On The One
On The One
On The One
In this paper I will refute the claim that the so called neoplatonists were addressing an entirely new
question when they asked how the entirety of reality could come from a single cause called the one.
The position I will refute maintains that whilst Plato’s metaphysics is in agreement with that of the
neoplatonists when it claims that mind is ontologically prior to and the cause of matter, the claim that
mind itself is caused by a first principle - called alternatively the good, the one, the first, or the
ineffable - is not present in Plato’s system and represents an innovation that Plato would not have
supported.
This first principle is maintained by the neoplatonists to be entirely ineffable. They argue that no
positive predicates can be said of it that are accurate. They even go so far as to claim that it cannot
be said to be the same as itself, nor different from others, that it cannot be described, nor known,
nor even named in the sense that the name would be an accurate or appropriate descriptor. Yet, it is,
in some way, the singular cause of all reality.
Plato often did not write as directly as he perhaps could have. His use of dialogue and analogy to
present his ideas can make them obscure and difficult to reconstruct into simple statements. As a
result, I will make liberal use of direct quotations - despite the issues with doing so - so as to allow
the reader to easily look at Plato’s (albeit translated) writing and consider for themselves, without too
much trouble, if the claims I make follow from the text.
First I ground the argument in a description of, from Plato, the nature of the dialectic; a method of
inquiry that promises to yield a first principle of all, before looking at the outcome of a demonstration
of such. I will then show how the outcome matches the theoretical description of the aims,
methodology, and purpose of the dialectic referencing across Plato’s dialogues, and with particular
focus on this promised first principle of all.
I will therefore make clear that the dialectic, in theory, is expected to yield a first principle exactly as
is maintained by the neoplatonists, and that the term neoplatonist, to the degree it refers to this claim
of innovation, is a misnomer.
The purpose of this, aside from correcting the narrative regarding the platonic tradition, is to
demonstrate in what sense platonic philosophy can be said to be justified from both the coherentist
and foundationalist theories of epistemic justification (Olsson, 2017)
From Plato
The Dialectic
The Republic
Here Plato’s description of the method and purpose of the dialectic will be quoted.
“At any rate,” I said, “no one will ever contradict us when we say that it (dialectic) is some
method of investigation different from these, which tries to ascertain step by step about
everything what each really is in itself. Nearly all the other arts are concerned with the
opinions and desires of men, or generation and composition, or the care of things growing
and being compounded; and the few which do take hold of truth a little, as we said,
geometry and those which go with it, we see are in dreamland about real being, and to
perceive with a waking vision is impossible for these arts so long as they leave untouched
the hypotheses which they use and cannot give any account of them. For when a beginning
is something a man does not know, and the middle and end are woven of what he does not
know, how can such a mere admission ever amount to knowledge?”
“This way. In the first part [CD] the soul in its search is compelled to use as images the
things imitated —the realities of the former part [BC]—and from things taken for granted
passes not to a new beginning, a first principle, but to an end, a conclusion; in the second
part [DE] it passes from an assumption to a first principle free from assumption, without the
help of images which the other part [CD] uses, and makes its path of enquiry amongst ideals
themselves by means of them alone.”
“you will understand easier when I have said some more first. I suppose you know that
students of geometry and arithmetic and so forth begin by taking for granted odd and even,
and the usual figures, and the three kinds of angles, and things akin to these, in every branch
of study; they take them as granted and make them assumptions or postulates, and they
think it unnecessary to give any further account of them to themselves or to others, as being
clear to everybody. Then, starting from these, they go on through the rest by logical steps
until they end at the object which they set out to consider.”
“Then you know also that they use the visible figures and give lectures about them, while
they are not thinking of these they can see but the ideas which these are like; a square in
itself is what they speak of, and a diameter in itself, not the one they are drawing. It is always
so; the very things which they model or draw, which have shadows of their own and images
in water, they use now as images; but what they seek is to see those ideals which can be
seen only by the mind.”
“This ideal, then, that I have been describing belongs to the first part [CD]of things thought,
but the soul, as I said, is compelled to use assumptions in its search for this; it does not pass
to a first principle because of being unable to get out clear above the assumptions, but uses
as images the very things [in BC] which are represented by those below [in AB] and were
esteemed and honoured as bright compared with those.”
“Now, then, understand,” I said, “that by the other part [DE]of things thought I mean what the
arguing process itself grasps by power of dialectic, treating assumptions not as beginnings,
but as literally hypotheses, that is to say steps and springboards for assault, from which it
may push its way up to the region free of assumptions and reach the beginning of all, and
grasp it, clinging again and again to whatever clings to this; and so may come down to a
conclusion without using the help of anything at all that belongs to the senses, but only
ideals themselves, and, passing through ideals, it may end in ideals.”
