Barking Up The Wrong Tree. On
Barking Up The Wrong Tree. On
Barking Up The Wrong Tree. On
www.emeraldinsight.com/0143-7739.htm
Introduction
Burns (1978) identified two types of leadership (transformative and transactional) on the
basis of a qualitative analysis of the biographies of political leaders. He (Burns 1978, p. 20)
viewed the transformational leader as one who “engages with others in such a way that
the leader and the follower raise one another to a higher level of motivation and morality.”
The transformational leader was posited in contrast to the transactional leader who
exchanges relevant rewards contingent on a display of desired behaviors. Bass (1997)
claimed that this kind of leadership is found in all countries, in all organizations and on all
hierarchical levels.
Since the original ideas about transformational leadership by Burns (1978) and
Bass (1985), a large number of developments and versions of the scales has been
launched (Bass, 1985, 1996; Seltzer and Bass, 1990; Bass and Avolio, 1997). Yukl
(1999b) has noted that the components of transformational behavior have varied
somewhat across different versions of the questionnaire, and more component
behaviors have been added. Recent empirical research is mainly based on Bass and
Riggio (2006).
1. Conceptual weaknesses
A few researchers have been critical to the transformational leadership theory from
766 the performance perspective (e.g. Yukl, 1999a, 2010; Pawar, 2003, Tourish, 2013). Are the
dimensions of idealized influence, individualized consideration, inspirational motivation
and intellectual stimulation the reasons for or the description of for transformational
leadership? Further, the theory has a bias toward the relationship between the leader and
the followers, which limits its potential for explaining organizational effectiveness. There
is also a tendency in the theory to explain effectiveness in terms of skills and behaviors
rather than as outcomes of actions (Yukl, 2010).
Burns (1978) believed that all managers could be classified by leadership style
according to their propensity either for transactions with subordinates or for
transformations of subordinates. Bass (1985), on the other hand, viewed transactional
and transformational styles of leadership as being complementary rather than polar
constructs. He integrated the transformational and transactional styles by recognizing
that both styles may be linked to the achievement of goals.
When Bass (1985) tested Burns’ claims of there being two distinct forms of leadership,
he found, on the basis of data from 104 respondents, that the correlation between
transactional and transformational leadership was significant, at 0.72. Bass (1985, p. 201)
wrote: “Those who scored high in the transactional leadership did likewise in
transformational leadership.” Most researchers would have concluded that such a high
correlation implies that transactional and transformational leadership is (almost) the
same. Bass did not, however, and carried on. The continuation of this trajectory can be
regarded as most dubious methodologically (Yukl, 1989; Smith and Peterson, 1990).
Roughly speaking, 70 percent of the two forms are similar. With this high correlation in
mind, it is conspicuous that researchers – including those referred to here – who have the
data do not present this crucial correlation coefficient.
In Bass’ view, the transformational style is complementary to the transactional style
and is likely to be ineffective in the total absence of a transactional relationship between
the leader and the subordinate (Lowe et al., 1996). Arguably, managers can be both
transformational and transactional. As Bass (1985, p. 26) wrote, “[…] while conceptually
distinct, transformational and transactional leadership are likely to be displayed by the
same individuals in different amounts and intensities.”
Shamir (1995) considered, as did others, how it was possible for a leader to be both
transformative while simultaneously engaging in transactions with followers. It is
worthwhile to note that Howell and Avolio (1993) and Lowe et al. (1996) reported a high
correlation between the transformational factors and contingent rewards, which is an
element in transactional leadership. Transformational leaders use a combination of these
two kinds. Strictly speaking; the implication of the theoretical basis and of the high degree
of empirical relationship is this: there are two types of leadership, namely, transactional
leadership; and transactional leadership combined with transformational leadership.
Yukl (2010) claimed that the distinction between transactional and transformative
leaderships is an unwarranted oversimplification of a complex phenomenon.
