Becoming An Advanced Beginner
Becoming An Advanced Beginner
Becoming An Advanced Beginner
By Stephen Parker Psy.D. Licensed Psychologist, Northland Therapy Center, Saint Paul,
MN, U.S.A.
Experienced Registered Yoga Teacher (500 hour level), Yoga Alliance, U.S.A.
A paper for the International Conference on Yoga and Ayurveda, Sulislaw Palace, Poland,
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Abstract: There is a misconception in much of the yoga world that advancement in yoga
comes primarily through mastering complex advanced techniques and kriyas. As a result,
many practitioners create obstacles to their progress through their pursuit of strenuous
effort in their practices. Nowhere is this misconception more acute than in the
interpretation of Yoga Sutras I.34 and II.47 dealing respectively with breath and asana.
This presentation will examine the neurophysiological reasons behind this approach to
practice and illustrate with examples from a range of practices. The operative principle
from a yogic perspective is that wherever there is tension, prāṇa will not flow. This
approach opens the door to the experience of subtlety and allows the advanced practices
to occur spontaneously.
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1. Introduction
There is popular conception among modern yoga practitioners that one progresses
in yoga through the mastery of advanced practices, more and more complex postures,
breathing exercises and kriyas, and more and more esoteric meditation techniques. These
assume the need to make an effort in one’s practice in a way that often actually creates
refinement of fundamental practices of awareness and relaxation where one allows the
interpretation of Patañjali’s sūtras on āsana, II. 46-47. Sūtra 46 is the well known
description of āsana practice, sthira-sukham āsanam, “the āsana [should be] steady and
confortable.” Vyāsa’s commentary is simple, listing ten postures and then stating that
comfort, and as it may be easeful” (Bhāratī, 2001, p. 568).1 (p. 568) In other words, though it
may require some effort to assume a posture, once in the posture one should make it
balanced, steady and comfortable. This is as far as most āsana practice goes. In many
yoga studios today, particularly in the United States, students do not reach even this
degree of relaxation. I once observed a student teaching a “vinyāsa flow” sequence where
“[The posture is perfected, made steady and comfortable] through relaxing the effort and
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coalescence [of awareness] with the endless.” 1 (p. 576) Here Vyāsa is more cryptic: “Ensues
is implied. By desisting from effort the posture is perfected, whereby it does not cause
shaking of the limbs. Also the mindfield coalesced into the endless perfects the posture.”1
(p. 576)
One of the problems with the traditional commentators, according to Swāmī Veda
Bhāratī, is that almost none of them had practiced yoga through the whole course of the
practice (Bhāratī, 2001, pp. 789-790).1 (pp. 789-790) Aside from Vyāsa, he identified only one
commentator as having completed the entire course of yoga, the great solitary 20th
the more common of the two translated by P. N. Mukerji and published by the State
University of New York Press2 and then his most experientially based commentary,
Bhāsvatī, published in 2000 by the University of Calcutta Press.3 When Vyāsa becomes
cryptic, the traditional commentators use scholarly means to interpret his intent. Āraṇya
speaks authoritatively from the depth of his practice. About this sūtra he says, “mṛtavat
sthitir eva pra-yatna-śaithilyam, relaxation of effort is but a state like the dead.” 1 (p. 579)
This can be understood only by those who have passed through nearly thirty
posture (śavāsana). These include the beginning levels of relaxation to the highest
This degree of relaxation is much deeper than the usual reader may realize. We
once attached an electromyograph (an electronic instrument that measures muscle tension
via electrical resistance) to Swāmī Veda while he was giving a lecture on biofeedback. As
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he walked back and forth lecturing, a physician on the faculty of our teacher training
program was monitoring the instrument. He began to chuckle. Swāmījiī then asked him
what was so funny. He said, “Well, Swāmijī, this is actually not possible. According to
this, you don’t have enough tension in your body to be standing up. These are the
readings we get from a corpse!” Swāmī Veda later confirmed that most of the time his
body is without any muscular tension even when he is moving! Obviously it is not
muscles but subtle energy, prāṇa, that is moving his body in this condition. And that is
the perfection of śavāsana! So the goal in āsana practice is not mere comfort but a total
absence of muscular effort to hold the posture. It is not holding still but rather becoming
stillness itself.
