Of Electron Interactions. Interactions : Collective Description Magnetic
Of Electron Interactions. Interactions : Collective Description Magnetic
Of Electron Interactions. Interactions : Collective Description Magnetic
A new approach to the treatment of the interactions in a collection of electrons is developed, which we
eall the collective description. The collective description is based on the organized behavior produced by
the interactions in an electron gas of high density; this organized behavior results in oscillations of the
"
system as a whole, the so-called "plasma oscillations. The collective description, in contrast to the usual
individual particle description, describes in a natural way the long-range correlations in electron positions
brought about by their mutual interaction. In this paper we con6ne our attention to the magnetic inter-
actions between the electrons; the coulomb interactions will be discussed in a subsequent paper.
The transition from the usual single-particle description to the collective description of the electron
motion in terms of organized oscillations is obtained by a suitable canonical transformation. The complete
hamiltonian for a collection of charges interacting with the transverse electromagnetic Geld is re-expressed
as a sum of three terms. One involves the collective 6eld coordinates and expresses the degree of excitation
of organized oscillations. The others represent the kinetic energy of the electrons and the residual particle
interaction, which is not describable in terms of the organized oscillations, and corresponds to a screened
interparticle force of short range.
Both a classical and a quantum-mechanical treatment are given, and the criteria for the validity of the
collective description are discussed.
I. INTRODUCTION "
lations, represent the effects of the long-range correla-
KCAUSK of the long range of the coulomb force, tion of electron positions brought about by coulomb
the interactions in a collection of electrons involve interactions. A description in terms of these organized
many particles simultaneously. However, the usual oscillations therefore provides a natural way of treating
description of these electron interactions is based on a the long-range electron interactions, and leads to greater
free-particle approximation. In a metal, for instance, insight into the dynamical behavior of the electron gas
the motion of a given electron is assumed. to be inde- than is afforded by the free-particle approximation.
pendent of the motion of all the other electrons in 6rst Thus, it may be expected that such a collective descrip-
approximation. The effect of the other electrons on this tion will make possible a better understanding of the
electron is then represented by a smeared-out potential, interactions between the electrons in a metal.
which can be determined by using the self-consistent In a treatment of these organized oscillations, ' one
6eld methods of Hartree and Fock. This means that considers a particular fourier component of the average
the effects of the correlations in the positions of the field, proportional to
expLi(k x —
electrons brought about by the long range of the
coulomb force are almost entirely neglected; we can
(ut)].
therefore expect that in any problem in which the For small amplitudes (which are of interest to us here),
electron-electron interactions are important, as, for the linear approximation is valid, and an arbitrary 6eld
example, the calculation of the cohesive energy or the can therefore be expanded as a sum of such trigono-
electronic contribution to the specific heats at low metric terms. In response to this oscillating field, each
temperatures, the free-particle model may not be electron undergoes a small corresponding trigonemetric
adequate. In order to obtain a better mathematical change in its velocity and in its contribution to the
treatment of this problem, we have adopted a new mean charge density. Owing to the long range of the
approach based on a collective description of the coulomb force, the mean 6eld at each point can become
motion. This collective description is most appropriate quite large as a result of the cumulative effects of small
for systems of high particle density. contributions arising from each particle. The condition
It is weH known that an electron gas of high density' for sustained oscillations is that the 6eld arising from
waves.
~
"
can undergo organized oscillations resemblmg sound
These oscillations, the so-called "plasma oscil-
the response of the particles must be consistent with
the field producing this response. This requirement leads
to a dispersion relation connecting co and k. For longi-
Submitted in part by David Pines to Princeton University in
partial ful6llment of the requirements for the degree of Doctor of tudinal waves the approximate dispersion relation, good
Philosophy. for Iong wavelengths, is'
t Now at Randal Morgan Laboratory of Physics, University of
Pennsylvania, Phjladelphia, Pennsylvania.