There is a growing movement on critical management theory which addresses the
somehow inflated self-image of leaders presented in current research. Fournier and Grey
(2000, p. 7) described the conditions and prospects of critical management theory which they
claim “is unified by an anti-performance stance.” Transformational leadership theory, which Transformational
strongly argues that transformational leadership is the key to organizational performance, is leadership theory
thus directly under attack from the critical management theory. Alvesson and Sveningsson
(2003) have argued that more inductive, longitudinal and narrative work is needed to better
comprehend the phenomenon of leadership. Researchers interested in the topic of leadership
may face settings in which employees do not seem concerned about strong asymmetrical
relationships that fit the “leadership style” concept (Alvesson and Kärreman, 2007). These 767
five authors, however, do not refer explicitly to the transformational leadership theory or any
other leadership or management theory. Alvesson and Kärreman (2007) emphasized the
importance of empirical experiences as an input for research which links to Tengblad (2012).
He addressed one of the most central issues in the field of management by focussing on what
managers actually do at work. An experience-based perspective is taken by using the
behavior and activities of knowledgeable and experienced managers as the primary data for
theorizing about management. This practice perspective draws attention to how
management practices are performed in everyday work. Moreover, Tengblad (2012)
addressed a fundamental leadership question: why do managers work in very different ways
than most leadership literature describes?
References
774
Alvesson, M. and Kärreman, D. (2007), “Constructing mystery: empirical matters in theory
development”, Academy of Management Review, Vol. 32 No. 4, pp. 1265-1281.
Alvesson, M. and Sveningsson, S. (2003), “The great disappearing act: difficulties in doing
‘leadership’ ”, The Leadership Quarterly, Vol. 14 No. 3, pp. 359-381.
Antonakis, J., Avolio, B.J. and Sivasubramaniam, N. (2003), “Context and leadership: an
examination of the nine-factor full-range leadership theory using the multifactor leadership
questionnaire”, The Leadership Quarterly, Vol. 14 No. 3, pp. 261-295.
Bass, B.M. (1985), Leadership and Performance Beyond Expectations, Free Press,
New York, NY.
Bass, B.M. (1996), “Antecedent predictors of a ‘full range’ of leadership and management styles”,
Technical Report No. 1040, U.S. Army Research Institute for the Behavioral and Social
Sciences, Alexandria, VA.
Bass, B.M. (1997), “Does the transactional/transformational leadership paradigm transcend
organizational and national boundaries?”, American Psychologist, Vol. 52 No. 2,
pp. 130-139.
Bass, B.M. and Avolio, B.J. (1997), Revised Manual for the Multifactor Leadership Questionnaire,
Mind Garden, Redwood City, CA.
Bass, B.M. and Riggio, R.E. (2006), Transformational leadership, Erlbaum, Mahwah, NJ.
Blake, R.R. and Mouton, J.S. (1982), “A comparative analysis of situationalism and 9,9
management by principle”, Organizational Dynamics, Vol. 10 No. 4, pp. 20-43.
Burns, J.M. (1978), Leadership, Harper & Row, New York, NY.
Cammock, P., Nilakant, V. and Dakin, S. (1995), “Developing a lay model of managerial
effectiveness: a social constructionist perspective”, Journal of Management Studies, Vol. 32
No. 4, pp. 443-474.
Fiedler, F.E. (1967), A Theory of Leadership Effectiveness, McGraw-Hill, New York, NY.
Fournier, V. and Grey, C. (2000), “At the critical moment: conditions and prospects of critical
management studies”, Human Relations, Vol. 53 No. 1, pp. 7-32.
Hambrick, D.C. (1983), “Some tests of the effectiveness and functional attributes of miles and
snow’s strategic types”, Academy of Management Journal, Vol. 26 No. 1, pp. 5-26.
Hogan, R., Curphy, G.J. and Hogan, J. (1994), “What we know about leadership. Effectiveness and
personality”, American Psychologist, Vol. 49 No. 6, pp. 439-504.
Howell, J.M. and Avolio, J. (1993), “Transformational leadership, transactional leadership, locus of
control, and support for innovation: key predictors of consolidated-business-unit
performance”, Journal of Applied Psychology, Vol. 78 No. 6, pp. 891-902.
Hoy, F., van Fleet, D.D. and Yetley, M.J. (1994), “Comparative organizational effectiveness
research leading to an intervention strategy”, Journal of Management Studies, Vol. 21 No. 4,
pp. 443-462.
Hughes, R.L., Ginnett, R.C. and Curphy, G.J. (1999), Leadership, McGraw-Hill, Boston, MA.
