Science and Human Nature PDF
Science and Human Nature PDF
Science and Human Nature PDF
RICHARD SAMUELS
1
D. Hull, ‘On human nature’, PSA: Proceedings of the Biennial
Meeting of the Philosophy of Science Association 2 (1986), 3–13.
2
M. T. Ghiselin, Metaphysics and the origins of species (Albany: State
University of New York Press, 1997).
3
See, for example, E.O. Wilson, On Human Nature (Cambridge MA:
Harvard University Press, 1979); J. Tooby & L. Cosmides, ‘On the univers-
ality of human nature and the uniqueness of the individual: The role of
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Science and Human Nature
In order to address the above issues, we need first to get clearer on the
various theoretical roles that human nature – and theories thereof –
have traditionally been intended to play within scientific enterprises.5
5
Though human nature has often been expected to play a central role in
moral theory, I will discuss this here. The main reason for this is that I am
concerned with the status of human nature in the sciences; and in such con-
texts, little or no moral work is expected of human nature.
6
D. Hume, A Treatise of Human Nature edited by L. A. Selby-Bigge,
2nd ed. revised by P.H. Nidditch (Oxford: Clarendon Press, 1975).
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Richard Samuels
1.5 Invariances
The fifth and final assumption about the role of human nature that I
discuss here is that it is supposed to set limits on human flexibility.
That is, human nature is presumed to be, in some sense, hard to
change. This idea is not readily articulated with precision; and
clearly takes a variety of forms. On the strongest reading of this
idea, aspects of human nature are supposed to be impossible to
change.10 But something weaker is often intended. Perhaps human
8
Louise M. Antony, ‘“Human Nature” and Its Role in Feminist
Theory’ In Janet A. Kourany (ed.) Philosophy in a Feminist Voice:
Critiques and Reconstructions, (Princeton: Princeton University Press,
1998, 63–91).
9
Op. cit. note 8.
10
Two points are in order. First, the precise modal status of such
impossibility claims is unclear – e.g. whether they are supposed to be
expressions of nomological, metaphysical or logical impossibility. Second,
however else the claim is intended, it is clearly distinct from the idea that
human nature is definitional of being human. The mere fact that one’s mem-
bership of a kind is defined by one’s nature does not imply that one’s nature
is hard to change. It just means that if one’s nature changes, then so too does
one’s kind membership (and vice versa).
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nature can be changed; but it is hard to do so, and when done tends
incur costs – e.g. slow, laborious efforts, curtailment of freedom, or
social disruption.
11
M. Ereshefsky ‘Natural kinds in biology’ In E. Craig (ed.) Routledge
Encyclopedia of Philosophy (New York: Routledge, 2009).
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Richard Samuels
12
B. Ellis, ‘Essentialism and Natural Kinds’. In S. Psillos & M. Curd
(Eds.) The Routledge Companion to Philosophy of Science (New York:
Routledge, 2008, 139–148).
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2.2.2 A Moral
In addition to providing a reason to reject the traditional human
nature essentialism, the above consideration also yields a moral for
how best to construe the descriptive function of a theory of human
nature. By broad acknowledgment, a theory of human nature is sup-
posed to describe what humans are like. For traditional essentialists,
this seems to consist in specifying unique, universal characteristics.
But if the above objection is correct, then we ought not to expect a
theory of human nature to do this. In which case, the task of describ-
ing what we are like needs to be glossed in some alternative way.
How? One alternative that I find attractive is this: We should think
of a theory of human nature as, amongst other things, providing a
kind of field guide to humanity.14 To a first approximation, field
guides function to describe what some species of organism is like.
Moreover, they do so in such a way as to render kinds members
readily identifiable; and this amongst other things involves describ-
ing typical (and readily observable) morphological and behavioral
features. But they don’t achieve this end by describing unique, uni-
versal characteristics. On the contrary, they seldom contain such
descriptions. Instead they make reference to characteristics not pos-
sessed by other species, but that are hardly ever strictly universal.
Moreover, they contain descriptions of lots of typical features that
are not unique to that species. No doubt a theory of human nature
should not be oriented so much towards the goal of identification;
and nor (for this reason) need it focus on describing features that
13
Of course, there are a huge number of characteristics that are unique
to humans that no-one thinks are aspects of human nature because they are
socio-historically local. Playing for the Dallas Cowboys, scoring an 800 on
one’s GRE’s, or having a fondness for cooking Chateau Briand are charac-
teristics of this sort.