This stillness is necessary for the next aspect of the sūtra, ananta- (or ānantya-)
samāpatti, “coalescence with infinity or with infinitude.” 1 (p. 579) Bhāratī again refers to
Āraṇya:
When the mindfield is coalesced into endlessness . . . such as that of space, and
He goes on to say,
As āsana is being taught here as a constituent of samādhi, the oral tradition tells
us that an āsana maintained for three hours and thirty-six minutes in absolute
stillness, without the minutest tremble anywhere, and such a frame of awareness
as has been described above, will guide one effortlessly into samādhi.1 (p. 586)
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This approach to the practice of yoga is elaborated from the perspective of
exhalation and restraint of breath and prāṇa [mind’s stability is established].” 4 (p. 346) Here
again Vyāsa is brief and cryptic. “A careful expulsion of the visceral air through the
nostrils is pracchārdana. Vidhāraṇa is the expansion of breath and prāṇa. Also through
these one should effect stability of the mind.”4 (p. 346) The traditional commentators argue
and (sahita-)kumbhaka, intentional retention of breath. Here, they fail to take into
points out that commentators have failed to notice that the terms pracchārdana and
vidhāraṇā are not used in any other text on prāṇāyāma.4 (p. 347), 5 (p. 489) Furthermore,
Patañjali, the consummate grammarian, is very careful in his choice of words. If he uses a
Veda explains that the refinement of the breath being taught here is the exact equivalent
of the breath awareness called in Pāli anāpāna-sati by the Buddhists and prāṇa-apāna-
vidhāraṇā. The term vidhāraṇā not only means controlling the flow of breath but
also suggests the sixth aṅga of yoga, called dhāraṇā. . . The mind should be
attentive to the flow of breath and observe it. . . The verb root meaning of
vidhāraṇā, “to hold or restrain,” here does not indicate the well known practice of
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retention of breath but refers to holding a steady flow, restraining it to prevent the
sudden and jerky intake that often occurs. This practice is the antidote to śvāsa
and pra-śvāsa, uncontrolled inhalation and exhalation, which are two correlates of
physical exercise but is oriented toward the ability to practice samādhi, our goal is
attained not so much through effort and the mastery of advanced technique as it is
level, beginning with the breath and the body. Under these conditions, as one’s meditation
This is not a rationale for making no efforts at all. We need to invest some initial
effort in changing the habit of body, breath and mind once we observe its conditionings.
At some point, however, we must relax and let go of those efforts in order to enter the
When we make an effort we are invested in the self-identification with that effort.
It is always “I” that is trying. We are practicing from the level of ahaṁkāra, the function
of mind in yoga that is literally the “I-maker.” When breath awareness is employed and
we become mindful of the practice, that mindful awareness occurs at the much subtler
level of buddhi which is the cause of ahaṁkāra.4 (p. 33) So mindfulness automatically shifts
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This is easily demonstrated in the practice of āsana. Stretching your arm upwards
and extending into a side bend we begin with an awareness that, “I am stretching.” When
you become aware of your breath, immediately there is a shift in the frame of observation
along the lines of, “Oh, the fingers want to stretch towards the ceiling.” As this new
relationship to the body continues, you can often stretch beyond what you thought
possible without pushing to stretch further. And when we practice in this way, there is a
coincident feeling of joy, especially when we exceed what we thought to be our limits.
Effort also stimulates the sympathetic branch of the autonomic nervous system,
the medium for communication of the stress response from the limbic system in the mid-
brain to the rest of the body. These stress responses are antithetical to the attainment of a
mindfield which has both the clarity and pleasantness (citta-prasādana, YSI.334 (pp. 340-345))
and the stability and stillness (sthiti, YS I.35) to enter samādhi. They fall within the
There are good neurological reasons that support this yogic theory. Whenever you
become aware of your breath two important neural systems are set in motion. First, you
the autonomic nervous system through your attention to the exhaling cycle of the breath.7
This system counters the sympathetically mediated stress response and moves the
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mind/body towards the kind of stillness that is required for entry into samādhi. The
second process involves how awareness of the breath stimulates the middle pre-frontal
cortex, at the front of your brain, just behind your forehead, in the traditional location of
the ājñā-cakra, the “command center” of the cakra system. (This is not meant to identify
structures in the physical body with cakras or nāḍīs. They are parallel, not identical.
From a yogic perspective we might say that the physical structures are condensed around
the energy pattern of the subtle body, much like iron filings sprinkled on a flat surface
assume the shape of the lines of force in the magnetic field of a proximal magnet.)
