Design and Simulation of A CMOS-MEMS Acc
Design and Simulation of A CMOS-MEMS Acc
Design and Simulation of A CMOS-MEMS Acc
by
Gang Zhang
A Project Report
Master of Science
in
May, 1998
1 Introduction .............................................................................................................................................3
1
5 Experimental Results ................................................................................................................................32
6 Conclusions ..............................................................................................................................................37
7 Bibliography .............................................................................................................................................38
2
1. INTRODUCTION
significant progress over the past decades. The advantages of low-cost, low-power, small size, batch fabri-
cation makes MEMS-based inertial sensors have a wide range of applications in automotive, consumer,
computer, and navigation markets. As the most mature MEMS-based inertial sensor application, current
MEMS accelerometers have the highest degree of integration, with sensing elements and electronic inter-
from custom processes combining polysilicon surface micromachining and electronic circuits processes.
Microstructures are separated from electronics by around 100µm due to process limitations, which wastes
significant amount of silicon area. Parasitic capacitance between the structural layer to the substrate can be
around 50 pF for a typical inertial sensor design. Interconnection between microstructures and electronics
is implemented by the polysilicon layer or by diffusion with large resistance and parasitic capacitance to
substrate, which result in large wiring noise and signal attenuation. Extra micromachining process steps
usually involve performance and yield compromises, and are incompatible with standard IC technology.
The accelerometer described in this report is designed with the CMOS-MEMS technology devel-
oped at Carnegie Mellon[5]. The process flow, shown in Figure 1.1, incorporates microstructures with the
Hewlett-Packard 0.5µm three-metal n-well CMOS process. After the foundry CMOS processing, two steps
of dry etches, with the top metal layer as etch resistant mask, are performed to create microstructures. An
anisotropic reactive ion etch (RIE) with CHF3/O2 is first performed to etch away exposed oxides, and form
microstructural sidewalls. This step is followed by a more isotropic RIE with SF6/O2 to etch bulk silicon
and release the microstructures from substrate. Dry etches eliminate sticking problems associated with
Comparatively, CMOS-MEMS technology has many advantages over polysilicon surface microma-
chining processes. Compatibility with conventional CMOS technology enables fast, repeatable, reliable,
and economical fabrication of MEMS devices integrated with conventional CMOS. Microstructures can be
integrated as close as 12 µm from on-chip electronics limited by the silicon undercuts. Since the mask
metal layer is defined by lithography in the CMOS process, the minimum microstructure feature size is
1.5µm and scales with CMOS technology. Structural layers are released with a gap of about 20 µm above
3
microstructure
metal
MOS layers
device
substrate
Figure 1.1(a) after foundry CMOS process
metal
layers
substrate
Figure 1.1(b) after dielectric etching
released microstructure
anchor
the substrate, providing a much smaller parasitic capacitance to the substrate. Aluminum interconnect
eliminates thermal noise caused by wiring resistance. Multiple conductors can be built into structural lay-
ers, which allow novel and flexible design, such as fully differential capacitive sensors, self-actuating
springs and gimbaled gyroscope designs[12]. Such designs can not be implemented in homogeneous con-
In this report, design issues are addressed with the emphasis on exploiting advantages and benefits
In Chapter 2, the design of the sensing element is presented. There are many novel features in this
design, which take advantage of the CMOS-MEMS technology, including a fully differential capacitive
sensing interface, and common centroid topology. To address the curling problem associated with the com-
posite structural layers, a rigid frame is included to match curl of rotator fingers and stator fingers to first
order. The rigid frame also reduces the parasitic capacitance by suspending signal paths far above the sub-
strate. All major characteristics of the sensing element design are covered including Brownian noise, sensi-
4
tivity, resonant frequency, damping factor, electrical spring softening, gap capacitors, capacitive bridge
interface, and electrostatic force feedback actuators. Finite-element analysis with Abaqus[16] is also pre-
sented.
Chapter 3 focuses on the design of the electronic interface circuits. A fully differential interface is
presented. Front-end circuitry consisting of buffers and preamplifiers enables isolation of the sensing
nodes, preamplification of the signal and provides design flexibility for the later stages. In the demodulator
and preamplifier design, switched-capacitor techniques are used with correlated double sampling to
remove offset and errors. A fully differential wide-swing folded-cascode amplifier with dynamic common-
mode feedback is designed. Noise contributions are calculated thoroughly from different sources.
Chapter 4 details the simulation of the accelerometer system using Hspice[14]. Approaches combin-
ing mechanical and electrical simulation are developed to predict the performance of the complex system.
Chapter 5 describes tests methods and experimental results of two fabricated accelerometers. Major
parameters of the sensor are measured. Experimental results point out some design issues such as spring
Chapter 6 concludes the overall work and outlines the directions of future work.
Acknowledgments
I am grateful to my advisor, Professor Gary Fedder, for his guidance, encouragement and support
throughout this project. I have grown academically as well as personally during the course of this interac-
tion. I thank Professor Rick Carley for his guidance on circuit design and for reviewing the manuscript. I
also thank Suresh Santhanam for releasing the devices and thank my fellow students at Carnegie Mellon:
Steve Eagle, Mike Kranz, Hasnain Lakdawala, Mike Lu, Jan Vandemeer, Yong Zhou, Xu Zhu, for helpful
discussions. Finally I will heartily thank my wife Connie for her love and her full support for me all the
time.
5
frame reference
movement x
k
proof mass M
spring damper
b
Cs1 Cs2
Cp
Vm+ sense
signal Vm-
2.1 Overview
A simplified schematic of a capacitive microaccelerometer is shown in Figure 2.1. The central part
of the accelerometer is a suspended micromechanical proofmass, which acts as the sensing element. When
an external acceleration is applied, the proofmass will move with respect to the moving frame of reference.
The acceleration is inferred from the displacement of the proofmass which can be measured by several
means. For the capacitive sensing approach, the displacement is detected by measuring the capacitance
change between the proofmass and adjacent fixed electrodes. Low parasitic capacitance achieved from
monolithic integration are the key to maximizing the performance with this technique.
