Diaspora Study

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Addis Ababa University

ADDISSchool
ABABAof Graduate Studies
UNIVERSITY
Department of Political Science and International Relations
SCHOOL OF GRADUATE STUDIES
DEPARTMENT OF POLITICAL SCIENCE AND INTERNATIONAL
RELATIONS
The Role of Ethiopia’s Diaspora Diplomacy and Engagement since the mid-2018
Political Reform in Ethiopia: Challenges and Prospects

THE ROLE OF ETHIOPIA’S DIASPORA DIPLOMACY AND ENGAGEMENT


SINCE THE MID-2018 POLITICAL REFORM IN ETHIOPIA: CHALLENGES AND
By
PROSPECTS
Solomon Abosati
GSE/7130/09
BY
SOLOMON ABOSATI BOKU

Advisor: Dr. Hussein Jemma

ADVISOR
DR. HUSSEIN JEMMA February 2020
Addis Ababa

ADDIS ABABA, ETHIOPIA


JUNE 2020
THE ROLE OF ETHIOPIA’S DIASPORA DIPLOMACY AND ENGAGEMENT
SINCE THE MID-2018 POLITICAL REFORM IN ETHIOPIA: CHALLENGES
AND PROSPECTS

BY
SOLOMON ABOSATI BOKU

A THESIS SUBMITTED TO THE SCHOOL OF GRADUATE STUDIES OF AAU


IN PARTIAL FULFILLMENTS OF THE REQUIREMENTS FOR THE AWARD
OF THE DEGREE OF MASTERS OF ARTS IN INTERNATIONAL RELATION
AND DIPLOMACY

ADVISOR
DR. HUSSEIN JEMMA

ADDIS ABABA UNIVERSITY


SCHOOL OF GRADUATE STUDIES
DEPARTMENT OF POLITICAL SCIENCE AND INTERNATIONAL
RELATIONS

JUNE 2020
ADDIS ABABA
DECLARATION

I, the undersigned, declare that this thesis is my original work and has not been presented
for a degree in any other University and that all sources of materials used for the thesis
have been duly acknowledged.

Name of the student: Solomon Abosati

____________________

June 2020

This thesis has been submitted for examination with my approval as a university advisor.

Advisor Name: Dr. Hussein Jemma

_____________________

June 2020
ADDIS ABABA UNIVERSITY

SCHOOL OF GRADUATE STUDIES

THE ROLE OF ETHIOPIA’S DIASPORA DIPLOMACY AND ENGAGEMENT


SINCE THE MID-2018 POLITICAL REFORM IN ETHIOPIA: CHALLENGES
AND PROSPECTS

BY
SOLOMON ABOSATI BOKU

APPROVED BY THE BOARD OF EXAMINERS


_________________ __________________
Advisor Signature Date
________________ __________________
Internal Examiner Signature Date
___________________ _____________________
External Examiner Signature Date

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Table of Contents
ACKNOWLEDGEMENTS ..................................................................................... iv
ABSTRACT ...............................................................................................................v
ABBREVIATIONS AND ACRONYMS ................................................................ vi
CHAPTER ONE ........................................................................................................1
INTRODUCTION .....................................................................................................1
1.1 Background ......................................................................................................................................... 1

1.2 Statement of the Problem .................................................................................................................... 2

1.3 Central Argument................................................................................................................................ 4

1.4 Objectives ........................................................................................................................................... 4

1.4.1 Overall Objective ............................................................................................................ 4

1.4.2. Specific Objectives ........................................................................................................ 4

1.5 Research Questions ............................................................................................................................. 5

1.5.1 Core Research Question ................................................................................................. 5

1.5.2 Specific Research Questions .......................................................................................... 5

1.6 Methodology ....................................................................................................................................... 6

1.6.1 Research Method and Design ......................................................................................... 6

1.6.2. Method of Data Collection and Analysis ...................................................................... 7

1.7 Significance of the Study .................................................................................................................... 8

1.8 Scope of the Study .............................................................................................................................. 8

1.9 Limitations .......................................................................................................................................... 8

1.10 Organization of the Study ................................................................................................................. 9

CHAPTER TWO .....................................................................................................10


LITERATURE REVIEW ........................................................................................10
2.1. Conceptual Perspectives .................................................................................................................. 10

2.1.1. Defining the Concept of Diaspora ............................................................................... 10

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2.1.2 Diaspora Diplomacy ..................................................................................................... 11

2.1.3 Diaspora Engagement ................................................................................................... 13

2.1.4 Diaspora Policy............................................................................................................. 15

2.2. Theoretical Perspectives .................................................................................................................. 18

2.2.1. International Relations Theories and Diaspora ........................................................... 18

2.2.1.1 Constructivism ........................................................................................................... 19

2.2.1.2Transnationalism Theory ............................................................................................ 19

2.2.1.3 Liberalism .................................................................................................................. 20

2.3. The Role of Diaspora Diplomacy in Promotion of Peace and Stability........................................... 21

2.4. The Role of Diaspora Diplomacy in Reconciliation and Nation-Building ...................................... 24

2.5. Essence and Rationale for Engaging the Diaspora .......................................................................... 25

2.6. Determinants of Diaspora Attitudes in Conflict Resolution in the Homeland ................................. 27

2.7. Factors Affecting Engagement and Efficiency of the Diaspora....................................................... 28

CHAPTER THREE..................................................................................................31
ETHIOPIA‟S DIASPORA ENGAGEMENT SINCE THE MID-2018 POLITICAL
REFORM IN ETHIOPIA ........................................................................................31
3.1. Historical Background ..................................................................................................................... 31

3.1.1. The Imperial and Derg Periods ................................................................................... 31

3.1.2. The Period between 1991 – 2018 ................................................................................ 32

3.2. Ethiopian Diaspora Diplomacy since the Mid-2018 Political Reform in Ethiopia .......................... 33

3.2.1. Prime Minister Dr. Abiy‟s Major Areas of Diaspora Engagement ............................. 34

3.2.1.1. Peace-building and Reconciliation Efforts ............................................................... 34

3.2.1.2. Establishment of the Ethiopian Diaspora Trust Fund (EDTF) ................................. 36

3.2.1.3. Creating Favorable Atmosphere for Ethiopian Diaspora to Engage in the Banking
Sector ..................................................................................................................................... 38

3. 2.1.4 Foreign Exchange Enhancement and Investment Attraction Efforts ....................... 40

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CHAPTER FOUR ....................................................................................................42
CHALLENGES AND PROSPECTS OF THE ETHIOPIAN DIASPORA
DIPLOMACY AND ENGAGEMENT SINCE THE MID-2018 POLITICAL
REFORM IN ETHIOPIA ........................................................................................42
4.1. Challenges ........................................................................................................................................ 42

4.1.1. Institutional and Framework Challenges ..................................................................... 42

4.1.2. Division among Segments of the Ethiopian Diaspora ................................................. 43

4.1.3. Lack of Synchronization among Diaspora Stakeholders ............................................. 45

4.1.4. Challenges in the Country of Residence...................................................................... 45

4.1.5 Challenges in the Country of Origin............................................................................. 46

4.1.6. Disputable Regulations towards the Ethiopian Diaspora ............................................ 47

4.2. Prospects for Ethiopian Diaspora Diplomacy and Engagement ...................................................... 50

4.2.1. Changes in Engaging the Diaspora .............................................................................. 50

4.2.2. Changes in Attitude towards the Ethiopian Diaspora .................................................. 52

4.2.3. The Role of the Ethiopian Diaspora Agency and Consulates for Diaspora Engagement
............................................................................................................................................... 52

4.2.3.1 Ethiopian Diaspora Agency ....................................................................................... 52

4.2.3.2. Consulates ................................................................................................................. 54

4.3. Political, Economic, and Image Building Roles Played by the Ethiopian Diaspora ........................ 55

4.3.1 Political Roles ............................................................................................................... 55

4.3.2 Economic Roles ............................................................................................................ 56

4.3.3 Image-Building Roles ................................................................................................... 57

CONCLUSION ........................................................................................................59
REFERENCES.........................................................................................................61
APPENDIXES .........................................................................................................71

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ACKNOWLEDGEMENTS

First of all, I would like to thank the Almighty God for being with me all the way here. I owe a
special word of gratitude and appreciation to my advisor, Dr. Hussein Jemma, for his excellent
intellectual comments and encouragement in the entire process of writing this thesis. I would
also sincerely appreciate all those who provided me the necessary information when I had gone
to their offices. My thank goes to all whose names are not mentioned here, in one way or
another, who have supported me in all aspects to achieve success.

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ABSTRACT

One of the recent developments of political reform in Ethiopia is related to the diaspora’s diplomacy and
engagement. This reform has changed not only the relationship between the Ethiopian government and
the Ethiopian diaspora, but also the method and culture of engagement. This research is concerned with
the current reform and its impacts on diaspora diplomacy and engagement of Ethiopia. To this end, the
study aimed at describing and analyzing the extent to which factors that contributed to diaspora’s
diplomacy and engagement of Ethiopia. Accordingly, in terms of research methodology, qualitative
approach was employed. The study applied both primary and secondary sources of information. The
primary sources of information were collected through a series of interviews with key informants. Apart
from this, secondary sources of information were also collected from relevant literature, such as books,
internet sources, journal articles, published and unpublished materials, news releases, amended laws and
other documents. Qualitative method was used as data analysis technique.

The study identified the roles of Ethiopian diaspora for the changes and overall development of the
country since the mid-2018 political reform in Ethiopia. The findings of the study show that approaches
of diaspora engagement have changed, but, not without challenges as opportunities are far from properly
utilized. Among the constraints, institutional issue, division among segments of the Ethiopian diaspora,
and deficiency of management among diaspora stakeholders. On the other hand, the study findings
identified prospects such as changes in engaging the Ethiopian diaspora, changes in attitude towards the
Ethiopian diaspora, enhancement of the role of embassies and consulates for effective engagement of the
Ethiopian diaspora, and the re-welcoming atmosphere for Ethiopian diasporas that would encourage
them to enhance their constructive roles chiefly in politics and economy of Ethiopia. The findings of the
study suggested that the Ethiopian diaspora politics is a reflection of internal politics of the country, and,
consequently, the stance and support of the Ethiopian diaspora towards the government fluctuates swiftly.
The findings also suggested that a successful transition to democratic system is vital for effectively
engaging the Ethiopian diaspora and gain their unwavering consistent support and contribution to the
advancement of Ethiopia. Based on the empirical discussions, the researcher argues that the political
reform in Ethiopia have generally brought about optimistic impacts on the Ethiopian diaspora diplomacy
and engagement.

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ABBREVIATIONS AND ACRONYMS

ADPC African Diaspora Policy Centre

AIPAC American-Israel Public Affairs Committee

AS Addis Standard

CSOs Civil Society Organizations

DD Diaspora Diplomacy

DIS Danish Immigration Service

DP Diaspora Policy

ECSJP Ethiopian Citizens for Social Justice Party/‟Ezema‟

EDA Ethiopian Diaspora Agency

EDP Ethiopian Democratic Party

EDTF Ethiopian Diaspora Trust Fund

EHRCO Ethiopian Human Rights Council

EMIPX Emigrant Policies Index

EPRDF Ethiopian People‟s Revolutionary Democratic Front

ESFNA Ethiopian Sports Federation in North America

FDDE Forum for Democratic Dialogue in Ethiopia/‟Medrek‟

FDRE Federal Democratic Republic of Ethiopia

GERD Grand Ethiopian Renaissance Dam

ID Identification

IMF International Monetary Fund

IOM International Organization for Migration

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IR International Relation

MoFA Ministry of Foreign Affairs

NBE National Bank of Ethiopia

NGOs Non-Governmental Organizations

PILPG Public International Law and Policy Group

PM Prime Minister

PP Prosperity Party

SDGs Sustainable Development Goals

TV Tele Vision

UAE United Arab Emirates

UK United Kingdom

UN United Nations

UNDP United Nations Development Program

UNHRC United Nations Human Rights Council

USA United States of America

USD United States Dollar

USIP United States Institute for Peace

WEF World Economic Forum

WTO World Trade Organization

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CHAPTER ONE

INTRODUCTION

1.1 Background

Nowadays, most Nations in the world have acknowledged the significant position that their
own Diasporas have in economic development. In Africa and Europe, for instance, the role
of migrants and Diasporas in development routes have been more and more has drawn
special attention. The Ethiopian government has formally recognized the key roles of the
Diaspora to Ethiopia‟s growth over the past decades (Tariku, 2017).

There are other states in the African continent like Kenya, Ghana, Eritrea and others that are
deeply involved in the practice of this diplomacy. This dual practice of diaspora diplomacy
can cause conflicts and misunderstandings, or it can enhance the practice and the benefits of
diaspora diplomacy (Makumi, 2012). By decreasing communication and travel costs,
globalization has made it easier for migrants to form networks that link geographically
distant populations to social, political, and economic developments in the homeland. These
Diasporas are often mobilized and engaged in homeland politics in ways that shape processes
of conflict and democratization (Svein, et al, 2009).

Levine (2011) elaborates that the swift growth of information technology engineered a public
space for the participation of Ethiopians, both at home and abroad, in their homeland affairs.
More particularly, such innovations made active civic engagement by diaspora Ethiopians
possible.

In peace-building and reconciliation, during the post-conflict phase, Swain (2012) discusses
that the diaspora, especially those in rich countries, can play a major economic role in the
reconstruction of a country by offering financial support to disengage the effects of a conflict
and to help bring about a process of disarmament and demobilization. Remittances from
diaspora can help promote economic recovery and thus consolidate the foundations of
durable peace. Private sector investments through remittances have particularly made serious

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contributions to building the kinds of institutional mechanisms and services needed for
sustainable post-conflict rebuilding and for the reintegration of the war-affected populations.

The Ethiopian diaspora community plays an influential role in the politics and governance of
Ethiopia. Through their Associations, Ethiopians in Diaspora come together and voice their
opinions on important issues affecting the governance and development of their country of
origin.1

In January 2018, Temin and Badwaza (2018) elaborate that the governing Ethiopian People‟s
Revolutionary Democratic Front (EPRDF) declared that it would follow reforms in response
to strengthened antigovernment protests that began in November 2015. In April, Dr. Abiy
Ahmed was elected as its chairman by the EPRDF and was then elected by the Ethiopian
Parliament as the Ethiopia‟s Prime Minister. Abiy did not waste time in accelerating the
reform agenda, which included releasing political prisoners, and announcing plans to revise
repressive laws.

