Norberg, Jakob - Arendt in Crisis 2011
Norberg, Jakob - Arendt in Crisis 2011
Norberg, Jakob - Arendt in Crisis 2011
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Political Thought in
Between Past and Future
Jakob Norberg
ical discourse and action erupts in society. If Arendt is not known for this
perspective, it is perhaps because it requires considerable reconstruction. The
moment of crisis is not simply a theme among others in her writings but
rather a difficulty that surfaces in the form of contradictory storylines and
paradoxical formulations. As we shall see in the analysis of crisis and politics,
Arendt's political thought shares in the destabilizing events that necessitate
political conduct: she, too, wonders about how crises can play out and what
resources societies possess when responding to imminent fragmentation. Is
there, her work implicitly asks, some way of negotiating the troubling affin
ity between vigorous dissent and total dissolution? The task of specifying the
relationship between crisis and politics in Arendt's thought can, therefore, not
be reduced to the simple extraction of an idea from her work: we can
retrieve her answer to the question of crisis only through attention to the
textual elaboration of her thinking.
What is a Crisis?
What is a crisis? Hannah Arendt never poses this question explicitly, but
it is nonetheless central to her work. In Between Past and Future, her collec
tion of eight "exercises in political thought," the third and the fourth essays
are entitled, respectively, "What is Authority?" and "What is Freedom?" The
following two texts bear the titles "The Crisis in Education" and "The Crisis
in Culture." If one combines the recurrent elements of these titles, one
arrives at a question that is never explicitly posed in the volume yet inscribed
within it: What is?a crisis?
As I will try to show in this essay, this implicit question is an eminently
political one; the field of politics, as Arendt pictures it, is revealed through cri
sis. If she does not formulate the question of crisis directly, it is not because
the answer would be banal or unimportant. On the contrary, the question is
not explicitly formulated, firmly placed and dealt with in an individual essay
because it structures the entire collection. The question "what is a crisis?"
remains unarticulated at the midpoint of the book only because it is the pivot
around which the eight texts revolve. The confrontation with a series of fun
damental and interlinked crises that affect the status of authority, culture,
education, or tradition, drives the work of thought and compels it in certain
directions, but the attempted response to these crises also organizes the vol
ume's overarching mode of presentation. What a methodical reading of
Between Past and Future's underlying narrative reveals is, in the end, an entan
glement of two problems, namely the central problem of politics in the mod
ern world as it emerges in and through perplexing crises on the one hand
and the problem of systematically reflecting upon and writing about politics
on the other.
How does the moment of crisis set up Arendt's inquiries into the histo
ry of politics and political thought? Conventionally, crisis designates a point
at which habitual reactions are no longer adequate and previous experiences
provide no guidance. It names the moment at which some event or devel
opment exceeds an agent's present ability to cope. A crisis occurs, then, when
a social system lacks the capacity and means to ensure its continued existence
(Habermas 1973, 11).The fact that crises per definition overwhelm compe
tences reveals the frequent talk of "crisis management" to be oxymoronic: a
crisis is precisely that which we cannot hope to manage, for the problems
that appear cannot be resolved with existing tools or within established
frameworks. The "sustainable configuration of relations" is at the breaking
point (Cazdyn 2007, 647).
Arendt does not stray far from this basic notion of crisis but approaches
it without alarm, undistracted by the noise that surrounds this word. In the
essay, "Crisis in Education," she writes that the crisis, whatever its origins or
causes, "tears away fa?ades and obliterates prejudices" and that this "disap
pearance of prejudices" implies that "we have lost the answers on which we
ordinarily rely without even realizing that they were originally answers to
questions" (Arendt 1977,174). In a crisis, a question finally appears as a ques
tion. Such a moment requires responsiveness to the situation or a willingness
to consider fundamental problems anew, and in this way, the crisis invites us
to "explore and inquire into whatever has been laid bare of the essence of
the matter" (174).The crisis does not only reveal a gap between a problem
we are forced to confront and our present capacity to resolve it, but is also,
more affirmatively, presented as an opportunity for thought. For example, the
essence of education, suddenly laid bare by crisis, is the fact that human
beings are born into the world rather than arrive as perfect copies of those
who already inhabit it, which means that they must be slowly introduced to
and initially even protected from the human community with its conven
tions and norms.
