New Preventing Depression
New Preventing Depression
New Preventing Depression
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Preventing depression
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Written by:
Professor Dr Filip Smit
Dr Laura Shields
Dr Ionela Petrea
Trimbos Institute
Netherlands Institute of Mental Health and Addiction
WHO Collaborating Centre for Mental Health
CONTENTS
Page
Prognosis ..................................................................................................................... 2
Types of prevention....................................................................................................... 4
Conclusions ........................................................................................................................ 9
Executive Summary
Depression is a leading cause of non-fatal disease burden worldwide, with a lifetime prevalence of 9% among
European adult men and 17% among European adult women. The economic costs associated with depression are
staggering: in 2007, the economic costs of depression alone amounted to €136.3 billion in the European Economic
Area. The largest share of these costs stem from reduced productivity (€99.3 billion) and health care costs (€37.0
billion).
At present, European health care systems are not entirely successful in averting depression’s disease burden
through treatment alone. Therefore, a public health strategy that complements evidence-based treatment
approaches is needed. Given the large number of new cases of depression each year, preventing depression might
be key to sustaining and improving population health.
The onset depressive episode may develop at any moment over the life course. Therefore it is important that
prevention efforts are tailored for particular target groups and age groups. For instance, depression prevention
programs need to be available for children and young people during their crucial formative years, young mothers
at risk of postpartum depression, and people of working age. In addition, population ageing throughout Europe
means that a greater share of the population will be over the age of 65, when risk factors for depression such as
bereavement and comorbid health conditions are more prevalent. Prevention efforts tailored for older people are
therefore also important.
Preventive interventions promote coping and self-management skills among people ‘at risk’ of developing
depression. Prevention is likely to offer good value for money, especially when offered as effective, scalable and
cost-effective self-help interventions via self-help books, web-based platforms, or via mobile technologies. It is
recommended that preventive self-help interventions be offered with a minimum level of therapist support to
increase compliance and reduce drop-out, which result in better health outcomes for the client.
It is also recommended that depression prevention be integrated in existing health systems. This would require a
more comprehensive view from those working in the health care sector, with a focus not only on somatic illnesses,
but also on the mental aspects of wellbeing. In addition, it requires a focus not only on the (curative) treatment of
acute cases, but also adopting a proactive attitude with regard to early identification of people at risk of
developing depression, particularly vulnerable groups. Finally, prevention efforts can and should extend beyond
health care settings and be embedded in schools, workplaces and homes for the elderly.
It should be noted that the majority of the reviewed evidence comes from research carried out in West Europe,
North America and Australia. This needs to be kept in mind, because the WHO European Region is characterized by
a great diversity – economically, demographically, epidemiologically and culturally. Hence, a public health strategy
that works well in one country may not offer the best solution in another country. Therefore, conclusions and
recommendations need to be interpreted within the context of these limitations and with some caution.
Over all, the current scientific evidence-base supports preventive action across the countries of the WHO
European Region. The task at hand requires substantial investments in preventive mental health care, but the
potential benefits can be equally rewarding. After all, mental wellbeing is a key resource for learning, productivity,
participation and inclusion. Investing in proactive care to promote, protect and sustain mental health in the
population is therefore likely to offer good value for money.
1
Preventing depression in the WHO European region
Depressive disorder
Depressive disorder is a highly prevalent condition, affecting approximately 33.4 million people in the WHO
European region. Depression is characterised by an abnormal depressed mood (dysphoria) and a loss of pleasure
(anhedonia). Depression persists most of the day for at least two weeks, lasting six months on average. Depression
is characterised by a lack of motivation and this can be quite crippling. Other symptoms can cause marked
functional impairment, such as sleep disturbance (insomnia or hypersomnia), lack of energy, poor concentration, a
lack or increase in appetite, inappropriate feelings of self-reproach, and recurrent morbid thoughts about death
and suicide.
