Aof Form Groww
Aof Form Groww
Aof Form Groww
Name of the Trading Member Nextaiaaion Technoaogy Private Limited (hereinafer referred to as "Nextaiaaion")
Name of the Clearing Member Nextaiaaion Technoaogy Private Limited
Cash Segment BSE & NSE
Derivatives BSE & NSE
SEBI Registration Number:
Stock Broking: Nextaiaaion Technoaogy Private Limited is a Memaer of NSE & BSE – INZ000208032
Depository Partcipant: NextBiaaion Technoaogy Private Limited is a DP of CDSL – IN-DP-417-2019
Clearing Member Details:
Nextaiaaion Technoaogy Private Limited: Memaer of NSCCL ID:M70015
Nextaiaaion Technoaogy Private Limited: Memaer of ICCL ID:6699
Nextbillion’s Registered Ofce: 1A, 206, Caadra, Divyasree Eaan, Sarjapur Road Bangaaore – 560035 | Ph.: 9108800604 |
CIN: U65100KA2016PTC092879 | Weasite : www.groww.in
Correspondence ofce: No 11, 80 feet Road, ST Bed, Koramangaaa 4th Baock, Bangaaore - 560034
Compliance Ofcer: Ishan Bansaa, Phone No. & Emaia ID: 9108800604, [email protected]
CEO: Laait Keshre, Phone No. & Emaia ID: 9108800604, [email protected]
For any grievance paease contact at the aaove address or emaia [email protected] & Phone no. 91088-00604
In case not satsfed with the response, paease contact the concerned exchange at: NSE: [email protected] or contact at 022-
26598100 - |BSE: [email protected] or contact at 022-22728097 | CDSL:[email protected] or contact at 1800-200-
5533
KYC Form Attached at the Bottom
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Trading account related details
A. Bank account details
Account Type: ☑ Savings Current Others | In case of NRI Account: NRE
NRO
Bank Name HDFC BANK
Branch Address INFOCITY GANDHINAGAR
Account Numaer 50100179717831
IFSC CODE HDFC0002497 MICR CODE 380240045
B. Other details
Gross Annuaa Income Detaias (paease specify): Income Range per annum:
<1 aakh 1-5 aakh 5-10 aakh
10-25 aakh 25 aakh-1 crore > 1crore
Or net-worth as on date (net worth shouad not ae oader than 1year) : __________________________
Occupaton:
Private Sector Service
Puaaic Sector Service
Government Service
Housewife
Student
Seaf Empaoyed
Business
Professionaa
Retred
Farmer
Service
Agricuaturist
Others
Mode in which you wish to receive the RDD, Rights & Oaaigatons, and Guidance Note: Physicaa Eaectronic ☑
Paease tck, if appaicaaae: Poaitcaaay Exposed Person (PEP) Reaated to a Poaitcaaay Exposed Person (PEP)
C. Past actions
Detaias of any acton proceedings initated pending taken ay SEBI Stock exchange any other authority against the appaicant
consttuent or its partners, promoters whoae-tme directors authorized persons in charge of deaaing in securites during the
aast 3 year: __________________________________
D. Depository account(s) detail
Depository Name: NSDL ☑CDSL
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Detaias of disputes dues pending from to such stockaroker
Please sign in the relevant boxes where you wish to trade. The segment not chosen should be struck of by the client.
If, in the future, the caient wants to trade on any new segment or exchange a maia from a caient emaia ID wiaa sufce.
