Political Science Western Political Thoughts
Political Science Western Political Thoughts
Political Science Western Political Thoughts
The imperishable contribution of the Greeks to western civilization lies in the taming of man
and nature through reason. The Greeks were not the first to think about recurrent regularities of
inanimate events, but they were the first to develop the scientific attitude, a new approach to the
world that constitutes to this day one of the distinctive elements of western life. In the field of human
relations, too, Greek inventiveness and originality lay, not in this or that political theory, but in the
discovery of the scientific study of politics. The Greek school has produced eminent thinkers like
Socrates, Plato and Aristotle.
In the entire history of political thought no thinker evoked the admiration, reverence and
criticism that Plato did- Plato has left behind many important works out of which three the Republic,
(380-370 BC) the States man (360 BC) and the Laws (350BC), were of perennial interest to all
those interested in the history of political ideas. Plato has been generally regarded as the founder of
philosophical idealism by virtues of his conviction that there is a universal idea in the world of
eternal reality beyond the world of the senses. He was the first to formulate and define political
ideas within a larger framework of a philosophical idea of Good. He was concerned about human
life and human soul or human nature, and the real question in it is how to live best in the state within
the European intellectual traditions. He conceptualized the disorders and crises of the actual world
and presented to his readers a vision of a desirable political order, which till today has fascinated his
admirers and detractors. He has been described as a poet of ideas, a philosopher of beauty and the
true founder of the cult of harmonious living. He has been praised for his denunciation of
materialism and brutish selfishness. Both Voltaire (1694-1778) and Nietzsche (1844-1900)
characterized Platonism as the intellectual side of Christianity. Many like John Ruskin (1819-1900)
and William Morris (1834-1896) were attracted by Plato’s concern for human perfection and
excellence. Plato, along with his disciple Aristotle has been credited for laying the foundations of
Greek political theory on which the western political tradition rests. These two thinkers between
themselves have explored, stated, analyzed and covered a wild range of philosophical perspectives
and issues.
Plato was born in May-June 428/27 BC in Athens in an aristocratic though not affluent,
family. His father, Ariston, traced his ancestry to the early kings of Athens. His mother, Pericitione,
was a descendant of Solon, the famous law giver of Athens. Plato’s original name was Aristocles,
which meant the “best and renowned”. He was given the nick name ’Plato’, derived from platys,
because of his broad and strong shoulders. He was known for his good looks and charming
disposition. He excelled in the study of music, mathematics and poetry. He excelled in the study of
music, mathematics and poetry. He fought in three wars and won an award for bravery. He met
Socrates in 407 BC at the age of 20 and since then was under his hypnotic spell. The trial and
execution of Socrates in 399 BC proved to be a turning point in Plato’s life. In 386 BC on returning
to Athens, Plato’s friends gifted him a recreation spot named after its local hero Academns. It was
here that Plato established his Academy which became a seat of higher learning and intellectual
pursuits in Greece for the next one hundred years. The academy was initially a religious group
The Republic, the Statesman and the Laws were Plato’s major works in political philosophy. The
Republic was collection of Plato’s ideas in the field of ethics, metaphysics, philosophy and politics.
The Republic, concerning justice, the greatest and most well- known work of Plato, was written in
the form of a dialogue, a method of great importance in clarifying questions and establishing truth. It
was one of the finest examples of the dialectical method as stated and first developed by Socrates.
Though Socrates did not provide a theoretical exposition of the method, he established a clear-cut
pattern of dialectical reasoning for others to follow. He placed dialectics in the service of ethics,
defining virtue as a basis for traditional and moral transformation. The discussion in the Republic
was conducted in a single room among Socrates. The Republic in Greek means justice, and should
not be used or understood in this Latin sense meaning the states or the polity’ As has been rightly
pointed out by William Ebenstein, after twenty three hundred years the Republic “is still match less
as an introduction to the basic issues that confront human being as citizens”. No other writer on
politics has equaled Plato in combining penetrating and dialectical reasoning with poetic imagery
and symbolism. One of the main assumptions of the Republic is that the right kind of government
and politics can be the legitimate object of rigorous scientific thinking rather than the inevitable
product of muddling through fear and faith, indolence and improvisation.