1.2 Statement of the Problem

We can make reference that „diaspora engagement policies‟ perception is based by the
growing role of diaspora and the formation of numerous links among its members. Diaspora
is more influential than ever. Diaspora engagement policies are a main channel through
which migrant source states are interacting and networking with their diaspora. Such policies
became development strategies of the governments engaging also different non-state actors.
Diaspora engagement policies underline social status, political or religious beliefs, and the
status and circumstances in the country of destination (Violina, 2017). The stance of the
political institution in Ethiopia, towards the diaspora, plays a very momentous role in
influencing the policy, institutional and legislative way of diaspora engagement and their
capacity to homecoming and contributes in local development processes (Antony, 2014).

The Ethiopian diaspora community in North America, for instance, has a wide range of
organizations and newspapers, maintains dozens of Websites, E-mail lists and influential

1
Federal Democratic Republic Of Ethiopia, Diaspora Policy (2013), Ministry of Foreign Affairs, Addis Ababa

2
Blogs, broadcasts a number of weekly radio and cable television shows, and has a strong
influence on the strategies and tactics of political actors back in Ethiopia. Most diaspora
organizations and media focus on cultural, professional, and economic self-help initiatives
rather than partisan politics (Svein et al, 2009).

Although there can be many sides to a country‟s diaspora strategy, it can be said that, by and
large, a Nation tend to follow similar initiatives, with much in common in terms of
philosophy and approach but there is no „one size fits all‟ diaspora strategy. Clearly,
countries differ greatly in terms of their macroeconomic circumstances, the history of their
diaspora, their size, geography and general resources to successfully pursue a diaspora
strategy. Also, as many of these initiatives have been enacted recently, it is early to assess
them completely. Successfully engaging the diaspora is a long-term „hearts and minds‟
business that requires determination and patience and there remains a wide gap between the
promise and delivery of diaspora contributions (Kingsley and Nicola, 2011).

Diaspora engagement programs may also prepare the diaspora to effectively participate in
peace processes by building the capacity and skill-set of the diaspora. Several organizations,
including the African diaspora Policy Centre and United States Institute for Peace (USIP),
provide training in conflict resolution and negotiations to members of the diaspora,
recognizing their importance in promoting security and sustainable peace.2

Tariku (2017) argues that, although short of detailed description, Ethiopian People‟s
Revolutionary Democratic Front has its own strategies towards the Ethiopian diaspora. Until
the 2005elections, EPRDF did not take the diaspora as foe of the government. Even though
there was a cold relation between the Diaspora and the EPRDF, the government has taken
actions to encourage them to return home and take part in the socio-economic development
endeavors that the country has embarked on.

The review of literature regarding the roles of the Ethiopian diaspora in Ethiopia‟s
development efforts, and their relationship with the government of Ethiopia is scanty. Even
2
Public and International Law and Policy Group /PILPG/, 2009; Engaging Diaspora Communities in Peace
Processes, Assessment Report and Program Strategy

3
the few existed studies deal with and revolves around only to the diaspora‟s monetary
contribution in the form of remittance. Hence, this research evaluates the varieties of
untapped roles (social, economic, political, and image building) of the Ethiopian diaspora
chiefly since the mid-2018 political reform in the country. The research examined major
challenges and prospects in engaging the Ethiopian diaspora, and it analyzed the Ethiopian
government responses in comparison with the challenges of diaspora stakeholders and views
from contending political parties.

1.3 Central Argument

There has been negative relationship between the Ethiopian diaspora and the Government of
Ethiopia over the past decades. The immense roles of the Ethiopian diaspora for the
country‟s social, economic and political development have not been duly acknowledged, and
due to the absence of appropriate regard to the Ethiopian diaspora, the Ethiopian government
did not tap the massive potentials of the Ethiopian diaspora with effective and better
engagements.

1.4 Objectives

1.4.1 Overall Objective

The overall objective of the study is to examine the potential roles of the Ethiopian diaspora
for the country‟s overall development, and to study the challenges and prospects in engaging
the Ethiopian diaspora since the mid-2018 political reform.

1.4.2. Specific Objectives

- To examine the roles of the Ethiopian diaspora for the country‟s economic
development

- To investigate the roles of the Ethiopian diaspora for the country‟s peace-building
process

- To investigate diplomatic engagement efforts of the diaspora by Ethiopian


government

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- To examine the factors obstructing the diaspora‟s engagement in the country‟s
development.

- To study the new atmosphere and prospects of engaging Ethiopian diaspora.

1.5 Research Questions

1.5.1 Core Research Question

The core research question of the Study is that what are the major essential roles played by
the Ethiopian diaspora to accelerate the overall development of the country, and what
challenges and prospects exist in engaging the Ethiopian diaspora, since the mid-2018
political reform in Ethiopia?

1.5.2 Specific Research Questions

It further attempts to answer the following specific questions

- What roles do Ethiopians diaspora play for the country‟s economic development?

- How important is the Diaspora in peace-building efforts of Ethiopia?

- What are the efforts of the Ethiopian government in engaging its diaspora?

- What are the major challenges that are faced while engaging the Ethiopian diaspora?

- What prospects do we have for effectively engaging the Ethiopian diaspora?

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1.6 Methodology

1.6.1 Research Method and Design

Research method is associated with different types of research design. It can guide the
execution of the research method and analysis of the data gathered (Bryman, 2012). The data
collected through key informant interviews and documents analysis are largely qualitative.
Thus, the study employs qualitative method of data analysis. In analyzing the data, an
inductive and interactive is used to build pattern categories and themes from the bottom up
by organizing the data in increasingly more abstract unit of analysis. Data is gathered
through examining documents, observation and interviewing participants. In qualitative
research, the researcher gives very much emphasis on learning and understanding the
meaning what the informants or participants hold about the issue (Creswell, 2007).

Descriptive and explanatory research techniques were also used in this research. By
application of descriptive techniques, the researcher presents a descriptive approach that sets
up the overall framework to be followed throughout the study. By this descriptive approach
the selection, arrangement, and identification of a possible theoretical direction started to
take place before trying to answer the research questions and, through explanatory research
techniques the researcher applied pattern-matching as several pieces of information are being
related to some theoretical proposition (Hillebrand and Berg, 2000).

Creswell (2014) further affirmed that qualitative researchers collect data from multiple
sources by investigating documents, by observing behaviors and by interviewing participants
and key informants. It is very important to have a detail understanding to the issues
investigated as it focused on specific cases. Qualitative research method is a form of research
in which the researcher makes interpretation about what she or he observes and understands
(Creswell: 2014).

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1.6.2. Method of Data Collection and Analysis

Both primary and secondary data were employed in this research. In-depth unstructured
interviews were conducted for selected experts from relevant Ministries and offices. In-depth
interviews were held with an official from the newly established, Ethiopian Diaspora
Agency, of the the Ministry of Foreign Affairs of Federal Democratic Republic Ethiopia
(FDRE) with Mr. Mohammed Indris (Deputy Director of the Ethiopian Diaspora Agency
within the Ministry of Foreign Affairs of Federal Democratic Republic Ethiopia), from
Ethiopian Diaspora Association with Mr. Abrham Siyum(the Association‟s Executive
Director), contending political parties from Ethiopian Citizens for Social Justice/‟Ezema‟
Party with Mr. Eyob Mesafint (the party‟s International members head and a member of
executive committee), from Democratic Dialogue in Ethiopia/‟Medrek Party‟ with Professor
Merera Gudina (the party‟s Chairman of that time), from Ethiopian Democratic Party/‟EDP”
part with Mr. Wasihun Tesfaye (the party‟s Secretary).

The researcher prepared open-ended questions that permit respondents to freely offer
information on various matters related to Ethiopian Diaspora diplomacy and engagement
mainly after the mid-2018 political reform (See Appendix I). The research has also used
secondary data. Under this research, reading of books, journals, articles, publications,
academic literature, and media reports like newspapers, online news, website blogs, and
documents like agreements and amended laws were analyzed. The data collected through the
series of interviews has thematically arranged based on the themes mentioned in the basic
research questions which are framed at the beginning of the study. In a similar fashion, the
data collected from the secondary sources have also sorted out. Eventually, the data has
narrated thematically to the extent of meeting the research objectives set for the study. In
doing so, the researcher used some descriptive statistical methods to summarize some data
obtained from the primary and secondary sources to make it more informative and complete
based on the kind of the data collected in this regard.

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1.7 Significance of the Study

This study gives important knowledge regarding the varieties of enormous roles played by
the Ethiopian diaspora for overall development of the country, and explores constraints and
new opportunities of the Ethiopian diaspora diplomacy and engagement. The research further
looks at the relationship between the Ethiopian diaspora and the Government of Ethiopia,
and the new glimpses of engaging the Ethiopian diaspora effectively. Accordingly, this thesis
is timely and deals with current political changes in Ethiopia, and consequently, changes of
engagement towards the Ethiopian diaspora. The research adds to the existing body of
knowledge in the field of study and provides reliable information that could be used by
development agents, diaspora organizations and agencies, researchers, and Non-
Governmental Organizations (NGOs), and the like.

1.8 Scope of the Study

The political reform in Ethiopia has been perhaps the most decisive development in the
politics of current Ethiopia. The roles of the Ethiopian diaspora have been immensely
important in pressing the current reforms in Ethiopia. Due to this reality, an attempt has been
made to extend the varieties of roles and impacts of the Ethiopian diaspora in the current
Ethiopian reform, hence, the scope of the study is focused on the various decisive roles
played by the Ethiopian diaspora, along with the constraints and new opportunities in
engaging the Ethiopian diaspora particularly since the mid-2018 political reform in Ethiopia.

1.9 Limitations

Most relative data for this research came from key informants of a government and
competitor parties officials, and head of diaspora organization of Ethiopia. The study is
therefore, limited to show the views of each individual diaspora. However, this information
gap is filled with exertion of time and resource, the researcher, collected all the possible and
reliable data for the study from Ethiopian Ministry of Foreign Affairs, contending political
parties, and Ethiopian Diaspora Association.

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1.10 Organization of the Study

This study contains four chapters. The first chapter consists of the background of the study,
problem statement, general and specific objectives of the study, general and specific
questions of the study, method and research design of the research, scope of the study,
significance of the study and the organization of the study. The second chapter focuses on
review of related literature and conceptual frameworks, diaspora policies in theory and
practices, issues and roles of the diaspora, and discussing their potential roles in the peace-
building process, economic development and image building, particularly discusses African
and Global best experiences of tapping the diaspora‟s potentials . The third chapter
emphasizes on the details of Ethiopia‟s diaspora diplomacy and engagement since the mid-
2018 political reform. The fourth chapter examined mainly the challenges and prospects of
Ethiopia‟s diaspora diplomacy and engagement since the mid-2018 political reform in
Ethiopia, and followed by conclusion as the last part.

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CHAPTER TWO

LITERATURE REVIEW

2.1. Conceptual Perspectives

2.1.1. Defining the Concept of Diaspora

While the word diaspora has Greek roots, literally means scattering or planting of seeds,
greater part of the researchers attach the definition itself with the Jewish diaspora. Since the
term was originally used particularly when discussing the Jewish diaspora of the World,
which was often stigmatized and well-known, the term traditionally had a more negative and
victimized tone that referred to the scattering from the original homeland. It was connected
in the public opinion with the notions of essentially forced exile and scattering of the Jewish
people throughout the world (Bagramyan, 2006).

On the other hand, Baubock and Faist (2010:150) explain that a diaspora is identified as a
social collectivity that exists across state borders and that has succeeded over time to 1)
sustain a collective national, cultural or religious identity through a sense of internal cohesion
and sustained ties with a real or imagined homeland and 2) display an ability to address the
collective interests of members of the social collectivity through a developed internal
organizational framework and transnational links.

But in modern days, Nordien (2017) states that Diasporas are global communities made up of
individuals who come together in a „community‟ far from „home‟. They are bound together
by a common memory, a desire to return and a commitment and dedication to the country of
origin. These individuals share a collective identity, group consciousness and solidarity.

Following is a list of the general features of diasporas based on Cohen (2008:17)

1. Dispersal from an original homeland, often traumatically, to two or more foreign


regions;

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2. Alternatively or additionally, the expansion from a homeland in search of work, in
pursuit of trade or to further colonial ambitions;

3. A collective memory and myth about the homeland, including its location, history,
suffering and achievements;

4. An idealization of the real or imagined ancestral home and a collective commitment


to its maintenance, restoration, safety and prosperity, even to its creation;

5. The frequent development of a return movement to the homeland that gains collective
approbation, even if many in the group are satisfied with only a vicarious relationship
or intermittent visits to the homeland;

6. A strong ethnic group consciousness sustained over a long time and based on a sense
of distinctiveness, a common history, the transmission of a common cultural and
religious heritage and the belief in a common fate;

7. A troubled relationship with host societies, suggesting a lack of acceptance or the


possibility of another calamity might befall the group;

8. A sense of empathy and co-responsibility with co-ethnic members in other countries


of settlement even when home has become more vestigial;

9. The possibility of a distinctive creative, enriching life in host countries with a


tolerance for pluralism.

2.1.2 Diaspora Diplomacy

The application of diplomacy is understood as the administration of relations between


groups, and how this is expressed in the course of practices of communication and
representation. With the increase of digital communications, the tools of diplomacy have
expanded to include social media that instant communication with a wide range of viewers at
home and in a foreign country has become ordinary. In diaspora and diplomacy, the focus
has been on how sending states join their diaspora to lobby for the national interest, facilitate

11
bilateral mediation, or as a resource for information gathering by intelligence agencies.
Diasporas are also seen as a means to cultural and public diplomacy, such as by promoting
relations and understanding that goes beyond the formal initiatives of the state (Ho and
McConnell, 2017).

Trent, (2012) argues that diaspora diplomacy is a valuable process in international relations.
Because the diasporas‟ political view provide background for shaping policy at home and
negotiating it abroad. Diasporas are constituted by a convincing sense of moral
responsibility. Moral responsibility makes them agents of change and important stakeholders
in domestic and international relations of governments. Diasporas have commitment both to
their adopted, or host countries and to their countries of origin. Government engagement
with the diaspora in the politics, and programs of domestic and foreign policy can be
beneficial to democratic pluralism and reduction of ethnic tension at home, as well as, to
overall socioeconomic progress in countries of origin.