The most commonly used capacitive sense interface is a single-ended half-bridge interface shown in
Figure 2.2(a)[1]. Change in capacitance can be measured by driving the ends of the bridge and taking the
central node as the output. Fully differential interfaces are always preferred to their single-ended counter-
parts because of better power supply rejection and first-order cancellation of substrate coupling. In previ-
ous work, differential capacitive sense interfaces have been implemented with polysilicon surface
micromachining processes. In some designs displacement is sensed with a capacitive half-bridge by modu-
lating the central node (i.e., the proofmass) and connecting the two fixed ends to a differential position
sense interface (Figure 2.2(b))[3]. Since there is only one modulation node instead of two differential ones,
6
Vm Vm+
Vm+
Cp1 Cp2
Vm-
Vm-
(a) (b) (c)
Figure 2.2: Different schemes of capacitive interfaces
a significant common-mode signal will appear at the input nodes of the differential interface. This scheme
requires special input common-mode feedback (CMFB) circuitry to improve input common-mode rejec-
tion ratio (CMRR) and dynamic range, however, at the expense of noise and bandwidth[6]. Mismatch
between two parasitic capacitors (Cp1, Cp2) results in output offset which can be a great source of drift over
A fully differential full-bridge capacitive sense interface, shown in Figure 2.2(c), is described in this
chapter. Taking advantage of multiple conductors in the structural layer, this topology can approximately
double the sensitivity of half-bridge topology with the same value of sensing capacitance. Since the inter-
face is truly fully differential, very high CMRR can be achieved at the outputs. There is no need for extra
circuitry for input CMFB at the inputs of sensing electronics. In the layout realization, common-centroid
A unique suspended rigid frame illustrated in Figure 2.7, is included in the sensing element design to
provide several advantages, including minimized parasitic capacitance from the signal path to the sub-
strate, and first order curl matching between the rotor fingers and the stator fingers as discussed in section
2.3.
To implement balanced force feedback and for self-test purposes, four electrostatic force actuators
are placed on the corners of the sensor. Actuation fingers are separated and shielded from sensing fingers to
7
The schematic shown in Figure 2.1 shows the mechanical parameters for the sensing element. The
differential equation for the displacement x as a function of external acceleration is that of a second-order
mass-spring-damper system:
2
dx dx
m 2 + b + kx = ma ext (2.1)
dt dt
where k is the spring constant, b is the damping coefficient, and aext is the external acceleration. In Laplace
X(s) 1 1
----------- = ----------------------------- = ---------------------------------- (2.2)
A(s) 2 b k ωr
s + s ----- + ω r
2 2
s + s ---- + ----
m m Q
where ω r = k ⁄ m is the resonant frequency and Q = ω r m ⁄ b is the quality factor. At low frequency (ω
<< ωr),
X 1
---- ≈ -------2 (2.3)
A ωr
The sensitivity is inversely proportional to the square of the resonant frequency which means the
lower the resonant frequency the higher the sensitivity. But actually, the lower limit of resonant frequency
is bounded by many factors such as the mechanical shock resistance, the achievable lowest spring constant,
An open-end folded-beam suspension is shown in Figure 2.3. One advantage of this topology is that
the residual stress can be released and will not affect the spring constant. The same topology with more
turns can provide a lower spring constant, and thus higher sensitivity. The spring constant of this structure,
w 3
k y = Eh ---- ⁄ 2 (2.4)
l
where E is Young’s modulus, h is the thickness, w is the width and l is the length of the spring structure.
To have stable sensor parameters, the spring constant must be well controlled. According to the
8
anchor
l
y
w
(a) (b)
force
Figure 2.3: Open-end spring Figure 2.4: Effect of misalignment of metal layers
above formula, the spring constant is proportional to the third power of the width, which, therefore, is the
key parameter to be controlled. The width is determined by the width of the widest metal layer. If the three
metal layers in the beam have the same width, then any misalignment among them will cause variation of
the beam width (Figure 2.4(a)). To eliminate dependence on misalignment, which can be around 0.1µm,
widths of metal3 line are restricted to have 0.3µm overlap on both sides over the underlying metal1 and
metal2 lines. With this restriction as a design rule, beam width is solely determined by the width of top
metal3 line as shown in Figure 2.4(b). Even though beam width can be controlled in this way, the misalign-
ment of metal layers can cause lateral bending of the beams, due to lateral residual stress gradient in the
Figure 2.5 shows finite element analysis results of the resonant modes of a lateral accelerometer. The
simulation is done with Abaqus[16]. The dimension of the sensor is 300µm by 400 µm, with a proofmass
of 0.47µg. Two-turn open-end springs are used in the design. A rigid frame is also included in the model.
Another important factor that has to be taken into account for accurate spring constant estimation is
mode 2 mode 3
Z, 13.3kHz θY, 14.0kHz
mode 1:
spring Y, 6.76kHz
frame anchor
mode 4 mode 5
θX, 25.1kHz spring, 36.5kHz
Z
Y
proofmass
X
Figure 2.5: Finite element analysis results of the resonant modes of the sensor.
9
electrical spring softening caused by modulation voltages as will be discussed in section 2.5.
There are two categories of damping mechanisms with the design. Structural damping is caused by
friction within composite structural layers. The second category is viscous air damping which, at atmo-
spheric pressure, is several orders of magnitude higher than structural damping. Damping caused by air
flow between the rotor and stator fingers, and at the edges of the proofmass is the major damping mecha-
nism. Since the proofmass is relatively far above the substrate, Couette-flow damping, due to shear flow
between parallel plates, is relatively small. For the lateral accelerometer, squeeze-film damping, which
occurs when the air gap between two closely placed parallel surfaces changes, is not critical either. Hagen-
Poiseuille flow[7] is assumed to model damping with narrow width gaps. The damping coefficient between
3
b = 7.2µl ---
t
(2.5)
d
where µ is effective viscosity of air, t is finger thickness, d is finger gap, and l is finger length. At 760 torr
and 20oC µ is 1.56e-5 kg/m.s. For the symmetric design in this report, with gap number of 28, the calcu-
lated damping coefficient is 2.7x10-6 kg/s, and the corresponding Q is 7, which is close to the measured Q
of 8. Reducing the damping coefficient by changing the finger size or gap is at odds with increasing sens-
ing sensitivity. Vacuum packaging can reduce damping and increase the quality factor significantly.