Hur, Y.-H., van der Berg, P.T. and Wilderom, C.P.M. (2011), “Transformational leadership as a Transformational
mediator between emotional intelligence and team outcomes”, The Leadership Quarterly,
Vol. 22 No. 4, pp. 591-603.
leadership theory
Judge, T.A. and Bono, J.E. (2000), “Five-factor model of personality and transformational
leadership”, Journal of Applied Psychology, Vol. 85 No. 5, pp. 751-765.
Judge, T.A. and Piccolo, R.F. (2004), “Transformational and transactional leadership: a meta-analytic
test of their relative validity”, Journal of Applied Psychology, Vol. 89 No. 5, pp. 755-768. 775
Lowe, K.B., Kroek, K.G. and Sivasubramaniam, N. (1996), “Effectiveness correlates of
transformational and transactional leadership: a meta-analytic review of the MLQ
literature”, The Leadership Quarterly, Vol. 7 No. 3, pp. 385-425.
Mannheim, B. and Halamish, H. (2008), “Transformational leadership as related to team outcomes
and contextual moderation”, Leadership & Organization Development Journal, Vol. 29 No. 7,
pp. 617-630.
Marturano, A., Wren, T. and Harvey, M. (2013), “Editorial. The making of leadership and the
humanities”, Leadership and the Humanities, Vol. 1 No. 1, pp. 1-5.
Menges, J.I., Walter, F., Vogel, B. and Bruch, H. (2011), “Transformational leadership climate:
performance linkages, mechanisms, and boundary conditions at the organizational level”,
The Leadership Quarterly, Vol. 22 No. 5, pp. 893-909.
Nahum-Shani, I. and Somech, A. (2011), “Leadership. OCB and individual differences: idiocentrism
and allocentrism as moderators of the relationship between transformational and
transactional leadership and OCB”, The Leadership Quarterly, Vol. 22 No. 2, pp. 353-366.
Nash, M. (1983), Managing Organizational Performance, Jossey-Bass, San Francisco, CA.
Nielsen, K. and Cleal, B. (2011), “Under which conditions do middle managers exhibit transformational
leadership behaviors? – an experience sampling method study on the predictors
of transformational leadership behaviors”, The Leadership Quarterly, Vol. 22 No. 2,
pp. 344-352.
Özaralli, N. (2003), “Effects of transformational leadership on empowerment and
team effectiveness”, Leadership and Organization Development Journal, Vol. 24 No. 6,
pp. 335-344.
Pawar, B.S. (2003), “Central conceptual issues in transformational leadership research”,
Leadership and Organization Development Journal, Vol. 24 No. 7, pp. 397-406.
Peterson, S.J., Walumba, F.O., Byron, K. and Myrowitz, J. (2009), “CEO positive psychological
traits, transformational leadership, and firm performance in high-technology start-up and
established firms”, Journal of Management, Vol. 35 No. 2, pp. 348-368.
Ployhart, R.E., Lim, B.C. and Chan, K.Y. (2001), “Exploring relations between typical and
maximum performance ratings and the five factor model of personality”, Personal
Psychology, Vol. 54 No. 4, pp. 809-843.
Pounder, J.S. (2001), “ ‘New leadership’ and the university organisational effectiveness: exploring
the relationship”, Leadership and Organization Development Journal, Vol. 22 No. 6,
pp. 281-290.
Prenkert, F. and Ehnfors, M. (1997), “A measure of organizational effectiveness in nursing
management in relation to transactional and transformational leadership: a study in a
Swedish hospital”, Journal of Nursing Management, Vol. 5 No. 5, pp. 279-287.
Rowold, J. (2011), “Relationship between leadership behaviors and performance: the moderating
role of a work team’s level of age, gender, and cultural heterogeneity”, Leadership and
Organization Development Journal, Vol. 32 No. 6, pp. 628-647.
LODJ Sayer, A. (1992), Method in Social Science: a Realist Approach, Routledge, London.
36,6 Seltzer, J. and Bass, B.M. (1990), “Transformational leadership: beyond initiation and
consideration”, Journal of Management, Vol. 16 No. 4, pp. 693-703.
Shamir, B. (1995), “Social distance and charisma: theoretical notes and an exploratory study”, The
Leadership Quarterly, Vol. 6 No. 1, pp. 19-47.
