Lexicology Lecture Notes
Lexicology Lecture Notes
Lexicology Lecture Notes
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The range of the lexical valency of words is valency of the word, for example, the different
linguistically restricted by the inner structure of the meanings of the adjective heavy may be described
English word-stock. This can be easily observed in through the word-groups heavy weight (book,
the selection of synonyms found in different word- table, etc.), heavy snow (storm; rain, etc.), heavy
groups. Though the verbs lift and raise, e.g., are drinker (eater, etc.), heavy sleep
usually treated as synonyms, it is only the latter (disappointment, sorrow, etc.), heavy industry
that is collocated with the noun question. The verb (tanks, etc.), and so on.
take may be synonymically interpreted as 'grasp', From this point of view word-groups may be
'seize', 'catch', 'lay hold of', etc. but it is only take regarded as the characteristic minimal lexical
that is found in collocation with the nouns sets that operate as distinguishing clues for
examination, measures, precautions, etc., only each of the multiple meanings of the word.
catch in catch smb napping and grasp in grasp
the truth. Grammatical Valency
There is a certain norm of lexical valency for Words are used also in grammatical contexts.
each word and any departure from this norm is felt The minimal grammatical context in which words
as a literary or rather a stylistic device. Such word- are used when brought together to form word-
groups as for example a cigarette ago, shove a groups is usually described as the pattern of the
question and the like are illustrative of the point word-group. For instance, the adjective heavy
under discussion. It is because we recognize that discussed above can be followed by a noun (e.g.
shove and question are not normally collocable heavy storm) or by the infinitive of a verb (e.g.
that the junction of them can be effective. heavy to lift), etc. The aptness of a word to
Words habitually collocated in speech tend to appear in specific grammatical (or rather
constitute a cliché. We observe, for example, that syntactic) structures is termed grammatical
the verb put forward and the noun question are valency.
habitually collocated and whenever we hear the The grammatical valency of words may be
verb put forward or see it written on paper it is different. To begin with, the range of grammatical
natural that we should anticipate the word valency is delimited by the part of speech the word
question. So we may conclude that put forward a belongs to. It follows that the grammatical valency
question constitutes a habitual word-group, a kind of each individual word is dependent on the
of cliché. This is also true of a number of other grammatical structure of the language.
word-groups, e.g. to win (or gain) a victory, This is not to imply that grammatical valency of
keen sight (or hearing). Some linguists hold that words belonging to the same part of speech is
most of the English in ordinary use is thoroughly necessarily identical. This can be best illustrated by
saturated with clichés. comparing the grammatical valency of any two
The lexical valency of correlated words in words belonging to the same part of speech, e.g. of
different languages is not identical. Both the English the two synonymous verbs suggest and propose.
word flower and its Bulgaria counterpart — цвете, Both verbs can be followed by a noun (to propose
for example, may be combined with a number of or suggest a plan, a resolution). It is only
other words all of which denote the place where the propose, however, that can be followed by the
flowers are grown, e.g. garden flowers, hot- infinitive of a verb (to propose to do smth). The
house flowers, etc. (cf. the Bulgarian градински adjectives clever and intelligent are seen to
цветя, оранжерийни цветя, etc.). The English possess different grammatical valency as clever
word, however, cannot enter into combination with can be used in word-groups having the pattern:
the word room to denote flowers growing in the Adjective+Preposition at+Noun (clever at
rooms (cf. pot flowers — стайни цветя). mathematics), whereas intelligent can never be
One more point of importance should be found in exactly the same word-group pattern.
discussed in connection with the problem of lexical Specific linguistic restrictions in the range of
valency — the interrelation of lexical valency and grammatical valency of individual words imposed on
polysemy as found in word-groups. the lexical units by the inner structure of the
Firstly, the restrictions of lexical valency of language are also observed by comparing the
words may manifest themselves in the lexical grammatical valency of correlated words in different
meanings of the polysemantic members of word- languages. The English verb influence, for
groups. The adjective heavy, e.g., is combined with example, can be followed only by a noun (to
the words food, meals, supper, etc. in the influence a person, a decision, choice, etc.).
meaning 'rich and difficult to digest'. But not all the The grammatical valency of its Bulgarian
words with more or less the same component of counterpart влияя is different. The Bulgarian verb
meaning can be combined with this adjective. One can be combined only with a prepositional group
cannot say, for instance, heavy cheese or heavy (cf. влияя на настроението, на човека, etc.).
sausage implying that the cheese or the sausage is No departure from the norm of grammatical
difficult to digest. valency is possible as this can make the word-group
Secondly, it is observed that different meanings unintelligible to English speakers. Thus e.g. the
of a word may be described through the possible word-group mathematics at clever is likely to be
types of lexical contexts, i.e. through the lexical felt as a meaningless string of words because the
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grammatical valency of English nouns does not John works, he went that have a syntactic
allow of the structure Noun+at+Adjective. structure similar to that of a sentence, are classified
It should also be pointed out that the individual as predicative, and all others as non-predicative.
meanings of a polysemantic word may be described Non-predicative word-groups may be subdivided
through its grammatical valency. Thus, different according to the type of syntactic relations between
meanings of the adjective keen may be described the components into subordinative and
in a general way through different structures of the coordinative. Such word-groups as red flower, a
word-groups keen+N, — keen sight (hearing, man of wisdom and the like are termed
etc.), keen + on + N — keen on sports (on subordinative because the words red and of
tennis, etc.), keen + V (inf.) — keen to know (to wisdom are subordinated to flower and man
find out, etc.). respectively and function as their attributes. Such
From this point of view word-groups may be phrases as women and children, day and night,
regarded as minimal syntactic (or syntagmatic) do or die are classified as coordinative.
structures that operate as distinguishing clues for
different meanings of a polysemantic word. MEANING OF WORD-GROUPS
As with word-meaning, the meaning of word-
STRUCTURE OF WORD-GROUPS groups may be analysed into lexical and
grammatical components.
Distribution as the Criterion of Classification
Structurally word-groups may be approached in Lexical Meaning
various ways. We know that word groups may be The lexical meaning of the word-group may
described through the order and arrangement of the be defined as the combined lexical meaning of
component members. The word-group to see the component words. Thus the lexical meaning
something can be classified as a verbal—nominal of the word-group red flower may be described
group, to see to smth as verbal—prepositional— denotationally as the combined meaning of the
nominal, etc. words fed and flower. It should be pointed out,
All word-groups may be also analysed by the however, that the term combined lexical
criterion of distribution into two big classes. If the meaning is not to imply that the meaning of the
word-group has the same linguistic distribution as word-group is a mere additive result of all the
one of its members, it is described as lexical meanings of the component members. As a
ENDOCENTRIC, i.e. having one central member rule, the meanings of the component words are
functionally equivalent to the whole word-group. mutually dependent and the meaning of the word-
The word-groups, e.g., red flower, bravery of all group naturally predominates over the lexical
kinds, are distributionally identical with their meaning of its constituents. Even in word-groups
central components flower and bravery (cf., e.g., made up of technical terms which are traditionally
I saw a red flower — I saw a flower). held to be monosemantic the meaning of the word-
If the distribution of the word-group is different group cannot be described as the sum total of the
from either of its members, it is regarded as meanings of its components. For example, though
EXOCENTRIC, i.e. as having no such central the same adjective atomic is a component of a
member, for instance side by side or grow number of terminological word-groups, e.g. atomic
smaller and others where the component words weight, atomic warfare, etc.. the lexical meaning
are not syntactically substitutable for the whole of the adjective, is different and to a certain degree
word-group. subordinated to the meaning of the noun in each
In endocentric word-groups the central individual word-group and consequently the
component that has the same distribution as the meaning of the whole group is modified.
whole group is clearly the dominant member or the Interdependence of the lexical meanings of the
head to which all other members of the group are constituent members of word-groups can be readily
subordinated. In the word-group red flower, e.g., observed in word-groups made up of polysemantic
the head is the noun flower and in the word-group words. For example, in the nominal group blind
kind to people the head is the adjective kind, etc. man (cat, horse) only one meaning of the
It follows that word-groups may be classified adjective blind, i.e. 'unable to see', is combined
according to their headwords into nominal groups with the lexical meaning of the noun man (cat,
or phrases (e.g. red flower), adjectival groups horse) and it is only one of the meanings of the
(e.g. kind to people), verbal groups (e.g. to noun man — 'human being' that is perceived in
speak well), etc. The head is not necessarily the combination with the lexical meaning of this
component that occurs first in the word-group. In adjective. The meaning of the same adjective in
such nominal word-groups as, e.g., very great blind type (print, handwriting) is different.
bravery, bravery in the struggle the noun As can be seen from the above examples,
bravery is the head whether followed or preceded polysemantic words are used in word-groups only in
by other words. one of their meanings. These meanings of the
Word-groups are also classified according to component words in such word-groups are mutually
their syntactic pattern into predicative and non- interdependent and inseparable. Semantic
predicative groups. Such word-groups as, e.g., inseparability of word-groups that allows us to treat
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them as self-contained lexical units is also clearly noun the sun we do not find any change in the
perceived in the analysis of the connotational structural meaning of the pattern. The group all
component of their lexical meaning. Stylistic the sun long functions semantically as a unit of
reference of word groups, for example, may be time. The noun sun, however, included in the group
essentially different from that of the words making continues to carry the semantic value or, to be
up these groups. There is nothing colloquial or more exact, the lexical meaning that it has in word-
slangy about such words as old, boy, lag, fun, etc. groups of other structural patterns (cf. the sun
when taken in isolation. The word-groups made up rays, African sun, etc.). This is also true of the
of these words, e.g. old boy, bags of fun, are word-group a grief ago made up by analogy with
recognizably colloquial. the patterns a week ago, a year ago, etc. It
follows that the meaning of the word-group is
Structural Meaning derived from the combined lexical meanings of its
constituents and is inseparable from the meaning of
As with polymorphemic words word-groups the pattern of their arrangement. Comparing two
possess not only the lexical meaning, but also the nominal phrases a factory hand — 'a factory
meaning conveyed mainly by the pattern of worker' and a hand bag — 'a bag carried in the
arrangement of their constituents. A certain parallel hand' we see that though the word hand makes
can be drawn between the meaning conveyed by part of both its lexical meaning and the role it plays
the arrangement of morphemes in words and the in the structure of word-groups is different which
structural meaning of word-groups. It will be accounts for the difference in the lexical and
recalled that two compound words made up of structural meaning of the word-groups under
lexically identical stems may be different in discussion.
meaning because of the difference in the pattern of It is often argued that the meaning of word-
arrangement of the stems. For example, the groups is also dependent on some extra-linguistic
meaning of such words as dog-house and house- factors, i.e. on the situation in which word-groups
dog is different though the lexical meaning of the are habitually used by native speakers. For
components is identical. This is also true of word- example, the meaning of the nominal group wrong
groups. Such word-groups as school grammar and number is linguistically defined by the combined
grammar school are semantically different lexical meaning of the component words and the
because of the difference in the pattern of structural meaning of the pattern. Proceeding from
arrangement of the component words. It is the linguistic meaning this group can denote any
assumed that the structural pattern of word-groups number that is wrong. Actually, however, it is
is the carrier of a certain semantic component not habitually used by English speakers in answering
necessarily dependent on the actual lexical meaning telephone calls and, as a rule, denotes the wrong
of its members. In the example discussed above telephone number.
(school grammar) the structural meaning of the
word-group may be abstracted from the group and Motivation in Word Groups
described as 'quality-substance' meaning. This is Word-groups like words may also be analysed
the meaning expressed by the pattern of the word- from the point of view of their motivation. Word-
group but not by either the word school or the groups may be described as lexically motivated if
word grammar. It follows that we have to the combined lexical meaning of the groups is
distinguish between the structural meaning of a deducible from the meaning of their components.
given type of word-group as such and the lexical The nominal groups, e.g. red flower, heavy
meaning of its constituents. weight and the verbal group, e.g. take lessons,
are from this point of view motivated, whereas
Interrelation of Lexical and Structural Meaning structurally identical word-groups red tape —
in Word Groups 'official bureaucratic methods', heavy father —
The lexical and structural components of 'serious or solemn part in a theatrical play', and
meaning in word-groups are interdependent. The take place —'occur' are lexically non-motivated.
inseparability of these two semantic components in In these groups the constituents do not possess, at
word-groups can, perhaps, be best illustrated by least synchronically, the denotational meaning
the semantic analysis of individual word-groups in found in the same words outside these groups or, to
which the norms of conventional collocability of be more exact, do not possess any individual lexical
words seem to be deliberately overstepped. For meaning of their own, as the word-groups under
instance, in the word-group all the sun long we discussion seem to represent single indivisible
observe a departure from the norm of lexical semantic entities. Word-groups are said to be
valency represented by such word-groups as all the structurally motivated if the meaning of the
day long, all the night long, all the week long, pattern is deducible from the order and
and a few others. The structural pattern of these arrangement of the member-words of the group.
word-groups in ordinary usage and the word-group Red flower, e.g., is motivated as the meaning of
all the sun long is identical. The generalized the pattern quality—substance can be deduced from
meaning of the pattern may be described as 'a unit the order and arrangement of the words red and
of time'. Replacing day, night, week by another flower, whereas the seemingly identical pattern
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red tape cannot be interpreted as quality— the nature of phrases that can be properly termed
substance. phraseological units.
