Icold 422 2018 PDF
Icold 422 2018 PDF
Icold 422 2018 PDF
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ABSTRACT
Earth dams’ failure may occur due to different reasons such as structural instability conditions,
hydraulic conditions, seepage through the dam body and/or rapid drawdown. The determination of
factor of safety for the dam slope stability, under different cases of operations, is vital to ascertain the
dam overall safety. In this work, Finite Element modeling is employed for simulating seepage and stress
analysis of earth dam problems via GeoStudio software. Thus, phreatic seepage surface, pore water
pressure distribution and total hydraulic head variation of an earth dam are analyzed. The model is
verified, then it is employed to analyze seepage and stability of Mandali Dam (Iraq). For three different
cases of operation, four major analytical methods are used to verify the stability of the dam side slopes.
Benchmark safety regulation criteria (USACE and BDS) are obeyed. The results confirm the safety of
Mandali dam against combined seepage and slope instability under all cases of operation. The case of
rapid drawdown is the most critical operating case; compared to other cases of operation.
Keywords: Earth dams, Seepage, Stability of slopes, Finite element modeling, Mandali Dam.
1. Introduction
Dams are built for specific functions such as water supply, irrigation, flood control and hydroelectric
power generation. Most of the large dams in the world were built during the middle decades of the twentieth
century. There are two types of modern dams, namely: embankment dam and concrete dam. Embankment dams
can be classified into two main categories earth-fill dams and rock-fill dams. Embankment dams represent about
85% of dams all over the world. There are several factors to be considered in selecting an earth dam type such
as: topography; foundation conditions; environmental impacts, construction facilities and socio-economic
studies. A feasible dam should be; built from locally available materials; stable under all operating and loading
conditions; watertight enough to control seepage; have appropriate outlet works to crest dam overtopping [1-
3].
2. Literature Review
Seepage and slope stability failures are addressed via many authors since Henry Darcy, 1856 [4], who
gave the basic law of flow through porous media. Darcy’s law was based on series of experiments conducted in
a vertical pipe filled with sand. Fellenius (1936) [5], developed the Ordinary Method of Slices (OMS) known as
Felonious or Swedish method. It is assumed that the forces acting on sides of any slice are neglected. Zienkiewiez
and Chung, 1967 [6], published the first finite element simulation to solve the Laplace equation for steady
ground water seepage., Taylor and Chow, 1976 [7], recorded that the Finite Element Method was used to assess
the potential seepage flows and uplift pressure in the foundation rock for Bannett Dam in Canada. Kratutich,
2004 [8], used thermal mode at ANSYS computer code to simulate numerically the case of no stationary free
surface in earth dams. Karjani, 2009 [9] used Geostudio computer software to analyze Maroon dam, estimate
flow net at passing condition and slope stability factor at overall stability for different operating conditions has
been calculated. Zomorodian and Abodollahzadeh, 2010 [10], used Geostudio software to investigate the effect
of horizontal drains on upstream slope of earth fill dams during rapid drawdown. Tatewar and Laxman N.
Pawade, 2012 [11], used Geostudio software to investigate the slope stability of the 21m high Bhimdi earth dam,
by changing different parameters such as changing berm width and changing position of filter drains. Hasani et
al., 2013 [12], studied the seepage analysis in Ilam earth dam for four mesh size in order to assess the effect of
meshing on results accuracy.
3. Seepage flow through Earth Dams
Seepage flow of water through porous media depends on the soil media, type of flow, properties of
liquid and hydraulic gradient. Seepage piping account for approximately 40% of all earth dam failures. Different
methods have been developed to solve seepage problems, these methods can be classified as analytical,
experimental and a numerical methods. Ground water flows in the direction of decreasing potential energy
caused by differences in pressure and elevation. A common measure of this potential energy is the total head, 𝛟
which is simply the sum of pressure head and elevation head. The volume rate of flow per unit area is directly
proportional to the rate of change of head as given by the differential form of Darcy's Law. The following general
governing equation for seepage through earth dams can be considered as [1, 3]:
𝛛 𝛛𝐇 𝛛 𝛛𝐇 𝛛 𝛛𝐇 𝝏𝒉
[𝐊 𝐱 ]+ [𝐊 𝐲 ]+ [ 𝐤𝐳 ]=𝐒 In Ω ……………. (1)
𝛛𝐱 𝛛𝐱 𝛛𝐲 𝛛𝐲 𝛛𝐳 𝛛𝐳 𝝏𝒕
where, Kx, Ky and Kz are the coefficient of permeability in x, y, z directions, respectively, S is specific yield and 𝐇 =
p/γw + z = total fluid head, P = pressure, γw = unit weight of water and z = elevation head. Equation (1) is known
as Laplace’s equation which is considered as the governing equation for groundwater there dimensions flow
through aquifers. For an isotropic, homogeneous aquifer under steady state conditions, Equation (2) can be
simplified to the following equation:
𝝏𝟐 𝐇 𝝏𝟐 𝐇
+ =𝟎 In Ω ………………………………………………….. (2)
𝝏𝒙𝟐 𝝏𝒛𝟐
It is assumed that; the soil media is homogeneous, isotropic, and physically stable; the pressure is atmospheric
everywhere on the water table (phreatic surface); the flow of ground water through the flow domain is steady
and the hydraulic conductivity through the dam body is constant everywhere.