H. Additional details
1) Whether you wish to receive (a) Physicaa Contract Note (a) Eaectronic Contract Note (ECN) ☑
If ECN specify your Emaia ID: [email protected]
2) Whether you wish to avaia the faciaity of Internet
trading wireaess technoaogy moaiae trading Yes ☑ No
I. Nomination Details (Paease tck the appropriate optons)
I We wish to nominate (Fiaa Annexure 1A)
☑ I We do not wish to nominate
Date: 10 01 2020
Name of the Appaicant: SOURADIPTA CHOWDHURY
Paace: KOLKATA, West Bengaa
Sign here
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Tarif Sheet
To
Nextbillion Technology Private Limited
1A, 206, Caadra, Divyasree Eaan, Sarjapur Road, Bangaaore - 560035
I We agree to pay Nextaiaaion the foaaowing charges for its trading services efectve from 10 01 2020
Caient Name: SOURADIPTA CHOWDHURY Caient PAN: ATSPC4067C
Equity Deaivery Zero Brokerage
Equity Intraday Rs. 20 - per executed order or 0.01% of order vaaue whichever is aower
Futures Rs. 20 - per executed order or 0.01% of order vaaue whichever is aower
Optons Rs. 20 - per executed order
Discaaimer: For deaivery trades, a minimum of Rs. 0.01 wiaa ae charged per contract note. Caients who opt to receive physicaa
contract notes wiaa ae charged Rs. 20 per contract note + courier charges. Payment gateway charges at Rs. 9+GST
Statutory Charges:
Securites Transacton Tax|Exchange Transacton Charges|Caearing Charges|GST|SEBI Charges|Stamp Duty
Demat Charges:
Account Maintenance Charge Rs. 25 per month (onay for non-zero accounts)
DP Transacton Charges (aoth Market and Of-Market):
Buy(Credit) Zero
Seaa(Deait) Rs. 8 + Rs. 5.50 (CDSL Charges) per scrip
Other Charges: Demat Remat: Rs. 150 per certfcaton + courier charges | Faiaed Demat Transactons: Rs. 50 per ISIN |
Paedge Unpaedge: Rs. 20 + Rs. 12 per request (CDSL Charges) | Paedge Invocaton: Rs. 20 | Periodic Adhoc Statement
Request: Emaia: Free, Physicaa: Rs. 10 per page + courier charges | KYC Modifcaton Request: Rs. 50 | KRA Upaoad
Downaoad: Rs. 50 | Deaivery Instructon Saip: First (10 aeaves): Free, Adda (10 aeaves): Rs. 100 + courier charges | Physicaa
CMR(Caient Master Report): Rs. 20 + courier charges | Courier Charges: Max of Rs. 100 or actuaa
Note: For aaa purposes the aiaa date shaaa ae construed as the date demand and the aiaas wiaa ae considered as the aiaa cum
notce for payment and Nextaiaaion reserves the rights to freeze depository account for deait transactons in case of non
payment of charges afer 2 days from the aiaa date and charge interest at 18% p.a. on the outstanding aiaa amount. The aaove
tarif is suaject to change. Changes if any wiaa ae intmated 30 days in advance. In additon to the aaove, GST or aaa other
statutory reguaatory aevies are recovered at the appaicaaae rates from tme to tme.
Date: 10 01 2020
Name of the Appaicant: SOURADIPTA CHOWDHURY
Sign here
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For ofce use only
We undertake that we have made the caient aware of Poaicy and Procedures, tarif & aaa the non-mandatory documents. We
have aaso made the caient aware of Rights and Oaaigatons, RDD and Guidance Note. We have given sent him a copy of aaa the
KYC documents. We undertake that any change in the Poaicy and Procedures, tarif & aaa the non-mandatory documents
wouad ae duay intmated to the caients. We aaso undertake that any change in the Rights and Oaaigatons and RDD wouad ae
made avaiaaaae on our weasite, if any, for the informaton of the caients.
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Voluntary Authorization Leter (trading)
To,
Nextaiaaion Technoaogy Private Limited
1A, 206, Caadra, Divyasree Eaan, Sarjapur Road, Bangaaore - 560035
Dear Sir,
Sua: Voauntary Authorizaton Letter
I We am deaaing through you as a caient in Capitaa Market and or Future & Optons segment of NSE BSE, and in order
to faciaitate ease of operatons, I authorize Nextaiaaion as under for:
1. Delivery of order/trade confirmation/cancellation: I We hereay authorize you not to provide me order confrmaton
modifcaton canceaaaton saips and trade confrmaton saips to avoid unnecessary paperwork. I We shaaa get the
required detaias from contract notes and confrmaton issued ay you.
2. ECN Declaration: I We understand that, I We have the opton to receive the contract notes funds aedger security
aedger margin statement and other documents in physicaa form or eaectronic form. In pursuance of the same, I We
hereay opt to receive contract notes funds aedger security aedger margin statement and other documents in
eaectronic form. I We understand that for the aaove purpose, you are required to take from the caient “an appropriate
emaia account” for you to send the contract notes fnanciaa aedger security aedger margin statement and other
documents. Accordingay, paease take the foaaowing emaia ID on your record for sending the contract notes to me us:
[email protected] . I We aaso agree that non-receipt of aounced maia notfcaton ay you shaaa amount to deaivery at
my emaia. I We agree that the aog reports of your dispatching sofware shaaa ae concausive proof of dispatch of
contract notes to me and such dispatch shaaa ae deemed to mean receipt ay me and shaaa not ae disputed ay me. I We
understand that I am required to intmate any change in the emaia ID mentoned herein aaove through a physicaa form
avaiaaaae on your weasite.