THEORY OF JUSTICE
The concept of justice is the most important principle of Plato’s political philosophy. The sub-title of
the Republic, ‘Concerning Justice’ shows the extra ordinary importance which Plato attached to
justice. Plato saw in justice the only practical remedy of saving his beloved Athens from decay and
ruin. The main argument in the republic is a sustained search after the location and nature of
justice. He discovers and locates the principle of justice with the help of his ideal state.
An ideal state for Plato possessed the four cardinal virtues of wisdom, courage, discipline and
justice. It would have wisdom because its rulers were persons of knowledge, courage because its
warriors were brave, self discipline because of the harmony that pervaded the societal matrix due to
a common agreement as to who ought to rule, and finally, justice of doing one’s job for which one
was naturally filled without interfering with others. For Plato, the state was ideal, of which justice
was the reality. Justice was the principle on which the state had to be founded and a contribution
made towards the excellence of the city.
According to Plato, justice does not consist in mere adherence to the laws, for it is based on the
inner nature of human spirit, it is also to the triumph of the stronger over the weaker, for it protects
Plato in his masterpiece, the Republic, reviews the then prevailing theories of justice representing
various stages in the development of conceptions of justice and morality and finally gives own
interpretations and meaning. The text opens with a discussion between Socrates and cephalous on
the subject of old age and wealth. Cephalous, old and prosperous, pointed out that wealth by itself
did not make one happy but provided comforts that made life easy. It is enabled one to lead a good
life and to do what was morally wrong. Cephalous defined justice as telling the truth, being honest in
word and deed and paying one’s debts. Socrates dismissed the argument effortlessly by pointing
out that is some cases it might be harmful to speak the truth or return one’s belongings, through
examples like returning weapons to a mad person, or telling the truth when it was better to conceal
it. He did not show that honesty in word and deed was not justice but rather that such honesty could
be harmful.
By altering the definition provided by Cephalous, Polemarchus pointed out that justice means
giving each man is due’ or what was fitting’, In short justice was doing the right thing which he
qualified to mean doing good to friends might also involve acts like stealing and telling a lie. Second
the idea of being good friends and bad to enemies was difficult to apply, because a person could
make mistakes about one’s friends and enemies. A friend might not actually be a friend in reality.
Moreover, a person who could do the maximum help could also do the maximum harm. Third, a
person should not harm anyone because those who get injured become been more unjust. Justice
was human excellence; a just person could not harm anybody, including the self.
Through a series of analogies, Socrates showed the justice was not the advantage of the stronger,
for the ruler’s duty was to serve the interests of the people. A ruler’s position was similar to that of a
doctor, teacher or shepherd. By defining justice as the interest of the stronger, Thrasymachus
earned a place in the history of political theory.
There is another theory of justice advocated by two brothers - Glaucon and Adeimantus. Glaucon
held the view that justice is in the interest of the weaker and that it is artificial in so far as it is the
product of customs and conventions. Plato saw limitations in Glaucon’s theory by describing justice
as natural and universal as against Glaucon’s notion of it as artificial and product of conventions and
customs.
Platonic justice has two aspects - individual and social. According to Plato, every individual was a
functional unit, assigned a particular task with clear cut obligations and privileges, which one was
expected to perform diligently and meticulously. William Bernstein wrote in the discussion of justice,
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all elements of Plato’s political philosophy are contained, In his theory of justice the relations of man
to nature, to the polis, and to his fellow men from an architectonic whole.
Plato explained his arguments for differing individual capabilities with the help of the theory of three
classes and three souls, an idea borrowed from Pythagoros. He pointed out that every human soul
had three qualities: rational, ‘ spirit and appetite with justice as the fourth virtue balancing and
harmonizing the other three qualities. In each soul one of these qualities would be the predominant
faculties. Individuals in whom the rational faculty was predominant would constitute the ruling class
and the virtue of such a soul was wisdom. This soul, a lover of learning had the power to
comprehend the idea of good. Those in whom spirit was the predominant quality were the
auxiliaries or warriors and the virtue of such souls was courage, implying the ability to hold on to
one’s convictions and beliefs in adverse times. Together the rulers and soldiers would constitute the
guardian class.
Individuals whose souls were appetitive exhibited a fondness for material things. They were lovers
of gain and money. They were the artisans, the producing class. The quality of such an appetitive
soul was temperance, though Plato did not see temperance as an exclusive quality of the artisan
class. Though Plato took into account the role of spirit and appetite in human behavior, he was
convinced that reason must ultimately control and direct emotions and passions.
