Research Report
Research Report
Research Report
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RESEARCH REPORT
Psychosis is a heterogeneous psychiatric condition for which a multitude of risk and protective factors have been suggested. This umbrella review
aimed to classify the strength of evidence for the associations between each factor and psychotic disorders whilst controlling for several biases.
The Web of Knowledge database was searched to identify systematic reviews and meta-analyses of observational studies which examined
associations between socio-demographic, parental, perinatal, later factors or antecedents and psychotic disorders, and which included a
comparison group of healthy controls, published from 1965 to January 31, 2017. The literature search and data extraction followed PRISMA and
MOOSE guidelines. The association between each factor and ICD or DSM diagnoses of non-organic psychotic disorders was graded into
convincing, highly suggestive, suggestive, weak, or non-significant according to a standardized classification based on: number of psychotic
cases, random-effects p value, largest study 95% confidence interval, heterogeneity between studies, 95% prediction interval, small study effect,
and excess significance bias. In order to assess evidence for temporality of association, we also conducted sensitivity analyses restricted to data
from prospective studies. Fifty-five meta-analyses or systematic reviews were included in the umbrella review, corresponding to 683 individual
studies and 170 putative risk or protective factors for psychotic disorders. Only the ultra-high-risk state for psychosis (odds ratio, OR59.32, 95%
CI: 4.91-17.72) and Black-Caribbean ethnicity in England (OR54.87, 95% CI: 3.96-6.00) showed convincing evidence of association. Six factors
were highly suggestive (ethnic minority in low ethnic density area, second generation immigrants, trait anhedonia, premorbid IQ, minor physical
anomalies, and olfactory identification ability), and nine were suggestive (urbanicity, ethnic minority in high ethnic density area, first generation
immigrants, North-African immigrants in Europe, winter/spring season of birth in Northern hemisphere, childhood social withdrawal, childhood
trauma, Toxoplasma gondii IgG, and non-right handedness). When only prospective studies were considered, the evidence was convincing for
ultra-high-risk state and suggestive for urbanicity only. In summary, this umbrella review found several factors to be associated with psychotic
disorders with different levels of evidence. These risk or protective factors represent a starting point for further etiopathological research and for
the improvement of the prediction of psychosis.
Key words: Schizophrenia, psychosis, risk, environment, socio-demographic factors, parental factors, perinatal factors, antecedents, ultra-
high-risk state for psychosis, Black-Caribbean ethnicity, urbanicity risk factors that have been associated with psychotic disorders
– such as family history of mental illness – include both a
(World Psychiatry 2018;17:49–66)
genetic and an environmental component, and hence a
distinction between genetic and environmental risk factors may
be spurious.
Psychotic disorders like schizophrenia are among the With this in mind, in this study we adopted a pragmatic
world’s leading causes of disability1. They have a mean approach and used the term “non-purely genetic factors” to
incidence of 31.7 per 100,000 person-years in England2 and a define socio-demographic, parental, perinatal, later factors and
12-month prevalence of 1.1% among the US population 3. antecedents7-9 that may increase (risk factors) or decrease
Despite many decades of research, the etiology of these (protective factors) the likelihood of developing psychotic
disorders remains undetermined4. disorders. The clinical importance of investigating these factors
The model that has received most empirical support is threefold. First, they could potentially be used to advance the
suggests that the etiology of psychotic disorders, schizophrenia prediction of psychosis in populations at risk of developing the
for example, involves direct genetic and environmental risk disorder10,11. Second, some, albeit not all, of these factors may
factors along with their interaction 5,6. In reality, some of the be potentially modifiable by preventive interventions 4. Third,
Bosqui et al71 Ethnic minority in high ethnic density area; ethnic 5, 5 FEP, SZ, NAP, AP 9/11
minority in low ethnic density area
Bourque et al53 First generation immigrants; second generation 12, 9 SZ, NAP, AP 10/11
immigrants
Torrey et al72 Paternal age >35 years; paternal age >45 years; paternal age 8, 7, 4 SZ, NAP, AP 3/11
>55 years
Kirkbride et al 2
Age/gender; African ethnicity; Asian ethnicity; 9, 4, 4, 2, 3 FEP, SZ, NAP, AP 11/11
mixed ethnicity; other white ethnicity (all
examined only in England)
Rasic et al 75
Parental severe mental illness 9 FEP, SZ, NAP, AP 6/11
Tortelli et al 76
Black-Caribbean ethnicity in England 7 FEP, SZ, NAP, AP 10/11
k – number of studies for each factor, FEP – first episode of psychosis, SZ – schizophrenia, NAP – non-affective psychosis other than schizophrenia, AP – affective
psychosis, AMSTAR – A Measurement Tool to Assess Systematic Reviews heterogeneity (summarized with the I 2 statistic and the p value
associated with the Q value). Resulting statistics were also used
to calculate the prediction interval66.
