Cost-Utility Analysis of Extending Public Health Insurance Coverage To Include Diabetic Retinopathy Screening by Optometrists
Cost-Utility Analysis of Extending Public Health Insurance Coverage To Include Diabetic Retinopathy Screening by Optometrists
Cost-Utility Analysis of Extending Public Health Insurance Coverage To Include Diabetic Retinopathy Screening by Optometrists
AB STR A CT
Background: Diabetic retinopathy (DR) is one of the leading causes of higher costs ($9,908,543.32) and improved QALYs (156,862.44), over
vision loss and blindness in Canada. Eye examinations play an 30 years, resulting in an incremental cost-effectiveness ratio of
important role in early detection. However, DR screening by optom- $1668.43/QALY gained. Sensitivity analysis showed that the most
etrists is not always universally covered by public or private health influential determinants of the results were the cost of optometric
insurance plans. This study assessed whether expanding public screening and selected utility scores. At the commonly used threshold
health coverage to include diabetic eye examinations for retinopathy of $50,000/QALY, the probability that the new policy was cost-effective
by optometrists is cost-effective from the perspective of the health was 99.99%. Conclusions: Extending public health coverage to eye
care system. Methods: We conducted a cost-utility analysis of examinations by optometrists is cost-effective based on a commonly
extended coverage for diabetic eye examinations in Prince Edward used threshold of $50,000/QALY. Findings from this study can inform
Island to include examinations by optometrists, not currently publicly the decision to expand public-insured optometric services for patients
covered. We used a Markov chain to simulate disease burden based on with diabetes.
eye examination rates and DR progression over a 30-year time Keywords: cost-utility analysis, diabetic retinopathy, optometrist,
horizon. Results were presented as an incremental cost per quality- publicly funded eye examination.
adjusted life year (QALY) gained. A series of one-way and probabilistic
sensitivity analyses were performed. Results: Extending public health Copyright & 2017, International Society for Pharmacoeconomics and
coverage to eye examinations by optometrists was associated with Outcomes Research (ISPOR). Published by Elsevier Inc.
* Address correspondence to: Kednapa Thavorn, Ottawa Hospital Research Institute, The Ottawa Hospital, 501 Smyth Road, PO Box201B,
Ottawa, Ontario, K1H 8L6 Canada.
E-mail: [email protected]
1098-3015$36.00 – see front matter Copyright & 2017, International Society for Pharmacoeconomics and Outcomes Research (ISPOR).
Published by Elsevier Inc.
http://dx.doi.org/10.1016/j.jval.2017.04.015
VALUE IN HEALTH 20 (2017) 1034–1040 1035
diagnose DR. Despite this, a large proportion of DR screenings are Study Population
performed by primary care physicians [7]. Optometrists have
The eligible population was PEI residents Z45 years of age who
better training in eye care diagnosis and have the necessary
had diabetes. The 45-year-old cutoff was used because it was the
equipment to diagnose eye-related conditions compared with
mean age of patients with diabetes in PEI. Based on PEI’s
primary care physicians. Although lack of government-insured
Statistics Bureau [11], a cohort with 7958 patients with diabetes
optometric services for patients with diabetes was found to
were 444 years of age. Of these 3514 (44.2%) were between 45 and
negatively impact patients’ access to health care services and
65 years of age. We used data from the same source to project the
vision health outcomes [8], optometric services are not covered in
future population in PEI. We categorized our target population to
some provincial health insurance plans in Canada, including
two age groups (45–64 years and 65þ years) to account for
those of New Brunswick, Prince Edward Island (PEI), and New-
observed differences in the mortality rates, DR prevalence rates,
foundland and Labrador.
and screening rates. Given the projected increase in the older age
Health economic evaluation is a systematic approach that can
cohort in PEI, it was important to model changes in disease
inform policymakers whether the added benefits of expanding
burden and related costs over time. Therefore, each year we
publicly funded optometric services justify their costs. To date,
added a new cohort of diabetes cases to the Markov model
no study has assessed the cost-effectiveness of publicly funded
representing the newly 45-year-old population of PEI. The newly
optometric services. Existing studies have shown that a system-
added cases were distributed across the stages of DR according to
atic DR screening program is cost-effective compared with
the prevalence rate at 45 years of age [11].
