Zaldivar vs. Sandiganbayan, 221 SCRA 132, April 07, 1993
Zaldivar vs. Sandiganbayan, 221 SCRA 132, April 07, 1993
Zaldivar vs. Sandiganbayan, 221 SCRA 132, April 07, 1993
*
Nos. L-79690-707. October 7, 1988.
_______________
* EN BANC.
317
318
also appears to the Court that for all the members to inhibit
themselves from sitting on this case is to abdicate the
responsibility with which the Constitution has burdened them.
Reference of complaints against attorneys either to the Integrated
Bar of the Philippines or to the Solicitor General is not mandatory
upon the Supreme Court; such reference to the Integrated Bar of
the Philippines or to the Solicitor General is certainly not an
exclusive procedure under the terms of Rule 138-B of the Revised
Rules of Court, especially where the charge consists of acts done
before the Supreme Court. There is no need for further
investigation of facts in the present case for it is not substantially
disputed by respondent Gonzalez that he uttered or wrote certain
statements attributed to him. In any case, respondent has had the
amplest opportunity to present his defense: his defense is not that
he did not make the statements ascribed to him but that those
statements give rise to no liability on his part, having been made
in the exercise of his freedom of speech. The issues which thus
need to be resolved here are issues of law and of basic policy and
the Court, not any other agency, is compelled to resolve such
issues.
Same; Same; Same; Same; Statements made by respondent
appear designed to cast the Court in gross disrepute and to cause
public scorn for and distrust in the judicial institution of the
Republic; Case at bar.—A second charge that respondent
Gonzalez hurled against members of the Supreme Court is that
they have improperly “pressured” him to render decisions
favorable to their “colleagues and friends,” including dismissal of
“cases” against two (2) members of the Court. This particularly
deplorable charge too is entirely baseless, as even a cursory
examination of the contents of the handwritten notes of three (3)
members of this Court addressed to respondent (which
respondent attached to his Motion for Reconsideration of the
Decision of this Court of 27 April 1988 in the consolidated
Petitions) will show. It is clear, and respondent Gonzalez does not
pretend otherwise, that the subject matters of the said notes had
no relation at all to the issues in G.R. Nos. 79690-707 and 80578.
This charge appears to have been made in order to try to impart
some substance (at least in the mind of respondent) to the first
accusation made by respondent that the Court had deliberately
rendered a wrong decision to get even with respondent who had,
with great fortitude, resisted “pressure” from some members of
the Court. Once again, in total effect, the statements made by
respondent appear designed to cast the Court into gross
disrepute, and to cause among the general public scorn for and
distrust in the Supreme Court and, more generally, the judicial
institutions of the Republic.
319
320
321
press. Neither has primacy over the other; both are indispensable
to a free society.
Same; Same; Same; Same; Damages; Proof of actual damage
sustained by a court or the judiciary in general is not essential for
a finding of contempt or for the application of the disciplinary
authority of the Court.—Respondent Gonzalez also defends
himself contending that no injury to the judiciary has been shown,
and points to the fact that this Court denied his Motion for
Reconsideration of its per curiam Decision of 27 April 1988 and
reiterated and amplified that Decision in its Resolution of 19 May
1988. In the first place, proof of actual damage sustained by a
court or the judiciary in general is not essential for a finding of
contempt or for the application of the disciplinary authority of the
Court. Insofar as the Consolidated Petitions are concerned, this
Court after careful review of the bases of its 27 April 1988
Decision, denied respondent’s Motion for Reconsideration thereof
and rejected the public pressures brought to bear upon this Court
by the respondent through his much publicized acts and
statements for which he is here being required to account.
Obstructing the free and undisturbed resolution of a particular
case is not the only species of injury that the Court has a right
and a duty to prevent and redress. What is at stake in cases of
this kind is the integrity of the judicial institutions of the country
in general and of the Supreme Court in particular. Damage to
such institutions might not be quantifiable at a given moment in
time but damage there will surely be if acts like those of
respondent Gonzalez are not effectively stopped and countered.
