Reflecting in and On Action CoLab PDF
Reflecting in and On Action CoLab PDF
Reflecting in and On Action CoLab PDF
Sebastiao Ferreira
Abstract
This article is an introductory description about the way we deploy our cognitive
resources for dealing with practical situations in naturalistic conditions and how we can become
aware of that. It explains how we combine tacit and explicit knowledge for creating mental
models of the objects of our actions and how we use those mental models. It also describes very
briefly two of the most effective methodologies for drawing lessons from experience: the critical
moments reflection methodology and after action review.
Introduction
Throughout the twentieth century we were educated with the idea that when we face a
situation we want to change we define the problem and solve the problem. The assumed process
is (1) we identify the problem; (2) having the problem, we go to our portfolio of theoretical
knowledge and select the theory that better fits with that problem; (3) having identified the
adequate theory, we apply it and its set of methodological tools, for solving the problem. It
sounds logical and clear. However there are evidences that what we do in naturalist situations,
addressing real-world problems, is more complex than that. Frequently the problem is not clear or
controversial and the theory for dealing with that concrete case does not exist or is very limited.
What we do when facing a new problem? Indeed, each time we face a new problem, a
situation that we are not used with, our brain deploys a whole set of cognitive resources we
estimate could be useful for coping with that situation. It can be a combination of six elements:
1
1. The theories we have learned formally (in classroom or reading books) and we belief are
adequate for that kind of problem we are addressing.
2. A set of stories we have listened and a list of similar cases we have known that can be
used as reference, as analogy or as starting point for exploring ideas,
3. A set of beliefs and assumptions we have about the problem, the people, the situation and
the possible solutions
4. Our feelings about the problem and hunches that can orient us on how to approach it,
5. The methods and analytical tools we can use for deepening our understanding of the
problem, and
6. Any information we may have or get, fragmented or organized, we estimate may be
useful in our effort for making sense of the situation we have in hand.
We are aware of some of the theories (we have read in books or learned in classroom).
These theories, we assume frequently, are the core of our thoughts when we are trying to solve a
problem. However, we use all those six elements with different levels of importance and
hierarchy. In some times our formally recognized theories are at the core of our thinking, but
even in those cases, when we apply formal theories we are not aware of the particular way we are
interpreting and applying them, of the set of premises we assume in their application and how we
combine them with our beliefs and with other analytical tools and pieces of information we are
using.
2
Based on that idea Schön developed the concept of Knowing-in-Action. For him
knowing-in-action is the way we deploy our knowledge at the same time we are acting. For
example, when we talk with someone else we decipher the sounds we are listening, into
meaningful words and interpreting those words as messages, we think on the meaning of those
messages and we talk back, using our knowledge of the language syntax and phonetics. Each one
of these operations is highly complex and requires practical training and refined knowledge.
However we do it in our everyday life without much awareness of what we are doing. Frequently
we cannot explain the rules of syntax we are applying in a conversation. We know how to use
them in the moment we are using them.
Our tacit knowledge is embedded in our actions; it does not exist as an independent
object, it exists only as a cognitive component of our action. Most of the knowledge we have is of
that type. Indeed most of the development of our brain, in the last 5 million years, happened
before we had a language enough sophisticated for expressing the knowledge we already had
imbedded in our practice and, despite of living currently in a knowledge society, we don’t know
how to express most of our knowledge using words, drawings and symbols.
Mental Models
The way we combine all these six elements is by creating a model of the situation in our
mind. Some people name that kind of mental artifact a “mental model”. Mental models are
abstract representations of reality that people use to think of and to deal with specific phenomena.
