TiO2 For UV
TiO2 For UV
TiO2 For UV
2000
1468-6783 © 2001 Science Reviews
Contents
ABSTRACT 338
1. INTRODUCTION 338
1·1 Properties of TiO2 338
1·2 Role of TiO2 as a pigment in polymers 339
1·2·1 Pigmenting of poly(vinyl chloride) 341
1·2·2 Pigmenting of polyolefins 341
1·3 Photodegradation of unpigmented poly(vinyl chloride) 341
1·4 Photodegradation of unpigmented polyolefins 345
1·5 Photodegradation of unpigmented polystyrene 348
1·6 Photoactivation of TiO2 348
1·7 Modifications of TiO2 352
1·7·1 Coating of TiO2 352
1·7·2 Doping of TiO2 353
337
338 Terence J. Kemp and Robin A. McIntyre
5. CONCLUSIONS 371
6. ACKNOWLEDGEMENTS 372
7. REFERENCES 373
ABSTRACT
The extensive use of titanium dioxide as a pigment and optical agent in polymers,
particularly poly(vinyl chloride), polyethylene and alkyd resins, has prompted
many investigations of the various deleterious effects (loss of gloss and mechanical
properties, chalking, pinking) of long-term exposure to sunlight of the pigmented
polymers. This short review summarises the fundamental semiconductor processes
undergone by TiO2 on UV irradiation and the consequent chemical action of the
reactive intermediates so generated. It also describes the strategies developed to
counteract photodegradation induced by TiO2, in particular its encapsulation in a
coating by near-UV transparent metal oxides, such as Al2O3 and SiO2 , with wide
band gaps. The effects of doping TiO2 with transition metal ions are also noted.
1. INTRODUCTION
1·1 Properties of TiO2
Titanium dioxide has found extensive use as a white pigment in a variety of
formulations, being best known for its incorporation into paints and polymers,
Mechanism of action of titanium dioxide pigment in the photodegradation 339
possesses a very high light scattering efficiency and (ii) it is an inert, non-toxic
material that is safe to use, especially for packaging applications in the food
industry.
The plastics industry accounts for a major fraction of the world’s con-
sumption of TiO2, it being the most widely used pigment in plastics. TiO2 finds
extensive use in products such as white carrier bags (PE), window profiles
(PVC), etc. Loadings of TiO2 in polymers vary from 10% or more, where strong
white coloration is required, to as low as 0·01% when it is used to tint a deep
Table 1. Refractive indices for selected white pigments and relevant polymers [11].
White pigment RI Plastic RI
Rutile TiO2 2·73 Polystyrene 1·60
Anatase 2·55 Polycarbonate 1·59
Zinc Oxide 2·02 Polyethylene 1·50–1·54
Basic carbonate, white lead 1·94–2·09 Acrylic 1·49
Lithopone 1·84 Poly(vinyl chloride) 1·48
Calcium carbonate 1·63
Silica 1·41–1·49
Mechanism of action of titanium dioxide pigment in the photodegradation 341
shade. Large volumes of plastics are produced using titanium dioxide as the pig-
ment and so the influence of the pigment on polymer degradation or stability is
of major economic importance [5].
The topic of degradation of polymers containing various solids, either as
particles (metal oxides, metal powders, etc.) or fibres (glass, metal), as fillers,
reinforcers or colorants, has been covered in books [6,7] and a review article [8].
The photochemistry of pigmented polymers in general is a regular feature in the
invaluable series of reviews on polymer photochemistry by Norman Allen [9].
There are a number of review articles on the role of TiO2 as a pigment in polymers
[10–15]. This review is confined to the action of TiO2 particles used as colorants
and protectants against UV radiation.
Gardette and Lemaire [18] have devised a simplified scheme for the photo-
discoloration of PVC (Scheme 2)
The photo-oxidation of PVC is initiated by Cl· atoms (formed during gen-
eration of polyenes of increasing length by successive photochemical excita-
tions). The first step involves absorption of light by a chromophoric defect iden-
tified as a -chlorinated diene. The polymer is subsequently photo-oxidised and
the discoloration is then caused by residual polyenes. In more detail [19,20],
when the PVC matrix is exposed to UV light of wavelengths longer than 300 nm,
these competing reactions are activated, as follows:
This leads to functional groups that are readily observed by FT-IR spectroscopy,
e.g. , ′-chlorinated ketones 1745 cm–1; acid chlorides 1785 cm–1; -chlorinated
acids 1718 cm–1.