opportunistic screening, as in North America and Europe [9]
and that DR screening is a cost-effective addition to a national
diabetes treatment policy [10]. Decision Analytic Model
The objective of our study was to assess whether expanding We used a probabilistic decision analytic model to simulate the
public health insurance coverage to include eye examinations for long-term costs and outcomes for a cohort of PEI residents living
patients with diabetes by optometrists is cost-effective from the with diabetes. We simulated the natural history of DR among the
perspective of the health care system. population with diabetes according to the most recent prevalence
and transition probability data by using a Markov chain. The
stages of DR used in the Markov chain were as follows: 1) no
diabetic retinopathy (NDR); 2) background diabetic retinopathy
(BDR); 3) pre-proliferative diabetic retinopathy (PPDR); 4) prolifer-
Methods
ative diabetic retinopathy (PDR); and 5) end-stage disease—loss of
useful vision [12]. Each year individuals may transit through one
Overview of the five disease states or death [6], according to annual
We conducted a cost-utility analysis of a publicly insured optom- transition probabilities.
etric service for patients with diabetes in PEI from the perspective The Markov model estimated the costs and effects over a
of the health care system. The intervention of interest was a new period of 30 years, since that was the duration of time for which
optometric policy, whereby eye examinations for DR by optom- we had population projection data that could be reliably trans-
etrists are publicly insured. The comparator was usual care, lated into rates of diabetes within our age cohorts. The long
whereby eye examinations for patients with diabetes performed follow-up period also allowed us to capture changes in patients’
by primary care physicians or referrals to ophthalmologists are demographics and the incidence rates of diabetes over time. Our
publicly insured. We assumed that patients in the usual care patient cohort was expanded to capture new cases of diabetes for
group were not screened for DR by optometrists at baseline and each year. We used PEI Statistics Bureau’s population projection
that an extended insurance coverage would increase annual DR data to simulate population growth from 2014 to 2044, as the
screening rates. expected change in annual incidence of diabetes [11].
The diagnostic accuracy of DR screening modalities and the Each year, probability rate of individuals with diabetes being
effectiveness of treatment alter the likelihood that patients with screened was equal to the annual screening rates. Recommended
diabetes progress through the stages of DR to ultimate vision loss. regular screening for DR is once every 2 years. Individuals who
This means that changes in the screening rate and screening did not receive any screening would transit through the Markov
accuracy were the main drivers of difference in DR rates between chain according to the baseline transition probabilities. For our
the usual care (government-insured DR by primary care physi- baseline model, we assumed that the 53% of PEI residents who
cians plus ophthalmologists) and the intervention scenarios received DR screening regularly continued going to primary care
(government-insured DR screening by optometrists and primary physicians and ophthalmologists over the 2-year period and that
care physicians plus ophthalmologists). the expanded coverage to optometrists would result in 35%
increase in screening. Of those screened in the usual care group,
we assumed that 80% of DR screening was performed by general
practitioners, who then potentially referred patients to ophthal-
Setting mologists on the basis of test findings. We varied this share of
PEI is an island province in eastern Canada with a total popula- screenings in a scenario analysis that ranged general practitioner
tion of 146,447 (as of 2015), of whom approximately 70,000 are share of screenings from 50% to 100%. For those who were
over the age of 44 years. In 2015, prevalence of diabetes among screened, their risk of being diagnosed with DR was estimated
those 444 years of age was just over 11% [11]. Canadian according to the incidence of DR and the diagnostic accuracy of
provincial governments bear the primary cost burden for provid- the DR screening by an optometrist or an ophthalmologist. The
ing health care to their residents and are therefore the primary sensitivity and specificity of DR screening was based on a
arbiters for determining what will be publicly covered. Although systematic review that included two observational studies in
physician visits (including eye examinations), as well as oph- which the true severity of DR was known and several screening
thalmologic DR screening and most treatment, are covered by the approaches and practitioners were provided with the same
PEI provincial health plan, optometric services are not included in patient [4]. We assumed that individuals who were diagnosed
the plan. with DR (whether true or false positive) received a treatment.
