Recommended Procedures Chapter 13, "Pedestrians," of The Highway Capacity Manual
Recommended Procedures Chapter 13, "Pedestrians," of The Highway Capacity Manual
Recommended Procedures Chapter 13, "Pedestrians," of The Highway Capacity Manual
by:
Nagui M. Rouphail, Professor, P.I.
Joseph E. Hummer, Associate Professor, co-P.I.
Joseph S. Milazzo II, Research Assistant
Raleigh
Chapel Hill
for:
United States Department of Transportation
Federal Highway Administration
Turner-Fairbank Highway Research Center
McLean, Virginia
Final Report
February 1998
Technical Report Documentation Page
FHWA-RD-98-107
4. Title and Subtitle 5. Report Date
7. Author(s) 8. Performing
9. Performing Organization Name and Address 10. Work Unit No.
(TRAIS)
North Carolina State University
Department of Civil Engineering 11. Contract or Grant No.
Box 7908
Raleigh, NC 27695 DTFH61-92-R-
00138
12. Sponsoring Agency Name and Address 13. Type of Report and
Period Covered
Office of Safety & Traffic Operations Research & Development
Federal Highway Administration Final Report
6300 Georgetown Pike April 1995 -
McLean, Virginia 22101-2296 February 1998
14. Sponsoring Agency
Code
The objective of this project is to develop revised operational analysis procedures for
transportation facilities with pedestrian and bicyclist users. This document contains both
new and revised procedures for analyzing various types of exclusive and mixed-use
pedestrian facilities. These procedures are recommended to determine the level of
service for pedestrian facilities on the basis of a summary of available U.S. and
international literature, as described in the Federal Highway Administration (FHWA)
document, "Literature Synthesis for Chapter 13, Pedestrians, of the Highway Capacity
Manual," by these same authors. These procedures are scheduled for incorporation into
a revised U.S. Highway Capacity Manual in 2000.
17. Key Words: 18. Distribution Statement
TABLE OF CONTENTS
Section Page
1 INTRODUCTION 1
1.1 A Note on Liability 2
1.2 Summary of Recommendations for Design and/or Analysis of Pedestrian 3
Facilities
7 ACKNOWLEDGMENTS 61
8 REFERENCES 62
LIST OF FIGURES
Figure Page
FIGURE 1 A wide variety of transportation facilities must effectively serve a 2
wide variety of users .
FIGURE 2 Recommended pedestrian body ellipse for standing areas. 4
FIGURE 3 This elderly pedestrian, and others like her, may be helped by the 6
proposed revisions to crosswalk walking speeds
FIGURE 4 The proposed revisions to crosswalk walking speeds may also 6
benefit people who are not elderly, such as this pedestrian pushing a stroller
FIGURE 5 Illustration of proposed walkway Level of Service thresholds 11
FIGURE 6 Pedestrians who know each other often travel in platoons 14
FIGURE 7 Noncompliant pedestrian behavior is common at this Chicago, 22
Illinois, intersection due to low conflicting vehicle volumes
FIGURE 8 Noncompliant behavior is not limited to pedestrians at the same 22
Chicago, Illinois, intersection
FIGURE 9 Field measurements of pedestrian delay at midblock crossings in 40
Great Britain
FIGURE 10 Simulation results of pedestrian delay at fixed-time pelican 41
crossings in Great Britain
FIGURE 11 Simulation results of pedestrian delay at vehicle-actuated pelican 42
crossings in Great Britain
FIGURE 12 Simulation results of pedestrian delay at zebra crossings in Great 49
Britain
FIGURE 13 Effect of crossing width and conflicting vehicle volume on 51
pedestrian
LIST OF TABLES
Table Page
TABLE 1. Recommended pedestrian crosswalk walking speeds 5
TABLE 2. Existing HCM walkway Level of Service (LOS) criteria 9
TABLE 3. Walkway Level of Service (LOS) thresholds by space (m2/ped) and
flow rate
(ped/m/min) 10
TABLE 4. Recommended HCM walkway Level of Service (LOS) criteria 11
TABLE 5. Platoon-adjusted walkway Level of Service (LOS) thresholds 13
TABLE 6. Recommended HCM platoon-adjusted walkway Level of Service
(LOS)
criteria 13
TABLE 7. Level of Service (LOS) thresholds for platoon flow in
transportation
terminalsa 15
TABLE 8. Recommended HCM pedestrian Level of Service (LOS) criteria
for platoon flow in transportationsa 15
TABLE 9. Recommended HCM pedestrian Level of Service (LOS) criteria for 16
stairs
TABLE 10. Recommended capacity thresholds for crossflows 17
TABLE 11. Level of Service (LOS) thresholds for one-way, two-lane, mixed- 18
use paths
TABLE 12. Level of Service (LOS) thresholds for two-way, two-lane, mixed- 19
use paths
TABLE 13. Recommended HCM pedestrian Level of Service (LOS) criteria
for two-lane, mixed-use paths 20
TABLE 14. Selected de facto WALK extension times 25
TABLE 15. Existing HCM signalized intersection Level of Service (LOS) 26
criteria
TABLE 16. Pedestrian and vehicle delay at midblock crossings in Great 26
Britain
TABLE 17. Selected thresholds for maximum pedestrian delay at signalized 27
intersections
TABLE 18. Recommended HCM pedestrian Level of Service (LOS) criteria
for
signalized crossing delay 28
TABLE 19. Existing HCM unsignalized intersection Level of Service (LOS) 29
criteria
TABLE 20. Recommended HCM pedestrian Level of Service (LOS) criteria
for unsignalized crossing delay 32
TABLE 21. Existing HCM queueing area Level of Service (LOS) criteria 33
TABLE 22. Comparison of existing HCM vehicle arterial Level of Service
(LOS)
criteria with pedestrian arterial threshold proposals by both Virkler
and North Carolina State University 34
TABLE 23. Default values of Delay Adjustment Factors (DF) for positive
pedestrian
platooning 55
1 INTRODUCTION
In the United States, the Highway Capacity Manual (HCM), published by the
Transportation Research Board (TRB), a unit of the National Research Council, provides
guidance for the analysis of transportation facilities. Chapter 13 of the 1994 (update to
the 1985) HCM discusses the operational and planning analysis of pedestrian facilities.