tion between each factor and psychotic disorders were: A few specific adjustments were also adopted for age and
incidence rate ratio (IRR), odds ratio (OR), risk ratio (RR), and gender, where IRRs were available for schizophrenia and
standardized mean difference (Hedges’ g) for continuous affective psychosis separately, and stratified by 5 or 10-year
measures. Primarily, the effect size measure and its CI were age ranges and gender2,67. We combined schizophrenia and
used. affective psychoses and then meta-analyzed the IRR of each
Since authors usually round off the measures, the first step 10-year age range (vs. other ages), and the IRR of males (vs.
was to “unround” them by estimating a more exact measure females, globally and within each 10-year age range). Since
and CI, in which the (logarithm of the) lower and upper bounds age and gender were considered as basic factors and excluded
were symmetrical around the (logarithm of the) measure. by previous reviews on psychosis8,9 and by umbrella reviews on
Subsequently, the variance was calculated from the standard other neuropsychiatric conditions23,25,27, these analyses were
formula for the CI. If two or more studies shared the non- considered exploratory.
exposed sample, the size of this sample was divided equally Alternative analyses were also conducted for latitude 55 and
between these studies. This approach minimized the gross national income per capita (GNI) 56, when the prevalence
dependence produced by the sharing of the non-exposed rates were provided in a series of locations. Specifically, the
Cannon et al 37
Anaemia in pregnancy; antepartum haemorrhage; asphyxia; 2, 4, 3, 2, 2, 4, 3, 3, 5, 2, 3, 2, 3, SZ 6/11
baby detained in hospital; birth weight <2000 g; birth weight 6, 4, 3, 2, 2, 5, 2, 5, 2, 3, 5, 2, 1, 2, 2, 3
<2500 g; birth weight <2500 g1prematurity; breech delivery;
caesarean section; cephalopelvic disproportion; congenital
malformations; diabetes in pregnancy; emergency caesarean
section; forceps/vacuum delivery; gestational age <37
weeks; gestational age >42 weeks; induction of labour; low
Apgar score; nonvertex presentation; placental abruption;
preeclampsia; Rhesus incompatibility; small birth length;
being small for gestational age; small head circumference;
smoking in pregnancy; threatened premature delivery;
urinary infection in pregnancy; uterine atony
Christesen et al50 Neonatal vitamin D (<19.7 vs. 40.5-50.9 nmol/L); neonatal 1, 1, 1, 1 SZ 6/11
vitamin D (19.7-30.9 vs. 40.5-50.9 nmol/L); neonatal vitamin
D (30.9-40.4 vs. 40.5-50.9 nmol/L); neonatal vitamin D (>50.9
vs. 40.5-50.9 nmol/L)
Geddes et al 36
Antepartum haemorrhage; birth weight <2500 g; caesarean 9, 9, 9, 7, 9, 9, 3, 8, 4, 9, 9, 7, 9, 9 SZ 4/11
section; congenital malformations; cord complications; forceps
delivery; gestational age <37 weeks; incubator or resuscitation;
labour >24 hours; non-vertex presentation; preeclampsia;
Rhesus incompatibility; rubella or syphilis; twin birth
Selten et al 106
Maternal stress during pregnancy 4 SZ 5/11
Van Lieshout et al 82
Pre-pregnancy and pregnancy maternal obesity 4 SZ, NAP 10/11
k – number of studies for each factor, FEP – first episode of psychosis, SZ – schizophrenia, NAP – non-affective psychosis other than schizophrenia, AP – affective
incidence in each location was (logistic) regressed by the psychosis, AMSTAR – A Measurement Tool to Assess Systematic Reviews
latitude or GNI, obtaining the OR of 108 increase in latitude or
10,000 USD increase in GNI. These results were also
considered exploratory because they are based on ecological simulated study using binomial or Poisson random cases was
analyses rather than individual-level data, and were considered “statistically significant”; the simulated studies had
traditionally excluded from previous umbrella reviews of risk the same mean incidence and person-times or sample sizes as
factors23,25,27. study A (using the full sample sizes in case of sharing a
Complementary analyses included: a) an Egger test to assess sample), and the same effect size as the largest study in the
small-study effects that lead to potential reporting or metaanalysis.
publication bias68; b) a test of excess significance bias 69 as Small-study effects and excess significance bias were
described below, and c) an OR equivalent. The test of excess claimed at one-sided p values <0.05, as in previous studies27. In
significance bias consisted of a binomial test to compare the order to easily compare meta-analyses using different outcome
observed vs. the expected number of studies yielding measures, OR equivalents were provided for the above
statistically significant results. This expected number was measures. Given the low incidence of psychotic disorders, RR
calculated as the sum of the statistical power of the studies, was assumed to be equivalent to OR, after checking that the
which was estimated using the standard t-test formulas for difference between an OR and a RR of the same data was
Hedges’ g, and random simulations for OR, RR and IRR. negligible. IRR was assumed to be equivalent to RR, and
Specifically, the statistical power of study A was estimated as Hedges’ g was converted to OR using a standard formula70.