The degree of motivation may be different. The complexity of the problem may be largely
Between the extremes of complete motivation-and accounted for by the fact that the border-line
lack of motivation there are innumerable between free or variable word-groups and
intermediate cases. For example, the degree of phraseological units is not clearly defined. The so-
lexical motivation in the nominal group black called free word-groups are only relatively free as
market is higher than in black death, but lower the collocability of their member-words is
than in black dress, though none of the groups can fundamentally delimited by their lexical and
be considered as completely non-motivated. This is grammatical valency which makes at least some of
also true of other word-groups, e.g. old man and them very close to set-phrases. Phraseological units
old boy both of which may be regarded as lexically are comparatively stable and semantically
and structurally motivated though the degree of inseparable. Between the extremes of complete
motivation in old man is noticeably higher. It is of motivation and variability of member-words on the
interest to note that completely motivated word- one hand, and lack of motivation combined with
groups are, as a rule, correlated with certain complete stability of the lexical components and
structural types of compound words. Verbal groups grammatical structure on the other hand there are
having the structure V+N, e.g. to read books, to innumerable border-line cases.
love music, etc., are habitually correlated with the However, the existing terms, e.g. set-phrases,
compounds of the pattern N+(V+er) (book- idioms, word-equivalents reflect to a certain
reader, music-lover); adjectival groups such as extent the main issues of phraseology which centre
A+prp+N (e.g. rich in oil, shy before girls) are on the divergent views concerning the nature and
correlated with the compounds of the pattern N+A, essential features of phraseological units as
e.g. oil-rich, girl-shy. distinguished from the so-called free word-groups.
It should also be noted that seemingly identical The term set-phrase implies that the basic
word-groups are sometimes found to be motivated criterion of differentiation is stability of the lexical
or non-motivated depending on their semantic components and grammatical structure of word-
interpretation. Thus apple sauce, e.g., is lexically groups. The term idioms generally implies that the
and structurally motivated when it means 'a sauce essential feature of the linguistic units under
made of apples' but when used to denote 'nonsense' consideration is idiomaticity or lack of motivation.
it is clearly non-motivated. In such cases we may This term habitually used by English and American
even speak of homonymy of word-groups and not of linguists is very often treated as synonymous with
polysemy. the term phraseological unit universally accepted
It follows from the above discussion that word- in Bulgaria. The term word-equivalent stresses
groups may be also classified into motivated and not only the semantic but also the functional
non-motivated units. Non-motivated word-groups inseparability of certain word-groups and their
are habitually described as phraseological units or aptness to function in speech as single words.
idioms. Thus differences in terminology reflect certain
differences in the main criteria used to distinguish
PHRASEOLOGICAL UNITS between free word-groups and a specific type of
Word-groups viewed as functionally and linguistic units generally known as phraseology.
semantically inseparable units are traditionally These criteria and the ensuing classification are
regarded as idioms and are usually studied in briefly discussed below.
phraseology. It should be noted, however, that no
proper scientific investigation of English phraseology 1. Criteria of Stability and Lack of
has been attempted until quite recently. English and Motivation (Idiomaticity)
American linguists as a rule confine themselves to Phraseological units are habitually defined as
collecting various words, word-groups and non-motivated word-groups that cannot be
sentences presenting some interest either from the freely made up in speech but are reproduced as
point of view of origin, style, usage, or some other ready-made units. This definition proceeds from
feature peculiar to them. These units are habitually the assumption that the essential features of
described as idioms but no attempt has been made phraseological units are stability of the lexical
to investigate these idioms as a separate class of components and lack of motivation. It is
linguistic units or a specific class of word-groups. consequently assumed that unlike components of
free word-groups, which may vary according to the
Free Word-Groups Versus Set-Phrases. needs of communication, member-words of
Phraseological Units, Idioms, Word- phraseological units are always reproduced as
Equivalents single unchangeable collocations.
Attempts have been made to approach the Thus, for example, the constituent red in the
problem of phraseology in different ways. Up till free word-group red flower may, if necessary, be
now, however, there is a certain divergence of substituted for by any other adjective denoting
opinion as to the essential feature of phraseological colour (blue, white, etc.), without essentially
units as distinguished from other word-groups and changing the denotational meaning of the word-
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group under discussion (a flower of a certain A certain humorous effect is attained because
colour). In the phraseological unit red tape one of the member words (commence, valiant) is
(bureaucratic methods) no such substitution is felt as belonging to the bookish stylistic layer,
possible, as a change of the adjective would involve whereas the other (scrub, chap) is felt as
a complete change in the meaning of the whole stylistically neutral or colloquial. When we say,
group. A blue (black, white, etc.) tape would however, that kick the bucket is highly colloquial
mean 'a tape of a certain colour'. It follows that the or heavy father is a professional term, we do not
phraseological unit red tape is semantically non- refer to the stylistic value of the component words
motivated, i.e. its meaning cannot be deduced from of these phraseological units kick, bucket, heavy
the meaning of its components and that it exists as or father, but the stylistic value of the word-group
a ready-made linguistic unit which does not allow of as a single whole. Taken in isolation the words are
any variability of its lexical components. stylistically neutral. It follows that phraseological
It is also argued that non-variability of the units are characterized by a single stylistic
phraseological unit is not confined to its lexical reference irrespective of the number and nature of
components. Grammatical structure of their component words. Semantic inseparability of
phraseological units is to a certain extent also phraseological units is viewed as one of the aspects
stable. Thus, though the structural formula of the of idiomaticity which enables us to regard them as
word-groups red flower and red tape is identical semantically equivalent to single words.
(Adj + Noun), the noun flower may be used in the The term grammatical inseparability implies that
plural (red flowers), whereas no such change is the grammatical meaning or, to be more exact, the
possible in the phraseological unit red tape; red part-of-speech meaning of phraseological units is
tapes would then denote 'tapes of red colour' but felt as belonging to the word-group as a whole
not 'bureaucratic methods'. This is also true of other irrespective of the part-of-speech meaning of the
types of phraseological units, e.g. All my eye and component words. Comparing the free word-group,
Betty Martin (complete nonsense, бабини e.g. a long day, and the phraseological unit, e.g.
деветини), where the components are invariably in the long run, we observe that in the free word-
reproduced in the same grammatical form. group the noun day and the adjective long
preserve the part-of-speech meaning proper to
2. Criterion of Function these words taken in isolation. The whole group is
Another angle from which the problem of viewed as composed of two independent units
phraseology is viewed is the so-called functional (adjective and noun). In the phraseological unit in
approach. This approach assumes that the long run the part-of-speech meaning belongs
phraseological units may be defined as specific to the group as a single whole. In the long run is
word-groups functioning as word-equivalents. grammatically equivalent to single adverbs, e.g.
The fundamental features of phraseological units finally, ultimately, firstly, etc. In the case of the
thus understood are their semantic and phraseological unit under discussion there is no
grammatical inseparability which were regarded as connection between the part-of-speech meaning of
distinguishing features of isolated words. the member-words (in - preposition, long -
If we compare a free word-group, e.g. heavy adjective, run - noun) and the part-of-speech
weight, and a phraseological unit, e.g. heavy meaning of the whole word-group. Grammatical
father, we observe that in the case of the free inseparability of phraseological units viewed as one
word-group each of the member-words has its own of the aspects of idiomaticity enables us to regard
denotational meaning. So the lexical meaning of the them as grammatically equivalent to single words.
word-group can be adequately described as the Proceeding from the assumption that
combined lexical meaning of its constituents. In the phraseological units are non-motivated word-groups
case of the phraseological unit, however, the functioning as word-equivalents by virtue of their
denotational meaning belongs to the word-group as semantic and grammatical inseparability, we may
a single semantically inseparable unit. The classify them into noun equivalents (e.g. heavy
individual member-words do not seem to possess father), verb equivalents (e.g. take place, break
any lexical meaning outside the meaning of the the news), adverb equivalents (e.g. in the long
group. The meanings of the member-words heavy run), etc.
and father taken in isolation are in no way
connected with the meaning of the phrase heavy 3. Criterion of Context
father (serious or solemn part in a theatrical play). Phraseological units in Modern English are also
The same is true of the stylistic reference and approached from the contextual point of view.
emotive charge of phraseological units. In free Proceeding from the assumption that individual
word-groups each of the components preserves as a meanings of polysemantic words can be observed in
rule its own stylistic reference. This can be readily certain contexts and may be viewed as dependent
observed in the stylistic effect produced by free on those contexts it is argued that phraseological
word-groups made up of words of widely different units are to be defined through specific types of
stylistic value, e.g. to commence to scrub, context. Free word-groups make up variable
valiant chap and the like. contexts whereas the essential feature of
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phraseological units is a non-variable or fixed meaning dependent on the second component as,
context. e.g., in small hours; the second component
Non-variability is understood as the stability of (hours) serves as the only clue to this particular
the word-group. In variable contexts which include meaning of the first component as it is found only in
polysemantic words, substitution of one of the the given context (small hours). The word that
components is possible within the limits of the serves as the clue to the specialized meaning of one
lexical valency of the word under consideration. It is of the components is habitually used in its central
observed, e.g., that in such word-groups as a small meaning (cf., for example, small hours, and three
town the word town may be substituted for by a hours, pleasant hours, etc.).
number of other nouns, e.g. room, audience, etc., Idioms are distinguished from phrasemes by
the adjective small by a number of other the idiomaticity of the whole word-group (e.g. red
adjectives, e.g.: large, big, etc. The substitution of tape = 'bureaucratic methods') and the
nouns does not change the meaning of small which impossibility of attaching meaning to the members
denotes in all word-groups 'not large'. The of the group taken in isolation. Idioms are
substitution of adjectives does not likewise affect semantically and grammatically inseparable units.
the meaning of town. Thus variability of the lexical They may comprise unusual combinations of words
components is the distinguishing feature of the so- which when understood in their literal meaning are
called free word-groups. In other word-groups such normally uncollocable as, e.g. mare's nest (a
as small business, a small farmer the variable mare - 'a female horse', a mare's nest - 'a hoax,
members serve as a clue to the meaning of the a discovery which proves false or worthless')
adjective small. It may be observed that when Unusualness of collocability, or logical
combined with the words town, room, etc. a small incompatibility of member-words is indicative of the
denotes 'not large', whereas it is only in idiomaticity of the phrase.
combination with the nouns business, farmer, etc. Idioms made up of words normally brought
that small denotes 'of limited size' or 'having together are homonymous with corresponding
limited capital'. Word-groups of this type are variable word-groups, e.g. to let the cat out of
sometimes described as traditional collocations. the bag = 'to divulge a secret', and the clue to the
Unlike word-groups with variable members idiomatic meaning is to be found in a wider context
phraseological units allow of no substitution. outside the phrase itself.
