CSC
CSC
CSC
assumes and yet is not a good officer in point of law." He is one who is in
possession of the office and discharging its duties under color of authority,
and by color of authority is meant that derived from an election or
appointment, however irregular or informal, so that the incumbent is not a
mere volunteer. 44 The difference between the basis of the authority of a de
jure officer and that of a de facto officer is that one rests on right, the other
on reputation. 45
[I]n cases where there is no de jure officer, a de facto officer who, in good
faith, has had possession of the office and has discharged the duties
pertaining thereto, is legally entitled to the emoluments of the office, and
may in an appropriate action recover the salary, fees and other
compensations attached to the office. 50
WHEREFORE, the petition is DENIED and the Decision and Order dated
16 October 2001 and 31 January 2002, respectively, of the RTC, 12th
Judicial Region, Branch 14 are AFFIRMED.
In fine, the rule is that where there is a de jure officer, a de facto officer,
during his wrongful incumbency, is not entitled to the emoluments attached
to the office, even if he occupied the office in good faith.2
Unfortunately, the records do not show whether the NCIP implemented the
Decision dated August 30, 2004 of the CA pending the resolution of this
case. In order to dispose the issues completely, the Court deems it
necessary to discuss the effect of the present decision if Brito was
reinstated to the contested position, pursuant to the CA's decision.
A judge de facto is an officer who is not fully invested with all of the powers
and duties conceded to judges, but is exercising the office of judge under
some color of right. A judge de facto may be said to be one who has the
reputation of being the officer he assumes to be and yet is not a good
officer in point of law—that is, there exists some defect in his appointment
or election and in his right to exercise judicial functions at the particular
time. (King vs. Bedford Level, 6 East [Eng. Com. Law Rep.], 356;
Petersilea vs. Stone, 119 Mass., 465; 20 Am. Rep., 335; State vs. Carroll,
38 Conn., 449; 9 Am. Rep., 409.)
A judge de facto is one whose acts, though not those of a lawful officer, the
law, upon principles of policy and justice will hold valid so far as they
involve the interest of the public and third persons, where the duties of the
office were exercised: (a) Without a known appointment or election, but
under such circumstances of reputation or acquiescence as were
calculated to induce people, without inquiry, to submit to or invoke his
action, supposing him to be the officer he assumes to be; (b) under color of
a known or valid appointment or election, where the officer has failed to
conform to some precedent requirement or condition, for example, a failure
to take the oath or give a bond, or similar defect; (c) under color of a
known election or appointment, void because the officer was not
eligible, or because there was a want of power in the electing or appointing
body, or by reason of some defect or irregularity in its exercise, such
From the foregoing definitions it will be seen that bothde jure and de
facto officers must be in the actual exercise of the functions of the
office of judge, either by an absolute right or under a color of right. If
at the time the opinion is promulgated as a decision he is not acting either
under an absolute right so to do or under a color of right, then he is acting
neither as a judgede jure nor de facto. x x x.81 (Emphases Ours and italics
in the original)
Simply put, a de facto officer exercises his or her authority under a color of
an appointment or an election, while ade jure officer is legally appointed or
elected, and possesses all qualifications to the office. The de facto officer is
further distinguished from a usurper as the latter acts without any title or
color of right to the office.82
The Court resorts to the de facto officer doctrine to accord validity to the
actions of a de facto officer during the period of such officer's wrongful
tenure, insofar as the public or third persons are concerned.83 This principle
was born of necessity, as the public cannot be expected to investigate the
right of a public official to an office before transacting with them. Thus, on
the basis of public policy and convenience, the public may assume that
officials are legally qualified and in office.84
In the early case of Rodriguez v. Tan,93 the plaintiff therein sought to collect
the salaries and emoluments of the Senator position from the defendant,
who supposedly usurped his office from 1947 to 1949. According to the
plaintiff, the salaries and allowances should follow the legal title to the
office. Since the Senate Electoral Tribunal resolved the election protest in
the plaintiffs favor, the plaintiff submitted that the defendant is liable for
reimbursing the salaries he received during the period he held the
contested position. The Court allowed the defendant to retain the salaries
he received because he rendered service to the public.
Also, in ruling that the defendant was a de facto officer, the Court found
that the he was acting under a color of authority, following his proclamation
as the winner in the election until he was ousted from the position due to an
election protest. The good faith possession of the office was not discussed,
but arguably implied from the fact that the defendant was qualified to run
for Senator and subsequently, proclaimed as the winner.
Likewise, in Codilla, et al. v. Martinez, etc., et al.,94 the Court primarily relied
on the color of title or authority vested on the public officer, who assumed
the position of acting mayor despite irregularities in the designation.