“I understand,” said he, “though not sufficiently, for you seem to me to describe a heavy
task; but I see that you wish to lay down that a clearer perception of real being and the world
of mind is given by knowledge of dialectic, than by the so-called ‘arts’ which start from pure
assumptions. It is true that those who view them through these are compelled to view them
with the understanding and not the senses, but because they do not go back to the
beginning in their study, but start from assumptions, they do not seem to you to apply a
reasoning mind about these matters, although with a first principle added they belong to the
world of mind. The mental state of geometricians and suchlike you seem to call
understanding, not reason, taking understanding as something between opinion and
reason.”
“Then the dialectic method proceeds alone by this way, demolishing the hypotheses as it
goes, back to the very beginning itself, in order to find firm ground; the soul’s eye, which is
really buried deep in a sort of barbaric bog,* it draws out quietly and leads upwards, having
the arts we have described as handmaids and helpers. These we have often termed
sciences from habit, but they need another name, one clearer than opinion and dimmer than
science. We have defined it already somewhere as understanding; but we are not debating
about names when we have before us things so great to examine.”
“Then, my dear Glaucon,” said I, “is this the law at last, which dialectic brings out to its final
meaning, and which being the law of mind would have a likeness in the power of sight trying,
as we described it, to look at last upon living things themselves, and the stars themselves,
and finally upon the sun itself? Just so when a man tries by discussion to get a start towards
the real thing, through reason and without any help from the senses, and will not desist until
he grasps by thought alone the real nature of good itself, he arrives at the very end of the
world of thought, as the other before was at the end of the world of sight.”
The expectation of Plato’s dialectic then is that in treating hypotheses it should be able to gain hold,
in some sense, of something that could be reasonably called a region free of assumptions and a
beginning of all, and from that region one could pass from ideals to ideals.
However, the actual method itself is not clarified sufficiently here. For clarity on the method itself we
must look to the Philebus.
The Philebus
The Philebus contains a description of the dialectical method, with two examples given:
SOCRATES: It is a gift of the gods to men, or so it seems to me, hurled down from heaven
by some Prometheus along with a most dazzling fire. And the people of old, superior to us
and living in closer proximity to the gods, have bequeathed us this tale, that whatever is said
to be consists of one and many, having in its nature limit and unlimitedness. Since this is the
structure of things, we have to assume that there is in each case always one form for every
one of them, and we must search for it, as we will indeed find it there. And once we have
grasped it, we must look for two, as the case would have it, or if not, for three or some other
number. And we must treat every one of those further unities in the same way, until it is not
only established of the original unit that it is one, many and unlimited, but also how many
kinds it is. For we must not grant the form of the unlimited to the plurality before we know the
exact number of every plurality that lies between the unlimited and the one. Only then is it
permitted to release each kind of unity into the unlimited and let it go. The gods, as I said,
have left us this legacy of how to inquire and learn and teach one another. But nowadays the
clever ones among us make a one, haphazardly, and many, faster or slower than they
should; they go straight from the one to the unlimited and omit the intermediates. It is these,
however, that make all the difference as to whether we are engaged with each other in
dialectical or only in eristic discourse.
PROTARCHUS: Some of what you said I think I understand in some way, Socrates, but of
some I still need further clarification.
SOCRATES: What I mean is clear in the case of letters, and you should take your clue from
them, since they were part of your own education.
PROTARCHUS: How so?
SOCRATES: The sound that comes out of the mouth is one for each and every one of us, but
then it is also unlimited in number.
PROTARCHUS: No doubt.
SOCRATES: Neither of these two facts alone yet makes us knowledgeable, neither that we
know its unlimitedness nor its unity. But if we know how many kinds of vocal sounds there
are and what their nature is, that makes every one of us literate.
PROTARCHUS: Very true.
SOCRATES: And the very same thing leads to the knowledge of music.
PROTARCHUS: How is that?
SOCRATES: Sound is also the unit in this art, just as it was in writing.
PROTARCHUS: Yes, right.
SOCRATES: We should posit low and high pitch as two kinds, and equal pitch as a third
kind. Or what would you say?
PROTARCHUS: Just that.
SOCRATES: But you could not yet claim knowledge of music if you knew only this much,
though if you were ignorant even about that, you would be quite incompetent in these
matters, as one might say.
PROTARCHUS: Certainly.