Prognosis
Depression carries an unfavourable prognosis. On average, a depressive episode lasts six months and in 20% of
cases, it lasts longer than two years. In 60-70% of the cases, depression becomes a recurrent condition with
1
multiple episodes over the life-span with people spending as much as 20% of their lifetime in a depressed mood.
Compulsively contemplating death and suicide is often symptomatic of depression and makes suicide a real risk.
About 60% of all suicides are committed by people who were diagnosed with depression and all-cause mortality
rates are higher by a factor of 1.65 in people with depression.
Disease burden
The 2010 Global burden of Disease study identified depression as the second leading cause of non-fatal disease
burden (years lived with disability, YLD). Depression was also a contributor of disease burden related to suicide and
ischemic heart disease. The economic costs of depression, due to health service uptake and productivity losses
stemming from absenteeism and lesser efficiency while at work, are quite substantial. In 2007, the economic costs
of depression alone amounted to €136.3 billion in the European Economic Area. The largest share of these costs
are accounted for by reduced productivity (€99.3 billion) and followed by the remaining €37.0 billion (27.5%) by
2
the health care system. These findings emphasize the importance of including depressive disorders as a public
health priority and implementing cost-effective strategies to reduce its burden.
1
Vos T, Haby MM, Barendregt JJ, Kruijshaar M, Corry J, Andrews G. The burden of major depression avoidable by longer-term treatment
strategies. Archives of General Psychiatry 2004;61:1097-103.
2
Andlin-Sobocki, P., Jonsson, B., Wittchen, H. U. and Olesen, J. Cost of disorders of the brain in Europe. European Journal of Neurology,
2005;12 (Suppl. 1), 1–27.
3
Andrews G, Issakidis C, Sanderson K, Corry J, Lapsley H. Utilising survey data to inform public policy: comparison of the cost-effectiveness of
treatment of ten mental disorders. British Journal of Psychiatry 2004;184:526–33.
4
Chisholm D, Sanderson K, Ayusto-Mateos JL, Saxena S. Reducing the global burden of depression: population-level analysis of intervention
cost-effectiveness in 14 world regions. British Journal of Psychiatry 2004;184:393-403.
2
with evidence-based treatment in order to decrease the disease burden. Figure 1 depicts the main epidemiological
characteristics of depressive disorder in the general population between the ages of 18-64. The numbers in Figure
1 are per one million people to facilitate projection of the epidemiology of depression on the populations of
European countries.
General
population
N=1,000,000
Symptomatic
population
N=71,000
Recovery
N=41,000
Recurrence
N=35,000
Incidence
N=16,000
Prevalence
N=52,000
Figure 1. The epidemiology of depression per one million people aged 18-64 years
In a source population of 1,000,000 people (‘General population’) approximately 71,000 people will have some
depressive symptoms (‘Symptomatic population’). Of the symptomatic population, approximately 16,000 will
develop a depressive disorder meeting stringent diagnostic criteria (‘Incidence’). The new cases become part of the
prevalent group of existing cases. It is worth noting that the influx of new cases is relative large (about 30%)
compared to the 52,000 people with the full-blown disorder (‘Prevalence’). Given the comparatively large influx of
new cases, it is not effective to solely rely on treatment of prevalent cases to sustain population health. To reduce
the influx of new cases, prevention efforts are needed. Even after recovery, many people will have a subsequent
depressive episode (‘Recurrence’), therefore prevention of first-ever cases and recurrences are seen as public
health priorities.
Preventing depression
Over the past fifteen years our knowledge has increased considerably in identifying target groups for prevention,
underlying risk factors, and the effects of preventive interventions on depression. A substantive evidence base
5
exists indicating that preventive interventions are effective in reducing the incidence of new depressive disorders.
5
Muñoz RF, Cuijpers P, Smit F, Barrera AZ, Leykin Y. Prevention of major depression. Annual Review Clinical Psychology
2010;6:181-212.
3
6
The same is true for preventive interventions that are offered over the Internet. There is also emerging evidence
7
that depression prevention can be cost-effective and in some instances, even cost saving.
