Democracy and Invisible Government by Norberto Bobbio: The Rule of Public Government in Public
Democracy and Invisible Government by Norberto Bobbio: The Rule of Public Government in Public
Democracy and Invisible Government by Norberto Bobbio: The Rule of Public Government in Public
INVISIBLE GOVERNMENT*
by Norberto Bobbio
A few years ago I dealt with the "paradoxes" of democracy, i.e., with the
objective difficulties faced in applying the democratic method in those
societies seeking democracy.1 For one who considers democracy as the ideal of
good government (in the classical sense of the term, i.e., that it is more
successful than others in bringing about the common good), the other topic of
constant debate is the "failures" of democracy. A great deal written about
democracy today deals with the exposure of these failures. This applies to the
now-classical theme of the theory of elites, to the more classical topic of the
gap between formal and substantive democracy, and finally to the more
recent question of ungovernability. On the other hand, political writers have
not paid sufficient attention to "the invisible government."
The Rule of Public Government in Public
One of the cliches of all old and new accounts of democracy is that it
consists of ruling by the "visible government." It is part of the "nature of
democracy" that "nothing should remain confined to the domain of
mystery."2 Somewhat inelegantly, one could define the rule of democracy as
the rule of public government in public. The expression is only apparently
inelegant since "public" has two meanings: one is the opposite of "private," as
in the classic distinction between ius publicum and ius privatum, stemming
from Roman jurisprudence; the other is the opposite of "secret," which
means "manifest," "plain," or "visible," rather than belonging to the res
public or state. Precisely because the two senses do not coincide, a public
performance can very well be a private affair, and a private school must
operate publicly. Similarly, there is no conflict betwen the private character
of the rule by the pater familias (in accordance with the distinction between
private and public law) and his duty to act publicly in that capacity, or
between the public nature of the rule by an autocratic ruler and the exercise
of this rule in circumstances surrounded by the greatest secrecy.
As the rule of the visible government, democracy brings to mind the image
of the agora or of the ecclesia, an image transmitted to us by political writers
of all times, who attached special significance to the great example of
Pericles' Athens; i.e., a meeting of all citizens in a public place for the
•Originally published in Rivista Italiana di Scienza Politico, X:2 (August 1980), pp.
181-203. Translated by Maurice A. Finocchiaro.
1. Cf. Norberto Bobbio, "Are There Alternatives to Representative Democracy?" in Telos,
55 (Spring 1978), pp. 17-30.
2. Cf. R. Puletti, "II Lento Cammino verso la Verita," L'Umanitd, March 13, 1980, p. 1.
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closer to our theme: "To represent means to render visible and to render
present an invisible being by means of a being which is publicly present. The
dialectic of the concept consists in this, that the invisible is presupposed as
absent and simultaneously rendered present."10
Besides and beyond the theme of representation, the theory of democratic
government has developed another idea closely tied to that of the visible rule:
decentralization understood as a re-evaluation of the political relevance of the
periphery vis-a-vis the center. One can interpret the ideal of local government
as an ideal inspired by the principle that ruling is as visible as it is near. In
fact, visibility depends not only on the ruler presenting himself in public, but
also on the spatial distance between him and the ruled. Even though mass
communication has shortened the distance between the elected and the
electors, the public character of the national parliament is indirect, since it
shows itself primarily through the press, and through the release of
parliamentary proceedings, laws, and other actions in official government
publications. The public character of city government is more direct,
precisely because the visibility of administrators and of their decisions is
greater, or at least one of the arguments used by the defenders of local
government, the argument to restrict and multiply centers of power, is based
on the citizens' greater opportunity to look into matters that concern them
and to minimize the invisible government.
Some years ago, in a well-known, much discussed by, in my opinion,
questionable work, Habermas studied the transformation of the modern state
by showing the gradual emergence of what he calls "the private sphere of the
public domain," or, expressed differently, the public relevance of the private
sphere, that is, the emergence of so-called public opinion, which wants to
discuss and to criticize the actions of public administrators, and which,
because of this, requires (and cannot not require) that political as well as
judicial debates be public.11 It is easy to see that the greater or lesser
relevance of public opinion as opinion about public acts, i.e., acts
characteristic of that power exercised by the supreme decision-making
elements of the res publica, depends on the greater or lesser openness to the
public, i.e., on the visibility, knowability, accessibility and hence
controllability of the actions of those who hold supreme power. Publicity, so
understood, is a typical Enlightenment category insofar as it well represents
one of the aspects of the battle by those who consider themselves chosen to
defeat the kingdom of darkness; the metaphor of light and clarification is
very appropriate for the contrast between visible and invisible government.12
10. Ibid., p. 209. This aspect of Schmitt's thought is discussed by J. Freund, L'Essence du
Politique (Paris, 1965), p. 329.