The middle prefrontal cortex is the most human part of the brain, the most recent
to evolve.8 (pp. 26-1 to 26-7) Its principal overall function is to direct the integration of the brain
and central nervous system. This process of integration occurs across many different
domains. Vertical integration refers to the integration of the different evolutionary layers
of the nervous system from the so called “reptilian brain” (brain stem, pons, medulla and
cerebellum) to the “early mammal brain” in the limbic system (amygdala, thalamus,
contain the centers for sensory and motor functions and language. Horizontal integration
refers to coordination of the relationship between the right and left cerebral hemispheres.
There are also domains that integrate our sense of self, our sense of time and mortality,
the narrative that is our long-term memory, our interpersonal relationships and much
more.8
It is the part of our brain that facilitates our growth and development.
Interestingly, the functioning of this part of the brain under the influence of mindful
awareness (Siegel, 2012, 6-1 to 7) produces an experience of joy that is our intrinsic
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reward system for moments when we succeed in our growth in every way.8 (pp. 6-1 to 6-7) Just
remember watching your two year old child making the effort to learn to stand and walk.
After thousands of failures, and many tears, one day a leg comes forward and balances,
and then the next one moves and balances. In the next moment there is usually an
explosion of joy from both parents and child. This joy grows with us in every way,
physically, mentally, emotionally, spiritually. Along with our other biological drives, we
seek the joy of growth and development in everything we do. This joy is the source of
This mindful awareness of which we speak is the thing that makes everything in
yoga work. The word yoga has two principal meanings, explored by Vyāsa in his
commentary on Yoga-sūtra I.1.5 (pp. 147-148) The principal meaning of the root yuj in that
sūtra is samādhi. A secondary meaning is “join.” We often explain the meaning of the
author’s answer to the question is joining awareness to every activity in life. In this
regard the harmony between yogic and Buddhist notions of mindfulness and
Mindfulness is what allows us to modify the structure and function of our brain
and nervous system and its connection with the body. When we act with awareness the
middle prefrontal cortex directs how neurons which fire together connect and, as the
saying goes in neuroscience, “wire together”.10 This is very important since it has become
clear in recent years that we produce new neurons until we die. When this author was
trained, the theory was that one obtained all the neurons we would ever have by age 18 or
so and from that point onward it was a matter of re-organization in the face of a continual
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loss of neurons. Paying mindful attention to our action wires these new neurons into our
existing neural networks and, of course, modifies the existing networks. This means that
if we pay intentional attention to our action, our old habits, emotional as well as physical,
5.1 Body. Let us illustrate these principles at each level of practice. At the level of
āsana, we initially make an effort to assume the posture, hopefully with mindfulness of
the breath. Once stabilized in the initial expression of an āsana, we then focus primarily
above, the relaxation response begins to release tension and counter the initial stress
note further release of tension in the muscles which allows us to adjust the expression of
the āsana, further refining the alignment of the posture in the specific body that we have
(rather than according to Mr. Iyengar’s photograph, for example). After several minutes,
the fascia begin to release and realign and it is at this point that the long term habit of the
body begins to be rewired through our mindful attention. We go through layer after layer
of release and readjustment until we finally some closer to the absolute stillness of
teach a haṭha-yoga class where all we did was use the entire 90 minute class (after some
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matter of how much time and attention one wants to spend working through this process.
My student who taught 17 postures in 90 seconds in the yoga studio would do two
beyond the special time we reserve for āsana practice, the practitioner begins to keep the
same sense of observation of the body moving through the activities of their daily life.