Schemes 3 and 4 show the summary and mechanism, [18,19,22] respec-
tively, for the photodegradation of PVC.
344 Terence J. Kemp and Robin A. McIntyre
The accumulation of these oxidised groups, but not of the chromophoric polyene
groups, is directly correlated with the changes of the mechanical properties of the
PVC matrix. A PVC system can therefore suffer a severe loss of functional
properties without significant change in colour, or darken without modification of
mechanical properties. The balance will be dependent upon the oxygenation of
the exposed system.
Following earlier approaches [23], Audouin and colleagues [24] have
carried out depth profiling of thermally stabilised, unpigmented, rigid PVC sam-
ples following photoageing at 40°, 55° and 70°C. Microtome sections (20 m)
revealed carbonyls and chain scissions predominated in the surface layers (espe-
cially in the first 100 m but extending in attenuated form to 200 + m, see
Figure 2). By contrast, the development of the conjugated polyene systems and
crosslinking predominate in a subcutaneous layer (~300–400 m). Similar depth
profiles of these products are found in TiO2 – doped samples (Section 2·2).
Initiation:
PH → P• (1)
Propagation:
P• + O2 → PO2• (2)
peroxyl radical
Chain branching:
POOH →
uv
PO• + •OH (4)
alkoxyl radical
Figure 2 Thickness distribution of (a) carbonyls and (b) polyenes in unpigmented and pig-
mented bulk PVC samples after 1400 h of photoageing in photoreactor at 70 C [41].
Mechanism of action of titanium dioxide pigment in the photodegradation 347
Chain scission:
• •
R1R2CH—CR3—CH2R4 → R1 + R2CH=CR3CH2R4 8)
•
R1R2CH—O• → R1 + R2CH=O (9)
2P• → PP (12)
Once carbonyl compounds begin to be formed, they act as agents for further
degradation either by undergoing further scission reactions:
•
R1CCH2R2 → R1C+ •CH2R2
hv
(13)
O O
•
(R1R2C=O) + PH → R1R2COH + •P
3 hv
(16)
3(R R C=O)
1 2
+ 3O2 → 1(R1R2C=O) + 1O2 (17)
(18)
The net effects are chain scission, resulting in the loss of mechanical properties,
and the build-up of oxidation products, notably aldehydes, ketones and car-
boxylic acids, usually characterised in situ by IR spectroscopy.
Allen has reviewed early work on the photodegradation of polypropylene
[29].
Depth profiling of UV-degraded polypropylene samples shows pro-
nounced depth effects for unstabilised, unpigmented samples (Figure 3) [30]. The
reduction in Mw is ca. two orders of magnitude at up to 100 m depth, and is
significant even at 1 mm depth. Unpigmented samples stabilised with a
Tinuvin/Chimassorb /Irganox B215 mixture gave less degradation which was
much less depth-dependent.
Figure 3 Molecular size distributions for (unstabilised) polypropylene at different depths after
34 weeks exposure: (a) near the surface; (b) in the interior [30].
350 Terence J. Kemp and Robin A. McIntyre
e¯ + O2 → O2¯ • (19)
The high-energy electron can also recombine with the positive hole (eqn 21) to
release heat
e¯ + h+ → heat (21)
The O2¯• radical, known as superoxide radical ion, quickly reacts with H2O to
form a hydroperoxyl radical, HO2•, (eqn 22).
Note here that no TiO2 is used in the overall reaction, i.e. it functions as a catalyst.
352 Terence J. Kemp and Robin A. McIntyre
•OH radicals will react with organic molecules impinging on the TiO2
surface, causing them to become oxidised in a sequence of reactions termed
mineralisation [1,2]. Essentially, the oxidation is induced by UV light, and degra-
dation that occurs as a result of UV absorption by TiO2 is referred to as catalytic
or photocatalytic degradation.
