Biventricular Assist Devices: A Technical Review: S D. G, D T, N G, D G. M, and J F. F
Biventricular Assist Devices: A Technical Review: S D. G, D T, N G, D G. M, and J F. F
Biventricular Assist Devices: A Technical Review: S D. G, D T, N G, D G. M, and J F. F
2313–2328
DOI: 10.1007/s10439-011-0348-8
Abstract—The optimal treatment option for end stage heart Keywords—Ventricular assist device, Rotary blood pump,
failure is transplantation; however, the shortage of donor Pulsatile blood pump, Physiological control, Heart failure.
organs necessitates alternative treatment strategies such as
mechanical circulatory assistance. Ventricular assist devices
(VADs) are employed to support these cases while awaiting
cardiac recovery or transplantation, or in some cases as INTRODUCTION
destination therapy. While left ventricular assist device
(LVAD) therapy alone is effective in many instances, up to With a worldwide shortage of donor hearts, ven-
50% of LVAD recipients demonstrate clinically significant tricular assist devices (VADs) are being used in end
postoperative right ventricular failure and potentially need a stage heart failure patients as a bridge to decision,
biventricular assist device (BiVAD). In these cases, the
BiVAD can effectively support both sides of the failing heart. bridge to transplant, bridge to myocardial recovery, or
This article presents a technical review of BiVADs, both destination therapy.63,80 The VADs can be employed
clinically applied and under development. The BiVADs to provide mechanical circulatory assistance to the
which have been used clinically are predominantly first left (LVAD), right (RVAD), or both sides of the
generation, pulsatile, and paracorporeal systems that are heart (BiVAD). The BiVADs provide simultaneous
bulky and prone to device failure, thrombus formation, and
infection. While they have saved many lives, they generally mechanical circulatory support to the left and right
necessitate a large external pneumatic driver which inhibits ventricles, pumping blood to the systemic and pul-
normal movement and quality of life for many patients. In an monary systems. Unlike a total artificial heart (TAH),
attempt to alleviate these issues, several smaller, implantable which requires the removal of the native heart, a
second and third generation devices that use either immersed BiVAD provides assistance in parallel to the native
mechanical blood bearings or hydrodynamic/magnetic levi-
tation systems to support a rotating impeller are under heart. The implantation of a TAH provides greater
development or in the early stages of clinical use. Although anatomical space for device placement through
these rotary devices may offer a longer term, completely removal of the native ventricles. However, leaving the
implantable option for patients with biventricular failure, native ventricles in place for BiVAD support allows
their control strategies need to be refined to compete with the the ventricles to act as a natural inflow reservoir, and
inherent volume balancing ability of the first generation
devices. The BiVAD systems potentially offer an improved the remaining ventricular contractility assists in bal-
quality of life to patients with total heart failure, and thus a ancing left and right pump flows. Although their
viable alternative to heart transplantation is anticipated with function is limited, the remaining ventricles may pro-
continued development. duce enough cardiac output for patient survival in the
event of device malfunction. Retaining the ventricles in
Address correspondence to Shaun D. Gregory, School of Engi- BiVAD support also maintains the potential for
neering Systems and Medical Device Domain, Institute of Health myocardial recovery and subsequent patient discharge
and Biomedical Innovation, Queensland University of Technology, without the requirement for a donor heart.45 However,
GPO Box 2434, Brisbane, QLD 4001, Australia. Electronic
mail: [email protected], [email protected],
some ventricular function is necessary to avoid
[email protected], [email protected], John_Fraser@health. thrombus formation within the hypostatic ventricles
qld.gov.au during BiVAD support.
