A Two-Stage Shape Optimization Process
A Two-Stage Shape Optimization Process
A Two-Stage Shape Optimization Process
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a r t i c l e i n f o a b s t r a c t
Article history: Objectives. Clinical data indicate that previously restored teeth are more likely to fracture
Received 13 November 2007 under occlusal loads. The reason for this is attributed to the high stresses at the tooth-
Accepted 3 March 2008 restoration interface, especially following debonding of the restoration from the tooth. This
work aims to minimise these interfacial stresses by optimizing the cavity shape using mod-
ern shape optimisation techniques.
Keywords: Methods. Shape optimisation methods based on the principle of biological adaptive growth
Structural optimization were incorporated into a finite element program and used to optimize the design of cavity
Cavity preparations preparations as previous work had successfully used one such method to minimise stresses
Dental restorations at the internal line angles of conventional restorations with defective bonds. The overall
Interfacial stresses shapes of the cavity preparations were maintained while the profiles of the internal line
Finite element method angles were modified. In the present study, the overall shape of the cavity preparation
was also subject to modification in the optimization process. A topological optimization
method which placed the restorative material according to the stress distribution was first
used to obtain a draft design for the cavity shape, assuming perfect bonding at the tooth-
restoration interface. The draft shape was then refined using the method employed in the
previous study, to allow for deterioration in the interfacial bond strength. These optimiza-
tion methods were incorporated into the commercial finite element package ABAQUS as a
User Material Subroutine (UMAT) to automate the optimization process.
Results. Compared with the conventional design, the stress level at the tooth-restoration
interface in the optimized design was reduced significantly, irrespective of the bonding
condition.
Conclusions. Finite-element based shape optimization methods provide a useful tool for min-
imizing the interfacial stresses in dental restorations. The longevity of restored teeth using
the optimized designs is therefore expected to be prolonged.
© 2008 Published by Elsevier Ltd on behalf of Academy of Dental Materials.
All rights reserved.
∗
Corresponding author at: School of Dentistry, University of Minnesota, 515 Delaware Street SE, Minneapolis, Minnesota 55455, USA.
Tel.: +1 612 625 5406; fax: +1 612 626 1484.
E-mail address: [email protected] (A.S.L. Fok).
0109-5641/$ – see front matter © 2008 Published by Elsevier Ltd on behalf of Academy of Dental Materials. All rights reserved.
doi:10.1016/j.dental.2008.03.016
d e n t a l m a t e r i a l s 2 4 ( 2 0 0 8 ) 1444–1453 1445
In another survey involving amalgam and composite resin ite restorations [14–16]. Results from these studies have shown
restorations [2], the main reasons for failure were found to be that restorations with larger diameters and depths, i.e. higher
caries (34%), endodontic treatment (12%) and fracture of the C-factors, generated higher levels of shrinkage stress and
tooth (13%). Caries was found to be more common in compos- microleakage. For occlusal loading, finite element analysis has
ite restorations, while fracture of the tooth was more common also shown that the stress distribution in teeth with deep cav-
in amalgam restorations. This was attributed to the fact that ities is unfavourable [17].
amalgam restorations are not adhesively bonded to the cusps, Mondelli et al. [18] reported the fracture strength of max-
causing them to be more susceptible to cracking from the illary amalgam-restored premolars with three types of cavity
highly stressed internal line angles [2]. preparation – Class I, Class II and Mesiocclusodistal (MOD) cav-
Secondary caries occurs at the margin of an existing ities. Different buccolingual isthmus widths (one fourth, one
restoration. In amalgam restorations, marginal fracture is third, and one half of the intercuspal distance) were consid-
considered as a precursor to secondary caries [3]. Research ered. A compressive axial load was applied on the test teeth via
suggests that reducing marginal fracture could reduce the risk a steel sphere of 4 mm in diameter. The results showed that all
of secondary caries in teeth restored with amalgam [4]. Even occlusal cavity preparations decrease the strength of teeth in
in the absence of secondary caries, marginal fracture may proportion to the width of the preparation. The restored teeth
lead to premature replacement of the restoration [3]. Marginal with the narrower isthmus width resulted in better fracture
fracture, therefore, plays an important role in the failure of resistance for the same preparation.