A proposed additional pathway in the process is ion-annihilation (eqn 24)
to form singlet O2 which then attacks any sites of unsaturation in the polymer to
yield a reactive unsaturated hydroperoxide [32]:
(which are not removed during the purification process), or additives, which are
designed to control the crystal structure and growth.
Such a surface may need to be modified as it may not be optimal for its
chosen application [33]. For example, in the sulfate process, the pigment particles
become surrounded by a phosphate layer which imparts a water dispersibility to
them, resulting in an application in the paper industry. To increase dispersion, the
pigment surface is modified using hydrous aluminium oxide; this will lower the
van der Waals’ forces and decrease the particle-particle attraction [34].
To increase their durability and diminish their potential to act as centres
for photodegradation, the pigment particles are encapsulated in an “impervious
oxide” coating, which prevents direct contact between the degradable organic
polymer and the photochemically active TiO2 surface.
The encapsulating medium is usually silica [35], but it can be combina-
tions of amorphous alumina, zirconia, tin and phosphorus oxides [36,37]. In order
to maintain dispersibility, the impervious layer must be located underneath the
alumina layer. The durability is dependent upon the thickness and density of the
coating. For general usage, high durability grades have coating levels of 5–7%
whereas superdurable grades have up to 10% [5]. These coating levels exceed
considerably that required (1%) to give the best dispersibility; accordingly, heav-
ily coated grades are more difficult to disperse in melt plastics and offer less opac-
ity with their lower TiO2 content. The bulk of the pigment used by the plastics
industry is usually light-to-medium coated rutile. Conversely, there is little use of
anatase or uncoated rutile. For weatherable applications, the manufacturers will
usually choose between general purpose, highly durable and superdurable grades.
Clearly these effects act in opposite directions and their relative impact depends
on a variety of factors (loading, grade, coating of particle, irradiation wave-
length). The net results of these competing effects are assessed in the following
sections.
(i) In the first 50 h of irradiation, polyene sequences are formed by direct exci-
tation of the PVC in unpigmented zones. The polyenes formed are protected
by screening by TiO2 and the retrodiffusion effect operative at irr >400 nm.
The authors note that any photo-oxidation of a polyene will produce com-
pounds with reduced lengths of conjugation, i.e. they will absorb at shorter
wavelengths than 450 nm. It is the inhibition of photo-oxidation that leads to
the discoloration.
Mechanism of action of titanium dioxide pigment in the photodegradation 355
Figure 5 Changes in D450 nm versus irradiation time (SEPAP 12-24//60C) for PVC/TiO2 coated
systems: ●: unpigmented sample; ◆: 2 % TiO2; ●: 4 % TiO2; ▲: 8 % TiO2; ▼: 16 % TiO2 [17].
356 Terence J. Kemp and Robin A. McIntyre
Decrease of
conjugation
>400 nm
than for the polyenes, as shown previously be Gardette et al. [23]. The distribu-
tion curves for the polyenes show clear maxima, Figure 2, [41, 42] at 50 m
depth for pigmented material and 200 m depth for unpigmented, whereas the
data for the carbonyls reveal maximum oxidative damage at the surface for both
types of material. Also revealing was these authors’ determination of the light
penetration of pigmented and unpigmented samples (Figure 6), which showed the
ratio of the depths to be ca 5 (for unpigmented/pigmented samples) whereas the
ratio of the thicknesses of the degraded layers was less than 3 for carbonyls and
polyenes (Figure2). By examining the kinetics of carbonyl development using
irradiation sources of varying UV outputs, the authors hypothesized that the
Figure 6 Thickness distribution of attenuation T (%) at 365 nm for virgin pigmented (●) and
unpigmented (◆) PVC samples [41].