The HCM pedestrian chapter begins by positing some relationships between pedestrian
speed, flow, and density. It continues with analysis procedures for walkways, street
corners, and crosswalks. Although offering the traffic engineer the means to analyze the
most common pedestrian facilities, some of the procedures rely on incomplete and
outdated information. This is unfortunate, because many intersections and walkways in
downtown areas, near college campuses, by transit stops, etc., have moderate to heavy
pedestrian flows, thus warranting accurate procedures (Figure 1).
The need for new procedures stems from reasons besides outdated methods, however.
The heightened importance of "livability" in American communities presents the traffic
engineer with the challenge to fully incorporate pedestrians in transportation analysis.
The "Pedestrian Preamble" that opens the Florida Walkable Communities Guide provides
a unique perspective of the role of the pedestrian in the transportation system: "This
community, in providing for trip making, grants pedestrians and motorists of all ages and
abilities: rights, privileges, safety, mobility, and access.... Intersections should not favor
either motorist or pedestrian, but give equal service and support to both...." (Florida
DOT, 1995; emphasis added).
This report summarizes the pedestrian characteristics-related recommendations from the
companion volume, Literature Review for Chapter 13, Pedestrians, of the Highway
Capacity Manual (Rouphail et al., 1998). It also includes a comprehensive set of
recommended service measures of effectiveness, as well as methods for computing
selected service measures. Finally, this report provides a summary of recommendations,
including a listing of the affected subsections in Chapter 13 of the HCM. This summary is
provided at the end of this chapter for ease of reference, and also at the conclusion of the
report in section 5.
1.1 A Note on Liability
The current HCM provides curves for speeds greater than the maximum freeway speed
limits at the time of publishing (TRB, 1994). Consistent with the HCM's demonstrated
intent of reflecting actual conditions rather than legal thresholds, the recommendations
contained in both this Recommended Procedures for Chapter 13, "Pedestrians." and in
the companion Literature Synthesis for Chapter 13, "Pedestrians," (Rouphail et al.,
1998) are to help achieve more realistic analytical procedures for the HCM. However,
nothing in this Recommended Procedures for Chapter 13, "Pedestrians," or in the
companion Literature Synthesis for Chapter 13, "Pedestrians," or in the Highway
Capacity Manual, is to be construed as advocating the violation of traffic laws by either
pedestrians or drivers. In addition, Recommended Procedures for Chapter 13,
"Pedestrians," the companion Literature Synthesis for Chapter 13, "Pedestrians," and the
Highway Capacity Manual should not be used as a defense for the violation of traffic
laws in any of the States.
Recommended Procedures For Chapter 13
FIGURE 1
A wide variety of transportation facilities must effectively serve a wide variety of
users
a
Offers a comparison with delay-based Level of Service for drivers computed in HCM
Chapter 9, "Signalized Intersections"
b
Offers a comparison with delay-based Level of Service for drivers computed in HCM
Chapter 10, "Unsignalized Intersections"
c
Offers a comparison with Level of Service for drivers computed in HCM Chapter 11,
"Urban and Suburban Arterials"
d
Current HCM is ambiguous regarding the definition of minor and major red times (Rmi,
Rmj); therefore, the effect of the proposed noncompliance
adjustments will depend on the analyst's interpretation of the HCM
2 SUMMARY OF PEDESTRIAN CHARACTERISTICS
Platoons
Recommendation. For most situations where platoons are prevalent, this study does not
recommend the use of walking speeds lower than 1.2 m/s (1.0 m/s for large elderly
populations).
However, in light of the research by Virkler (1997c) described in the Literature Review
for Chapter 13, Pedestrians, of the Highway Capacity Manual, this study recommends
increasing the minimum signalized intersection crossing time when typical platoons
exceed 15 people. This report details several crossing time computational methods later.
This study also cautions the analyst to consider impairments to full usage of the
crosswalk. These may include: lack of a stop bar, lack of high-visibility crosswalk
markings, crosswalks misaligned with the natural flow of the sidewalk, and corner
obstructions.
Temporal Variation
Recommendation. This study recommends the use of platoon flow Level of Service
(LOS) considerations (discussed later) in lieu of a pedestrian "peak-hour-factor" (PHF) or
similar measure. Pedestrian queueing is of comparatively short duration relative to the
vehicular queues that a PHF typically describes.
3 SERVICE MEASURES OF EFFECTIVENESS
Alex Sorton of Northwestern University suggests that the current LOS A space
requirement is excessive, and should be reduced from 130 ft2/ped (12 m2/ped) to 60
ft2/ped (5.6 m2/ped). Indeed, the Interim Materials on Highway Capacity (TRB, 1980)
recommended an even lower space threshold (3.7 m2/ped or 40 ft2/ped) than Sorton's
recommendation. This report has stated earlier that capacity probably occurs around 75
peds/min/m, somewhat lower than HCM values.
As a point of comparison, Table 3 compares LOS values in the HCM with those reported
from other researchers. Tanaboriboon and Guyano (1989) developed LOS standards for
Bangkok, Thailand. Although probably not useful for most areas of the United States,
their data in the table highlight the importance of cultural values and physical
characteristics on LOS breakpoints. The authors note that one result of the difference
between Thai and American LOS standards is that pedestrian facilities in Thailand can
accommodate higher flows at a given LOS. Stating that capacity limitations do not
normally dominate pedestrian facility concerns, Brilon stated that Germany's revised
pedestrian LOS standards will have breakpoints based on density (1994). The boundaries
for Polus et al.'s work correspond to the three regimes of pedestrian flow reported by
those researchers.
TABLE 3
Walkway Level of Service (LOS) thresholds by space (m2/ped) and flow rate
(ped/m/min)
a
Instead of HCM LOS designations "A"-"B"-"C"-"D"-"E"-"F", Pushkarev and Zupan
use"Open"-
"Unimpeded"- "Impeded"-"Constrained"- "Crowded"- "Congested"- "Jammed"
b
Instead of HCM LOS designations "A"-"B"-"C"-"D"-"E"-"F", Polus et al. use A-B-C1-
C2-D
SOURCES: TRB, 1994; Fruin, 1971; Pushkarev and Zupan, 1975b; Brilon, 1994; Polus
et al., 1983; Tanaboriboon and Guyano, 1989.