Due to the composite nature of the CMOS-MEMS structural layer, structures experience more verti-
cal stress gradient than that seen in optimized polysilicon processes. The typical radius of curvature of the
structural layer can be relatively small, around 4 mm, compared with a radius of curvature of 800 mm in a
With given radius of curvature and beam length, displacement of the beam tip caused by curl is,
h = R – R cos ----
l
(2.6)
R
For example, for R=4mm, and l=200µm, the beam curls out-of-plane by 5µm, which is equal to the beam
10
Comb fingers Rigid frame
Anchor
Top view
Side view
(a) (b)
Figure 2.6(a) illustrates two interdigitated fingers anchored on the substrate at opposite ends. If the
fingers are sufficiently long, then both fingers will curl out-of-plane. Similarly, in accelerometer design,
both rotor fingers and stator fingers will curl out-of-plane and cross, reducing the effective sensing capaci-
tance. Moreover, the mismatch can drift dramatically with environmental variations such as temperature
and moisture, increasing the overall sensor drift. Unfortunately, alleviating the curling problem by limiting
structure size will reduce effective mass and increase the Brownian noise floor. Thus a special technique
targeting good curl matching is demanded. If the structure is modified as in Figure 2.6(b), making the fin-
ger on the right anchored on a frame curling in line with the left finger, then the interdigitated fingers will
To achieve matching of curl to first order in the accelerometer, both the suspension springs and the
stator fingers are anchored to a rigid frame instead of the substrate, as shown in Figure 2.7. The rigid
frame, springs, proof-mass plate, rotor fingers and stator fingers are made from the same type of structural
layer to match stress gradient. The side view of the device shows a good curl matching of the fabricated
device (Figure 2.8).
A rigid frame also provides the benefit of low parasitic capacitance from the sensing nodes to the
substrate, since the rigid frame is released from the substrate and has much less area compared to the proof
mass. An additional benefit is the compatibility with micro-oven control. Since the rigid frame thermally
isolates the sensing element from other parts on the chip, thermal gradient effects on the suspension
11
anchor springs rigid frame
curl matching
Y comb
fingers
X
proofmass
Figure 2.7: Top-view of the accelerometer Figure 2.8: Side-view shows curl matching
The frame must be rigid compared with the compliance of the springs, otherwise the stator fingers
may have displacement with respect to the input acceleration signal. As shown in Figure 2.7, the residual
stress in the vertical beams of the frame is released by bending the horizontal beams very little in Y direc-
tion. There is no lateral buckling, which is proved by Abaqus simulation and fabricated devices.
The capacitive bridge interface to the accelerometer has a novel design. It provides fully differential
signals to the following electronics, with very good CMRR compared with previous work, eliminating the
need for common-mode feedback circuits at the front end. A common-centroid design cancels the cross-
axis and translational coupling to first order, and reduces offset among sensing capacitors.
Multiple conductors in the structural layer make this design topology realizable. With CMOS-
MEMS technology, isolated interconnect can be routed within the proofmass, allowing much more flexible
sensor design. High-impedance sensing nodes are connected to stationary fingers on the rigid frame, while
low-impedance modulation nodes are connected to rotor fingers on the proofmass. Since the frame is
released from the substrate, signal wires are short. This topology reduces parasitic capacitance to substrate
and coupling from other signals like modulation signals and drive signals.
Schematics of these two designs are shown in Figure 2.9. The symmetric topology (Figure 2.9(a))
has the advantages of simplicity and less parasitic capacitance along with the disadvantage that a cross-axis
acceleration signal generates a common-mode output. The common-centroid design (Figure 2.9(b)) has
12
Vm+ Vm- Vm+ Vm-
Anchor Springs
Rigid frame
Proofmass
better cross-axis rejection ratio, but has greater parasitic capacitance due to longer wires and cross-overs
Low-impedance signals such as modulation voltages, and drive voltages are fed in from one side of
the sensor through suspensions to the proofmass. High-impedance sensing signals are routed directly
through the frame. This arrangement of the interconnection minimizes coupling to the critical sensing
nodes.
Gap capacitance of comb fingers in CMOS-MEMS technology is rather different from that in homo-
geneous polysilicon MEMS technology. However, since the dielectric material between metal layers has
significantly larger dielectric coefficient (~4) than that of air, most of the comb voltage drops between the
air gap. Therefore, to first-order, the capacitance model for CMOS-MEMS is similar to polysilicon
MEMS. As shown in Figure 2.10, the total gap capacitance can be modeled as
C d ⋅ C d air
C gap = C m air + ------------------------- ≈ C m air + Cd air (2.7)
C d + C d air
where Cm_air is the gap capacitance with metal sidewall, Cd_air is the gap capacitance with dielectric side-
wall, and Cd is the dielectric capacitor. Considering the dimensions and different dielectric coefficients of
the two types of capacitors, Cd is about an order of magnitude larger than Cd_air, so approximately the total
gap capacitance is equal to the sum of Cm_air and Cd_air, which is close to the gap capacitance of homoge-
13
2µm 2µm 2µm
2µm2µm metal
1µm
4.5µm
0.5µm + polysilicon
dielectric parallel plate gap
CMOS-MEMS o CMOS-MEMS
2µm2µm 2µm
4.5µm
Polysilicon
Figure 2.11: Finite element analysis results of different types of gap capacitance.
Capacitance per unit length can be more precisely determined by using electrostatic finite element
analysis using Ansoft Maxwell [15]. Figure 2.11 shows the simulation results for CMOS-MEMS and pol-
ysilicon comb fingers with the same beam cross-sections, and compared with a simple parallel-plate
approximation.
For simulation purposes, an accurate capacitive bridge model is required which takes into consider-
14
Vm+
Cs1 Cs3
Vs+ Vs-
Cp_cr Cp_sub2
Cp_sub1 Cs2 Cs4
Vm-
ation all the parasitics and couplings. Compared to previous work, the capacitive bridge is quite simple and
close to ideal. Parasitics are small, and need for a ground-plane shield is eliminated. Resistance from inter-
connect is negligible. In Figure 2.12, the major parasitic capacitors are those between sensing signal paths
and the substrate, Cp_sub1 and Cp_sub2, and between two sensing paths, Cp_cr. The crosstalk capacitance,
Cp_cr is increased in the common-centroid design because the two signal paths have to overlap. The effec-
tive total value of these parasitic capacitors is around 70fF, which is the same order as the total sensing
capacitance. Parasitic capacitance of diodes and input transistors of buffers is relatively small, less than
5fF.