amalgam restorations. For composite restorations, an anal- Some new cavity shapes were proposed by Porte et al. [19]
ysis of the findings of a multi-centre clinical trial revealed who investigated shrinkage stresses. Cavities with large CSA,
that restorations with marginal deterioration at year 3 were which were considered to lead to low stress concentrations
more likely to have failed by year 5 than restorations without near the free surface, resulted in better marginal integrity. A
marginal deterioration at year 3 [5]. There are many rea- follow-up finite element study using axi-symmetric models
sons that can cause marginal deterioration. Experiments have supported these findings [20]. Similar cavity shapes were also
shown that both occlusal loading and shrinkage of composite investigated by Hembree [21] who measured microleakage in
undermine marginal integrity [6,7], with the stresses produced composite restorations with different carvo-surface designs.
by these mechanisms causing failure of the tooth-restoration His results, however, indicated that etching the CSA and apply-
interface. ing enamel bond were more important than the type of cavity
Much work has been carried out to explore methods of shape used in minimizing microleakage.
reducing marginal deterioration. By means of finite element Douvitsas [22] examined the width of the gap at the cervical
analysis, Ausiello et al. [8] found that an appropriate adhe- wall following cyclic thermal loading in Class II compos-
sive layer thickness in a composite-restored tooth could lead ite resin restorations with rectangular and spherical cavity
to maximum shrinkage stress relief and improved interface designs. Human molars were prepared for each cavity design
integration. More flexible restorations were also shown to by two different procedures, with or without etching and
reduce the shrinkage stress magnitude and produce a more bonding. After restoration, the specimens were stored for
uniform stress distribution in the adhesive layer [9,10]. How- 24 h, and then thermally loaded for 1500 cycles. The results
ever, the materials and their interfaces also need to withstand indicated that the gap widths in the spherical cavities were
the stresses due to occlusal loading. smaller than those in the rectangular cavities, irrespective of
Other studies have addressed the influence of cavity shape the restorative material and procedure used. Moreover, the
on the magnitude of the interfacial stresses. An ideal cavity restorations placed with the use of etching and bonding agents
shape should minimise stress concentrations along the tooth- recorded the smallest gap width compared with the other
restoration interface due to sharp angles or differences in groups.
material properties. If the interfacial stresses can be kept lower A saucer-shaped cavity design was proposed and investi-
than the mechanical strength of the bond, marginal deterio- gated for composite restorations [23–25]. In a clinical trial, 51
ration in a composite restoration can be expected to reduce, preparations with such a cavity shape were completed and
thus prolonging the lifetime of the restoration. Moreover, a evaluated annually. Observations up to 10 years indicated that
lower stress level along the interface, with or without bonding, 70% of the restorations were acceptable for continued use
could also reduce the likelihood of fracture of the restoration [24]. The authors concluded that the saucer-shaped prepa-
and tooth [2]. The cavo-surface angle (CSA) and amalgam mar- ration was preferable to the box preparation in composite
gin angle (AMA) were considered to be important factors that restorations. A more recent study compared the survival
might affect the marginal integrity of amalgam restorations of restorations placed in saucer-shaped cavities to that of
[11]. Research has shown that cavity walls at 90◦ to the tooth restorations placed in tunnel preparations [25]. After a mean
surface would provide a maximum bulk of amalgam in the service life of 28.8 and 30.3 months, the proportion of the tun-
form of a butt joint [12]. In such restorations the enamel rods nel and saucer-shaped restorations survived was 46% and 76%,
will be parallel to the cavity wall. A CSA of 105◦ –115◦ and an respectively. Moreover, saucer-shaped restorations showed
AMA of at least 70◦ were clinically considered to be practical lower caries development than the tunnel restorations after
and sufficient to minimize the risk of enamel fracture [13]. an observation period of 24 months.
The effects of the cavity configuration factor (C-factor), i.e. the The alternative cavity shapes proposed in the above works
ratio of the bonded surface area in a cavity to the unbonded were mostly based on experience and intuition of the inves-
surface area, and the remaining dentine thickness (RDT) on tigators. More recently, attempts have been made by Proos
shrinkage stress development have been studied in compos- et al. [26] and Couegnat et al. [27] at applying modern shape
1446 d e n t a l m a t e r i a l s 2 4 ( 2 0 0 8 ) 1444–1453
Fig. 1 – (a) Finite element model of a tooth with restoration under occlusal loading and (b) CT image of the tooth used to
create the finite element model.
d e n t a l m a t e r i a l s 2 4 ( 2 0 0 8 ) 1444–1453 1447
determining the most efficient material distribution in struc- The reference stress ref is the failure stress of the interfacial
tural design [37], and the finite element method is the main bond.
tool used to implement these techniques. SMT is one of the A User Material Subroutine (UMAT) was created to imple-
simplest structural topology optimization methods. It mimics ment the SMT method within the ABAQUS finite element suite
the biological mineralization process in living bone: material is [31]. The UMAT contains a constitutive material model which
deposited in loaded areas while non-load-bearing material is is able to change its properties according to the stresses as
carefully weeded out to provide a pre-optimized light-weight described above. The program was used iteratively during the
design. This can be achieved computationally using the finite finite element analysis until the spatial distribution of Young’s
element method. modulus converged.