' The electron gas must be neutra~ by an approximately res = (4wtsse'/ra)+ 3k'aT/m, 0)
equal density of positive charge. In practice the positive charge
can usually be regarded as immobile relative to the electrons, and where no is the electron density, T the temperature, and
for the most applications can also be regarded as smeared out x is Boltzmann's constant. For infinite wavelength,
uniformly throughout the system.
' L. Tonks and I. Langmuir, Phys. Rev. 33, 195 (1929). (1949); Paper A discusses the origin of mediumlike behavior;
~ D. Sohm and E. P.
.
Gross, Phys. Rev. 75, 1851 and 1864 Paper B deals with the excitation and damping of osciHations.
625
D. BOHM AND D. PINES
this reduces to the well-known plasma frequency, In order to obtain a collective description of the
= 41ISp's /iit electrons in a metal we must use a quantum-mechanical
Cd&
treatment, since the electron gas is highly degenerate.
There are, however, certain limitations on the col- Previous treatments of the organized oscillations of an
lective description of the electron gas in terms of electron gas have been comparatively unsystematic in
organized longitudinal oscillations which arise from the that hamiltonian methods were not employed, so that
fact that these oscillations cannot be sustained for the results were not extensible to quantum theory. In
wavelengths shorter than a critical distance known as our treatment of the collective description hamiltonian
the Debye length, methods will be employed throughout.
Let us consider the hamiltonian for a collection of
Xn = (cc T/4tcn pe') & V/—
cd p (2) charges interacting with the electromagnetic 6eld, the
This length is of the order of the distance traveled particles and the Geld being described by appropriate
during the period of an oscillation by a particle moving canonical coordinates. This hamiltonian may be repre-
with the mean thermal speed, V, and thus might sented schematically as
reasonably be expected to constitute a limitation on
organized oscillation. It may be shown, furthermore,
+D +pert++inter++field
tha, t whenever there is a static field in the electron gas, where Hp„& represents the kinetic energy of the elec-
either externally imposed or arising from a lack of trons, H;„~„represents the interaction between the
charge neutrality, the electrons redistribute themselves electrons and the electromagnetic field, and Hf;, M
in such a way as to screen out the 6eld within a distance represents the energy contained in the electromagnetic
of the order of a Debye length. ' field.
Screening and organized oscillation are different but Our program is to find a canonical transformation to
related manifestations of the collective behavior of the a new set of variables which will provide a collective
electron gas, brought about by cumulative responses of description of the system leading to results classically
the particles to the average force; and the Debye length equivalent to those obtained in the noncanonical
determines the smallest distance for which this collective treatment. Thus, we shall require that the new field
behavior is significant. Thus, one electively obtains a variables oscillate independently of the new particle
separation between the long-range part of the force, variables with the characteristic frequency of organized
which is best described collectively, and the short-range oscillation. When we do this we 6nd that the hamil-
part, which is best described in terms of the coordinates tonian in the collective description can be represented
of the individual particles. The higher the density, the schematically as
shorter the. distances at which the collective description
applies, and the more useful this description becomes. pert+&sec+&pert intr (4)
For a metal, the Debye length is of the order of 10 ' where H&op & corresponds to the kinetic energy in
cm; and therefore, the collective description is applicable these new coordinates and H„, is a sum of harmonic
practically down to interparticle distances. oscillator terms with frequencies given by the dispersion
Organized transverse oscillations of an electron gas
relation for organized oscillations. Hp„~, „~ then corre-
are also possible. These oscillations are electromagnetic
sponds to a screened force between particles, which is
waves strongly modi6ed by the fields arising from the
large only for distances shorter than the appropriate
collective particle response. Such oscillations are ob-
minimum distance associated with organized oscilla-
tained in the transmission of radio waves through a
tions. Thus, we obtain explicitly in hamiltonian form
highly ionized medium, such as the heaviside layer.
the e6'ective separation between long range collective
The organized transverse oscillations can be given a
interactions, described here in terms of organized
treatment similar to that of the longitudinal oscilla-
oscillations, and the short-range interactions between
tions. ~' The dispersion relation for these waves is
individual particles. e
Cd~Cd p'+ C'k'. In our treatment, certain approximations must be
made, which are discussed in detail in Sec. II, in
The minimum wavelength for which the collective connection with the collective approximation. These
behavior is important is, in this case, approximations reQect the fact that while the effect of
the average 6eld on an individual particle is small,
these cumulative small contributions from each particle
This distance is clearly much longer than the Debye 6 In the case of longitudinal oscillations, this model for electron
length. interactions provides a physical basis for the hitherto empirical
use of a screened coulomb force to represent correlation effects.