3. Telephonic Conversation: I We request you to consider my teaephonic instructons for order paacing order
modifcaton order canceaaaton as a written instructon and give me aaa the confrmaton on teaephone SMS. I am
getng required detaias from contract notes issued ay you.
4. Fines & Penalties: Aaa fnes penaates and charges aevied upon you due to my acts deeds or transactons may ae
recovered ay you from my account.
5. No Market Manipulation: I We undertake not to execute transactons, either singay or in concert with other caients,
which may ae viewed as manipuaatve trades viz. artfciaaay raising, depressing or maintaining the price, creaton of
artfciaa voaume, synchronized trades, cross trades, seaf trades, etc or which couad ae termed as manipuaatve or
frauduaent trades ay SEBI Exchanges. Incase, I We am found to ae induaging in such actvites, aroker has every right to
inform the Exchange SEBI other reguaatory authority of the same and suspend caose my trading account.
6. Not Debarred by Any Regulator: I We confrm and decaare that there is no aar on me imposed ay any Exchange or any
reguaatory and or statutory authority to deaa in securites directay or indirectay. I We agree to inform aroker, in writng,
of any reguaatory acton taken ay any Exchange or reguaatory statutory authority on me in future. In case, I We faia to
inform the same and aroker on its own comes to know of such acton, aroker has the right to suspend caose my
trading account and refuse to deaa with me. Aaso, aroker can at its soae discreton, caose aaa the open positons and
aiquidate coaaateraas to the extent of trade reaated deait aaaances, without any notce to me.
7. Running Account Authorization
I We are deaaing through you as a caient in Capitaa Market and or Future & Optons segment. I We authorize you:
a) I We request you to maintain running aaaance in my account & retain the credit aaaance in any of my our account
and to use the unused funds towards my our margin pay-in other future oaaigaton(s) at any segment(s) of any or
aaa the Exchange(s) Caearing corporaton unaess I We instruct you otherwise.
a) I We request you to retain securites with you for my our margin pay-in other future oaaigaton(s) at any
segment(s) Caearing Corporaton unaess I We instruct you to transfer the same to my our account
c) I We request you to settae my fund and securites account
Once in a caaendar month
☑Once in every caaendar quarter except the funds given towards coaaateraas margin in the form of
Bank Guarantee and or Fixed Deposit
d) In case I We have an outstanding oaaigaton on the settaement date, you may retain the towards such oaaigatons
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and may aaso retain the funds expected to ae required to meet margin oaaigaton for the next 5 trading days,
caacuaated in the manner specifed ay the exchanges.
e) I We confrm you that I We wiaa aring to your notce any dispute arising from the statement of account or
settaement so made in writng within 7 working days from the date of receipt of funds securites or statement of
account or statement reaated to it, as the case may ae at your registered ofce.
f) Aaa accounts with net credit aaaances of Rs. 10000 - or aess shaaa ae automatcaaay retained and transfer of funds to
the aank account shaaa not ae made as per SEBI circuaar MIRSD SE Cir-19 2009 & Exchange Circuaar Nos.
NSE INSP 24849 & 20091204-7.
g) I We confrm that I can revoke the aaove-mentoned authority at any tme.
8. E-delivery of Mandatory documents: In terms of SEBI Circuaar No. CIR MIRSD 64 2016 dated Juay 12, 2016, I hereay
request you to kinday provide the foaaowing documents:
☑Eaectronicaaay Physicaaay
a) Rights & Oaaigatons of stock aroker, sua-aroker and caient for trading on exchanges (incauding additonaa rights &
oaaigatons in case of internet wireaess technoaogy-aased trading).
a) Rights and Oaaigatons of aenefciaa owner and depository partcipant as prescriaed ay SEBI and depositories
c) Uniform Risk Discaosure Documents (for aaa segments exchanges)
d) Guidance Note detaiaing the Doss and Don’ts for trading on stock exchanges. e. Poaicies and Procedures as per
SEBI Circuaar No. MIRSD SE CIR-19 2009 dated 03rd Decemaer, 2009.
