006) Changing Trends in Overseas Aid. Unpublished Paper written
for the PADHI Research Project, Phase 1.
Armstrong, M., Boyden, J., Galappatti, & A. Hart, J. (2004) Piloting methods for the
evaluation of psychosocial programme impact in eastern Sri Lanka. USAID
Dufield, Mark (2001). “Governing the Borderland: Decoding the power of Aid”. Paper
presented at seminar on “Politics and Humanitarian Aid: Debates, Dilemmas and
Dissension”, London: Commonwealth Institute
Friere, Paulo (1970) Pedagogy of the Oppressed. New York: Continuum International
Publishing Group
79
a Tool a Guide and a Framework
Galappatti, Ananda (2003) “What is a Psychosocial Intervention? Mapping the ield in Sri
Lanka” in Interventions 2003, Volume 1, No. 2 pp 3-17
Hart, J., Galappatti, A., & Armstrong, M. (2007) Participatory tools for evaluating
psychosocial work with children in areas of armed conlcit: A pilot in eastern Sri
Lanka. Intervention, 5, 1, pp. 41-60
Herat, Shamindra (2006), From the Rights and Freedoms of Citizens and States to the
Value of Community. Unpublished Paper written for the PADHI project, Phase 1
Hettige S.T. (2002). “Sri Lankan Youth: Proiles and Perspectives” in S T Hettige and
Markus Mayer (eds), Sri Lankan Youth: Challenges and Responses. Colombo:Friedrich
Ebert Stiftung
Hettige S. T (2002). “Sri Lankan Youth: Proiles and Perspectives” in S T Hettige, Markus
Mayer (eds), Sri Lankan Youth: Challenges and Responses, 2002, Friedrich Ebert
Stiftung Colombo Ofice
Menon, Nivedita (2004). Recovering Subversion. Feminist Politics Beyond the Law. New
Delhi: Permanent Black
Moore, Mick (1990). “Economic Liberalisation vs. Political Pluralism in Sri Lanka?” in
Modern Asian Studies, 1990, Vol. 24, No. 2 pp. 341-383
Nussbaum, Martha (2000). Women and Human Development. The Capabilities Approach.
New Delhi: Kali for Women.
Prilleltensky, Isaac, Jeffery Nelson, Leslea Pierson (2001). “The Role of Power and
Control in Children’s Lives: an Ecological Analysis of Pathways towards Wellness,
Resilience, and Problems”. Journal of Community and Applied Psychology. John
Wiley and Company. Vol. II. pp. 143-158.
80
Bibliography
UNICEF Symposium on the Prevention of Recruitment of Children into the Armed Forces
and Demobilization and Social Reintegration of Child Soldiers in Africa, organized
by UNICEF in cooperation with the NGO Sub-group of the NGO Working Group on the
Convention on the Rights of the Child, Cape Town, 30 April 1997 (UNICEF, 1997)
Young, Kate (1997) “Gender and Development” in The Women, Gender and Development
Reader edited by Nalini Visvanathan Lynn Duggan and Laurie Nisonoff. London: Zed
Books
81
a Tool a Guide and a Framework
ANNEXURE
i. ECONOMIC INDICATOR
In order to develop this indicator the study used the Principal Component (PC) based
Factor Analysis, which is more eficient in sequentially capturing the signiicant factors
out of the above multiple variables that directly or indirectly indicate the correlation
of the economic status.
Xi * = Xi
i
Where:
Xi * = rescale variable
k = 1/ 1k
(k = 1,2,…..p)
Thirdly, Factor Analysis is used for rescaled variables and extracted factor scores.
Finally, based on these factor scores and the relevant Eigen values (all greater than 1)
the factors are inally identiied and weighted according to the variance captured each
factor. The inal weighted factor scores are used as the inal measure of the composite
indicator of the economic status.
According to the factor scores (composite indicator), the surveyed population was
divided into three groups as 1) low economic status 2) medium economic status and 3)
high economic status.
82