the proportion of times in which a
Attademo et al84 Benzene; carbon monoxide; nitrogen dioxide; nitrogen oxides; 1, 1, 1, 1, 1, 1 SZ 2/11
tetrachloroethylene; traffic
Clancy et al 86
Epilepsy 1 SZ 6/11
De Sousa et al 88
Parental communication deviance 4 SZ 6/11
Gutierrez-Fernandez et al90 Chlamydia pneumoniae; human herpes virus 1; human herpes virus 3, 11, 3 SZ, NAP 8/11
6
Khandaker et al91 Central nervous system infection during childhood 2 SZ, NAP 10/11
Marconi et al 93
Heavy cannabis use 2 FEP, SZ, NAP 7/11
Sutterland et al 95
Toxoplasma gondii IgG; Toxoplasma gondii IgM 40, 15 FEP, SZ 9/11
Varese et al 54
Childhood trauma 20 FEP, SZ, NAP, AP 10/11
k – number of studies for each factor, FEP – first episode of psychosis, SZ – schizophrenia, NAP – non-affective psychosis other than schizophrenia, AP – affective psychosis,
AMSTAR – A Measurement Tool to Assess Systematic Reviews, Ig – immunoglobulin
Filatova et al97 Delay in grabbing object; delay in holding head up; delay in sitting unsupported; 3, 3, 4, 4, 5 SZ, NAP 9/11
delay in standing unsupported; delay in walking unsupported
Golembo-Smith et al48 ATD angle; fingertip pattern asymmetry; fluctuating asymmetry A-B ridge 5, 4, 3, 3, 13, 13 SZ 6/11
count; fluctuating asymmetry finger ridge count; total A-B ridge count; total
finger ridge count
Kaymaz et al 99
Psychotic-like experiences 4 FEP, SZ, NAP, AP 10/11
Moberg et al 63
Olfactory detection ability; olfactory identification ability; olfactory 18, 51, 8, 2, 9, 8, 7 SZ, NAP 9/11
discrimination ability; olfactory memory ability; olfactory hedonics ability
(pleasant odours); olfactory hedonics ability (unpleasant odours);
olfactory hedonics ability (unspecified odours)
Ohi et al101 Cooperativeness; harm avoidance; novelty seeking; persistence; reward 7, 7, 7, 7, 7, 7, 7 SZ 4/11
dependence; self-directedness; self-transcendence
Tarbox & Pogue-Geile42 Childhood antisocial and externalizing behaviour; childhood social withdrawal and 2, 6 SZ, NAP 3/11
internalizing behaviour
Woodberry et al 38
Premorbid IQ 11 SZ 7/11
Yan et al 105
Trait anhedonia 44 SZ, NAP 6/11
k – number of studies for each factor, FEP – first episode of psychosis, SZ – schizophrenia, NAP – non-affective psychosis other than schizophrenia, AP – affective psychosis,
AMSTAR – A Measurement Tool to Assess Systematic Reviews, ATD angle – dermatoglyphic feature that compares the length of the hand to the width
carbon monoxide, nitrogen dioxide, nitrogen oxides, prediction interval did not include the null. Additionally, the
tetrachloroethylene, traffic)84 and the ultra-high-risk state98, the evidence for small-study effects and excess significance bias
studies did not provide a quantitative synthesis of individual was noted for 16 (9.4%) and 17 (10.0%) factors, respectively.
findings, but reported adequate data to allow meta-analyses.
Black-Caribbean ethnicity in England76 9 IRR, 4.87 (3.96-6.00) 3,446 2.8 3 10250 38% (0.12) 2.95-8.03 No/No Yes 4.87 I
Ethnic minority in low ethnic 5 IRR, 3.71 (2.47-5.58) 1,328 3.1 3 10210 70% (0.09) 0.95-14.43 Yes/No Yes 3.71 II
density area71
Second generation immigrants 53 26 IRR, 1.68 (1.42-1.92) 28,753 7.6 3 10210 77% (<0.001) 0.92-3.06 No/No Yes 1.68 II
North African immigrants in Europe 77
12 IRR, 2.22 (1.58-3.12) 2,577 4.2 3 1026
65% (0.001) 0.77-6.41 No/NA Yes 2.22 III
Urbanicity78 8 OR, 2.19 (1.55-3.09) 45,791 8.9 x 1025 99% (<0.001) 0.62-7.77 No/No Yes 2.19 III
Ethnic minority in high ethnic 5 IRR, 2.11 (1.39-3.20) 1,328 4.3 3 1024
58% (0.04) 0.57-7.81 No/No Yes 2.11 III
density area71
First generation immigrants 53 42 IRR, 2.10 (1.72-2.56) 25,063 1.9 3 10213 89% (<0.001) 0.75-5.89 No/Yes No 2.10 III