For example, in the phraseological unit small
hours (the early hours of the morning from about 1 Phraseological Units and Idioms
a.m. to 4 a.m.) there is no variable member as Proper
small denotes 'early' only in collocation with hours. The functional approach described above does
In the phraseological unit small beer small has the not discard idiomaticity as the main feature
meaning 'weak' only in this fixed non-variable distinguishing phraseological units from free word-
context. As can be seen from the above, a non- groups, but seeks to establish formal criteria of
variable context is indicative of a specialized idiomaticity by analysing the syntactic function of
meaning of one of the member-words. The phraseological units in speech.
specialized meaning of one of the lexical An attempt is also made to distinguish
components is understood as the meaning of the phraseological units as word equivalents from
word only in the given phrase (e.g. small hours), idioms proper, i.e. idiomatic units such as that's
i.e. this particular meaning cannot be found in the where the shoe pinches, the cat is out of the
word taken in isolation or in any of the variable bag, what will Mrs Grundy say?, etc. Unlike
word-groups in which the word is used. It follows phraseological units, proverbs, sayings and
that specialized meaning and stability of lexical quotations do not always function as word-
components are regarded as interdependent equivalents. They exist as ready-made expressions
features of phraseological units whose semantic with a specialized meaning of their own which
structure is unique, i.e. no other word-groups can cannot be inferred from the meaning of their
be created on this semantic pattern. components taken singly. Due to this the linguists
The two criteria of phraseological units - who rely mainly on the criterion of idiomaticity
specialized meaning of the components and classify proverbs and sayings as phraseological
non-variability of context - display unilateral units.
dependence. Specialized meaning presupposes The proponents of the functional criterion argue
complete stability of the lexical components, as that proverbs and sayings lie outside the province
specialized meaning of the member-words or of phraseology. It is pointed out, firstly, that the
idiomatic meaning of the whole word-group is never lack of motivation in such linguistic units is of an
observed outside fixed contexts. essentially different nature. Idioms are mostly
Phraseological units may be subdivided into based on metaphors which makes the transferred
phrasemes and idioms according to whether or meaning of the whole expression more or less
not one of the components of the whole word-group transparent. If we analyse such idioms, as, e.g., to
possesses specialized meaning. carry coals to Newcastle, to fall between two
Phrasemes are, as a rule, two-member word- stools, or fine feathers make fine birds, we
groups in which one of the members has specialized
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observe that though their meaning cannot be group. Due to this phraseological collocations are
inferred from the literal meaning of the member- felt as possessing a certain degree of semantic
words making up these expressions, they are still inseparability.
metaphorically motivated as the literal meaning of
the whole expression readily suggests its meaning WORD-STRUCTURE
as an idiom, i.e. 'to do something that is absurdly Segmentation of Words into Morphemes
superfluous', 'fail through taking an intermediate Close observation and comparison of words
course' and 'to be well dressed to give one an clearly shows that a great many words have a
impressive appearance', respectively. The meaning composite nature and are made up of smaller units,
of the phraseological units, e.g. red tape, heavy each possessing sound-form and meaning. These
father, in the long run, etc., cannot be deduced are generally referred to as morphemes defined as
either from the meaning of the component words or the smallest indivisible two-facet language units.
from the metaphorical meaning of the word-group For instance, words like boiler, driller fall into the
as a whole. morphemes boil-, drill- and -er by virtue of the
Secondly, the bulk of idioms never function in recurrence of the morpheme -er in these and other
speech as word-equivalents which is a proof of their similar words and of the morphemes boil- and
semantic and grammatical separability. drill- in to boil, a boil, boiling and to drill, a
drill, drilling, a drill-press, etc. Likewise, words
Classification like flower-pot and shoe-lace are segmented into
Taking into account mainly the degree of the morphemes flower-, pot-, shoe- and lace-
idiomaticity phraseological units may be classified (cf. flower-show, flowerful, etc., shoe-brush,
into three big groups: shoeless, etc., on the one hand; and pot-lid,
1. Phraseological fusions pottery, etc., lace-boots, lacing, etc., on the
2. Phraseological unities other).
3. Phraseological collocations. Like a word a morpheme is a two-facet language
Phraseological fusions are completely non- unit, an association of a certain meaning with a
motivated word-groups, such as red tape certain sound-pattern. Unlike a word a morpheme is
(bureaucratic methods); heavy father (serious or not an autonomous unit and can occur in speech
solemn part in a theatrical play); kick the bucket only as a constituent part of the word.
(die), and the like. The meaning of the components Morphemes cannot be segmented into smaller
has no connections whatsoever, at least units without losing their constitutive essence, i.e.
synchronically, with the meaning of the whole two-facetedness, association of a certain meaning
group. Idiomaticity is, as a rule, combined with with a given sound-pattern, cf. the morpheme lace-
complete stability of the lexical components and the denoting 'a string or cord put through small holes in
grammatical structure of the fusion. shoes', etc.; 'to draw edges together' and the
Phraseological unities are partially non- constituent phonemes [l], [ei], [s] entirely without
motivated as their meaning can usually be meaning.
perceived through the metaphoric meaning of the Identification of morphemes in various texts
whole phraseological unit. For example, to show shows that morphemes may have different
one's teeth, to wash one's dirty linen in public, phonemic shapes.
if interpreted as semantically motivated through the In the word-cluster please, pleasing, pleasure,
combined lexical meaning of the component words pleasant the root-morpheme is represented by
would naturally lead one to understand these in phonemic shapes: [pli:z] in please, pleasing, [pleZ]
their literal meaning. The metaphoric meaning of in pleasure and [plez] in pleasant. In such cases
the whole unit, however, readily suggests 'take a we say that the phonemic shapes of the word stand
threatening tone' or 'show an intention to injure' for in complementary distribution or in alternation with
show one's teeth and 'discuss or make public each other. All the representations of the given
one's quarrels' for wash one's dirty linen in morpheme that manifest alteration are called
public. Phraseological unities are as a rule marked allomorphs of that morpheme or morpheme
by a comparatively high degree of stability of the variants. Thus [pli:z, pleZ] and [plez] are allomorphs
lexical components. of one and the same morpheme. The root-
Phraseological collocations are motivated but morphemes in the word-cluster duke, ducal,
they are made up of words possessing specific duchess, duchy or poor, poverty may also serve
lexical valency which accounts for a certain degree as examples of the allomorphs of one morpheme.
of stability in such word-groups. In phraseological
collocations variability of member-words is strictly Principles of Morphemic Analysis. Types of
limited. For instance, bear a grudge may be Word Segmentability
changed into bear malice, but not into *bear a As far as the complexity of the morphemic
fancy or *liking. We can say take a liking structure of the word is concerned all English words
(fancy) but not take hatred (disgust). These fall into two large classes. To Сlass I belong
habitual collocations tend to become kind of clichés segmentable words, i.e. those allowing of
where the meaning of member-words is to some segmentation into morphemes, e.g. agreement,
extent dominated by the meaning of the whole information, fearless, quickly, door-handle,
22
etc. To Сlass II belong non-segmentable words, i.e. morpheme to have only a differential and
those not allowing of such segmentation, e.g. distributional meaning to be isolated from a word
house, girl, woman, husband, etc. regard words like retain, deceive, etc. as
The operation of breaking a segmentable word segmentable; those who deem it necessary for a
into the constituent morphemes is referred to in morpheme to have some denotational meaning
present-day linguistic literature as the analysis of qualify them as non-segmentable words.
word-structure on the morphemic level. The Defective morphemic segmentability is the
morphemic analysis aims at splitting a segmentable property of words whose component morphemes
word into its constituent morphemes — the basic seldom or never recur in other words. One of the
units at this level of word-structure analysis — and component morphemes is a unique morpheme in
at determining their number and types. The degree the sense that it does not, as a rule, recur in a
of morphemic segment-ability is not the same for different linguistic environment.
different words. A unique morpheme is isolated and understood
Three types of morphemic segmentability of as meaningful because the constituent morphemes
words are distinguished: complete, conditional display a more or less clear denotational meaning.
and defective. There is no doubt that in the nouns streamlet,
Complete segmentability is characteristic of a ringlet, leaflet, etc. the morpheme -let has the
great many words the morphemic structure of denotational meaning of diminutiveness and is
which is transparent enough, as their individual combined with the morphemes stream-, ring-,
morphemes clearly stand out within the word leaf-, etc. each having a clear denotational
lending themselves easily to isolation. meaning. Things are entirely different with the word
As can be easily seen from the examples hamlet. The morpheme -let retains the same
analysed above, the transparent morphemic meaning of diminutiveness, but the sound-cluster
structure of a segmentable word is conditioned by [h&m] that is left after the isolation of the
the fact that its constituent morphemes recur with morpheme -let does not recur in any other English
the same meaning in a number of other words. word with anything like the meaning it has in the
There are, however, numerous words in the English word hamlet. (Needless to say that the noun ham
vocabulary the morphemic structure of which is not denoting ‘a smoked and salted upper part of a pig’s
so transparent and easy to establish as in the cases leg’ is irrelevant to the ham- in hamlet.) It is
mentioned above. likewise evident that the denotational and the
Conditional morphemic segmentability differential meaning of [h&m] which distinguishes
characterises words whose segmentation into the hamlet from streamlet, ringlet, etc. is upheld by
constituent morphemes is doubtful for semantic the denotational meaning of -let. The same is
reasons. In words like retain, contain, detain or exemplified by the word pocket which may seem at
receive, deceive, conceive, perceive the sound- first sight non-segmentable. However, comparison
clusters [ri-], [di-], [k@n-] seem, on the one hand, to with such words as locket, hogget, lionet,
be singled out quite easily due to their recurrence in cellaret, etc. leads one to the isolation of the
a number of words, on the other hand, they morpheme -et having a diminutive meaning, the
undoubtedly have nothing in common with the more so that the morphemes lock-, hog-, lion-,
phonetically identical morphemes re-, de- as found cellar-, etc. recur in other words (cf. lock, locky;
in words like rewrite, re-organise, deorganise, hog, hoggery; lion, lioness; cellar, cellarage).
decode; neither the sound-clusters [ri-] or [di-] nor At the same time the isolation of the morpheme -et
the [-tern] or [-si:v] possess any lexical or leaves in the word pocket the sound-cluster [pOk]
functional meaning of their own. The type of that does not occur in any other word of Modern
meaning that can be ascribed to them is only a English but obviously has a status of a morpheme
differential and a certain distributional meaning: the with a denotational meaning as it is the lexical
[ri-] distinguishes retain from detain and the [- nucleus of the word. The morpheme [pOk] clearly
tern] distinguishes retain from receive, whereas carries a differential and distributional meaning as it
their order and arrangement point to the status of distinguishes pocket from the words mentioned
the re-, de-, con-, per- as different from that of above and thus must be qualified as a unique
the -tain and -ceive within the structure of the morpheme.
words. The morphemes making up words of The morphemic analysis of words like
conditional segmentability thus differ from cranberry, gooseberry, strawberry shows that
morphemes making up words of complete they also possess defective morphemic
segmentability in that the former do not rise to the segmentability: the morphemes cran-, goose-,
full status of morphemes for semantic reasons and straw- are unique morphemes.
that is why a special term is applied to them in The oppositions that the different types of
linguistic literature: such morphemes are called morphemic segmentability are involved in hardly
pseudo-morphemes or quasi-morphemes. It should require any comments with the exception of
be mentioned that there is no unanimity on the complete and conditional segmentability versus
question and there are two different approaches to defective segmentability. This opposition is based
the problem. Those linguists who recognise pseudo- on the ability of the constituent morphemes to
morphemes, i.e. consider it sufficient for a occur in a unique or a non-unique environment. In
23
the former case the linguist deals with defective, in Structurally morphemes fall into three types:
the latter with complete and conditional free morphemes, bound morphemes, semi-
segmentability. The distinction between complete free (semi- bound) morphemes.
and conditional segmentability is based on semantic A free morpheme is defined as one that
features of morphemes proper and pseudo- coincides with the stem or a word-form. A great
morphemes. many root-morphemes are free morphemes, for
Thus on the level of morphemic analysis the example, the root-morpheme friend — of the noun
linguist has to operate with two types of elementary friendship is naturally qualified as a free
units, namely full morphemes and pseudo- morpheme because it coincides with one of the
(quasi-)morphemes. It is only full morphemes forms of the noun friend.
that are genuine structural elements of the A bound morpheme occurs only as a
language system so that the linguist must primarily constituent part of a word. Affixes are, naturally,
focus his attention on words of complete morphemic bound morphemes, for they always make part of a
segmentability. On the other hand, a considerable word, e.g. the suffixes -ness, -ship, -ise (-ize),
percentage of words of conditional and defective etc., the prefixes un-, dis-, de-, etc. (e.g.
segmentability signals a relatively complex readiness, comradeship, to activise; unnatural,
character of the morphological system of the to displease, to decipher).
language in question, reveals the existence of Many root-morphemes also belong to the class of
various heterogeneous layers in its vocabulary. bound morphemes which always occur in
morphemic sequences, i.e. in combinations with ‘
CLASSIFICATION OF MORPHEMES roots or affixes. All unique roots and pseudo-roots
Morphemes may be classified: are-bound morphemes. Such are the root-
a) from the semantic point of view, and morphemes theor- in theory, theoretical, etc.,
b) from the structural point of view. barbar -in barbarism, barbarian, etc., -ceive in
Semantically morphemes fall into two classes: conceive, perceive, etc.
root-morphemes and non-root or affixational Semi-bound (semi-free) morphemes are
morphemes. Roots and affixes make two distinct morphemes that can function in a morphemic
classes of morphemes due to the different roles sequence both as an affix and as a free morpheme.
they play in word-structure. For example, the morpheme well and half on the
Roots and affixational morphemes are generally one hand occur as free morphemes that coincide
easily distinguished and the difference between with the stem and the word-form in utterances like
them is clearly felt as, e.g., in the words helpless, sleep well, half an hour,” on the other hand they
handy, blackness, Londoner, refill, etc.: the occur as bound morphemes in words like well-
root-morphemes help-, hand-, black-, London-, known, half-eaten, half-done.