Firstly, the design space is filled with a material of uni-
form Young’s modulus E and the corresponding finite element 2.3. Application of SMT in the optimization of cavity
model under the anticipated loading condition is analysed to shape
obtain the stress distribution in the structure. Next, the local
E value is modified according to the stresses calculated in the SMT was applied to both the enamel and dentine around the
previous step using a predefined function (E =f()). For exam- tooth-restoration interface of the restored tooth. Bonding at
ple, E can be set to be proportional to the von Mises stress. the interface was assumed to be perfect at this first stage of the
In this way, more heavily loaded zones are strengthened and optimization process, the objective of which was to improve
the lightly loaded zones are softened, which is analogous to the conventional cavity shape by finding an alternative design
the deposition and resorption processes in living bone. After with a more favourable interfacial stress distribution under
that, the new and inhomogeneous structure is subjected to occlusal loading.
the same loading condition and the process is repeated again The finite element model which was subjected to SMT,
and again until a converged state is achieved, i.e. the mate- together with its boundary and loading conditions, were the
rial is iteratively re-distributed within the design space. The same as those used in the preliminary analysis. Two user
resulting material layout provides the optimal starting point materials (UMAT) were defined, one for the enamel region
for the design. and the other for the dentine region. Young’s modulus of an
The key in this first stage of the optimization process is element at the tooth-restoration interface was changed from
the function E = f(), which could affect both the results and that of dentine or enamel to that of the restorative material if
the efficiency of the process. Several functions have been the local interfacial stress exceeds the reference stress, which
proposed. The simplest one used by Mattheck [28] is the one- was taken to be the micro tensile bond strength. The tooth-
to-one function (E = ), but it has low efficiency. Moreover, restoration interface gradually shifted in space until all the
structures derived using this function have a wide range of interfacial stresses fell below the reference stress. In order
Young’s modulus values, making them difficult to manufac- to limit the size of the problem, the maximum width of the
ture. A better function, also proposed by Mattheck [28], uses optimal cavity was limited to 3 mm.
the stress-increment-controlled method. With this method, The reference stress, ref , was chosen to be the strength
Young’s modulus of an element is changed according to: of the bond between the tooth tissue and restoration, on the
assumption that debonding of the restoration is the more fre-
Ei+1 = Ei + k(i − ref ) (1) quent failure mode. Depending on the type of adhesive, the
method of surface preparation and test procedure, a wide
where Ei and i are Young’s modulus and stress at the ith range of bond strengths have been reported [38–41]. In this
increment, respectively; ref is a reference or threshold stress paper, the tensile strengths of bonds created using UNICEM
above which changes to Young’s modulus will occur; and k [38], 19.6 MPa for enamel-restoration and 15.9 MPa for dentine-
is a parameter that controls the rate of change of Young’s restoration, respectively, were chosen to be the basic reference
modulus. The stress-increment-controlled method has high stresses for the two user materials. Further, assuming that the
efficiency and can be used to adjust volume of the struc- bond strength would be reduced over time, two other sets of
ture being optimized by choosing different ref . However, the reference stresses, which were 25% and 40% lower than the
structure thus created still has a wide distribution of Young’s original values, were also considered.