C s1 – C s2 C s3 – C s4
V out = V s + – V s– = V m ---------------------------------------------------------------------- – --------------------------------------------------------------------- (2.8)
s1
C + C s2 + C p sub 1
+ 2C p cr C s3 + C s4 + C p sub2 + 2C p cr
The sensitivity of the sensor is defined by the ratio of output voltage over input acceleration. We can
divide this ratio into three terms which give more physical insight:
∆V ∆x ∆C ∆V m Cs Vm mV m
-------- = ------ × ------- × -------- = ---- × ----- × ------------------------
- = --------------------------------------------
- (2.9)
A A ∆x ∆C k d C s + C p ⁄ 2 kd [ 1 + C p ⁄ ( 2C s ) ]
An increase in sensitivity can be obtained by increasing effective mass, and modulation voltage, or by
reducing spring constant, finger gap, and the ratio of parasitic capacitance and sensing capacitance. Since
m, and d are limited by process technology, sensitivity is most effectively increased by adjusting k, and Vm.
As discussed in section 2.2, spring constant k can be reduced by increasing the number of spring turns,
however, a large number of turns tends to increase the cross-axis sensitivity, and reduce quality factor. Vm
15
-Vm +Vm
Top view
l
Vs
d d
t Side view
-Vm 0 x +Vm
Figure 2.13: Modulation signals, Vm, generate electrostatic forces between comb fingers
is limited by electrostatic spring softening effect, which may cause instability, and is discussed in the next
section.
Modulation signals, present on the sensing capacitors, generate an electrostatic force on the proof-
mass.
2 2
NεltV m NεltV m
F = – ---------------------
-2 + ---------------------
-2 (2.10)
2(d + x) 2(d – x)
where N is the number of gaps, l is the length of fingers, t is the thickness, d is the gap, x is the displace-
ment of rotor fingers, and Vm is the amplitude of modulation signals. The effective electrical spring con-
∂F
= – NεltV m -------------------3 + -------------------3
2 1 1
ke = – (2.11)
∂x (d + x) (d – x)
As an example, given N=28, t=5µm, l=50µm, d=2µm, and a mechanical spring constant of 1N/m,
Figure 2.14 shows the total effective spring constant vs. displacement x for Vm from 1V to 5V. When dis-
placement is larger than a certain critical value, the value of the total spring constant becomes negative and
the system will be unstable. For example, with Vm of 4V, a displacement of 1.0µm will create a negative
spring constant and result in crashing of the fingers. At equilibrium, x=0, the effective electrical spring
16
1V
Vm=5V
constant is:
∂F
= – 2NεltV m -----3
2 1
ke = – (2.12)
∂x d
which is an appropriate approximation for the force balancing accelerometer since the proofmass position
is nulled by the feedback. In the common-centroid design discussed in this report, with 1V modulation
voltage, the effective electrical spring constant is -1.5x10-2N/m, which is a significant fraction of the
mechanical spring constant, 0.5N/m.
To implement force-balancing feedback and for design testability, four parallel comb-drive type
electrostatic actuators are located at the four corners of the device. As shown in Figure 2.15, one of the
rotor fingers is connected to the drive voltage signal, while all other fingers are grounded to shield the actu-
ation signal from the sensing nodes. Since the stator fingers are close to the sensing nodes, it’s desired to
connect driving voltage to rotor fingers only. The electrostatic force for the comb-finger gap is given by:
2 2
CV εtlV
F = ----------- = N -------------- (2.13)
2d 2
2d
where d is finger gap, and C is the capacitance of the comb-fingers. In the designs described in this report.
17
limit stops
proof-mass
Vdr rigid
electrostatic frame
force shield
Vm
Vs
Figure 2.15: Electrostatic actuator with limit stops
The four actuators have 1.5fF gap capacitance each and can provide about +4g driving acceleration with a
driving voltage of 5V. To prevent shock effects during handling and testing, limit stops, which are
grounded, are included in actuator design to prevent crashing. The distance between the tips on the limit
stops is 0.9µm(3λ) less than the gaps between comb fingers, so limit stops will touch each other before
other fingers. Since the minimum spacing between metal-3 lines (1.5µm/5λ) is used for finger gaps, this
design actually violates the design rule. However, since the limit stops are grounded and micromachining
process can prevent them from mechanically touching, this design works well in reality. The adjacent tips
18
3. ELECRICAL INTERFACE CIRCUITRY DESIGN
3.1 Introduction
response to an input acceleration. There are several methods for this transduction: piezoelectric sensing,
piezoresistive sensing, electron tunneling, and capacitive sensing. The advantages of capacitive sensing
include low noise, easy realization with conventional processes, and high sensitivity. For the polysilicon-
based surface MEMS processes, a drawback of capacitive sensing is that the output can be seriously atten-
uated by the parasitic capacitance at the output node. But as stated in Chapter 1, for the CMOS-MEMS
process, the parasitic capacitance is relatively small. In this chapter, a fully differential interface to the
accelerometer is presented.
The system block diagram is shown in Figure 3.1. There are two ways to sense the capacitance
change, one is through sensing charge and the other one is through sensing voltage. Voltage can be sensed
by buffering the output nodes[8]; while charge can be sensed by connecting the output nodes to a charge
integrator [6]. Voltage buffering is used here instead of charge integration. Buffers isolate the sensitive
nodes from following electronics, especially dynamic switched-capacitor circuits, eliminating effects from
switch noise, and reflect noise injections [6] to the sensing node. Since the parasitic capacitance is very
small, there is no need for buffer driven shielding to increase sensitivity. Diodes can provide good dc bias
at the high-impedance inputs of the buffers without considerable noise contribution. Buffers are followed
by preamplifiers to boost signal levels. Large load capacitors associated with buffers and preamplifiers sig-
nificantly reduce kT/C noise and switch noise. The amplified signal is then led into a switched-capacitor
demodulator. Switched-capacitor circuits have advantages of good dynamic range, accuracy, parameter
latch
fs
Aext
Σ M x1 A D A DSP digital
output
sensor buffer preamp demodulator preamp comparator decimator
Afeedback
F V m-nz-1
actuator compensator
19
Vdd Vdd
m7 m10 m9 m7 m8
m10 m8
to Vout1
Vin m1 m2 off-chip I Vin1 m1 m2 Vin2
Ibias m9 bias
Vout2
m3 m4 Vout m6
m5
m5 m6 m3 m4
Vss Vss
(a) buffer schematic (b) pre-amplifier schematic
Figure 3.2: Schematics of the front-end circuits
The front-end electronics are composed of ac coupled buffers and preamplifiers. Typical mismatch
of MOS devices can be very large, up to 10mV input offset. If stages are dc coupled, there will be signifi-
cant offset accumulation and propagation, which will drastically reduce the dynamic range. To solve this
problem, outputs of preceding stages are connected to the inputs of following stages through a large ac-
coupling capacitor, and the inputs of following stages are dc biased by diodes. The coupling capacitors are
chosen to be reasonably large (2pF) to minimize signal attenuation by the capacitive divider formed
The schematic of the buffer is shown in Figure 3.2 [8]. Optimal buffer design requires a trade-off
between minimization of input capacitance and minimization of thermal noise. Increasing transconduc-
tance of the input transistors will reduce thermal noise, but the transistor size must increase assuming con-
stant Vgs-eff, which equals to (Vgs-Vt), and therefore increase the input capacitance. PMOS input transistor
pairs are used to minimize body effect due to the n-well CMOS process. Cascoded transistors decouple the
drains of input pairs from output nodes, and keep drain nodes tracking the input, thus minimize effective
input capacitance. A Vgs-eff of 0.25V, and a bias current Idc of 100µA are used in design. Hspice simulation
shows a -3dB bandwidth of 98MHz with 1pF load, and an effective input capacitance of 2.5fF.