4P. Debye and E. Huckel, Physik Z. 24, 185 (1923). This Furthermore, it predicts a screening radius which produces
phenomenon was Grst studied in connection with highly ionized agreement with the experimental results for both the electronic
electrolytes. contribution to the speci6c heat of a metal, and the width of the
~ For a treatment
along the lines of Bohm and Gross, reference tail of the soft x-ray emission curve for sodium. D. Bohm and
3, see D. Pines, PhD. thesis, Princeton University (1950). D. Pines, Phys~ Rev. 80, 903 {1950).
MAGNETIC I NTERACTIONS 627
to the average Geld may produce a large change in Then, following the usual treatments, ' it can be shown
these 6elds relative to what they wouM be in a medium that our hamiltonian (5) becomes:
of low charge density. Thus, perturbation theory is
applied to the solution for the motion of each particle H =g(pP/2m)+g(4s e'/L') &[(p; ei, „)/m jql, „exp(ik x;)
in the average 6eld of all the others, but cannot be
applied in similar fashion for the solution of the field + P (2we'/mL')qi, „q(.eI.„s(.exp[i(k+1) x;j
equations of motion. On the other hand, because of the
high density of particles, we may assume that only the + 2+(p-l„p pl, +c'k'qg„q p„). (8)
response of a particle which is in phase with the field
producing it will be important and that other responses Here pq„ is the canonical conjugate to qq„, and we also
which depend on the position of the particle can be have
neglected. p"=(p ~»)*.
We confine our attention in this paper to the collec-
We 6nd it convenient, for reasons which will become
tive description of the interactions between electrons
clear later, to split up the term
brought about through the medium of the transverse
electromagnetic 6eld. These magnetic interactions are
weaker than the corresponding coulomb interactions
(2xc2/mL') P qq„q~„eq„e~„exp[i(k+1) x;j
by a factor of approximately s'/c' and, consequently, are —
in those terms for which 1= k and 14 k. When this —
not usually of great physical interest. However, the
is done, our hamiltonian corresponds to the schematic
canonical treatment of the transverse 6eld is more
hamiltonian of the previous section, with
straightforward mathematically than that of the longi-
tudinal 6eld; and since we would like to illustrate —
H p.„PpP/2m—, (10a)
clearly the techniques and approximations involved in
our methods, we therefore investigate 6rst the role of the
H;„t,„=g(4xe /m2L')&(p, 'sl, „)qz„exp(ik x;)
organized transverse oscillations in a description of
electron interactions. In Sec. II, we give a classical
treatment and discuss in detail the collective approxi-
P(2xe/mL') P
kbixv
q&„q&„s&„s&„
mation and the effective residual interparticle force. lW —k
In Sec. III we give the analogous quantum-mechanical )&exp[i(k+l) x~j, (10b)
treatment of the collective description. The longitudinal
oscillations wiB be treated in a subsequent paper. +~4~~ 2E[p~PP ~F+ (c k ++% )q~Pq (10c)
II. THE CLASSICAL CANONICAL TRANSFORMATION We will now show that a canonical transformation to
TO THE COLLECTIVE DESCRIPTION the new coordinates (X;, P;; Q~, IIL), which is generated
(A) Generating Function for the Transformation by S(x;, P;;qq, II~) as given below, constitutes the
desired transformation to the collective description.