SOCRATES: But you will be competent, my friend, once you have learned how many
intervals there are in high pitch and low pitch, what character they have, by what notes the
intervals are defined, and the kinds of combinations they form—all of which our forebears
have discovered and left to us, their successors, together with the names of these modes of
harmony.
The dialectic must take it’s object of study and assess not just the unity of the idea itself and the
infinite, but also the many inbetween. Summarised:
Original unity under dialectic Plurality that lies between the original unity and the unlimited
consideration
Music The different kinds of intervals in high pitch and low pitch,
what character they have, by what notes the intervals are
defined, and the kinds of combinations they form
Sunlight (and sight) The idea of the good (and the knower)
Like knowledge and truth, and thus sunlike, but Is in the world of the known
not the sun Provides truth and reason
Gives the power of knowing to the knower
The cause of understanding and of truth
The cause of all right and beautiful things
Gives birth to light and the sun
Must be seen by one (the knower) who is to act
with reason
Alternatively, one might construct this analogy as: the idea of the good : the sun and sunlight, and
maintain that Plato intended no distinction between the good and the idea of the good (Silverman,
2014).
However, combining all the descriptions from the above quotes regarding the idea of the good and
the good seems to cause issues and even a clear contradiction. Socrates initially says he cannot
speak of the good directly, only an offspring from the good. The good is not a state of knowledge,
whilst the idea of the good ‘must be seen’.
As a result, the analogy must be maintained to have been intended to be as Damascius and I claim.
The good then appears to share similar characteristics with the one of the first hypothesis of the
Parmenides. Both are said to be beyond knowledge.
We must therefore assert that either there are two unintelligible objects beyond the realm of the
known, the good and the one, or rather that there is one.
The good and the one - two terms to name the same unintelligible principle - are identical.
The Unhypothetical First Principle and Cause of All
In the discourse on the dialectic in the Republic it was said that the dialectic should yield an
assumptionless or unhypothetical first principle.
The lack of ascribable positive predicates for the one of the first hypothesis indicates that fits this
description. Similarly with the good of the Republic. If it is beyond knowledge, what hypotheses
could be made regarding it?
We can then conclude that, in Plato’s system, the good or the one, when the descriptions in the
Republic and the Parmenides are considered, are names for the same principle, which is the chief
object of consideration for the dialectical method, is also the unhypothetical first principle, and the
cause of the idea of the good, which in turn is the cause of the sun and sunlight in the physical
world.
Opposition
There is no shortage of opposition to this view.
Shorey (1965) claims that “Quite irrelevant are Plato's supposed identification of the ἀγαθόν (good)
with the ἕν (one)”. In his Unity of Plato’s Thought (1960), Shorey rejects neoplatonic interpretations of
the Parmenides.
Plotinus
Ennead. III.
"For Intellect subsists after The First, and is indigent of nourishment and intelligence, being
proximate to that nature which is indigent of nothing, not even intelligence (thought).
Intellect, however, has true plenitude and thought, because it has these primarily: but that
which is prior to Intellect and these neither needs nor has, otherwise it would not be The
Good itself."
En. VI.
"All beings are beings through The One, both such as are primarily beings, and such as in
any respect whatever are said to be classed in the order of beings. What indeed would they
be, if they were not one? Truly, if deprived of oneness, they are no longer that which they
were said to be. Neither would an army or a choir or a herd exist, as such, unless each of
them was one. But neither would a house or a ship have an existence, unless they
possessed The One; since a house is one thing, and also a ship, which one if they lose the
house will no longer be a house, nor the ship a ship. Continued magnitudes, therefore,
unless The One is present in them, will not exist. Hence when they are divided, so far as they
lose The One they change their existence. The bodies, also, of plants and animals, each of
which is one, if they fly from The One, thereby becoming dissipated into multitude, will lose
the essence which they before possessed, no longer being that which they were, but
becoming other things, and continuing to be these so long as they are one. Health, likewise,
subsists when the body is congregated into one, [i. e. when it possesses symmetry], and
beauty flourishes when the nature of The One confines the parts of the body. And Virtue
reigns in the soul when the soul tends to unity, and is united in one concord."
The principal cause of our uncertainty is that our comprehension of the One comes to us
neither by scientific knowledge, nor by thought, as the knowledge of other intelligible things,
but by a presence which is superior to science. When the soul acquires the scientific
knowledge of something, she withdraws from unity and ceases being entirely one; for
science implies discursive reason and discursive reason implies manifoldness. (To attain
Unity) we must therefore rise above science, and never withdraw from what is essentially
One; we must therefore renounce science, the objects of science, and every other right
(except that of the One); even to that of beauty; for beauty is posterior to unity, and is
derived therefrom, as the day-light comes from the sun. That is why Plato says of (Unity) that
it is unspeakable and indescribable. Nevertheless we speak of it, we write about it, but only
to excite our souls by our discussions, and to direct them towards this divine spectacle, just
as one might point out the road to somebody who desired to see some object. Instruction,
indeed, goes as far as showing the road, and guiding us in the way; but to obtain the vision
(of the divinity), is the work suitable to him who has desired to obtain it.