11. J. Habermas, Strukturwandel der Oeffentlichkeit (Neuwied, 1962). The book seems
questionable to me because in the course of the entire historical analysis he never distinguishes
the two meanings of public: as belonging to the sphere of the state, and as the opposite of
secret, or manifest, which is the meaning of the German term Ojfentliches.
12. Which does not prevent the use of secret societies by the exponents of the
Enlightenment as an indispensable instrument to fight the battle against absolutism. On this
theme, R. Koselleck has written extensively. See Critica illuministica e Crist della Societd
Borgehse (Bologna, 1972). Koselleck writes: "Against the mysteries of the idolaters of political
DEMOCRACY AND INVISIBLE GOVERNMENT 45
arcana there was the secret of the Enlightened. 'Why secret societies?' asks Bode, one of their
supporters in northern Germany. 'The answer is simple: because it would be folly to play with
one's cards down when your opponent has them up'." Page 108.
13. J. Starobinski, 1789, Les Emblemes de la Raison (Paris, 1979), p. 34.
14. Kant, 'Risposta alia Domanda: Che Cosa i Pllluminismo," in Scritti Politici e di
Filosofia della Storia e del Diritto (Turin, 1956), pp. 143,148.
15. Ibid., p . 328.
16. Ibid., p. 331.
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20. The expression derives from Tacitus. For a first approximation to the problem, see F.
Meinecke, L'Idea della Ragion di Stato nella Storia Modema (Florence, 1942) Vol 1 pp
186ff. • • ff
21. I quote from the edition published in 1644 by Elzeverium in Amsterdam. The volume
also contains, in the form of an introduction, the Discursus de arcanis rerum publicarum by G.
Corvino, the De arcanis rerum publicarum discursus by C. Besold, as well as Clapmar's own De
lure publico. The quoted passage is on page 10. Both expressions, arcana imperii and arcana
dominationis, are in Tacitus, though without the specific meaning given them by Clapmar; the
first in Annales. II, 36, and in Historiae, I, 4; the second in Annales, II, 59.
22. I quote from p. 54 of the Italian translation (Turin, 1958).
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abundance of particulars, the history of the arcana seditionis. The theme has
disappeared from treatises of political science and public law written after the
advent of the modern constitutional state, which has proclaimed the principle
of the public character of government. But it was not ignored by ancient
writers whose works it would be appropriate to examine with some care, for
reasons which are all too obvious, unfortunately. In the Discourses,
Machiavelli devotes to conspiracies one of the densest and longest chapters,
which begins thus: "It did not seem appropriate to omit a discussion of
conspiracies . . . since more princes have lost their life and state through them
than through open war." And he continues: "thus, in order to allow princes
to learn how to avoid these dangers and private individuals to be more
reluctant in getting involved in them..., I will discuss them extensively,
without neglecting any important case relevant to the one or the other."26
Autocratic government not only conceals who and where it is, but tends to
hide its real intentions when its decisions must become public. Both hiding
oneself and hiding (other things) are two habitual strategies of the
phenomenon. When you cannot do without mixing with the public, then you
wear a mask. Among the writers on "reasons of state," the theme of falsehood
is an obligatory one, just as one needs to go back to Plato's "noble lie" or
Aristotle's "sophistical arguments." 27 There emerges the common opinion
that whoever is in a position of power and must constantly be on the lookout
for external and internal enemies has the right to lie, more exactly, to
"simulate"; i.e., to create an appearance of what does not exist, and to
"dissimulate," i.e., to prevent what exists from becoming apparent. A
ritualistic example is the comparison with a physician who hides from the sick
the seriousness of the disease. Equally ritualistic is the condemnation of the
sick person who deceives the physician and prevents the latter from curing
him by not revealing the seriousness of his problem. Analogously, if it is true
that the prince has the right to deceive the subject, it is equally true that the
subject does not have the right of deceiving the prince. The great Bodin
writes: "One must not spare beautiful words or promises: in fact, in this case
Plato and Xenophon allowed magistrates and rulers to lie, as one does with
children and the sick. So did the wise Pericles with the Athenians in order to
set them going on the road of reason." Grotius has a chapter of his De iure
belli ac pads on the question, De dolts et mendacio, in international
relations. This chapter is important because it contains a long list of classical
opinions for and against the public lie, as well as a rich casuistry; this is so
abundant and subtle that the reader of today gets lost, as if he were in a
labyrinth in which at the end of a path there are others, each of which leads to
others still, until one gets lost, unable any longer to find the way out or to go
back.