In a crisis, a question appears, a question about what something is in its
essence. The crisis is, therefore, an alternative name for the moment in which
one asks what something is. In fact, the question, "What is a crisis?," may not
appear in the collection of essays because it involves the duplication of a ver
bal gesture and appears almost tautological. Translated into Arendt's idiom,
the question reads: "What is the moment in which one can ask what some
thing is?"We can, however, reformulate this question in more historical terms
to remove the impression of needless repetition: how can a particular devel
opment or situation force a questioning that concerns the essence or the
ground of central human activities, such as authority or education?
Rendered in this way, the question, "What is a crisis?," suggests that criticism
and reflection tend to arise when we are knocked off balance. Reassessment
and reorientation are not practices that we willingly engage in out of our
sheer commitment to critical thought. Inert and path-dependent as we are,
opportunities of thought are forced upon us rather than freely chosen: we
need to be pushed into a state of crisis before we start reviewing our situa
tion. As the historian Reinhart Koselleck asserts in his study of the patho
genesis of modern society, crisis and critique collude to undermine stability4:
crisis is change catching us unprepared, whereas critique is the way in which
we endeavor to initiate change.5
This is not the whole story, however, or not the only one. Arendt claims
that a crisis may liberate us from our prejudices, but in another passage she
also relates it to a breakdown of what she calls "sound human reason"
(Arendt 1977,178), a phrase with more positive connotations than the term
"prejudice." In a formulation that echoes her earlier reflections on prejudice,
Arendt even talks of a "disappearance of common sense" as a symptom of cri
sis (178). It might seem that common sense is merely a more respectable
name for our repertoire of stereotypical conceptions, but the emerging par
adox cannot be so easily neutralized. The disappearance of common sense,
Arendt claims, is "the surest sign of the present-day crisis. In every crisis a
piece of the world, something common to us all, is destroyed. The failure of
common sense, like a divining rod, points to the place where such a cave-in
has occurred" (178). In this quotation, a crisis really is an emergency. We are
still in the same essay, but the metaphor has shifted: no essence is laid bare
with the "disappearance of common sense"; what it leaves is simply a cave
in, the ruins after a collapse.6 The world, understood as the territory we share
with each other and the reference point for all our communication, is frag
menting before us.
This dual determination of crisis as the disappearance of prejudices and
the erosion of common sense indicates its ambivalent status in Arendt's
thought. The prejudices that are undermined in a crisis stand as a name for
institutionalized and habituated attitudes that allow humans to cooperate and
to understand new situations in terms of self-evident and shared rules and
routines.7 In a manuscript on the significance of politics entitled "What Is
Politics?," Arendt contends that a complete lack of prejudices would demand
an impossible constant alertness, a continual and strenuous cognitive labor.8
The perpetual engagement of our minds would soon leave us exhausted.
Arendt does not simply disparage prejudices as rigid obstacles to genuine
thought but recognizes their vital importance: they regulate our exposure to
the world.9
Common sense is a related but more complex concept. To begin with, it
denotes a tacit understanding of what is probable in more or less standard sit
ply mean that communication becomes more difficult: it rather destroys the
ground for any future interaction at all. The crisis can trigger an exercise in
political thought, but it also threatens to rob this exercise of its foundation,
since politics concerns not individuals in their isolation but the relationship
of men and women to each other.
Arendt may welcome the decline of authority and its powers of pre
scription as the emancipation of politics from transcendent sources of
absolute rules: in accordance with her vision of the autonomy and integrity
of politics, genuine political activity only flares up when dominant social and
philosophical authorities have been subverted, but this vision is combined
with a historical perspective that identifies the crisis of old authorities as the
backdrop to the massive destabilizations of the twentieth century: the author
ity vacuum becomes an opportunity to reconfigure society from above. The
crisis of authority begins to resemble an absolutely fatal breakdown.The cen
tral question is, therefore, not only how we are supposed to approach the
problem of "human living-together" (Arendt 1977,156) once again or even
for the first time, relieved of traditional norms. The question is how we can
do so without the support of authentic and indisputable experiences "com
mon to all," experiences that safeguard subjects from total disorientation and
hence new (and worse) forms of political subordination (101). This is, ulti
mately, the question that emerges in the moment of crisis: what community
or form of "human living-together" is possible when its (potential) members
no longer have anything in common?