The hamiltonian for a collection of charges interacting This generating function is
with a transverse electromagnetic field may be written
S(x;, P;; qg, Iig) = Qx; P;+Pqg„lip„
H= g [y;+e A(x;)/cg'/2m
+F(x;, P;; qp, Ii),), (11)
+ ([E'(x)+8'(x)g/Sx)dx. (5) where
—(4 ~/ 'L')'ZI(»' .)(k P,)/ arising from this. This procedure we call the random phase
approximation. "
(4) We shall assume the smallness of (k. v)/~. In our case,
~/k~~, so that the smallness of gr v)/co follows from the smallness
m[aP —(k P~/m)z]I exp(ik x, ), (15) of o/c. For longitudinal oscillations, however, we can have small
(k v)/co only for wavelengths appreciably longer than the Debye
Q»=aS/aII z„=q»(1+&») —(4zre'/mzLz)& length, XD. This follows because Xz is essentially f /ao, where P
is a suitable mean speed. Thus, the collective description is
X+I(P"ez )/[oP —(k P./m)']I exp(zk x.). (16) applicable only for long enough wavelengths. This result agrees
with the general conclusion cited previously that both statically
and dynamically a dense ion gas exhibits organized behavior only
%'e see that there is a rather complicated interrelation- for wavelengths longer than X~ or 'Ag.
ship between the old and the new coordinates defined The collective approximation is similar to a complete
by these equations. %e will not be able to solve these perturbation theory treatment in that perturbation
equations exactly to obtain the oM coordinates in terms theory is applied to the particle motion. The diBerence
of the new coordinates or vice versa. Ke could obtain between the two approaches lies in the assumptions
approximate expressions for the old coordinates in made regarding the Gelds produced by the particles.
terms of the new, and then determine what form the For instance, in Eqs. (15), and (16) we see that the
hamiltonian will take in terms of the new variables. old and new field coordinates and momenta di8er by a
However, we feel that the nature of the collective series of terms summed over all particle coordinates. A
approximation will be revealed more clearly by a some- complete perturbation theoretical treatment would
what di8erent procedure. Ke will substitute the
require that this sum be small, but we do not make this
"mixed" expressions for p;, p», and q» [(13), (15), and assumption here. Instead we note that the small
(16)], into our old hamiltonian and thus obtain a modifications of the net Geld arising from each particle
hamiltonian in terms of both old and new coordinates. may add up to a large change of the average field.
However, this hamiltonian can be simpli6ed consider- The principal advantage of the collective approxima-
ably with the aid of the collective approximation, and tion is that it does not require a small cumulative
after achieving this simpli6cation, we then express the
response to the fields. Thus, in this approximation we
hamiltonian entirely in terms of the new variables.
shall retain terms in the hamiltonian proportional to
B. Nature of the Collective Approximation the square of the vector potential, whereas in a pertur-
bation treatment these would be discarded, since they
The approximations we find it necessary to make, in are formally of second order in the perturbing potential.
order to apply the collective description to the electron. As we shall see, in the case of high particle density,
gas, have been grouped by us under the general heading these can bring about a signi6cant modification in the
of the collective approximation. The collective approxi- behavior of the electromagnetic field.
mation involves the following requirements:
(1) The short-range electron-ion and electron-electron collisions NThis damping is discussed in detail in Bohm and Gross,
are neglected. This assumes that we are dealing with an electron reference 3.
MAGNET IC I NTERACTIONS
C. Results of the Tranaformation; the Hamiltonian follows:
for the Collective Description Hi;. ia=E{(IIa,+8F/8q», )(II ~, +8F/8q ~,)
Let us now see what eGect the transformation has on
the various terms in our hamiltonian. Using Eq. (13) +ie'[Qi, „Q i, (8F/8II, „)
„2q»„—
we have —(8F/81ii, „)(8F/8II k„)]}
—PF;2/2m+ (4~e'/m'L') &P [(I P,)/m] +-', Q(c'k'+co„' —
H». „— co') qi„q
kis
g„. (20)
27( 8 (P; a&, )(P,"aq„)l k[(l P;/m)(k P;/m)qigi, „Iiq„iii„+— 2i(k P;/m)q~„II i„]
F13 iklpv— —
m'[ce' (k P,/m)'][aP — (I.P,/m)']
k~ l
(P,"ek„)'P ~k P;~
'
qkpq kg+ —II kg II kp—
mL' kk' m'[aP —(k P,/m)']
+~+ f(ekk&+co, ' —~k)qk„q 'E(ilk„il k„+w'Qk„Q k„). (24)
k„+2)k„(IIk„rI k„—~'qk„q k„)}+-,
xZ,
[cd' P;/m)']' H &"p„c —QP, k/2m, (32a)
but, if we take
't' This difFers from the dispersion relation quoted by Langmuir
ca'= c'Ic + '+ (4m e'/mL')
co in the terms of order o'/c2 which he neglected. It may be shown,
using methods similar to those of Langmuir, that the above
}(P," ek„/m)'P[aP+(k P;/m)']} dispersion relation is obtained when these terms are not neglected
— see D. Pines, reference 5.