Diaspora diplomacy, as a result, directs attention to a mode of diplomacy that challenges the
distinction of insider and outsider, and involves some processes. Formal diaspora strategies
symbolize systematic approaches through which states engage the diaspora in order to
endorse soft power. Soft power is enacted through cooperation rather than force, such as by
influencing the opinions and therefore the foreign policy decisions of bilateral partners or
international organizations. Their diaspora focused offices and agencies host diaspora
conferences within their respective countries and send missions abroad to engage with their
diasporas. Diasporas are perceived as a ready catchment for embassies and diaspora related
ministries to seek advice and for mobilization (Ho and McConnell, 2017).

The Internet and new communication technologies have facilitated the functioning of
diaspora as significant tools of public diplomacy and image promotion on a global scale.
Previous studies have shown that contemporary Diasporas tend to use traditional and virtual
means of communication as contact zones, spaces where they can display their identities,
cultures, creativity and professions, among others. The use of diaspora diplomacy may be
considered part of a wider change in the globalized international affairs. Contemporary

12
diplomacy includes the action of official or governmental institutions, multilateral
organizations but also non official actors such as non-governmental organizations, media,
political parties, universities, and religious organizations (ibid.).

2.1.3 Diaspora Engagement

On the other hand, Ongayo (2014) explains the role of diaspora to development in countries
of origin, and residence is both an individual and collective responsibility whose signs vary
clearly among diverse groups. It is influenced mainly by background features such as the
drivers of migration, experiences during migration, the position of migrants and the degree of
integration in the country of residence.

Governments employ a variety of methods to engage with their diasporas and use different
institutional forms at different governmental levels. Engaging with diasporas is a complex
process that cuts across many themes and sectors (economic, political, cultural and social),
and diaspora issues are of concern to a range of national institutional bodies, as well as to
different levels of government (Frankenhaeuser and Noack, 2015:7).

Heleniak (2011) explains diaspora engagement should begin with goal setting. Governments
have to think through how they want their citizens or others of origin from their country
residing abroad to be able to contribute to growth in the origin country.

Diasporas engage in different areas of interest and in various ways. These range from
philanthropy, development and humanitarian assistance, political debates and civil society
engagement, know-how transfer, trade and tourism, remittances, investments and business
creation. Consequently, the various ways of promoting these contributions span many
different policy areas (Frankenhaeuser and Noack, 2015).

The increasing interest in diaspora engagement between countries over the last ten years
shows to an emerging global development. That development is for countries to increasingly
recognize and seek to improve the role of diaspora in development. To engage means to
involve, include and even affect someone. In the case of diaspora engagement, it is usually
supposed that it is a state or government that needs to engage a group of people living

13
outside the country of origin, or who are migrants or children of migrants, and who share a
similarity or maintain ties to it. To engage can also mean to begin and continue an activity, to
take part in or give attention to something, so in this context diaspora engagement interpret in
to distinguishing and involving the diaspora in development activities (Frankenhaeuser and
Noack, 2015).

Many governments have expanded their diplomatic presence to places with large diaspora
populations. Some consulates help connect migrant communities through cultural events and
community gatherings. A number of network organizations offer educational trips and
convene business events for their members. Some organizations are headquartered in
destination countries, often in metropolises where members of the diaspora work and reside,
while others are stationed in countries of origin (ibid.).

Diasporas who look for to engage and take part equally in the country of residence and the
country of origin tend to take advantage of their legal status and the political opportunity in
the country of residence, in order to undertake global activities. This is because diaspora
groups operate as social fields that connect together the country of residence and the country
of origin (Ongayo, 2014).

Therefore, Governments employ a variety of methods to engage with their diaspora, and use
different institutional forms at different governmental levels. These policies, often referred to
as „diaspora engagement policies‟, range from securing the rights and the protection of
diaspora members and strengthening a sense of national identity, to encouraging stronger
links to the origin country and contributions to social and economic development. Engaging
with diasporas is a complex process which is divided across many themes and sectors
(economic, political, cultural and social), and diaspora issues are of concern to a range of
national institutional bodies, as well as to different levels of government. In this respect,
analyzing the situation, identifying the right stakeholders, and supporting inter-ministerial
and inter-agency coordination and cooperation are of essence to support the development of
comprehensive, sustainable and future-oriented diaspora policies (Frankenhaeuser and
Noack, 2015).

14
2.1.4 Diaspora Policy

Ancien, et al (2009) argue that a diaspora policy is a sound and systematic policy initiative
or series of policy initiatives aimed at developing and managing relationships with a
diaspora. These policy initiatives are diverse in nature. Given the different reasons for
migration, the scale, history, geography, and nature of individual diaspora, why homelands
wish to engage with their diaspora, it is no surprise that how different nations have
formulated diaspora policy varies very significantly.

The absence of a well-formulated and applicable diaspora policy is a barrier to diaspora


engagement. A policy framework is essential to link national development needs with
diaspora resources and to guide respective activities more systematically. A clear national
policy that is developed and widely communicated, will serve as basis for implementing a
government‟s diaspora related activities. All relevant stakeholders including diaspora
communities, concerned local establishment, international development partners, and
government policy makers are to be involved when drafting a national diaspora policy
(Agunias and Newland 2012).

On the other hand, Gamlen (2008) explains a method in diaspora policies: “diaspora building
and diaspora integration”. It is a process of credit and recognition by sending countries of the
diaspora that has been put in place, which goes along with cultivating the diaspora‟s identity.
Thus, in order to build their diaspora, countries of origin celebrate national holidays abroad,
honor diasporas with awards, provide national language and history education. In order to
recognize the diaspora, they commission studies, expand their consular network, maintain a
diaspora program.

While many governments in Sub-Saharan Africa acknowledge the importance of diaspora


engagement in development, many still lack the capacity to design effective policies and
implement them on a meaningful scale. The lack of a well-formulated and applicable
diaspora policy is a barrier to diaspora engagement. A policy framework is essential to link
national development needs with diaspora resources and to guide respective activities more
systematically. A clear national policy that is developed and widely communicated, will

15
serve as basis for implementing a government‟s diaspora-related activities. All relevant
stakeholders including diaspora communities, local institutions concerned, international
development partners, and government policy makers are to be involved when drafting a
national diaspora policy (Utouh and Mutalemwa, 2015).

Scholars and international societies have lately emphasized how states develop policies to
engage their diaspora in the state of origin, guiding new diaspora membership practices and
facilitating the international political involvement of diasporas. The idea of diaspora policies,
thus, includes but is not limited to dual nationality, remittance facilitation or external voting
policies, which are policies that have been used before as indicators of states' interest and
engagement with diasporas (Pedroza and Pau, 2017).

Awareness creation can be improved by ensuring that diaspora policies, both in developing
and developed countries, act with each other to harness the great resources that skilled
diaspora represent for international development (Seguin, et al 2006).

As far as the diaspora policies of home countries are concerned, Tigau, et al (2016) argue
that China for example, appears to be far ahead since it started to engage with its diaspora as
early as 1978 and has introduced various activities to engage and attract to return its
diaspora. It has also managed to accumulate tangible benefits in terms of the entry of the
latest in science, technology, knowledge and information. Chinese students are encouraged to
study abroad and then to return in order to build China as an advanced modern nation.
China‟s success in being able to attract investment from its diaspora has also been
outstanding.

The initial idea for the formulation of Diaspora policy is the Federal Democratic Republic of
Ethiopia foreign affairs and national security policy and strategy document. In this policy
document stated that Ethiopians in the Diaspora could play a significant role in carrying out
research and investing at home. In addition, they could be successful in lobbying for Ethiopia
and try to influence their country of residence to help with our country. Aware of the key
roles played by Ethiopian residing abroad, the government should take initiatives in creating

16
the most conducive environment for them to play constructive role (FDRE Diaspora Policy,
2013).

In the past decade and a half, diasporas‟ contributions to social and economic development in
their countries of origin have gained great attention by international and bilateral
development agencies worldwide (Warnecke 2010). In many cases of authoritarianism and
conflict, lack of freedom in the homeland limits space for political discussions and diaspora
debates fill the space and supply many of the ideas and models for action adopted by the
homeland opposition. Diaspora networks, therefore, can serve as caretakers for political
debates and shape which political ideas are considered legitimate in the homeland (Lyons,
2009).

The political establishment in Ethiopia towards the diaspora plays a major role in
determining the policy, institutional and legislative direction of diaspora engagement, and
their ability to return home and participate in local development processes. Diasporas in
general develop social networks both to retain identity and to promote community self-help
programs for finding jobs, housing, and managing immigration issues in their host-lands.
They often form religious communities, schools to maintain homeland languages and cultural
practices among children, and other social clubs to celebrate religious holidays or to mark
other symbolically important dates. These social networks often are used to mobilize the
diaspora in support of a party engaged in homeland conflict. Annual events such as the
Ethiopian soccer tournament in North America bring thousands together not only to
participate and socialize, but also to discuss politics of their country of origin (Warnecke,
2010).

17
2.2. Theoretical Perspectives

2.2.1. International Relations Theories and Diaspora

Theoretically, Shain and Barth ( 2003) argue that diaspora challenge the traditional state
institutions of citizenship and loyalty by resting at the nexus of domestic and global politics.
Above all, they are regarded as a force in identity formation. Since the diaspora live outside
this but assert a legitimate stake in it, they challenge the usual meaning of the state, as
challenges of its traditional borders, as conventional carrier of cultures, and as sign of
communities without territory. Diasporas also function as ethnic lobbies in liberal host lands
and as promoters of a multicultural foreign policy.

Thus, the diaspora is primarily considered a consequence of such processes; simple


intervening entities in the power play of and within nation-states. The greater part of the
early literature on diaspora in political science thus implies that diasporas have limited causal
impact on the social and political world and are therefore narrowly studied as “actors” in
international relation (Craven, 2018).

Despite the increase of interest in the issue of migration, international relation scholars have
historically ignored population movements in international politics. The discipline‟s failure
to systematically examine migration flows is somewhat of a secrecy given the fact that
migration often defined as the movement of people across national borders is an international
happening. Thus, while on the surface, one might consider migration to be a natural and
logical research topic in international relation, it has ultimately failed to emerge as a core
issue area (Mitchell, 2012).

On the other hand, Baron (2014) discusses that customarily, security in international relations
and security studies were understood to refer to the problem of war and interstate violent
conflict. When identity was thought about in regard to security, the most logical place to look
was in terms of national identity. Consequently, the literature on identity was primarily
concerned with the security dynamics of the identity narratives of national interest.

18
2.2.1.1 Constructivism

According to Shain and Barth (2003), Constructivism seeks to account for actors‟ identities,
motives and preferences, while liberalism deals largely with explaining their actions once the
preferences are settled. Diasporas have both the motive and the opportunity to exert influence
on the identity construction process, especially in its foreign policy aspect. Constructivists
dealing with this political process should factor in diaspora as actors highly motivated and
able to engage in the competition over identity construction.

2.2.1.2Transnationalism Theory

Increases in information technology, improved openness to communication through the


internet, and other reasonable modes of transportation have made possible the quick
movement of information, assets, citizens, and power to non conventional areas of the globe.
Nowadays, such areas include sets of refugees initiating from the same country who have
formed transnational movements. Transnational migration theory‟s point is on the role of
countries and if we can wrap up from transnationalism that the task of the countries has
turned down (Johnson, 2012).

Baubock and Faist (2010) discuss that transnational migration studies can add to social
theories that clarify the common foundation of the global, national and local. Migration
research can give a total outlook on power that enlightens the link between the modern
opposing narratives about migrants that either as a threat or celebrate them. Migration can be
discussed as component of wider global procedures inside which countries are included and
to which they add. Migration theorists can observe the traditions in which the migration
process is shaped. The guiding principle for diaspora engagement, mainly when it involves
the development of nationality, and nationality policies undoubtedly change between kin and
migrant states, but the policies cause similar levels of contestation over changing the limits
of the political community. Policies must reach far away to offer populations through
practical motivation to keep devotion that match to what those populations most likely look
for from the home Country (Baubock and Faist, 2010).

19
Transnationalism forms a larger amount of link among persons, communities and societies
across borders, making changes in the social, cultural, economic and political settings of
societies of origin and destination. A transnational view on migration is more and more
significant because of the forces of globalization and their effect on ability to move. Now to
be connected to national borders is possible without great effort. The faster expansion of
routes, transport, trade and information networks throughout globalization has reinforced the
links of migrants to two or more places (IOM, 2010).

Transnational connections shaped by migrants may serve as mediums for social and cultural
interactions among societies through arts, music, movies, amusement and food, and visiting
the attractions. Transnational relations can also be financial in character, together with
remittances as well as investment and trade and besides expresses itself in the transmission of
ideas. Migrants could also impact main thoughts in home and host countries in more clever
ways, for example by communicating different observations regarding societal and political
norms and practices in their home countries, and migrants can experience their transnational
life as a basis of personal improvement and progress such as learning, skill and way of life
chances and foreign language skills can be improved (ibid.).

The guiding principle for diaspora engagement, mainly when it involves the development of
nationality, and nationality policies undoubtedly change between kin and migrant states, but
the policies cause similar levels of competition over changing the limits of the political
community. Policies must reach far away to offer populations through practical motivation to
keep devotion that match to what those populations most likely look for from the home
Country (Baubock and Faist, 2010).

2.2.1.3 Liberalism

Liberalism rejects the conventional assumptions that states are both the primary actors in
international affairs and that they are unitary. Instead, it recommends that the primary actors
in international politics are individuals and private groups who struggle to promote different
interests. The state, then, is not an independent actor rather a demonstrative of the brief

20
coalition that captured it. According to the liberal approach, the degree of influence that
domestic actors may apply on foreign policy depends on the strength of relations between the
state (political institutions), and its society (social organizations). The weaker the former and
the stronger the latter, the more influence various groups will exert on governmental policies
(Shain and Barth, 2003).