"In interacting with the environment, with others, and with the artifacts of technology, people
form internal, mental models of themselves and the things with which they are interacting. These
models provide predictive and explanatory power for understanding the interaction." (Dedre
Gentner and Albert Stevens, 1983)
3
As we can see, when we open the faucet we are not starting from zero. At the moment we
have grasped the faucet we already have a set of assumptions about the faucet and it can make the
water to flow. For example: we assume that if we turn the faucet counterclockwise its flow will
increase, and if we turn the faucet clockwise the flow of water will decrease. We also assume
that, if we move the faucet by an angle of X1 degrees the flow of water will be of Y1, and if we
move the faucet by an angle of X2 degrees the flow of water will be of Y2. In most cases we do
not put numbers to those variables in our head, however we have a qualitative expectation of
what can happen.
Despite of its simplicity what we have in our mind is a “mental model” about the faucet’s
functioning. In that mental model we have only three variables: one cause, the position of the
faucet, the first effect, the flow of water, and the second effect, the level of water. Senge’s
example of filling a glass of water is valid not only for a mechanical device, like a faucet, but also
for more complex activities, like any intervention in the development of an urban area or
promoting a social change. In these cases we will have mutually interactive variables generating a
complex combination, however the reasoning about the use of mental models would be very
similar.
In most cases we don’t construct a formal structure, however we organize our knowledge
about a situation in a way we can use it for making sense and foresee what could happen as
results of our actions. Senge explains (Senge, 1990):
4
provided, leading to revolutionary theories—quantum mechanics and relativity—of
twentieth-century physics.
People who are studying the cognitive components of our actions (Cognitive Task
Analysis, CTA) found mental models very helpful for understanding how we really model reality
in naturalistic situations and how our learning processes impact our mental models.
As people gain experience, they are able to build richer, more accurate, more
coherent mental models. We see evident that decision makers form mental models in
nearly all domains in which CTA was applied. Weather forecasters, for example, form
rich mental models involving air masses, fronts, and the like in a four-dimensional
imagining. Indeed, meteorologists themselves discovered a need to refer to the notion of
mental models, to distinguish how forecasters understand weather from the computer
models that provide them guidance in composing forecasts. (Beth Crandall, Gary Klein
and Robert Hoffman, 2006)
Analyzing the impact of mental model in the way US farmers learn, Eileen Eckert and
Alexandra Bell found that, “farmers use their mental models to guide them in seeking
information and deciding what feedback and advice to accept, reject, or adapt, as well as how to
act and make decisions.” They found that farmers act in accordance with mental models based on
values, beliefs, and knowledge that were important to them.” And that, “farmers are more likely
to attend to information and ideas that are congruent with their current mental models of
farming, as well as with their current knowledge and skills. When educators consider the mental
models, especially the guiding principles, of the farmers with whom they work, their feedback is
more likely to be accepted and applied.” This is not true only for farmers but for all kind of
professionals.
What are we observing at the same time we are acting? Lets come back to the case of the
faucet of Senge. We are putting our attention on the faucet position (the direct object of our
action), the water flow (the first effect of our action) and the current water level in the glass (the
second effect accumulated of our action). We are focused in adjusting the flow of water to the
pace of filling of the glass and to the level of water in it. Looking at the faucet, the water and the
glass, our mind is dedicated to what is happening in that external world and, frequently, our
mental model stays out of our sight, and out of our field of observation and analysis.
5
We tend to take for granted the functioning
of the faucet (the causal relation between our
actions and their chain of effects). What if the
relation “faucet position—flow of water” surprise
us? What if the flow of water is faster or slower
than we were expecting? In this case we think
again about the faucet and change our mental
model respect to the functioning of that particular
faucet. At the moment we get to manage the flow
of water the way we wish, we stop to think on the
faucet. During this process we barely became
aware that we had a mental model of that faucet 2 1
and that a few minutes ago we were forced to
adjust that model. The faucet was the object of our There are two realities:
thoughts not our mental model. The uncovering of (1) What we are looking at, and
(2) Our Mental Model
our mental models is a skill, indeed a meta-skill,
which we develop through time. It is a kind of second level learning, a more abstract way of
learning.
Reflection about our experience is one of the most recognized ways of visualizing our
mental models, the rationale behind our actions. But, before to start with reflection, let’s take a
look on another key element of professional experience: the design process.