-fill are understood as the lexical centres of the
words, as the basic constituent part of a word Speaking of word-structure on the morphemic
without which the word is inconceivable. level two groups of morphemes should be specially
The root-morpheme is the lexical nucleus of a mentioned.
word, it has an individual lexical meaning shared by To the first group belong morphemes of Greek
no other morpheme of the language. Besides it may and Latin origin often called combining forms, e.g.
also possess all other types of meaning proper to telephone, telegraph, phonoscope,
morphemes except the part-of-speech meaning microscope, etc. The morphemes tele-, graph-,
which is not found in roots. The root-morpheme is scope-, micro-, phone- are characterised by a
isolated as the morpheme common to a set of definite lexical meaning and peculiar stylistic
words making up a word-cluster, for example the reference: tele- means ‘far’, graph- means
morpheme teach- in to teach, teacher, teaching, ‘writing’, scope — ’seeing’, micro- implies
theor- in theory, theorist, theoretical, etc. smallness, phone- means ’sound.’ Comparing
Non-root morphemes include inflectional words with tele- as their first constituent, such as
morphemes or inflections and affixational telegraph, telephone, telegram one may
morphemes or affixes. Inflections carry only conclude that tele- is a prefix and graph-, phone-,
grammatical meaning and are thus relevant only for gram-are root-morphemes. On the other hand,
the formation of word-forms, whereas affixes are words like phonograph, seismograph,
relevant for building various types of stems — the autograph may create the impression that the
part of a word that remains unchanged throughout second morpheme graph is a suffix and the first —
its paradigm. Lexicology is concerned only with a root-morpheme. This undoubtedly would lead to
affixational morphemes. the absurd conclusion that words of this group
Affixes are classified into prefixes and contain no root-morpheme and are composed of a
suffixes: a prefix precedes the root-morpheme, a suffix and a prefix which runs counter to the
suffix follows it. Affixes besides the meaning fundamental principle of word-structure. Therefore,
proper to root-morphemes possess the part-of- there is only one solution to this problem; these
speech meaning and a generalised lexical meaning. morphemes are all bound root-morphemes of a
special kind and such words belong to words made
up of bound roots. The fact that these morphemes
24
do not possess the part-of-speech meaning typical WORD-FORMATION
of affixational morphemes evidences their status as
roots. VARIOUS WAYS OF FORMING WORDS
The second group embraces morphemes The available linguistic literature on the subject
occupying a kind of intermediate position, cites various types and ways of forming words.
morphemes that are changing their class Earlier books, articles and monographs on word-
membership. formation and vocabulary growth in general both in
The root-morpheme man- found in numerous the Bulgarian language and in foreign languages, in
words like postman ['poustm@n], fisherman the English language in particular, used to mention
[fiS@m@n], gentleman ['dZentlm@n] in comparison morphological, syntactic and lexico-semantic types
with the same root used in the words man-made of word-formation. At present the classifications of
['m&nmeid] and man-servant ['m&n,s@:v@nt] is, as the types of word-formation do not, as a rule,
is well-known, pronounced, differently, the [æ] of include lexico-semantic word-building. Of interest is
the root-morpheme becomes [@] and sometimes the classification of word-formation means based on
disappears altogether. The phonetic reduction of the the number of motivating bases which many
root vowel is obviously due to the decreasing scholars follow. A distinction is made between two
semantic value of the morpheme and some linguists large classes of word-building means:
argue that in words like cabman, gentleman, To Class I belong the means of building words
chairman it is now felt as denoting an agent rather having one motivating base. To give an English
than a male adult, becoming synonymous with the example, the noun catcher is composed of the
agent suffix -er. However, we still recognise the base catch- and the suffix -er, through the
identity of [man] in postman, cabman and [m&n] combination of which it is morphologically and
in man-made, man-servant. Abrasion has not yet semantically motivated.
completely disassociated the two, and we can Class II includes the means of building words
hardly regard [man] as having completely lost the containing more than one motivating base.
status of a root-morpheme. Besides it is impossible Needless to say, they are all based on compounding
to say she is an Englishman (or a gentleman) (cf. the English compounds country-club, door-
and the lexical opposition of man and woman is handle, bottle-opener, etc., all having two bases
still felt in most of these compounds (cf. though through which they are motivated).
Madam Chairman in cases when a woman chairs a Most linguists in special chapters and manuals
sitting and even all women are tradesmen). It devoted to English word-formation consider as the
follows from all this that the morpheme -man as chief processes of English word-formation affixation,
the last component may be qualified as semi-free. conversion and compounding.
Apart from these a number of minor ways of
Morphemic Types of Words forming words such as back-formation, sound
According to the number of morphemes words interchange, distinctive stress, sound imitation,
are classified into monomorphic and blending, clipping and acronymy are traditionally
polymorphic. Monomorphic or root-words consist referred to Word-Formation.
of only one root-morpheme, e.g. small, dog, Another classification of the types of word-
make, give, etc. All polymorphic words according formation worked out by H. Marchand is also of
to the number of root-morphemes are classified into interest. Proceeding from the distinction between
two subgroups: monoradical (or one-root words) full linguistic signs and pseudo signs he considers
and polyradical words, i.e. words which consist of two major groups: 1) words formed as grammatical
two or more roots. Monoradical words fall into two syntagmas, i.e. combinations of full linguistic signs
subtypes: 1) radical-suffixal words, i.e. words which are characterised by morphological
that consist of one root-morpheme and one or more motivation such as do-er, un-do, rain-bow; and
suffixal morphemes, e.g. acceptable, 2) words which are not grammatical syntagmas, i.e.
acceptability, blackish, etc.; 2) radical-prefixal which are not made up of full linguistic signs. To the
words, i.e. words that consist of one root- first group belong Compounding, Suffixation,
morpheme and a prefixal morpheme, e.g. outdo, Prefixation, Derivation by a Zero Morpheme and
rearrange, unbutton, etc. and 3) prefixo- Back-Derivation, to the second — Expressive
radical-suffixal, i.e. words which consist of one Symbolism, Blending, Clipping, Rime and Ablaut
root, a prefixal and suffixal morphemes, e.g. Gemination, Word-Manufacturing. It is characteristic
disagreeable, misinterpretation, etc. of both groups that a new coining is based on a
Polyradical words fall into two types: 1) synchronic relationship between morphemes.
polyradical words which consist of two or more
roots with no affixational morphemes, e.g. book- WORD-FORMATION: DEFINITION
stand, eye-ball, lamp-shade, etc. and 2) words
which contain at least two roots and one or more Word-Formation is the system of derivative
affixational morphemes, e.g. safety-pin, types of words and the process of creating
wedding-pie, class-consciousness, light- new words from the material available in the
mindedness, pen-holder, etc. language after certain structural and semantic
formulas and patterns. For instance, the noun
25
driver is formed after the pattern v+-er, i.e. a it can scarcely be regarded as a wordbuilding
verbal stem + the noun-forming suffix -er. The means. Neither can we consider the process a word-
meaning of the derived noun driver is related to building means even when an actual enlargement of
the meaning of the stem drive- ‘to direct the the vocabulary does come about through the
course of a vehicle’ and the suffix -er meaning ‘an appearance of a pair of homonyms. Actually, the
active agent’: a driver is ‘one who drives’ (a appearance of homonyms is not a means of
carriage, motorcar, railway engine, etc.). Likewise, creating new words, but it is the final result of a
compounds resulting from two or more stems joined long and laborious process of sense-development.
together to form a new word are also built on quite Furthermore, there are no patterns after which
definite structural and semantic patterns and homonyms can be made in the language. Finally,
formulas, for instance adjectives of the snow- diverging sense-development results in a semantic
white type are built according to the formula isolation of two or more meanings of a word,
noun+аdj, etc. It can easily be observed that the whereas the process of word-formation proper is
meaning of the whole compound is also related to characterised by a certain semantic connection
the meanings of the component parts. The between the new word and the source lexical unit.
structural patterns with the semantic relations they For these reasons diverging sense-development
signal give rise to regular new creations of leading to the appearance of two or more
derivatives, e.g. sleeper, giver, smiler or soat- homonyms should be regarded as a specific channel
blасk, tax-free, etc. through which the vocabulary of a language is
In conformity with structural types of words replenished with new words and should not be
described above the following two types of word- treated on a par with the processes of word-
formation may be distinguished, word-derivation formation, such as affixation, conversion and
and word-composition (or compounding). composition.
Words created by word-derivation have in terms of The shortening of words also stands apart from
word-formation analysis only one derivational base the above two-fold division of word-formation. It
and one derivational affix, e.g. cleanness (from cannot be regarded as part of either word-
clean), to overestimate (from to estimate), derivation or word-composition for the simple
chairmanship (from chairman), reason that neither the derivational base nor the
openhandedness (from openhanded), etc. Some derivational affix can be singled out from the
derived words have no derivational affixes, because shortened word (e. g. lab, exam, Euratom, V-
derivation is achieved through conversion, e.g. to day, etc.).
paper (from paper), a fall (from to fall), etc. Nor are there any derivational patterns new
Words created by word-composition have at least shortened words could be farmed on by the
two bases, e.g. lamp-shade, ice-cold, looking- speaker. Consequently, the shortening of words
glass, daydream, hotbed, speedometer, etc. should not be regarded as a way of word-formation
Within the types, further distinction may be on a par with derivation and compounding.
made between the ways of forming words. The For the same reasons, such ways of coining
basic ways of forming words in word-derivatiоn, for words as acronymy, blending, lexicalisation and
instance, are affixation and conversion. It should be some others should not be treated as means of
noted that the understanding of word-formation as word-formation. Strictly speaking they are all,
expounded here excludes semantic word-building as together with word-shortening, specific means of
well as shortening, sound- and stress-interchange replenishing the vocabulary different in principle
which traditionally are referred to minor ways of from affixation, conversion and compounding.
word-formation. By semantic word-building some What is said above is especially true of sound-
linguists understand any change in word-meaning, and stress-interchange (also referred to as
e.g. stock — ‘the lower part of the trunk of a tree’; distinctive stress). Both sound- and stress-
’something lifeless or stupid’; ‘the part of an interchange may be regarded as ways of forming
instrument that serves as a base’, etc.; bench — ‘a words only diachronically, because in Modern
long seat of wood or stone’; ‘a carpenter’s table’, English not a single word can be coined by changing
etc. The majority of linguists, however, understand the root-vowel of a word or by shifting the place of
this process only as a change in the meaning of a the stress. Sound-interchange as well as stress-
word that may result in the appearance of interchange in fact has turned into a means of
homonyms, as is the case with flower — ‘a distinguishing primarily between words of different
blossom’ and flour — ‘the fine meal’, ‘powder made parts of speech and as such is rather wide-spread in
from wheat and used for making bread’; magazine Modern English, e.g. to sing — song, to live —
— ‘a publication’ and magazine — ‘the chamber for life, strong — strength, etc. It also distinguishes
cartridges in a gun or rifle’, etc. The application of between different word-forms, e.g. man — men,
the term word-formation to the process of semantic wife — wives, to know — knew, to leave — left,
change and to the appearance of homonyms due to etc.
the development of polysemy seems to be Sound-interchange falls into two groups: vowel-
debatable for the following reasons: interchange and consonant-interchange.