358 Terence J. Kemp and Robin A. McIntyre
Figure 7 Kinetics of formation of HCl expressed as conductivity units (S) during UV irra-
diation of: (x) pure PVC and PVC with :(▲) 4 parts CaCO3; (▲) 10 parts CaCO3; (●) 4 parts
and (●) 10 parts TiO2 [43].
for PVC-TiO2 under air. This severe loss has to be associated with oxidative
pathways arising from the presence of TiO2; the corresponding experiment with
‘pure’ PVC gave a much lower weight loss. The volatile products gave FTIR
spectra showing CO2 and H2O to be the main components. In parallel with this
weight loss, the GPC chromatograms showed chain scission to be very significant
(Figure 9), with the value for Mw falling to 31·5% of its original value in a 300 h
photolysis; ‘pure’ PVC film showed a drop of ca 50% in the same time. SEM sur-
face images taken after various irradiation times reveal that degradation of the
PVC matrix starts from the PVC–TiO2 interface, leading to the production of
cavities around the TiO2 particle aggregate; the cavities ultimately become inter-
connected, to a size of ~10 m. ‘Pure’ PVC films, however, gave cavities of size
only 10–20 nm; and increasing the irradiation time led only to a greater density
of holes, but not a change in their diameter. Irradiation of PVC–TiO2 films under
360 Terence J. Kemp and Robin A. McIntyre
Figure 8 Weight loss of pure PVC and PVC–TiO2 (1·5 wt.%) composite films during irradia-
tion under air or nitrogen atmosphere [44].
nitrogen gave little sign of surface degradation. The main results from XPS study
of the irradiated film surface was that the ratio C(ls) to O(ls) decreased from 17·1
to 1·76 as irradiation continued from zero to 300 h. The authors [44] are con-
vinced that the presence of TiO2 induces a variety of additional radical processes
in the photodegradation, centred around the particle itself and culminating in
severe additional weight loss, additional bond scission and much increased develop-
ment of cavities.
Several studies have focused on the weatherability of TiO2-loaded PVC.
Weathering of specimens in the semi-arid climate of Broken Hill, Australia [45]
was followed by monitoring colour, gloss, and tensile and impact strength, thus 2
years of exposure gave a dark, yellowish-red coloration while 1 year robbed all
formulations containing TiO2 of >95% of their gloss. By contrast, 2 years expo-
sure gave virtually no reduction in yield stress. As regards ultimate tensile
strength, loading with TiO2 at least at a 2% level preserved the figure at above
90% of the original after 2 years exposure. In summary, a loading of 2% is opti-
mal in preserving materials properties.
Mechanism of action of titanium dioxide pigment in the photodegradation 361
Figure 9 Gel permeation chromatograms of PVC–TiO2 (1·5 wt.%) film photodegraded under
air. Numbers in parentheses are the average MW of PVC samples (The chromatograms are
sequentially shifted upwards for clarity) [44].
(26)
Mechanism of action of titanium dioxide pigment in the photodegradation 363
(i) removal of the pink surface layer, followed by extraction from it of organic-
soluble material by tetrahydrofuran solvent gave an insoluble pink residue.
The X-ray photoelectron spectrum of the pink residue gave broad peaks in
the region typical for lead. These could be deconvoluted to reveal compo-
nents for Pb(IV) and Pb(II). Residue from an ‘unpinked’ control sample gave
the peaks only for Pb(II).
(ii) Formulations made from what is described as ‘low-active TiO2’ gave no
pinking, while progressively more active grades gave progressively greater
levels of pinking. The categorisation of ‘activity’ of the TiO2 was based on
its propensity to experience greying in the authors’ ‘greying test.’
Thus these authors propose that the pink colour is due, at least in part, to optical
transitions within a Pb(IV) compound, possibly Pb3O4. Their correlation between
‘greying activity’ and ‘pinking’ activity does not fit well with the dehydrochlori-
nation mechanism of Lemaire et al. [22]. However, it must be noted that the latter
group have achieved pinking with lead-free samples, albeit under more vigorous
artificial weathering conditions than the lead-stabilised samples. The present
authors find the photoelectron spectral results particularly convincing, but clearly
this debate is far from over.
Figure 10 Plot of extents of carbonyl development in PVC versus time of irradiation for a
loading of 4 % of different grades of TiO2 [50].