𝐢=𝐧
∑𝐢=𝟏(𝐜𝐋𝐢 +(𝐖𝐢 𝐜𝐨𝐬 𝛂𝐢 −𝐮𝐢 𝐋𝐢)𝐭𝐚𝐧𝛗)
F.S. = ∑𝐢=𝐧
…………………………….. (8)
𝐢=𝟏 𝐖𝐢 𝐬𝐢𝐧𝛂𝐢
For steady state seepage condition the factor of safety using Bishop Method is:
𝐢=𝐧 𝟏
∑ (𝐜𝐛𝐢 +(𝐖𝐢 −𝐮𝐢 𝐛𝒊 )𝐭𝐚𝐧 𝛗)
𝐢=𝟏 𝒎𝜶𝒊
FS = ∑𝐢=𝐧
………………….……………………….. (9)
𝐢=𝟏 𝐖𝐢 𝐬𝐢𝐧𝛂𝐢
𝒊𝒕𝒂𝒏𝝋 𝐬𝐢𝐧 𝜶
where, 𝒎𝜶𝒊 = 𝒄𝒐𝒔𝜶𝒊 +
𝑭𝑺
c = effective soil cohesion, L = length of the bottom of the slice, b = width of the slice and equal to (L cos𝜶 ), u =
pore water pressure, W= weight of the slice, 𝛂 =inclination of the bottom of the slice and 𝛗 = effective internal
friction angle.
where, V e = the domain of element (e) and Ni = interpolation or shape function. Derivations of the above
functions are given in detail by [3].
The solution of seepage problem with phreatic surface require a successive adjustment for the location of the
phreatic surface and the finite element mesh size till the desired degree of convergence for the head H is
achieved. In all iterative methods, the solution is started by using initial guess for the unknown values and the
solution is obtained by repeating the solution of the system of equations successively through recurrence
relations to update the old values until the solution converges closely enough to the true values within some
prescribed tolerance of error [3].
Table (4): Results of Mandali dam stability analysis by Geostudio with Limit of USACE (2003) and BDS (1994).
Critical Stability End of construction Steady state Rapid drawdown
Condition
Upstream Downstream Upstream Downstream Upstream Downstream
USACE (2003)
1.3 1.5 1.2
BDS (1994) (1.5-1.3) (1.5-1.3) (1.3-1.2)
Ordinary 1.985 2.394 2.343 2.008 1.958 2.008
Bishop's 2.082 2.427 2.488 2.154 2.061 2.154
Janbu's 1.922 2.357 2.205 1.962 1.895 1.962
Morgenstern-Price 2.12 2.444 2.543 2.187 2.103 2.187
Remark Stable Stable Stable Stable Stable Stable
For steady state condition, the maximum water level was 182.5 m [AMSL], where the dam crest level is 184 m
[AMSL] (1.50 m free board). While for rapid drawdown case, the water level was lowered from the estimated
maximum flood level of 182.5 m [AMSL] to the minimum operating level of 170 m [AMSL]. As can be seen in the
presented figures and table, the factor of safety (F.S.) values ranges from 1.895 to 2.543 which satisfies the
minimum limits of factor of safety (F.S.) in USACE (2003) and BDS (1994). The factor of safety (F.S.) values reflects
stable slopes of the dam for all operating cases. The least values of factor of safety (F.S.) are given by Janbu
method. This is mainly due to the moment equilibrium equations that are not satisfied by Janbu’s method. While
the largest factor of safety (F.S.) values are given by Morgenstern-price method, as Morgenstern-price method
relates the shear and normal force [13].
9. Conclusions
Finite element modeling was employed in this study to analyze the combined seepage and slope
stability of Mandali earth dam (Iraq). Three different cases of operation were considered, and four different
analytical tools were used to analyze the slope stability. The dam safety check was based on the minimum
required F.S stated in USACE and BDS. The results showed that the geometric design of the dam is acceptable
according to BDS criteria and the seepage through the dam is within the code recommendations. The factor of
safety (F.S.) values of upstream and downstream slopes stability satisfy the minimum limits for all cases of
operation. Rapid drawdown case is the most critical case compared to other operating cases. It can be concluded
that Mandali dam is safe against seepage failure and slope failure under the different cases of operation. As a
conclusion, developing of software for earth dam safety is essential.
REFERENCES
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Seepage characteristics, Faculty of engineering, Tanta University, Egypt, (2002).
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Critical Conditions, Malaysia, the Electronic Journal of Geotechnical Engineering (EJGE), (2012).
[3] Zeidan, B.A., A Numerical (FEM) Study of the Effect of Anisotropy on Phreatic Seepage Flows, PhD Thesis,
Civil Engineering Department, Indian Institute of Technology IIT, Powai, Bombay, India, (1993).