As semantic change does not, as a rule, lead to
the introduction of a new word into the vocabulary,
26
By means of vowel-interchange we distinguish various parts of speech, primarily between nouns
different parts of speech, e.g. full — to fill, food — and verbs. For instance, there is a clear-cut
to feed, blood — to bleed, etc. In some cases difference in Modern English between the noun
vowel-interchange is combined with affixation, e.g. doctor and the verb to doctor — each exists in the
long — length, strong — strength, broad — language as a unity of its word-forms and variants,
breadth, etc. Intransitive verbs and the not as one form doctor. It is true that some of the
corresponding transitive ones with a causative forms are identical in sound, i.e. homonymous, but
meaning also display vowel-interchange, e. g. to there is a great distinction between them, as they
rise — to raise, to sit — to set, to lie — to lay, are both grammatically and semantically different.
to fall — to fell. If we regard such word-pairs as doctor — to
The type of consonant-interchange typical of doctor; water — to water; brief — to brief from
Modern English is the interchange of a voiceless the angle of their morphemic structure, we see that
fricative consonant in a noun and the corresponding they are all root-words. On the derivational level,
voiced consonant in the corresponding verb, e.g. however, one of them should be referred to derived
use — to use, mouth — to mouth, house — to words, as it belongs to a different part of speech
house, advice — to advise, etc. and is understood through semantic and structural
There are some particular cases of consonant- relations with the other, i.e. is motivated by it.
interchange: [k] — [tS]: to speak — speech, to Consequently, the question arises: what serves as a
break — breach; [s] — [d]: defence — to word-building means in these cases? It would
defend; offence — to offend; [s] — [t]: appear that the noun is formed from the verb (or
evidence — evident, importance — important, vice versa) without any morphological change, but if
etc. Consonant-interchange may be combined with we probe deeper into the matter, we inevitably
vowel-interchange, e.g. bath — to bathe, breath come to the conclusion that the two words differ in
— to breathe, life — to live, etc. the paradigm. Thus it is the paradigm that is used
Many English verbs of Latin-French origin are as a word-building means. Hence, we may define
distinguished from the corresponding nouns by the conversion as the formation of a new word through
position of stress. Here are some well-known changes in its paradigm.
examples of such pairs of words: 'export n — to
ex'port v; 'import n — to im'port v; 'conduct n — to It is necessary to call attention to the fact that
con'duct v; ‘present n — to pre'sent v; 'contrast n the paradigm plays a significant role in the process
— to con'trast v; 'increase n — to in'crease v, etc. of word-formation in general and not only in the
Stress-interchange is not restricted to pairs of case of conversion. Thus, the noun cooker (in gas-
words consisting of a noun and a verb. It may also cooker) is formed from the word to cook not only
occur between other parts of speech, for instance, by the addition of the suffix -er, but also by the
between adjective and verb, e.g. ´frequent a — to change in its paradigm. However, in this case, the
fre´quent v; ´absent a — to ab´sent v, etc. role played by the paradigm as a word-building
means is less obvious, as the word-building suffix
CONVERSION -er comes to the fore. Therefore, conversion is
characterised not simply by the use of the
Conversion, one of the principal ways of forming paradigm as a word-building means, but by
words in Modern English is highly productive in the formation of a new word solely by means
replenishing the English word-stock with new of changing its paradigm. Hence, the change of
words. The term conversion, which some linguists paradigm is the only word-building means of
find inadequate, refers to the numerous cases of conversion. As a paradigm is a morphological
phonetic identity of word-forms, primarily the so- category conversion can be described as a
called initial forms, of two words belonging to morphological way of forming words. The following
different parts of speech. This may be illustrated by indisputable cases of conversion have been
the following cases: work — to work; love — to discussed in linguistic literature:
love; paper — to paper; brief — to brief, etc. As 1) formation of verbs from nouns and more
a rule we deal with simple words, although there rarely from other parts of speech, and
are a few exceptions, e.g. wireless — to wireless. 2) formation of nouns from verbs and rarely
It is fairly obvious that in the case of a noun and from other parts of speech.
a verb not only are the so-called initial forms (i.e. 3) formation of verbs from adjectives
the infinitive and the common case singular) Opinion differs on the possibility of creating
phonetically identical, but all the other noun forms adjectives from nouns through conversion. In the
have their homonyms within the verb paradigm, cf. so-called “stone wall” complexes the first members
(my) work [w@:k]) — (I) work [w@:k]; (the) are regarded by some linguists as adjectives formed
dog’s [dOgz] (head) — (many) dogs [dOgz] — from the corresponding noun-stems by conversion,
(he) dogs [dOgz], etc. or as nouns in an attributive function by others, or
It will be recalled that, although inflectional as substantival stems by still others so that the
categories have been greatly reduced in English in whole combination is treated as a compound word.
the last eight or nine centuries, there is a certain In our treatment of conversion on the pages that
difference on the morphological level between follow we shall be mainly concerned with the
27
indisputable cases, i.e. deverbal substantives and parts of speech, i.e. between noun and verb, noun
denominal verbs. and adjective, etc., for one and the same word
Many linguists share the conception of cannot simultaneously belong to different parts of
conversion as a morphological way of forming words speech. It is common knowledge, however, that the
but they disagree, however, as to what serves here English word-stock is subdivided into big word
as a word-building means. Some of them define classes each having its own semantic and formal
conversion as a non-affixal way of forming words features. The distinct difference between nouns and
pointing out that the characteristic feature is that a verbs, for instance, as in the case of doctor — to
certain stem is used for the formation of a different doctor discussed above, consists in the number
word of a different part of speech without a and character of the categories reflected in their
derivational affix being added. Others hold the view paradigms. Thus, the functional approach to
that conversion is the formation of new words with conversion cannot be justified and should be
the help of a zero-morpheme. rejected as inadequate.
The treatment of conversion as a non-affixal
word-formation process calls forth some criticism, it Synchronic Approach
can hardly be accepted as adequate, for it fails to Conversion pairs are distinguished by the
bring out the specific means making it possible to structural identity of the root and phonetic identity
form, for instance, a verb from a noun without of the stem of each of the two words.
adding a derivational affix to the base. Besides, the Synchronically we deal with pairs of words related
term a non-affixal word-formation process does not through conversion that coexist in contemporary
help to distinguish between cases of conversion and English. The two words, e.g. to break and a break,
those of sound-interchange, e.g. to sing — song; being phonetically identical, the question arises
to feed — food; full — to fill, etc. which lie whether they have the same or identical stems, as
outside the scope of word-formation in Modern some linguists are inclined to believe. It will be
English. recalled that the stem carries quite a definite part-
The conception of conversion as derivation with a of-speech meaning; for instance, within the word-
zero-morpheme, however, merits attention. The cluster to dress — dress — dresser — dressing
propounders of this interpretation of conversion — dressy, the stem dresser — carries not only the
rightly refer to some points of analogy between lexical meaning of the root-morpheme dress-, but
affixation and conversion. Among them is similarity also the meaning of substantivity, the stem dressy-
of semantic relations between a derived word and the meaning of quality, etc. These two ingredients
its underlying base, on the one hand, and between — the lexical meaning of the root-morpheme and
words within a conversion pair, the part-of-speech meaning of the stem — form
e.g. 1. action — doer of the action: to walk — a part of the meaning of the whole word. It is the
walker (affixation) to tramp — a tramp stem that requires a definite paradigm; for
(conversion); instance, the word dresser is a noun primarily
2. action — result of the action: to agree — because it has a noun-stem and not only because of
agreement (affixation), to find — a find the noun paradigm; likewise, the word materialise
(conversion), etc. is a verb, because first and foremost it has a verbal
They also argue that as the derivational stem possessing the lexico-grammatical meaning of
complexity of a derived word involves a more process or action and requiring a verb paradigm.
complex semantic structure as compared with that What is true of words whose root and stem do
of the base, it is but logical to assume that the not coincide is also true of words with roots and
semantic complexity of a converted word should stems that coincide: for instance, the word atom is
manifest itself in its derivational structure, even a noun because of the substantival character of the
though in the form of a zero derivational affix. stem requiring the noun paradigm. The word sell is
If one accepts this conception of conversion, then a verb because of the verbal character of its stem
one will have to distinguish between two types of requiring the verb paradigm, etc. It logically follows
derivation in Modern English: one effected by that the stems of two words making up a
employing suffixes and prefixes, the other by using conversion pair cannot be regarded as being the
a zero derivational affix. same or identical: the stem hand- of the noun
There is also a purely syntactic approach hand, for instance, carries a substantival meaning
commonly known as a functional approach to together with the system of its meanings, such as:
conversion. Certain linguists and lexicographers 1) the end of the arm beyond the wrist; 2) pointer
especially those in Great Britain and the USA are on a watch or clock; 3) worker in a factory; 4)
inclined to regard conversion in Modern English as a source of information, etc.; the stem hand- of the
kind of functional change. They define conversion as verb hand has a different part-of-speech meaning,
a shift from one part of speech to another namely that of the verb, and a different system of
contending that in Modern English a word may meanings: 1) give or help with the hand, 2) pass,
function as two different parts of speech at the etc. Thus, the stems of word-pairs related through
same time. If we accept this point of view, we conversion have different part-of-speech and
should logically arrive at the conclusion that in denotational meanings. Being phonetically identical
Modern English we no longer distinguish between they can be regarded as homonymous stems.
28
A careful examination of the relationship between 1) action characteristic of the object, e.g. ape n
the lexical meaning of the root-morpheme and the — ape v — ‘imitate in a foolish way’; butcher n —
part-of-speech meaning of the stem within a butcher v — ‘kill animals for food, cut up a killed
conversion pair reveals that in one of the two words animal’;
the former does not correspond to the latter. For 2) instrumental use of the object, e.g. screw n
instance, the lexical meaning of the root-morpheme — screw v — ‘fasten with a screw’; whip n —
of the noun hand corresponds to the part-of-speech whip v — ’strike with a whip’;
meaning of its stem: they are both of a substantival 3) acquisition or addition of the object, e.g. fish
character; the lexical meaning of the root- n — fish v — ‘catch or try to catch fish’; coat n —
morpheme of the verb hand, however, does not ‘covering of paint' — coat v — ‘put a coat of paint
correspond to the part-of-speech meaning of the on’;
stem: the root-morpheme denotes an object, 4) deprivation of the object, e.g. dust n — dust
whereas the part-of-speech meaning of the stem is v — ‘remove dust from something’; skin n — skin v
that of a process. The same is true of the noun fall — ’strip off the skin from’; etc.
whose stem is of a substantival character (which is II. Nouns converted from verbs (deverbal
proved by the noun paradigm fall — falls — fall’s substantives).
— falls’, whereas the root-morpheme denotes a The verb generally referring to an action, the
certain process. converted noun may denote:
It will be recalled that the same kind of non- 1) instance of the action, e.g. jump v — jump n
correspondence is typical of the derived word in — ’sudden spring from the ground’; move v —
general. To give but two examples, the part-of- move n — ‘a change of position’;
speech meaning of the stem blackness — is that of 2) agent of the action, e.g. help v — help n —
substantivity, whereas the root-morpheme black- ‘a person who helps’; it is of interest to mention
denotes a quality; the part-of-speech meaning of that the deverbal personal nouns denoting the doer
the stem eatable- (that of qualitativeness) does are mostly derogatory, e.g. bore v — bore n — ‘a
not correspond to the lexical meaning of the root- person that bores’; cheat v — cheat n — ‘a person
morpheme denoting a process. It should also be who cheats’;
pointed out here that in simple words the lexical 3) place of the action, e.g. drive v — drive n —
meaning of the root corresponds to the part-of- ‘a path or road along which one drives’; walk v —
speech meaning of the stem, cf. the two types of walk n — ‘a place for walking’;
meaning of simple words like black a, eat v, chair 4) object or result of the action, e.g. peel v —
n, etc. Thus, by analogy with the derivational peel n — ‘the outer skin of fruit or potatoes taken
character of the stem of a derived word it is natural off; find v — find и — ’something found,” esp.
to regard the stem of one of the two words making something valuable or pleasant’; etc.
up a conversion pair as being of a derivational For convenience the typical semantic relations as
character as well. The essential difference between briefly described above may be graphically
affixation and conversion is that affixation is represented in the form of a diagram (see below,
characterised by both semantic and structural pp. 132-133).