By applying liberal insights about the dynamics of domestic politics, liberalism helps us
better understand the influence of diaspora on homelands. Diasporas, thus, enjoy a privileged
status of exercising influence as an interest group in both the homeland and the host land,
often affecting homeland because of influence in the host land. In any case, as interest
groups, diaspora may use whatever blow they can in order to advance their interests. Like
other interest groups, they use their financial resources, especially since members of the
diaspora are usually richer than their counterparts at home. Aside from using indirect
influence through donations to various civil society projects, they exert more direct influence
through political contributions to parties or candidates of their choice. In many cases, their
financial contribution is observed as justifying a political expression (ibid.).

2.3. The Role of Diaspora Diplomacy in Promotion of Peace and Stability

Diaspora patriotism varies in time and space, and the patriotic flame is ignited by a variety of
source and destination specific triggers. But states can play a role in building and expanding
diaspora social and cultural networks (Boyle and Kitchin, 2013).

Freitas (2012) explains that as the diaspora is believed to channel norms, beliefs and ideas
from „one side to the other‟, their role as paths of cultural expressions and political claims
was examined. Evidence from research and policy initiatives indicate that diaspora groups
may indeed at times have an influence on the processes of social and political transformation
in both their countries of origin and their host societies. Mobilization, lobbying and advocacy
are some of the activities most commonly linked to the diaspora as global political actor.

21
Diaspora efforts cannot succeed when the basic elements of good governance are not
integrated into development planning. Governments are also more likely to succeed in setting
realistic but ambitious goals for diaspora engagement if they consult with diaspora members
when setting these goals (Agunias and Newland, 2012).

Countries interested in their diaspora‟s potential take different approaches in addressing the
resources of their diaspora, depending on their needs and capacities. Conflict-affected
countries, for example, are often interested in tapping their diaspora‟s potential to attain
economic reconstruction and sustainable peace. Conflict-affected countries face important
challenges in constructing effective and sustainable diaspora engagement policies (Fransen
and Melissa, 2011).

A study by Vanore, et al (2015) explain in their study the direct relation of the diaspora and
peace-building , that the diaspora can contribute very directly in the rehabilitation of political
institutions by running for election or accepting unelected roles in the administration, for
example. Many instances of political leaders coming from the diaspora during or following
conflict time, including Mohandas Gandhi (India), Hamid Karzai (Afghanistan), and Mikheil
Saakashvili (Georgia). In Somalia, significant shares of leaders of state institutions in 2011
were former members of the diaspora.

The diaspora may contribute to peace and the resolution of conflict through the provision of
financial, material and political support that can place pressure on parties to engage in
negotiations to bring about a political solution (Hazel and Paul, 2007).

Another important way in which the diaspora can support post-conflict peace is through
support of a diverse and inclusive civil society, including by contributing to civil society
organizations (CSOs) that support community development and partnership. In some
instances, the diaspora can be influential in opening and sustaining CSOs that have a strong
focus on community development during and after conflict. Members of the Kurdish
diaspora in the United Kingdom exemplify this well. A former advisor to the UK and Iraqi
governments on issues such as governance, democracy, and civil rights established a grass-
root NGO to facilitate peace-building efforts in Iraq through information interchange (ibid.).

22
Mohamoud (2006) argues that diaspora entertains diverse political views and brings different
strategies of engagement to the politics of their homelands. For example, diaspora
proactively support positive political forces in the homeland by bringing valuable new
political ideas and practices that help the promotion of democratic political life in the
homeland.

Diasporas also operate as ethnic lobbies in liberal host lands and as advocates of a
multicultural foreign policy. They campaign to democratize authoritarian homeland regimes
and are a force in the global economy assisting and changing the character of homelands‟
economies. More generally, diaspora are increasingly able to promote transnational ties, to
act as bridges or mediators between their home and host societies, and to transmit the values
of pluralism and democracy as well as the “entrepreneurial spirit and skills that their home
countries so sorely lack”. Yet, diaspora influence is not always constructive. Diaspora
activists may be a major source of violence and instability in their homeland. As actors in
conflict, just as diaspora can be advocates of peace processes, so too can they also be spoilers
(Yossi, 2007:128).

To further substantiate his view, Mohamoud (2006) elaborates examples when diaspora
played key roles, diaspora contributes positively to the peace dialogue by making their
expertise available to the conflicting parties in the homeland in order to help them settle their
differences through negotiation. An example cited is the prominent role played by the Somali
diaspora in the Nairobi peace negotiation between the political groups in 2003/2004. Somali
diaspora made their expertise available to help enhance the expression and negotiating
capacities of the local protagonists. Moreover, during the post-conflict reconstruction period,
the diaspora, due to their generally advanced educational levels, can assist the new
governments in drafting treaties, agreements and constitutions, identifying policy priorities
for social, economic, and political reconstruction, and formulating strategies for
implementation.

23
Swain (2012) argues that as a result of globalization, the diaspora have built huge
international networks, with a potential to contribute to peace, reconciliation and
development. Improved communications, transport, and finance have allowed diaspora to act
internationally without the blessing of their host states. This newly found freedom
strengthens the weight of diaspora as political agents in several ways. A positive outcome is
an improved ability to promote peace, resolve conflicts and create economic opportunities at
home. Policy-makers in the host states are, however, also fairly concerned about their
diminished ability to pressure immigrants and their descendants to sever ties with their
homelands and become fully introduced in their new environment. Diasporas spread
throughout the world are able to maintain ties through publications, websites and chat groups
on the Internet.

2.4. The Role of Diaspora Diplomacy in Reconciliation and Nation-Building

Kriesberg (2007) explains the units and components of reconciliation, it happens among
several diverse types of parties, ranging from individuals to countries, and it arises between
persons and groups from hostile sides, at the grassroots, middle range, and elite levels.
Reconciliation may be expressed at the interpersonal grassroots level, in friendships,
marriages, and private conversations, or free work relations. Some persons may claim to be
and are considered as representatives of larger units. In fact, some of them can make
commitments for those entities. In such cases, people typically speak of reconciliation
between countries and peoples, or between political and religious organizations, or between
cities, regions, and neighborhoods.

The diaspora can also directly support the peace process by providing instrumental funding
for peace conferences and other events that bring together delegates from warring parties or
clans. In Somalia, for instance, the diaspora redirected significant financial resources to
peace conferences and mediation events to reduce both intra- and inter-clan conflicts in Punt
Land and Galmudug, after 2001. The diaspora also used remittances to fund payments and
compensations for killings that help ease tensions between clans. A rise on the

24
compensations were used to discourage killings, as even families receiving remittances
would be unable to provide such compensation (Hammond, et al 2011).

Reconciliation, therefore, has four dimensions and scopes that are important for conflict
alteration: truth, justice, respect and security. Reconciliation does not mean that all these
dimensions are addressed inevitably in the same way. They also do not have the same
meaning for everyone. Some dimensions can even oppose each other. However, attaining
high levels of reconciliation among all the dimensions is essential. The third aspect is that of
the degree of reconciliation, which can vary in magnitude and intensity. If there is a high
degree of reconciliation, this means that there are many members of society contributing to
the process. Fourthly, reconciliation is often not symmetrical, which means that
reconciliation is not an equal process. One side may have had more losses than the other side
or one side may need to forgive more than the other side. Gaining more symmetry means that
the two groups involved are moving towards greater equity (Kriesberg, 2007: 6-7).

2.5. Essence and Rationale for Engaging the Diaspora

Nowadays, there has been evolving studies on and recognition of the positive role that
diaspora could play in post conflict situations. Outside the providing funding and support to
financial retrieval, there have been inadequate inquiries on other possibly constructive roles
that the diaspora can play in the outcome of violence and massive abuses (Horst, et al, 2010).

Boyle and Kitchin (2013) argue that diaspora may play numerous roles; advocates, activists,
agitators, and ambassadors within diaspora communities can exploit their knowledge,
contacts, linguistic skills, and cultural insights to promote peace and security in their
homelands and to enhance the strategic, diplomatic, and foreign policy objectives of their
countries of origin. Of course, there exists much debate over the degree to which the diaspora
contribute more to conflict and political anarchy in homelands than to conflict resolution and
progressive governments.

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It has repeatedly been stated that the diaspora are neither homogeneous nor static entities, but
composed of rather diverse and dynamic groups and factions, and ethnic, religious, political
and other identities and affiliations. Likewise, the social, political, and economic framework
conditions that influence and shape the perceptions and activities of diaspora communities on
different levels are complex and subject to permanent change. Accordingly, the engagement
of diasporas in peace processes has to be assessed by looking at the dynamic interaction
between these factors diasporas‟ own attributes or features, including their historical
development, composition, aims and activities, and the ensuing context conditions as well as
political opportunities in countries of origin, residence and at the international level
(Warnecke , 2010).

On the other hand, Abdile (2011) explains that the various roles and positions of diaspora
members are perceived differently by the members of local communities. From an economic
point of view, some locals perceive diaspora returnees and their families as grabbing local
resources and predict that the more diaspora members that return to the homeland, the more
difficult it will be for locals to compete for jobs and other services with the economically.
Locals‟ negative perceptions of the diaspora are not only limited to resource sharing. Cultural
differences have also emerged as a key concern for locals.

Despite the negative perceptions held by some locals in the country of origin towards certain
type of diaspora, many of these same local people have positive perceptions of the diaspora
in other aspects and conditions. The role of remittances as a tool for poverty reduction, and
an opportunity for development in countries of origin have got a fascinating change in
attitude. Diaspora members are also seen as people who could bring fresh and innovative
ideas that can help accelerate development, institutional and peace-building initiatives (ibid.).

Ireland, for example, has profited from advocacy work done by its diaspora. Once a
contributor to conflict and an obstacle to harmonious relations between Britain and Ireland,
the Irish diaspora has come out as an influential partner for peace. In the 1990s, for instance,
Irish America worked closely with the Clinton administration in the United States and
political parties in Northern Ireland to make important contributions to the Northern Ireland

26
peace process. Then, it has played a role in channeling investment into Belfast, Derry, and
border regions to support peace building (Boyle and Kitchin, 2013).

2.6. Determinants of Diaspora Attitudes in Conflict Resolution in the Homeland

Homeland and host-land governments are important actors that can influence the behavior of
diaspora groups, with implications for political decision-making processes, affecting both
countries. It may be that maintaining a keen interest in issues affecting their country of origin
is a way for diaspora communities to reinforce their core values and beliefs, as well as, to
preserve their identity in the shadow of globalization. Diasporas aim to create opportunities
and foster cooperation between their homeland and host country. In other words, „ the
diaspora is in fact increasingly building bridges between their home and host societies‟, or
„often play a role as a distinct third level between interstate and domestic peace-making‟
(Swain, 2012).

Fransen and Melissa (2011) argue that there are many channels through which diasporas can
exert influence on their home countries. The most obvious channel is monetary support by
means of either collective or individual remittances. Most early diaspora policy initiatives
focused on the facilitation and enhancement of remittances flows. In addition, the influence
of diaspora on economic processes through investments, market innovation, and the
outsourcing of production is currently a major driving force of diaspora involvement for
many developing countries.

A diaspora community‟s attitude towards potential peace deals involving its kin state stems
from the interrelated concerns of identity and interest inside and outside the homeland. Main
concerns can be identified that influence diaspora postures toward conflict resolution efforts
in their homeland. First, a concern to maintain their ethnic identity as they regard of it the
ethnic identity of diaspora group is made up of elements that are shared with their people in
the homeland (historical, social, and cultural ideals) as we as other elements that are unique
to the diaspora and derive its separate experiences; Second, competition with the homeland
for leadership of the transnational community. The third is diaspora‟s other political interests
and goals in its host state. Settlement of a homeland conflict may threaten long-cherished

27
political institutions in the diaspora community. Some have argued that if the Arab-Israeli
conflict were resolved peacefully, the American-Israel Public Affairs Committee (AIPAC)
would likely see its mission greatly reduced, along with its membership, its funding and its
level of attention from elected officials in the United States of America. The fourth is related
about political and social status in the host society (Shain and Barth, 2003).

2.7. Factors Affecting Engagement and Efficiency of the Diaspora

Different policies include facilitating return diaspora, and providing investment incentives
for members of the diaspora. States have also begun encouraging the exchange of skills and
ideas between diaspora members and their country of origin in coordination with partners in
private or civil society. Diaspora populations are often interested in contributing to
development strategies in their countries of origin, but they may choose varying forms of
engagement based on their capacity and the political and economic environment of the state
concerned and Proactive policies of origin countries are important (Black, 2008). The main
power of the argument of diaspora engagement policy is that specific types of policy
intervention can enhance flows of remittances, investments, knowledge transfers and
political influence through diaspora groups back into their homelands. Many countries have
implemented policies to facilitate and capture remittances (Gamlen, 2008).

28
The following table illustrates factors influencing diaspora engagement.

International
Country of Residence Country of Origin
Level
Diaspora Clan, ethnic, religious and Clan, ethnic, religious and Transnational
Character regional affiliations; gender, regional affiliations networks
istics generation and social class; Networking, alliances,
internal divisions, conflicts partnerships and
and fragmentation relationships between
Networking capacities institutional stakeholders
Capacity and level of professionalism and the diaspora
Perceptions of peace and conflict
Context Historical links towards the Major lines of conflict International
country of origin (sources, parties, etc.) relations;
-Migration history and composition Existence of (functional) including major
of migration flows government structures and shifts and
- Legal framework (citizenship, level of decentralization windows of
residence permit) Diaspora-targeted policies opportunity
- Integration policy and perception of and practices
migrants by resident society -Local views on diaspora Activities,
-Funding structures and opportunities and their role openings
for cooperation with local NGOs or -Issues of access or programmes by
institutions (entrance, security, international/
-Foreign policy towards resources) multinational
country of origin; bilateral -Clan, ethnic, religious organizations or
relations and regional affiliations bodies
-Level of socio-economic -Existence of a civil
Integration society and availability of
local partners

Table 1: Warnecke (2010:102) factors influencing diaspora engagement.

29
On the other hand, Shain and Barth (2003) explain that, in order for a diaspora to exercise
influence on a homeland foreign policy, there should exist motive, opportunity, and means (a
diaspora should both want to use influence and have the capacity to do so). This capacity
depends on the ability to organize members of the kin community as an influential group
(which depends in part on the nature of the host land regime) and on the openness of
homeland‟s political system to diaspora influence. Therefore, the factors affecting the
efficiency of the diaspora influence include: the level of diaspora motivation, nature of the
host-land, and strength of relations between diaspora and homeland.