Meanwhile, in Re: Nomination of Atty. Lynda Chaguile95 the good faith of
the officer was implied from her lack of participation in the scheme to
disregard the by-laws of the Integrated Bar of the Philippines (IBP) in her
appointment.96
In Laud,97 the Court applied the de facto officer doctrine based on the
presumption of good faith, there being no evidence to the contrary. The
Court in Gamboa, et al. v. CA, et al.98 also presumed the good faith on the
part of the judge in question, who rendered a decision after tendering his
resignation, but before being notified of its acceptance. Remarkably, the
Court affirmed the ratio of the appellate court as to the relevance of the
judge's knowledge regarding the acceptance of his resignation, to wit:
"[i]nsofar as third persons and the public are concerned, it is immaterial
whether or not he had prior unofficial knowledge of the acceptance of his
resignation."99
Clearly, the good faith possession of office is not always one of the
standards by which the Court assesses the applicability of the
doctrine. Good faith is often presumed or implied, and frequently used as
a conclusory statement.
In contrast, the Court declared in Monroy v. CA103 that despite good faith
possession of office, the general rule is to allow the de jure officer to
recover the salary received by the de facto officer during the wrongful
tenure. The de facto officer takes the salaries at his risk and with the
responsibility to account to thede jure officer whatever amount that he or
she received. The Court emphasized that the de facto officer doctrine was
formulated mainly for the protection of the public who rely on the official
acts of persons discharging the duties of an office without being lawfully
entitled thereto.
Verily, in Monroy, the de facto officer doctrine was applied to accord validity
to the official acts done by a de facto officer during the wrongful retention of
public office. However, the award of salaries and emoluments to the de
facto officer was deemed a separate matter, which does not always follow
the application of the doctrine.
The Court's rulings in Monroy and Civil Liberties Union were again
mentioned in Arimao v. Taher.104 In Arimao, the Court held that
following Monroy, the de facto officer has the duty to account for the
salaries received during the wrongful tenure. But since there was no de
jure officer at that time, the de facto officer in that case may be allowed to
keep the emoluments, pursuant to the Court's ruling in Civil Liberties
Union. Again, as in most cases involving this issue, the public officer was
considered a de facto officer on the basis of the color of authority to the
office, without regard to the good or bad faith possession of such office.
The Court significantly notes, however, that Brito did not possess the
Regional Director position in good faith. The finding of falsification is
necessarily premised on the fact that Brito was aware of his fabricated
academic degree, which enabled him to assume the office. His intention,
notwithstanding, the public remained unaware of the defect in Brito's
reinstatement as Regional Director of the NCIP. It follows, therefore, that
the absence of good faith on the part of Brito does not negate the
application of the doctrine. The ostensible authority emanating from the
CA's Decision dated August 30, 2004 is sufficient to clothe the official acts
of Brito with validity.
Be that as it may, Brito may not retain the salaries and emoluments he
received as a de facto Regional Director of the NCIP Region V. The Court,
in allowing de facto officers to keep the salaries of the de jure office, relies
on the principle of equity. The de facto officer who performed the functions
of the office in good faith, and actually rendered services for the benefit of
the public, must be compensated.108 Thus, the lack of good faith possession
of office disqualifies him from retaining the compensation corresponding to
the Regional Director position. He is liable to account for whatever amount
he received to the de jure officer, which in this case is Arroyo, from the time
he was reinstated until the end of his tenure.
For clarity, the de facto officer doctrine confers validity to the actions of an
officer having illegitimate title to the office, as if he or she was acting as ade
jure officer. Its effect is similar to the ratification of acts done outside the
scope of one's authority. But the same validity conferred on the official
actions of the de facto officer is not accorded to the individual holding the
office under a color of right or authority, such that he or she may recover
the salaries and emoluments emanating from the office.109
Conclusion
In sum, Brito himself is not eligible to hold the contested position, and for
this reason, he may not inquire on the qualifications of Arroyo through a
petition for quo warranto. Furthermore, the final and executory judgment of
the OP, finding Brito liable for falsification of his bachelor's degree, has
effectively rendered the execution of the quo warranto judgment
impossible, inequitable, and unjust. The CA therefore gravely abused its
discretion, amounting to lack or excess of jurisdiction, in directing the
execution of its quo warranto decision.
Had the NCIP implemented the CA's decision pending the resolution of this
petition, and Brito was actually reinstated to the contested position, his
actions as a Regional Director of the NCIP Region V are deemed valid
pursuant to the de facto officer doctrine. Nonetheless, the Court cannot
allow Brito to retain the salaries and emoluments he received as a de
facto Regional Director, especially since the finding of falsification
contradicts the presence of good faith on his part. He is, thus, required to
account to Arroyo all the amounts he received by virtue of his position as
a de facto officer, if there are any.
3
G.R. No. 202860 LEE T. ARROYO, Petitioner vs. THE HONORABLE COURT OF
APPEALS AND ULYSSES A. BRITO, Respondents
and may in appropriate action recover the salary, fees and other
compensation attached to the office."