Mechanism of action of titanium dioxide pigment in the photodegradation 365
Figure 11 Location of bond energies for TiO2 coated by insulators with identical band gap but
different relative frontier energies [12].
366 Terence J. Kemp and Robin A. McIntyre
are repelled equally, although some electrons and holes will have sufficient
energy to penetrate the coatings, orbitals to reach the outer surface. In Figure 11B,
the electrons face a prohibitively high barrier, but holes can penetrate easily, to
confer comparable oxidative stress on the polymer matrix. In Figure 11C it is the
electrons which have the easy path, the holes being trapped at the TiO2-coating
interface. Since the holes are the major source of oxidative degradation, the con-
figuration in Figure 11C represents the best strategy for achieving protection of
the polymer. Diebold [12] observes that while most, if not all, of the commercial
durable grades of TiO2 rely on encapsulation, there is a fine balance to be struck
between achieving completeness of encapsulation (by utilising a thick coating)
and preservation of the optical qualities of TiO2, (by utilising the thinnest possi-
ble layer). Calculation shows [12] that at least three monolayer equivalents of
coating oxide must be deposited to achieve 95 % coverage.
Very detailed studies have been carried out of the effects of a more exten-
sive range of TiO2 pigments on retention of brightness and gloss on weathering
[51]. The overall conclusions were (i) an inorganic surface modification using
low amounts gives only minor improvements; (ii) by using various sophisticated
inorganic multicomponent surface treatments, outstanding photostabilities are
achieved, whether the TiO2 core is derived from the chloride or sulfate manu-
facturing processes; (iii) not only the gross formula of surface modification but
also the details of the modification procedure are decisive for pigment
quality.(This paper also deals with the effects of stabilisers). In a development of
this work [52], loss of gloss was correlated with surface roughness measurements
and SEM images of weathered PVC-TiO2 plates.
On balance, eqn (27) is more likely to lead to reduced photoactivity, and hence
protection of the polymer than eqn (28), although the latter will remain signifi-
cant in that e-/h+ recombination will be reduced.
A second effect is on the band-gap; transition metal ions absorb in the
visible region and, for example, Co2+-doped TiO2 is activated towards the photo-
degradation by visible light of gaseous acetaldehyde [53]. A particularly detailed
and wide-ranging study is due to Ikeda et al. [54] who doped TiO2 with V, Cr, Fe,
Co, Co, Cu, Mo and W; in general the photoactivities of these materials were less
than those of the undoped TiO2, and were reduced further as the doping level
increased. Femtosecond pump-probe transient absorption spectroscopy [54]
showed a transient peak at 620 nm, in agreement with Colombo and Bowman
[55], attributed to trapped electrons generated by photo-excitation. The decay
constant of the transient (kR) increased on doping with all of the transition-metal
ion investigated to an extent dependant on dopant concentration. In general, the
photochemical activity decreased with increase in kR. A similar conclusion was
reached for Mo- and V-doped TiO2 from surface photovoltage spectra (SPV) [56];
the SPV values fall from 6400 V for TiO2 to only 1·3 and 3·9 for Mo- and
V-doped samples respectively.
Partial reduction of TiO2 to give a number of Ti3+ centres has an enhanc-
ing effect on the photoactivity of the semiconductor attributed to the difference
between the Fermi level and the redox potential of an O2/H2O2 containing environ-
ment, leading to electron depletion from the surface and reduced surface h+/e–
recombination [57]. Conversely, oxidation of the semiconductor lowers the Fermi
level of the particles, increasing the surface recombination rate and hence reduc-
ing the quantum yields. Milling or grinding the TiO2 introduces bulk defects
where electron and holes recombine [57].
One of the few papers relating to the effect on polymer degradation of
metal-ion doping of TiO2 refers to the non-transition metal ion Al3+; here the
effects on artificial weathering of alkyd paint films were explored, based on loss
of gloss and development of chalking [58]. The Al2O3 dopant partly dissolved in
the TiO2 host while part was segregated to the surface; the latter could be
removed selectively by etching. It was found that Al3+ in the bulk was more
important than at the surface, operating by providing recombination sites. Of the
two modes of incorporating Al2O3 into rutile, only the one providing oxygen
368 Terence J. Kemp and Robin A. McIntyre
3·1 Polyethylene
Initial studies [61] concentrated on changes in mechanical and optical properties
of PE-TiO2 films on UV irradiation. Irradiation-induced decreases in weight and
tensile strength and the development of an enhanced white coloration were
observed, which TEM revealed to be due to the development of voids around the
TiO2 particles.