Diodes are used to provide dc bias at input nodes. In the n-well CMOS process, the diode is imple-
mented as shown in Figure 3.3. There are two types of connections used depending on which node is
attached to the high-impedance node. As shown in Figure 3.3, the P-type connection has much less capac-
20
Vs Vs
p+ n+ p+ n+
Cp Cp
n-well n-well
p- substrate Cp’ p-substrate
Vss Vss
Vs GND GND Vs
P-type connection N-type connection
Figure 3.3: Two types of connections for diode in n-well process
itance than the N-type connections, since the latter has a much larger associated substrate junction capaci-
tance. Therefore, high-impedance nodes are connected to the P-type side of the diodes in out circuits.
There are other implementations of diodes, such as diode-connected MOS devices, however, they have
The main trade-offs in preamplifier design are to achieve reasonable gain boost, minimize thermal
noise, and limit bandwidth, while keeping reasonable settling time. Since the output signals of the pream-
plifiers are sampled for demodulation at the following stage, the preamplifier should also act as an anti-
aliasing filter to minimize high-frequency noise aliasing to the signal band. Simple differential pairs with
diode-connected load transistors have enough speed to achieve the settling requirement. A gain of about 10
is obtained for each gain stage. Since the signal dynamic range is relatively small, there is no need to use
triode-connected loads to have less distortion. Since the pre-amplifier is working open-loop, and the domi-
nant pole is determined by the large sampling capacitor on the output node, settling time can be estimated
simply through the RC delay time at the output node. For a sampling frequency of 1MHz, a settling time of
less than 100nS is required. Using 7τ as the settling time (settle to within 0.1%), the preamplifier must have
a -3dB bandwidth of 12MHz, which requires an output impedance of 7kΩ for a sampling capacitor of 2pF.
Hspice simulation shows a -3dB bandwidth of 16.5MHz with a 2pF load capacitor. Another requirement
for the preamplifier is that the input capacitor be relatively small and stable, since it forms a capacitor
divider with the ac coupling capacitors, and directly affects the gain. In the design, the effective input
21
3.3 Demodulator Design
The demodulator schematic is shown in Figure 3.4, together with the clock waveforms. After pream-
plification, the signals are subsequently sampled for demodulation. At the capacitive bridge interface, the
sensing signals are modulated to high frequency. Through demodulation, sensing signals are moved back
to low frequency and low frequency noise, offsets and switch charge errors injected at the front-end cir-
Operation of the demodulator is shown in Figure 3.5. Since the acceleration signal bandwidth is
much smaller than the modulation frequency, we can assume that the sensing signals have constant ampli-
tudes within one modulation period and only change sign between first and latter half period, which is
almost true given that the bandwidth of the acceleration signal usually is no greater than 1kHz. Offsets and
low frequency noise associated with the position sensing interface, are referred to an error voltage, Verror,
at the inputs of the demodulator. Verror remains constant between two adjacent samples, assuming suffi-
ciently high modulation frequency, i.e. 1MHz for this design. A correlated double-sampling technique [10]
For one modulation period, there are four phases, namely, Sample 1, Integrate 1, Sample 2, and Inte-
grate 2. During the Sample 1 phase, Vs+ and Verror are sampled to sampling capacitor Ci1, and Vs- is sam-
pled to Ci2. At the same time, integration capacitors Cf1 and Cf2 are reset to zero charge, and hold
capacitors Ch’s are floating. During the Integrate 1 phase, the difference of charges on Ci1 and Ci2 are inte-
grated to Cf1 and Cf2, and the outputs are preamplified, sampled and held on hold capacitors. During the
Sample 2 phase, -Vs+, Verror and -Vs- are sampled. Since in the second half of the demodulation period, the
hold capacitors are floating, charges obtained during the Integrate 1 phase are held. In the final Integrate 2
phase, -Vs+, Verror, -Vs- are integrated and amplified. Since the error voltage remains constant, and sensing
signals flip their signs, the subtraction cancels out the error voltage and amplifies the sensing signals, as
Referring to the waveforms in Figure 3.4, the switches k1and k2 use the φ1e phase which turns off
earlier than φ1, and k3 uses the φ1ed phase which turns off slightly later than φ1e but still ahead of φ1. The
purpose of doing this is to reduce switch charge injection errors and clock feedthrough. By turning off
switches k1 and k2 slightly earlier, charge injection of other switches, k4, k5, k6, k7, and k8 will not add to
22
Vm+
Cf+
d1 d3
Cs1+ Cs2- φ1e k1 φ1 k5 φ3
Vs+ Cac φ1 Ci+ Ch
x1 +- +- +-
Preamp To
Buffers φ2 k4 φ1ed k3 Opamp CMFB Preamp
Comparator
Cs1- Cs2+ -+ - + -+
Vs-
x1
Cac φ1 Ci- k2 Ch
d2 d4 φ1e φ1 k6 φ3
Cf-
Vm-
Modulation
φ1
φ1e
φ1ed
φ2
φ3
Feedback
Time
Figure 3.4: Schematic of the position sensing interface and clock waveforms.
Cf+
Ci+ Ch
Vs++Verror + - + -
Opamp CMFB Preamp xA
Vs- - + - +
Ci- Ch
Cf+
(a) Sample 1, k1, k2, k3 are closed.