[4] M. E. Harr, Groundwater and Seepage, McGraw-Hill, New York, (1962).
[5] Lambe, T. W., and Whitman, R. V., Soil Mechanics, John Wiley and Sons, Inc., SI Version, New York, U.
S. A, (1979).
[6] Zienkiewicz, O.C. and Taylor, R.L., the Finite Element Method; Volumes I, II”, 5th Edition, First
Published In (I967) By McGraw-Hill.
[7] National Water and Climate Center, Watershed Science Institute, EM 1110-2-1901, Sep., (1986).
www.wcc.nrcs.usda.gov/watershed/piedmont/a-a.pdf/
[8] Kratochvil, J., Numerical modeling of Non stationary Free Surface Flow in Embankment Dams, Brno
University of Technology CZ, (2004).
[9] A. Kamanbedast and A. Delvari, Analysis of Earth Dam: Seepage and Stability Using Ansys and Geo-Studio
Software, Iran, World Applied Sciences Journal 17 (9): 1087- 1094, (2012).
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During Rapid Drawdown Condition, Shiraz University, Iran, International Journal of Geology, Issue 4,
Volume 4, (2010).
[11] S.P. Tatewar and Laxman N. Pawade, Stability Analysis of Earth Dam by Geostudio Software, India,
International Journal of Civil Engineering and Technology (IJCIET), Volume 3, Issue 2, July- December
(2012).
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Using Numerical Models (Case Study: Ilam Dam), Iran, World Applied Sciences Journal 21 (9): 1398-
1402,
(2013).
[13] FERC, (1991), Chapter IV, Embankment Dams, Federal Energy Regulatory Commission available at:
http://www.ferc.gov/industries/hydropower/safety/guidelines/eng-guide/chap4.PDF
[14] Ismael, KHz. S., Seepage and Stability Evaluation of Duhok Dam, M. Sc. Thesis, College of Engineering,
University of Duhok, Iraq, (2006).
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Embankment Dams, Static Stability Analysis, Chapter (4), October (2011).
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(2005); available at www.info.usda.gov/CED/ftp/CED/TR_210_60_Second_Edition.pdf
[17] ULDC, Urban Levee Design Criteria, Engineering criteria and guidance for the design, California
Department of Water Resources, May (2012).
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Washington DC, United States of America, (2003); available at
www.usace.army.mil/inet/usacoe-docs/eng-manuals/em1110-2-1902/entire.pdf
[19] BDS, the British Dam Society at the Institution of Civil engineers, Great George Street, London, SW1P
3AA, (1994). http://britishdams.org/conferences
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http:// www. Geo-Slope. com
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Chapter (5). www.most.gov.mm/techuni/media/CE 05016 ch5.pdf
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London, UK, pp. 91, (2007).
35
Reservoir
30
25
20
Γ2
Γ1
elev
15
H1 Γ3
10
Ω Dam
5
0
0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100 105 110 115 120 125 130
dist
Γ4 Γ4
Foundation
Γ4
Fig. (1) Problem statement and boundary conditions accuracy.
1.908
38
36
34
32
30
28
26
24
22
Elevation
20
18
16
14
12
10
4
Mandali dam (case study)
0
0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100 105 110 115 120 125
Distance
38
36
34
32
30
28
26
24
22
Elevation
20
18
16
14
12
10
4
Mandali dam (case study)
0
0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100 105 110 115 120 125
Distance
38
Flow lines
36
34
32
30
28
26
24
22
Elevation
20
24
18
32
22
16
30
28
14
26
12
10
4
Mandali dam (case study)
0
0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100 105 110 115 120 125
Distance
Figure (8) Water head variation and flow line through the dam body
40
38
36
34
32
30
28
0
26
4
2
6
24
22 10
8
Elevation
20
12
18 14
16 16
14 18
12 20
10 22
4
Mandali dam (case study)
0
0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100 105 110 115 120 125
Distance
38 1.962
36
34
32
30
28
26
24
22
elev
20
18
16
14
12
10
0
0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100 105 110 115 120 125
dist
40
Figure (10) F.S for downstream slope by Janbu's method for case of steady state
38 2.343
36
34
32
30
28
26
24
22
elev
20
18
16
14
12
10
0
0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100 105 110 115 120 125
dist
Figure (11) F.S for upstream slope by Ordinary method for case of steady state.
40
38 2.008
36
34
32
30
28
26
24
22
elev
20
18
16
14
12
10
6
ordinary method
4
0
0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100 105 110 115 120 125
dist
Figure (12) F.S for downstream slope by Ordinary method for case of Rapid drawdown.
40
38 2.061
36
34
32
30
28
26
24
22
elev
20
18
16
14
12
10
6
bishop method
4
0
0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100 105 110 115 120 125
dist
Figure (13) F.S for upstream slope by Bishop's method for case of Rapid drawdown.
40
38 2.103
36
34
32
30
28
26
24
22
elev
20
18
16
14
12
10
6
morgenstern-price method
4
0
0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100 105 110 115 120 125
dist
Figure (14) F.S for upstream slope by Morgenstern-Price method for case of Just after
construction.