A principle has no need of anything beneath it. The Principle of all things has no need of any
of them. Every non-self-sufficient being is not self-sufficient chiefly because it aspires to its
principle. If the One aspired to anything, His aspiration would evidently tend to destroy His
unity, that is, to annihilate Himself. Anything that aspires evidently aspires to happiness and
preservation. Thus, since for the One there is no good outside of Himself, there is nothing
that He could wish. He is the super-good; He is the good, not for Himself, but for other
beings, for those that can participate therein.
Proclus
Metaphysical Elements
PROPOSITION I.
Every multitude partakes in some respect of The One.
For if it in no way or degree participates of The One, neither will the whole be one, nor each
of the many things from which multitude arises, but each multitude will originate from certain
or particular things, and this will continue ad infinitum. And of these infinites each will be
again infinite multitude. For, if multitude partakes in no respect of any one, neither as a whole
nor through any of its parts, it will be in every respect indeterminate. Each of the many,
whichever you may assume, will be one or not one; and if not one will be either many or
nothing. But if each of the many is nothing, that likewise which arises from these will be
nothing. If each is many, each will consist of infinites without limit. But this is impossible. For
there is no being constituted of infinites without limit, since there is nothing greater than the
infinite itself; and that which consists of all is greater than each particular thing. Neither is
any thing composed of nothing. Every multitude therefore partakes in some respect of The
One.
PROPOSITION V.
All multitude is posterior to The One.
For if multitude is prior to The One, The One indeed will participate of multitude, but
multitude which is prior will not participate of The One, since prior to the existence of The
One that multitude was. For it does not participate of that which is not: because a participant
of The One is one and at the same time not one — but, on the hypothesis, The One will not
yet subsist, that which is first being multitude. But it is impossible that there should be a
certain multitude which in no respect whatever participates of The One. Multitude, therefore,
is not prior to The One. But if multitude and The One subsist simultaneously, they will be
naturally coordinate with each other, and intimately related. Nothing in time prohibits this,
since neither is The One essentially many, nor is multitude The One, because they are
directly opposite to each other by nature, if neither is prior or posterior to the other. Hence
multitude essentially will not be one, and each of the things which are in it will not be one,
and this will be the case to infinity, which is impossible. Multitude, therefore, according to its
own nature participates of The One, and there is no thing of it which is not one. For if it is not
one it will be an infinite, consisting of infinites, as has been demonstrated. Hence it entirely
participates of The One. If therefore The One, which is essentially one, in no possible respect
participates of multitude, multitude will be wholly posterior to The One — participating
indeed of The One, but not being participated by it. But if The One participates of multitude,
subsisting indeed as one according to its essence, but as not one according to participation,
The One will be multitude, just as multitude is united by reason of The One. The One
therefore will communicate with multitude, and multitude with The One. But things which
coalesce and communicate with each other in a certain respect, if they are impelled together
by another, that is prior to them: but if they themselves harmonize they are not antagonistic
to each other. For opposites do not hasten to each other. If therefore The One and [6]
multitude are oppositely divided, and multitude so far as it is multitude is not one, and The
One so far as it is one is not multitude, neither will one of these subsisting in the other be one
and at the same time two. And if there is something prior to them, which impels them to
harmonize, this will be either one or not one. But if it is not one, it will be either many or
nothing. But neither will it be many, lest multitude should be prior to The One, nor will it be
nothing. For how could nothing impell together those things which are something or many? It
is therefore one alone. For this one is not many, lest there should be a progression to infinity.
It is therefore The One itself, and all multitude proceeds from The One itself.
PROPOSITION XII.
The Principle and First Cause of all beings is The Good Itself.
For if all things proceed from one cause, [as has been demonstrated], it is necessary to call
that cause either The Good, or that which is better than The Good. But if it is better than The
Good, is any thing imparted by it to beings, and to the nature of beings, or nothing? And if
nothing is imparted by it, an absurdity will result. For we would no longer rank it in the order
of causes, since it is everywhere necessary that something should be present from cause to
the things caused, and especially from the First Cause, on which all things depend, and by
reason of which every being exists. But if something is imparted by it, in the same manner as
there is by The Good, there will be something better than goodness in beings, emanating
from the First Cause.