The more this happens, the more āsana practice becomes perpetual, maintaining the
relaxation of the body at all times, because the person now feels their body from within
most of the time. After many years of this kind of practice, in addition to a better
relationship to one’s body in terms of posture, the continual relaxation helps the student
modulate their blood pressure and pulse with obvious health benefits. This author’s
normal resting pulse is around 50 beats per minute after 45 years and has been measured
5.2 Breath and Prāṇa. In the practice of prāṇāyāma, the same principle holds with
respect to the breath. Over the years, we have found in teaching breathing that when we
breathe correctly that ends up being unnatural and productive of tension. In one recent
class, an experienced practitioner of Vipassana meditation who was also a physician tried
this effortful form of diaphragmatic breathing and ended up with a panic attack! Again,
effort stimulates a stress response that distorts both the form and the effect of breath. We
have changed our approach in recent years to simply apply mindful awareness to the
breath. When one begins to simply observe the breath from the depth of buddhi, self-
identification begins to dissolve and the breath naturally begins to become longer, deeper,
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smoother and more diaphragmatic, returning to the way that one breathed as an infant. I
refer to this as returning to one’s “baby breath.” The natural flow of breath is long,
smooth, and deep, abdominal and diaphragmatic, and also allows in the depth of the
practice for natural occurrence of the complete yogic breath where floating ribs,
intercostal muscles and the upper chest are also engaged. The combination of mindful
awareness similarly changes the quality of the movement of the breath. The forehead and
facial muscles, nostrils and shoulders remain relaxed, and the motion of the diaphragm is
smooth while at the same time producing reliably even exhalation and inhalation of a full
tidal volume of breath, which maximizes the physiological benefit of the exercise. The
focus of the exercise and the movement of air is more physical and primarily through the
nostrils. Done in this relaxed way, the experienced practitioner can do hundreds of
activation of prāṇa.11
Maintaining a more internal focus and an ujjayi breath, keeping the neck long and
the chin drawn inwards, the exercise becomes more subtle with each exhalation
producing a column of air beating against the upper soft palate and very little air flow
through the nostrils. This more internal exercise is a subtler form that is oriented more
towards feeling the flow of prāṇa in the major energy channels which terminate in the
right and left nostrils and merge into the suṣumnā channel.
and natural breath continues as the practitioner alternately opens and closes his/her
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nostrils during exhalation and inhalation with their fingers. The exercise is helpful done
with effort; when done slowly and with relaxed subtlety it can bring the practitioner to a
state of such utter stillness that the mind entirely loses its desire to move. It can even
proceed to such a subtlety and stillness that the physical breath ceases altogether with no
cerebral hemispheres, gradually equalizing the flow of breath in the nostrils until both
nostrils are equally open. This is the same alternation of hemispheric stimulation that is
(EMDR),12 a therapy used extensively with trauma. (In fact, I have found clinically as a
psychotherapist that alternate nostril breathing can be more effective as a long term, low
impact intervention for those clients with trauma histories who are multiply traumatized
From a yogic perspective, the important aspect here is the opening of the suṣumnā
channel as it becomes a gate way into spiritual awakening and to the deeper states of
paralleling the spine which becomes active when the alternation of nostril activity,
corresponding to activity of the cerebral hemispheres, ceases and both nostrils flow
equally. This only occurs when the activity of the hemispheres is equalized and both
hemispheres become equally active. (I am not sure whether this phenomenon, though it
was well known to Sigmund Freud and was the subject of his first researches in
neurology13 (p. 178), has ever been measured empirically. If not, it presents a clear
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explored in the Svara-vidyā, a very esoteric discipline with few texts maintained
5.3 Mind and Emotion. The impact of mindful awareness on our thought
processes and emotions is similarly profound. For most of us, an emotional momentum
arises in our minds at each moment and flows into our behavior without mediation. We
“act out” what we feel. In this way, our minds form waves of thought (vṛtti) from the
arising of the subtle mental impressions (saṁskāra) of thought we all carry in our
personal unconscious which determine our action and we then form an identical
impression that is stored again in the depths of our unconscious. In an unmindful life, a
life unexamined, these impressions are continually recycled, act after act, year after year,
arising in us and gives us an extra moment to assess whether acting on this momentum
would be skillful in a given situation. If not, our self-identification with the saṁskāra is
thereby dissolved and we are free to act differently and more constructively if we so
5.4 A Proposed Theory of Emotion. This process also allows us to understand the
nature of our emotions more clearly. We can examine the components of emotion in the
form of sensation, cognition, motivation and we have already discussed saṁskāra. This
author.15 All emotion has some sensation, although not all sensation is emotion. We feel
angry, but we also feel cold. In addition, most emotions have a cognitive process
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involved with them based on our beliefs and values. Examining the beliefs and values
underlying our emotions allows us to assess whether they are realistic. If not, we can
often re-direct the energy of an emotion by changing the thought process. In yoga this
We can also understand the motivations behind our emotions. These are provided
by the four primary fountains of instinctive desire, food, sleep, sex and self-preservation,
which we share with the animal kingdom.15 (pp. 54-66) These are our libidos, our instinctive
desires. Freud focused his attention only on sexual libido while ignoring the other three.