Recommendation. This study recommends keeping the current HCM walkway LOS B, C,
and D thresholds. This study also recommends changing the capacity thresholds to the
values mentioned earlier. Table 4 summarizes the recommendations. Figure 5
approximates the revised service levels.
TABLE 4
Recommended HCM walkway Level of Service (LOS) criteria
Space Flow Rate Average Speed v/c ratio
2 2
LOS (m /ped) (ft /ped) (ped/min/m) (ped/min/ft) (m/s) (ft/min)
A >5.6 >60 <16 <5 >1.3 >255 0.21
B 3.7-5.6 40-60 16-23 7-May 1.27-1.30 250-255 0.21-0.31
C 2.2-3.7 24-40 23-33 10-Jul 1.22-1.27 240-250 0.31-0.44
D 1.4-2.2 15-24 33-49 15-Oct 1.14-1.22 225-240 0.44-0.65
E 0.75-1.4 15-Aug 49-75 15-23 0.75-1.14 150-225 0.65-1.0
F <0.75 <8 var. var. <0.75 <150 var.
Platoons. The companion volume, Literature Review for Chapter 13, Pedestrians, of the
Highway Capacity Manual noted the effect of platoons on walkway flow. Table 5
summarizes the initial research on platoons. Pushkarev and Zupan (1975b) note that
earlier research found the ability to pass slow-moving pedestrians to be relatively
unrestricted at space modules above 3.3 m2/ped, difficult between 1.7 and 3.3 m2/ped,
and essentially impossible below 1.7 m2/ped. Pushkarev and Zupan also compared
average flow rates with possible flow in platoons. They found no difference between the
flow conditions at any service level, except at that point in "Impeded" flow
(approximately LOS B) when platoons begin (1975b).
The Interim Materials on Highway Capacity (TRB, 1980) contained platoon flow criteria.
This work, relying on the "rule of thumb" mentioned earlier, simply rewrote the
recommended walkway values up one level for platoons. The current HCM, which does
not contain a platoon flow service level table, uses different walkway values for average
flow rate and space at most service levels than those in the Interim Materials. Therefore,
one cannot simply apply the values listed in the Interim Materials to the current HCM.
One can develop platoon flow LOS criteria based on a synthesis of the relationship
between average and platoon flow described in the companion Literature Review, the
existing HCM walkway standards for midrange LOS values (TRB, 1994), and the earlier
work of Pushkarev andZupan (1975b) for extreme values. For LOS A, this report uses
Pushkarev and Zupan's relationship between average and platoon flow (Figure 20 in the
Literature Review) and defines this breakpoint to be just before the discontinuity, at 1.6
ped/min/m (0.5 ped/min/ft), identical to the "Open" flow of Pushkarev and Zupan. For
LOS B through D, this study applies metricized "rule of thumb" to 1994 HCM walkway
values, by subtracting 13 ped/min/m from walkway flow rates. For LOS E, and thus LOS
F, this report uses the highest platoon flow rate found by Pushkarev and Zupan, 59
peds/min/m. The resulting values, shown in Table 6, provide a sound basis for
determining the level of service experienced by people who travel in platoons, such as the
pedestrians shown in Figure 6.
Recommendation. This study recommends incorporating the walkway platoon criteria in
Table 6 into the HCM.
Recommended Procedures For Chapter 13
FIGURE 5
Illustration of proposed walkway Level of Service thresholds
SOURCE: TRB, 1994; adapted from FRUIN, 1971.
TABLE 5
Platoon-adjusted walkway Level of Service (LOS) thresholds
Space Flow Rate
Pushkarev-Zupan Interim Materials Pushkarev-Zupan Interim Materials
2 2 2 2
LOS (m /ped) (ft /ped) (m /ped) (ft /ped) (ped/min/m) (ped/min/ft) (ped/min/m) (ped/min/ft)
Aa >49b >530 12c 130 >1.6b >0.5 6c 2
B 6-Apr 40-60 12-Apr 40-130 15-20 4.5-6 20-Jun 6-Feb
C 4-Feb 24-40 4-Feb 24-40 20-33 10-Jun 20-33 10-Jun
D 1.5-2 16-24 1.5-2 16-24 33-46 14-Oct 33-46 14-Oct
E 1-1.5 16-Nov 1-1.5 16-Nov 46-59 14-18 46-59 14-18
F 1 11 0.6-1 11-Jun 59 18 59-82 18-25
a
Instead of HCM LOS designations "A"-"B"-"C"-"D"-"E"-"F", Pushkarev and Zupan use
"Open"- "Impeded"-"Constrained"- "Crowded"- "Congested"- "Jammed"
b
Values given by Pushkarev and Zupan for flow rates and space are within platoons
c
Values given in the Interim Materials for flow rates and space are under average flow
conditions
The LOS shown at each flow rate or pedestrian space level represents the walkway LOS
(based on Interim Materials service levels) under these average flow rates when platoons
arise
SOURCE: Pushkarev and Zupan, 1975b; TRB, 1980.
TABLE 6
Recommended HCM platoon-adjusted walkway Level of Service (LOS) criteria
TABLE 7
Level of Service (LOS) thresholds for platoon flow in transportation terminalsa
Space Flow Rate Speed
LOS (m2/ped) (ped/min/m) (m/s)
A+ >2.3 <37 >1.4
A 1.7-2.3 37-46 1.3-1.4
B 1.3-1.7 46-57 1.2-1.3
C 1.0-1.3 57-68 1.1-1.2
D 0.8-1.0 68-75 1.0-1.1
E 0.7-0.8 57-75 0.7-1.0
F <0.7 <57 <0.7
a
Airports or other facilities where platoon flow is prevalent along pedestrian walkways
TABLE 8
Recommended HCM pedestrian Level of Service (LOS) criteria
for platoon flow in transportationsa
aAirports or other facilities where platoon flow is prevalent along pedestrian walkways
Stairs. To allow for the determination of pedestrian arterial ("network" in this review)
LOS, Virkler utilized a 20-year-old proposed ITE stairways standard (ITE, 1976), which
provided space and flow values at various stairway LOS. Virkler states that he modified
this standard somewhat "to ensure that the basic equation of traffic flow is satisfied,"
although this review of his research could discern no difference between his values and
the space and flow values given in the ITE stairways standard.