Thus justice in the state meant that the three social classes (rulers, warriors and producers)
performed the deliberative and governing, defense and production without interfering with the
functions of others. Justice was “one class, one duty; every man, one work. Prof. Ernest Barker has
defined the Platonic theory of justice when he wrote that justice means ‘will to concentrate on one’s
own sphere of duty and not to meddle with the sphere of others".
According to Plato, the justice of the state is the citizen’s sense of duty. This conception of justice
goes against individualism because a man must not think of himself as an isolated unit with
personal desire. Plato’s justice does not embody a conception of rights but of duties though it is
identical with true liberty. It is the true condition the individual and of the state and the ideal state is
the embodiment of justice. The state is the reality of which justice is the idea. According to Prof:
Sabine, Plato visualized society as a system of services in which each member both gives and
receives. What the state takes cognizance, of is this mutual exchange and what it tries to arrange is
the most adequate satisfaction of needs and the most harmonious inter change of services
Platonic justice leads to functional specialization. From the point of view of society justice means
self control on the of various classes of society which makes each class mind its own function and
not interfere with the functions of others. It also makes various members of each class stick to their
own allotted functions and responsibilities within the calls and not interferes with the function of
other individuals in the some class.
CRITICISMS
Several criticisms have been leveled against Platonic theory of justice. Platonic doctrine of justice is
based on self - control and self abnegation of the individual in the interest of society. It leads to
functional specialization. It ignores the evils of functional specialization which does not sufficiently
Platonic scheme of education was progressive and systematic. Its characteristics can be
summarized as follows.
1. His educational scheme was state controlled compulsory and graded one moving from lower
to higher levels of learning process.
2. It aimed at attaining the physical, moral, mental and intellectual development of human
personality.
3. It is a graded process which consisted of different levels and stages starting from 6 to 50
years.
4. His scheme was particularly aimed at producing philosopher kings, the rulers in his ideal
state;
5. His educational plan aimed at preparing the rulers for administrative statesmanship, soldiers
for military skill, and producers for material productivity and finally.
6. His educational plans sought to bring a balance between the individual needs and social
requirements.
For Plato, the educational systems serves both to undergrid and sustain the idea of political order
and to provide a ladder, so to speak up which those who have the capacity can climb to escape the
contingencies and limitations of political life. These two purposes, according to Plato, are not
contradictory. Rather they support and sustain each other.
Plato abolished private family life and property for the ruling class for they concouraged nepotism,
favoritism particularism, factionalism and other corrupt practices commonly found among the rulers.
Politics was to promote common food and interest of the state. Plato thereby established a high
standard for the rulers. He proposed that the members of the guardian class live together in a
common barrack. The life of the guardian class would be in accordance with the rule followed among
the Greeks that friends have all things in common. In the Republic Plato devoted greater space and
consideration to communism of family than to property. This was mainly because he had perturbed
by the negative emotions of hatred, selfishness and the envy that the family encouraged. Plato
believed that conventional marriage led to women’s subordination, subjugation and seclusion. He
rejected the idea of marriage as a spiritual union based on love and mutual respect. However,
marriage was necessary to ensure the reproduction and continuation of the human race. He,
therefore, advocated temporary sexual union for the purpose of bearing the children. He relieved
women of child caring responsibilities. Once children were born, they would be taken care of by the
Plato builds his ideal state in three successive stages. In the first stage, Plato believes that men and
women are different in degree only and not in kind. Hence they should be given same educational
facilities and should partake in the same public functions. In the second stage Plato advocates the
abolition of the family on the basis of communism of property and wives among the two upper
classes. In the third stage he introduced the rule of philosophy.
Plato’s ideal state is hierarchical in composition and functions. At the head of the ideal state is a
philosopher ruler highly qualified people capable of ruling the country either fear or favour. In order to
ensure a steady supply of philosopher rulers, Plato advocated a state controlled compulsory scheme
of education meant for the children belonging to all the three classes of people. The communism of
family and property among the two upper classes was meant to keep them out of economic and
world temptations and ambitions so that they could concentrate on their duty to the state. The other
features of the ideal state were functional specialization, equality of men and women and censorship
of art.