30
CHAPTER THREE

ETHIOPIA’S DIASPORA ENGAGEMENT SINCE THE MID-2018 POLITICAL


REFORM IN ETHIOPIA

3.1. Historical Background

Globalization has shaped how courses of migration, exile, and the patterns of diaspora and
other transnational networks function. By lessening communication and travel expenses,
globalization has made it simpler for migrants to form groups that link geographically far-
away populations to social, political, and economic developments in their homelands. Those
forced across borders by conflict or oppression commonly have a detailed set of painful
memories and hence create specific types of “conflict generated diasporas” that retain highly
prominent ties to the homeland. The diasporas are often mobilized and engaged in homeland
politics in ways that shape processes of conflict and democratization (Lyons, 2009).

According to Ongayo (2014:6) migration in Ethiopia is influenced by four major factors;


namely

1. Conflict

2. Political condition

3. Poor economic prospects, and

4. The deterioration of the environment in some parts of the country

3.1.1. The Imperial and Derg Periods

Ethiopia's political chaos in the 1970s added her to the list of countries suffering an
enormous flow of population through migration. In 1974, Ethiopia had the smallest
proportion of population living abroad of any country in the world. The painful
displacements of the Derg regime made the country with the highest proportion of its citizens
living abroad just five years later (Levine, 2011).

31
It is also remarkable that the migration of Ethiopians to the United States increases whenever
there is a regime change in Ethiopia. This happened following downfall of the imperial
regime in 1974, as well as, the collapse of the military regime in 1991 (Kassaw, 2017).

A large number of Ethiopian immigrants have obtained permanent resident through family
reunification, diversity visa programs or as refugees. Historically, Ethiopian immigrants have
come in waves (ibid.).

Because of the dictatorial Derg regime that began in 1974 thousands fled the country, mostly
as refugees, and later, between 1982 and 1991 there was a new wave of migration to the
West for family reunification. In general, from 1974-1991 Ethiopians fled to escape the
Derg’s Red Terror and later largely included family reunification to the West.3

3.1.2. The Period between 1991 – 2018

To differentiate among the numerous Ethiopian diaspora actors, a study by Hoehne, et al


(2011:84), group members of the Ethiopian diasporas into four categories based on the nature
of their political engagement with homeland affairs. First, “centrists” who vigorously contest
the legitimacy of Ethiopia‟s ethnic federalism designed and implemented by the EPRDF;
second, „nationalists‟ who bitterly resent what they consider EPRDF‟s „backsliding‟ from
democratic federalism into a state controlled system by a dominant ethnic group; third, pro-
government diaspora supporters who act as a transnational political constituency; fourth,
religious diasporas whose members contest the Ethiopian People‟s Revolutionary
Democratic Front‟s top-down prioritization of ethnic identity and the continued inequalities.

The Ethiopian diaspora, therefore, played a number of critical roles in the historic political
events in 2005. The diaspora‟s ability‟ to frame political debates and act as caretaker for
opposition strategies made diaspora support for engagement in electoral competition
essential for the May 2005 elections. The Ethiopian People‟s Revolutionary Democratic

3
International Organization for Migration/IOM (2018, November), „Mapping of Ethiopian
Diasporas Residing in the United States of America‟. Country Report, Addis Ababa, Ethiopia.

32
Front identified diaspora „extremists‟ as responsible for much of the political crisis in
Ethiopia (Lyons, 2009).

There are numerous Ethiopian political organizations that have worsened the division of
Ethiopian diaspora members. Such political organizations are formed based on their
community and ethnic group, leaving no room for national harmony. Prior to the current
Ethiopian regime, there was very little ethnic division among Ethiopians. For instance,
Ethiopian Sports Federation in North America/ ESFNA in the United States, once known to
be the greatest unifier has now become a symbol of separation (Kassaw, 2017).

Since its so-called landslide victory in 2015, the Ethiopian People‟s Revolutionary
Democratic Front held every seat in parliament. It has been brutally repressing opposition by
detaining, harassing, and prosecuting individuals under its misguided Anti-terrorism
Proclamation of 2009. When protests attempted to air out their grievances, the government
has responded by declaring a state of emergency, which gave it broad powers to deploy the
military, restrict the media, restrict the internet and controls communications.4

In general, after the defeat of the Derg in 1991, Ethiopians have migrated either to escape
violence among some of the country‟s numerous of political repression, or to pursue
economic opportunities.5

3.2. Ethiopian Diaspora Diplomacy since the Mid-2018 Political Reform in


Ethiopia

Ethiopian immigrants are enthusiastically involved in political, social movement and


philanthropy activities, particularly in Washington DC, Los Angeles and New York areas in
the United States of America. A number of organizations that lift up Ethiopian socio-
economic and political issues faced by the community in the United States of America and

4
Cultural Survival (2018), “Observations on the State of Indigenous Human Rights in Ethiopia: The 33rd Session of
the United Nations Human Rights Council Universal Periodic Review”, October 2018
5
Vallis Group (December 31, 2018).„Ethiopia, Africa’s Oldest Independent Country, And The Root of The pan-
African Colours, Is Still Growing As A Monumental Spearhead In The African Community and Throughout The Rest
Of The World‟. Ethiopia Country Report, Vallis Group Limited.

33
their home country. They persist to appreciate their home countries and support friends,
family and even political movements.6

Prime Minister Dr. Abiy hurriedly began a tour of the country, conducting town-hall
meetings and listening to citizens whose voices were rarely heard. He also announced plans
to amend the existing Constitution to include term limits for prime ministers, encouraged
exiled opposition politicians to return home and participate in politics, and suggested ending
government monopolies in key economic sectors, including telecommunications, energy, and
air transport. He went further by meeting with leaders of over 50 opposition parties and
declaring that a strong multiparty system based on the rule of law and human rights was es-
sential for Ethiopia. On a trip through the United States, with stops in Washington DC,
Minneapolis, and Los Angeles, he engaged with exiled opposition leaders and other members
of the diaspora in an effort to show his government‟s commitment to reconciliation. For
Ethiopians in the country and abroad who are familiar to an authoritarian Ethiopian People‟s
Revolutionary Democratic Front‟s government that prioritizes economic growth and stability
over political and civil rights, the speed and extent of these changes are exciting (ibid.).

3.2.1. Prime Minister Dr. Abiy’s Major Areas of Diaspora Engagement

Mardari (2017) explains diaspora engagement can be said as governmental or non-


governmental actions focused on emigrants and their children channeling measures aimed to
control remittances, develop migrants return programs, launch symbolic requests toward
diaspora, in order to maintain the emigrants loyalty and linkage with the origin country,
balancing and managing the many ways in which states impact on, and are impacted by.

3.2.1.1. Peace-building and Reconciliation Efforts


Diasporas often support homeland struggles against neighboring countries, kin communities,
fights and struggles to acquire statehood. Their help may be vital to nation building and state
consolidation in the homelands, making the views of the diaspora regarding national conflict
a heavy factor in the debates and considerations of homeland leaders. Given their

6
International Organization for Migration/IOM (November 2018), ‘Mapping of Ethiopian, Diasporas Residing in
the United States of America’. Country Report, Addis Ababa, Ethiopia.

34
importance, and since they are enduring feature in the imperfect nation-state system,
diasporas now receive growing attention from decision makers around the World (Yossi,
2007). On the other hand, Makumi (2012) discusses that an active resource for the
development of any country is its people both at home and those living abroad. While some
effort has been put in place to build the capacity and empower citizens at home to contribute
to national development, not much effort and resources have been put in place to mobilize
nationals abroad towards development of their home country

Temin and Badwaza (2019) describe that, while enormous challenges persist, the ongoing
political opening in Ethiopia offers an opportunity for the expansion of democracy and
respect for human rights in a geopolitically important state, and is already having significant
implications for peace and security in the Horn of Africa. Managing massive expectations,
maintaining stability, and instituting a political order in which the country‟s divergent
political groups and ethnic communities are meaningfully represented and at peace with each
other are key tests that will determine the trajectory of Prime Minister Dr. Abiy Ahmed‟s
courageous political experiment. With strong citizen engagement and international support,
there is reason to believe that the challenges are defeated.

Socialized with liberal values in Western societies, the diaspora might be expected to be
interested in promoting such values in their homelands. Indeed, this often occurs in the
transnational space. Diasporas teach their extended families and friends about democratic
practices, such as how to vote for local government and to develop gender equality. The
diaspora is an essential entity with a big financial and societal capacity whose contribution is
positive and substantial in peace building efforts (Hailay, 2015).

In his effort of engaging the diaspora, Prime Minister Dr. Abiy Ahmed also toured Europe.
There was a gathering of Ethiopians from across Europe in Frankfurt, Germany on 31st
October, 2018 which turned out to be the best moment of Prime Minister Dr. Abiy Ahmed‟s
tour of the continent. The Prime Minister went on to assert the essence of the meeting with
confidence and commitment, putting the interests of Ethiopians at the centre. Diaspora
representatives from communities across Europe raised questions to the Prime Minister on

35
his government‟s plans for durable peace in Ethiopia, national unity, reconciliation,
democratization, and the Constitution, and Prime Minister Abiy provided answers to
questions raised by the Ethiopian diaspora.7

Danish Immigration Service (20198) elaborate that, after the selection of the new Prime
Minister, the situation for the diaspora has been less threatening and that members of the
diaspora are less worried for their safety than before because of the significant changes in
political situation. The diaspora movement has played a key role in pushing for the release of
certain prisoners. The diaspora community is composed of a certain number of hardliners
with no room for any middle ground. Their fundamental positions might be explained by the
fact that some of them have been victims of torture and persecution in Ethiopia and forced to
leave the country. After Prime Minister Dr. Abiy assumed power, it is now possible to
access all YouTube channels and TV programs issued by member of the Diaspora
community. This also includes their websites. The discussion about political issues, as well
as, about corruptive practices is freer and ordinary people are more willingly engage in
political discussions.

Therefore, strong EPRDF opponents, who not long ago were called extremists, rebels and
anti-peace elements by the government organized pro-government demonstrations in
Washington DC, United States of America to show support for the reformist prime minister
and his reconciliatory message. There has been international support for his political and
economic reforms and repeated calls for the changes to be sustained and institutionalized.9

3.2.1.2. Establishment of the Ethiopian Diaspora Trust Fund (EDTF)

Maisoon, (2013) discusses that communication inside and between members of a diaspora
and their local population is a focus of worthy of interest for communication scholars. Social
7
Embassy of Ethiopia in London (2018). „Ethiopian News Monthly Publication, Embassy of Ethiopia’. October
2018, London, UK. https://www.ethioembassy.org.uk/wp-content/uploads/2018/07/Summer-2018-Newsletter.pdf
8
Danish Immigration Service(DIS) (2018). „Ethiopia Political Situation and Treatment of Opposition’. Country
Report, Country of Origin Information (COI), Report based on interviews in Ethiopia, September 2018, Ministry of
Immigration and Integration, The Danish Immigration Service
9
Aljazeera (June 30, 2018). ‘Why I'm Coming Back home to Ethiopia After 16 Years in Exile’. Accessed from
https://www.aljazeera.com/indepth/opinion/coming-home-ethiopia-16-years-exile-180629110411115.html

36
media and digital technology in particular provide opportunities for collaboration between
Diasporas and their native countries and for political changes through the formation of new
spaces and communities for exploring emotionally-charged issues in creative ways. Social
media used by members of diaspora may change the meanings of community, political
practices and processes, and citizenship. In fact there are numerous studies which discuss
people who have experienced diaspora and how they use social media. On the other hand,
Kingsley and Nicola (2011) argue that viewing the diaspora as a national benefit and asset is
undoubtedly not a new phenomenon. Diaspora strategies that extend across a range of social,
cultural, political, educational and financial dimensions are now being implemented by both
developing countries and developed countries, including New Zealand, Scotland, South
Africa, Canada, Australia, Singapore, Israel, Ireland and India, to name but a few.

The Ethiopian Diaspora Trust Fund (EDTF) Advisory Council announced the launch of the
Ethiopian Diaspora Trust Fund on October 22, 2018, and the Council has been highly aware
of the eagerness of diaspora Ethiopians to respond to Prime Minister Abiy Ahmed‟s call for
USD$1 a day to help support critically needed social projects in Ethiopia. In establishing the
Ethiopian Diaspora Trust Fund, the council had to include a non-profit aid organization,
create a bank account, negotiate with online payment systems and other funding platforms,
go with various regulations and establish governance, management and application
procedures for maximum accountability and transparency. The primary objective of the
Ethiopian Diaspora Trust Fund is to improve the lives of poor and disadvantaged people of
Ethiopia through people-focused, innovative and result-oriented social and economic
development projects. The Fund aims to finance projects that meet critical needs selected
based on their potential to make the highest positive impact on the lives of disadvantaged
groups and communities.10

The establishment of Ethiopian Diaspora Trust Fund comprises of a Board of Directors to


supervise the operations of the Fund in-country, a Global Advisory Council to mobilize
global support and advise on strategic directions, a Secretariat that includes the Executive

10
Ethiopian Diaspora Trust Fund (EDTF) Advisory Council, March 25,2019,Accessed from
https://www.ethiopiatrustfund.org

37
Director and key staff to manage the setting up for and distribution of funds, and
implementing agencies who will be recruited based on a proposal submission process. These
are eventually accountable to the Prime Minister‟s Office.11

3.2.1.3. Creating Favorable Atmosphere for Ethiopian Diaspora to Engage in the


Banking Sector

Williams (2018) argues that a coordinated response to mobilize the diaspora to create a
positive impact on the economy with the aims being to better coordinate policy, reduce the
risks associated with investment, increase support, improve the institutional environment and
involve the diaspora in policy making. Through the effective coordination and
implementation of policy, governments are seeking to improve economic growth through
increased investment and increased levels of remittances, the transfer of knowledge to the
country of origin, enhancements in human and social capital, and a more skilled workforce,
all of which can be impacted by effective mobilization of the diaspora and return the
economies to the „norm‟ of positive growth.