Table 9 shows the recommended HCM pedestrian LOS criteria. The values reflect ITE's
flow values, Fruin's (1971) original breakpoints for stairway level of service, and
Virkler's values for speed and volume-capacity ratio. Note that the LOS E values of 49
and 56 ped/min/m for Virkler and Fruin, respectively, are noticeably less than the 62-73
ped/min/m capacity ranges found in the Hong Kong and London transit systems listed
earlier by Lam et al. (1995).
Recommendation. In so far as Virkler's paper corrects earlier research by ensuring
congruence with pedestrian traffic flow theory, his work remains the best available for
American users. This study recommends this material (Table 9) for the HCM, pending
further research on capacity limits.
TABLE 9
Recommended HCM pedestrian Level of Service (LOS) criteria for stairs
TABLE 10
Recommended capacity thresholds for crossflows
LOS E.
b
Total of the major and minor flow
For two-way trails, Botma states that pedestrians still seldom overtake other pedestrians,
and thus the LOS afforded a pedestrian on a shared path depends on the frequency with
which an average pedestrian experiences meetings of and overtakings by bicyclists.
Using the speed assumptions listed above for one-way paths, Botma established a table
for pedestrians traveling on two-lane, two-way, shared-use paths. Table 12 , again
substituting period for frequency, shows Botma's service levels.
As an aside, if one applied either of the tables to an exclusive pedestrian trail, one would
always have a service level of A, regardless of pedestrian volume, since the tables depend
entirely on bicycle volume. Therefore, Virkler and Balasubramanian's implication to use
existing walkway standards certainly seems more reasonable than the use of Botma's
method for an exclusive pedestrian facility.
TABLE 12
Level of Service (LOS) thresholds for two-way, two-lane, mixed-use paths
LOS Period Between Events Service Volume
(s/event) (bicycles/h)
A > 95 < 29
B 60 - 95 29 - 44
C 35 - 60 45 - 75
D 25 - 35 76 - 105
E 20 - 25 106 - 131
F < 20 > 131
TABLE 13
Recommended HCM pedestrian Level of Service (LOS) criteria
for two-lane, mixed-use paths
a
Period between events; where an event is either a bicycle meeting or passing a
pedestrian.
Viney and Pretty (1982) examined pedestrian and vehicle interactions at Brisbane,
Australia, intersections. They observed an average WALK "extension time" (i.e., de facto
WALK) of 1.95 s with a standard deviation of 2.7 s. They used 2 s as an allowance for
disobedient pedestrians.
It is important to note that changes in signal timing can affect noncompliance. For
example, the slight increase in green time and cycle length that may occur under the
assumption of reduced walking speeds will increase pedestrian delay and probably
increase pedestrian noncompliance. Of course, the presence of excessive cycle lengths
and/or unnecessary phases also causes pedestrian delay and noncompliance. Some
jurisdictions use "early release" signal timing, where pedestrians receive the WALK
before the concurrent vehicles receive the green, in an effort to reduce pedestrian delay.
Regardless of the phasing scheme chosen, most facility users are local pedestrians who
will learn the signal timing and try to reduce their own delay.
In summary, any delay measure to pedestrians should include some mechanism for
considering noncompliance. Table 14 summarizes the findings of the last three research
groups mentioned; coincidentally, two of the three groups examined downtown Brisbane,
Australia. All of this empirical research seems to indicate that pedestrians, recognizing
the margin of safety built into the pedestrian clearance interval, treat the initial part as an
effective walk time.
TABLE 14
Selected de facto WALK extension times
a
Observed or calculated total effective WALK interval as used by pedestrians
b
Washington, D.C.; Portland, Oregon; Atlanta; and Chicago
c
Virkler only reports the percentage of flashing DON'T WALK (clearance) time;
8 s is approximately 69% of the 11.1-s mean clearance time for Virkler's study
Recommendation. Based on the middle range of values from the above research on
noncompliance, this study suggests the following adjustments to pedestrian signalized
crossing timing for simplicity:
WALKe = WALK + 5
Flashing DON'T WALKe = Flashing DON'T WALK - 5
where:
WALK = nominal WALK time, s;
WALKe = effective WALK time, s;
Flashing DON'T WALK = nominal flashing DON'T WALK time, s; and
Flashing DON'T WALKe = effective flashing DON'T WALK time, s.
The analyst should be aware, however, that intersections with high conflicting traffic
and/or large street widths have excellent compliance, primarily because pedestrians have
no choice but to wait.
Unsignalized Signalized
Zebra Fixed-time Pelican Vehicle-actuated
Pelican
(s) (s) (s)
Pedestrian Delay 1.4 10.1 9.8
Vehicle Delay 5.2 4.2 3.9
SOURCE: Griffiths et al., 1984a.
The authors note that Great Britain began installing unsignalized pedestrian crossings in
1935, with signalized pelican installations commencing in 1969. The latter device was
introduced to provide the "flexibility of a Zebra" with the "positive command to drivers
to stop." Along these lines, Dunn and Pretty (1984) state that, provided that pelicans are a
legal device in the jurisdiction, one should always install a pelican crossing over a
standard pedestrian signalized crossing, because they provide reduced vehicular delay
with no detriment to pedestrian delay.
At a field survey of fixed-time signalized crossings in Great Britain, Griffiths et al.
(1984a) found significant increases in pedestrian delay for increases in vehicular delay
over a wide (400-1,400 veh/h) range. They did not observe any additional effect on
pedestrian delay at signalized crossings with vehicle actuation over these volume levels.
MacLean and Howie (1980) examined the performance of pedestrian crossings in
Victoria, Australia. They found that mean pedestrian delay was 17 s at signalized
crossings.