Asian ethnicity in England2 6 IRR, 2.83 (1.59-5.05) 613 4.2 3 1024 55% (0.05) 0.53-15.00 No/Yes No 2.83 IV
Paternal age >45 years72 4 OR, 2.36 (1.35-4.11) 392 0.003 0% (0.66) 0.69-8.01 No/Yes No 2.36 IV
Mixed ethnicity in England2 3 IRR, 2.19 (1.08-4.44) 330 0.030 0% (0.41) 0.02-14.53 No/NA No 2.19 IV
Low paternal socio-economic status73 9 OR, 1.30 (1.02-1.65) 15,922 0.032 94% (<0.001) 0.58-2.90 No/No Yes 1.30 IV
Neighbourhood level social 3 OR, 1.64 (0.83-3.23) 5,560 0.156 88% (<0.001) 0-5961.52 No/No No 1.64 ns
deprivation74
Paternal age >55 years72 7 OR, 1.21 (0.82-1.78) 57 0.341 47% (0.07) 0.45-3.22 No/No No 1.21 ns
k – number of samples for each factor, ES – effect size, N – number of cases, PI – prediction interval, CI – confidence interval, SSE – small-study effect, ESB – excess significance
bias, LS – largest study with significant effect, eOR – equivalent odds ratio, CE – class of evidence, IRR – incidence rate ratio, OR – odds ratio,
>1000 cases, p<1026, no evidence of small-study effects or nonright handedness: OR51.58). There was either weak (class
excess significance bias, 95% prediction interval not including IV)
the null, and no large heterogeneity). RR – relative risk, NA – not assessable, ns – not significant
Winter/spring season of birth in 27 OR, 1.04 (1.02-1.06) 115,010 2.1 3 1026 0% (0.99) 1.02-1.06 No/No Yes 1.04 III
Northern hemisphere79
Diabetes in pregnancy37 2 OR, 10.12 (1.84-55.72) 243 0.008 0% (0.69) NA NA/NA No 10.12 IV
Emergency caesarean section37 3 OR, 3.36 (1.48-7.63) 825 0.004 0% (0.92) 0.02-685.69 No/No No 3.36 IV
Congenital malformations36,37 10 OR, 2.31 (1.29-4.13) 1,080 0.005 0% (0.99) 1.16-4.57 No/Yes Yes 2.31 IV
Incubator or resuscitation 36
8 OR, 2.12 (1.29-3.47) 438 0.003 0% (0.85) 1.14-3.92 No/No No 2.12 IV
Neonatal vitamin D (<19.7 vs. 1 RR, 2.11 (1.28-3.49) 424 0.004 NA (1.00) NA NA/NA Yes 2.11 IV
40.5-50.9 nmol/L)50
Neonatal vitamin D (30.9-40.4 vs. 1 RR, 2.10 (1.30-3.40) 424 0.003 NA (1.00) NA NA/NA Yes 2.10 IV
40.5-50.9 nmol/L)50
Threatened premature delivery37 2 OR, 2.05 (1.02-4.10) 314 0.043 0% (0.56) NA NA/NA Yes 2.05 IV
Neonatal vitamin D (19.7-30.9 vs. 1 RR, 2.02 (1.27-3.19) 424 0.003 NA (1.00) NA NA/NA Yes 2.02 IV
40.5-50.9 nmol/L)50
Pre-pregnancy and pregnancy maternal 4 OR, 1.99 (1.26-3.14) 305 0.003 27% (0.24) 0.47-8.50 No/No No 1.99 IV
obesity82
Uterine atony37 3 OR, 1.93 (1.35-2.76) 836 3.3 3 1024 0% (0.37) 0.19-19.78 No/No Yes 1.93 IV
Obstetric complications 81
10 OR, 1.84 (1.25-2.70) 373 0.002 25% (0.21) 0.80-4.22 Yes/Yes No 1.84 IV
Neonatal vitamin D (>50.9 vs. 1 RR, 1.71 (1.04-2.80) 424 0.033 NA (1.00) NA NA/NA Yes 1.71 IV
40.5-50.9 nmol/L)50
Antepartum haemorrhage36,37 14 OR, 1.63 (1.12-2.38) 1,489 0.011 6% (0.38) 0.92-2.89 No/No No 1.63 IV
Small head circumference37 2 OR, 1.41 (1.00-1.97) 762 0.048 0% (0.58) NA NA/NA No 1.41 IV
Placental abruption 37
2 OR, 4.54 (0.32-64.63) 314 0.264 72% (0.05) NA NA/NA No 4.54 ns
Rhesus incompatibility 36,37 9 OR, 1.96 (0.88-4.33) 1,097 0.098 0% (0.98) 0.75-5.11 No/NA No 1.96 ns
Asphyxia 37
3 OR, 1.95 (0.77-4.97) 1,122 0.160 76% (0.01) 0-108727 No/No Yes 1.95 ns
Forceps delivery 36 9 OR, 1.67 (0.90-3.08) 554 0.103 42% (0.08) 0.34-8.15 Yes/No Yes 1.67 ns
Rubella or syphilis 36
9 OR, 1.64 (0.47-5.71) 567 0.435 0% (0.099) 0.37-7.39 No/No No 1.64 ns
Twin birth36 9 OR, 1.53 (0.79-2.97) 558 0.208 0% (0.45) 0.69-3.40 Yes/No No 1.53 ns
Being small for gestational age37 5 OR, 1.34 (0.82-2.19) 1,436 0.240 58% (0.04) 0.28-6.41 No/No Yes 1.34 ns
Anaemia in pregnancy37 3 OR, 1.22 (0.46-3.28) 528 0.688 56% (0.10) 0- 41770 No/No No 1.22 ns
Low Apgar score37 2 OR, 1.13 (0.69-1.84) 405 0.622 0% (0.67) NA NA/NA No 1.13 ns
Preeclampsia 36,37
15 OR, 1.07 (0.78-1.46) 2,277 0.690 22% (0.20) 0.53-2.15 No/No Yes 1.07 ns