(») "The term in Eq. (14) involving 8&/8I'; leads to quadratic
[co' —(k P;/m)']' field terms multiplied by phase factors which do not vanish.
According to the general properties of the collective approximation
then this term vanishes. This choice of aP is just the this term can be neglected.
MAGNETIC I NTERACTIONS 63i
+ose = gpff kyle-kg+ & QkyQ —key (32b) the interaction is greatly reduced for small values of k,
kp, or to put it another way, screened out for sufFiciently
e,.„;„,= ~e'/m'L')
(2— large interparticle distances. To see this in more detail,
let us evaluate Hp„t;„t in terms of the interparticle
(P; e)„)(P"eg )[co' —(k P~/m)(k P;/m)] distances. First, we carry out the sum over polarization
X directions, obtaining
[g' —(k P;/m)'j[oP —(k P;/m)'j
Xexp[ik (X,—X,) j. (32c) Hpart int
We see that the new field and particle variables no
longer interact. The new field coordinates carry out Xexp[ik (X;—X;)g. (36)
oscillations of frequency or given by the transverse field
dispersion relation, Eq. (27), and thus correctly describe For simplicity we consider only the first term in Hp
the organized transverse oscillations. The new particle and we neglect (k P,/m)' in the denominator, since it
coordinates act like those of a free particle, to the extent will always be order v'/c' smaller than c'k'. We replace
that we are able to neglect H peart &nt which represents the sum over k by an integral, multiplying by the
an effective residual particle interaction. density in k space, (L/2s)'. We thus have:
terms represented in (32c), neglecting those terms of This leads to a screened Biot-Savart law of interaction
order e4/c4 as compared with the coulomb term. The between the particles, with the interaction being
lowest order terms may be written: screened out at distances c/cv„. For a metal, where
3 X 10 ' cm.
e„„;„~—(2~e'/m'L') sp 10 ', this screening distance is
.
H, s„, ——(2x e'/m2L')
g
+aA, „*exp( „(39).
ik x) jei,—
These are connected with PI, „and q~„by the following
(P; ea, )(P;. ea, ) relations:
(X,—X,)j.
'i~~ c'k' —(k P,/m)'
exp[ik
ak„(exp(—
—iS/h) }Ak„(exp(iS/h) }. (44b)
X(ag„+a „*)exp(ik x,)+(2ire'/mL')
g„.
H. —p(p..
g /2m),
The desired canonical transformation to the "col-
lective" representation is then defined by the following
generating function
—(e/m)p(2xh/cvL')&(ak„+a
H;„g„— k„')(p, ek„)' S= —(ei/m)g(2grh/kgL') ~
Xexp(ik x;)+(4ire'/mL') p
klpcvi
lW —k
(h/2cd)(ek„«, )
X ([(P; sg.)Ag, /(cd —(1 P,/m)+hP/2m)] exp(il X, ).