Table 17, based on anecdotal evidence and empirical observation, provides some
maximum delay thresholds recommended by various researchers for signalized
intersections. Dixon (1996) terms the choice of 40 s for Gainesville, Florida, a
compromise value. Kaiser (1994) notes the increase in pedestrian impatience and risk-
taking behavior beyond 30 s of delay; Dunn and Pretty (1984) also mention that
pedestrians become increasingly impatient when delayed beyond 30 s. Hunt and Griffiths
(1991), noting that risk-taking behavior increases with pedestrian delays of 30 s or more,
state that the vehicle precedence time should not exceed 40 s at a pelican crossing in
Great Britain. Of course, with sufficiently high conflicting vehicle volume, pedestrians
can face delays above 60 s (Dunn and Pretty, 1984). Under these conditions, pedestrian
compliance increases, because sufficient gaps do not exist in the vehicle stream for
pedestrians to utilize.
TABLE 17
Selected thresholds for maximum pedestrian delay at signalized intersections
Location Maximum Recommended Pedestrian Delaya
(s)
Brilon Germany 60
Dixon Gainesville, 40
Florida
Dunn and Australia 30
Pretty
Hunt and Great 30
Griffiths Britain
Kaiser United 30
States
a
Values typically based on observation of pedestrian impatience and noncompliance
SOURCES: Brilon, 1994; Dixon 1996; Dunn and Pretty; 1984; Hunt and Griffiths, 1991;
Kaiser 1994.
TABLE 18
Recommended HCM pedestrian Level of Service (LOS) criteria for signalized
crossing delay
Average Delay Per Likelihood of Pedestrian Noncompliance
Pedestrian
LOS (s)
A < 10 Low
B 20-Oct
C 20-30 Moderate
D 30-40
E 40-60 High
F 60 Very High
Space. As was the case with walkways, the current HCM uses pedestrian walkway space
criteria as the primary MOE for street corners. However, in this case, the methodology
centers on a validated "time-space" framework developed by Fruin and Benz (1984). It
provides average space values of 5 ft2/ped in a queue and average time values of 3 to 5 s
for moving through the corner.
The existing HCM also offers a crude method of describing the effect of turning vehicles
on pedestrians at intersections, by assuming a swept-path for a vehicle and decrementing
the crosswalk time-space available to pedestrians. Indeed, despite the legal precedence of
pedestrians over vehicles in the crosswalk, Virkler (1997c) found that vehicles
occasionally occupy a portion of the crosswalk during the pedestrian phase.
Unsignalized Crossings.
Delay. The current HCM does not have a method for analyzing unsignalized crossing
facilities. However, the HCM unsignalized intersection chapter does provide a
mechanism for computing vehicular delay at these locations. Table 19 provides delay
thresholds for vehicles at (two- or all-way) stop-controlled intersections, the most
common unsignalized intersection types in the United States.
TABLE 19
Existing HCM unsignalized intersection Level of Service (LOS) criteria
a
Delay includes waiting on one side to begin crossing and/or waiting in the median to
complete
the crossing
b
Likelihood of acceptance of short gaps
Finally, the HCM contains no provision for a space-based measure of effectiveness for
unsignalized crossings. In this case, the periodic element found at a signalized
intersection is not as pronounced, and the delay to pedestrians predominates.
Other Waiting Areas
Space. The current HCM uses pedestrian space as the primary MOE. Based on average
pedestrian space, personal comfort, and degree of internal mobility, capacity here is 2
ft2/pedestrian (0.19 m2/ ped). The values of space for queueing or waiting areas at each
level of service shown in Table 21 vary from 10 to 50 percent of the space required for
circulation on walkways.
TABLE 21
Existing HCM queueing area Level of Service (LOS) criteria
Pedestrian arterial
threshold proposals
Cl. I Vehicle
Cl. III Vehicle Arterials Virkler NCSU
Arterials
LOS (m/s) (mi/h) (%FFSa) (m/s) (mi/h) (%FFSb) (m/min) (m/s) (mi/h) (%FFSc) (ratiod)
A 16 35 88 11 25 93 80 1.33 3 95 90
B 13 28 70 8.5 19 70 70 1.17 2.6 84 70-90
C 9.8 22 55 5.8 13 48 60 1 2.2 71 50-70
D 7.6 17 42 4 9 33 50 0.83 1.9 59 40-50
E 5.8 13 33 3.1 7 26 35 0.58 1.3 41 30-40
F < 5.8 < 13 < 33 < 3.1 < 7 < 26 < 35 < < 1.3 < 41 30
0.58
a
Percent of 18 m/s (40 mi/h) free-flow speed for Class I vehicle arterials that favor
mobility
b
Percent of 12 m/s (27 mi/h) free-flow speed for Class III vehicle arterials that favor
access
c
Percent of 1.4 m/s (3.1 mi/h or 84 m/min) free-flow speed for pedestrian walkways
d
Ratio of calculated minimum travel time to actual travel time, multiplied by 100 for
easier
comparison with "percent of free-flow speed" used for vehicle arterial thresholds
One alternative method could be to determine the minimum travel time at a given LOS,
compare this with the actual travel time (i.e., incorporating any delay), and define a
pedestrian network LOS based on this ratio. The following equation shows this:
Minimum Travel Time . Calculated Minimum Travel Time
Time Ratio = =
Delay + Minimum Travel Time Actual Observed Travel Time
where:
0 < Time Ratio 1
With this expression, a trip with no delay will have a time ratio of 1.0, while a trip taking
four times as long as the minimum will have a time ratio of 0.25. In addition, this
formulation allows for calibration of minimum times at a local site. However, Virkler's
proposal offers the convenience of a fixed-speed criterion for each service level.
Note: All values for walking speeds are those used by the original researcher, rather than
those recommended in this report, unless otherwise noted.
4.1 Uninterrupted Facilities
Sidewalks and Walkways
The existing HCM contains detailed analysis procedures for these facilities (TRB, 1994).
Although this report recommends new LOS thresholds, the basic procedures for the
facilities will not change.