Forceps/vacuum delivery37 7 OR, 1.07 (0.81-1.42) 1,888 0.643 34% (0.16) 0.55-2.09 No/No Yes 1.07 ns
Cord complications 36
9 OR, 1.06 (0.47-2.39) 549 0.894 0% (0.54) 0.40-2.83 No/No No 1.06 ns
Small birth length37 3 OR, 1.05 (0.86-1.30) 929 0.619 0% (0.91) 0.28-4.03 No/No No 1.05 ns
Winter/spring season of birth in 7 OR, 1.03 (0.88-1.19) 15,023 0.738 16% (0.30) 0.77-1.37 No/NA No 1.03 ns
Southern hemisphere80
Influenza during pregnancy40,41 14 OR, 0.99 (0.91-1.08) 7,620 0.867 46% (0.03) 0.79-1.24 No/No No 0.99 ns
Table 6 Level of evidence for the association of perinatal factors and psychotic disorders (continued)
Features used for classification of level of evidence
Non-vertex presentation 36,37 15 OR, 0.99 (0.75-1.31) 2,272 0.953 6% (0.38) 0.65-1.51 No/No No 0.99 ns
Gestational age >42 weeks37 3 OR, 0.97 (0.48-1.95) 1,193 0.933 42% (0.18) 0-1000 No/No No 0.97 ns
Caesarean section 36,37 15 OR, 0.95 (0.71-1.28) 1,920 0.734 0% (0.46) 0.68-1.32 No/No No 0.95 ns
Breech delivery 37
3 OR, 0.95 (0.49-1.84) 470 0.879 0% (0.78) 0.01-68.26 No/No No 0.95 ns
Urinary infection in pregnancy37 3 OR, 0.90 (0.44-1.84) 690 0.776 29% (0.24) 0-498.73 No/No No 0.90 ns
Induction of labor 37
3 OR, 0.82 (0.53-1.28) 528 0.387 24% (0.26) 0.02-35.30 No/No No 0.82 ns
Cephalopelvic disproportion37 2 OR, 0.60 (0.18-1.99) 243 0.407 0% (0.48) NA NA/NA No 0.60 ns
k – number of samples for each factor, ES – effect size, N – number of cases, PI – prediction interval, CI – confidence interval, SSE – small-study effect, ESB – excess
significance bias, LS – largest study with significant effect, eOR – equivalent odds ratio, CE – class of evidence, IRR – incidence rate ratio, OR – odds ratio,
RR – relative risk, NA – not assessable, ns – not significant DISCUSSION
Childhood trauma 54 20 OR, 2.87 (2.07-3.98) 2,363 2.5 3 10214 77% (<0.001) 0.75-11.01 No/Yes No 2.87 III
Toxoplasma gondii IgG 95
42 OR, 1.82 (1.51-2.18) 8,796 2.1 3 10210 78% (<0.001) 0.68-4.88 Yes/Yes No 1.82 III
Toxocara spp 83
1 OR, 41.61 (9.71-178.32) 98 5.1 3 10 27
NA (1.00) NA NA/NA Yes 41.61 IV
Chlamydia psittaci83 2 OR, 29.05 (8.91-94.69) 82 2.2 3 1028 0% (0.71) NA NA/NA Yes 29.05 IV
Parental communication deviance88 4 g, 1.35 (0.97-1.73) 74 2.3 3 10212 0% (0.41) 0.51-2.19 No/No No 11.55 IV
Chlamydia pneumoniae90 3 OR, 6.02 (2.86-12.66) 116 2.1 3 1026 0% (0.57) 0.05-745.30 No/No Yes 6.02 IV
Traffic 84
1 RR, 5.55 (1.63-18.87) 29 0.006 NA (<0.001) NA NA/NA Yes 5.55 IV
Adult life events85 6 OR, 5.34 (3.84-7.43) 317 2.1 3 10223 3% (0.39) 3.22-8.87 No/No Yes 5.34 IV
Tobacco use 89
6 RR, 2.19 (1.36-3.53) 8,488 0.001 99% (<0.001) 0.38-12.50 No/No Yes 2.19 IV
Borna disease virus83 21 OR, 1.94 (1.30-2.91) 1,919 0.001 36% (0.05) 0.65-5.81 No/No Yes 1.94 IV
Human herpes virus 283 5 OR, 1.44 (1.14-1.81) 901 0.002 0% (0.97) 0.99-2.09 No/No Yes 1.44 IV
Chlamydia trachomatis 83
2 OR, 4.39 (0.03-587.92) 82 0.554 85% (0.01) NA NA/NA No 4.39 ns
Human endogenous retrovirus83 4 OR, 3.64 (0.72-18.37) 128 0.117 36% (0.19) 0.01-1019 No/No Yes 3.64 ns
Tetrachloroethylene 84
1 RR, 3.41 (0.48-24.24) 4 0.219 NA (1.00) NA NA/NA No 3.41 ns
Epilepsy 86
1 OR, 3.06 (0.31-29.95) 4 0.337 NA (1.00) NA NA/NA No 3.06 ns
Central nervous system infection during 2 RR, 1.99 (0.31-12.78) 2,369 0.466 80% (0.02) NA NA/NA No 1.99 ns
childhood91
Epstein-Barr virus83 3 OR, 1.98 (0.23-16.85) 55 0.532 0% (0.81) 0-2121495 No/No No 1.98 ns
Human herpes virus 190 11 OR, 1.24 (0.98-1.58) 1,117 0.074 5% (0.39) 0.87-1.78 No/No No 1.24 ns
Cytomegalovirus 83
8 OR, 1.20 (0.65-2.20) 171 0.558 0% (1.00) 0.56-2.56 No/No No 1.20 ns
Varicella zoster virus83 4 OR, 1.17 (0.16-8.58) 69 0.878 0% (0.99) 0.01-92.93 No/No No 1.17 ns
BK virus 83