Having outlined the details of an ideal state, Plato examined other types of regimes, accounting for
their decline and decay. He listed four types of governments namely timocracy, oligarchy,
Plato’s political philosophy, which emerges from his writings, has its special importance in the
history of western political theory. Plato was the first systematic political theorist and a study of the
western philosophy of tradition begins with his masterpiece, the Republic, Jowet rightly describes
Plato as father of philosophy, politics and literary idealism.
Plato’s contribution to the western political thought is without any parallel. He was given it a
direction, a basis and a vision. Political idealism is Plato’s gift to western political philosophy. He
innovated novel ideas and integrated them skillfully in a political scheme. His radicalism lies in the
fact that his rulers are rulers without comforts and luxuries possessed by men of property. Plato’s
attempt in the Republic is to portray a perfect model of an ideal order. Plato was the first to allow
women to become rulers and legislators. His scheme of collective households, temporary
marriages and common childcare were accepted as necessary condition for the emancipation of
women by the socialist of the 18th and 19th centuries. The whole bent of Plato’s Political thought
was the welfare and development of the community.
Aristotle is said to have written about 150 philosophic treaties. His works can be classified under
three heading:
3. Systematic works. Among his writings of a popular nature. On the polity of the Athenians is
the interesting one. The works on the second group include 200 titles, most in fragments. The
systematic treatises of the third, group are marked by a plainness of style. Aristotle’s political
theory is found mainly in the politics although there are references of his political thought in the
Nichomachean Ethics. In the words of Prof. William Ebenstiein, the “politics lacks the fire and
poetic imagery of the Republic, but it is more systematic and analytical and after twenty three
hundred years it is still an introductory text book to the entire fields of political science.’ In his
writings Aristotle showed much regard for popular opinions and current practices, for he was
essentially a realist philosopher. His works are really on justification of existing institutions like
family, state and slavery or is calculated to suggest remedies for the ills of the body politics of the
city states.
Theory of state
Aristotle believes that man is, by nature and necessity, a social animal and he who is unable to live
in society must be either a god or beast. He finds the origin of the state in the innate desire of an
individual to satisfy his economic needs and racial instincts. For the realisation of this desire the
male and female on the one hand and the master and slave on the other, come together, live
together and form a family, i.e., a household which has its moral and social use. It is in the
According to Aristotle, sate is a natural community, an organism with all the attributes of a living
being. Aristotle conceives of the state as natural in two ways. First, he briefly delineates the
evolution of social institutions from the family through the village to the city state; in the historical
sense, the state is the natural and final stage in the growth of human relations. However, the state
is also considered by Aristotle to be actual in a logical and philosophical sense: “The state is by
nature clearly prior to the family and the individual, since the whole is of necessity prior to the part”.
Aristotle maintains that the state is not only a community but it is the highest community aiming at
the highest good. The family is the first form of association, lowest in the chain of social evolution
and lowest on the rung of values, because it is established by nature for the supply of men’s every
day wants. The village is the second form of association, genetically more complex than the family,
and aiming at something more than, the supply of daily needs. The third and highest in terms of
value and purpose: whereas family and village exist essentially for the preservation of life and
comforts of companionship, the state exists for the sake of a good life, and not for the sake of life
only, and political society exists for the sake of noble actions, and not of mere companionship It is
clear from the above observations that the state is the highest form of association, not only in terms
of the social and institutional value, but interns of man’s own nature.
Aristotle believed that man was essentially good and the function of the state was to develop his
good faculties into a habit of good action. Aristotle saw a good deal of identity between the
individual and the state. Like the individual, the state must show the virtues of courage, self-control
and justice. The function of the state was the promotion of good life among its citizens and,
therefore, the state was the spiritual association into a moral life As Prof. William Ebenstein has
rightly pointed out his (Aristotle’s ) “is a conception of moral sovereignty rather than of legal
sovereignty”.
SLAVERY
The institution of slavery has been criticised by many and defended by few Aristotle was one of its
strong defenders. Aristotle justifies slavery, which in fact was the order of the day. He wrote in the
Politics thus: “For that some should rule and others be ruled is a thing not only necessary, but
expedient; from the hour of their birth, same are marked out for subjection other for rule”. In fact
Aristotle justifies slavery on grounds of expediency.
While discussing the origin of the state and family, Aristotle mentions the institution of
slavery. He finds slavery essential to a household and defends it as natural and, therefore, moral.
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A slave is a living possession of his master and is an instrument of a action. A man cannot lead a
good life without slaves any more than he can produce good music without instruments. Men differ
from each other in their physical and intellectual fitness. Aristotle justifies slavery on the grounds
that there is a natural inequality between men.