Protective factors
Factors known to protect against depression include social support, personal competencies (intelligence, social
skills, self-understanding, ‘agency’), and resilience (fortitude, strength, mental fitness). Resilience is expressed in
resourceful ways of coping with adversity. In this sense, resilience will help to buffer the adverse impact of
stressors.
Types of prevention
Prevention aims to reduce the risk of becoming depressed by enhancing coping and self-management skills in ‘at
risk’ people. Three types of prevention can be distinguished: 1) universal prevention, targeting the general
population and promoting resilience and mental fitness; 2) selective prevention directed at people exposed to risk
factors; and 3) indicated prevention directed at emerging depressive symptoms not yet meeting the diagnostic
criteria for the full-blown disorder promotes self-management. In other words, the distinction between the
various types of prevention are made by looking at the target group (see Table 1):
6
Buntrock C, Ebert DD, Lehr D, Smit F, Riper H, Berking M, Cuijpers P. Effect of a web-based self-help intervention for
prevention of major depression in adults with sub-threshold depression: a randomized clinical trial. Journal of the American
Medical Association 2016;315(17):1854-1863.
7
Zechmeister I, Kilian R, McDaid D and the MHEEN group. Is it worth investing in mental health promotion and prevention of
mental illness? A systematic review of the evidence from economic evaluations. BMC Public Health 2008;8(20).
8
Smit, F., Ederveen, A., Cuijpers, P., Deeg, D. & Beekman, A. Opportunities for cost-effective prevention of late-life depression:
An epidemiological approach. Archives of General Psychiatry 2006;63:290-296.
4
Organising preventive health care
The distinction between universal, selective and indicated prevention may help to design proactive health care
systems in a fully integrated way (see Figure 2):
Figure 2. Types of prevention to sustain population health (adapted after Beekman et al., 2004)
Self-help tools
Self-help books and self-help programs that are offered over the Internet (e-health) can be a way to support
people in better managing their own health.
Preventive self-help interventions can also be offered digitally through mobile devices such as smart phones
and tablets (m-health).
New e-health and m-health technologies offer many advantages, such as scalability, low cost, privacy, less
stigma and ease of use. Both e-health and m-heath interventions can be made interactive and engaging.
Pure self-help interventions that are offered over the Internet benefit from economies of scale: the (marginal)
per-recipient costs decrease as more people make use of the e-health intervention.
Blended interventions
There is converging evidence that e-health interventions, especially when offered with minimal therapist
support, can be as effective as face-to-face interventions offered by qualified therapists.
However, the users’ compliance with e-health interventions can be low when it is offered without any
therapist-led guidance. This finding has spurred interest in ‘blended interventions’ – i.e. preventive e-health
interventions with some guidance by a therapist or a coach.
Blended interventions may offer the best of two worlds: certain parts of the intervention are best guided by a
‘life’ therapist (either face-to-face, by email, or during chat sessions over the internet), whereas routine
aspects of the therapy are perhaps better delegated to the computer.
5
Prevention in various target groups and settings
Preventive interventions have been developed for a range target groups and for a variety of settings, such as
students in schools and prevention of postpartum depression in perinatal care. Depression can be diagnosed
across the life span. For instance, during adolescence there is a period of elevated risk for a first depression.
Likewise, young mothers may have an elevated risk for postpartum depression. Also people in the productive age
range may be at risk for burnout, anxiety and depressive disorders and may therefore require preventive
interventions. This is especially true for older people who are confronted by many risk factors for depression such
as bereavement, physical impairments and loneliness. We provide more details in the following sections.
Interventions
Prevention interventions – universal, selective and indicated – were shown to reduce risk of disorder onset
and reduce symptom levels for internalizing disorders (such as depressive disorder) among youth for up to
9
twelve months.
Universal prevention programs focusing on depression in schools through fostering resilience show only
modest effects, however this may be due to the fact that such interventions simultaneously target students
with early depressive symptoms as well as healthy individuals who are unlikely to benefit from the
10
intervention.