At this point, we can also begin to see how entangled Arendt's own
thinking is with the notion of a massive crisis affecting society as a whole and
even pushing it into total disaster. Indeed, her examinations of the history
and covered-over conceptual structure of traditions almost seems complicit
with the upheavals of the twentieth century, for her historical-analytical labor
emerges from crisis that renders prejudices inadequate, holds on to it as an
opportunity for reflection, and perhaps even moves towards it insofar as it
identifies and scrutinizes sets of prejudices. Crisis is presented as the enabling
condition for her historical investigations and the precondition for violent
rule.17 Again, critique seems related to crisis in a fundamental way, an affili
ation that lies behind anxious conservative indictments of critical theory
from the Enlightenment and beyond.18 Since Arendt embeds different and
even seemingly contradictory narratives in her essays, approaching crisis both
as the moment where politics must begin and cannot begin, she cannot be
accused of ignorance on this point. The question remains, however, how she
herself responds to the question that emerges from her essays, namely the
question of a community of people with nothing in common.
requires a response that not only addresses the essence of whatever has been
laid bare with the disappearance of a prejudice, but must also confirm that
some common ground remains despite the loss of generally accepted, stan
dard answers. The reaction to the crisis must in other words include an inte
grative force that lies beyond any shared traditional standards embraced by all
members of the community.
In the 1960s and 1970s, Arendt devoted much energy to a theory of
judgment, and the editor of her posthumously published lectures on Kant
speaks of the existence of an unfinished treatise on this topic.19 This incom
plete but still extremely significant project has even been hailed as one of her
most enduring contributions. It seems to have many sources and motivations.
It is an extension of her philosophical studies evident in the published lec
tures series, The Life of the Mind, where she analyzes the specificity of willing
and thinking. Or it is a response to the confrontation with Adolf Eichmann,
a man incapable of independently reflecting on and evaluating the obliga
tions imposed on him by authority. In the context of the present recon
struction of parallel narratives of Between Past and Future, however, I would
like to suggest that judgment also works as a response to the peculiarly dual
character of crisis.
A look at intellectual history assures us that crisis and judgment belong
together. There is, of course, the documented etymological connectedness of
crisis and judgment; the Greek krinein, from which crisis is derived, means to
separate, decide, and judge.20 It is not hard, however, to imagine the relation
of the two concepts in more vivid ways. In the medical and military termi
nology of antiquity, crisis referred to the turning point or crucial moment in
which everything is at stake. In a crisis, matters of life and death, victory and
defeat, are yet to be decided; a process, whether a disease or a military battle,
is in a particularly sensitive, particularly significant phase that will either lead
to a dramatic improvement or an equally dramatic deterioration.21 In this sit
uation, nothing is more important than alertness, presence of mind, and
responsiveness to particular conditions, in short, the ability to make the
appropriate judgment.
Possibly drawing on this tradition, in which crisis is the term for an
ambivalent, precarious instant demanding a fitting response,22 Arendt puts
the concept of judgment to work in a way that matches the problem of pol
itics, as this problem becomes manifest in the twin storylines of Between Past
and Future.To begin with,judgment fills out the vacancy left by disappearing
prejudices. Typically, a judgment is an operation whereby a particular is sub
sumed under an accepted standard or general rule. Prejudices are, in this con
text, a kind of routinized operation of pseudo-judgment, in the sense that
standards or rules are continually being applied to a series of particulars with
out much review of the adequacy of the one to the other. The prejudiced
grasps the given particular as yet another embodiment of an already well
known phenomenon; he can be described as epistemologically stingy in that
he refuses to pay attention and adjust already-formed concepts to the world.