derivation (e.g. friend — friendless, dark — In conclusion it is necessary to point out that in
darkness, etc.), whereas conversion displays only the case of polysemantic words one and the same
semantic derivation, i.e. hand — to hand, fall — member of a conversion pair, a verb or a noun,
to fall, taxi — to taxi, etc.; the difference between belongs to several of the above-mentioned groups
the two classes of words in affixation is marked making different derivational bases. For instance,
both by a special derivational affix and a paradigm, the verb dust belongs to Group 4 of Denominal
whereas in conversion it is marked only by verbs (deprivation of the object) when it means
paradigmatic forms. ‘remove dust from something’, and to Group 3
(acquisition or addition of the object) when it means
Typical Semantic Relations ‘cover with powder’; the noun slide is referred to
As one of the two words within a conversion pair Group 3 of Deverbal substantives (place of the
is semantically derived from the other, it is of great action) when denoting ‘a stretch of smooth ice or
theoretical and practical importance to determine hard snow on which people slide’ and to Group 2
the semantic relations between words related (agent of the action) when it refers to a part of an
through conversion. Summing up the findings of the instrument or machine that slides, etc.
linguists who have done research in this field we Denominal Verbs: noun verb
can enumerate the following typical semantic object action characteristic of the object, e.g.
relations. a nurse to nurse
I. Verbs converted from nouns (denominal object instrumental use of the object, e.g. a
verbs). saw to saw
This is the largest group of words related through object acquisition or addition of the object,
conversion. The semantic relations between the e.g. a nut to nut
nouns and verbs vary greatly. If the noun refers to object deprivation of the object, e.g. a bone
some object of reality (both animate and inanimate) to bone
the converted verb may denote:
29
Deverbal Substantives: verb noun cases like taxi n — taxi v and cases like love n —
action instance of the action, e.g. to step a love v from the point of view of their morphological
step structure and the word-building system of the
action agent of the action, e.g. to tramp a language. In either case the only difference
tramp between the two words is that of the paradigm: the
action place of the action, e.g. to leak a historical background is here irrelevant. It should be
leak emphatically stressed at this point that the present-
action object or result of the action, e.g. to day derivative correlations within conversion pairs
purchase a purchase do not necessarily coincide with the etymological
relationship. For instance, in the word-pair awe n —
Deadjectival verbs: adjective verb awe v the noun is the source, of derivation both
characteristic to acquire the characteristic, diachronically and synchronically, but it is quite
e.g. blind to blind different with the pair mould v — mould n:
historically the verb is the derived member,
Diachronic Approach of Conversion. Origin whereas it is the other way round from the angle of
Modern English vocabulary is exceedingly rich in Modern English (cf. the derivatives mouldable,
conversion pairs. As a way of forming words moulding, moulder which have suffixes added to
conversion is extremely productive and new verb-bases).
conversion pairs make their appearance in fiction, Conversion is not an absolutely productive way of
newspaper articles and in the process of oral forming words because it is restricted both
communication in all spheres of human activity semantically and morphologically.
gradually forcing their way into the existing With reference to semantic restrictions it is
vocabulary and into the dictionaries as well. New assumed that all verbs can be divided into two
conversion pairs are created on the analogy of groups: a) verbs denoting processes that can be
those already in the word-stock on the semantic represented as a succession of isolated actions from
patterns described above as types of semantic which nouns are easily formed, e.g. fall v — fall n;
relations. Conversion is highly productive in the run v — run n; jump v — jump n, etc.; b) verbs
formation of verbs, especially from compound like to sit, to lie, to stand denoting processes that
nouns. 20th century new words include a great cannot be represented as a succession of isolated
many verbs formed by conversion, e.g. to motor — actions, thus defying conversion. However, a careful
‘travel by car’; to phone — ‘use the telephone’; to examination of modern English usage reveals that it
wire — ’send a telegram’; to microfilm — is extremely difficult to distinguish between these
‘produce a microfilm of; to tear-gas — ‘to use two groups. This can be exemplified in such pairs as
tear-gas’; to fire-bomb — ‘drop fire-bombs’; to to invite — an invite, to take — a take, to sing
spearhead — ‘act as a spearhead for’; to — a sing, to bleed — a bleed, to win — a win,
blueprint — ‘work out, outline’, etc. A diachronic etc. The possibility for the verbs to be formed from
survey of the present-day stock of conversion pairs nouns through conversion seems to be illimitable.
reveals, however, that not all of them have been The morphological restrictions suggested by
created on the semantic patterns just referred to. certain linguists are found in the fact that the
Some of them arose as a result of the complexity of word-structure does not favour
disappearance of inflections in the course of the conversion. It is significant that in MnE. there are
historical development of the English language due no verbs converted from nouns with the suffixes
to which two words of different parts of speech, e.g. -ing and -ation. This restriction is counterbalanced,
a verb and a noun, coincided in pronunciation. This however, by innumerable occasional conversion
is the case with such word-pairs, for instance, as pairs of rather complex structure, e.g. to package,
love n (OE. lufu) — love v (OE. lufian); work n to holiday, to wireless, to petition, to
(OE. wēōrc) — work v (OE. wyrcan); answer n reverence, etc. Thus, it seems possible to regard
(OE. andswaru) — answer v (OE. andswarian) and conversion as a highly productive way of forming
many others. For this reason certain linguists words in Modern English.
consider it necessary to distinguish between
homonymous word-pairs which appeared as a result WORD-COMPOSITION
of the loss of inflections and those formed by
conversion. The term conversion is applied then Compounding or word-composition is one of the
only to cases like doctor n — doctor v; brief a — productive types of word-formation in Modern
brief v that came into being after the English. Composition like all other ways of deriving
disappearance of inflections, word-pairs like work n words has its own peculiarities as to the means
— work v being regarded exclusively as cases of used, the nature of bases and their distribution, as
homonymy. to the range of application, the scope of semantic
Other linguists share the views concerning classes and the factors conducive to productivity.
discrimination between conversion as a derivational Compounds, as has been mentioned elsewhere,
means and as a type of word-building relations are made up of two intermediate constituents (ICs)
between words in Modern English. Synchronically in which are both derivational bases. Compound words
Modern English there is no difference at all between are inseparable vocabulary units. They are formally
30
and semantically dependent on the constituent Phоnetiсallу, compounds are also marked by a
bases and the semantic relations between them specific structure of their own. No phonemic
which mirror the relations between the motivating changes of bases occur in composition but the
units. The ICs of compound words represent bases compound word acquires a new stress pattern,
of all three structural types. The bases built on different from the stress in the motivating words,
stems may be of different degree of complexity as, for example words key and hole or hot and house
e.g., week-end, office-management, postage- each possess their own stress but when the stems
stamp, aircraft-carrier, fancy-dress-maker, etc. of these words are brought together to make up a
However, this complexity of structure of bases is new compound word, ‘keyhole — ‘a hole in a lock
not typical of the bulk of Modern English into which a key fits’, or ‘hot-house — ‘a heated
compounds. building for growing delicate plants’, the latter is
In this connection care should be taken not to given a different stress pattern — a unity stress on
confuse compound words with polymorphic words of the first component in our case. Compound words
secondary derivation, i.e. derivatives built according have three stress patterns:
to an affixal pattern but on a compound stem for its b) a double stress, with a primary stress on the
base such as, e.g., school-mastership ([n+n] first component and a weaker, secondary stress on
+suf), ex-housewife (prf+[n+n]), to weekend, the second component, e.g. ´blood-`vessel,
to spotlight ([n+n]+conversion). ´mad-`doctor — ‘a psychiatrist’, ´washing-
ma`chine, etc. These two stress patterns are the
Structure commonest among compound words and in many
Compound words like all other inseparable cases they acquire a contrasting force distinguishing
vocabulary units take shape in a definite system of compound words from word-groups, especially
grammatical forms, syntactic and semantic when the arrangement and order of ICs parallel the
features. Compounds, on the one hand, are word-order and the distributional pattern of a
generally clearly distinguished from and often phrase, thus a ‘greenhouse — ‘a glass house for
opposed to free word-groups, on the other hand cultivating delicate plants’ is contrasted to a ‘green
they lie astride the border-line between words and ‘house — ‘a house that is painted green’;
word-groups and display close ties and correlation ‘dancing-girl — ‘a dancer’ to a ‘dancing ‘girl — ‘a
with the system of free word-groups. The structural girl who is dancing’; a ´mad-`doctor — ‘a
inseparability of compound words finds expression psychiatrist’ to ‘mad ‘doctor — ‘a doctor who is
in the unity of their specific distributional pattern mad’. The significance of these stress patterns is
and specific stress and spelling pattern. nowhere so evident as in nominal compounds built
Structurally, compound words are characterised on the n+n derivational pattern in which the
by the specific order and arrangement in which arrangement and order of the stems fail to
bases follow one another. The order in which the distinguish a compound word from a phrase.
two bases are placed within a compound is rigidly c) It is not infrequent, however, for both ICs to
fixed in Modern English and it is the second IC that have level stress as in, e.g., ‘arm-'chair,
makes the head-member of the word, i.e. its ‘icy-'cold, ‘grass-'green, etc.
structural and semantic centre. The head-member The significance of the stress pattern by itself
is of basic importance as it ‘preconditions both the should not be overestimated though, as it cannot be
lexico-grammatical and semantic features of the an overall criterion and cannot always serve as a
first component. It is of interest to note that the sufficient clue to draw a line of distinction between
difference between stems (that serve as bases in compound words and phrases. This mostly refers to
compound words) and word-forms they coincide level stress pattern. In most cases the level stress
with is most obvious in some compounds, especially pattern is accompanied by other structural and
in compound adjectives. Adjectives like long, wide, graphic indications of inseparability.
rich are characterised by grammatical forms of Graphically, most compounds have two types of
degrees of comparison longer, wider, richer. The spelling — they are spelt either solidly or with a
corresponding stems functioning as bases in hyphen. Both types of spelling when accompanied
compound words lack grammatical independence by structural and phonetic peculiarities serve as a
and forms proper to the words and retain only the sufficient indication of inseparability of compound
part-of-speech meaning; thus compound adjectives words in contradistinction to phrases. It is true that
with adjectival stems for their second components, hyphenated spelling by itself may be sometimes
e.g. age-long, oil-rich, inch-wide, do not form misleading, as it may be used in word-groups to
degrees of comparison as the compound adjective emphasise their phraseological character as in e.g.
oil-rich does not form them the way the word rich daughter-in-law, man-of-war, brother-in-arms
does, but conforms to the general rule of or in longer combinations of words to indicate the
polysyllabic adjectives and has analytical forms of semantic unity of a string of words used
degrees of comparison. The same difference attributively as, e.g., I-know-what-you're-going-
between words and stems is not so noticeable in to-say expression, we-are-in-the-know jargon,
compound nouns with the noun-stem for the second the young-must-be-right attitude. The two
component. types of spelling typical of compounds, however,
are not rigidly observed and there are numerous
31
fluctuations between solid or hyphenated spelling pump, foothold, foot-bath, foot-wear has the
on the one hand and spelling with a break between meaning of ‘the terminal part of the leg’, in foot-
the components on the other, especially in nominal note, foot-lights, foot-stone the base foot- has
compounds of the n+n type. The spelling of these the meaning of ‘the lower part’, and in foot-high,
compounds varies from author to author and from foot-wide, footrule — ‘measure of length’. It is
dictionary to dictionary. For example, the words obvious from the above-given examples that the
war-path, war-time, money-lender are spelt meanings of the bases of compound words are
both with a hyphen and solidly; blood-poisoning, interdependent and that the - choice of each is
money-order, wave-length, war-ship — with a delimited as in variable word-groups by the nature
hyphen and with a break; underfoot, insofar, of the other IC of the word. It thus may well be said
underhand — solidly and with a break. It is that the combination of bases serves as a kind of
noteworthy that new compounds of this type tend minimal inner context distinguishing the particular
to solid or hyphenated spelling. This inconsistency individual lexical meaning of each component. In
of spelling in compounds, often accompanied by a this connection we should also remember the
level stress pattern (equally typical of word-groups) significance of the differential meaning found in
makes the problem of distinguishing between both components which becomes especially obvious
compound words (of the n+n type in particular) and in a set of compounds containing identical bases.
word-groups especially difficult.