Ci+ Ch
+ - + -
Opamp CMFB Preamp xA
- + - +
Ci- Ch
Ci+ Ch
-Vs++Verror + - + -
Opamp CMFB Preamp xA
-Vs- - +
- +
Ci- Ch
Ci+ Ch
+ - + -
Opamp CMFB Preamp xA
- + - +
Ci- Ch
2C
V out = ( V s – – V s + ) × --------i A
Cf
(d) Integrate 2, k4 is closed.
Figure 3.5: Operation of the demodulator.
24
sampling and integrating capacitors since there is no charge loop. Only switch charges from k1 and k2 are
still injected onto the input capacitors. If the switches are ideally matched, then charge injection is rejected
as a common-mode signal. In practice, they have mismatches which will cause some offset. With clock
Maintaining good CMRR at the inputs of demodulation is crucial to obtaining good dynamic range.
Due to process variations, the outputs of the front-end preamplifiers have a difference in output bias volt-
age. If switches are used between ground and the sampling nodes to perform integration, the bias voltage
level can appear as a huge common-mode signal at inputs of demodulator, which adds design difficulties
and reduces dynamic range. In this design, integration is performed by shorting the two differential sam-
pling nodes through switch k4, so that only the difference of charges corresponding to two input signals is
Integrating capacitors are reset by grounding inputs and outputs of the opamp, and there is no time
that the feedback loops are disconnected. By doing this, output glitches due to disconnection of feedback
loops during switch transitions are avoided at the cost of increasing power dissipation.
The schematic of the operational amplifier used in the demodulator is shown in Figure 3.6. The
amplifier is a fully differential wide-swing folded-cascode design with dynamic common-mode feedback
at the outputs. The folded-cascode amplifier has good stability and reasonable gain with a single gain
stage. Hspice simulation shows a dc gain of 2800, with a open-loop -3dB bandwidth of 60kHz for a 2pF
load capacitor. A wide-swing biasing circuit is required for the relatively small 3.3V rail-to-rail power sup-
ply. Switched-capacitor common-mode feedback circuitry, allowing wide output swing, is suitable for this
design.
The pre-amplifier following the demodulator further boosts the signal level. At the last stage, a
latched comparator digitizes the analog signal to a digital bit stream. Buffers are used to prevent kickback
effects, which refers to the possible interference from the latch stage back to the driving stage. Positive
feedback is used in the comparator to increase gain and ensure a digital output.
In the accelerometer system, there are several noise sources. In the mechanical domain, the sensor
presents Brownian noise to the system; in the electrical domain, there are thermal noise, flicker noise gen-
25
Vdd
φ1 φ2 φ2 φ1
C1 C4
C2 C3 VCM
Ibais1 Ibais2 Ibais3 Ibais4 φ1 φ2 φ2 φ1
Vin1 Vin2 Vout
Vss
Figure 3.6: Schematic of the folded-cascode amplifier for the demodulator.
erated at various locations in addition to quantization noise if digital feedback is used. Quantification of all
of the major noise sources is critical for minimizing the overall system noise floor.
When calculating noise, it is helpful to convert all noise sources to input-referred acceleration noise,
and assume the system is noiseless. This approach will be carried on through this section.
Brownian noise is caused by random collision of air molecules with the sensor. For a damped sus-
2
a 4k b Tb 4k b Tω r
----- = -------------------
- = ------------------ 3. 1
∆f m mQ
where kb is Boltzman’s constant(1.38x10-23J/K). For example, if m=0.5µg, Q=5, ωr=10kHz, the Brownian
noise is 66µg/sqrt(Hz).
From the above equation, Brownian noise can be reduced by either increasing effective mass or
reducing air damping, or equivalently increasing quality factor. The proofmass is limited by realizable film
area which is mostly determined by acceptable radius of curvature and cost. Proper curl matching tech-
nique can be used to achieve a relative large film area even though the radius of curvature can be small. An
alternative is to connect multiple sensing elements in parallel to get a larger effective mass. Reducing
26
3.4.2 Front-end Noise
For a system with several gain stages, the noise injected in the earliest stage will be the dominant
noise contributor to the system. For this system, the front-end circuits are the dominant noise sources,
while the noise contributed by subsequent stages are divided by the gain of front end stage, and are negligi-
ble. There are several different type of noise involved: thermal noise of MOS devices, flicker noise of MOS
devices, and shot noise of biasing diodes. It should be noted, since the compact integration of MEMS
devices with electronics provided by the CMOS-MEMS process, thermal noise of interconnect, which is
usually a major noise source in polysilicon-based processes, is negligible for this design.
MOS devices generate thermal noise as normal resistors due to the effective channel resistance. It is
given as:
2
Vn 81
- = --- ------ kT
------- 3. 2
∆f 3 gm
Since buffers only have unity gain, the thermal noise of the first preamplifier will directly contribute to the
equivalent input noise. An alternative design will employ a buffer with some gain to reduce the noise con-
tribution of the preamplifier stage. However an amplifier input needs to take increased input capacitance
into consideration, since a typically sized input transistor (20µm/0.6µm) has an input capacitance of
around 20fF which will result in a 3dB signal attenuation for the symmetric design discussed in this report.
PMOS input transistor pairs have more thermal noise than their NMOS counterparts due to their lower
transconductance for an equal gate area. The noise contributed by the input pairs dominates, since other
MOS transistors in the buffer have smaller transconductance and their input referred noise contributions
are proportional to the ratio of their transconductance over that of the input transistors.