Off-street paths
Exclusive pedestrian trails. As stated earlier, the existing HCM procedures for walkway
analysis apply here. Although this study recommends new service level thresholds, the
basic procedure for these facilities will not change.
Shared pedestrian-bicycle paths. For these facilities, Botma's procedure, described
earlier, is the only viable alternative in the literature. The procedure consists of measuring
bicycle volume and then assigning a pedestrian LOS based on this volume.
4.2 Interrupted Pedestrian Facilities
Signalized Crossings
The existing HCM contains detailed analysis procedures for these facilities (TRB, 1994).
Chapter 13 notes that one can analyze a crosswalk as a time-space zone, similar to a
street corner. According to the HCM, the demand for space equals the product of
pedestrian crossing flow and average crossing time. The chapter notes that a surge
condition exists when the two opposing platoons meet. One determines the primary
measure of effectiveness, space per pedestrian, using this time-space methodology. No
delay measures exist, as stated earlier.
Delay: Pretty's Method. Pretty (1979) analyzed the delays to pedestrians at signalized
intersections using relatively simple models. For pedestrians crossing one street at an
intersection, he developed the following formula for pedestrian delay, based on uniform
arrival rates and equal pedestrian phases:
where:
d1 = total delay to pedestrians crossing one street, ped-h/h;
P = pedestrian volume crossing one street, peds/h;
C = cycle length, s; and
w = WALK time, s.
For pedestrians crossing two streets at an intersection, he offers the following formula,
which assumes that one-half the cycle length separates the two WALK periods:
d2 = Pd (0.75C - w)2
where:
d2 = total delay to pedestrians crossing two streets successively, ped-h/h;
Pd = pedestrian volume crossing two streets, ped/h.
For an all-pedestrian phase, sometimes referred to as a "barn dance" or "Barnes dance,"
the total pedestrian delay is of the same form as that for a single crossing:
where:
d1&2 = total delay to pedestrians crossing two streets diagonally, ped-h/h.
Delay: Dunn and Pretty's Method. Dunn and Pretty (1984) determined the following
formulas for pedestrian delay at signalized pedestrian (Pelican) crossings:
where:
d = average delay per pedestrians, s; and
g = vehicular green signal.
The parenthetical expressions in the denominator represent the cycle length for the above
expressions, which assume pedestrian signal compliance.
Delay: Griffiths et al.'s Method. Griffiths et al. (1984a) conducted field surveys of
delay at midblock pedestrian crossings in Great Britain. Figure 9 shows the results of the
authors' field study. The top graph represents zebra crossings. The middle graph
represents fixed-time pelican crossings. The lower graph represents vehicle-actuated
pelican crossings.
As mentioned earlier, Griffiths et al. (1984c) performed extensive simulation analyses on
a 10-m-wide pelican crossing. The authors found an increase in pedestrian delay with
increases in vehicle flow, because the former group enjoys reduced opportunities to cross
in gaps in traffic under higher vehicle flow conditions. The authors found a moderate
increase in pedestrian delay with increases in pedestrian flow. Under vehicular actuation,
the authors found that an increase in vehicular green from 20 to 40 s (in response to
higher vehicle flows) resulted in rapid increases in pedestrian delay above two-way flows
of 1,000 veh/h but no change in pedestrian delay below these levels.
Figures 10 and 11 graphically depict the results of their simulation analyses on pelican
crossings. Figure 10 refers to a fixed-time pelican crossing with a vehicle precedence
period (fmax) of 20 s. Figure 11 shows a vehicle-actuated pelican crossing, with the solid
lines representing fmax = 20 s and the dashed line representing fmax = 40 s. The latter
figure shows the effect of increasing pedestrian flow on pedestrian delay at higher vehicle
flows.
This report has also mentioned that Griffiths et al. (1985) developed mathematical
expressions for delay at fixed-time signal crossings. The appendix describes these
formulas.
Delay: Roddin's Method. Roddin (1981) offers the following equation for average delay
(D) to pedestrians at signalized intersections:
where:
F = fraction of pedestrians who wait when they arrive at a red, amber, or flashing
DON'T WALK signal; i.e., compliant pedestrians;
R = duration of red or DON'T WALK signal;
A = duration of amber or flashing DON'T WALK signal; and
G = duration of green or WALK signal.
Roddin assumes random pedestrian crossings during WALK and random vehicle arrivals
throughout the cycles.
where:
D = average delay per pedestrian, s;
C = cycle length, s;
G = duration of WALK signal; and
A = duration of flashing DON'T WALK signal.
Virkler applied this equation to actual measured delay at 18 Brisbane, Australia,
crosswalks and found that the equation predicted delay about 1 percent higher than
observed values
Recommended Procedures For Chapter 13
FIGURE 11
Simulation results of pedestrian delay at vehicle-actuated Pelican crossings in Great
Britain
Delay: NCSU's Method. Gerlough and Huber (1975) discuss several intersection delay
and queueing models for vehicles. They derive a fluid (or continuum) delay model for a
pretimed signal, and then note that this formulation is identical to the first term of the
famous Webster analytical model for computing delay. One can write this portion of the
model as:
where:
d = delay, s;
C = cycle length, s;
However, the NCSU team observed no capacity constraints, even with pedestrian flow
rates of 5,000 ped/h. Therefore, rather than substitute this value for a maximum saturation
flow rate, one could alternatively assume that the maximum saturation flow rate(s)
approaches infinity for pedestrians. In this case, the term in brackets {1 - q/s} will tend to
unity as s approaches infinity, and the following simple formula remains:
d = r2 / 2C
This last expression is identical to that found in the Australian Road Research Board
Report 123 for pedestrian delay (Akçelik, 1989).
Space.The HCM contains a detailed analysis procedure for determining the space
measure of effectiveness for pedestrians for signalized crossings. Although the general
time-space framework appears sound, several researchers have noted problems associated
with particular aspects of the procedure. These areas include street corner waiting areas,
corner circulation times, start-up times, and minimum crossing times.