1 OR, 1.05 (0.02-55.41) 20 0.979 NA (1.00) NA NA/NA No 1.05 ns
Human endogenous retrovirus type 1 OR, 0.89 (0.43-1.84) 178 0.753 NA (1.00) NA NA/NA No 0.89 ns
k11583
Human T-lymphotropic virus 183 2 OR, 0.57 (0.20-1.62) 209 0.294 0% (0.87) NA NA/NA No 0.57 ns
Bullying 87
1 OR, 0.38 (0.13-1.10) 30 0.075 NA (1.00) NA NA/NA No 0.38 ns
Human herpes virus 690 3 OR, 0.34 (0.05-2.42) 55 0.284 0% (0.71) 0-106440 No/No No 0.34 ns
k – number of samples for each factor, ES – effect size, N – number of cases, PI – prediction interval, CI – confidence interval, SSE – small-study effect, ESB – excess
significance bias, LS – largest study with significant effect, eOR – equivalent odds ratio, CE – class of evidence, IRR – incidence rate ratio, OR – odds ratio, RR –
relative risk, Ig – immunoglobulin, NA – not assessable, ns – not significant
Table 8 Level of evidence for the association of antecedents and psychotic disorders
Features used for classification of level of evidence
Random-effects
Factor k measure, ES (95%CI) N p random-effects I2 (p) PI (95% CI) SSE/ESB LS eOR CE
Ultra-high-risk state for psychosis98 9 RR, 9.32 (4.91 to 17.72) 1,226 9.5 3 10212 0% (0.91) 4.30 to 20.24 No/No No 9.32 I
Minor physical anomalies 46
14 g, 0.92 (0.61 to 1.23) 1,212 5.8 3 1029 91% (<0.001) 20.34 to 2.18 No/Yes Yes 5.30 II
Trait anhedonia105 44 g, 0.82 (0.72 to 0.92) 1,601 9.2 3 10257 43% (0.002) 0.37 to 1.27 No/Yes Yes 4.41 II
Premorbid IQ38,39 16 g, 20.42 (20.52 to 20.33) 4,459 1.1 3 10218 73% (<0.001) 20.70 to 20.14 No/No Yes 0.47 II
Non-right handedness47 41 OR, 1.58 (1.35 to 1.86) 2,652 2.0 3 1028 21% (0.12) 0.99 to 2.54 No/No No 1.58 III
Neuroticism102 8 g, 1.20 (0.88 to 1.52) 430 2.7 3 10213 73% (<0.001) 0.18 to.21 No/No Yes 8.76 IV
Parkinsonism in antipsychotic-na€ıve 3 OR, 5.33 (1.75 to 16.23) 84 0.003 0% (0.81) 0 to 7310 No/No Yes 5.33 IV
schizophrenic patients100
Psychotic like experiences 99 4 RR, 3.84 (2.55 to 5.79) 118 1.2 3 10210 0% (0.65) 1.56 to 9.45 No/No No 3.84 IV
Dyskinesia in antipsychotic-na€ıve 5 OR, 3.59 (1.53 to 8.42) 189 0.003 0% (0.75) 0.90 to 14.32 No/No Yes 3.59 IV
schizophrenic patients100
Self-transcendence101 7 g, 0.61 (0.48 to 0.75) 384 7.8 3 10219 0% (0.67) 0.43 to 0.79 No/No Yes 3.03 IV
Delay in walking unsupported97 5 g, 0.48 (0.27 to 0.68) 368 4.3 3 1026 81% (<0.001) 20.27 to 1.22 Yes/NA Yes 2.37 IV
Hypoalgesia103 9 g, 0.46 (0.13 to 0.79) 204 0.006 64% (0.005) 20.57 to 1.49 No/No No 2.31 IV
Delay in standing unsupported97 4 g, 0.25 (0.12 to 0.39) 307 2.6 3 1024 48% (0.12) 20.26 to 0.76 Yes/NA No 1.58 IV
Delay in holding head up97 3 g, 0.13 (0.01 to 0.24) 352 0.029 0% (0.91) 20.61 to 0.86 Yes/NA No 1.26 IV
Self-directedness101 7 g, 20.96 (–1.10 to 20.82) 384 7.7 3 10242 0% (0.75) 21.14 to 20.78 No/No Yes 0.17 IV
Extraversion 102
8 g, 20.90 (–1.05 to 20.75) 430 3.6 3 10 232
5% (0.38) 21.13 to 20.67 No/No Yes 0.20 IV
Olfactory discrimination ability 63 8 g, 20.88 (–1.16 to 20.60) 226 4.1 3 10210 45% (0.07) 21.61 to 20.15 No/No Yes 0.20 IV
Conscientiousness102 7 g, 20.68 (20.92 to 20.44) 399 2.2 3 1028 51% (0.05) 21.33 to 20.04 No/No Yes 0.29 IV
Motor function pre-onset of 4 g, 20.56 (20.73 to 20.38) 152 4.1 3 10210 0% (0.60) 20.94 to 20.17 No/No Yes 0.36 IV
psychosis96
Olfactory hedonics ability 7 g, 20.51 (20.78 to 20.24) 142 2.1 3 1024 21% (0.26) 21.06 to 0.05 No/No No 0.40 IV
(unspecified odours)63
Agreeableness102 6 g, 20.47 (20.88 to 20.07) 375 0.022 81% (<0.001) 21.82 to 0.88 No/No Yes 0.42 IV
Cooperativeness 101
7 g, 20.47 (20.60 to 20.33) 384 7.9 3 10 212
0% (0.88) 20.64 to 20.29 Yes/Yes Yes 0.43 IV
Reward dependence101 7 g, 20.43 (20.56 to 20.30) 384 2.7 3 10210 0% (0.43) 20.61 to 20.26 No/No Yes 0.46 IV
Openness 102
