PNF in Acute Stroke: MOJ Anatomy & Physiology

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MOJ Anatomy & Physiology

Review Article Open Access

PNF in acute stroke


Introduction
Volume 5 Issue 6 - 2018
Stroke is one of the leading causes of death and disability in
India. The estimated adjusted prevalence rate of stroke range, 84- Poonam Chaturvedi, Ajai Kumar Singh,
262/100,000 in rural and 334-424/100,000 in urban areas. The Dinkar Kulshreshtha, Anup Kumar Thacker
incidence rate is 119-145/100,000 based on the recent population Department of Neurology, Dr. Ram Manohar Lohia Institute of
based studies.1 There are several different approaches to physiotherapy Medical Sciences, India
treatment after stroke. These can broadly be divided into approaches
Correspondence: Poonam Chaturvedi, Department of
that are based on neurophysiological, motor learning, or orthopaedic
Neurology, Dr. Ram Manohar Lohia Institute of Medical
principles. Some physiotherapists base their treatment on a single Sciences, Lucknow, India, 226010,
approach, whereas others use a mixture of components from a Email
number of different approaches.2 Neurophysiological approaches are
based on the knowledge of understanding the physiology that helps Received: October 23, 2018 | Published: November 27, 2018

CNS function and these approaches utilize plasticity. It contributes


to the adaptation and reorganization of the CNS function. Corrects
and repeated stimulation through these approaches can lead to the non resistance, traction, approximation and audiovisual command to the
involved part of the brain functionally compensating for the affected patient.
area of the brain. These approaches are:
PNF was developed by Dr. Harman Kabat (MD) and Margret Ross
a) Muscle- reeducation approach (1920s) during 1940’s and early 1950’s. Initially the approach was developed
to treat the patients with neurological dysfunctions. He studied
b) Sensory- motor approach (Rood, 1940s)
researcher such as Sherrington, Gellhorn, Coghill, Gesell, Helebrandt,
c) Movement-Therapy Brunnstrom (1950s) and others. These authors reported that traction, stretch reflex,
irradiation, resistance and other proprioceptive input could influence
d) NDT/Bobath (1960-70s) a muscle response. PNF integrates the use of spiral and diagonal
e) PNF approach (Knot and Voss, 1960-70s) pattern specific of movements (Figure 1 & 2) (with antagonist and
agonist muscles) with procedures and superimposed techniques that
f) Sensory integration (Jenn Ayer (1920-1989) induce the muscular contraction, relaxation and muscle strength.2
g) Task- Oriented approach (1990s) PNF applies neurophysiological principle of sensory/motor system to
manual evaluation and treatment of neuromuscular skeletal system.
Propioceptive Neuromuscular Facilitation (PNF) is the PNF provides the therapist with an efficient mean for evaluating and
neurophysiological approach in which impulses from the periphery treating neuromuscular and structural dysfunctions.3‒7
are facilitated to the central nervous system through the stimulation of
sensory receptors present in muscles and around the joints by stretch,

Figure 1 Diagonal patterns of PNF for shoulder and hip complex.

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© 2018 Chaturvedi et al. This is an open access article distributed under the terms of the Creative Commons Attribution License,
which permits unrestricted use, distribution, and build upon your work non-commercially.
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PNF in acute stroke ©2018 Chaturvedi et al. 392

Figure 2 Diagonal patterns of PNF for scapula and pelvis.

The basic procedure used for PNF application is Basic neurophysiological principles thought
a. Resistance: To increase muscle strength, motor learning and motor to involve while PNF application
control.
I. After Discharge: Effect of the stimulus increases even after
b. Irradiation and reinforcement: Assistance to weak muscle by the stimulus stops. So if the strength duration of the stimulus is
surrounding strong muscles by spread of response to stimuli. increased, the after discharge will also be increased and this leads
to feel the increase in power.1
c. Manual contact: To increase awareness, to guide direction and to
give resistance. II. Temporal summation: Weak stimuli of subliminal potential
combine in certain period of time to cause excitation.
d. Body position and body mechanics: Guidance, control of motion,
balance and stability. III. Spatial summation: Stimuli applied to various body parts
reinforce each other and summate to cause excitation. Temporal
e. Verbal stimulation (Commands): For guiding the patient about the and spatial summation, these neurophysiological phenomena is
movement. thought to help in generating response in weak muscles.
f. Vision: For reinforcement and guiding motion IV. Irradiation: This is the spread of response to the surrounding.
g. Traction and Approximation: For stimulation of proprioceptors in This may be the result of increase in number or strength of stimuli.
muscles and around joint This “irradiation” or overflow effect, can occur when,

h. Stretch: Stretch may be quick or sustained. Quick stretch facilitates a. The stronger muscle groups help the weaker groups in completing
the muscle contraction a particular movement.