modulus values. To avoid this problem, Eqs. (2) and (3) below
were added to constrain the change of Young’s modulus: 2.4. Application of SVT in the optimization of cavity
shape
Ei+1 = E1 if Ei+1 < E1 (2)
SMT is used on the premise that there is no debonding along
Ei+1 = E2 if Ei+1 > E2 (3) the tooth-restoration interface. Significant deterioration of the
interfacial bond or complete debonding of the restoration from
E1 and E2 are, respectively, the maximum and minimum the tooth tissues will lead to high stress concentrations under
values of Young’s modulus allowed in the structure. The func- occlusal loading, notably at the internal line angles of the
tions (1), (2) and (3) dictate that there can only be two materials cavity, which could result in tooth fracture. The other shape
in the structure throughout the optimization process. In the optimization technique, SVT, can be used to refine the cav-
present work, E1 is Young’s modulus of the tooth tissue, either ity shape obtained from SMT to account for the possibility
enamel or dentine, depending on the region of the structure of interfacial debonding. With SVT, instead of changing the
concerned, while E2 is Young’s modulus of the composite. stiffness, the volume of the overloaded regions, usually on
1448 d e n t a l m a t e r i a l s 2 4 ( 2 0 0 8 ) 1444–1453
the surface of a structure, is increased to reduce the stress enamel-restoration junctions. The maximum value of about
concentration. When the finite element method is used to 24 MPa, which is higher than the tensile bond strengths used
implement SVT, the surface layer of interest can be conve- in the present work, could lead to marginal fracture along the
niently given a stress-dependent, pseudo temperature field interface. Therefore, it is essential to reduce such stress con-
which will result in volume expansion in areas with high centrations. Moreover, the interfacial stresses should be kept
stresses. The mechanical-pseudo thermal process is repeated as low as possible considering the fact that bond strengths
until a uniform stress distribution in the surface layer is could decrease through time in the oral environment and
achieved under occlusal loading. SVT and its implementation interfacial debonding could occur through fatigue under cyclic
within ABAQUS is described in detail in ref. [27] and there- loading with stresses lower than the static bond strength.
fore will not be repeated here. Since the exact condition of The maximum interfacial shear stress (dotted line in
a deteriorated bond is difficult to establish, in this paper we Fig. 2(b)) is about 8 MPa, much lower than the peak ten-
assume, as a worst case scenario, that the bond between the sile stress. More importantly, the interfacial shear strengths
tooth and the restoration has totally failed when performing reported in the open literature are mostly higher than 20 MPa
shape optimization using SVT. [42,43]. Compared to the tensile stresses, the interfacial shear
stresses are therefore less important and are not considered
in the following optimization work.
3. Results
3.2. Optimizing cavity design using SMT
3.1. Preliminary finite element analyses
The results from using SMT to optimize the cavity shape
Fig. 2(a) shows the maximum principal stress contours in the
are shown in Fig. 3 in the form of Young’s modulus dis-
2D tooth model with the conventional cavity design and per-
tribution. Regions where material transformation has taken
fect bonding conditions. Focusing on the tooth-restoration
place are indicated in dark blue. Using the first set of bond
interface, the stresses normal and parallel to the interface are
strengths as the reference stresses and an occlusal load of
plotted in Fig. 2(b) which shows peaks of tensile stress in the
400 N resulted only in a very small change to the enamel
region (Fig. 3(a)). When the reference stresses for enamel and
dentine were reduced to 14.7 and 12 MPa, respectively, more
enamel and dentine were transformed to composite, giving a
more extended cavity space (Fig. 3(b)). Further reduction of
the reference stresses, to 11.8 and 9.5 MPa, led to an even
larger cavity. In this case, however, the transformed region
reached the boundary set for SMT, which means that the
boundary will need to be extended if the full cavity is to be
obtained.
The above results indicate that, under perfect bonding con-
dition, the optimal cavity should have a wider cavo-surface
opening in order to minimise the interfacial stresses under
occlusal loads. The results also show that there are no mate-
rial changes at the floor of the cavity, which suggests that a
deeper cavity is not required.
An improved cavity shape was then drawn up based on
the SMT results for the second set of reference stresses/bond
strengths; see Fig. 3(b). The width of the cavity was increased
where the stresses were highest, while the depth was kept the
same as in the original design. The new cavity thus has the
approximate shape of a hexagon, with the CSA being ∼100◦ .
Further finite element analysis was then performed to verify
the interfacial stresses in the new design.
Fig. 3 – Cavity shape optimization using SMT with an occlusal load of 400 N and different reference stresses. Regions where
material transformation has taken place are shown in cyan. The indicated new cavity shape is shown in black in (b).
still lower than the bond strength for dentine and composite 3.4. Further shape optimization using SVT
(15.9 MPa). The FEA results therefore confirmed that the new
cavity design would reduce the interfacial stresses between When debonding of the restoration occurs, the mechanical
the composite restoration and tooth tissues, and thus could behavior of the restored tooth will be very different from that
potentially prevent the marginal fracture and prolong the life- with a perfectly bonded restoration. As shown in Fig. 5(a), the
time of the restoration under occlusal loading. maximum principal stresses due to occlusal loading in the
tooth with a debonded restoration are much higher than those
given in Fig. 4 for the bonded case. Peak stresses, as high as
125 MPa, could now be found at the internal line angles of
the cavity floor. These stresses could cause fracture of the
tooth, resulting in substantial or even irreparable structural
damage.