26. We are dealing with Chapter VI of Book III.
27. A good collection of quotations is found in R. De Mattei, "II Problema della 'Ragion di
Stato' nel Seicento. Ragion di Stato e 'Emendacio'," Rivista Intemazionale di Filosofia del
Diritto, 37 (1960), pp. 553-576.
28. Jean Bodin, Les Six Limes de la Ripublique (Paris, 1597), IV, 6, p. 474, quoted by De
Mattei, p. 560, n. 27.
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and unraveling rather than cutting the Gordion knot of the laws of poverty:
all of this with a simple architectural idea."32 The very shape of the building
— up high the watchman in the tower, below the watched one in his cell —
raises a question political writers of all times, beginning with Plato, have
asked of any theory of the state: "Who watches the watchman?" The usual
answer consists in presupposing a superior watchman until, and in practical
matters an infinite regress is forbidden, we necessarily reach a watchman who
is not watched because there is no one above him. But who is this watchman
who is not watched? The answer is so important that political theories may be
classified by the answer they give: God, the hero founder of the state (Hegel),
the strongest, the revolutionary party which has acquired power, the people
understood as the whole collectivity which expresses itself by means of the
vote. Bentham is in his own way a democratic writer, and here is how he
resolved the problem of the watched watchman: the building can be easily
subject to continuous inspections, not only by designated inspectors but also
by the public. This device represents a further phase in the dissociation of the
pair "seeing-being seen." The prisoner is visible but does not see; the
watchman is visible and sees; the people close the circle by being a seer not
seen by any others except itself, and thus invisible, relative to others. The
invisible seer is once again the sovereign.
Reality and the Democratic Ideal
The preceding observations have shown the importance as well as the
vastness of the topic, and I have not even spoken of a crucial phenomenon in
the history of secret government: the phenomenon of secret services, and in
particular of spying, and correspondingly of counterspying, since an invisible
power is to be fought with an equally invisible power. There is no state which
has done without it, whether democratic or autocratic. The reason is that
there is no better way of knowing about others than to try to learn about them
without revealing oneself. It is no accident that Kant considers the absolute
prohibition of spying one of the preliminary articles for a perpetual peace
among states; for him, spying is a "dishonorable method," and he argues that
the use of spies in time of war, which is a device "whereby one exploits only
other people's lack of the sense of honor," would end up extending to
peace time."
At any rate, the purpose of these observations is not to give an historical
account of the various forms of invisible rule, but rather to confront with
reality the ideal of democracy as a government of visible rule. For centuries,
from Plato to Hegel, democracy has been condemned as an intrinsically bad
form of government because it is the government of the people and the people
degraded into mass, crowd, and rabble, is not capable of governing. To recall
32. Ibid., p. 225.
S3. Cf. Scritti Politici, op.cit., p. 288. In the republic of Ibania, described by the Soviet
dissident A. Zinoviev in his extraordinary book, The Yawning Heights, espionage is elevated
into a general principle of government, into a supreme rule not only of the relation between
rulers and ruled but also of the relation among the latter themselves; thus the autocratic
government is based, besides its capacity to spy on its subjects, on the help it receives from the
terrorized subjects who spy on each other.
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some traditional metaphors, the herd needs the shepherd, the ship crew a
captain, the under-aged son the father, the bodily organs the head. Since the
time democracy was elevated to the rank of the best possible form of
government (or the least bad), the viewpoint from which democratic regimes
are judged is that of promises not kept. It has not kept the promise of self-
government. It has not kept the promise of substantial equality (above and
beyond formal). Has it kept the promise of doing away with invisible
government?