When the outputs of the preamplifier are sampled for demodulation, wide-band thermal noise is also
sampled and aliased to the signal band. Sampled noise can be calculated by integrating thermal noise
2 2
Vn π Vn 1
2
V n ( rms ) = --------- × --- f –3 dB = --------- × ------------------- 3. 3
∆f 2 ∆f 4R out C i
27
where Rout is the output resistance of the preamplifier. The above equation demands that bandwidth should
be made as narrow as possible. The lower bound of bandwidth is limited by the settling time requirement
as stated in section 3.2. High-frequency thermal noise will be partially removed by digital low-pass filter-
Hspice simulation shows a wide-band noise floor of 5nV/sqrt(Hz) at the input nodes, taking the
Biasing diodes introduce both shot noise and flicker noise. As described in previous section, flicker
noise is removed by modulation and demodulation. Diode shot noise is modeled as a wide-band noise cur-
i d = 2qI d ∆f
2
3. 4
where Id is the current flowing through the diode. The dc leakage current of the diode is almost zero in this
design, since diodes are covered by top metal layer, and there is no photo-generated leakage current. The
2
vd Cj
------- = 2q ----------------------------------------------
-2 v in 3. 5
∆f 2πf ( C j + C i + C s )
which is proportional to 1/f and the sensing signal magnitude. Assuming Cj is about 10 times less than the
total capacitance and Vin is around 1mV, the noise power density due to diodes is about 4 orders of magni-
tude less than that contributed by MOS devices. From above analysis, we can see that biasing diode is not
Assuming the front-end electronics dominate the electronic noise, noise contribution of electronics
can be compared with the mechanical Brownian noise of the sensor by referring all noise sources to an
equivalent input acceleration noise. For a sensor with sensitivity of 2mV/g, and assuming 5nV/sqrt(Hz)
input noise floor, a -3dB bandwidth of 20MHz at the outputs of the preamplifier where noise aliasing
occurs, sampling frequency of 1MHz and a signal bandwidth of 1kHz, the equivalent input referred accel-
28
eration noise is 20µg/sqrt(Hz), which is smaller than the Brownian noise floor (50µg/sqrt(Hz)) in this
design.
Quantization noise refers to the errors caused by digitizing analog signals to discrete digital signals.
where ∆ is the value of the least significant bit. In this design, quantization noise injected at the regenera-
tive comparator can be attenuated by the second-order noise shaping of the loop. The sensing element acts
as a second-order noise shaping element in the system. In a second-order sigma-delta system, quantization
noise is attenuated by about 15dB/Octave. For a given oversampling ratio, assuming a 1kHz signal band
width, 1MHz sampling frequency, and a gain of 1000 from the front-end to the input of the comparator, the
quatization noise is attenuated by roughly -150dB, to 0.05nV/sqrt(Hz) input referred noise, and can be
neglected.
29
4. SYSTEM SIMULATIONS
4.1 Introduction
System-level simulation combining mechanical and electrical elements is extremely important for
MEMS design. More specifically, design of the accelerometer control system, especially an underdamped
mechanical system with highly non-linear closed-loop dynamics, requires accurate simulation of both the
MEMS devices and the interfacing analog/digital electronics. In this chapter, the simulation is done with
Hspice.
Hspice [14] is a standard electrical domain simulation tool with certain behavioral simulation capac-
ities. Electronic circuitry can be simulated very accurately within Hspice. Mechanical elements need to be
precharacterized with finite-element analysis tools such as Abaqus to get essential parameters like resonant
frequency, quality factor, effective mass and spring constant. With a known Laplace transfer function, a
system model of the sensor can be implemented with behavioral models within Hspice. The Hspice block
diagram of the accelerometer system is shown in Figure 4.1. The capacitive interface is realized with volt-
age controlled capacitor model provided by Hspice. All signals including force, acceleration, and displace-
ments are referred to voltage signals. The pulse stream from the comparator output is low-pass filtered by a
0.5dB-ripple 5th-order Chebyshev low-pass filter, and then a Fast Fourier Transform (FFT) is performed to
see the spectrum of the output. This approach can accurately simulate electronics and can be relatively fast.
Figure 4.2 shows the simulation results of the step response of an accelerometer. The sensor has a
Vm+
Afb
Z-1
2
CV fb
A fb = --------------
2MX d Vfb V
MUX fb_low
Actuators Vfb_high
Compensator
30
sensor output
(V)
input acceleration
(m/s2)
feedback acceleration
(m/s2)
- simulation
o measured
proofmass of 0.5µg, resonant frequency 8kHz, and Q of 3. Vfb_low is 3V and Vfb_high is 15V. It’s found that
for Q of 3, compensation is necessary for stable operation. Compensation is done by using ‘m-(m-1)Z-1’,
and larger m means deeper compensation. For Q=10, simulation shows that a m of 4 is needed.
Since only open-loop testing has been done, open-loop simulations were performed to compare with the
experimental results. Figure 4.3 shows the simulated frequency response of the sensor compared with mea-
sured results. The original simulation data were attenuated to take the impedance matching issues in exper-
31
sense axis
springs
sense fingers
sense
Proofmass axis
Proofmass
rigid frame
electrostatic
actuators
Figure 5.1: SEM of the first-generation Figure 5.2: SEM of the second-generation
symmetric lateral accelerometer. common-centroid lateral accelerometer.
5. EXPERIMENTAL RESULTS
5.1 Introduction
Preliminary experiments have been done with two different designs of the lateral accelerometer.
Accelerometer characteristics, such as sensor sensitivities, frequency response, and parasitic capacitance,
were measured. Initial calibration of the sensor was also performed by rotating the device at different
Two versions of lateral accelerometers have been designed and fabricated. Figure 5.1 shows the
SEM of the first-generation device which is referred as the symmetric lateral accelerometer. Open-ended
springs with one turn are used in this design. Vias on the fingers result in large lateral curl and offset. The
second-generation device, shown in Figure 5.2, uses a common-centroid design and springs with two turns.
Comb fingers are designed to be wider to reduce lateral bending. Vias are removed from the fingers. Figure
5.3 shows the layout of the accelerometer system. Electronics are covered by the planerized top-metal
layer, and can not be seen in the SEM’s.
Experiments have been done mainly through self-tests by using the on-chip electrostatic force actua-
32
Comparator
Sensor Preamp
Demodulator
Buffer
Preamp
modulation voltage
driving
voltage V F sensing signals
electrostatic
actuators sensor electronics
Figure 5.3: Schematic of self-test setup
tors as shown in Figure 5.3. Calibration by changing sensor’s orientation to the earth gravity is performed
and the results are used to convert driving voltages to corresponding forces.
Modulation voltages and clocks are generated externally with discrete IC’s in a way similar to [8].
