Global Direct Selling Company

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Kalpataru Summit

Presenting New Office


OPEN
Spaces

nismmockt est .in

Global Direct Selling


Company
QNET is registered as a legal business in
more than 20 countries around the world.
QNET Scam

Open

Mock Test 1 » Total Questions: 10 Take More Test s

Quest ion 1:
unattempted

Which of t he following is NOT direct ly a part of t he Primary Market ?


✘ Merchant Bankers

✘ Mut ual Funds

✘ Exchanges

✔ Regist rars and Transfer Agent s

Quest ion 2:
unattempted

An act ive _ _ _ _ _ _ _ _ promot es t he growt h of t he primary market and capit al format ion.
✔ secondary market

✘ money market

Quest ion 3:
unattempted

. _ _ _ _ _ _ _ _ has powers to regist er and regulat e all market int ermediaries in t he securit ies market and
also to penalise t hem.
✘ RBI Summit
Kalpataru

Presenting
✔ SEBI New Office
OPEN
Spaces
Quest ion 4:
unattempted

DP has to be regist ered wit h

✔ SEBI

✘ Depository

✘ Exchanges

Quest ion 5:
unattempted

Can eit her of t he account holders sign in case of a depository account as is t he case wit h a bank
account ?

✘ Yes

✔ No

Quest ion 6:
unattempted

During t he t ime when t here was no demat of securit ies, for t ransfer of securit ies, _ _ _ _ _ _ _ _ was
evidence of change of ownership.
✘ Proof of Delivery

✔ Endorsement of physical securit y

Quest ion 7:
unattempted

Wit h t he int roduct ion of depository syst em in India t heft , forgery, mut ilat ion of cert ificat es became
more prominent .
✘ True

✔ False

Quest ion 8:
unattempted

As per PMLA, records of services need to be preserved for _ _ _ _ _ _ _ years.


✘ 3 years

✔ 5 years

✘ 7 years

Quest ion 9:
unattempted

Aft er Depository receives an applicat ion for regist ering as a DP, it evaluat es and forwards t he
Kalpataru
applicatSummit
ion to SEBI wit hin _ _ _ _ days
Presenting
✘ 10 days
New Office
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Spaces
✘ 20 days

✔ 30 days

Quest ion 10:


unattempted

_ _ _ _ _ _ _ _ _ _ aims at st reamlining set t lement process by t ransfer of ownership of securit ies


elect ronically by book ent ry wit hout making t he securit ies move from person to person.

✔ Depositories Act , 1996

✘ SEBI Act , 1992

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