It is well known that even the most democratic state protects a private or
secret sphere of its citizens, for example, by making it a crime to open
correspondence or by protecting the privacy and intimacy of individual and
family life from the indiscreet look of public administration and of molders of
public opinion; it also requires that some spheres of its own action should not
be made public, as happens with those laws which make it a crime to publish
secret discussions in parliament, judicial proceedings, and information
concerning criminal investigations. But the problem is not here. There is still
a difference between an autocracy and a democracy, since in the former
governmental secrecy is the rule, while in the latter it is the exception
regulated by laws which do not allow any undue extension. Nor am I going to
elaborate upon another problem which nevertheless would deserve
articulation, i.e., the re-emergence of the arcana imperil in the guise of
technical or technocratic government; the technocrat is in possession of
knowledge which is inaccessible to the masses, and if it were made accessible,
would not even be understood by the majority, or at least most people (that is,
the subject of democratic power) would be unable to make any useful
contribution to whatever discussion would follow. In this case, we are not
dealing with the traditional contempt for the people as an irrational crowd
unable to make rational decisions even in its own interest, to raise their eyes
from the earth of its own daily necessities to look at the shining sun of the
common good. Rather, we are dealing with the objective recognition of its
ignorance, or better, of its lack of skill, with the unbridgeable gap which
separates the expert from the amateur, the competent from the incompetent,
the scientific or technical laboratory from the street.34
In comparing the ideal model of visible government and reality, one must
keep in mind that every form of government has a tendency to shield itself
from its subjects by hiding itself and other things, or by secrecy and
concealment. As for this second aspect of the problem, the phenomenon of
hiding is common to every form of public communication. Once upon a time
it was called "simulation," from the viewpoint of the active subject, namely
the prince, whereas today it is called "manipulation," from the viewpoint of
the passive subject, namely citizens. Every problem in the domain of politics
can be examined from the side of the prince and from the side of the people.
For centuries political writers have been concerned with political problems
34. I do not deal with it since the clash between democracy and technocracy belongs more
to what I have called paradoxes of democracy and not to its failures. It would be useful to
distinguish two different functions of a secret: when the decision cannot be appreciated by
everyone (a technical secret), and when it is not meant for everyone (political secret).
DEMOCRACY AND INVISIBLE GO VERNMENT J3
from the viewpoint of the prince; hence the interest in the useful lie, and the
conditions and limits of its legitimacy. The same problem, considered from
the viewpoint of the recipient of the message, becomes the problem of consent
extorted by means of the various forms of manipulation for which one
consults the experts in mass communication. In mass societies the most direct
heirs of the useful lie are ideological systems and their derivatives. Political
writers have always known and now we know better than ever that political
power properly so called (whose characterizing instrument is the use of force)
cannot do without ideological power, and hence persuaders, whether obvious
or hidden. This cannot be avoided even in a democratic regime in which
supreme power (supreme in the sense of ultimately responsible for the use of
force) is exercised in the name of and for the sake of the people, by means of
regularly scheduled elections with universal suffrage. In a way, such a regime
has a greater need of it than an autocratic or an oligarchic ruling class for
whom the subjects are an inert mass with no right. Democratic writers have
always complained against the prince's lies with the same determination with
which anti-democratic ones have railed at the deceiving eloquence of
demagogues. What distinguishes democratic from autocratic power is only
that the first, by means of the free criticism and expression of diverse
viewpoints, can generate within itself some antibodies and allow some forms
of deconcealment. 35
Sub-government, Crypto-government, and All-seeing Government
The most interesting theme through which one can test whether visible
power can defeat invisible power is that of the public character of
governmental actions: it constitutes the true turning point in the
transformation of modern states from absolute and constitutional states. On
this question, one must frankly admit that there has been no defeat of
invisible power by visible power. I am referring above all to the phenomenon
of the sub-government and to what could be called crypto-government. This
division of power is no longer vertical or horizontal, in accordance with
classical distinctions, but it is unorthodox, involves depth, and can serve to
grasp aspects of reality which escape traditional categories; there is surface or
public power, semi-submerged or semi-public power, and submerged or
occult power.
"Sub-government" has been so far an almost exclusively journalistic term,
and yet it now deserves to enter the technical universe of discourse of political
scientists. Perhaps the time has come to try a theory of sub-government, for
which there exists only a practice, and what practicel This phenomenon is
closely tied to the government of the economy, a central function of the
post-Keynesian state. Once the state has taken over the government of the
economy, politicians no longer exercise power merely by means of the
traditional forms of law, of legislative decree, and of various types of
administrative acts which have come to be part of the sphere of visible power
ever since the advent of parliamentary regimes and constitutional states,
35. A typical operation of "de-concealment" is precisely the disclosure of scandals, or to be
more exact, of actions done without publicity, which cause a scandal once they become public.
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