In this connection it should be stressed that
Modern English nouns (in the Common Case, Sg.) Structural Meaning of the Pattern
as has been universally recognised possess an The lexical meanings of the bases alone,
attributive function in which they are regularly used important as they are, do not make the meaning of
to form numerous nominal phrases as, e.g. peace the compound word. The meaning of the compound
years, stone steps, government office, etc. is derived not only from the combined lexical
Such variable nominal -phrases are semantically meanings of its components, but also from the
fully derivable from the meanings of the two nouns meaning signalled by the patterns of the order and
and are based on the homogeneous attributive arrangement of its ICs.
semantic relations unlike compound words. This A mere change in the order of bases with the
system of nominal phrases exists side by side with same lexical meanings brings about a drastic
the specific and numerous class of nominal change in the lexical meaning of the compound or
compounds which as a rule carry an additional destroys it altogether. As an illustration let us
semantic component not found in phrases. compare life-boat — ‘a boat of special construction
It is also important to stress that these two for saving lives from wrecks or along the coast’ with
classes of vocabulary units — compound words and boat-life — ‘life on board the ship’; a fruit-market
free phrases — are not only opposed but also stand — ‘market where fruit is sold’ with market-fruit —
in close correlative relations to each other. ‘fruit designed for selling’; board-school with
school-board, etc. Thus the structural or
Meaning distributional pattern in compound words carries a
Semantically compound words are generally certain meaning of its own which is largely
motivated units. The meaning of the compound is independent of the actual lexical meaning of their
first of all derived from the’ combined lexical ICs. It follows that the lexical meaning of a
meanings of its components. The semantic compound is derived from the combined lexical
peculiarity of the derivational bases and the meanings of its components and the structural
semantic difference between the base and the stem meaning of its distributional pattern.
on which the latter is built is most obvious in The structural meaning of the derivational
compound words. Compound words with a common pattern of compounds may be abstracted and
second or first component can serve as illustrations. described through the interrelation of its ICs. In
The stem of the word board is polysemantic and its analysing compound adjectives, e.g. duty-bound,
multiple meanings serve as different derivational wind-driven, mud-stained, we observe that their
bases, each with its own selective range for the underlying pattern n+Ven conveys the generalised
semantic features of the other component, each meaning of instrumental or agentive relations which
forming a separate set of compound words, based can be interpreted as ‘done by’ or ‘with the help of
on ’specific derivative relations. Thus the base something’; the lexical meanings of the bases
board meaning ‘a flat piece of wood square or supply the individual action performed and the
oblong’ makes a set of compounds chess-board, actual doer of the action or objects with the help of
notice-board, key-board, diving-board, foot- which the action is done — duty-bound may be
board, sign-board; compounds paste-board, interpreted as 'bound by duty’, wind-driven as
carboard are built on the base meaning ‘thick, stiff ‘driven by wind’, mud-stained as ’stained with
paper’; the base board-meaning ‘an authorised mud’.
body of men’, forms compounds school-board, The derivational patterns in compounds may be
board-room. The same can be observed in words monosemantic as in the above-given examples, and
built on the polysemantic stem of the word foot. polysemantic. If we take the pattern n+a --> A
For example, the base foot- in foot-print, foot- which underlies such compound adjectives as
32
snow-white, world-wide, air-sick, we shall see like sky-blue, foot-pump, tea-taster. Motivation
that the pattern has two different meanings which in compound words may be partial, but again the
may be interpreted: a) through semantic relations degree will vary. Compound words a hand-bag, a
of comparison between the components as in flower-bed, handcuffs, a castle-builder are all
world-wide — ‘wide as the world’, snow-white — only partially motivated, but still the degree of
‘as white as snow’, etc. and b) through various transparency of their meanings is different: in a
relations of adverbial type (circumstantial) as in hand-bag it is the highest as it is essentially ‘a bag’,
road-weary — ‘weary of the road’, colour-blind whereas handcuffs retain only a resemblance to
— ‘blind to colours’, etc. The structural pattern n+n cuffs and in fact are ‘metal rings placed round the
-> N that underlies compound nouns is also wrists of a prisoner’; a flower-bed is neither ‘a
polysemantic and conveys different semantic piece of furniture’ nor ‘a base on which smth rests’
relations such as relations of purpose, e.g. but a ‘garden plot where flowers grow’; a castle-
bookshelf, bed-room, relations of resemblance, builder is not a ‘builder’ as the second component
e.g. needle-fish, bowler-hat, instrumental or suggests but ‘a day-dreamer, one who builds
agentive relations, e.g. steamboat, windmill, castles in the air’.
sunrise, dogbite. There are compounds that lack motivation
The polysemy of the structure often leads to a altogether, i.e. the native speaker doesn't see any
certain freedom of interpretation of the semantic obvious connection between the word-meaning, the
relations between the components and lexical meanings of the bases and the meaning of
consequently to the polysemy of the compound. For the pattern, consequently, he cannot deduce the
example, it is equally correct to interpret the lexical meaning, of the word, for example, words
compound noun toy-man as ‘a toy having the like eye-wash — ’something said or done to
shape of a man’ or ‘a man who makes toys, a toy- deceive a person’, fiddlesticks — ‘nonsense,
maker’, the compound clock-tower may likewise be rubbish’, an eye-servant — ‘a servant who attends
understood as a ‘tower with a clock fitted in’ or ‘a to his duty only when watched’, a night-cap — ‘a
tower that serves as or is at the same time a clock’. drink taken before going to bed at night’ all lack
motivation. Lack of motivation in compound words
The Meaning of Compounds. Motivation may be often due to the transferred meanings of
It follows that the meaning of a compound is bases or of the whole word as in a slow-coach —
made up of the combined lexical meaning of the ‘a person who acts slowly’ (colloq.), a sweet-tooth
bases and the structural meaning of the pattern. — ‘one who likes sweet food and drink’ (colloq.).
The semantic centre of the compound is the lexical Such words often acquire a new connotational
meaning of the second component modified and meaning (usually non-neutral) not proper to either
restricted by the meaning of the first. The semantic of their components. Lack of motivation may be
centres of compounds and the semantic relations often due to unexpected semantic relations
embedded in the structural patterns refer embedded in the compound.
compound words to certain lexico-semantic groups Sometimes the motivated and the non-motivated
and semantic sets within them as, for example: 1) meanings of the same word are so far apart that
compound words denoting action described as to its they are felt as two homonymous words, e.g. a
agent, e.g. sunrise, earthquake, handshake, 2) night-cap: 1) ‘a cap worn in bed at night’ and 2) ‘a
compounds denoting action described as to its time drink taken before going to bed at night’ (colloq.);
or place, e.g. day-flight, street-fight, 3) eye-wash: 1) ‘a liquid for washing the eyes’ and 2)
compounds denoting individual objects designed for ’something said or done to deceive somebody’
some goal, e.g. bird-cage, table-cloth, diving- (colloq.); an eye-opener: 1) ‘enlightening or
suit, 4) compounds denoting objects that are parts surprising circumstance’ (colloq.) and 2) ‘a drink of
of the whole, e.g. shirt-collar, eye-ball, 5) liquor taken early in the day’ (U.S.)
compounds denoting active doers, e.g. book-
reader, shoe-maker, globe-trotter. Classification
The lexical meanings of both components are Compound words may be described from
closely fused together to create a new semantic unit different points of view and consequently may be
with a new meaning which is not merely additive classified according to different principles. They may
but dominates the individual meanings of the bases be viewed from the point of view: 1) of general
and is characterised by some additional semantic relationship and degree of semantic independence
component not found in any of the bases. For of components; 2) of the parts of speech compound
example, a hand-bag is essentially ‘a bag, words represent; 3) of the means of composition
designed to be carried in the hand’, but it is also ‘a used to link the two ICs together; 4) of the type of
woman’s bag to keep money, papers, face-powder ICs that are brought together to form a compound;
and the like’; a time-bomb is ‘a bomb designed to 5) of the correlative relations with the system of
explode at some time’, but also ‘after being dropped free word-groups.
or placed in position’. The bulk of compound words Each type of compound words based on the
are monosemantic and motivated but motivation in above-mentioned principles should also be
compounds like in all derivatives varies in degree. described from the point of view of the degree of its
There are compounds that are completely motivated potential power, i.e. its productivity, its relevancy to
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the system of Modern English compounds. This compound adjectives one of ICs of which is a bound
description must aim at finding and setting a root-morpheme. This group is limited to the names
system of ordered structural and semantic rules for of nationalities such as Sino-Japanese, Anglo-
productive types of compound words on analogy Saxon, Afro-Asian, etc.
with which an infinite number of new compounds Additive compounds of this group are mostly fully
constantly appear in the language. motivated but have a very limited degree of
productivity.
Relations between the ICs of Compounds However it must be stressed that though the
From the point of view of degree of semantic distinction between coordinative and subordinative
independence there are two types of relationship compounds is generally made, it is open to doubt
between the ICs of compound words that are and there is no hard and fast border-line between
generally recognised in linguistic literature: the them. On the contrary, the border-line is rather
relations of coordination and subordination, and vague. It often happens that one and the same
accordingly compound words fall into two classes: compound may with equal right be interpreted
coordinative compounds (often termed either way — as a coordinative or a subordinative
copulative or additive) and subordinative (often compound, e.g. a woman-doctor may be
termed determinative). understood as ‘a woman who is at the same time a
In coordinative compounds the two ICs are doctor’ or there can be traced a difference of
semantically equally important as in fighter- importance between the components and it may be
bomber oak-tree, girl-friend, Anglo-American. primarily felt to be ‘a doctor who happens to be a
The constituent bases belong to the same class and woman’, cf. also a mother-goose, a clock-tower.
most often to the same semantic group. In subordinative compounds the components are
Coordinative compounds make up a comparatively neither structurally nor semantically equal in
small group of words. Coordinative compounds fall importance but are based on the domination of the
into three groups: head-member which is, as a rule, the second IC.
a) Reduplicative compounds which are made The second IC thus is the semantically and
up by the repetition of the same base as in goody- grammatically dominant part of the word, which
goody, fifty-fifty, hush-hush, pooh- pooh. They preconditions the part-of-speech meaning of the
are all only partially motivated. whole compound as in stone-deaf, age-long which
b) Compounds formed by joining the are obviously adjectives, a wrist-watch, road-
phonically variated rhythmic twin forms which building, a baby-sitter which are nouns.
either alliterate with the same initial Subordinative compounds make the bulk of
consonant but vary the vowels as in chit-chat, Modern English compound words, as to productivity
zig-zag, sing-song, or rhyme by varying the initial most of the productive types are subordinative
consonants as in clap-trap, a walkie-talkie, compounds.
helter-skelter. This subgroup stands very much
apart. It is very often referred to pseudo- Different Parts of Speech
compounds and considered by some linguists Functionally compounds are viewed as words of
irrelevant to productive word-formation owing to different parts of speech. It is the head-member of
the doubtful morphemic status of their components. the compound, i.e. its second IC that is indicative of
The constituent members of compound words of the grammatical and lexical category the compound
this subgroup are in most cases unique, carry very word belongs to.
vague or no lexical meaning of their own, are not Compound words are found in all parts of
found as stems of independently functioning words. speech, but the bulk of compounds are nouns and
They are motivated mainly through the rhythmic adjectives. Each part of speech is characterised by
doubling of fanciful sound-clusters. its set of derivational patterns and their semantic
Coordinative compounds of both subgroups (a, variants. Compound adverbs, pronouns and
b) are mostly restricted to the colloquial layer, are connectives are represented by an insignificant
marked by a heavy emotive charge and possess a number of words, e.g. somewhere, somebody,
very small degree of productivity. inside, upright, otherwise, moreover,
c) The bases of additive compounds such as” a elsewhere, by means of, etc. No new compounds
queen-bee, an actor-manager, unlike the are coined on this pattern. Compound pronouns and
compound words of the first two subgroups, are adverbs built on the repeating first and second IC
built on stems of the independently functioning like body, ever, thing make closed sets of words
words of the same part of speech. These bases
often semantically stand in the genus-species some + body
relations. They denote a person or an object that is any thing
two things at the same time. A secretary- every one
stenographer is thus a person who is both a no where
stenographer and a secretary, a bed-sitting- On the whole composition is not productive
room (a bed-sitter) is both a bed-room and a either for adverbs, pronouns or for connectives.
sitting-room at the same time. Among additive Verbs are of special interest. There is a small
compounds there is a specific subgroup of group of compound verbs made up of the
34
combination of verbal and adverbial stems that 2) Compound words whose ICs are joined
language retains from earlier stages, e.g. to together with a special linking-element — the
bypass, to inlay, to offset. This type according to linking vowels [ou] and occasionally [i] and the
some authors, is no longer productive and is rarely linking consonant [s/z] — which is indicative of
found in new compounds. composition as in, e.g., speedometer, tragicomic,
There are many polymorphic verbs that are statesman. Compounds of this type can be both
represented by morphemic sequences of two root- nouns and adjectives, subordinative and additive
morphemes, like to weekend, to gooseflesh, to but are rather few in number since they are
spring-clean, but derivationally they are all words considerably restricted by the nature of their
of secondary derivation in which the existing components. The additive compound adjectives
compound nouns only serve as bases for derivation. linked with the help of the vowel [ou] are limited to
They are often termed pseudo-compound verbs. the names of nationalities and represent a specific
Such polymorphic verbs are presented by two group with a bound root for the first component,
groups: e.g. Sino-Japanese, Afro-Asian, Anglo-Saxon.