Allen et al. [62,63] reported a significant irradiation wavelength effect in
the photoageing of TiO2-pigmented low density polyethylene (LDPE) films as
determined by development of the carbonyl index; with long-wavelength
(365 nm) excitation all types of TiO2 pigment, except the superdurable, heavily
coated rutile grade, behaved as sensitisers whereas with a narrow band 254 nm
source, the pigments behaved as UV screeners and protected the LDPE. Under
high intensity polychromatic irradiation all the pigments behaved as photosensi-
tisers. Increasing the temperature of the photoirradiation from 50ºC to 90ºC
increased the rate of oxidation by an order of magnitude. The principal degradation
products were carboxylic acids (1710 cm-1), esters (1740 cm-1) and peroxyesters
(1770 cm–1). The effectiveness of the various grades of TiO2 followed the
expected sequence, i.e.
Typical differential absorbance versus time plots are shown in Figure 12.
In an earlier paper [64], the effect was studied of adding rutile to com-
mercial PE containing the anti-oxidant 4,4′- thio-bis(tert-butyl-meta-cresol),
known as Santanox R. The TiO2-free system shows pronounced photo-yellowing
while addition of coated rutile markedly inhibited this discoloration. As regards
photo-oxidation as measured by the carbonyl index, with uncoated rutile the
photo-stabilisers Irgastab 2002 and UV 531 were more effective than Tinuvin
Mechanism of action of titanium dioxide pigment in the photodegradation 369
Figure 12 Differential absorbance at 1710 cm-1 versus irradiation time (3:1) (h) for LLDPE
films (100 m thick) at 50C containing (X) no TiO2 and 0·5 % w/w of pigment (▼) A, (▲) B,
(■) C, (■) D, (●) E [62].
770, while in the presence of coated rutile, the reverse was the case. The authors
suggest that the stabiliser can be adsorbed onto the pigment particle, particularly
so with the uncoated pigment. The significance of stabiliser-pigment interaction
is also noted in an earlier paper [65].
3·2 Polypropylene
Allen et al. [66] have extended their infrared kinetic spectroscopic studies of
synergistic/antagonistic effects of TiO2 pigments and a range of antioxidants and
light stabilisers from polyethylene (Section 3·1) to polypropylene.
Figure 13 Carbon dioxide evolution from unpigmented (U, +), anatase-pigmented (A, ▲), and
rutile-pigmented (R, ●) acrylic films [70].
Mechanism of action of titanium dioxide pigment in the photodegradation 371
Figure 14 Carbon dioxide evolution after 210 minutes as a function of variation in incident UV
intensity. The UV intensity was varied by using neutral density filters, either singly or in com-
bination [70].
4·3 Polystyrene
Polystyrene has been manufactured on an industrial scale for about 100 years and
various fillers has been utilised including glass fibres, glass beads and Al2O3 [72],
but to our knowledge, no systematic study has been published of the degradative
effects of TiO2 as a filler or colorant of polystyrene. Our preliminary study of
TiO2-pigmented polystyrene films (Figure 15) indicates that all grades [50] of
TiO2 at 4 % loading reduce carbonyl formation, with Oxonica grade BFB exer-
cising the strongest protective effect.
5. CONCLUSIONS
The interactions of photo-excited TiO2 particles with a polymer host are complex.
372 Terence J. Kemp and Robin A. McIntyre
Figure 15 Plot of extents of carbonyl development in polystyrene versus time for a loading of
4 % of different grades of TiO2 [50].
6. ACKNOWLEDGEMENTS
We thank Oxonica Ltd. for financial support of R.A.M. through a Faraday
Partnership.
Mechanism of action of titanium dioxide pigment in the photodegradation 373
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