Design
Based on his experience of consultancy and research in MIT, Donald Schön, developed
the conception of designing as a conversation with the situation.
Herbert Simon and others have suggested that all occupations engaged in
converting actual to preferred situations are concerned with design. Increasingly there has
been a tendency to think of policies, institutions, and behavior itself, as object of design.
…
A designer makes things. Sometimes he makes the final product; more often, he
makes a representation—a plan, program, or image—of an artifact to be constructed by
others. … Typically, his making process is complex. … Because of this complexity, the
designer’s moves tend, happily or unhappily, to produce consequences other then
intended. When this happens, the designer may take account of the unintended changes he
has made in the situation by forming new appreciations and understandings and by
making new moves. He shapes the situation in accordance with his initial appreciation of
it, the situation “talks back”, and he responds to the situation’s back-talk [feedback].
In a good process of design, this conversation with the situation is reflective. In
answer to the situation’s back-talk, the designer reflects-in-action on the construction of
the problem, the strategies of action, or the model of the phenomena, which has been
implicit in his moves.
6
Schön explains that each move of the designer “is a local experiment which contributes to
the global experiment of reframing the problem”, that at the same time the designer acts he is
reframing the way he understand of the problem. If the new way of framing the problem is
effective for developing the solution, the designer goes forward in that route. If it fails he step
back and look for other kind of approach.
Schön very well explains the “conversation with the situation”, taking the situation as
physical reality, however we need also put attention to the conversation with the social reality,
with the diverse stakeholders of the problem. It happens that a problem can be perceived and
delimited very differently, depending of whom is considered as part of it. It is very frequent that
the professionals who are looking for solutions to a problem are very aware of its technical
dimensions and implications, but not necessarily are so aware of how different actors perceive
differently the same problem, and how the possible solutions will affect them differently.
For example: in most urban centers of Brazil, the way the transit works is basically
adequate for the passengers, particularly for middle class passengers, but the prices are so high
that poor people cannot afford to buy the tickets. There are nice and safe busses, with trustable
schedules, but poor people cannot use them. One consequence of that is the worsening of social
and economic segregation of poor people into slums or marginal areas. In Peru, instead, the
transit in urban centers is literally chaotic, annoying for everyone, but particularly for middle
class passengers. However the prices of urban transportation in Peru are one third or less of the
prices in Brazil, enabling poor people to carry out economic activities that require displacement
to other areas of the city, increasing the level of social mobility. So different stakeholders may
perceive very differently the same situation.
When working on real world problems we need to be aware of the whole set of
stakeholders: who they are, what interests they have, how they perceive the problem and how the
problem and the solution may affect each one of them. Having clarity about that we can
understand the work of designing as a “ reflective conversation with the situation” both at the
technical and at the social levels. With this extended approach we can include the diverse
perspectives of whole variety of the people related to the problem. This diversity of perspectives
is a requirement for being able to solve adequately complex problems. Solving complex problems
require the combination of multiple perspectives.
Reflection
7
Donald Schön refers to reflect-in-action when explaining how the professional does an
action (makes a move) and that action (that move) generates an effect in the situation, and this
effect is a feedback for the professional to reaffirm, modify or reframe his approach and continue
his “conversation with the situation” through a new move. If the professional acts this way, what
is happening is indeed a double change: external and internal. At the same time the professional
is changing the situation he is changing his ideas. By the end of the process the professional have
invented or discovered new ways of thinking about that kind of situation. He has new mental
model for the situation and a whole set of new opinions about phenomena that manifested in the
course of his action. His cognitive capacities have evolved.
Reflect-on-action, the reflection we can do once the action has finished, is an activity of
reconstruction of an experience, based on what we can remember about it. It is an effort of
stepping back into the experience, exploring our memory, retrieving what we remember for
expressing and organizing those fragmented elements with the purpose of understanding what has
happened and draw lessons from the experience.