14
This idea was suggested in discussion with Paul Griffiths.
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Richard Samuels
15
Recently Griffiths has stressed the importance of regularities that do
not concern similarities between conspecifics but reliably occurring differ-
ences – e.g. sexual dimorphisms, and systematic behavioral or morphological
variation that is a function of, say, climate. Though I see no serious problem
with accommodating such regularities into an account of human nature, for
the sake of simplicity, I will not to focus on them here.
16
Imagine an atom-for-atom duplicate of President Obama that inha-
bits a planet far, far away. If species essentialism were true, then this
Twin Obama must be a human being since it is intrinsically indistinguish-
able from Obama. Moreover, this would be so even if Twin Obama were en-
tirely genealogically unrelated to Obama and other humans.
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17
R. Boyd, ‘Realism, Anti-Foundationalism and the Enthusiasm for
Natural Kinds’, Philosophical Studies 61 (1991) 127–148.
18
E. Machery, ‘Concepts are not a Natural Kind’, Philosophy of
Science, 72 (2005), 444–467.
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Richard Samuels
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work, Eduoard Machery has gone a step further and argued that the
commitment to human nature just is the commitment to the existence
of such regularities. Thus, for example, Machery and Barrett (2006)
assert that a commitment to the existence of human nature is a com-
mitment merely to the fact that:
[T]here are generalizable statements that we can make about
humans: that there are some properties that, characteristically
and for the most part, humans posses.19
Still more recently, Machery has endorsed what he calls ‘the nomolo-
gical conception’ of human nature.20 On this view, human nature is
what we might call a nomological nature: a set of species-typical,
lawful regularities; or equivalently, a set of properties that humans
reliably, though need not invariably, instantiate. Further, he main-
tains that the relevant properties are ones that result from the evol-
ution of our species.
Notice that the nomological conception of human nature is, in a
number of respects, less demanding than traditional human nature
essentialism. First, regularities need only be species-typical as
opposed to strictly universal. This is an acknowledgement of the
fact that few, if any, scientifically interesting regularities apply lit-
erally to all humans. Second, the nomological conception of human
nature does not restrict the class of regularities to those ones that
are unique to humans. Thus lots of regularities might hold of other
organisms as well as humans and yet still be aspects of human
nature. Third, the nomological conception is consistent with the
idea that human nature can change over time. In particular, it is con-
sistent with the idea that human beings might evolve in such a way
that many – even all – extant regularities cease to be regularities
that apply to humans.
What are we to make of the relatively undemanding character of the
nomological conception? An obvious virtue is that it insulates the
notion of human nature from standard biological objections. If a
commitment to human nature does not imply the existence of
unique and universal intrinsic properties, then the fact that there
are no such properties – and, hence, that species membership
cannot be defined by the possession of such properties – is no objec-
tion. But in order to assess the adequacy of the nomological
19
E. Machery & C. Barrett, ‘Debunking Adapting Minds’, Philosophy
of Science 73 (2005), 232–246.
20
E. Machery, ‘A Plea for Human Nature’, Philosophical Psychology, 21
(2008), 321–330.
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21
G. Murphy, The Big Book of Concepts (Cambridge, MA: MIT Press,
2004).
22
J. R. Anderson & L. J. Schooler, ‘The adaptive nature of memory’.
In E. Tulving and F. I. M. Craik (Eds.) Handbook of Memory, 557–570.
(New York: Oxford University Press, 2000).
23
See, for example, Susan Carey The Origin of Concepts (New York:
Oxford University Press, 2009).
24
See, for example, G. A. Gescheider, Psychophysics: The
Fundamentals (Mahwah: Laurence Erlbaum Associates Inc., 1997).
25
The Muller-Lyer illusion illustrates this point. Though widely
assumed to result from species-typical perceptual biases, it is in fact quite
sensitive to developmental- environmental conditions. For discussion see
R. McCauley and J. Henrich, ‘Susceptibility to the Muller-Lyer Illusion,
Theory-Neutral Observation, and the Diachronic Penetrability of the
Visual Input System’ Philosophical Psychology 19 (1) (2006) 1–23.
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Richard Samuels
So, there are good reasons to suppose that humans have a nomological
nature. But is this something that deserves the honorific ‘human
nature’? Specifically, to what extent will it play the theoretical roles
traditionally assigned to human nature?