2313
0090-6964/11/0900-2313/0 2011 Biomedical Engineering Society
2314 GREGORY et al.
Mechanical circulatory support devices are catego- vast number of first and second generation device
rized as first, second, and third generation pumps, implantations, it is anticipated that they will provide a
which are classified depending on their operational support system that consumes low power with reduced
characteristics.68,74 First generation devices are volume complications.68
displacement pumps which use pneumatics or electro- This article begins by describing the requirement for
magnetically actuated pusher plates to deform a biventricular assistance and the technical challenges
membrane to deliver pulsatile flow. These devices have confronting BiVADs, such as size limitations and
poor durability due to membrane rupture, bearing, and control strategies. The modes of operation and tech-
mechanical valve wear. They require large control nical characteristics, such as device size, weight, and
consoles with limited portability, and have associated power consumption, are then reviewed for clinically
risks of postoperative infection, significant hemolysis, applied devices and several systems which are currently
thrombus formation, and severe postoperative bleed- under development. Devices which have been clinically
ing.70 Second generation devices use rotary centrifugal, applied hold a current CE mark and/or FDA approval
diagonal, or axial impellers that produce continuous for clinical application of mechanical circulatory sup-
outflow, while having few moving, contacting parts. port. These include the Abiomed BVS5000 and
This reduces device wear, while smaller drive consoles AB5000, Thoratec PVAD and IVAD, Berlin Heart
promote increased patient mobility. Though they EXCOR, Medos HIA-VAD, Levitronx CentriMag,
demonstrate marked improvements over first genera- Jarvik 2000, and HeartWare HVAD devices. Two of
tion devices, these rotary pumps are associated with these devices, the HeartWare HVAD and Jarvik 2000,
increased thrombogenicity and acquired platelet dys- were specifically designed for left ventricular assis-
function due to the lack of pulsatile flow and high tance, however, have been implanted as a BiVAD in
shear forces near the bearings and seals.9,32,36 Third humans.16,25 Devices under development which are
generation rotary pumps completely eliminate reviewed in this article do not have the CE mark or
mechanical wear of the pump components through the FDA approval for mechanical circulatory support and
use of contactless impeller drive and suspension sys- include the CorAide/Dexaide, Korean AnyHeart,
tems. Electromagnetic and/or hydrodynamic forces are Gyro, and BiVACOR BV Assist devices. All BiVADs
employed to levitate the impeller within the housing, reviewed in this article are classified according to their
while active electromagnetic forces are employed to generation, surgical placement, and clinical imple-
rotate the impeller. Although clinical experience with mentation (Fig. 1), while their drive mechanism, flow
third generation devices is limited compared with the profile and clinical purpose are compared in Table 1.
FIGURE 1. Flow chart of the three generations of intracorporeal and paracorporeal/extracorporeal BiVADs including those
applied clinically (not shaded) and under development (shaded).
Biventricular Assist Devices 2315
TABLE 1. BiVAD drive mechanism, flow profile, and clinical purpose for applied and under development
devices.
Clinically applied
Abiomed BVS5000 PD, FP Pulsatile Short-term support
Abiomed AB5000 PD, FP Pulsatile Short-term support
Thoratec PVAD PD, FV Pulsatile Medium-term support
Thoratec IVAD PD, FV Pulsatile Medium-term support
Berlin Heart EXCOR PD, FV Pulsatile Medium-term support
Medos HIA-VAD PD, FV Pulsatile Short-term support
Levitronix CentriMag ED, CE Continuous Short-term support
Jarvik 2000 ED, AX Continuous Long-term support
Heartware HVAD ED, CE Continuous Long-term support
Under development
CorAide/DexAide ED, CE Continuous Medium-term support
Korean AnyHeart ED, MA Pulsatile Medium-term support
Gyro ED, CE Continuous Long-term support
BiVACOR BV Assist ED, CE Continuous Long-term support
PD pneumatically driven; ED electrically driven; FP filled passively; FV vacuum-assisted filling; AX axial flow pump;
CE centrifugal flow pump; MA mechanically actuated pump. Short-term support indicates bridging to recovery,
transplant, or longer term support. Medium-term support indicates bridging to recovery or transplant. Long-term
support indicates bridging to recovery, transplant, or destination therapy.
CIRCUIT VOLUME/FLOW BALANCING The BVS5000 has two separate 100 mL pumping
and filling bladders, and a 660 mL system extracor-
Native human circulation is auto-regulated through poreal volume.74 Allowable pumping rates are between
a number of closed loop biological control systems. 3 and 140 beats per minute (BPM). Abiomed tri-leaflet
Arterial pressure and ventricular contractility are Angioflex polyurethane valves are placed at the filling
regulated by baroreceptor stimulation and the Frank- and pumping chamber exits to prevent backflow, while
Starling mechanism, respectively, both of which influ- the chamber bladders are made from the same mate-
ence cardiac output.22,69 Auto-regulation of systemic/ rial. Flow stagnation around these valves is a known
pulmonary volumes during uni-ventricular support, cause for thrombus formation within the pump. These
(e.g., LVAD support), may rely heavily on having one thrombi may dislodge and potentially contribute to
functional ventricle’s native control mechanisms. Pul- patient mortality.