1036 VALUE IN HEALTH 20 (2017) 1034–1040
Transition probabilities
Prevalence BDR 10.18% (9.7–10.6) Normal PEI administrative data, 2012
PPDR 1.20% (1.1–1.6) Normal PEI administrative data, 2012
PDR 1.70% (1.4–2.0) Normal PEI administrative data, 2012
Blind 0.25% (0.2–0.3) Normal PEI administrative data, 2012
Probability NDR to BDR 0.09 (0.08–0.11) Beta Liu et al. (2003)
BDR to PPDR 0.12 (0.11–0.13) Beta Liu et al. (2003)
PPDR to PDR 0.60 (0.49–0.72) Beta Liu et al. (2003)
PDR to Blind 0.46 (0.39–0.53) Beta Liu et al. (2003)
Death (45-65) 0.01 (0.008–0.015) Normal Liu et al. (2003)
Death (65þ) 0.16 (0.14–0.25) Normal Liu et al. (2003)
General Practitioner Sensitivity (%) 46 (35–56) Normal Hutchinson et al. (2000)
Specificity (%) 81 (72–91) Normal Hutchinson et al. (2000)
Ophthalmologist Sensitivity (%) 82 (80–84) Normal Hutchinson et al. (2000)
Specificity (%) 95 (94–96) Normal Hutchinson et al. (2000)
Optometrist Sensitivity (%) 74 (67–81) Normal Hutchinson et al. (2000)
Specificity (%) 84 (73–96) Normal Hutchinson et al. (2000)
Costs
General Practitioner Consultation (fee per visit) $62.00 Fixed Health PEI (2015)
Ophthalmologist Consultation (fee per visit) $87.00 Fixed Health PEI (2015)
Ophthalmologist DR Exam $11.50 Fixed Health PEI (2015)
Treatment Photocoagulation $275.20 Fixed Health PEI (2015)
Optometrist Consultation (fee per visit) $62.00 Fixed Health PEI (2015)
Optometrist DR Exam $11.50 Fixed Health PEI (2015)
Utilities NDR 0.88 (0.82–0.95) Beta Heintz et al. (2012)
BR 0.86 (0.79–0.93) Beta Heintz et al. (2012)
PPDR 0.87 (0.78–0.97) Beta Heintz et al. (2012)
PDR 0.83 (0.72–0.93) Beta Heintz et al. (2012)
Blind 0.48 (0.34–0.61) Beta Heintz et al. (2012)
Dead 0 Fixed
BDR, background diabetic retinopathy; PPDR, pre-proliferative diabetic retinopathy; PDR, proliferative diabetic retinopathy; PEI, Prince Edward
Island.
photocoagulation is the most frequently used and requires fewer Canadian dollars. In accordance with Canadian economic guide-
costing assumptions regarding specific clinical patient character- lines [21], an annual discount rate of 5% was applied for both
istics [3]. costs and outcome. An incremental cost-effectiveness ratio (ICER)
All key input parameters, including transition probabilities, was expressed as an incremental cost per QALY gained Table 2–4.
treatment efficacy, and health utility values, are shown in Table 1. All analyses were performed in Microsoft Excel version 2012
Table 2–4.
Analysis
We calculated the aggregated costs, the number of screening Sensitivity analysis
tests, and quality-adjusted life years (QALYs) of patients with A series of one-way sensitivity analysis was performed on
diabetes over the 30-year period. Costs were expressed in 2015 the following parameters: 1) cost of optometrist consultation;
Table 4 – Cost-effectiveness results by time triple from 1% in 2015 to 3% in 2030. PDR would rise from 2% to
horizons. 4% while blindness was expected to be prevalent among 4% of
diabetics. Overall, our model predicted that the DR prevalence
Incremental Incremental ICER among diabetics over the age of 44 would increase from 14% to
cost QALY 30% by 2030.