The level of trust and confidence of the general public in the
courts, including the court of last resort, is not easily measured;
but few will dispute that a high level of such trust and confidence
is critical for the stability of democratic government.
PER CURIAM:
_______________
323
_______________
324
_______________
325
_______________
326
“WHEREFORE, We hereby.
(1) GRANT the consolidated petitions filed by petitioner
Zaldivar and hereby NULLIFY the criminal informations
filed against him in the Sandiganbayan; and
(2) ORDER respondent Raul Gonzalez to cease and desist
from conducting investigations and filing criminal cases
with the Sandiganbayan or otherwise exercising the
powers and functions of the Ombudsman.
SO ORDERED.”
14
A Motion for Reconsideration was filed by respondent
Gonzalez the next day, 28 April 1988. In his Motion,
respondent Gonzalez, after having argued the legal merits
of his position, made the following statements totally
unrelated to
_______________
12 Id., p. 117.
13 Id., pp. 123-129.
14 Id., pp. 131-135.
327
Respondent
15
Gonzalez also attached three (3) handwritten
notes which he claimed were sent by “some members of
this Honorable Court, interceding for cases pending before
this office (i.e., the Tanodbayan).” He either released his
Motion for Reconsideration with facsimiles of said notes to
the press or repeated to the press the above extraneous
statements: the metropolitan papers for the next several
days carried long reports on those statements and
variations and embellishments thereof.
On 2 May 1988, the Court issued the following
Resolution in the Consolidated Petitions:
_______________
15 Id., p. 136.
328
_______________
329
1. Manifestation
20
with Supplemental Motion to
Inhibit, dated 23 May 1988:
2. Motion to Transfer Administrative Proceedings
21
to
the Integrated Bar of the Philippines, dated 20
May 1988;
3. Urgent Motion for Additional Extension of Time
22
to
File Explanation Ex Abundante Cautelam, dated
26 May 1988;
4. Urgent Ex-Parte Omnibus Motion
_______________
330
25
5. Ex-Parte Manifestation, dated 7 June 1988;
26
6. Urgent Ex-Parte Motion for Reconsideration, dated
6 June 1988; and
27
7. Urgent Ex-Parte Manifestation with Motion dated
23 September 1988.
II
_______________
25 Id., p. 227.
26 Id., pp. 228-229.
27 Id., pp. 348-352.
28 Id., pp. 235-278.
29 Id., pp. 279-301.
30 Id., pp. 314-321.
31 Article VIII, Section 5 (5) of the 1987 Constitution and Rule 138,
Sections 27, 28 and 29, Revised Rules of Court.
32 Rule 71, Section 3 (d) Revised Rules of Court; Halili vs. Court of
Industrial Relations, 136 SCRA 112 (1985); Montalban vs. Canonoy, 38
SCRA 1 (1971); Commissioner of Immigration vs. Cloribel,
331
_______________
332
“x x x x x x x x x
It is not accurate to say, nor is it an obstacle to the exercise of
our authority in the premises, that, as Atty. Almacen would have it
appear, the members of the Court are the ‘complainants,
prosecutors and judges’ all rolled up into one in this instance. This
is an utter misapprehension, if not a total distortion, not only of
the nature of the proceeding at hand but also of our role therein.
_______________
333
334
III
_______________
335
_______________
336
and powerful on the one hand and the poor and defenseless
upon the other, and allowing “rich and powerful” accused
persons to go “scot-free” while presumably allowing or
affirming the conviction of poor and small offenders. This
accusation can only be regarded as calculated to present
the Court in an extremely bad light. It may be seen as
intended to foment hatred against the Supreme Court; it is
also suggestive of the divisive tactics of revolutionary class
war.