Governments encounter certain capacity constraints within state structures and institutions,
and these constraints outline the development challenge they face. African governments can
harness the African diaspora resources to enhance development outcomes in Africa. African
governments have been proactive in recent years in reaching out to their diaspora
communities. Ruling and opposition parties actively raise funds in the diaspora, in running
their home countries (Chikezie, 2011). Targeted policy interventions and institutional support
can make diaspora activities sustainable and maximize the benefits for countries of origin.
Establishing an enabling regulatory environment to harness and expand the impact of
diaspora contributions in countries of origin, ensuring policy coherence at national and local
levels in relation to diaspora engagement strategies, and favorable frameworks for facilitating
and harnessing diaspora remittances are very important (Taylor, et al, 2016).

11
Addis Standard (January 04, 2019). „Ethiopia Diaspora Trust Fund: A great idea in Need of a Reset’. Accessed
from, https://addisstandard.com/oped-ethiopia-diaspora-trust-fund-great-idea-need-reset/

38
The Ethiopian Diaspora Agency was publicly launched on 1stMarch/2019, with the intention
of creating an enabling environment for the Diaspora to maximize knowledge and skills
transfer and promoting trade and investment. Special attention will be given to efficient data
management in order to identify the exact number of Ethiopian Diaspora in the world and the
countries where they live. The Agency will ensure the protection of the rights and dignity of
Ethiopians in the Diaspora and provide the right tools, so the Diaspora actively engages in
the country‟s development activities. The agency will be accountable to the Ministry of
Foreign Affairs and manage its own budget and financial activities.12.

The proclamation to offer for banking business No. 592/2008 stated that foreign nationals or
organizations fully or partially owned by foreign nationals are not permitted to open banks.
Hence, Prime Minister Dr. Abiy Ahmed‟s Council of Ministers during its extraordinary
meeting agreed the Draft Banking Business Proclamation, allowing Diaspora to establish
banks in Ethiopia. The new banking business bill would create an opportunity for Ethiopian
born foreign citizens not only to buy shares of existing banks but create their own new banks
in the country. The amended proclamation also helps the existing banks to mobilize finances
from not only local sources but overseas sources with the goal of growing the country‟s
economic development.13

Hence, Ethiopia‟s parliament passed a bill to open up the country‟s financial sector to an
estimated five million of the country‟s citizens who have taken other nationalities, including
allowing them to buy shares in local banks and start lending businesses. The changes are part
of economic reforms initiated by Prime Minister Abiy Ahmed when he came to power last
year, partly aimed at enhancing the country‟s foreign exchange reserves, which had dropped
severely low.14

12
Embassy of The Federal Democratic Republic of Ethiopia, London UK (April 01, 2019).‟ Diaspora Agency
Launched’. Accessed From https://www.ethioembassy.org.uk/diaspora-agency-launched/
13
Capital Ethiopia (May 06, 2019). „Financial Sector Opens to Diaspora’.Accessed from
https://www.capitalethiopia.com/featured/financial-sector-opens-to-diaspora/
14
Reuters News Agency (July 31, 2019). „Ethiopia opens up Banking Sector to its Diaspora’.Accessed From,
https://www.reuters.com/article/us-ethiopia-banks-idUSKCN1UQ1OG

39
3. 2.1.4 Foreign Exchange Enhancement and Investment Attraction Efforts

Ethiopia is one of the world‟s largest unused markets, and there is an increasing belief that
privatization of state-owned enterprises could be one of the ways to attract potential
investments and stimulate the economy. The Ethiopian government has resisted liberalizing
key sectors to foreign and local investors, but the executive committee of the Ethiopian
People's Revolutionary Democratic Front (EPRDF), the ruling party, publicized a plan to
partly liberalize key economic sectors in June 2018. There are plans to offer minority stakes
in airlines, power and telecoms to global investors. In addition, the possibility of railway
projects, hotels and key manufacturing industries, have become a good reason to enhance
investors‟ confidence and in turn, the possibility of attracting investments.15

Ethiopia‟s affiliation with the Gulf States has also much improved over the past year, with
Saudi Arabia and the United Arab Emirates playing a role in brokering peace with Eritrea to
advance economic integration in the Horn, and several new agreements on economic and
military cooperation, including the United Arab Emirates/UAE promising $3 billion in aid
and investment.16

15
World Economic Forum (September 06, 2019). „Ethiopia is Africa’s new growth engine – here’s why’. Accessed
From, https://www.weforum.org/agenda/2019/09/5-reasons-why-ethiopia-could-be-the-next-global-economy-to-
watch/
16
Soliman, Ahmed and Abel Abate (April 12, 2019). „Can Abiy Ahmed Continue to Remodel Ethiopia?‟
https://www.chathamhouse.org/expert/comment/can-abiy-ahmed-continue-remodel-ethiopia

40
Degol and Tsegaye (2018) discuss that the National Bank of Ethiopia and the International
Monetary Fund/ IMF agreed that Ethiopia‟s foreign exchange reserves cannot finance
imports anymore added to the country‟s outstanding external public debt. Ethiopia, a primary
commodity exporting country, is yet to generate adequate resources for financing the
Sustainable Development Goals/SDGs, pay its debt and complete the ambitious mega
projects such as the Grand Ethiopian Renaissance Dam and the multitude of unfinished sugar
and fertilizer factories, which themselves have exhausted the foreign exchange reserves.
Prime Minister Dr. Abiy Ahmed may succeed in galvanizing the diaspora community to send
money. However, ensuring innovative and sustainable flow of development finance may
require an element of further rigorous investment strategy beyond the call to patriotic
sentiments alone.

41
CHAPTER FOUR

CHALLENGES AND PROSPECTS OF THE ETHIOPIAN DIASPORA


DIPLOMACY AND ENGAGEMENT SINCE THE MID-2018 POLITICAL REFORM
IN ETHIOPIA

4.1. Challenges

After the Ethiopian reform of mid-2018, the Ethiopian diaspora diplomacy and engagement
have reached at a crucial stage, but with some limitations. Among the weaknesses that have
been witnessed are institutional and framework challenges, division among segments of the
Ethiopian diaspora, lack of synchronization among diaspora stakeholders, and disputable
laws towards the diaspora.

4.1.1. Institutional and Framework Challenges

Prime Minister Abiy Ahmed‟s tour in September and October 2018 to Europe and America
to invite Ethiopia‟s diaspora to engage in their country have created immense initiation and
excitement among the Ethiopian diaspora and international communities in general. This tour
was assumed that it will be a beginning to alleviate gaps between the diaspora and the
Ethiopian Government. Nevertheless, it should have been institutional and strengthened.17
Lately, in January 2020, Prime Minister Abiy‟s main message to the Ethiopian diaspora in
South Africa, for instance, was to persuade them that Ethiopia is changing at his leadership.18

Abrham explains his worries regarding institutional challenges that Prime Minister Dr.
Abiy‟s engagement is historical, but what about next should be extremely important. It
brought hope, but also was assumed that the discussion would continue, for permanent
institution, the diaspora may have direct participation in their own country. Ethiopia does not
have a diaspora‟s champion who addresses the various questions of the diaspora. Ethiopian
diaspora association‟s question is that the diaspora should be institutionalized at a ministry
17
Abrham Siyum, is Executive Director and Chief Executive Officer of the Ethiopian Diaspora Association,
interview conducted on April 30, 2019, Addis Ababa.
18
Abiy Ahmed woos the Ethiopian diaspora in South Africa. Accessed from 13 January 2020
https://mg.co.za/article/2020-01-13-abiy-ahmed-woos-the-ethiopian-diaspora-in-south-africa/

42
level, not at an agency level, and then should directly report to the office of the Prime
Minister. This arrangement will help contribute greatly for Ethiopian diaspora participate
efficiently in all endeavors of development activities in the country.19

Therefore, it is safe to argue that having a strong diaspora institution plays a fundamental
role for effective engagement of the diaspora, Ethiopia must have one. Particularly, when
Ethiopia needs tap all the potential of its diaspora‟s economic and technical resources, the
existence of such strong diaspora institution that deal with all affairs of the Ethiopian
diaspora professionally, is necessary.

4.1.2. Division among Segments of the Ethiopian Diaspora

Initially, the Ethiopian diaspora have given a popular support to Prime Minister Abiy
Ahmed‟s administration. Lately, however, when they assume the Government the extent they
needed to work, and then the diaspora began retreating, protest, accusation and opposing the
new administration. Nevertheless, the extensive support Dr. Abiy earned in North America
and Europe has a tremendous positive effect for his new leadership. The world, particularly
the Western world, expects a democratic transition. Ethiopian diasporas were divided and
when some of the diasporas returned to their homeland; in turn this division of the diaspora
have brought undesirable influence on the government. The Ethiopian diaspora‟s politics is
the reflection of internal politics of the country, positively or negatively. Since the diaspora is
the reflection of the domestic politics, it appears the support for Dr. Abiy‟s Administration is
diminishing. Some of the diasporas are here, and they are not going to give the same support
tomorrow, the support they provided today.20

Furthermore, views about Prime Minster Abiy Ahmed is divided on political grounds, that is,
the expectation was that he would unite Ethiopia and bring about peace, security and unity.
Against the anticipation of Ethiopians, Prime Minister Abiy Ahmed‟s administration proved
19
Abrham Siyum, is Executive Director and Chief Executive Officer of the Ethiopian Diaspora Association, the
interview was conducted on April 30, 2019, Addis Ababa.
20
Professor Merera Gudina, Chairman of Forum for Democratic Dialogue in Ethiopia/Medrek Party, the interview
was conducted on April 24, 2019, Addis Ababa.

43
to be either incapable or reluctant to achieve those ideals. More than three million Ethiopians
were displaced locally due to ethnic based violence, and security problem has become
common across Ethiopia, even in the capital Addis Ababa which is known as Africa‟s city of
diplomats. The opposition in the diaspora could be seen in the above context. Nowadays,
those who oppose to Prime Minister Abiy Ahmed (some of the figures were devoted
supporters about a year ago) protested in Washington DC against his administration.21

On the other hand, currently it may appear the mobilization of the diapora for Dr. Abiy
decreasing based on Social Media, it needs further researcher to conclude. Yes, few
diasporas objected, but, he has still got support from the majority of the diaspora. The
government‟s recent engagement of the diaspora was a temporary movement and heat.
Because, if we see the Trust Fund, for instance, we couldn‟t mobilize enough finance as
originally thought. Even worse, some of the diasporas have staged protests against the
government as old days. Another phase of headache regarding the diaspora‟s division is
being witnessed, open ethnic based divisions, using the social media and other platforms.
Therefore, a strong institution is a must.22

In the past, the Government of Ethiopia also tried to choose and side with some sect of the
Ethiopian diaspora for its own benefit. Only after the reform that some changes have been
witnessed even though it is not enough. Understanding the potentials of Ethiopians living
abroad is one thing, and tapping that potential is another great step that may involve
numerous actors both within Government and outside the Government.23

As Shain and Barth (2003) argue in their study, Constructivists claim the diaspora as actors
highly motivated and able to engage in the competition over identity construction. Hence, it
is safe to argue that, this has been witnessed in the various segments of the Ethiopian

21
„Arrest as supporters and opponents of Abiy Ahmed clash in Washington DC’ July 18, 2019 Accessed from
https://borkena.com/2019/07/18/arrest-as-supporters-and-opponents-of-abiy-ahmed-clash-in-washington-dc/
22
Eyob Mesafint, is International Members Head and Member of Executive Committee of Ethiopian Citizens for
Social Justice Party, the interview was conducted on October 03, 2019, Addis Ababa.
23
Wasihun Tesfaye, is Secretary of Ethiopian Democratic Party/EDP, the interview was conducted on April
18/2019.

44
diaspora communities, and the existence of efficient institution that would serve the diaspora
with a relatively greater national consensus is very important. Moreover, strengthening
democratic institutions have a greater significance since the diaspora‟ politics seems, one
way or another is the manifestation of domestic politics of Ethiopia.

4.1.3. Lack of Synchronization among Diaspora Stakeholders

Until recently, diaspora engagement activities have been normally uncoordinated, with
governments in the country of origin targeting and interacting with the diaspora in direct and
indirect ways. Indirect forms include general improvements to the institutional environment
in an economy. Improvements in institutions are clearly important for lower income
economies, not simply for attracting more diaspora investment, but more generally to secure
growth and slow down outward migration (Williams, 2018).

It is important to consider the diaspora as a decisive stakeholder since they are citizens of
Ethiopia. In the past, due to lack of proper policy and frameworks, the diaspora roles turned
to negative rather than be positive. By handling properly, and in a way it helps and contribute
to Ethiopia, it is possible to change that role. Otherwise, the diaspora may become victims of
others agenda. First of all, it is important to hold a firm believes that Ethiopian born diaspora
as important stakeholders. Nevertheless, they seem to be forgotten parts of the society. They
are considered as Europeans or American citizens, even when they want to invest, and they
are not allowed to engage in finance and banking sectors, the laws related to the diaspora are
not inclusive, in general. Global experience shows that the diaspora is playing pivotal roles
(particularly remittances) in their country‟s economy: India, and the Philippines are good
examples.24

4.1.4. Challenges in the Country of Residence

The main challenge in the country of residence is the degree to which the Ethiopian diaspora
community achieves prominence and visibility, is recognized by host-country institutions,

24
Wasihun Tesfaye, is Secretary of Ethiopian Democratic Party/EDP, the interview was conducted on April
18/2019.

45
and is able to access the necessary political opportunity structures. There are also challenges
in terms of decreasing resources, especially for those groups that depend on grants. At the
same time, there are also challenges from within the diaspora communities. Fragmentation
and lack of a common voice cause a challenge, especially in relation to policy issues
affecting the community and the country of origin that require collective organizing,
lobbying and advocacy. Equally, the ability of Ethiopian diaspora organizations to secure the
resources needed for global engagement also depends on their legal status (i.e., whether they
are foundations or associations), since the legal status chosen at the time of their foundation
determines the types of resources they can apply for (Ongayo, 2014).

Diasporas have a tendency to have special strengths and weaknesses in their prospect for
engagement as development players. Their potential strengths lie in their understanding of
power, politics, and the potential for peace building. At a political level, they may provide
representation to people without voice in their country of origin a positive challenge to the
government of origin if guided professionally (Townsend and Middernacht, 2014).