Economic Evidence
Benefits of preventive intervention for ‘at risk’ teenagers (such as children from parents with a psychiatric
11
history) are obtained at acceptable financial costs.
After-school screening and subsequent psychological CBT-based intervention represent good value for
12
money.
An Australian modelling study showed that e-health interventions offered at school for children aged 11-17
13
years is highly cost-effective.
9
Stockings EA, Degenhardt L, Dobbins T, Lee YY, Erskine HE, Whiteford HA and Patton G. Preventing depression and anxiety in
young people: a review of the joint efficacy of universal, selective and indicated prevention. Psychlogical Medicine 2016;46:11-
26.
10
Sheffield, J.K., Spence, S.H., Rapee, R.M., Kowalenko, N., Wignall, A., Davis, A. & McLoone, J. Evaluation of universal,
indicated, and combined cognitive-behavioral approaches to the prevention of depression among adolescents. Journal of
Consulting and Clinical Psychology 2006;74:66-79.
11
Lynch FL, Hornbrook M, Clarke GN, Perrin N, Polen MR, O'Connor E, Dickerson J. Cost-effectiveness of an intervention to
prevent depression in at-risk teens. Archives of General Psychiatry 2005;62:1241-8.
12
Mihalopoulos C, Vos T, Pirkis J, Carter R. The population cost-effectiveness of interventions designed to prevent childhood
depression. Pediatrics 2012;129(3):e723-e730.
13
Lee YY, Barendregt JJ, EStockings EA, Ferrari AJ, Whiteford HA, Patton GA and Mihalopoulos C. The population
cost-effectiveness of delivering universal and indicated school-based interventions to prevent the onset of major depression
among youth in Australia. Epidemiology and Psychiatric Sciences, Available on CJO 2016 doi:10.1017/S2045796016000469
6
Postpartum mood disorders constitute the most frequent form of maternal morbidity following delivery.
Moreover, the impact of postpartum depression on new-borns can be substantial and long lasting. Preventing
postpartum depression is therefore a recognised public health priority.
Interventions
Evidence-based preventive interventions can be integrated in the in the perinatal care setting and be provided
by midwives and nurses through home visits or other contacts with the new mother. The latter is referred to
as ‘integrated perinatal care’ and has a focus not only on physical health, but also on mental health. In
addition, the focus is on both treatment and prevention. For prevention of postpartum depression, nurses
need to be trained in recognising depressive symptoms and receive training in psycho-education and basic
cognitive behaviour therapy techniques. The key issue is that nurses learn to establish an open relationship
with the new mothers, discuss emotions and feelings of depression while being sensitive to feelings of
embarrassment, and then provide the mothers with psycho-education to create a sense of realistic hope.
It is worth mentioning that the interventions offer benefits for the mother, but also have positive spill-over
effects for the child and the rest of the family.
Both interventions help to reduce the incidence rate of postpartum depression by 35%, but while
14
encouraging, the available evidence for the effectiveness of this type of intervention is still small.
Economic Evidence
15
There is a high probability that integrated nurse-led interventions are cost-effective. By preventing
postpartum depression, mothers can resume work sooner after maternity leave, health care costs for mothers
will be lower and finally, the child may benefit in the long term in both in the personal and educational
16
domain.
Working population
Substantial costs arise from absenteeism due to depressive disorders. Employers lose 27-35 working days per
employee suffering from depression. Preventing depression may therefore present a favourable economic case
from the employer’s perspective.
Interventions
Relatively few prevention trials have been conducted in work settings, rendering the evidence weak. Studies
conducted in the general population suggest that preventive interventions help in reducing the risk for
developing major depressive disorder by 15-35% and there is no reason to assume that these effects would be
17
substantially different in the working population.
Relatively simple low-cost interventions can be easily implemented and successful. For example, British
Telecom created a policy wherein managers maintain telephone contact with employees on sick leave.