i. Timing: Promote normal timing and increase muscle contraction b. This cooperation leads to the rehabilitation goal of return to
through “timing for emphasis”. optimal function.

j. Patterns: Synergistic mass movements, components of functional V. Successive induction: An increased excitation of the agonist
normal motion in diagonal and spiral pattern.8 (Figure 3) muscles follows stimulation (contraction) of their antagonists.

Citation: Chaturvedi P, Singh AJ, Kulshreshtha D, et al. PNF in acute stroke. MOJ Anat & Physiol. 2018;5(6):391‒399. DOI: 10.15406/mojap.2018.05.00232
Copyright:
PNF in acute stroke ©2018 Chaturvedi et al. 393

VI. Reciprocal inhibition: When a muscle contracts, there is concept of treatment for motor learning and motor control by using
simultaneous inhibition of its antagonist muscle. the untapped potential in the person with or without disability
(Figure 4).8
VII. Successive induction and reciprocal inhibition is important for the
coordinated action of the muscle and relaxation also. PNF is the

Figure 3 Mechanism of facilitation of nervous system by PNF.

Figure 4 Stages of motor learning and motor control.

Citation: Chaturvedi P, Singh AJ, Kulshreshtha D, et al. PNF in acute stroke. MOJ Anat & Physiol. 2018;5(6):391‒399. DOI: 10.15406/mojap.2018.05.00232
Copyright:
PNF in acute stroke ©2018 Chaturvedi et al. 394

Stages of motor learning for PNF application

1.
2.
Cognitive phase: what to do
Associative phase: How to do
} Audio − visual and tactile clue / facilitation

3. Autonomous phase : How to succeed → Repetition of movement until performed perfectly

Stages of motor control: followed for PNF intervention peripheral receptors in the muscle causes an impulse volley that
in stroke results in the discharge of a limited number of specific motor neurons,
as well as the discharge of additional surrounding (anatomically close)
i. Mobility: Initiation of movement, random movement motor neurons in the subliminal fringe area. An impulse causing the
ii. Stability: Static postural control recruitment and discharge of additional motor neurons within the
subliminal fringe is said to be facilitatory. Any stimulus that causes
iii. Controlled mobility: mobility superimposed on previously motor neurons to drop out of the discharge zone and away from
developed static postural control by weight shifting within a the subliminal fringe is said to be inhibitory. Facilitation results in
posture increased excitability and inhibition results in decreased excitability
iv. Skill: Manipulation and exploration of the environment.9 of motor neurons. Thus, the strengthening of weak muscles would
be aided by facilitation, and muscle spasticity would be decreased
Techniques of PNF application by inhibition. Sherrington attributed the impulses transmitted from
the peripheral stretch receptors via the afferent system as being the
The goal of the PNF techniques is to promote functional movement strongest influence on the alpha motor neurons. By following this
through facilitation, inhibition, strengthening, and relaxation of principle, the therapist should be able to modify the input from the
muscle groups by using concentric, eccentric, and static muscle peripheral receptors and thus influence the excitability of the alpha
contractions.8,9 According to Sherrington, an impulse traveling down motorneurons (Table 1).10
(the corticospinal tract) or traveling up (an afferent impulse) from
Table 1 Indications and uses of PNF techniques

Technique Effects Uses

Initiate movement Paresis, hypokinesia

Promote tone Paralysis

Increase range of motion Decreased range of motion


Rhythmic initiation
Increase coordination In coordination

Motor learning deficit  

Communication deficit (Aphasia)  

Rhythmic rotation Tone reduction Increased tone/Spasticity Relaxation

Initiate movement Paresis


Hold relax active movement
Increase range of motion Decreased range of motion

Promote tone reduction Muscle stiffness

Hold relax Increase range of motion Increased tone

Relaxation Relax tught muscle

Increase range of motion Decreased range of motion


Contract relax Decreased length in two joint
Elongation of muscle
muscle
Increases Proximal joint stability

Alternating isometrics/ Isotonic stabilizing reversals/Alternating Stability Trunk stability


holds Strength  

Endurance  

Rhythmic stabilization/ Isometric stabilizing reversals Trunk Stability Stroke

Citation: Chaturvedi P, Singh AJ, Kulshreshtha D, et al. PNF in acute stroke. MOJ Anat & Physiol. 2018;5(6):391‒399. DOI: 10.15406/mojap.2018.05.00232
Copyright:
PNF in acute stroke ©2018 Chaturvedi et al. 395

Table Continued...