When Arendt speaks of judgment, however, she does not necessarily call for
a swift and supple change of standards, whereby obsolete rules are replaced
by updated ones. The required judgment is instead a reflective one, a judg
ment that generates its principles through its activity of relating to particu
lars rather than subsuming it under a preformed rule. A judgment is reflec
tive, Kant explains, when the particular is given, and the universal has to be
found for it.23 It is precisely when the "yardsticks of judgment" defined as
the self-evident rules or the generally accepted and unquestioned standards
disappear that judging truly comes into view as an independent activity
(Beiner 1982,96).
But if judgment can replace prejudice (because the latter is nothing but
a fossilized version of the former), it must also remedy the dissolution of a
common world. According to Arendt, it does. Her reasoning relies quite
explicitly on Kant's inquiry into the possible validity of judgments of taste.24
Such judgments, Arendt states in her essay on the "Crisis in Culture," do not
compel agreement in the same way as "demonstrable facts or truth proved by
argument"; they lack the advantages of logic (Arendt 1977,222). The specif
ic validity of any judgment of taste instead derives from the "potential agree
ment of others" who would judge similarly, were they to find themselves in
a similar situation (220). Not endowed with an irrefutable universal validity
but nonetheless refusing to remain absolutely idiosyncratic, the judgment of
taste is always made in "anticipated communication with others" and there
fore depends on the possibility of imagining their presence (220-21).
Such reliance on the potential community of judging persons is only
possible, however, because the judgment of taste is an "estimation of an
object or mode of representation apart from any interest" (Caygill 1989,
321). The judging person may count on the potential agreement of all men
and women capable of judging, because in turning towards the appearances
of the world before them and taking pleasure in them rather than hunting
for suitable and already known objects of consumption, they have temporar
ily extricated themselves from the needs of their ego. Thus liberated from the
"Hmitations" of a desiring being as well as the scarcity of resources (Arendt
1977, 220), they can regard something from the viewpoint of others with
similar cognitive abilities. Unlike the pursuit of private interest, which may
spur the individual to compete or collaborate with others depending on the
conditions, judging is an activity through which "sharing-the-world-with
others comes to pass" (221).
makes clear that he can in fact only "woo the consent of everyone else" and
wish for an eventual agreement (Arendt 1977, 222). Wooing denotes a
rhetorical rather than logical procedure, a method of persuasion or even
seduction that becomes necessary when discussions and disputes cannot be
laid to rest by reference to the transparency of the self-evident.26
Arendt's appropriation of judgment does not imply a full return to the
prejudices and the common sense lethally beset by crisis but rather forces a
departure from all groups whose stability and cohesion are guaranteed by an
inventory of preset values and views. The community that is the horizon of
judgment cannot be taken for granted, because the transcendental conditions
of the possibility of judgments of taste do not imply a sanction for any par
ticular statement, which then could coagulate into a new fixed rule. When
judging, a person's mind stretches out for the potential agreement of others
and makes a claim to validity on the basis of a promise of community. This
claim is only the invocation of the possibility of communication among men
and women with similar cognitive powers and does not represent a confident
announcement of a truth accepted by all. The community remains something
to be wooed in chronically open-ended negotiations about the character of
the world. The commitment to community among fellow men that these
imagined negotiations presuppose can in fact never come to rest in realized
agreement: "As soon as it sees itself soHdifying, as reflected in a received opin
ion, this community [of the judgment of taste] breaks up, some denouncing
the received opinion as a clich?, others maintaining its acuity and expres
siveness" (Phillips 2008, 99). What emerges in a crisis, then, is "solidarity
without solidity" (Phillips 2008, 99).
Conclusion
Past and Future captures the precariousness of political action: we are, Arendt
writes, "sucked into politics as though with the force of a vacuum" (Arendt
1977, 3).
Notes
dental and the necessary" (1958, 352). She seems to be saying that, for the com
monsensical person the course of the world is never entirely predictable, but the par
ticularities of the situation, the accidental and the arbitrary, still remain within the
orbit of the manageable. Common sense works as a guide because circumstances are
rarely totally and utterly alien and can be placed on some hypothetical continuum
between the familiar and the strange.