Maintaining contact and encouraging return to work was conducive in creating a sense of belonging and
reduced the number of sick leave days.
Economic evidence
In a large Dutch hospital nurses were screened for symptoms of stress, burnout, depression and anxiety.
Screen-positive nurses were referred to their occupational physician (company doctor) for consultation. The
14
Brugha, T.S., Wheatly, S., Taub, N.A., Culverwell, A., Freidman, T., Kirwan, P., Jones, D.R. & Shapiro, D.A. Pragmatic
randomized trial of antenatal intervention to prevent post-natal depression by reducing psychosocial risk factors. Psychological
Medicine 200;30:1273-1281.
15
Petrou S, Cooper P, Murray L, Davidson LL. Cost-effectiveness of a preventive counselling and support package for postnatal
depression. International Journal of Technology Assessment in Health Care 2006;22:443–453.
16
Morell CJ, Warner R, Slade P, Dixon S, Walters S, Paley G, Brugha T. Psychological interventions for postnatal depression:
cluster randomised trial and economic evaluation. The PONDER trial. Health Technology Assessment 2009;13(30):1-153.
17
Van Zoonen K, Buntrock C, Ebert DD, Smit F, Reynolds C, Beekman ATF, Cuijpers P. Preventing the onset of major depressive
disorder: a meta-analytic review of psychological interventions. International Journal of Epidemiology 2014;43:318-329.
7
physicians had received prior training in psycho-education and basic CBT skills. This intervention was
successful in decreasing symptom levels and increasing functioning at work, which had favourable economic
18
effects.
Low cost e-health interventions might result in even better return-on-investment ratios, but might also be
associated with greater uncertainty about the interventions’ effectiveness. However, experience in the
Netherlands indicated that e-health interventions need to be well implemented and fully integrated with the
company’s human resource management and be adapted to the company’s culture to guarantee use by
employees.
Interventions
Preventive interventions known to be effective are based on cognitive behavioural therapy (CBT) or problem
solving therapy (PST) and can be offered as guided self-help (bibliotherapy or e-health) with, for example,
weekly follow-up phone calls by a health professional or therapist. Such preventive self-help interventions
19
have been made available for patients visiting their GP.
Economic Evidence
20 21
Screening combined with minimal contact bibliotherapy is cost-effective in primary care settings.
Interventions
Stepped care in primary care and residential homes for older people with sub-threshold depressive symptoms
have been demonstrated to be particularly effective in reducing the incidence of depression. The preventive
18
Noben C, Evers S, Nieuwenhuijsen K, Ketelaar S, Gärtner F, Sluiter J, Smit F. Protecting and promoting mental health of nurses
in the hospital setting: is it cost-effective from an employer’s perspective? International Journal of Occupational Medicine and
Environmental Health 2015;28(5):891-900.
19
Willemse GRWM, Smit F, Cuijpers P, Tiemens BG: Minimal contact psychotherapy for sub-threshold depression in primary
care: a randomised trial. Br J Psychiatry 2004;185:416-421.
20
Smit F, Willemse G, Koopmanschap M, Onrust S, Cuijpers P, Beekman A. Cost-effectiveness of preventing depression in
primary care patients: randomised trial. British Journal of Psychiatry. 2006;188:330-336
21
McCrone, P., Knapp, M., Proudfoot, J., Ryden, C., Cavanagh, K., Shapiro, D. A., Ilson, S., Gray, J. A., Goldberg, D., Mann, A.,
Marks, I., Everitt, B., and Tylee, A. Cost-effectiveness of computerised cognitive-behavioural therapy for anxiety and depression
in primary care: randomised controlled trial. British Journal of Psychiatry 2004; 185 55-62.
8
stepped-care approaches consist of sequentially offering watchful waiting, guided self-help, therapist-led
22
problem solving treatment, and referral to a general practitioner for pharmaceutical treatment.