Increases Muscle weakness


Strength Decreased range of motion
Slow reversals/Reversal of antagonist/Dynamic reversals
Range of motion In coordination
Coordination  
Increase  
Strength Muscle weakness
Slow reversal hold
Balance  
Endurance Decreased endurance
Functional stability Decreased stability
Agonistic reversal
Strength Decreased strength
Strength Promote locomotion
Endurance  
Resisted progression
Normalize timing  
Motor control  

Table 2 Patterns and techniques followed for PNF intervention in acute stroke

Parts of body Techniques (T) and patterns (P) used Effects


Flexion with rotation to the right Increase neck stability
Extension with rotation to the left Improved trunk stability
Neck
Flexion with rotation to the right  
Extension with rotation to the left  
Alternating isometrics (T) Increases trunk stability
Trunk
Rhythmic stabilization(T) Improved tone in Shoulder musculature
Rhythmic initiation (T) Strengthening of shoulder muscles
Slow reversals(T) Improved tone in muscles of extremities
Anterior elevation → D1- diagonal  
Scapula and pelvis
Posterior depression↗  
Posterior elevation → D2- diagonal  
Anterior depression↗  
Rhythmic initiation(T) Improved strength in muscles

Flexion-adduction-external rotation D1 Improved coordination


Upper extremity and lower extremity Extension- abduction-internal rotation Improvement in functional activities Improvement in gait

Flexion- abduction- external rotation D2  


Extension- adduction- internal rotation  

Rhythmic initiation (RI) Stabilizing reversals


Voluntary relaxation, then passive movements progressing to Utilizes alternating isotonic contractions of first agonists, then
active assisted and active resisted movements, to finally active antagonists against resistance, allowing only limited range of motion.
movements. Verbal commands are utilized to set the speed and rhythm
from the movements. Light tracking can be used during the resistive Hold relax (HR)
phase to facilitate movement. It’s one of PNF Techniques usually performed in a position of
comfort and below an amount that causes pain. Strong isometric
Rhythmic stabilization (RS)
contraction from the restricting muscles (antagonists) is resisted, then
Utilizes alternating isometric contractions of first agonists, then voluntary relaxation, and passive movement in to the newly gained
antagonists against resistance; no motion is allowed. selection of the agonist pattern.

Citation: Chaturvedi P, Singh AJ, Kulshreshtha D, et al. PNF in acute stroke. MOJ Anat & Physiol. 2018;5(6):391‒399. DOI: 10.15406/mojap.2018.05.00232
Copyright:
PNF in acute stroke ©2018 Chaturvedi et al. 396

Replication (hold relax active motion, HRA) iii. Give intervention according to the stages of motor learning and
motor control.
The individual is positioned in the shortened range/end position
of the movement and is inspired to hold. The isometric contraction iv. Consider all muscles around a joint while intervention for example
is resisted then voluntary relaxation and passive movement in to the in paretic limb if you are giving intervention to agonist muscle,
lengthened range. The individual is then instructed to move into the give equal intervention to antagonist also.
end position; stretch and resistance are put on facilitate the isotonic v. Teach reversible movements also e.g. If you are teaching sit
contraction. For every repetition, increasing ROM is desired. to stand to stroke patient, also teach stand to sit that is equally
Dynamic reversals (slow reversals) important.