Space: Fruin, Ketcham, and Hecht's Method. Fruin, Ketcham, and Hecht (1988)
recommend several changes to the HCM method based on time-lapse photographic
observations of Manhattan Borough, New York City, street corners and crosswalks. First,
they advocate the use of 7 ft2/person (about 0.65 m2/person) for standing area on a street
corner, rather than the HCM value of 5 ft2/person (0.46 m2/person). They also
recommend a change in corner circulation time from a constant of 4 s to the following
formula based on corner dimensions:
To = 0.12 (Wa + Wb) + 1.4
where:
To = circulation time (s); and
Wa, Wb = intersecting sidewalk widths (ft).
Metricized, the equation becomes:
To = 0.37 (Wa + Wb) + 1.4
where:
Wa, Wb = intersecting sidewalk widths (m)
Space: Virkler's et al. Methods. Virkler, Elayadath, and Geethakrishnan (1995) note
that the signalized intersection chapter of the HCM, among other references, contains a
basic crossing time (T) equation of the following general form:
T=D+L/u
where:
D = initial startup delay, s
L = walking distance, m or ft; and
u = walking speed, m/s or ft/s.
Virkler and Guell (1984) provide a method for determining intersection crossing time (T)
that incorporates platoon size:
T = t + (L/V) + H (N/W)
where:
T = crossing time;
t = pedestrian startup time = 3 s (from TRB, 1980);
L = length of crosswalk, ft or m;
V = walking speed = 4.5 ft/s or 1.5 m/s;
H = time headway between persons = 6.7 s / (ped/ft) or 2 .0 s / (ped/m). A later article
(Virkler et al., 1995) uses a higher value for H of 2.61 s/(ped/m);
N = number of pedestrians crossing during an interval; and
W = crosswalk width, ft or m.
Virkler, Elayadath, and Geethakrishnan (1995) note that the Virkler and Guell equation
does not address the problem of opposing platoons meeting in a crosswalk. In addition,
these authors state that the current HCM time-space methodology suffers from two flaws
dealing with the available time-space and walking time. Concerning the former, Virkler
et al. (1996) believe that the HCM methodology overestimates the available time-space
by about 20 percent, because legally crossing pedestrians cannot reach the space in the
center of the crosswalk at the beginning of the phase and must have cleared this space by
the end of the phase. Regarding the latter, Virkler et al. note that the time-space product
ignores the fact that pedestrians must have sufficient time to physically traverse the entire
length of the crosswalk. They imply that one
should subtract the quotient of the crosswalk length and twice the assumed walking speed
from the crosswalk time-space product for accuracy.
Those authors advocate the use of an approach based on shockwave theory when crossing
pedestrian platoons are large, perhaps seven pedestrians per platoon (very roughly, 300
per hour). The shockwave assumptions include: opposing platoons occupy the full
walkway width until they meet and one-half of the walkway width upon meeting,
pedestrian speeds fall upon meeting and remain low after platoon separation, and
pedestrian density increases at platoon meeting. The Appendix contains the expression
for required effective green time from Virkler et al. This model implies that, for a 60-s
cycle length and a 30-s effective green time, 1,000 ped/h in the major direction would
result in inadequate crossing time for crosswalk lengths greater than about 16 m despite
an average LOS of B and a surge LOS of C. In addition, 250 ped/h in the major direction
would have inadequate time for crosswalk lengths above 27 m, even with a surge LOS of
A.
More recently, Virkler conducted a study in the Brisbane, Australia, area to determine
appropriate crossing time parameters for two-way and scramble (all-pedestrian phase)
crosswalk flow (Virkler, 1997c). Virkler notes that, for both types of facilities, the width
of crosswalk actually used by pedestrians increases with increasing crosswalk volume. As
mentioned earlier, Virkler also states that vehicles often use a portion of the crosswalk
during the pedestrian phase. He therefore cautions that engineers should treat measured
crosswalk widths merely as the width "intended for pedestrian use" rather than as an
exact measurement of the width pedestrians will actually use. As an aside, Pretty argued
against the use of exclusive pedestrian phases because of the considerable increase in
pedestrian delay (Pretty et al., 1994).
As mentioned in the Literature Review for Chapter 13, Pedestrians, of the Highway
Capacity Manual, Virkler (1997c) found that speeds at the rear of the platoons are not
independent of concurrent or opposing platoon sizes. He found that, with large platoon
sizes, the typical 7-s WALK interval is insufficient to allow all pedestrians to enter the
crosswalk. For platoons of about 15 people or more, he states that the engineers should
extend the minimum crossing time on a typical 3-m-wide crosswalk by 0.27 s/ped
headway plus 1.71 s. The Appendix contains these calculations.
Unsignalized Crossings
The existing HCM contains no procedures for analyzing these facilities.
Delay: Roddin's Method. Roddin (1981) describes a method by another researcher for
calculating moderate (less than 18 s) mean pedestrian delay (D) at unsignalized
intersections:
D = 6.7 x 10-4 (Q - 0.3)
where:
Q = total hourly vehicle flow, both directions, if less than 1,600/h.
Delay: Virkler's Method. Virkler (1996) describes a similar equation for calculating
delay from other research, based on queueing theory. Assuming random vehicle arrivals
and normal crossing speeds, the expression is:
D = 6.7 x 10-6 Q2 + 0.3
where:
D = delay, s; and
Q = total hourly vehicle flow, both directions.
Delay: Griffiths' et al. Method. As described earlier, Griffiths et al. (1984b) performed
extensive simulation analysis on zebra crossings. They found that pedestrian delay
depends heavily on both pedestrian and vehicle flows; however, they noted that the effect
of increasing vehicle flow occurs primarily at low pedestrian volumes. In fact, as vehicle
volumes continue to increase, pedestrian delay actually decreases, because most vehicles
begin from a stopped (queued) position and pedestrians can establish precedence easier.
Figure 12 depicts the authors' field results.
This report has also mentioned that these same authors developed mathematical delay
models. The Appendix contains the expression developed by Griffiths et al. for pedestrian
delay at a zebra crossing.
Smith's et al. Method. Smith et al. (1987) refer to an earlier study that demonstrated the
effect of crossing width and conflicting vehicle volume on pedestrian delay (Figure 13).