776 Shamir, B. and Howell, J.M. (1999), “Organizational and contextual influences on the emergence
and effectiveness of charismatic leadership”, The Leadership Quarterly, Vol. 10 No. 2,
pp. 257-283.
Shetty, Y.K. (1979), “New look at corporate goals”, California Management Review, Vol. 16 No. 2,
pp. 71-79.
Simola, S.K., Barling, J. and Turner, N. (2010), “Transformational leadership and leader moral
orientation: contrasting an ethic of justice and an ethic of care”, The Leadership Quarterly,
Vol. 21 No. 1, pp. 179-188.
Smith, P.B. and Peterson, M.F. (1990), Leadership, Organizations and Culture, Sage, London.
Stone, A.G., Russell, R.F. and Peterson, K. (2004), “Transformational leadership versus servant
leadership: a difference in focus”, Leadership and Organization Development Journal,
Vol. 25 No. 4, pp. 349-361.
Strasser, S., Eveland, J.D., Cummings, D., Deniston, O.L. and Roman, J.H. (1981), “Conseptualizing
the goal and system models of organizational effectiveness – implications for
comparative evaluation research”, Journal of Management Studies, Vol. 18 No. 3,
pp. 321-340.
Tengblad, S. (2012), The Work of Managers: Towards a Practice Theory of Management, Oxford
University Press, Oxford.
Tims, M., Bakker, A.B. and Xanthopoulou, D. (2011), “Does transformational leaders enhance
their followers’ daily work engagement?”, The Leadership Quarterly, Vol. 22 No. 1,
pp. 121-131.
Tourish, D. (2013), The Dark Side of Transformational Leadership. A Critical Perspective,
Routledge, New York, NY.
Waldman, D.A. and Yammarino, F.J. (1999), “CEO charismatic leadership: levels-of-management
and levels-of-analysis effects”, Academy of Management Review, Vol. 24 No. 2,
pp. 266-285.
Walter, F. and Bruch, H. (2010), “Structural impacts on the occurrence and effectiveness of
transformational leadership: an empirical study at the organizational level of analysis”,
The Leadership Quarterly, Vol. 21 No. 5, pp. 765-782.
Walton, E.J. and Dawson, S. (2001), “Managers’ perception of criteria of organizational
effectiveness”, Journal of Management Studies, Vol. 38 No. 2, pp. 173-199.
Webster’s Dictionary (1989), Webster’s Encyclopedic Unabridged Dictionary of the English
Language, Gramercy Books, New York, NY.
Yukl, G.A. (1989), “Managerial leadership: a review of theory and research”, Journal of
Management, Vol. 15 No. 2, pp. 251-289.
Yukl, G.A. (1999a), “An evaluation of conceptual weaknesses in transformational and charismatic
leadership theories”, The Leadership Quarterly, Vol. 10 No. 2, pp. 285-305.
Yukl, G.A. (1999b), “An evaluative essay on current conceptions of effective leadership”,
European Journal of Work and Organizational Psychology, Vol. 8 No. 1, pp. 33-48.
Yukl, G.A. (2010), Leadership in Organizations, Pearson, Upper Saddle River, NJ.
Further reading Transformational
Avolio, J. and Bass, B.M. (1988), “Charisma and beyond”, in Hunt, J.G, Baliga, B.R., Dachler, H.P. leadership theory
and Schriesheim, C.A. (Eds), Emerging Leadership Vistas, Heath, Lexington, MA,
pp. 29-49.
Bass, B.M., Avolio, B.J., Jung, D.I. and Berson, Y. (2003), “Predicting unit performance by
assessing transformational and transactional leadership”, Journal of Applied Psychology,
Vol. 88 No. 2, pp. 207-218. 777
Muchiri, M.K., Cooksey, R.W. and Walumbwa, F.O. (2012), “Transformational and social
processes of leadership as predictor of organizational outcomes”, Leadership &
Organization Development Journal, Vol. 33 No. 7, pp. 662-683.
For instructions on how to order reprints of this article, please visit our website:
www.emeraldgrouppublishing.com/licensing/reprints.htm
Or contact us for further details: [email protected]
Reproduced with permission of the copyright owner. Further reproduction prohibited without
permission.