satile devices operating in full-to-empty mode have an The pumping chambers are driven by a pulsatile,
ability to balance outflow, and do not require further pneumatic drive console which can operate the LVAD
flow control for circuit volume balancing.68 However, and RVAD separately, or together. This micropro-
the few documented clinical studies of rotary biven- cessor-based drive console optimizes and balances left/
tricular support warn of hemodynamic instabil- right pumping ratios by automatically adjusting the
ity.13,47,48,58,77 All report the importance of continued systolic/diastolic intervals and beat rate based on
controller development to prevent pulmonary edema measurements of the drive line air flow to/from the
and incidence of suction events in the cannulated heart console. The large drive console measures 610 9
chamber. Clearly then, balancing of circuit volumes is 560 9 845 mm, weighs a substantial 81.6 kg, and uses
crucial for any rotary support device, especially rotary a mean power of 280 W. However, a backup battery is
BiVADs. In order to balance flows with two Gyro capable of supporting the device for up to 1 h in case
pumps, Nosé et al.49 incorporated inlet pressure sen- of power failure. While this device has demonstrated
sors in each VAD to regulate flow, like the Frank- reasonable success bridging patients to recovery from
Starling mechanism. However, blood pump control cardiogenic shock with short-term support, portability
systems like these can be limited by the low reliability issues and thrombus incidence present severe limita-
of long-term blood pressure and flow sensors.19 tions should long-term VAD support be required.60
Implanted for mechanical circulatory support since FIGURE 8. The Levitronix CentriMag drive console, mag-
1994, this pneumatically actuated, first generation netic motor, and disposable pump head (Courtesy of Levi-
blood pump is capable of assisting the left, right, or both tronix LLC).
sides of the heart at flow rates ranging from 5 to
6 L min21.3 Adult-sized pumps are 60 mL while pedi- Frequently used as a ‘‘bridge to decision’’ device,10
atric versions come in 25 and 10 mL sizes (Fig. 7). To the CentriMag contains a disposable rotor and poly-
account for the extra bronchial circulation on the left carbonate pump housing assembly which is fitted to an
side, the right side pumps have smaller pump mem- external magnetic motor that controls radial rotor
branes to deliver 10% less cardiac output in a fixed rate position and speed (Fig. 8). Each pump head has a
operational mode.82 total priming volume of just 31 mL. Using bearing-less
The drive system is capable of applying systolic motor technology, the impeller is magnetically levi-
pressures of 50–300 mmHg and diastolic pressures of tated and rotated at speeds of 1500–5500 RPM to
21 to 299 mmHg with systolic times of 20–50% and provide maximum pump flow of 9.9 L min21.
pulse rates of 40–180 BPM depending on the pump Pump speed is altered using an interface on the
size.42 The three-leaflet valves in the inflow and outflow 6.6 kg drive console, which is connected to the 1.7 kg
tracts, and the seamless transparent pump casing, are magnetic motor. While the introduction of this third
made of biocompatible polyurethane.81 Similar to generation pump for provision of biventricular support
most first generation devices, flow paths through the is a reasonable step forward, the large drive console
device appear sub-optimal which commonly leads to and actuator severely limits patient mobility. Also,
thrombus formation in the outflow tracts of both the advantages of third generation pumps such as
LVADs and RVADs.28 Meanwhile, the large drive improved device lifetime and durability may not be
system again confines patients to hospital while noticeable for very short-term support.
receiving VAD support, which severely limits their
quality of life.