Aristotle assumes that nature is universally ruled by the contrast of the superior and inferior: man is
superior to the animals, the male to the female, the soul to the body, reason to passion. In all these
divisions it is just that the superior rule over the inferior, and such a rule is to the advantage of both.
Among men, there are those whose business is to use their body, and who can do nothing better’
and they are by nature slaves. Slavery is not only natural it is necessary as well. If the masters do
not tyrannise over the slave, slavery is advantageous to both the master and the slave. Slavery is
essential for the master of the household because, without slaves he has to do manual work which
incapacitates him for civic duties.
Aristotle was realistic enough to see that many were slaves by law rather than nature, particularly
those who were reduced to slavery by conquest a custom widely practiced in the in the wars of
antiquity. He concedes to slaves the mental ability of apprehending the rational actions and orders
of their master but denies them the ability of acting rationally on their own initiative.
CRITICISMS
Aristotle’s defence of slavery sounds very unconvincing and unnatural. He does not give reliable
and fixed criteria for the determination of who is and who is not a natural law. Aristotle’s assertion
that some women are born to rule and others born to obey would reduce the society into two parts
arbitrarily. Thus Aristotle’s definition of slaves would reduce domestic servants and women in
backward countries to the position of slaves. Karl Popper in his work “Open Society and its
Enemies has criticized Aristotliean an doctrine of slavery when he wrote thus:” ‘Aristotle’s views
were indeed reactionary as can be best seen from the fact that he repeatedly finds it necessary to
defend them against the doctrine that no one is a slave by nature, and further from his own
testimony to the anti slavery tendencies of the Athenian democracy”.
CITIZENSHIP
For Aristotle a citizen was one who shared power in polis, and unlike Plato, did not distinguish
between “an active ruling group and a politically passive community”. Aristotle stipulated that the
young and the old could not be citizens, for one was immature and the other infirm. He did not
regard women as citizens, for they lacked the deliberative faculty and the leisure to understand the
working of politics. A good citizen would have the intelligence and the ability to rule and be ruled.
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Aristotle prescribed a good citizen as someone who could live in harmony with the constitution and
had sufficient leisure time to devote himself to the tasks and responsibilities of citizenship. A good
citizen would possess virtue or moral goodness that would help in realising a selfless and
cooperative civic life. In the words of William Ebenstein, “Aristotle’s idea of citizenship is that of the
economically independent gentleman who has enough experience, education and leisure to devote
him to active citizenship, for citizen must not lead the life of mechanics or tradesmen, for such life is
inimical to virtue. Thus he regarded citizenship as a bond forged by the intimacy of participation in
public affairs.
Aristotle makes an important distinction between the ‘parts’ of the state and its “necessary
conditions”. Only those who actively share or have the means and leisure to share in the
government of the state are its components or integral part. All the others are merely the necessary
conditions who provide the material environment within which the active citizens freed from menial
tasks, can function .
DISTRIBUTIVE JUSTICE
Like Plato, Aristotle believed that justice is the very essence of the state and that no polity can
endure for a long time unless it is founded on a right scheme of justice. According to him, justice is
virtue, complete virtue, and the embodiment of all goodness. It is not the same thing as virtue, but it
is virtue and virtue in action. Thus Aristotle makes it clear that ‘the goodness in the sphere of
politics is justice, and justice contains what tends to promote the common interest.”
Aristotle believes that justice saves the states from destruction; it makes the states and political life
pure and healthy. For Aristotle, justice is either general or particular. According to Aristotle, general
justice is complete goodness It is complete in the fullest sense, because it is the exercise of
complete goodness not only in himself but also towards his neighbours. Particular justice is a part of
complete or general justice.
Particular justice has two sub varieties, namely, distributive and corrective justice.
Corrective justice is mainly concerned with voluntary commercial transactions like sale, hire,
furnishing of security, etc: and other things like aggression on property and life, honor and freedom.
Distributive justice consists in proper allocation to each person according to his worth. This type of
justice relates primarily but not exclusively to political privileges.
From the point of view of distributive justice, each type of political organisation, its own standard of
worth and , therefore, of distributive justice. Distributive justice assigns to every man his due
according to his contributions to the society. Distributive justice is identifiable with proportionate
equality.