To reduce the stress concentrations resulting from debond-
ing of the restoration, as shown in Fig. 5 (a), a second stage of
shape optimization using SVT was conducted. Fig. 5(b) shows
the finite element model with the new cavity design which was
subjected to further shape optimization using SVT. The layer
of cavity surface elements which underwent SVT can be seen.
The results after 15 iterations are shown in Fig. 5(c) and (d). It
can be seen that the internal line angles of the cavity became
more rounded and, compared with the model in Fig. 5(a), the
stress concentrations there were reduced significantly.
Fig. 5 – Maximum principal stress contours for the cavities before and after SVT optimization (a and c), finite element model
for SVT (b) and stresses along the interface for the final optimized cavity design after 15 increments (d).
(Fig. 6(a)). A 3D finite element model based on the 2D optimiza- Fig. 7(a) shows contours of interfacial stresses normal to
tion results was also created to verify the new cavity shape. the tooth-composite interface for a 3D model with the conven-
The model with a hexagonal shape for the midsection of its tional cavity design. The tooth, with its restoration removed
cavity is shown in Fig. 6(d–e). for clarity, is split mesio-distally into two approximately equal
Fig. 6 – 3D finite element model of the tooth with an MOD restoration: (a) whole model, (b – e) cavity shape and mesh
densities at the interfaces for the conventional and optimized cavity.
d e n t a l m a t e r i a l s 2 4 ( 2 0 0 8 ) 1444–1453 1451
Fig. 7 – Normal stresses at the tooth-composite interface of 3D model with conventional and optimized cavity design.
halves to reveal stress distributions on the cavity surfaces. compared with the original design. It is interesting to note that
As shown in this figure, very high tensile stresses (red) exist the new cavity shape is rather similar to the spherical cav-
in the enamel region on the buccal and lingual surfaces of ity design proposed by Douvitsas [22] in his study on the gap
the cavity. Under an occlusal load of 400 N, the maximum width at the cervical wall in Class II composite restorations
tensile interfacial stress is about 31.9 MPa. Such high stress following cyclic thermal loading and the saucer-shaped cavity
concentrations could cause marginal deterioration or even used by Nordbo et al. [23,24] in their clinical study. Both cavity
fracture of the tooth. These 3D results confirm those of the 2D designs have been shown to be superior to the conventional
FEA shown in Fig. 2, which indicate that the most vulnerable box cavity design. Although only MOD restorations have been
areas in terms of debonding are within the enamel-composite considered in this paper, it is expected that the optimization
junctions. Although the 2D interfacial stresses are lower in methods used can also be applied to other classes of restora-
magnitude, the fact that they have a very similar distribu- tion. Other restorative materials and bond strengths can also
tion to the 3D results justifies the use of 2D models in the be considered by changing the Young’s modulus and reference
optimization exercise. stresses in the optimization process.
Contours of the normal stresses along the tooth- A 400 N axial load was applied to the occlusal surface via
restoration interface in optimal design are shown in Fig. 7(b), a rigid ball. The load represented approximately the average
which has the same colour spectrum for stresses as those in of the maximum bite forces (MBF) in the premolar region
Fig. 7(a) to allow direct comparison. It can be seen that, com- which have been recorded [44–46]. It should be noted that a
pared with the conventional cavity design, the proportion of wide range of MBF have been reported (131–608 N), and the
areas with high tensile stresses was reduced significantly. measured biting forces appear to be related to the measur-
ing method, sex and age of the object [47]. The choice of the
applied load will affect the size and shape of the optimized
4. Discussion cavity design.
During SMT, there was transformation of dentine to com-
The combination of SMT and SVT has proved to be a poten- posite which took place away from the tooth-restoration
tially useful tool for cavity shape optimization in dental interface. In fact, it took place at part of the enamo-dentinal
restoration. The optimized cavity shape for an MOD restora- junction where the stresses exceeded the reference stress for
tion has been shown to have reduced interfacial stresses when dentine; see Fig. 6(b). The strength of the enamo-dentinal junc-
1452 d e n t a l m a t e r i a l s 2 4 ( 2 0 0 8 ) 1444–1453
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