Gillie Bolton (2005) states that, “The reflective practice is a process of learning and
developing through examining our own practice, and opening this to wider scrutiny by others
and studying texts from other spheres.” The author believes we store knowledge in stories and
moments, in those fragments we can retrieve from our memory, and by reviewing them we can
discover elements we were not able to see in the course of the action.
Donald Schön named Reflective Practitioners to the professionals who have developed
their capacity of reflecting-in-action and reflecting-on-action, of being aware of the conversation
they are having with the situations when they are trying to make a change, the capacity of seeing
the external (physical and social) reality and his internal cognitive reality.
There are many methodologies for reflecting and drawing lessons from the
experience, but two of the most recognized are: After Action Reflection, AAR, developed
by US Army, and Critical Moments Reflection Methodology, CMRM, developed in MIT.
Lets put our attention first to the last one.
The Critical Moments reflection methodology was developed by Ceasar McDowell and
applied to a diversity of cases with high level of effectiveness. The method consists (1) of
formulating an Inquiry Question we want to answer with our reflection, (2) of identifying the
Critical Moments perceived by the people involved in the experience, (3) of constructing a
timeline with those Critical moments, (4a) of analyzing and/or (4b) telling stories about the
8
timeline and those Critical Moments more relevant for the inquiry question, and (5) making
conclusions.
The use of Critical Moments for retrieving an experience has a cognitive base. Human
memory organizes their records around those moments that were lived more intensely. Around
those moments there is a great quantity of facts and images clearly recorded and accessible,
without much effort of remembering. Some times, if life is threatened, the brain records the facts
like a movie in slow motion condensing a great quantity of facts in a few seconds of the
experience. People who have suffered accidents or have faced extreme situations can describe
the evolution of the facts as if they had endured a much larger time than they indeed did.
To retrieve information about the past in the areas around those Critical Moments is
highly effective. People are able to remember those Critical Moments and many other events that
are related with them. To organize the search of information around the Critical Moments is also
effective for avoiding getting lost in the midst of myriads of irrelevant details about the
experience.
Emotions also play a role in the retrieving of the experience. As people remember their
Critical Moments, the emotions that are associated with those Critical Moments also come up in
the mind, and those emotions make easier to remember the facts related, in some way, with the
Critical Moments.
9
The discourse and the Experience
The discourse about the experience does not always fit the experience itself. The
discourse is a smoothed version of the experience. In most cases the discourse about practice
generalizes partial aspects of that practice and loses many elements of its complexity.
Frequently there are many areas of conflict between the discourse and the practical
experience. In those cases the discourse may make invisibles those areas, avoiding treat them.
The areas of conflict disappear from the discourse. And once they are hidden it is very difficult
to treat them publicly.
Most of the
times the discourses The logic of the discourse and the logic of the experience
about the experiences Discourse about
are greatly influenced the Experience
by the requirement of
other actors with
whom the organization
needs to negotiate for The Experience
surviving. The problem
is that, frequently, the
official discourse Areas of conflict between the
works as a paint that discourse and the experience
covers the nuances of
the experience. A good way for a group to learn is to forget the discourse for a while and to step
back through the experience for facing the issues of experience more directly, for focusing their
intelligence in deciphering the issues of practice.
The person who is facilitating the reflection makes the first question and listen the
answer. If that answer is clearly stated he identifies the main factor of the answer and makes the
second question focused in that factor asking for its causes. Once this factor is clear it is object of
another question “why”. The sequence may goes on until the facilitator and the storytellers feel
10
that they have reached the explanation they were looking for, or the level of understanding that
they are capable of reaching that moment.
It may happen that the causes are multiple. In those cases the facilitator should manage
the level of complexity of the chain for maintaining the level of comprehension of the group. For
deepening the analysis without making it too complex the facilitator should focus on the main
factors, selecting one or two at each level of causes. The purpose of these questions is to go
through a chain of analysis in a flexible way; it is to sustain an analytical conversation. The
purpose is to create a dynamic of reflection where the participants achieve to improve their
understanding of their experience.