Jarvik 2000
The Jarvik 2000 device (Jarvik Heart Inc.,
Levitronix CentriMag
New York, USA) (Fig. 9) has been included in a BTT
The Levitronix CentriMag (Levitronix LLC, trial since 2008 for FDA approval, subsequent to CE
Waltham, MA) obtained CE mark approval in 2002 mark approval for the same application in 2005. The
for short-term support of up to 30 days. This device is device is a second generation, axial flow LVAD that
capable of providing short-term support to the left has also been employed to support right ventricular
and/or right side of the heart and as extracorporeal life function in humans.16,31
support, including ECMO.2 The CentriMag is a third With a weight of just 90 g, length of 55 mm,
generation, electrically operated, extracorporeal, and diameter of 25 mm, and total pump displacement of
centrifugal blood pump. Only with the FDA approval 25 mL, the Jarvik 2000 is small enough for BiVAD
for up to 6 h of ventricular support, trials are implantation in almost any patient. This electrically
underway in the U.S. to investigate longer term sup- powered VAD can deliver flow rates of 3–7 L min21
port of up to 30 days.73 against 100 mmHg at 8000–12000 RPM while using
2320 GREGORY et al.
control units. Meanwhile, manual adjustment of pump operational pump speed range of 2000–3000 RPM.
speed to ensure flow balancing in a biventricular con- Pumping 5 L min21 against 100 mmHg, the CorAide
figuration has been reported, indicating the potential LVAD uses less than 6 W of power at 2850 RPM.18
need for an automatic speed controller developed The DexAide RVAD was developed by modifying the
specifically for biventricular support.41 CorAide device and has a diameter, length, weight, and
device displacement volume of 44 mm, 48 mm, 280 g,
and 69 mL, respectively.51 The implantable centrifugal
DEVICES CURRENTLY UNDER RVAD was developed by reducing the size of each
DEVELOPMENT primary vane, decreasing the number of primary vanes
from seven to five and redesigning the volute. The
CorAide/DexAide DexAide can pump at speeds ranging from 1800 to
3600 RPM to provide over 5 L min21 cardiac output
Developed at the Cleveland Clinic, the CorAide
to the pulmonary circulation. Using only 2.6 W of
(LVAD) and DexAide (RVAD) (Fig. 11) pumps
power while supplying a flow rate of 5.2 L min21 at
(Arrow International, Reading, USA) are third-
2500 RPM, the DexAide has a battery life of over 12 h
generation, implantable, centrifugal VADs which use
on two fully charged batteries.17 Meanwhile, Saeed
hydrodynamic and magnetic forces to passively sup-
et al.59 demonstrated that Zirconium Oxide can replace
port the rotor. Both devices are characterized by their
titanium in RVAD blood journal bearing applications
inverted motor configuration, with each consisting of
to increase motor efficiency with no additional platelet
an impeller mounted on a ‘‘hollow’’ rotor surrounding
activation or biological deposition.
the cylindrical motor stator. The devices, developed for
A 4 mm percutaneous cable connects each VAD to
bridge-to-transplant applications, were designed to be
the controller, which has a fixed speed mode or a
simple, reliable and reduce contact, and wear and
variable speed mode that responds to the patient’s
potential thrombus formation.
physiological demands. When used for biventricular
The CoreAide has a displacement volume of 84 mL,
support, the LVAD is set to an automatic mode, which
pump weight of 293 g, a portable power supply (6 h
adjusts pump speed to obtain a target flow. LVAD
battery life), and controller weight of 1350 g.58 It can
flow pulsatility is also incorporated as a suction
achieve flow rates from 2 to 8 L min21 and has an
detection mechanism.18 Meanwhile, the RVAD uses
fixed flow control with an added observer suction
detection system which compares changes in flow with
speed variation.57 However, if low LVAD flow pulsa-
tility is recorded, the dual pump controller responds by
increasing the RVAD pump speed until either the
LVAD flow pulsatility is restored, or the RVAD con-
troller senses excessive RV unloading.57
Korean AnyHeart
The Korean AnyHeart (BiomedLab Co., Seoul,
Korea), is an electrically driven, pulsatile BiVAD
which is also capable of operating as a total artificial
heart.46 The left and right pumping chambers are each
approximately 100 mL in volume, while the entire
device and connectors require about 500 mL of blood
to prime.52 These pumping chambers reside either side
of a pendulum driver which swings side to side pro-
viding left systolic function during right side filling and
vice versa. A brushless DC motor drives the pendulum
actuator via an epicyclic gear train to reduce motor
shaft speed and increase torque. The shaft and gear
system, which control the pendulum actuator, are
housed within the casing along with the ventricle
FIGURE 11. The DexAide RVAD assembly including the new chambers. How the alternating motion of the pendu-
zirconia stator housing (bottom left) and the previous FEP-
coated titanium stator housing (bottom right). (Reprinted with lum is achieved from this drive has not been defined in
permission from Saeed et al.59).