For if it is better than and above The Good it will in no way bestow on secondary natures
anything inferior to that which is imparted by the nature posterior to itself. But what can be
greater than goodness? Since that which is better than other things is so called because it is
a participant to a greater degree of the good. Hence if the not good cannot be said to be
better than The Good, it must be entirely secondary to it. If, too, all beings desire The Good
how is it possible that there should be anything prior to this cause? For if they also desire
that which is prior to The Good, how can they specially desire The Good? But if they do not
desire it, how is it possible that they should not desire the cause of all, since they proceed
from it? If therefore The Good is that on which all beings depend, The Good is the Principle
and First Cause of all things.
PROPOSITION XIII.
Every good has the power of uniting its participants, and every union is good; and The Good
is the same as The One.
For if The Good is preservative of all beings — by reason of which it is desirable to all things
— that indeed which is preservative and connective of the essence of every thing is The One.
For by The One all things are preserved, but dispersion expels everything from its essence. If
this be the case, The Good will cause those things to which it is present to be one, and will
connect and contain them through union. And if The One is collective and connective of
beings, it will perfect each of them by its presence. The union therefore which unites a thing
with all is a good. But if union is a good per se, and Good itself has a unifying power, that
which is simply good and simply one are the same, causing beings to be both good and one.
Hence those things which in a certain way or respect fall off from The Good, at the same
time lose the participation of The One. And those things which become destitute of The One,
being filled with separation, are equally deprived of The Good. Goodness therefore is union,
and union is goodness, and The Good itself is one, and The One is that which is primarily
Good.
Damascius
(I 1) Is the so-called one principle of all things beyond all things or is it one among all things,
as if it were the summit of those that proceed from it? And are we to say that “all things” are
with the [first principle], or after it and [that they proceed] from it? If someone were to assert
this last hypothesis, how could [it] be something outside of all things? For “all things” means,
stricto sensu, “that from which nothing whatsoever is absent.” But the first principle is
missing. Therefore, what comes after the first principle would not be properly speaking “all
things,” but rather all things up to the point of the first principle. Moreover, the term “all
things” designates a limited multiplicity, since the indefinite could not be exactly equivalent
to “all things.” Therefore, outside of all things nothing whatsoever will come to be. Totality is
a kind of limit; it denotes an inclusivity in which the first principle functions as the upper
extreme and the farthest thing from the first principle functions as the lower extreme.
Therefore, “all things” [designates what is] within these limits.
Nor must we even speak about the One’s relationship with itself in the case of what is truly
one, since it is absolutely simple.
The One is the principle of all things. Plato as well, after he ascended to this, required no
other principle in his dialogues. For that other is the ineffable principle, but it is not the
principle of rational discourse or of cognitions. For neither is it the principle of lives, of
beings, nor of ones, but it is the principle of all things in an absolute way, stationed beyond
all apprehension. And therefore Plato indicated nothing about this principle,46 but instead
starting from the One, he proceeded to the negation of all other things except the One itself.
Indeed, he ultimately denied its being one,47 but did not deny the One. Moreover, he denied
this denial but not the One, and he denied the name and the conception and all knowledge
of it, and why ought we to elaborate?48 [He denied] Being as a whole and in its entirety,
whether [Being] is the Unified or the unitary,49 or if you wish, the two principles consisting in
the indefinite and limit,50 and yet that which is beyond all these things, the One, he never in
any way denied. And that is why in the Sophist he designates it as One before Being,51 and
in the Republic, as the Good beyond every essence.52 Still, the One alone was never
rejected [in the philosophy of Plato].
References
Olsson, Erik, "Coherentist Theories of Epistemic Justification", The Stanford Encyclopedia of
Philosophy (Spring 2017 Edition), Edward N. Zalta (ed.), URL =
<https://plato.stanford.edu/archives/spr2017/entries/justep-coherence/>.
Shorey, Paul. (1960). The Unity of Plato's Thought:(New Impr.). University of Chicago Press.
Shorey, Paul, “Plato in Twelve Volumes, Vols. 5 & 6 translated by Paul Shorey” Cambridge, MA,
Harvard University Press; London, William Heinemann Ltd. (1969)
Silverman, Allan, "Plato's Middle Period Metaphysics and Epistemology", The Stanford Encyclopedia
of Philosophy (Fall 2014 Edition), Edward N. Zalta (ed.), URL =
<https://plato.stanford.edu/archives/fall2014/entries/plato-metaphysics/>.