We cannot do without these things; they support our embodied life. But a mindful
experience of them can help us to depend less on them through enjoying them with
In this way we come full circle to joy, which this author argues in his forthcoming
book15 is a fifth fountain of motivation in humans, the drive to growth and development
whenever our middle prefrontal cortex succeeds in helping us to become more fully
integrated. This fact of the functioning of the brain and nervous system goes well beyond
the physical organs into the depths of our meditation. And we can understand samādhi as
an ultimate integration of the human being. This would even be a fairly literal translation
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When we use mindful awareness to follow the path of subtlety into our
meditation, the so-called “advanced practices” of yoga come naturally to us. We may in
our early years of practice have helped to prepare the way for them, but it is our
spontaneously.6 You can practice mudrā and bandha with effort, but if you relax
sufficiently so that prāṇa can flow freely, they will occur by themselves. Most of us first
experience this in deep relaxation in śavāsana. As we let go of our physical body we can
often feel a subtle pull between our thumbs and forefingers that eventually becomes cin-
mudrā. Some practitioners turn their tongue back into the hard palate (jihva-mudrā) and
at a certain depth of meditation, as the prāṇa begins to flow upward along the suṣumnā
channel, this flow spontaneously lengthens the physical tongue and changes its shape so
that it can assume khecari-mudrā without the need to artificially sever the frenulum under
the tongue as many haṭha-yoga practitioners do. We may sit in a deep meditation and
feel the energy at the end of a deep exhalation begin to draw our perineum, our genitals
and then our abdominal muscles upward into mahābandha. Or we may notice our breath
reaching a point of subtlety where physical breath ceases with no impulse to ever breathe
again. At this point the life of the body can be sustained by prāṇa alone. It is in these very
deep and subtle states that the advanced practices of prāṇāyāma become possible, with
open the path to the subtle, meditative experience of yoga allows the deeper practices to
conscious effort is eliminated. Thus eliminated, prāṇa can flow unobstructed and the
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gateway to the deeper practices of yoga opens. This is the principal difference between
the dhyāna-yoga approach of the Himalayan Tradition, and the more effortful and
This gradual deepening of mindful awareness enables the practitioner over time to
render the mindfield (citta) clear and pleasant, steady and still, making the flow of prāṇa
long and subtle, preparing the way for pratyāhāra (YS.II.54-551 (pp. 636-654), and initiating
(samādhi)18 (pp. 40-43). These developments bring to fruition the development of many
qualities (vibhuti) in the personality of the practitioner, chief among them the brahma-
upekṣā (overlooking shortcomings in oneself and others) (YS III.24)18 (pp. 24-25).
The so-called miraculous powers of yoga, often designated by the word siddhi,
are usually thought of as special accomplishments as a result of much effort. Once again,
however, Patañjali does not use this word in the title of the chapter of the Yoga-sūtra that
describes them, the Vibhūti-pāda. This term vibhūtī is an interesting choice of words.
From the verb root bhū, ‘become,’ the term means literally “varieties of being.”18 (pp. 534-529),
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As varieties of being, developments of human potential, the grammatical and yogic
argument here is that these abilities exist in every human being and are simply cultivated
This has actually been demonstrated empirically in a striking book by Dr. Dean
Radin of the Institute for Noetic Sciences in Petaluma, CA, USA.20 Radin did a meta-
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analysis of all the extant studies on psychic phenomena corresponding to the vibhūtīs
described by Patañjali and demonstrated their presence in ordinary people with no yoga
or meditation practice. Needless to say, the effect sizes in these populations were very
small, but the number of subjects was so large—in the thousands—that there is no
credible chance that these effect sizes were random. He was also able to demonstrate that
these effect sizes grew in subject populations with more meditative experience. This
result provides a very solid foundation for the argument that the abilities, which seem
miraculous to us ordinary people, are normal developments at the far end of the process
of the cultivation of mindful awareness. And as we pursue this ultimate refinement of the
fundamental practice of yoga, mindful awareness facilitating the relaxation of all effort at
all levels of the mind/body, clarifying and stabilizing the mindfield to be able to enter
samādhi, and finally, watching as the advanced phenomena of yoga simply occur in us,
we grow into a truly innocent and natural beginner’s mind, to borrow term from the Zen
tradition. We become, as it were, Adama, the original and truly natural human being to
whom ultimate knowledge and joy is given as a gift of grace rather than as the result of a
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