Aristotle’s concept of distributive Justice does not apply to modern conditions. Based on the notion
of award of officers and honors in proportion to a man’s’ contribution to society, it could apply to a
small city states and is not applicable to modern sovereign states with huge population. Thus his
theory distributive justice is far away from the reality of the modern world.
In the table given above, monarchy represents the rule of a monarch for common good with
tyranny as its perversion. According to Aristotle, monarchy is the pure form of government when the
monarch rules for the benefits of the people without any discrimination. Of the three true forms
Aristotles holds monarchy to be the most ideal kind of govt. Aristotle’s deep sympathy for monarchy
is to be understood in the light of his relations with the rising Macedonian monarchy.
Aristocracy is no where described in the Politics systematically, perhaps because the
problem of aristocracy and democracy was not of such practical importance as that of monarchy.
Aristotle classifies the causes of revolution under two groups general and particular causes.
The general causes of revolutions were broadly categorised into three.
1. Psychological motives or the state of mind.
Aristotle believes that democracy is characterised by twin principles of freedom and majority -rule.
Aristotle was not opposed to democracy in the same measures as Plato was. According to him
democracy is a form of government in which supreme power is in the hands of freemen. He
believed that the aggregates virtue and ability of the mass of the people was greater than the virtue
and ability of a part of the population. It the mass of the people do not understand the technicalities
of a administration, they have the commonsense of appointing right administrators and legislators
and of checking any misbehavior on the part of the latter. Aristotle’s democracy means aristo-
democracy of the free citizens because the large body of slaves and aliens can have no share in
the government of the day. Direct democracy is possible only in a small city state Aristotle
condemns only the extreme form of democracy namely mobocracy.
MACHIAVELLI
Renaissance ushered in rationalism which viewed God, man and nature from the stand point of
reason and not faith. The international conflict, following geographical discoveries, produced the
concepts of nationalism and nation- state which went against medieval universalism in church and
state. The most important discovery of the Renaissance- more significant than any single work of art
or any one genius was the discovery of man. The Renaissance goes beyond the moral selfhood of
stoicism, the spiritual uniqueness of Christianity, the aesthetic individuality of the ancient Greeks,
After presenting a horrible and dismal picture of the state of nature, Hobbes proceeds to discuss
how man can escape from such an intolerably miserable condition. ‘In the second part of the
Leviathan, Hobbes creates his commonwealth by giving new orientation to the old idea of the social
contract, a contract between ruler and ruled. Hobbes thus builds his commonwealth. ‘the only
way to erect such a common power as may be able to defend them ( i.e, men) from the invasion of
foreigners and the injuries of one another. ….. is to confer all their power and strength upon one
Man or upon one Assembly of men that may reduce all their wills, by plurality of voices unto one will
the sovereign himself stands outside the covenant. He is a beneficiary of the contract, but not a
party to it. Each man makes an agreement with every man in the following manner’
“I authorise and give up my right of governing myself to this man or to this assembly of man on the
condition, that thou give up thy right to him, and authorise all his actions in like manner. This is the
generation of that great Leviathan or rather ( to speak more reverently) of that mortal god, to which
Political Absolutism
The heart of Hobbes’ political philosophy is his theory of sovereignty. He was not the first to
use the term sovereignty in its modern sense. It is beyond dispute that before and after Thomas
Hobbes the doctrine of sovereignty has been defended by various scholars on various grounds.
Hobbes was perhaps the first thinker to defend the sovereignty of the state on scientific grounds
Hobbes freed the doctrine of sovereignty of limitations imposed by Jean Bodin and Hugo Grotius.
Hobbes saw the sovereign power as undivided, unlimited, inalienable and permanent. The
contract created the state and the government simultaneously. The sovereign power was authorised
to enact laws as it deemed fit and such laws were legitimate Hobbes was categorical that the powers
and authority of the sovereign has to be defined with least ambiguity.
The following are some of the major attributes of Hobbesian sovereign.
1. Sovereign is absolute and unlimited and accordingly no conditions implicit or explicit can be
imposed on it. It is not limited either by the rights of the subjects or by customary and
statutory laws.
5. Sovereign has absolute right to declare war and make peace, to levy taxes and to impose
penalties.
6. Sovereign is the ultimate source of all administrative, legislative and judicial authority.
According to Hobbes, law is the command of the sovereign.