This technique utilizes isotonic contractions of first agonists and vi. Proceed according to the developmental stages e.g. teach turning
then antagonists performed against resistance. Contraction of stronger by using anterior elevation of scapula and pelvis.
pattern is selected first with progression to weaker pattern. The limb is vii. Do not proceed to next stage until and unless patient learns one
moved through full-range of motion. movement perfectly.
Contract relax (CR) viii. Teach functional activities by using PNF e.g. donning and doffing,
It’s one of PNF Techniques usually performed in a point of combing etc.
limited ROM within the agonist pattern. Strong, small range isotonic
Studies of effects of PNF intervention in
contraction from the restricting muscles (antagonists) with focus on
the rotators is then an isometric hold. The contraction is held for 5-8 stroke
seconds and it is then followed by voluntary relaxation and movement There are various techniques for stroke rehabilitation. But very
in to the new range of the agonist pattern. Movement could be passive few of them have been tried in acute stroke. Stroke rehabilitation
but active contraction is preferred. should be started from the first day after stroke.
Contract-relax-active-contraction (CRAC) Study done by Morreale et al.11 in ischemic stroke patients in early
Active contraction in to the newly gained range serves to keep the vs. late stage, that patients received early PNF treatment showed
inhibitory effects through reciprocal inhibition. better improvement than late stroke after 12months.9
Study carried out by Chaturvedi et al.12 in which PNF intervention
Resisted progression (RP)
was given to upper extremity for two weeks to the patients of acute
Stretch, approximation and tracking resistance is used manually stroke and there was significant improvement in the upper extremity
to facilitate pelvic motion and progression during locomotion; the function.10
amount of resistance is light in order to not disrupt the patient’s
Kim et al.13 assessed functional reach test in two groups of
momentum, coordination and velocity. RP may also be applied using
stroke patients. One group was given PNF exercises for trunk and
rubber band resistance.
another group was given general exercises. PNF group showed
Rhythmic rotation (RRo) significant improvement. They also noticed PNF group also showed
improvement in activities in quadriceps and soleus in affected as well
Relaxation is achieved with slow, repeated rotation of the limb at a as non affected limb. This may be because of irradiation effect.13
point where limitation is noticed. As muscles relax the limb is slowly
and gently moved in to the range. As a new tension is felt, RRo is According to Akosile et al.14 PNF is the recommended treatment
repeated. The individual can use active movements (voluntary efforts) for functional ambulation in stroke patients. Kumar et al.15 assessed
for RRo or even the therapist can perform RRo passively. Voluntary gait parameters such as stride length, step length, gait, functional
relaxation whenever possible is important. mobility etc. before and after the intervention of PNF exercises for
pelvis. Control group was given resisted exercises, weight bearing
Mixture of isotonics (agonist reversals, AR) exercises and bridging. They found the result that PNF group was
Resisted concentric, contraction of agonist muscles moving significantly improved.15
with the range is then a stabilizing contraction (holding within the PNF is one of the main concepts of rehabilitation for patients
position) and then eccentric, lengthening contraction, moving slowing with neurological injuries, being used for several years. The trunk is
to the start position; there isn’t any relaxation between the kinds of the central region for motor control of lower and upper limbs and
contractions. Typically used in antigravity activities/assumption of can irradiate to them. When an injury of nervous system occurs, as a
postures (i.e., bridging, sit to face transitions). stroke, this motor control can be disturbed and does not allow effective
movements at limbs. Gontijo et al.16 applied the PNF exercises for
Rules for PNF application trunk to investigate the presence of irradiated dorsiflexion and plantar
i. Start intervention in cephalocaudal direction (Start from neck and flexion the existing strength generated by them during application of
trunk and progress towards extremities). PNF trunk motions. He found the result that most of the volunteers
irradiated dorsiflexion while flexion and plantar flexion while
ii. First consider proximal then distal joints. extension pattern. He has concluded that PNF activates the distal
muscle indirectly.16

Citation: Chaturvedi P, Singh AJ, Kulshreshtha D, et al. PNF in acute stroke. MOJ Anat & Physiol. 2018;5(6):391‒399. DOI: 10.15406/mojap.2018.05.00232
Copyright:
PNF in acute stroke ©2018 Chaturvedi et al. 397

Kumar et al.15 also applied PNF rhythmic stabilization technique ii. Mini Mental State Exam (MMSE): Cognition (0-30)
for knee that utilizes alternating isometric contractions of agonist and
iii. Barthel’s- Index (BI): Activities of daily living (score 0-100)
antagonist against resistance for 10 days. Lower limb performances
were measured with Modified Emory Functional Ambulation Profile, iv. Fugl- Meyer assessment Scale (FMA): Sensory motor recovery
Five Time Sit to Stand Test and Postural Assessment Scale For (0-226)
Stroke. There was significant improvement from baseline to after
intervention.17 v. Stroke specific quality of life: Quality of life after stroke (49-245)