Respondent, finally, assailed the Court for having
allegedly “dismissed judges ‘without rhyme or reason’ and
disbarred lawyers ‘without due process.’ ” The Court notes
that this last attack is not without relation to the other
statements made by respondent against the Court. The
total picture that respondent clearly was trying to paint of
the Court is that of an “unjudicial” institution able and
willing to render “clearly erroneous” decisions by way of
reprisal against its critics, as a body that acts arbitrarily
and capriciously denying judges and lawyers due process of
law. Once again, the purport of respondent’s attack against
the Court as an institution unworthy of the people’s faith
and trust, is unmistakable. Had respondent undertaken to
examine the records of the two (2) judges and the attorney
he later identified in one of his Explanations, he would
have discovered that the respondents in those
administrative cases had ample opportunity to explain 41
their side and submit evidence in support thereof. He
would have also found that there were both strong reasons
for and an insistent rhyme in the disciplinary measures
there administered by the Court in the continuing effort to
strengthen the judiciary and upgrade the membership of
the Bar. It is appropriate to recall in this connection that
due process as a constitutional precept does not, always 42
and in all situations, require the trial-type proceeding,
that the essence of due process is to be found in the
reasonable opportunity to be heard and to submit any
_______________
338
43
evidence one may have in support of one’s defense. “To be
heard” does not only mean verbal arguments in court; one
may be heard also through pleadings. Where opportunity to
be heard, either through oral arguments or pleadings, 44
is
accorded, there is no denial of procedural due process.
As noted earlier, respondent Gonzalez was required by
the Court to explain why he should not be punished for
contempt and/or subjected to administrative discipline for
making the statements adverted to above. In his
subsequent pleadings where he asked the full Court to
inhibit itself and to transfer the administrative proceedings
to the Integrated Bar of the Philippines, respondent made,
among others, the following allegations:
_______________
339
_______________
340
“I can at this time reveal to you that, had your Clerk of Court
furnished me with certified true copies of the last two Resolutions
of the Supreme Court confirming the decision of the Court of
Appeals in the case entitled Francisco M. Gica vs. Jorge
Montecillo, I would have filed against the Justices supporting the
same, civil and criminal suits as I did to the Justices of the Court
of Appeals who, rewarding the abhorent falsification committed by
Mr. Gica, reversed for him the decisions of the City Court and the
Court of First Instance of Cebu, not with a view to obtaining a
favorable judgment therein but for the purpose of exposing to the
people the corroding evils extant in our Government, so that they
may well know them and work for their extermination.” (60 SCRA
at 240: italics supplied)
342
“Mr. Chief Justice Roberto Concepcion and Mr. Justice Fred Ruiz
Castro to inhibit themselves from considering, judging and
resolving the case or any issue or aspect thereof retroactive to
January 11, 1967. The motion charges ‘[t]hat the brother of the
Honorable Associate Justice Castro is a vice-president of the
favored party who is the chief beneficiary of the false, erroneous
and illegal decision dated January 31, 1968’ and the ex-parte
preliminary injunction rendered m the above-entitled case, the
latter in effect prejudging and predetermining this case even
before the joining of an issue. As to the Chief Justice, the motion
states ‘[t]hat the son of the Honorable Chief Justice Roberto
Concepcion was given a significant appointment in the Philippine
Government by the President a short time before the decision of
July 31, 1968 was rendered in this case.’ The appointment
referred to was as secretary of the newly-created Board of Invest
ments. The motion presents a lengthy discourse on judicial ethics,
_______________
46 31 SCRA 1 (1970).
343
344
345
346
347
x x x x x x x x x
He expressed the hope that by divesting himself of his title by
which he earns his living, the present members of the Supreme
Court ‘will become responsible to all cases brought to its attention
without discrimination, and will purge itself of those
unconstitutional and obnoxious “lack of merit” or “denied
resolutions.’ ” (31 SCRA at 565-566; italics supplied)
“x x x x x x x x x
The phrase, Justice is blind is symbolized in paintings that can
be found in all courts and government offices. We have added only
two more symbols, that it is also deaf and dumb. Deaf in the
sense that no members of this Court has ever heard our cries for
charity, generosity, fairness, understanding, sympathy and for
justice; dumb in the sense, that inspite of our beggings,
supplications, and pleadings to give us reasons why our appeals
has been DENIED, not one word was spoken or given x x x. We
refer to no human defect or ailment in the above statement. We
only described the impersonal state of things and nothing more.