2322 GREGORY et al.
the literature, and so the nature of the periodic motion power is also supplied transcutaneously.52 The addition
is unclear. of a transcutaneous power supply and reduction of
This implantable or wearable design, with dimen- overall pump size through a single drive mechanism for
sions of approximately 110 9 88 9 66 mm and mass LVAD and RVAD does present some advantage over
of 780 g, can supply a pulse rate of up to 170 BPM previously developed first generation pumps. However,
without compromising pump filling.52 However, the the apparent complex nature of the epicyclic gear train
device size, similar to two Thoratec IVADs, would to drive the rotating pendulum combined with
pose problems with small patients. The maximum mechanical valves, and a flexible compliance window is
ejection fraction and cardiac output of the AnyHeart sure to result in device wear in the short term.
(Fig. 12) is approximately 65% and 9 L min21,
respectively, with a power consumption of 28.8 W.46
Gyro
With 4 L min21 pump flow against 100 mmHg, a total
system efficiency of 8% and power consumption of less Contributions to the development of this second
than 9 W has been reported.44 The ventricle chambers generation device have been made by the Baylor College
are made of smooth, seamless segmented polyurethane of Medicine (Houston, USA), Miwatec (Tokyo, Japan),
encased in a rigid polyurethane chamber, with 26 mm and the New Energy and Industrial Technology Devel-
polymer valves at the inflow and outflow ports.46 The opment Organization (NEDO) (Kawasaki, Japan).
difference between left and right stroke volumes is The Gyro BiVAD (Fig. 13) incorporates two per-
reportedly compensated by a flexible 56 9 90 mm manently implantable centrifugal pumps, the rotating
polyurethane membrane, however, the operation and impellers of which include additional secondary blades
placement of this membrane is unclear in the literature. to accelerate blood flow beneath the impeller and
An automated control system uses motor current reduce potential thrombus formation from blood cir-
waveforms to alter the AnyHeart pumping conditions. culation on the impeller back face. The seal-less tita-
Decreased ventricular filling due to decreased preload nium alloy pump housing encloses the impeller which
results in increased time before the pendulum motion is supported by a double pivot bearing. The double
comes into contact with the blood sac. The control pivot bearing arrangement provides axial limits to the
system recognizes this delay through changes in motor impeller movement within both the RVAD and LVAD
current and adjusts the pump rate to compensate. The pump casings. The female and male pivot bearings are
external monitoring system communicates with the made of aluminum oxide ceramics and ultra-high
device through a transcutaneous infrared system, while molecular weight polyethylene (UHMWPE), respec-
tively. The VAD impellers, with a diameter of 50 mm,
are magnetically driven, and during operation the
magnetic forces approximately balance the induced
axial hydrodynamic forces upon the rotor, allowing the
impeller to float between the pivot bearings. High
device lifetimes of 8 and 10 years for LVAD and
RVAD, respectively, are therefore expected,49,83 how-
ever, blood compatibility of the contacting pivots are
yet to be demonstrated in a clinical setting.
TABLE 2. Reported technical characteristics of clinically applied and under development BiVADs.
Clinically applied
Abiomed BVS5000 660 mL 1700* £5.0 3–140 BPM 280
Abiomed AB5000 155 9 80 9 60 mm 300 2.0–6.0 0–150 BPM 250
Thoratec PVAD 125 9 80 9 60 mm 417 1.3–7.2 0–110 BPM –
Thoratec IVAD 125 9 80 9 50 mm 339 1.3–7.2 0–110 BPM –
Berlin Heart EXCOR – – 1.5–12.0 30–150 BPM 12/8+
Medos HIA-VAD – – 5–6.3 40–180 BPM –
Levitronix CentriMag Ø100 9 82 mm 1700 £9.9 1500–5500 RPM 120
Jarvik 2000 Ø25 9 50 mm 90 £7.0 6000–12000 RPM 4–8
HeartWare HVAD 50 mL 145 £10.0 1800–4000 RPM 4.5
Under development
CorAide/DexAide 84/69 mL+ 293/280+ 2.0–8.0 1800–3600 RPM 6/2.6+
Korean AnyHeart 110 9 88 9 66 mm 780 0.0–9.0 0–178 BPM 9–29
Gyro Ø65 9 53 mm 305 0.0–5.0 1300–2650 RPM 15
BiVACOR BV Assist Ø60 9 70 mm – 0.0–8.0 £3750 RPM 15
*Indicates the weight of the device including cannulae, – Indicates the information is not available in the literature, +Indicates values for LVAD/
RVAD.