11 In ? 40 of the third Critique, Kant draws a distinction between sound under
standing ["der gesunde Verstand"] and sensus communis (2001, 176): the latter, he
claims, truly deserves the epithet sense ["Sinne"] since it involves a sense of pleasure
(2001,177).
12 Without necessarily fleshing it out in Between Past and Future, Arendt relies on
an (Aristotelian) tradition in which the individual senses require coordination to
allow for complex sensations, that is, sensations of things that have many qualities
such as bright, smooth, and sweet (Heller-Roazen 2008, 32-36). Yet the accord of
our five senses with one another, without which no objects would appear to us in
their complexity, can be attributed to all: we can legitimately assume that others
enjoy an alignment and unification of their diverse powers. Arendt may draw this
from ? 39 in Kant's third Critique, in which the legitimate attribution of taste and
sound understanding to everyone rests on the presupposition of the proportion of
cognitive faculties shared by all ["Proportion dieser Erkenntnisverm?gen"] (2001,173).
13 Since Jean-Fran?ois Lyotard's interventions, we have become accustomed to
celebrations of the existence of multiple and incommensurate discourses, none of
which can claim to be common to all. It should probably be noted that the mere
observation of "heteromorphous" language games presupposes a position from
which they can appear incommensurate (Lyotard 1984, 65). This position would
then transcend all discourses.
14 In his study of the common ground between Heidegger and Arendt, Jacques
Taminiaux writes of Arendt 's desire to extract phenomena from "a layer of ossified
theses that amalgamate what should be distinguished" (1997,140).
15 Heidegger articulates his notion of the positivity of destruction in Sein und
Zeit (1953,19-27).
16 Dana Villa outlines what he calls Arendt's "postauthoritarian concept of pol
itics" in Arendt and Heidegger: The Fate of the Political (1995,158).
17 Steve Buckler notes this but does not ground his claims in an analysis of spe
cific textual passages in Arendt's work: "The experience of totalitarianism was, on
Arendt's view, a crystallization of key tendencies within modernity: it 'brought to
light the ruin of our categories of thought.' This crisis offers at the same time an
opportunity to look back and to reconsider aspects of our experience with eyes
unclouded by the tradition that has now been lost" (2001, 621).
18 Reinhart Koselleck's polemical study of how critique and crisis combine to
dissolve political order in the age of Enlightenment stands as an example of this con
servative apprehension (1973,132-57).
19 This is the thesis of the editor of Arendt's Kant lectures, Ronald Beiner (1982,
119-20).
20 For the etymology of "crisis," see Koselleck's encyclopedia article on the con
cept including its legal and medical contexts (1976,1235).
21 See Koselleck's encyclopedia entry (1976,1235-236).
22 For a treatment of lack of time ["Zeitnot"] as constitutive of crisis, see
Koselleck's essay on the conceptual history ["Begriffsgeschichte''] of this notion
(2006, 213).
23 Kant makes this distinction in the introduction to the third Critique under the
heading "Von der Urteilskraft als einem a priori gesetzgebenden Verm?gen" (2001,
19).
24 Arendt's appropriation of Kant's third Critique has earned her much criticism.
George Kateb writes that Arendt seeks to renew political thought in a manner that
aestheticizes politics: "Arendt sets out to transform, to the fullest degree possible,
political phenomena into aesthetic phenomena" (1999, 133). For a defense of this
alignment of political and aesthetic judgment, see Linda M. G. Zerilli (2005,158-88).
25 Arendt here quotes Kant's third Critique ? 40 where he distinguishes among
the maxims of common human understanding: to think for oneself, to think from
the standpoint of everyone else, and to think consistently (2001,176).
26 On the basis of the anthropological definition of man as the incomplete ani
mal, Hans Blumenberg contends that rhetoric?the endeavor to secure, maintain,
and exploit "agreements [?bereinstimmungen]"?allows for cooperation among
human agents in the absence of other mechanisms, such as instincts (1981,108).
27 April Flakne develops a congruent view in an essay on Arendt entitled "No
longer and Not Yet": judgment is, according to Flakne, the faculty for "confronting
and maintaining a sudden disjointure in time" (1999,157).
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