Wang et al.18 investigated the immediate effects of PNF exercises Procedure


on lower extremity of chronic stroke patients (after 6 months of
PNF exercises were started from neck, trunk, scapula and pelvis
stroke). He compared the stroke group with healthy controls. The tone
and finished at upper and lower extremity (Table 2). The intervention
of lower extremity muscle group was abnormally increased before the
was given for 30minutes twice daily five days a week for four weeks
intervention. After the intervention there was decrease in the tone in
(Figure 6).
the hypertonic muscles.18
Seo et al.19 applied PNF exercises along with ramp gait training to
chronic stroke patients (experimental group) and ground gait training
to the control group and found the result that experimental group was
improved more than control group.19

PNF intervention in acute stroke


The study was carried out in department of Neurology at Dr. Ram
Manohar Lohia Institute of Medical Sciences, Lucknow (India).
We recruited 120patients of acute stroke who were admitted to
our department. Patients were divided into two groups. First group
(Group. A) contained the patients admitted directly to our hospital
after stroke and second group (Group B) consisted of the patients
who were referred here from elsewhere after 2-3 weeks of stroke.
Both groups were given PNF exercises for neck, trunk, scapula,
pelvis, upper and lower extremity (proximal to distal). Patients with
recurrent stroke, aphasia, >70years, fracture, cognitive impairment
(MMSE<19), very severe stroke (NIHSS>21), pregnancy, multiple Figure 6 Direction of PNF intervention (cephalocaudal) and technique
organ failure, amputation were excluded from the study (Figure 5).20 followed along with.

PNF for neck: Flexion with rotation to the left and extension with
rotation to the right and vise-versa.
PNF for trunk: Rhythmic stabilization and alternating isometrics.
PNF for scapula and pelvis: Anterior elevation and posterior
depression; posterior elevation and anterior depression by rhythmic
initiation and repeated contraction.
For upper and lower extremity: D1 and D2 flexion and extension
patterns
All the patients were followed up to 6months. There was
significant improvement in Barthel’s – Index scores at 4weeks (0.037)
and 6months (0.005). Fugl-Meyer scores and Stroke Specific Quality
of Life scores were more improved in group A. Although there was
improvement in both groups after the intervention as compared to the
scores assessed at the time of admission. The study shows that PNF
intervention should be started as soon as possible. Improvement in
Figure 5 The possible mechanism involved in tone improvement after PNF tone and generation of voluntary control over the muscle improves
functional ability. This leads to better quality of life. Improvement in
intervention. the functional ability reduces hospital stay and burden of care givers
also. In our study group A had hospital stay 21.3±4.6days and group
Assessment tools B had 28.2±6.7days.
i. National Institute of Health Stroke Scale (NIHSS): Stroke severity
(0-42)

Citation: Chaturvedi P, Singh AJ, Kulshreshtha D, et al. PNF in acute stroke. MOJ Anat & Physiol. 2018;5(6):391‒399. DOI: 10.15406/mojap.2018.05.00232
Copyright:
PNF in acute stroke ©2018 Chaturvedi et al. 398

Table 2 Patterns and techniques followed for PNF intervention in acute stroke

Parts of body Techniques (T) and patterns (P) used Effects


Flexion with rotation to the right Increase neck stability
Extension with rotation to the left Improved trunk stability
Neck
Flexion with rotation to the right  
Extension with rotation to the left  
Alternating isometrics (T) Increases trunk stability
Trunk
Rhythmic stabilization(T) Improved tone in Shoulder musculature
Rhythmic initiation (T) Strengthening of shoulder muscles
Slow reversals(T) Improved tone in muscles of extremities
Anterior elevation → D1- diagonal  
Scapula and pelvis
Posterior depression↗  
Posterior elevation → D2- diagonal  
Anterior depression↗  
Rhythmic initiation(T) Improved strength in muscles

Flexion-adduction-external rotation D1 Improved coordination


Upper extremity and lower extremity Extension- abduction-internal rotation Improvement in functional activities Improvement in gait

Flexion- abduction- external rotation D2  


Extension- adduction- internal rotation  

Summary therapeutic exercise theory and clinical application. Reston: Reston


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Citation: Chaturvedi P, Singh AJ, Kulshreshtha D, et al. PNF in acute stroke. MOJ Anat & Physiol. 2018;5(6):391‒399. DOI: 10.15406/mojap.2018.05.00232
Copyright:
PNF in acute stroke ©2018 Chaturvedi et al. 399

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Citation: Chaturvedi P, Singh AJ, Kulshreshtha D, et al. PNF in acute stroke. MOJ Anat & Physiol. 2018;5(6):391‒399. DOI: 10.15406/mojap.2018.05.00232

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