Palamarthy's et al. Method. Palamarthy et al. (1994) present the following model for
mean pedestrian delay for all pedestrians employing one of the crossing tactics mentioned
earlier in the discussion of unsignalized service measures of effectiveness:
where:
di = mean delay to pedestrians using tactic i, s per pedestrian;
q = vehicular flow in one direction, vehicles/s;
"n = critical gap in near-lane traffic stream, s; and
"f = critical gap in far-lane traffic stream, s.
It follows that the mean delay across all tactics is:
where:
d = mean delay to all crossing pedestrians, s/pedestrian; and
.
NCSU's Method. The NCSU research team has developed a formulation for computing
pedestrian delay at unsignalized intersections based on gap acceptance by platoons. Since
"delays are relatively insensitive to the form of the distribution of the arriving traffic"
(Gerlough and Huber, 1975), the research team assumed random arrivals for both
pedestrians and vehicles. In addition, the procedure described in the following paragraphs
assumes that start-up times, headways, walking speeds, and minimum pedestrian body
ellipses retain constant values.
The ITE Manual of Traffic Engineering Studies (Robertson et al., 1994) contains a
general equation describing the minimum safe gap (G) in traffic:
G = (W/S) + (N-1) H + R
where:
W = crossing distance or width of roadway, ft or m;
S = walking speed, ft/s or m/s;
N = predominant number of rows (group size);
H = time headway between rows, s; and
R = pedestrian start-up time, s.
Gerlough and Huber (1975) note that, for a group of pedestrians, the pedestrian and
vehicle volume together determine the size of the platoon:
where:
E(nc) = size of typical pedestrian crossing platoon, ped;
p = pedestrian flow rate, ped/h;
q = vehicular flow rate, veh/h;
One can make an estimate of a critical gap, , for a single pedestrian by substituting N = 1
into the ITE equation above and simplifying:
Then, one substitutes this value for critical gap, ,into the Gerlough and Huber expression
above to determine the number of pedestrians in a typical crossing platoon. To determine
the spatial distribution of pedestrians, the research team developed a simple geometric
expression incorporating the crosswalk width and the pedestrian body buffer zone:
crosswalk width
As stated earlier, the research team recommends a value of 0.75 m2 for a design body
buffer zone.
Given the critical gap for a single pedestrian computed previously, the ITE equation
simplifies to:
G = + (N-1) H
The ITE Manual suggests 2 s as a typical value of headway, H. To avoid confusion, this
report will refer to the pedestrian group critical gap (G in the previous equation) as G .
The final issue concerns the average delay to all pedestrians, whether waiting or not.
Again, Gerlough and Huber (1975) provide guidance:
where:
E(t) = average delay to all pedestrians, s;
T = 1/q = mean vehicle headway, 1/s; and
a
Offers a comparison with delay-based Level of Service for drivers computed in HCM
Chapter 9, "Signalized Intersections"
b
Offers a comparison with delay-based Level of Service for drivers computed in HCM
Chapter 10, "Unsignalized Intersections"
c
Offers a comparison with Level of Service for drivers computed in HCM Chapter 11,
"Urban and Suburban Arterials"
d
Current HCM is ambiguous regarding the definition of minor and major red times (Rmi,
Rmj); therefore, the effect of the proposed noncompliance
adjustments will depend on the analyst's interpretation of the HCM
For vehicle volumes at or above 1,500/h (with pedestrian noncompliance less likely at
these high vehicle volumes), they found that the following formula best fit their
simulation results:
where:_
dp = mean overall delay to pedestrians, s;
V = vehicle mean two-way arrival rate, veh/h;
µ = pedestrian mean arrival rate, ped/s;
dT = µFDWd{a + b + e + f + d/2} + µR(e + f) {a + b + (e + f) /2} + µR(a + b)2/2
+ (a + b)e-{µFDWd + µR(e+f)}
_
y2 = a + b+ c+ k+ (1/_µR)e-{µFDWd + µR(e+f)}
µFDW = pedestrian flow rate during flashing DON'T WALK, ped/s;
µR = pedestrian flow rate during steady DON'T WALK, ped/s;
a = vehicular yellow time, s;
b = all red period, s;
c = WALK time, s;
d = flashing DON'T WALK time during vehicle red indication, s;
e = flashing DON'T WALK time during vehicle "yield to peds" indication, s;
f = vehicle green time, s;
k = pedestrian effective red time = d + e + f
Under vehicle actuation, they found the following best matched simulation results:
k = d + e + fmin ; and
fmin = minimum vehicular green, s.
Space: Virkler et al.'s Method. Virkler, Elayadath, and Geethakrishnan (1995) offer the
following expression for required effective green time (Greq):
Greq = t0 + t1 + t2
where:
and where:
R = effective red time, s;
Recommendation.
This report recommends the above methods of determining sufficient total crossing
time(WALK plus flashing DON'T WALK) proposed by Virkler into the HCM.
Unsignalized Crossings
Delay: Griffiths et al.'s Method. Griffiths et al. (1985) established the following
expression for pedestrian delay at a zebra crossing:
where:
7 ACKNOWLEDGMENTS
The authors would like to thank several graduate students at North Carolina State
University who were instrumental to the successful completion of this report. Conredge
Lewis helped with field observations in Chicago and Washington. Aemal Khattak offered
input into the development of recommended walking speed values for elderly pedestrians.
Craig Sheffler gave additional information regarding shared-use paths. Tahsina Ahmed
assisted with the development of pedestrian delay models. Brian Eads provided
invaluable administrative support. Michael Surasky and Steven Click offered assistance
regarding the appearance of the report.
We would also like to thank members of the sponsoring agencies for this report. David
Harkey and Charles Zegeer of the University of North Carolina Highway Safety Research
Center and Carol Tan Esse of the Federal Highway Administration provided the
necessary support and guidance for the project. We would also like to thank our
reviewers who gave excellent feedback on a wide variety of issues.
The authors would like to thank Dr. Alex Sorton of Northwestern University and Dr.
Mark Virkler of the University of Missouri at Columbia for providing timely assistance
and information throughout this project. Alex Sorton and Dan Burden also provided the
research team with excellent photographs for inclusion in the document.
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