—[exp( —zl X;)][Ag,*P,"eg„]/
X(ak„+a k„*)(ag,+a g„*) exp[i(k+1) xg], (42b)
Hgiegd= kphca(akggakk +akgg akk) (co —(1 P,/m)+ hP/2m) }. (45)
» ikey
exp(ik. x;) =exp(ik X;) —(i/h)[S, exp(ik X,)]+ H;„~, which we denote by
y, {P;. ac„A c,[I/(ce —(I P,/m)+ AP/2m') X(P; ea„) exp(ik X;). (53)
—1/(ce —(I P;/m)+ —hl k/m)]
(AP/2m) Thus, there are no interaction terms of this order (in
s/e) in the new hamiltonian. The vanishing of the
yexp[i(k+I) Xc]+[exp[i(k —I) X;]] linear 6eld terms in this order is one of the desired
y P; rc„A c.'[1/((u —(I P;/m)+ (AP/2m) properties of the hamiltonian appropriate for the
collective description.
—hl k/m) —1/(ce —(I P,/m)+AP/2m)] When we consider the terms arising from the second-
in P», c and -', Pa„Ace(aa„ca»*
+hk ec,[(exp(ik X;))(Ac„/(ce —(I P,/m) order commutators
+ca»aa»), we see that they will yield just minus
+AP/2m)) exp(il X,)) —(exp( — il X,)) one-half the terms given by the 6rst-order commutator
arising from 3'.~; ~„, and that all of the terms arising
X(Ac„a/(ce —(I P,/m. )+AP/2m)) from the higher order commutators in these two terms
X(exp( —ik X;))]}, (48) will bear a similar simple arithmetical relationship to
the terms in the next-lower order commutator in
cc» —
— (i/h)
Aa„— [S, A a„]+ K; „.
t, The 6rst-order commutator of 5 and 3'. ;„t, is: „
= A a„—(e/mh)Q(2s h/cdL') &[exp( —ik X;)]
—(i/h) [S, K';~c„]= —(ei/mh)Q(2s h/ Lce') &
X[(P;.s,)/( —(k P'/m)+Aha/2 )] (49) X {[S,(I'; „)](A „+A „*)(e p('k X,))
This is our quantum-mechanical dispersion relation for In conclusion, we should like to point out that we
the organized transverse oscillations. It is almost have verified, both classically and quantum-mechani-
identical with the analogous classical dispersion relation cally, our qualitative picture of the role of organized
(27), and reduces to the latter as h 4. — transverse oscillations in electron interactions. We have
When we combine all of the terms we have considered seen that, by a suitable canonical transformation to the
thus far, and assume that the frequency of the organized collective variables, we can show that the effects of
oscillations is specified by (57), we obtain magnetic interaction are divided naturally into the two
components discussed earlier:
'Qh(o(A a„A a„*+Aa„*Aa„)
3C= Q(P, 2/2m)+ —,
{1) The long-range part, {)&c/co„). This is responsible for the
long-range organized behavior of the electrons, leading to modified
2%8 (P; ea„)(P,"ea„) transverse Geld oscillations. We may interpret these interactions
as being redescribed in terms of the coordinates of the modified
m'L' '~a~ aP —[(k P m/) +h'k/m2]2 transverse oscillations.
(2) The short-range part, (X&c/~~), given by Hp„t; t, which
Xexp[ik (X;—X;)], (58) does not contribute to the organized behavior, and represents the
residual particle-interaction after the organized behavior of the
where we have used Kqs. (55a), (55b), (56), and (57), system has been taken into account.
and taken one-half of the sum of the terms in (55a) and
(55b). This is just our desired hamiltonian for the Furthermore, in those regions in which organized
collective description. It reduces to the classical hamil- behavior is unimportant (i.e., X(c/co~), the new hamil-
tonian (31) as h — ao. H~„&;« is here given by tonian reduces to the appropriate particle hamiltonian,
in which the electrons interact according to the Biot-
27( 8 (P; sa, )(P; sa, ) Savart law, and the transverse 6elds oscillate with
Hpsrt int frequency co=ck. For, as we have seen, Hp t ' t de-
maLa '~'a~ u)a [(k P;/m)—+hk'/2m]a
scribes the Biot-Savart law for short wavelengths, and
X exp[i(k (X; X;)].. 9)
(5— in this limit our dispersion relation becomes co'= c'k'.