Let’s start with the good news. First, nomological natures can
readily play the organizational role of delimiting areas of enquiry.
On the present view, human anatomy, human psychology, and so
on can be viewed as largely concerned with the study – discovery,
confirmation and explanation – of species-typical regularities.
Second, if Machery is right, a theory of human nature can play the
role of describing what humans are like. On the present proposal, this
descriptive function is not performed by specifying unique, universal
features of human beings. On the contrary, the nomological con-
ception of human nature is largely motivated by the assumption
that there are few, if any, interesting generalizations of this sort.
Rather, saying what we are like will involve articulating a range of
species-typical generalizations. No doubt many of these will also
hold for other organisms. But it is presumably the case that some
of them will be unique to us. To that extent, a theory of human
nature will on the present view describe features that are both
species-typical and unique.
Third, the nomological conception provides, pretty much for free,
a sense in which human nature is fixed. More-or-less by definition,
laws of nature exhibit fixity in the sense that they are in some sense
counterfactually robust. This is because, in contrast to accidental gen-
eralizations, lawful generalizations project to counterfactual scen-
arios. But if this is so, and if as the nomological conception
maintains, human nature just is a set of lawful regularities, then
human nature must exhibit fixity, at least in the sense that it is coun-
terfactually robust. Of course, this might not – and presumably
doesn’t – capture all that theorists have meant when saying that
human nature is fixed. So, for example, it won’t capture that idea
that human nature is strictly impossible to alter; and nor will it
capture the idea that efforts to change our nature – ‘to meddle
with nature’ – will come to no good. But it is far from clear that
a replacement notion of human nature – one that seeks scientific
respectability – should seek to capture such ideas.
Now for the less good news. There are two traditional aspects of
human nature that nomological natures do not readily play.
Moreover, they are perhaps the two most central theoretical functions
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Science and Human Nature
of human nature. First, nomological natures will not play the taxo-
nomic function that human nature has been expected to play.
There are two reasons for this:
† On the nomological conception, it is doubtful that possessing
a human nature is even extensionally equivalent with being
human. In other words, it is doubtful that all and only actual
humans satisfy the relevant range of regularities. Given the
ceterus paribus character of generalizations about human
beings, it is almost certain that many humans will fail to
satisfy many of the regularities that (putatively) comprise
human nature. Thus, for example, some humans (e.g. aphasics)
fail to satisfy some of the regularities regarding language com-
prehension and production; some fail to satisfy various regu-
larities regarding perceptual capacities (e.g. visual agnosics);
and some humans fail to satisfy robust regularities regarding
memory (e.g. amnesiacs). Thus on the nomological conception
possessing a human nature will not even be extensionally equiv-
alent with being human.
† On the nomological conception, human nature will lack the
modal properties required for defining kind membership.
Even if, contrary to fact, all and only humans satisfied the rel-
evant regularities, it would still be the case that something could
be human and yet fail to possess the relevant nomological
nature. So, for example, humans might evolve in such a way
that many of the extant generalizations no longer hold.
Of course, the present points come as no surprise to Machery.
Indeed, the nomological conception is deliberately engineered to
have these properties since it is in part by rejecting the assumption
that human nature plays a taxonomic role that the proposal seeks to
evade the standard biological objections to human nature. For all
that, this does mark an important divergence from the traditional
conception of human nature.
The second central role of human nature that the nomological
account does not readily accommodate is its causal-explanatory func-
tion. As noted in section 1, natures have traditionally been expected
to play of the role of underlying – ‘hidden’ or unobservable – entities
that figure in the causal explanation of regularities involving the kind.
To use a well-worn example, the essence of water – e.g. its molecular
structure – is according to traditional essentialists expected to con-
tribute to the explanation of various water-involving regularities –
e.g. that water boils at 100 degrees at sea level. Similarly, human
nature is supposed to be an underlying causal factor that figures in
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Richard Samuels
26
Op. cit. note 20, 323.
27
‘Virtues of the Nomological Notion of Human Nature’ presented at
The International Society for the History, Philosophy and Social Studies of
Biology, Utah 2011.
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28
Paul Griffiths, ‘Squaring the circle: Natural kinds with historical es-
sences’. In R. A. Wilson (Ed.), Species: New interdisciplinary essays
(Cambridge, MA: MIT Press, 1999, 209–228).