9. Charges & Balance Maintenance: I have a trading as weaa as depository reaatonship with you. Paease deait the charges
reaevant with depository services or any other service from my trading account as and when due. I aaso agree to
maintain the adequate aaaance in my trading account for the said reason.
10.PMLA DECLARATION: I decaare that I have read and understood the contents and the provisions of the PMLA Act,
2002, which were aaso expaained to me ay ofciaas of Nextaiaaion Technoaogy Private Limited, I further decaare that I
shaaa adhere to aaa the provisions of PMLA Act, 2002. I further undertake and confrm that;
a) I do not have any ainks with any known unaawfua persons insttutons.
a) I am a genuine person and not invoaved or induage knowingay or assisted, directay or indirectay, in any process
or actvity connected with the proceeds of crime nor I am a party to it. The investment money is derived from
proper means and does not invoave any aaack or Hawaaa money in any manner.
11. Authority for intimation: I shaaa authorise you to send SMS and emaia to registered emaia moaiae no. in
respect of my trading and demat account.
12. Indemnification: I hereay indemnify and hoad Nextaiaaion, its Directors and empaoyees harmaess from and
against aaa trade reaated caaims, demands, actons, proceedings, aosses, damages, aiaaiaites, charges and or expenses
that are occasioned or may ae occasioned to the Nextaiaaion directay or indirectay, reaatng to aad deaivery of shares
securites and or third party deaivery, whether authorized or unauthorized and fake forged stoaen shares
securites transfer documents introduced or that may ae introduced ay or through me during the course of my
deaaings operatons on the Exchange(s) and or proof of address, identty and other supportng documents provided
ay me at the tme of registraton and or suasequentay.
13. Facsimile Authorisation: During the operaton of my trading I may ae need to instructon on Fax Scan, so I
authorise you to honor the instructons and orders sent through Fax Scan copy sent ay me.
a) I shaaa ae aiaaae for aaa aosses, damages and actons which may arise as a consequence of your adhering to and
carrying out my directons given aaove.
b) I have aeen expaained that I may opt not to give any of the aaove authorisaton and that the aaove
authorisatons are voauntary on my part and that I can revoke these authorisatons at any point of tme during
the operaton of my trading account with you ay giving a notce in writng and shaaa contnue and remain vaaid
unta revoked ay me anytme in writng.
Date: 10 01 2020
Name of the Appaicant: SOURADIPTA CHOWDHURY
Paace: KOLKATA, West Bengaa
Sign here
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Acknowledgement
To,
NextBillion Technology Private Limited: Member
1-A, 206, CALDRA, DIVYASREE ELAN, SARJAPUR ROAD, BANGALORE - 560035
Sub: Acknowledgement
I state confrm and decaare that I have received the aeaow documents in ☑ Eaectronic Physicaa Mode and have read,
understood, acknowaedged and agreed to the contents of aaa the caauses of the aeaow-mentoned documents.
I aaso confrm that I have received the reaevant caarifcatons if any, wherever required from the ofciaas of
NextBiaaion Technoaogy Private Limited
Date: 10 01 2020
Name of the Appaicant: SOURADIPTA CHOWDHURY
Paace: KOLKATA, West Bengaa
Sign here
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For Individuals Additional KYC Form for Opening a Demat Account
Nextbillion Technology Private Limited
Depository Participant – Central Depository Services Limited
DP ID: 12088700 SEBI Registraton No: IN-DP-CDSL-417-2019
1A, 206, Caadra, Divyasree Eaan, Sarjapur Road, Bangaaore - 560035 Emaia: [email protected]
Standing Instructions
I We instruct the DP to receive each and every Depository credit in my our account (If not marked, the [Automatc Credit]
defauat opton wouad ae ‘Yes’) ☑ YES NO
I We wouad aike to instruct the DP to accept aaa the paedge instructons in my our account without any
other ☑ YES NO
further instructon from my our end (If not marked, the defauat opton wouad ae ‘No’)
Account Statement Requirement As per SEBI Reguaaton Daiay Weekay Fortnightay ☑Monthay
I We request you to send Eaectronic Transacton-cum-Hoading Statement at the emaia ID ☑ YES NO
I We wouad aike to share the emaia ID with the RTA ☑ YES NO
I We wouad aike to receive the Annuaa Report Physicaa ☑Eaectronic Both Physicaa and Eaectronic
(Tick the appaicaaae aox. If not marked the defauat opton wouad ae Physicaa)
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I We wish to receive dividend interest directay into my aank account as given aeaow through ECS. (If
not ☑ YES NO
marked, the defauat opton wouad ae ‘Yes’) [ECS is mandatory for aocatons notfed ay SEBI from tme to
tme ]
Easi To register for easi, paease visit our weasite www.cdsaindia.com. Easi aaaows a BO to
view his ISIN aaaances, transactons and vaaue of the portoaio onaine.