SO ORDERED. 4
(1) Assistant Civil Engineer Herminio Lucero actually discharged the duties
of the position of Acting City Engineer of Capyan de Oro City and was paid
the compensation appurtenant thereto during the period in question
pursuant to the designation of the President ... and
4
G. R. No. 156982 September 8, 2004
7. Effectivity of Appointment
5 https://www.lawphil.net/judjuris/juri1982/jun1982/gr_l_28636_1982.html
b. No appointment shall be made earlier than the date of
issuance, except in the case of change of status in view of
qualifying in written examination, the effectivity of which is the
date of release of the result of the examination. However, the
issuance of such appointments shall be within the period of the
temporary appointment or provided the temporary appointment
has not yet expired…
It is the general rule then, i.e., "that the rightful incumbent of a public office
may recover from an officer de facto the salary received by the latter during
the time of his wrongful tenure, even though he entered into the office in
good faith and under color of title"6 that applies in the present case. The
resulting hardship occasioned by the operation of this rule to the de
facto officer who did actual work is recognized; but it is far more cogently
acknowledged that the de facto doctrine has been formulated, not for the
protection of the de facto officer principally, but rather for the protection of
the public and individuals who get involved in the official acts of persons
discharging the duties of an office without being lawful officers.7 The
6
G.R. No. 154674 May 27, 2004
In view of the application of the stricter prohibition under Section 13, supra,
Agra did not validly hold the position of Acting Secretary of Justice
concurrently with his holding of the position of Acting Solicitor General.
Accordingly, he was not to be considered as a de jure officer for the entire
period of his tenure as the Acting Secretary of Justice. A de jure officer is
one who is deemed, in all respects, legally appointed and qualified and
whose term of office has not expired.49
7
G.R. No. L-23258 July 1, 1967 ROBERTO R. MONROY, petitioner, vs. HON.
COURT OF APPEALS and FELIPE DEL ROSARIO, respondent.
actual services rendered in the questioned positions may therefore be
retained by them.
A de facto officer is one who derives his appointment from one having
colorable authority to appoint, if the office is an appointive office, and
whose appointment is valid on its face.51 He may also be one who is in
possession of an office, and is discharging its duties under color of
authority, by which is meant authority derived from an appointment,
however irregular or informal, so that the incumbent is not a mere
volunteer.52 Consequently, the acts of the de facto officer are just as valid
for all purposes as those of a de jure officer, in so far as the public or third
persons who are interested therein are concerned. 53
In order to be clear, therefore, the Court holds that all official actions of
Agra as a de facto Acting Secretary of Justice, assuming that was his later
designation, were presumed valid, binding and effective as if he was the
officer legally appointed and qualified for the office. 54 This clarification is
necessary in order to protect the sanctity of the dealings by the public with
persons whose ostensible authority emanates from the State. 55 Agra's
official actions covered by this claritlcation extend to but are not limited to
the promulgation of resolutions on petitions for review filed in the
Department of Justice, and the issuance of department orders, memoranda
and circulars relative to the prosecution of criminal cases.
Petitioner’s money claim allegedly arising from his failure to assume the
position of Director, BJMP and damages is untenable.
8 https://www.lawphil.net/judjuris/juri2013/feb2013/gr_191644_2013.html
A public office is not a property within the context of the due process
guarantee of the Constitution. There is no such thing as a vested interest in
a public office, let alone an absolute right to hold it. Except constitutional
offices which provide for special immunity as regards salary and tenure, no
one can be said to have any vested right in a public office or its salary.12 It
is only when salary has already been earned or accrued that said salary
becomes private property and entitled to the protection of due process.
The right to salary and other emoluments arising from public employment is
based on one’s valid appointment or election to the office itself and accrues
from the date of actual commencement of the discharge of official duties.
As may be recalled, petitioner Engaño, albeit lacking in qualifications, was
nonetheless appointed as Director of the BJMP and appeared to have
entered upon the performance of the duties of the position from September
27, 2001 to October 2, 2001 when the appointing authority recalled his
appointment owing to some legal issues respecting his qualification.
Subsequently, however, the appointment was peremptorily nullified. In all,
therefore, petitioner Engano served as head of the BJMP for six (6) days
only, but as a de facto officer at best. And while a de facto officer is entitled
to some form of compensation, respondents Secretary Lina and Alit cannot
be held personally liable for petitioner’s claim for salary, RATA and other
benefits.13 The BJMP cannot also be compelled to pay since it was not a
party in the petition below for quo warranto, nor in the appellate
proceedings before the CA.14
Further, the two courts below were correct in asserting their respective
jurisdictions over void appointments. While an appointment is an essentially
discretionary executive power, it is subject to the limitation that the
appointee should possess none of the disqualifications but all the
qualifications required by law.15 Where the law prescribes certain
qualifications for a given office or position, courts may determine whether
the appointee has the requisite qualifications, absent which, his right or title
thereto may be declared void.16
9
G.R. No. 156959 June 27, 2006
a. The appointing authority shall be personally liable for the salary of appointees whose
appointments have been disapproved for violation of pertinent laws such as RA 7041 and RA
7430.11
10 https://www.lawphil.net/judjuris/juri2003/jun2003/gr_149154_2003.html
11 https://lawphil.net/judjuris/juri2004/may2004/gr_154674_2004.html