4.1.5 Challenges in the Country of Origin

Ongayo (2014) also explains problems in the country of origin, Ethiopian diaspora
organizations, encounter challenges caused by factors relating to the political environment.
Observations in Ethiopia suggest that the situation in the countries of origin together with the
type of issues by diaspora organizations can sometimes lead to serious implementation
challenges if the issues turn out to be unacceptable to the regime. Depending on their
political affiliations, Ethiopian diasporas find it difficult to go back and undertake activities
either in their respective regions of origin or elsewhere in Ethiopia. This is because the 2009
Non-Government Organizations/NGOs Act limits the geographical coverage of an
organizational activity. Under this law, NGOs were allowed to operate only in chosen
locations and regions. This prevents them from providing services in regions other than that
specified in the permit.

The Ethiopian government should have a strong relation with association like Ethiopian
Diaspora Association, as diasporas are best be reached through the association. And strong

46
relation with the returned diaspora helps engage overseas Ethiopia‟s diaspora. Civic societies
working around diaspora should be taken into consideration, consulted, and should be given
a special support so that their mission is accomplished. There is no as such diaspora‟s
participation when the diaspora agency was established, nor diaspora wing establishments.
Truly speaking, the Ethiopian diaspora around the World see the diasporas who have
returned to homeland, and if they are happy then they tend to engage more, and if not they
will be discouraged to come and engage.25

Therefore, it is fair to argue that building partnerships and developing mutual trust between
the Ethiopian government and all diaspora stakeholders and associations is vital for better
engagement of Ethiopian diaspora around the world. Due to expertise and other resources,
diaspora associations play decisive roles. If all the stakeholders of the Ethiopian diaspora
work together effectively, and harmoniously, then, they could play a substantial role in
influencing diaspora contributions to development and growth of Ethiopia.

4.1.6. Disputable Regulations towards the Ethiopian Diaspora

Abrham elaborates the difficult regulations for Ethiopian diaspora to engage in the finance
sector that the Ethiopian Diaspora Trust Fund came through the Office of the Prime Minister
and higher bodies who supervise the trust fund are assigned through the Prime Minister‟s
office. We see lack of coordination, this is an example. If the finances sector were open, then
remittances would increases. Usually, the diaspora is needed for remittances but not allowed
to involve in politics, the bank stakes diaspora bought were revoked. For instance, the
diaspora deposits by USD, but the government provides the depositor, the diaspora, in birr
and this creates lack of confidence and threat on the diaspora. Had the government allowed
withdrawing money deposited by the diaspora, diaspora definitely would have chosen to
deposit in their own country. And imagine what would be the government‟s United States
Dollar deposit, reserve. The reason why the diaspora failed to bring Dollar in to the country

25
Abrham Siyum, is Executive Director of the Ethiopian Diaspora Association, the interview was conducted on
April 30, 2019, Addis Ababa.

47
as expected is because the government is not paying in United States Dollar, foreign
currency issue should have been alleviated.26

Frustration in investment, for example, (those diaspora who bought a bank share at some
time in the past was taken by the government, Ethiopian diasporas are asking and worrying
what if the government takes their homes, and what guarantee do they have. Diasporas are
not sure if they have some factory, is the Ethiopian Government sometime in the future
taking from them what do they have as a guarantee. The Ethiopian diaspora can make huge
impact for development of the Country. But, the Ethiopian diaspora need grounded
assurance.27

This problem seems to have been resolved recently. The Council of Ministers during its
extraordinary meeting approved the Draft Banking Business Proclamation, allowing
Diaspora to establish banks in Ethiopia. Experts at the National Bank believe that the
government‟s current strategy is creating a feeling of ownership in the Diaspora community.
The new law is considered the start of opening the financial sector to foreign shareholders,
which has been one of the two major areas that members of World Trade Organization
wanted Ethiopia to open.28

Wasihun explains the necessity for better rights to Ethiopian diaspora not only economic but
also political right, as well, is vital. Now, what is going on is that the Ethiopian government
needs their remittance, but with less favorable environment for the diaspora‟s benefits in
return. Previously, the diaspora of Ethiopia have been considered as enemies rather than a
strategic partners, let alone as citizens.29

On the other hand, Abrham also believes that there are various questions that the diaspora
raises: dual citizenship, regarding restrictions on the diaspora which prohibit them involving

26
Abrham Siyum, is Executive Director of the Ethiopian Diaspora Association, the interview was conducted on
April 30, 2019, Addis Ababa.
27
Ibid.
28
Capital Ethiopia (May 06, 2019). „ Financial sector opens to Diaspora’. Accessed from
https://www.capitalethiopia.com/featured/financial-sector-opens-to-diaspora/
29
Wasihun Tesfaye, is Secretary of Ethiopian Democratic Party/EDP, the interview was conducted on April 18/2019.

48
and participating directly. These, at least, are the very fundamental issues that should be
resolved, and given due priority.30

However, the newly adopted Proclamation provides good news to domestic Civil Society
Organizations (CSOs) from this unrealistic burden. At the first place, the Proclamation
narrows down the classification of CSOs into two categories, Ethiopian and foreign, merging
the previously separate Ethiopian and Ethiopian resident CSOs under one category. Pursuant
to the definition given under the new law, domestic CSOs are formed under Ethiopian law by
Ethiopian nationals or residents who hold foreign passports. A drafting committee has
prepared a new CSOs law, which has been adopted by Parliament and replaced the 2009
Proclamation, guiding in a new era for civil society in Ethiopia. The drafting process of the
repealed law, which failed to adequately involve relevant stakeholders and the new civil
society‟s law is finally adopted by the House of Peoples Representatives on February 5,
2019. The first major improvement made by the new law addresses one of the highly
criticized rules of the previous law, which relates to the restriction on source of funding31

Ethiopian Human Rights Council explains that, hence, the House of Peoples Representatives
adopted the revised Civil Society Proclamation 1113/2019, which repeals the Proclamation
No. 621/2009. The funding constraints are lifted, and the powers of the CSO Agency are also
limited in particular by the introduction of the right to appeal against the refusal of
registration. This will allow all organizations, local and international, to work on human
rights-related issues, and has already opened the door to several organizations which will
now be able to end their exile.32

Accordingly, it is reasonable to argue that as the Country aspires to move into a more open
approach to the political participation of all sectors of society, it is indeed essential to have

30
Abrham Siyum, is Executive Director of the Ethiopian Diaspora Association, the interview was conducted on
April 30, 2019, Addis Ababa.
31
Reporter Ethiopia (February 16, 2019), Does the revised Ethiopian civil society proclamation deliver the promise
of reform? Accessed from https://www.thereporterethiopia.com/article/does-revised-ethiopian-civil-society-
proclamation-deliver-promise-reform
32
Ethiopian Human Rights Council/EHRCO (2019), Ethiopia: A new era for human rights organizations? Retrieved
from (https://ehrco.org/2019/02/ethiopia-a-new-era-for-human-rights-organisations/?lang=en

49
conversations on more formal and legally established ways for diaspora engagement in the
political process. The Ethiopian diaspora may contribute positively, significantly to the trade,
industry, and economic improvement in Ethiopia. The financial sector of Ethiopia has
become open for Ethiopians living abroad since Ethiopian Parliament passed a bill to open
up the country‟s financial sector recently, and it a better move with regard to revising a
proclamation of Civil Society Organizations by the House of Peoples Representatives of
Ethiopia. In addition, in recent times, it seems the government of Ethiopia is expecting the
diaspora of boosting the performance of the financial sector of Ethiopia by signaling
flexibilities.

4.2. Prospects for Ethiopian Diaspora Diplomacy and Engagement

Despite the challenges, Ethiopian Government, diasporas, and other stakeholders have some
opportunities that would help them further reinforce the diasporas diplomacy and
engagement for the development of Ethiopia. The coming of Prime Minister Abiy Ahmed to
political power and the reforms measures his administration have taken so far have
contributed positively to diaspora diplomacy and engagement of Ethiopia. Among many
other opportunities; changes in engaging the Ethiopian diaspora, changes in attitude towards
the Ethiopian diaspora, establishment of the Ethiopian diaspora agency, and enhancement of
the role of embassies and consulates for effective engagement of the Ethiopian diaspora, and
the welcoming atmosphere for Ethiopian diasporas that would encourage them to enhance
their political, economic, and image building roles in the affairs of their country.

4.2.1. Changes in Engaging the Diaspora

The Ethiopian diaspora, nowadays, is estimated to be 3 million citizens with a sizable


population in Djibouti and Kenya. Ethiopia‟s efforts towards mobilizing its diaspora can be
exemplary in Africa. Ethiopia used to have a diaspora Directorate in the Ministry of Foreign
Affairs of Ethiopia. Diaspora cases were also handled in sector offices of Investment Agency
and Ministry of Culture and Tourism having their own diaspora desk. Nevertheless, the effort
and outcome are paradox for the last Fifteen years. In order to fill this gap, the establishment
of another agency was necessitated and the Ethiopian Diaspora Agency was established

50
under proclamation number 432/2011 E.C. which is autonomous, yet accountable to the
Ministry of Foreign Affairs of Ethiopia.33

On the other hand, Professor Merera Gudina argues that until the so called „Qerroo‟
movement came in to being, the diaspora in Ethiopia used to play extensive political and
economic roles. The diaspora used to control and own medias that cemented their voices.
The diaspora and their media, initially, not only they have endorsed and supported, but also
transcended Dr. Abiy to a status of a prophet and savior. Even formerly, some diaspora
supported the government for various benefits before the reform. But this, after the mid-2018
political reform, is different. The moment created unity among the diaspora, even for
temporary. That was great opportunity for Prime Minister Abiy Ahmed.34

Hence, it is fair to argue that the Ethiopian Government, particularly after the mid-2018
political reform of Ethiopian People‟s Revolutionary Democratic Front, has shown an
enthusiasm to engage the Ethiopian diaspora in developing the country. Credible diaspora
communication strategy is essential for an effective engagement of Ethiopian diaspora. The
Government has made significant progress in reaching out and engaging with the Ethiopian
diaspora by expanding, extending its engagement activities and improving its
communication. The recent economic reforms announced by the Ethiopian government will
significantly change the way the Ethiopian diaspora invest and work in Ethiopia. Prime
Minister Abiy Ahmed‟s visit to the United States and Europe to meet with members of the
Ethiopian diaspora communities have created a great initiation among the Ethiopian
diaspora. Diaspora Ethiopians have a great influence on the political, social, and economic
development of the country. Tapped efficiently, the Ethiopia diaspora could play a

33
Mohammed Indris, is Deputy Director of the Ethiopian Diaspora Agency, interview conducted on April 09, 2019,
Addis Ababa.
34
Professor Merera Gudina, Chairman of Forum for Democratic Dialogue in Ethiopia/Medrek Party, the interview
was conducted on April 24, 2019, Addis Ababa.
Qerroo, is a Youth Movement for Freedom and Democracy, particularly since 2016, a movement and struggle of
young Oromos for better political and economic freedom in Ethiopia. The role of the Qerroo was paramount in
bringing the autocratic Ethiopian government in its knees finally in 2018. (Gardner, March 13, 2018), 'Freedom!' the
mysterious movement that brought Ethiopia to a standstill. Accessed from https://www.theguardian.com/global-
development/2018/mar/13/freedom-oromo-activists-qeerroo-ethiopia-standstill

51
constructive role, to share the knowledge, experience, values, and practices they have
acquired.

4.2.2. Changes in Attitude towards the Ethiopian Diaspora

Since the mid-2018 Ethiopia‟s reform, according to Mohammed (201935), the Ethiopian
Diaspora Agency is working tremendously regarding attitudes and perceptions towards the
diaspora. The relation between the Ethiopian diasporas and Ethiopian embassies have been
significantly changed; communities social events were done in the embassies compound,
trade fairs conducted repeatedly, and other social events were undertaken significantly where
the diasporas previously had been staging several protests before the reform. The Ethiopian
diplomats, who had been restricted in the premises of the embassies compound, have now
gained confidence due to the reform in Ethiopia. Significant increase in diaspora
volunteerism to provide various services has also been witnessed after the reform.

I argue that there is a growing recognition that the diaspora make meaningful contributions to
development efforts in Ethiopia. The Ethiopian Government‟s diaspora policy declaration to
effectively engage with its diaspora was the first crucial step in its effort of the country‟s
diaspora engagement. The Ethiopian Government has recently shifted from labeling
diasporas in a negative light to celebrating diasporas as national champions. Furthermore, it
can be said that Prime Minister Abiy Ahmed‟s Government has engaged the diaspora with
new energy, enthusiasm, and attitude, for the overall growth and development of country.

4.2.3. The Role of the Ethiopian Diaspora Agency and Consulates for Diaspora
Engagement

4.2.3.1 Ethiopian Diaspora Agency


An increasing number of countries have established institutions to facilitate ties with their
diasporas more systematically. The number of countries with diaspora institutions has
increased, especially in the past ten years, and spans multiple continents. By establishing a
separate, ministry-level diaspora institution, a government recognizes that traditional

35
Mohammed Indris, is Deputy Director of the Ethiopian Diaspora Agency, the interview was conducted on April
09, 2019, Addis Ababa.

52
ministries such as labor and foreign affairs cannot manage the expatriate portfolio in all its
dimensions. National bodies established to address diaspora issues are found in both
destination countries as well as countries of origin. These diaspora institutions are of roughly
six types, depending on whether they function at a ministry, sub-ministry, national, or local
level; are part of a consular network; or are a quasi-governmental institution. Understanding
the differences between these types is useful: an institution‟s position within the government
hierarchy in many ways affects its influence within and outside the government, as well as its
mandate and effectiveness. An increasing number of developing countries have established
ministries whose explicit purpose is to address the needs of diaspora populations (Agunias
and Newland, 2012).

Unless a successful democratic transition is conducted, the mobilization and engagement of


Ethiopian diaspora will remain a temporary rather than a lasting reality. Hence, the diaspora
support appears to be a zigzag. In general, Dr. Abiy is not getting the same support he got a
year ago, particularly in Oromia and Amhara regions. And this truth is not only for the
diaspora but also other citizens of Ethiopia. Even though the diaspora may have its own
agendas, we can say it is the reflection of the country‟s internal politics. When Ethiopian
internal politics becomes positive and optimistic, the diaspora attitude becomes positive and
optimistic, as well, and vice versa.36

On the other hand, Abrham argues that an establishment that serves the diaspora interest
should be presented and discussed. Since they well aware of the diaspora‟s psychology,
people who lead such an establishment should be from the diaspora themselves. The
Ethiopian diaspora association will advise the government and try our best to look these
gaps. The diaspora first of all need the country‟s stability. If such the government‟s efforts
not institutionalized, it will be remained only a temporary movement or campaign.37

36
Professor Merara Gudina, Chairman of Forum for Democratic Dialogue in Ethiopia/Medrek Party, the interview
was conducted on April 24, 2019, Addis Ababa.
37
Abrham Siyum, is Executive Director and Chief Executive Officer of the Ethiopian Diaspora Association, the
interview was conducted on April 30, 2019, Addis Ababa.