29
S. A. Gelman, ‘Psychological essentialism in children’, Trends in
Cognitive Sciences 8 (2004) 404–409. D. Walsh, ‘Evolutionary essentialism’
The British Journal for the Philosophy of Science 57 (2006) 425–448.
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30
Some maintain that this causal conception of essences and not the
taxonomic one is the more traditional. For example, Walsh (2006) argues
that Aristotle has a causal conception of essences was a causal as opposed
to taxonomic one. I do not propose to dispute the issue here.
31
As I use the terms, all taxonomic essences are causal essences but
not vice versa. For in addition to figuring in causal explanations, a taxo-
nomic essence is, as a matter of metaphysical necessity, possessed by all
and only the member of the kind. In contrast, causal essences need not
even be possessed by all members of the kind, let alone be individuative
of the kind. They may, for example, be lacking in deviant, abnormal or
borderline members of the kind. In terms of the essentialist commitments
outlined in section 2.1, the point may be put as follows: Taxonomic es-
sences must satisfy conditions E2 and E4, whilst causal essences need
only satisfy E4.
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Richard Samuels
nature of the sort that Machery has in mind. The idea that we have a
nomological nature and that there is a human nature in the causal es-
sentialist sense are, therefore, not incompatible. Rather the latter idea
presupposes the former.
The second sort of issue concerns how, on the present proposal, to
think about the causal essence that is to be identified with human
nature. In contrast to traditional essentialism, which assumes that es-
sences must be intrinsic, the HPC view of natural kinds makes no
such assumption about causal essences. Rather, the entities respon-
sible for property co-variation might be relational and may operate
at quite different time-scales. Consider the following crude, but
useful three-way division:
† Evolutionary mechanisms: Phylogenetic processes and mech-
anisms that operate over evolutionary time and cause human
species-typical properties. This might include, selection,
drift, mutation, and many other things besides.
† Developmental mechanisms: Ontogenetic mechanisms that are
responsible for the acquisition of human psychological
capacities. This will include developmental biological pro-
cesses and mechanisms – e.g. those involved in the develop-
ment of the neural tube – but it will also involve more
straightforwardly psychological mechanisms, such as con-
ditioning, induction and other sorts of learning.
† Synchronic mechanisms: Mechanisms that are causally respon-
sible for particular manifestations of psychological capacities.
For example, seeing involves various visual processing mech-
anisms, speaking involves language production systems, recol-
lecting involves memory systems, and so on.
Which of these time-scales are most relevant to the present project? If
we aim to provide comprehensive explanations of species-typical
regularities, then all of them are presumably relevant. But our
current task is rather more restrictive. It is to characterize a replace-
ment notion of human nature that fits the use of contemporary cogni-
tive-behavioral science. And as a matter of fact cognitive-behavioral
scientists are not primarily in the business of characterizing evol-
utionary mechanisms. Rather they are most centrally concerned
with the characterization of more proximal cognitive and neural mech-
anisms: those involved in online processing and in the development
of psychological states and structures. Indeed the task of characteriz-
ing such mechanisms is arguably the central goal of cognitive science.
Further, it should be noted that this focus on proximal causes is very
much in line with the traditional view of human nature’s causal
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Science and Human Nature
34
David Hume Enquiry concerning Human Understanding, in Enquiries
concerning Human Understanding and concerning the Principles of Morals,
edited by L. A. Selby-Bigge, 3rd edition revised by P. H. Nidditch.
(Oxford: Clarendon Press, 1975)
35
Earlier versions of this paper were presented at the Royal Institute of
Philosophy Annual Conference at Oxford Brookes, Washington University,
the University of Pittsburgh and the ISHPSSB conference held at the
University of Utah. I am grateful for the many helpful suggestions that
were offered on these occasions. Special thanks are due to Mark Cain,
John Doris, John Dupre, Steve Downes, Frederick Eberhardt, Hans-
Johann Glock, Paul Griffiths, Maria Kronfeldner, Sandy Mitchell, P.D.
Magnus, Gillian Russell, Constantine Sandis, Roy Sorensen, Kim
Sterelny and Karola Stotz. I would also like to thank Tim Schroeder,
Eduoard Machery, P.D. Magnus, and Carl Craver for stimulating discus-
sions of the issues covered in this paper.
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