Biventricular Assist Devices 2325
unless BiVAD specific controllers are developed for devices. A more holistic approach may be needed
dual LVAD application. The BiVACOR BV Assist which incorporates the interaction between the VADs
device accommodates for flow balance issues through as well as their combined interactions with the car-
its axially dynamic, dual impeller hub system that will diovascular system as a complete system.
automatically respond to changes in inlet and outlet The various implantation techniques may also
pressure, although it is still in the early stages of contribute to the long-term success or failure of these
development. devices to infiltrate the clinical market. First genera-
As physiological control is increasingly becoming a tion devices are not implantable and therefore not
research focus for LVAD development, the fine tuning suitable for long-term biventricular support, excluding
of physiologically sensitive BiVAD systems will follow the Thoratec IVAD and Korean AnyHeart which
the availability of the devices themselves. Preload require considerable abdominal dissection for place-
monitoring measures, alongside active control systems, ment. The CentriMag system is also incapable of
may be crucial to provide elevated cardiac output for intracorporeal placement and thus can only be used for
low level exercise and depressed cardiac output during short-term applications. Pericardial placement of the
sleep. This is particularly pertinent for rotary BiVADs HeartWare or Jarvik devices is an undoubted advan-
to prevent pulmonary edema or ventricular suction.57 tage, however, the cost of the combined pumps for
Sensor-less systems using pulsatility as a surrogate for BiVAD support must be considered. The Gyro,
preload will benefit individually actuated pumps such CorAide/DexAide, and BiVACOR devices are cur-
as dual rotary devices, although their safety in biven- rently suitable for sub-diaphragmatic placement,
tricular support scenarios must to be assessed.7,21 however, with continued development of these sys-
Combined pumps such as the AnyHeart and tems, it is possible that pericardially placed versions
BiVACOR may not be able to easily infer preload will become available. Meanwhile, the easily attachable
from pulsatility as the left and right ventricular pul- sewing ring of the HeartWare device79 may be favored
satility will be transmitted to a common actuator/hub, by surgeons, and additional techniques to easily attach
however, suitable force/pressure signals may be the cannulae while reducing the high rates of postop-
extracted from the magnetic bearing to achieve this in erative bleeding should be investigated.65
a sensor-less fashion. Nevertheless, this emphasizes the The continued improvement of the presented
need for long-term pressure measuring options with devices is necessary to achieve the goal of a long-term
which to manage these devices. device capable of supporting critically ill patients as a
Currently, generally accepted options for clinicians destination therapy. Successful development of a reli-
to provide biventricular support beyond 30 days are able, durable BiVAD will ultimately lead to an
limited to the first generation devices. Although the improved patient survival rate and quality of life for
inherent Frank-Starling-like flow balancing full- those suffering from end stage biventricular heart
to-empty mode of these devices allows for simple failure.
physiological control, limitations in patient mobility,
comfort and quality of life exist until a donor heart is
found.57,66 The lack of focus on RVAD development
ACKNOWLEDGMENTS
has probably hindered the clinical progression and the
availability of a third generation, implantable BiVAD. The authors would like to acknowledge the assis-
This is not surprising considering the requirement for tance from the staff of the mentioned biventricular
left ventricular assistance compared with right ven- assist device companies for providing details and
tricular assistance.29,52 Despite this, the development images to be used in this article. Dr. Timms and
of the CorAide/DexAide, Gyro, and BiVACOR Dr. Fraser report being employees of BiVACOR Pty
devices are focusing on RV specific hydraulic and Ltd with equity ownership in the company. No benefits
magnetic design. However, the control of these devices in any form have been or will be received from a
in response to the patients’ physiological demands commercial party related directly or indirectly to the
must be addressed before a long-term solution can be subject of this manuscript.
anticipated. With the exception of dual device, pneu-
matically driven VAD arrangements which allow a
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