7 g, 20.40 (20.67 to 20.13) 399 0.003 62% (0.01) 21.18 to 0.38 No/Yes No 0.49 IV
Olfactory hedonics ability 9 g, 20.35 (20.53 to 20.17) 244 1.3 3 1024 0% (0.79) 20.57 to 20.13 No/No No 0.53 IV
(unpleasant odours)63
Persistence101 7 g, 20.24 (20.39 to 20.08) 384 0.003 22% (0.26) 20.56 to 0.09 No/No No 0.65 IV
Total A-B ridge count48 13 g, 20.15 (20.28 to 20.02) 979 0.027 46% (0.35) 20.53 to 0.23 No/No No 0.76 IV
Table 8 Level of evidence for the association of antecedents and psychotic disorders (continued)
Features used for classification of level of evidence
Random-effects
Factor k measure, ES (95%CI) N p random-effects I2 (p) PI (95% CI) SSE/ESB LS eOR CE
Fluctuating asymmetry A-B ridge 4 g, 0.74 (20.65 to 2.13) 241 0.295 98% (<0.001) 26.00 to 7.49 No/Yes Yes 3.84 ns
count48
Fluctuating asymmetry finger 4 g, 0.31 (20.50 to 1.12) 233 0.448 94% (<0.001) 23.54 to 4.17 No/No Yes 1.76 ns
ridge count48
Fingertip pattern asymmetry48 5 g, 0.25 (20.08 to 0.59) 249 0.138 66% (0.02) 20.85 to 1.35 No/No Yes 1.58 ns
Poor general academic 4 g, 0.20 (20.12 to 0.51) 1,007 0.219 93% (<0.001) 21.25 to 1.65 No/No Yes 1.43 ns
achievement pre-onset of
psychosis96
ATD angle48 5 g, 0.16 (20.02 to 0.34) 261 0.083 0% (0.54) 20.13 to 0.46 No/No No 1.34 ns
Poor mathematic academic 3 g, 0.11 (20.24 to 0.47) 136 0.527 63% (0.06) 23.77 to 3.99 No/No Yes 1.23 ns
achievement pre-onset of
psychosis96
Delay in grabbing object97 3 g, 0.05 (20.07 to 0.17) 351 0.440 14% (0.31) 20.90 to 1.00 Yes/NA No 1.09 ns
Novelty seeking101 7 g, 20.31 (20.68 to 0.05) 384 0.092 85% (<0.001) 21.56 to 0.93 No/No No 0.57 ns
k – number of samples for each factor, ES – effect size, N – number of cases, PI – prediction interval, CI – confidence interval, SSE – small study effect, ESB – excess
significance bias, LS – largest study with significant effect, eOR – equivalent odds ratio, CE – class of evidence, IRR – incidence rate ratio, OR – odds ratio,
RR – relative risk, ATD angle – dermatoglyphic feature that compares the length of the hand to the width, NA – not assessable, ns – not significant
(e.g., urbanicity) and neurobiological alterations in psychotic (winter/spring season of birth in Northern hemisphere) or later
disorders have only just started to emerge 133,136. Until the exact factors/antecedents (childhood trauma and childhood social
mechanisms that lead to an increased risk of psychosis are withdrawal, Toxoplasma gondii IgG, minor physical
determined, the requirement for biological or psychological anomalies, trait anhedonia, low olfactory identification ability,
plausibility for these factors cannot be fully met. Importantly, low premorbid IQ, and non-right handedness) might have in
future research is required to clarify the contextual specifics of psychosis onset. At the same time, a number of the explored
ethnic minority status and urbanicity, because their effects may factors showed only weak evidence of association with
also be modulated by geographical location or predominant psychotic disorders. Some of these factors, such as heavy
population factors, rather than having universal value. cannabis use and obstetric complications, were expected to
Several other factors beyond the ultra-high-risk state, ethnic have stronger evidence. However, weak findings in these areas
minority status, and urbanicity provided a highly suggestive or may simply indicate that there are not yet enough data. Our
a suggestive level of evidence of association with psychotic umbrella review also identified only a few putative protective
disorders, mostly confirming the role that perinatal factors factors, indicating that the vast majority of available studies
Ultra-high-risk state for I 9 RR, 9.32 (4.91 to 17.72) Yes 9.5 3 10212 0% (0.91) 4.30 to 20.24 No/No No 9.32 I