53
However, Mohammed defends this criticism that since recently, from the establishment of
the Ethiopian diaspora agency to broad engagement of the Ethiopian diaspora, and huge
efforts were undertaken including regarding diaspora guidelines and proclamation, diaspora
bank account, and others.38

4.2.3.2. Consulates

According to Agunias and Newland (2012), the role of consulates in diaspora engagement
remains the most important mechanism for diaspora populations. Consulates are in a unique
position to measure diaspora needs and partner with other actors in the private and public
realm. They can play a key role both for countries with well-established diaspora policies,
where consulates are given special recognition and resources, as well as those with frail
policies, where consulates seem the sole link to diaspora populations. More than ever,
governments are instructing their consulates to interact with emigrants more systematically.
The services offered at consulates vary, ranging from language instruction to notary services,
from issuing identity cards to organizing discounted tour packages to the homeland, both for
business and leisure. Many consulates provide information on developments at home,
particularly in the business sphere, as well as programs on culture, education, and economic
development.

To better engage the Ethiopian diaspora, trained diaspora diplomats have also been placed in
Ethiopian Embassies in the United States of America, and the United Arab Emirates where
relatively the majority of Ethiopian diaspora‟s reside. The Ethiopian diaspora agency will
continue to have in other Ethiopian embassies where the Ethiopian diaspora population is
high.39

For instance, to reinforce the efforts of the government, the Ethiopian Ambassador to the
United States, Fitsum Arega, called American investors in California State to engage in
business ventures in Ethiopia. He outlined the numerous opportunities for investors,
38
Mohammed Indris, is Deputy Director of the Ethiopian Diaspora Agency, the interview was conducted on April
09, 2019, Addis Ababa.
39
Mohammed Indris, is Deputy Director of the Ethiopian Diaspora Agency, the interview was conducted on April
09, 2019, Addis Ababa.

54
entrepreneurs and companies to benefit by engaging in Ethiopia which is experiencing an
economic reform under the new administration of Prime Minster Dr. Abiy Ahmed.40

Therefore, it is fair to argue that for a successful diaspora engagement, it should be assisted
by an effective policy framework and strategy. I observe that the Ethiopian Government‟s
strategy for diaspora engagement needs to include goals, mapping diaspora geography and
skills, creating a relationship of trust between diasporas and the Ethiopian Government. The
very important move in engaging the diaspora started with the adoption of the necessary
policy framework. I suggest that the Ethiopian diaspora agency, and diaspora communities
should work together and I also acknowledge the establishment of an independent agency
that actively deals with the affairs of the Ethiopian diaspora after the mid-2018 political
reform in Ethiopia.

4.3. Political, Economic, and Image Building Roles Played by the Ethiopian
Diaspora

4.3.1 Political Roles

In all walks of life, the diaspora has an indispensable role, and Ethiopia is the diaspora‟s
country, too. The diaspora may have a unique experience and special abilities due to its
exposure to the civilized communities: be it in education wise or socially since they live
mostly in developed countries, they have the exposure and practice to democratic system,
Politically, the diaspora played a very importantbrole in the changes happening in Ethiopia
and has always been echoing the voice of Ethiopians due mainly to their better liberty; they
have echoed Ethiopia‟s issues and oppressions to the world.41

The diaspora‟s roles and the Government‟s engagement level that the Ethiopian diaspora
engagement and investments have increased since recently. The government engages the
diaspora in respectful of any political attitude and impartial way. The government provides

40
Tadias News (June 20, 2019)„In the West coast, Ethiopia Appeals to Diaspora, African Americans to Invest.
Accessed from http://www.tadias.com/06/20/2019/in-the-west-coast-ethiopia-appeals-to-diaspora-african-
americans-to-invest/
41
Eyob Mesafint, is International Members Head and Member of Executive Committee of Ethiopian Citizens for
Social Justice Party, the interview was conducted on October 03, 2019, Addis Ababa

55
due regard towards diasporas‟ political participation right, institutionalization and
democratization. Sometimes, seeing the diaspora‟ resistance positively with tolerance is
important as diaspora wish to see their country democratized, developed, secured, prosperous
where all kinds of human and democratic rights are respected. Ethiopian diaspora have no
potential threats or crimes; only visa and passport issues.42

Here, it is fair to argue in relation to the study by Shain and Barth,(2003) that liberalism
theorists, who not only reject the customary assumption that states are the primary actors in
international affairs, but also they rather propose that the primary actors in international
politics are individuals and private groups such as the diaspora who struggle to promote
different interests. Therefore, Ethiopian diaspora not only connect in sending remittances but
also actively involving and playing their political roles.

4.3.2 Economic Roles

Economically speaking, the greatest source of foreign currency is by the Ethiopian diaspora
as a form of remittances: It is possible to say that the foreign currency we get from the
diaspora is much greater than what the Ethiopian Government gets from its export. The
diaspora plays an irreplaceable role from sending money to families to raising funds to
support projects. Investment wise, the diaspora has not been so invited and excellent
environment has not been made to benefit themselves and the country.43

To support this argument, the diaspora as an influential actor who has immense roles. It is
not only the power that owns money, but also it has better knowledge, education, and
economy since most Ethiopian diaspora live in the developed countries. Hence, the diaspora
has positive or negative impacts on the affairs of Ethiopia. Particularly, the Ethiopian
diaspora‟s role of remittances and foreign exchange deposit to the country‟s economy is
paramount. It is not possible to underestimate the role of the diaspora even before the reform.

42
Mohammed Indris, is Deputy Director of the Ethiopian Diaspora Agency, the interview was conducted on April
09, 2019, Addis Ababa.
43
Eyob Mesafint, is International Members Head and Member of Executive Committee of Ethiopian Citizens for
Social Justice Party, the interview was conducted on October 03, 2019, Addis Ababa

56
This influence and involvement of the diaspora is due to their better education and financial
or economic capabilities.44

4.3.3 Image-Building Roles

Seguin et al, (2017) elaborate that diaspora diplomacy is highly related to the increasing
involvement of the international community in the global affairs, giving space to citizen
diplomacy, which mixes national and international topics of interest. In our present
globalized international atmosphere, ordinary people have become increasingly important
and they get easily involved in public diplomacy to promote the image of their countries of
origin. The practice of diaspora diplomacy is comparatively new, while diplomacy has
customarily focused on creating relationships. It was only in late 20th century that nations
required creating, and influencing relationships with Diaspora communities.

The idea of „Citizen centered diplomacy‟ which the Government of Ethiopia after the mid-
2018 political reform introduced and gave due emphasis, and the Ethiopian diaspora agency
takes a leading initiatives for the Ethiopian diasporas to be image builders since they can go
to the grassroots level. Citizens reach out many places and cities where the Ethiopian
embassies are unavailable. Therefore, the government believes they can play a pivotal role in
this regard.45

I argue that Ethiopians living abroad can be best image builders for Ethiopia. The Ethiopian
diaspora at large has been contributing to the country's political, economic and social
development that has to be strengthened further as the diaspora has prominent and
magnificent role in overall development of Ethiopia. The Ethiopian diaspora‟s roles, if
managed and utilized efficiently, could be magnificent energy to the overall development of
Ethiopia.

44
Wasihun Tesfaye, is Secretery of Ethiopian Democratic Party/EDP, the interview was conducted on April 18/2019.
45
Mohammed Indris, is Deputy Director of the Ethiopian Diaspora Agency, the interview was conducted on April
09, 2019, Addis Ababa.

57
All in all, it is reasonable to argue that political space in Ethiopia has been widened from
time to time since the Ethiopian People Revolutionary Democratic front‟ (now Prosperity
Party), reform in the mid-2018. Relatively, it has become an inclusive and participatory to
any citizen at home or abroad. In this regard, Ethiopian Diaspora community has also been
engaged in their country‟s political affairs since the reform began to take place. It is
important therefore that, the diaspora community to build the Country‟s image, in the
economic and political process flourishing in Ethiopia and continues their cooperation and
collaboration in order to further support peace, stability and development in the country.

58
CONCLUSION

Many have been perceiving the Ethiopian People‟s Revolutionary Democratic Front (now
Prosperity Party) led political reform of the mid-2018 as a great prospect for Ethiopia to
engage and tap its diaspora potentials more than ever before.

Findings of this study have shown that there are numerous challenges and limitations that
would affect the efforts of engaging the Ethiopian diaspora. First, absence of efficient and
reliable diaspora institution, and framework related challenges. The Ethiopian diaspora
diplomacy and engagement have had numerous challenges. Among the basic challenges;
capacity and resource constraints, as well as, structural issues. Second, the divisions that
have become clear among various segments of the Ethiopian diaspora. It is important to
acknowledge and appreciate diversity of the Ethiopian diaspora, but the division of the
diaspora on basic national agendas is seen as a main undesirable challenge.

Third, lack of synchronization and working together among diaspora stakeholders both
within the Ethiopian government structure and diaspora organizations. Diaspora engagement
activities lack coordination. The study‟s findings suggest that although the government tries
to engage Ethiopian diaspora effectively at its best, non-governmental diaspora organizations
are not equally running as the lead partners in the efforts of effectively engaging the
Ethiopian diaspora.

On the other hand, this study identified various prospects that incite new hopes in engaging
the Ethiopian diaspora. The first major step is the changes and reforms that have been taking
place which helped change the culture of engaging the Ethiopian diaspora. Prime Minister
Dr. Abiy Ahmed‟s new administration has shown strong enthusiasm and created new
beginning in engaging the Ethiopian diaspora.

The government, after the mid- 2018 reform, have been taking various promising steps
towards diaspora engagement. The release of political prisoners in Ethiopia, review of
oppressive laws, the relative freedom of speech, and the media are among the steps through
which the government has shown its readiness and commitment to engage and then tap its

59
diaspora. The government is also working to alter existing attitude towards the diaspora, and
seeks to view the Ethiopian diaspora as a valuable asset rather than enemies. A diaspora
agency was launched with the aim of engaging the Ethiopian diaspora better and
systematically. Ethiopian Embassies and Consulates have been given a priority task to
skillfully engage the Ethiopian diaspora.

As time went by, the relations between the progressive Prime Minster Dr. Abiy Ahmed‟s
administration and some segments of the Ethiopian diaspora have been deteriorated reducing
its original Nature of heated, strong, and passionate support. If their engagements are handled
systematically with strong institutions, this study argues that, the Ethiopian diaspora can play
more direct and immense roles for the country‟s social, economic, and political
transformation particularly at this very critical time.

Findings of this study suggest that a lot more efforts remain to be done. Hence, the Ethiopian
reforming government, beside paving the way to a successful democratic transition, it has to
work to solve the challenges of diaspora engagement; chiefly keeping the positive starts,
taking the good experiences of countries that successfully engaged their diaspora, and by
creating strong institutions capable of curbing attitudinal challenges that would invite
Ethiopian diaspora to enhance their political, economic and image building roles in the
affairs of their country.

Moreover, we learn that the Ethiopian diaspora initially gave their unwavering popular
support to Prime Minister Dr. Abiy Ahmed. But, once they realized that his administration
didn‟t work or go to the level they needed him to work, they began retreating, protest,
accusation, and some began criticizing and opposing the new administration. The Ethiopian
diaspora‟s politics is the reflection of internal politics of the country, positively or negatively.
Even the Ethiopian Diaspora Trust Fund is not going to the level initially intended to go. The
differences among the Ethiopian diaspora have continued to grow. Hence, a successful
democratic transition in Ethiopia is highly critical to truly and successfully mobilize, and
engage the Ethiopian diaspora.

60
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APPENDIXES

Appendix I: Informants Interviewees

No Name Name of Institution Position Interview Place


date
1 Abrham Ethiopian Diaspora Executive April Addis Ababa
Siyum Association director 30,2019
2 Eyob Ethiopian Citizens for Social International October Addis Ababa
Mesafint Justice/‟Ezema‟ Party Members 03,2019
Head and
Member of
Executive
Committee
3 Mohammed Ethiopian Diaspora Agency, Deputy April Addis Ababa
Indris Ministry of Foreign Affairs Director 09,2019
of Ethiopia
4 Professor Democratic Dialogue in Chairman April Addis Ababa
Merara Ethiopia/ Medrek Party 24,2019
Gudina
5 Wasihun Ethiopian Democratic Party Secretary April Addis Ababa
Tesfaye /EDP 18,2019

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Appendix II: Interview Guideline

To: Diaspora Agency of Ethiopia under Ministry of Foreign Affairs of Ethiopia

1. How do you see the current relation between the Government of Ethiopia and the
Diaspora?
2. What major important roles are played by the Ethiopian diaspora to hasten the
overall development of the country and the government‟s diplomatic engagement
in this regard?
3. What is the role of diaspora communities in advancing Ethiopian foreign policy
objectives?
4. How can the Ethiopian government promote peace and reconciliation through
active participation of the diaspora?
5. What are the challenges and prospects in engaging the Ethiopian diaspora,
particularly after the 2018 reform?

To: Ethiopian Diaspora Association

1. What are the aims of the Ethiopian diaspora association and what can be
expected?
2. What is the extent of the recent engagement of the Ethiopian government in an
effort to harness the diaspora‟s potential?
3. How do you see the magnitude of the effects and roles of the diaspora in the
country‟s social, economic and political development?
4. What is the extent of the Ethiopian government‟s efforts to create favorable
environment for the diaspora in the process of transforming the country?
5. What are the current major challenges and opportunities of the Ethiopian
diaspora?

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To: Contending political Parties

1. How do you assess the diaspora‟s position in Ethiopian politics?


2. Could you explain the diasporas roles in the recent Ethiopian politics and the
changes taking place, and the current relation of the diaspora with the reforming
Ethiopian government?
3. Why is the role of the diaspora so important for Ethiopia, especially now?
4. What is your impression about Ethiopian government in creating positive
atmosphere to tap its diaspora?

Table 1: Factors influencing diaspora engagement

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