The experiments of the first-generation accelerometer were performed on a probe station. Table 1
lists major parameters of the device. Only the ratio of parasitic capacitance and sensing capacitance can be
measured, and the estimated value is calculated assuming a total sensing capacitance of 60fF. Parasitic
capacitance and mismatch of sensing capacitance is measured in a way as shown in Figure 5.4. The capac-
itance ratios are derived from the ratios of driving signals and buffer output signals. By driving one end of
the capacitor divider and grounding the other end, mismatch between two sensing capacitors can be mea-
sured. Buffer gain is assumed to be one, since the frequency of the signal is much lower than the -3dB fre-
33
Table 1: Major parameters of the accelerometer
Cs1 Cs1
Vd Vs Vd Vs
x1 x1
Cs2 Cp Cs2 Cp
The common-centroid accelerometer is bonded and packaged in a ceramic DIP package. Major
parameters are also listed in Table 1. The table shows that this design, surprisingly, has lower sensitivity
than the symmetric design. The reason is that the residual stress gradients cause the two-turn springs to
bend down, making the proofmass lower than the rigid frame, and significantly reduces the effective sens-
ing capacitance. Figure 5.5 shows a close-up view of the fingers. The rotor fingers are notably lower than
34
rigid frame
spring
stator finger
actuation
finger
motor finger
proofmass
Figure 5.5: Motor fingers are noticeablly lower than stator fingers.
the stator fingers. The offset of this design is improved slightly over the symmetric design. Figure 5.2
shows that the comb fingers have much less lateral bending than those in Figure 5.1. However, the two-turn
springs have large lateral curling which is one of the major sources of offset. The sensor outputs have an
offset of about 25mV, which saturates the preamplifier. In experiments, the offset is cancelled by applying
a DC voltage of about 24V to two electrostatic actuators on one side of the sensor. Self-test is then per-
Figure 5.6 shows the preamplifier output signals vs. the orientation angles of the device in the earth’s
gravitation field. The orientation angles were measured with a protractor, resulting in significant testing
errors. Refined calibration needs to be done after getting a precision dividing head. Cross-axis calibrations
are also performed, but output signals are too small to be measured.
Dynamic testing is done by applying a sinusoidal driving signal to the electrostatic actuators. The
output of the preamplifier is connected to a spectrum analyzer. By varying the frequency of driving signal,
and measuring the peak amplitude of the modulated signal, the frequency response is obtained as shown in
Figure 5.7. The quality factor is about 8. The spectrum of the modulated signal at 100Hz is shown in Fig-
ure 5.8. The magnitude of the driving acceleration is approximately equivalent to 4g.
The magnitude of the peak for driving force shown in Figure 5.8 are much smaller than the real val-
ues, since the output impedance of the preamplifier doesn’t match the spectrum analyzer’s 50Ω input
impedance. It has been observed that a 100mV peak-to-peak voltage at the output of the same preamplifier
appears as a corresponding pulse of -74dBm on the spectrum analyzer. The pulse appearing at the center
35
Figure 5.6: Sensor preamplifier output vs. Figure 5.7: Frequency response of the sensor
orientation with respect to gravity. due to self-test exitation of ~4g
amplitude.
36
6. CONCLUSIONS
Fully differential CMOS-MEMS accelerometers are designed, and fabricated. Vertical stress gradi-
ent in the composite structural layers are compensated to first order with a curl matching technique. Issues
in sensor design, such as composite gap capacitance, common-centroid layout, proper routing of intercon-
nections and design of electrostatic actuators are discussed. Low frequency noise, offset, and switch charge
errors injected in the electronic interface can be rejected with the fully differential position sensing inter-
face. Simulation and analysis shows that for this design, the Brownian noise dominates the overall noise
floor. Behavioral models of the mechanical sensor allow simulation of the entire electro-mechanical sys-
tem.
Initial testing results show good performance in terms of sensor sensitivity. Functional sensor and
front-end circuits are demonstrated, showing a promising future for CMOS-MEMS technology in applica-
Further closed-loop testing of the device is needed. The initial experimental results show large offset
at the sensor outputs, which requires improved sensor design to the overcome the lateral bending problem
associated with composite microstructures and underscores the need for the offset trimming circuitry. For
this design, offset trimming can be done at the sampling nodes of the demodulator. The gain of the pream-
37
7. BIBLIOGRAPHY
[1] Analog Devices, “ADXL05 - +1g to +5g single chip accelerometer with signal conditioning,”
[2] Yun, W., “A surface micromachined accelerometer with integrated CMOS detection circuitry,” Doctoral
[3] Lemkin, M. Oritz M.A., Wongkomet N., Boser B.E., Smith J.H., “A 3-axis surface micromachined
sigma-delta accelerometer, “ISSCC Digest of Technical Papers, Feb. 1997, pp. 202-203.
[4] Smith, J.H., et. al., “Embedded micromechanical devices for the monolithic integration of MEMS with
CMOS,” Proc. of International Electro Devices Meeting, pp. 609-12, Dec. 1995.
[5] Fedder, G. K., Santhanam, S. Reed M.L., Eagle S.C., Guillou D.F., Lu M., Carley L.R., “Laminated
high-aspect-ratio microstructures in a conventional CMOS process,” Sensor and Actuators A, pp. 103-10,
Nov. 1996.
[6] Lemkin, M. “Micro accelerometer design with digital feedback control, “Doctoral Thesis, U.C. Berke-
ley, 1997.
[7] Kuehnel, W., “Modeling of the mechanical behavior of a differential capacitor accelerometer sensor,”
[8] Fedder, G.K., “Simulation of microelectromechanical systems,” Doctoral Thesis, U.C. Berkeley, 1994.
[9] Yun, W., Howe R.T., Gray R.R., “Surface micromachined, digitally force-balanced accelerometer with
integrated CMOS detection circuitry,” IEEE Solid-State Sensor and Actuator Workshop, Hilton Head
[10] K. Nagaraj et. al., “SC circuits with reduced sensitivity to amplifier gain,” Proc. of IEEE Int. Symp. on
[11] Vandemeer, J., Kranz M. Fedder G.K., “Hierachical representation and simulation of micromachined
inertial sensors,” Modeling and Simulation of Microsystems Conference, Santa Clara, CA, April 6-8, 1998.
[12] Kranz M., Fedder G.K., “Mircomechanical vibratory rate gyroscopes fabricated in conventional
CMOS,” Symposium Gyro Technology 1997, Stuttgart, Germany, 1997, pp. 3.0-3.8.
[13] Boser B.E., Howe R.T., “Surface micromachined accelerometers”, IEEE Custom Integrated Circuits
38
[15] Ansoft User’s Reference, Ansoft Corporation, Pittsburgh, PA, June 1994
[16] Abaqus User’s manual, Hibbit, Karlsson & Sorenson, Inc., Pawtucket, Rhode Island, 1992.
39