psychosis98
Urbanicity78 III 8 OR, 2.19 (1.55 to 3.09) Yes 8.9 3 1026 99% (<0.001) 0.62 to 7.77 No/No Yes 2.19 III
Ethnic minority in low ethnic II 3 IRR, 4.27 (1.89 to 9.68) No 4.9 3 1024 82% (0.004) 0 to 75335 Yes/No Yes 4.27 IV
density area71
North African immigrants in III 8 IRR, 3.20 (2.36 to 4.35) No 1.0 3 10213 21% (0.27) 1.73 to 5.94 No/NA Yes 3.20 IV
Europe77
Childhood trauma 54 III 4 OR, 2.52 (1.27 to 5.02) Yes 0.009 71% (0.016) 0.14 to 46.01 No/Yes No 2.52 IV
Ethnic minority in high ethnic III 3 IRR, 2.51 (1.10 to 5.71) No 0.028 70% (0.037) 0 to 28153 No/No Yes 2.51 IV
density area71
Childhood social withdrawal42,43 III 11 g, 0.43 (0.14 to 0.71) Yes 0.003 94% (<0.001) 20.63 to 1.48 No/No Yes 2.16 IV
First generation immigrants 53 III 12 IRR, 1.83 (1.40 to 2.38) No 9.6 3 1026 0% (0.82) 1.35 to 2.47 No/Yes No 1.83 IV
Toxoplasma gondii IgG95 III 7 OR, 1.28 (1.06 to 1.55) Yes 0.012 22% (0.26) 0.86 to 1.91 Yes/No No 1.28 IV
Premorbid IQ 38,39
III 9 g, 20.43 (–0.64 to 20.22) No 5.2 3 10 25
62% (0.007) 21.04 to 0.18 No/No Yes 0.46 IV
Non-right handedness47 III 1 OR, 1.83 (0.62 to 5.39) No 0.273 NA NA NA/NA No 1.83 ns
CE – class of evidence, k – number of samples for each factor within prospective studies, ES – effect size, CI – confidence interval, N – number of cases, PI – prediction interval, SSE
– small study effect, ESB – excess significance bias, LS – largest study with significant effect, eOR – equivalent odds ratio, CES – class of evidence after sensitivity analysis, RR –
relative risk, OR – odds ratio, IRR – incidence rate ratio, NA – not assessable, Ig – immunoglobulin, ns – non-significant, NC
have focused on the adverse or negative end of several factors. psychosis in populations at risk, paralleling the recent
Future research is required to actively seek unstudied advancements observed in genetics.
protective factors that are not reciprocal to risk factors, such as In this latter area, the availability of robust meta-analytical
specific characteristics of the individual, family or wider evidence of associations between genetic loci and psychotic
environment that improve the likelihood of positive disorders – provided by the genome-wide association study
outcomes137. (GWAS) meta-analysis conducted by the Schizophrenia
This study has several conceptual implications. On an Working Group of the Psychiatric Genomics Consortium 44 –
etiopathological level, our findings corroborate the notion that has ultimately led to the development of polygenic risk scores
psychotic disorders can be related to adversities in an to assess the en masse genetic effect of several loci 140.
individual’s social milieu, whereby environmental exposures Polygenic risk scores have been used to predict case-control
during critical developmental periods impact brain, status at the time of a first-episode psychosis, explaining
neurocognition, affect, and social cognition 13,138. It is also approximately 9% of the variance 140. The small proportion of
apparent that most of these factors are likely not specific to variance explained indicates that the use of polygenic risk
psychosis, but also associated with other mental disorders 139. scores in clinical routine would be unwarranted 44 without first
From a transdiagnostic perspective, the current study can boosting them with other non-purely genetic factors.
provide a benchmark for comparing the magnitude of – not calculable (no prospective studies to be analyzed)
association of these factors with other nonpsychotic mental
disorders. On a risk prediction level, these results may
substantially advance our ability to prognosticate the onset of
DOI:10.1002/wps.20490