Once these causal issues are better understood they will require, and drive, a new
explanation for that experience. The dialogue between the discourse and the logic found in the
facts of the experience will make possible to achieve a new understanding of the experience and
to renew the discourse. At large this dialogue will make the discourse much more consistent and
fine-tuned with the experience.
After Action review was introduced in the US Army in the 70s with the purpose of
capturing lessons from the simulated battles. However it was after the Gulf War that the AARs
became spread widely. David Garvin (2000) explained that:
11
The process maybe formal or informal, may involve large or small groups, and
may last for minutes, hours, or days. But discussion always revolves around the same four
questions:
The first question has the intension of establishing the main purpose of the action, how
the group understood their success, how clear and shared was that purpose. The intension of the
second question is to establish the facts, to know what really happened during the action. It may
require having more than one source of information for solving possible disagreements between
different versions of the facts. These two questions are the base for the other two. Agreement
about the objective of the action and the facts is prerequisite for avoiding endless discussions.
The third question is interpretative, is an analysis of the actions, the conditions and the behaviors
of all actors involved in the action and its stage. It may be simple or highly complex, it may be
easy to go through or highly challenging for the participants. The fourth and last question has a
strong dependency of the third one. The interpretation of the causal relation among the facts is
decisive for designing what should be done next.
Despite of its simplicity it requires immediacy with the action, an environment of trust,
horizontality, openness, candor, availability of objective data, and a safe space for accepting
mistakes, and also a trained facilitator who are responsible of maintaining the quality of the
relation among the participants, and the adequate mood in the group of participants. AAR needs
to be institutionalized as a routine in the work for showing its whole potential. AAR is a great
tool for learning at tactical level, when the performance of the group depends mostly of
themselves. If the strategy of the whole unity or of the organization is wrong, it can be very
difficult for the group to go through the questions 3 and 4.
Conclusions
Each time we perform an action we deploy our cognitive resources for controlling the
situation we are acting on. These resources are organized around a mental model, an abstraction
we construct for dealing with the object of our action. The quality of that mental model is
decisive for the effectiveness of our actions. The emerging field of cognitive task analysis is
dedicated to understand how we reflect-in-action.
There are two ways of reflecting about ant experience: reflect-in-action and reflect-on-
action. Reflect-in-action is the sequence of thoughts we do at the same time we are performing an
action. Reflect-on-action is the process of reconstruction of the action, once it has concluded, for
drawing lessons form the experience.
12
For reflecting-on-action there is a diversity of methods. Two of the most effective
methods are: critical moments reflection methodology (CMRM), and after action review (AAR).
The CMRM is better for experiences that lasted many days, weeks, months or years. Its main
premise is that memory is more reliable around critical moments. The AAR is better for short
experiences, of hours or a few days. It is a method of analysis of the experience based on fresh
memory.
Donald Schön named the habit of reflecting in and on practice as “Reflective Practice”
almost 30 years ago, however the interest for this subject is still growing currently. The main
reason for that is that it influences the effectiveness and productiveness of professional work
when facing complex problems.
References:
Bolton, Gillie. 2005. Reflective Practice: Writing and Professional Development, Sage
Publications Ltd.
Eckert, Eileen and Bell, Alexandra. 2005. “Invisible Force: Farmers' Mental Models and How
They Influence Learning and Actions”. Extension Journal, Inc. Volume 43 Number 3, Article
Number 3FEA2
Garvin, David. 2000. “Learning In Action, A Guide to Putting the Learning Organization to
Work” (Boston: Harvard Business School Press, 2000), 106-116
Gentner, Dedre and Stevens, Albert. 1983. Mental Models
Klein, Gary. 1999 “Sources of Power: How People Make Decisions”
Kurzt, Andrew. 2004. “Mental Models - A Theory Critique”
Senge, Peter. 1990. The Fifth Discipline.
Schön, Donald. 1983 The Reflective Practitioner, Basic Books Inc.
13