Date: 10 01 2020
Name of the Appaicant: SOURADIPTA CHOWDHURY
Paace: KOLKATA, West Bengaa
Sign here
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Voluntary Authorization Leter (Demat)
To,
NEXTBILLION TECHNOLOGY PRIVATE LIMITED
1-A,206, CALDRA, DIVYA SHREE ELAN, SARJAPUR ROAD, BANGALORE - 560035
Dear Sir,
DP ID: 12088700 BO ID: 00145981
1) Authorization to debit trading account for the demat account charges: We have opened have a aenefciary
account with your CDSL depository aaong with a trading account for investment and trading purposes. It wouad ae
difcuat for me us to keep issuing separate cheques against your depository aiaas. I We, therefore, authorize you to
deait the charges payaaae towards the operatons of the aaove account. I We are aware of the charges for
operatng the said account. Any such sum deaited from my trading account shaaa ae ainding on me us.
2) Option form for issue of DIS Booklet (Voluntary): I We hereay state that I We do not require the Deaivery
Instructon Saip (DIS) for the tme aeing, I We have issued a Digitaa DIS (e-DIS SLIPss) for executng the deaivery
instructons for settaing stock exchange trades [settaement reaated transacton] efected through such Caearing
Memaer. However, the Deaivery Instructon Saip (DIS) aookaet shouad ae issued to me us immediateay on my our
request at any aater date.
I We hereay seaect Opton 1 ☑ Opton 2
3) Request for bill/transaction/holding statement through email.
I We request you to send me us aiaa, transacton and hoading statement of my CDSL Demat account with
DP ID: 12088700 and BO ID:- 00145981 at the foaaowing emaia address:[email protected]
I We fuaay agree and are aware of the foaaowing Terms and Conditons mentoned aeaow.
(a) That I We wiaa not receive the aiaa, transacton and hoading statements in paper form.
(a) That I We wiaa take aaa the necessary steps to ensure confdentaaity and secrecy of the aogin name and password of the
internet emaia account.
(c) That I We am are aware that the aiaa, transacton and hoading statements may ae accessed ay other enttes in case
the confdentaaity secrecy of the aogin name and password is compromised.
(d) That I We in case of aiaa, transacton and hoading statements are sent ay emaia, I We wiaa immediateay inform the
NEXTBILLION TECHNOLOGY PRIVATE LIMITED. Aaout change in an emaia address, if any.
In case, the NextBiaaion Technoaogy Private Limited is not aaae to provide aiaa transacton statement to its Caients ay
emaia or on weasite due to any reason (incauding aounced emaias), NextBiaaion Technoaogy Private Limited wiaa ensure
that the transacton statement is provided to me us in paper form as per the tme scheduae stpuaated in the By-aaws &
Business Ruaes of CDSL.
I We hereay request you to send the statements: Daiay Weekay Fortnightay ☑Monthay
Sign here
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Specimen signature
Sign here
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CONSENT LETTER
I We hereay decaare that I We wish to deaa trade in derivatve segment provided ay you and furnish the foaaowing detaias
I we give my our consent to actve aaove segments once the trading memaer get approvaa for Future and Optons segment
from aaove Exchanges suaject to I We wiaa provide any one of the aeaow mentoned income proof.
I We hereay aaso decaare that I we have read through and understood the Rights & Oaaigatons Terms & Conditons for
IBT for trading in derivatve segment, Risk Discaosure Document Do’s & Don’ts for trading in exchanges Poaicies and
procedures appaicaaae to me us under this reaatonship for trading in derivatve segment.
Sign here
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