x x x x x x x x x
As we have stated, we have lost our faith and confidence in the
members of this Court and for which reason we offered to
surrender our lawyer’s certificate, IN TRUST ONLY. Because
what has been lost today may be regained tomorrow. As the offer
was intended as our self-imposed sacrifice, then we alone may
decide as to when we must end our self-sacrifice. If we have to
choose between forcing ourselves to have faith and confidence in
the members of the Court but disregard our Constitution and to
uphold the Constitution and be condemned by the members of this
Court, there is no choice, we must uphold the latter.” (31 SCRA at
572; italics supplied)
_______________
348
349
“As author of the Press Freedom Law (Republic Act No. 53),
interpreted by the Supreme Court in the case of Angel Parazo,
reporter of a local daily, who now has to suffer 30 days
imprisonment, for his refusal to divulge the source of a news
published in his paper, I regret to say that our High Tribunal has
not only erroneously interpreted said law, but that it is once more
putting in evidence the incompetency or narrow mindedness of the
majority of its members. In the wake of so many blunders and
injustices deliberately committed during these last years, I believe
that the only remedy to put an end to so much evil, is to change the
members of the Supreme Court. To this effect, I announce that one
of the first measures, which I will introduce in the coming
congressional sessions, will have as its object the complete
reorganization of the Supreme Court. As it is now constituted, the
Supreme Court of today constitutes a constant peril to liberty and
democracy. It need be said loudly, very loudly, so that even the
deaf may hear: The Supreme Court of today is a far cry from the
impregnable bulwark of Justice of those memorable times of
Cayetano Arellano, Victorino Mapa, Manuel Araullo and other
learned jurists who were the honor and glory of the Philippine
Judiciary.” (82 Phil. at 597-598; italics supplied)
_______________
350
“To hurl the false charge that this Court has been for the last
years committing deliberately ‘so many blunders and injustices,’
that is to say, that it has been deciding in favor of one party
knowing that the law and justice is on the part of the adverse party
and not on the one in whose favor the decision was rendered, in
many cases decided during the last years, would tend necessarily
to undermine the confidence of the people in the honesty and
integrity of the members of this Court, and consequently to lower
and degrade the administration of justice by this Court. The
Supreme Court of the Philippines is, under the Constitution, the
last bulwark to which the Filipino people may repair to obtain
relief for their grievances or protection of their rights when these
are trampled upon, and if the people lose their confidence in the
honesty and integrity of the members of this Court and believe
that they cannot expect justice therefrom, they might be driven to
take the law into their hands, and disorder and perhaps chaos
might be the result. As a member of the bar and an officer of the
courts Atty. Vicente Sotto, like any other, is in duty bound to
uphold the dignity and authority of this Court, to which he owes
fidelity according to the oath he has taken as such attorney, and
not to promote distrust in the administration of justice. Respect to
the courts guarantees the stability of other institutions, which
without such guaranty would be resting on a very shaky
foundation.” (82 Phil. at 601-602; italics supplied)
49
6. In Salcedo v. Hernandez, Atty. Vicente Francisco filed a
Motion before the Supreme Court which contained the
following paragraph (in translation):
_______________
351
352
353
IV
_______________
355
VOL. 166, OCTOBER 7, 1988 355
Zaldivar vs. Gonzalez
51
proceedings to the embarassment of the parties and the courts.”