Economic evidence
An economic evaluation suggests that stepped-care in the GP setting is cost-effective relative to routine
23
primary care.
Conclusions
Depressive disorder erodes quality of life, reduces productivity and is an obstacle to the fulfilment of social and
familial roles. As a consequence, depression has become a leading cause of disability worldwide.
Though the majority of the world’s population resides in low and middle-income countries (LMICs) they command
a very limited share of mental health resources available globally. LMICs may be impacted by mental disorders to a
greater extent due to more limited resources (both human and financial resources) as well as weaker health and
social care systems. People living in poverty not only lack resources, but are also more often exposed to risk factors
and are less able to access good quality health care. These factors place them at elevated risk for developing a
mental disorder. In LMICs the first problem is access to care and having technical and financial resources in place
to provide that care. In both high-income countries (HICs) and LMICs alike, mental illness is associated with a
vicious cycle of poverty, exclusion, unemployment and stigma. Only in LMICs, one faces an even greater struggle
than in a HIC with depression, as the health systems are usually weak and the focus primarily on curative solutions
rather than preventive solutions.
Even well endowed health care systems in high-income countries can avert the disease burden due to mental
disorders to only a limited extent. Low coverage rates of interventions, poor adherence rates and treatments that
are not always evidence-based all hinder the effectiveness of current mental health care systems. In addition,
depressive disorders have a high incidence rate and high rates of recurrence, causing large numbers of people to
look for help, not once, but multiple times during their life-course. Therefore, prevention is needed to reduce the
influx of new cases and to reduce the risk of depressive recurrence.
The population’s mental capital (i.e., people’s cognitive, emotional and social-skills resources required for social
and professional role functioning) has great economic value but is also vulnerable to the adverse impact of mental
disorders. From an economic point of view, prevention may offer good value for money when it helps to both
avoid suffering, treatment costs, caregiver burden, and the costs that stem from productivity losses. For
prevention of depressive disorders to remain economically sustainable within a healthcare system, its cost-benefit
ratio needs to be improved. Offering preventive interventions over the Internet on a large scale is likely to
introduce such an improvement.
Research demonstrates that the incidence of depression can be reduced by 15-35% when prevention is offered.
The ‘number needed to prevent one case of depression’ typically ranges between 8 and 10, an effect size that
compares favourably with established preventative interventions in medicine (e.g. a widely accepted NNT of one in
125 to prevent stroke with statins). Moreover, offering preventive interventions in a stepped-care format is
successful in reducing incidence by 50% and this effect is maintained over 2 years.
22
Van ’t Veer-Tazelaar PA, van Marwijk HWJ, van Oppen P, van Hout HPJ, van der Horst HE, Cuijpers P, Smit F, Beekman ATF.
Stepped-care prevention of anxiety and depression in late life: a randomized controlled trial. Archives of General Psychiatry
2009;66:297-304.
23
Van ’t Veer-Tazelaar PA, Smit F, van Hout HPJ, van Oppen P, van der Horst HE, Beekman ATF, van Marwijk HWJ. Cost-
effectiveness of a stepped care intervention to prevent depression and anxiety in late life: randomised trial. British Journal of
Psychiatry 2010;196:319-325.
9
Economic evidence indicates that depression prevention in adults is cost-effective especially when offered in a
self-help format with minimal guidance from a therapist. It may even be cost saving from a societal perspective
when the cost offsets due to changes in productivity are accounted for. Preventive e-health interventions are a
case in point: they have potential to become cost-effective as they do not rely on scarce resources such as
therapists’ time but rather promote self-management and are scalable, thus bringing down the marginal per-
patient costs in a significant way.
The current evidence-base supports preventive action for depressive disorders, but any action needs to be based
on good business judgement and to be sensitive to local conditions and preferences.
10
The WHO Regional
Office for Europe
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Germany
Greece
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Ireland
Israel
Italy
Kazakhstan
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Latvia
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Luxembourg
Preventing depression
Malta
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Netherlands
Norway