1) verbs formed by means of conversion from In subordinative adjectives and nouns the
the stems of compound nouns as in to spotlight productive linking element is also [ou] and
from a spotlight, to sidetrack from a side-track, compound words of the type are most productive
to handcuff from handcuffs, to blacklist from a for scientific terms. The main peculiarity of
blacklist, to pinpoint from a pin-point; compounds of the type is that their constituents are
2) verbs formed by back-derivation from the nonassimilated bound roots borrowed mainly from
stems of compound nouns, e.g. to babysit from a classical languages, e.g. electro-dynamic,
baby-sitter, to playact from play-acting, to filmography, technophobia, videophone,
housekeep from house-keeping, to spring- sociolinguistics, videodisc.
clean from spring-cleaning. A small group of compound nouns may also be
joined with the help of linking consonant [s/z], as in
Means of Composition sportsman, landsman, saleswoman,
From the point of view of the means by which bridesmaid. This small group of words is restricted
the components are joined together compound by the second component which is, as a rule, one of
words may be classified into: the three bases man-, woman-, people-. The
1) Words formed by merely placing one commonest of them is man-.
constituent after another in a definite order which
thus is indicative of both the semantic value and the Correlation between Compounds and Free
morphological unity of the compound, e.g. rain- Phrases
driven, house-dog, pot-pie (cf. dog-house, pie- The linguistic analysis of extensive language data
pot). This means of linking the components is proves that there exists a regular correlation
typical of the majority of Modern English between the system of free phrases and all types of
compounds in all parts of speech. subordinative (and additive) compounds.
As to the order of components, subordinative Correlation embraces both the structure and the
compounds are often classified as: a) asуntасtiс meaning of compound words, it underlies the entire
compound in which the order of bases runs counter system of productive present-day English
to the order in which the motivating words can be composition conditioning the derivational patterns
brought together under the rules of syntax of the and lexical types of compounds.
language. For example, in variable phrases The structural correlation manifests itself in the
adjectives cannot be modified by preceding morphological character of components, range of
adjectives and noun modifiers are not placed before bases and their order and arrangement. It is
participles or adjectives, yet this kind of asyntactic important to stress that correlative relations
arrangement is typical of compounds, e.g. red-hot, embrace only minimal, non-expanded nuclear types
bluish-black, pale-blue, rain-driven, oil-rich. of phrases.
The asyntactic order is typical of the majority of The bases brought together in compound words
Modern English compound words; b) syntactic are built only on the stems of those parts of speech
compounds whose components are placed in the that may form corresponding word-groups. The
order that resembles the order of words” in free head of the word-group becomes the head-member
phrases arranged according to the rules of syntax of of the compound, i.e. its second component. The
Modern English. The order of the components in typical structural relations expressed in word-
compounds like blue-bell, mad-doctor, blacklist groups syntactically are conveyed in compounds
(a+n) reminds one of the order and arrangement of only by the nature and order of its bases.
the corresponding words in phrases a blue bell, a Compounds of each part of speech correlate only
mad doctor, a black list (A+N), the order of with certain types of minimal variable phrases.
compounds of the type door-handle, day-time, Semantically correlation manifests itself in the
spring-lock (n+n) resembles the order of words in fact that the semantic relations between the
nominal phrases with attributive function of the first components of a compound mirror the semantic
noun (N+N), e.g. spring time, stone steps, relations between the member-words in correlated
peace movement. word-groups. For example, compound adjectives of
35
the n+Ven type, e.g. duty-bound, snow-covered, sword-fish: a fish like a sword= N1 like N2
steamboat – a boat run by steam = N1 run/worked by N2
are circumscribed by the instrumental relations
typical of the correlated word-groups of Ven+
Another example of the same type of correlation
by/with + N type regardless of the actual lexical
is the polysemantic n+n pattern of nominal
meanings of the bases. Compound nouns of the
compounds which mirror a variety of semantic
n+n type, e.g. story-teller, music-lover, watch-
relations underlying word-groups of the N+prp+N
maker, all mirror the agentive relations proper to
type, such as relations of resemblance (e.g.
phrases of the N who V+N, cf. a story-teller and
needle-fish), local and temporal relations (e.g.
one who tells stories, etc.
country-house, night-flight), relations of purpose
■ Correlation should not be understood as
(e.g. search-warrant), etc. which in word-groups
converting an actually functioning phrase into a
are conveyed by prepositions or other function
compound word or the existence of an individual
words. (Table 1) represents the most common and
word-group in actual use as a binding condition for
frequent types of semantic correlation between n+n
the possibility of a compound. On the contrary there
pattern of compounds and various patterns of
is usually only a potential possibility of conveying
nominal word-groups.
the same semantic content by both a word-group
Compound words, due to the fact that they do
and a compound, actually this semantic content is
not require any explicit way to convey the semantic
conveyed preferably either by a phrase or by a
relationship between their components except their
compound word.
order, are of much wider semantic range, leave
Correlation, it follows, is a regular interaction and
more freedom for semantic interpretation and
interdependence of compound words and certain
convey meaning in a more compressed and concise
types of free phrases which conditions both the
way. This makes the meaning of compounds more
potential possibility of appearance of compound
flexible and situationally derived.
words and their structure and semantic type. Thus,
It follows that motivation and regularity of
the fact that there is a potential possibility of
semantic and structural correlation with free word-
individual phrases with the underlying pattern, for
groups are the basic factors favouring a high degree
example, as A + as N in as white as snow, as
of productivity of composition and may be used to
red as blood presupposes a potential possibility of
set rules guiding spontaneous, analogical formation
compound words of the n+ a type snow-white,
of new compound words.
blood-red, etc. with their structure and meaning
It is natural that those types of compound words
relation of the components preconditioned. It
which do not establish such regular correlations and
happens that in this particular case compound
that are marked by a lack or very low degree of
adjectives are more typical and preferred as a
motivation must be regarded as unproductive as,
language means of conveying the quality based on
for example, compound nouns of the a+n type, e.
comparison.
g. bluebell, blackbird, mad-doctor.
Structural and semantic correlation by no means
implies identity or a one-to-one correspondence of
Productive Types of Compound Adjectives
each individual pattern of compound “words to one
phrase pattern. For example the n + nv type of
Table 2
compound nouns comprises different patterns, such
Compound Adjectives
as [n+(v+ -er)] — rocket-flyer, shoe-maker, Free Phrases Compounds Derivational Semantic
bottle-opener; [n+(v + -ing)] — rocket-flying, Proper Compounds
Pattern
Relations
football-playing; [n+(v+ -ion)] — price- 1) (a) as white snow-white — n+a relations of
as snow resemblance
reduction. All these patterns differing in the (b) free from care-free — n+a various
individual suffix used in the final analysis correlate care; adverbial
with verbal-nominal word-groups of the V+N type relations
2) covered with snow- — n + ven instrumental
(e.g. to fly rockets), the meaning of the active snow; covered (or agentive
doer (rocket-flyer) or the action (rocket-flying) is relations)
conveyed by the suffixes. However the reverse 3) two days (a) two-day — num + n quantitative
(beard) relations
relationship is not uncommon, e.g. one derivational 4) with (having) — long-legged [a + (n + possessive
pattern of compound adjectives (n+a) in words like long legs -ed)] relations
oil-rich, sky-high, grass-green corresponds to a
variety of word-group patterns which differ in the 3) the monosemantic num+n pattern which
grammatical and semantic relationship between gives rise to a small and peculiar group of
member-words expressed in phrases by different adjectives, which are used only attributively, e.g.
prepositions. Thus compound adjectives of this type (a) two-day (beard), (a) seven-day (week), etc.
may correspond to phrase patterns A +of + N, e.g. The type correlates with attributive phrases with a
pleasure-tired; A+in+N, e.g. oil-rich; as A as N, numeral for their first member.
e.g. grass-green. 4) a highly productive monosemantic pattern of
Table 1 derivational compound adjectives based on
n2 + n1 pencil case: a case for (keeping) pencils = N1 for N2 semantic relations of possession conveyed by the
bottle neck: the neck of the bottle = N1 of N2
country-club: a club in the country = N1 in N2 (from, at)
suffix -ed. The basic variant is [(a+n)+ -ed], e.g.
trapdoor: a door (that) is a trap = N1 is N2 low-ceilinged, long- legged. The pattern has two
36
more variants: [(num+n) + -ed), [(n+n)+ -ed], rule are built spontaneously according to productive
e.g. one-sided, bell-shaped, doll-faced. The distributional formulas of the given period. Formulas
type correlates accordingly with phrases with productive at one time may lose their productivity
(having) + A+N, with (having) + Num + N, at another period. Thus at one time the process of
with + N + N or with + N + of + N. building verbs by compounding adverbial and verbal
The system of productive types of compound stems was productive, and numerous compound
adjectives is summarised in Table 2. verbs like, e.g. outgrow, offset, inlay (adv + v),
The three other types are classed as compound were formed. The structure ceased to be productive
nouns. Verbal-nominal and nominal represent and today practically no verbs are built in this way.
compound nouns proper and verb-adverb 2) Compounds may be the result of a gradual
derivational compound nouns. All the three types process of semantic isolation and structural fusion
are productive. of free word-groups. Such compounds as forget-
II. Verbal-nominal compounds may be described me-not — ‘a small plant with blue flowers’; bull’s-
through one derivational structure n+nv, i.e. a eye — ‘the centre of a target; a kind of hard,
combination of a noun-base (in most cases simple) globular candy’; mainland — ‘a continent’ all go
with a deverbal, suffixal noun-base. The structure back to free phrases which became semantically
includes four patterns differing in the character of and structurally isolated in the course of time. The
the deverbal noun- stem and accordingly in the words that once made up these phrases have lost,
semantic subgroups of compound nouns. All the within these particular formations, their integrity,
patterns correlate in the final analysis with V+N and the whole phrase has become isolated in form,
V+prp+N type which depends on the lexical nature specialised in meaning and thus turned into an
of the verb: inseparable unit — a word having acquired semantic
1) [n+(v+-er)], e.g. bottle-opener, stage- and morphological unity. Most of the syntactic
manager, peace-fighter. The pattern is compound nouns of the (a+n) structure, e.g.
monosemantic and is based on agentive relations bluebell, blackboard, mad-doctor, are the result
that can be interpreted ‘one/that/who does smth’. of such semantic and structural isolation of free
2) [n+(v+ -ing)], e.g. stage-managing, word-groups; to give but one more example,
rocket-flying. The pattern is monosemantic and highway was once actually a high way for it was
may be interpreted as ‘the act of doing smth’. The raised above the surrounding countryside for better
pattern has some constraints on its productivity drainage and ease of travel. Now we use highway
which largely depends on the lexical and without any idea Of the original sense of the first
etymological character of the verb. element.
3) [n+(v+-tion/ment)], e.g. office-manage-
ment, price-reduction. The pattern is a variant of
the above-mentioned pattern (No 2). It has a heavy
constraint which is embedded in the lexical and
etymological character of the verb that does not
permit collocability with the suffix -ing or deverbal
nouns.
4) [n+(v + conversion)], e.g. wage-cut, dog-
bite, hand-shake, the pattern is based on
semantic relations of result, instance, agent, etc.
III. Nominal compounds are all nouns with the
most polysemantic and highly-productive
derivational pattern n+n; both bases re generally
simple stems, e.g. windmill, horse-race, pencil-
case. The pattern conveys a variety of semantic
relations, the most frequent are the relations of
purpose, partitive, local and temporal relations. The
pattern correlates with nominal word-groups of the
N+prp+N type.
IV. Verb-adverb compounds are all derivational
nouns, highly productive and built with the help of
conversion according to the pattern l(v + adv) +
conversion]. The pattern correlates with free
phrases V + Adv and with all phrasal verbs of
different degree of stability. The pattern is
polysemantic and reflects the manifold semantic
relations typical of conversion pairs.
Sources of Compounds
The actual process of building compound words
may take different forms: 1) Compound words as a
37