(Italics supplied)
_______________
“A lawyer, acting in a professional capacity, may have some fewer rights of free
speech than would a private citizen. As was well explained in In re Woodward, 300
S.W. 2d 385. 393-394 (Mo. 1957);
‘x x x Neither the right of free speech nor the right to engage in “political” activities can be
so construed or extended as to permit any such liberties to a member of the bar;
respondent’s action was in express and exact contradiction of his duties as a lawyer. A
layman may, perhaps, pursue his theories of free speech or political activities until he runs
afoul of the penalties of libel or slander, or into some infraction of our statutory law. A
member of the bar can, and will, be stopped at the point where he infringes our Canons of
Ethics; and if he wishes to remain a member of the bar he will conduct himself in accordance
therewith. x x x.’
356
_______________
‘Obedience to ethical precepts may require abstention from what in other circumstances
might be constitutionally protected speech. x x x.’” (238 N.W. 2d at 769; italics supplied)
In In re Raggio, 487 P.2d 499 (1971), the Supreme Court of Nevada said:
“We are never surprised when persons, not ultimately involved with the administration
of justice, speak out in anger or frustration about our work and the manner in which we
perform it, and shall protect their light to so express themselves. A member of the bar,
however, stands in a different position by reason of his oath of office and standards of
conduct which he is sworn to uphold conformity with those standards has proven essential to
the administration of justice in our courts.”
x x x x x x x x x.” (487 P.2d at 500-501; italics supplied)
357
disciplinary action.”
The lawyer’s duty to render respectful subordination to the
courts is essential to the orderly administration of justice. Hence,
in the assertion of their clients’ rights, lawyers—even those gifted
with superior intellect—are 54
enjoined to rein up their tempers.
x x x x x x x x x” (Italics supplied)
The instant proceeding is not addressed to the fact that
respondent has criticized the Court; it is addressed rather
to the nature of that criticism or comment and the manner
in which it was carried out.
Respondent Gonzalez disclaims an intent to attack and
denigrate the Court. The subjectivities of the respondent
are irrelevant so far as characterization of his conduct or
misconduct is concerned. He will not, however, be allowed
to disclaim
55
the natural and plain import of his words and
acts. It is, upon the other hand, not irrelevant to point out
that respondent offered no apology 56 in his two (2)
explanations and exhibited no repentance.
Respondent Gonzalez also defends himself contending
that no injury to the judiciary has been shown, and points
to the
_______________
54 31 SCRA at 580-581.
55 Borromeo v. Court of Appeals, 87 SCRA 67 (1978).
56 Subsequent public statements and acts of respondent Gonzalez fully
document the lack of repentance and the absence of bona fides so essential
for legitimate criticism and fair comment. E.g., he repeated before a
Committee of the House of Representative his charge that the Court was
promoting “unequal opportunity (for) justice in the country” by issuing
restraining orders against criminal prosecution of “big cases” (Daily Globe,
May 4, 1988; Evening Star, May 4, 1988). He threatened personally to file
impeachment proceeding against three (3) members of the Court whom he
had accused of “pressuring” him to render decisions favorable to their
friends (Philippine Star, May 4, 1988). He accused the Court of
“malversation of public funds” for using “public funds” to pay premiums on
“private [group hospitalization] insurance policies” of its members (Manila
Chronicle, May 4, 1988). He asserted that four (4) members of the Court
could not dispense justice to him with “the cold neutrality of an impartial
judge” (Malaya, May 6, 1988; Manila Chronicle, May 10, 1988).
358
_______________
“It might be suggested that judges who are unjustly attacked have a remedy in
action for libel. This suggestion has,
359
——o0o——
_______________
however, no rational basis in principle. In the first place, the outrage is not
directed to the judge as a private individual but to the judge as such or to the court
as an organ of the administration of justice. In the second place, public interests
will gravely suffer where the judge, as such, will, from time to time, be pulled
down and disrobed of his judicial authority to face his assailant on equal grounds
and prosecute cases in his behalf as a private individual. The same reasons of
public policy which exempt a judge from civil liability in the exercise of his judicial
functions, most fundamental of which is the policy to confine his time exclusively
to the discharge of his public duties, applies here with equal, if not superior, force.
x x x.” (69 Phil. 265 at 278 [1939]).
360