1 year $ 93,684.30 4.95 $18,927.00
3 years $ 279,262.52 26.87 $10,394.02 Sensitivity Analysis
5 years $ 458,556.27 73.45 $6,242.93
The result of the one-way sensitivity analysis is presented as a
10 years $ 881,462.86 323.74 $2,722.74
tornado plot (Fig. 2). The cost of an optometrist examination,
20 years $ 2,231,355.39 1337.39 $1,668.43
utility values, and the transition probabilities from NDR to BDR
ICER, incremental cost-effectiveness ratio; QALY, quality-adjusted were the top three most influential factors. The probability that
life year. transition of patients with diabetes between NDR and BDR also
had substantial impact on the cost-effectiveness findings.
Figure 3 shows the results of the probabilistic sensitivity
analysis. All iterations fell within the northeast quadrant, indi-
2) screening sensitivity; 3) screening specificity; 4) utility values;
cating that extending government-insured screening for DR by
5) treatment effectiveness; 6) DR prevalence; and [7–10] transition
optometrists was more expensive but also delivered better health
probabilities for each disease state. A probabilistic sensitivity
outcomes compared with PEI’s current coverage policy. Com-
analysis was also performed on all parameters according to the
pared with a common threshold of $50,000/QALY in Canada,
reported 95% confidence interval and reported distributions or, in
extending optometric services for DR screening was considered a
the case of optometrist screening rate, based on an estimated
cost-effective option. Similarly, Figure 4 shows the cost-
range and distribution following a review of the literature. The
effectiveness acceptability curve and suggests that the probabil-
sensitivity analysis was performed by using the Monte Carlo
ity of the new PEI optometrist policy is cost-effective increased
method with 20,000 iterations. The results of the probabilistic
with a greater value of willingness to pay. At the common
sensitivity analysis were used to create a cost-effectiveness
threshold of $50,000/QALY, the probability that the new optom-
acceptability curve, which shows the probability of the interven-
etric policy is cost-effective is 99.99%.
tion being cost-effective over a range of willingness to pay
thresholds.
Scenario Analysis
The ICER results depended on the assumed share of the cost of
Results screenings performed by general practitioners, which ranged
Extending publicly insured eye examination for patients with from $1303.47 at the lower end (50%) to $2023.73 at the upper
diabetes to include examinations by optometrists was associated end (100%). The larger the proportion of screenings performed by
with higher health system cost ($9,908,543.32 vs $7,677,187.94 general practitioners, the smaller was the improvement in
over 30 years) and improve health outcomes (1337.39 QALYs patients’ QALYs. There is also a small inverse relationship
gained over 30 years), resulting in the incremental cost- between the share of the cost of screenings performed by general
effectiveness ratio of $1668.43/QALY gained. Extending publicly practitioner and the total costs in the comparator case. The
insured services to include optometrists was estimated to reason is that with fewer DR cases being identified, there are
increase the number of screenings by 2221 per year. slightly fewer patients who receive treatment.
Over the 30-year period, we found that while patient distri- The cost-effectiveness results also varied according to the
bution across health states remained roughly the same in the expected effect of public reimbursement of optometrist services
first ten years, significant increases in projected diabetes preva- on the annual screening rate. The ICER was $430.45, assuming
lence and an absolute rise in diabetes among those over the age only a 5% increase in screening rates. Although the increased
of 65 led to higher proportions of severe DR in the population. We screening rates raised the costs of treatment, they also improved
projected that the prevalence rate of background DR would nearly
double to 19% of diabetics over the age of 44, while PPDR would
the health utilities of Canadian patients with DR by disease guidelines for the prevention and management of diabetes in Canada.
stages. Finally, our transition probabilities were derived from a Can J Diabetes 2013;37:S1–212.
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