7. The sovereign has the right to allow or takes away freedom of speech and opinion.
8. The sovereign has to protect the people externally and internally for peace and preservation
were basis of the creation of the sovereign or Leviathan. Thus Hobbesian sovereign
represents the ultimate, supreme and single authority in the state and there is no right of
resistance against him except in case of self defence. According to Hobbes, any act of
disobedience of a subject is unjust because it is against the covenant. Covenants without
swords are but mere words. Division or limitation of sovereignty means destruction of
sovereignty which means that men are returning to the old state of nature where life will be
intolerably miserable.
By granting absolute power to the sovereign, some critics went to the extent of criticising Hobbes as
the ‘spiritual father of totalitarian fascism or communism’ However, William Ebenstein in his well
known work ‘ Great Political Thinkers’ has opposed this charge on following grounds. First,
government is set up according to Hobbes, by a covenant that transfers all power. This contractual
foundation of government is anathema to the modern totalitarians second, Hobbes assigns to the
state a prosaic business; to maintain order and security for the benefit of the citizens. By contrast,
the aim of the modern totalitarian state is anti-individualistic and anti hedonistic. Third Hobbesian
state is authoritarian, not totalitarian. Hobbes’ authoritaritarianism lacks one of the most
characteristic features of the modern totalitarian state: inequality before the law, and the resultant
sense of personal insecurity. Fourth, Hobbes holds that the sovereign may be one man or an
assembly of men, whereas modern totalitarianism is addicted to the leadership principle. The
Hobbesian sovereign is a supreme administrator and law giver but not a top rabble rouser,
spellbinder, propagandist, or showman. Fifth, Hobbes recognises that war is one of the two main
forces that drive men to set up a state. But whenever he speaks of war, it is defensive war, and
there is no glorification of war in the Leviathan. By contrast, totalitarians look on war as something
lightly desirable and imperialist war as the highest form of national life.
CONCLUSION
The Leviathan of Hobbes has been regarded as one of the masterpieces of political theory known for
its style, clarity and lucid exposition. He has laid down a systematic theory of sovereignty, human
nature, political obligation etc. Hobbes saw the state as a conciliator of interests, a point of view that
the Utilitarian’s developed in great detail. Hobbes created an all powerful state but it was not
totalitarian monster.
Hobbes is considered as the father of political science: His method was deductive and geometrical
rather than empirical and experimental. His theory of sovereignty is indivisible, inalienable and
perpetual. Sovereign is the sole source and interpreter of laws. Before and after Hobbes, political
absolutism has been defended by different scholars on various grounds. Hobbes was perhaps the
first political thinker to defend political absolutism on scientific grounds.
JOHN LOCKE
John Locke’s first works were written at Oxford, namely the Two Tracts on Government in
1660-1662, and the Essays on the Law of Nature in Latin in 1664. In both these writings he argued
against religious toleration and denied consent as the basis of legitimate government. Locke
published his Two Treatises of Government in 1690. The same year saw the publication of his
famous philosophical work The Essay Concerning Human understanding. Locke’s other important
writings were the Letters Concerning Toleration and Some Thought Concerning Education.
The Two Treatises of Government consists of two parts- the first is the refutation of filmer and
the second, the more important of the two, is an inquiry into the ‘true original, extent and end of civil
government’. The work was ostensibly written to justify the glorious revolution of 1688. According to
William Ebenstein, Locke’s two treatises of government is often dismissed as a mere apology for the
victorious Whigs in the revolution of 1688. The two treatises exposed and defended freedom,
consent and property as coordinal principles of legitimate political power. Locke saw political power
as a trust, with the general community specifying its purposes an aims.
Limited Government
In order to explain the origin of political power, Locke began with a description of the state of
nature which for him was one of perfect equality and freedom regulated by the laws of nature.
Locke’s description of state of nature was not as gloomy and pessimistic as Hobbe’s. The individual
in the Lockean state of nature was naturally free and become a political subject out of free choice.
For the three great lacks of the state of nature - the lack of a known law, of a known judge, of
a certain executive power – the three appropriate remedies would seem to be establishment of a
legislative, of a judicial, and of an executive authority. In civil society or the state, Locke notes the
existence of three powers, but they are not the above. There is first of all the legislative, which he
calls’ the supreme power of the commonwealth.’ The legislative power was supreme since it was
the representative of the people, having the power to make laws. Besides the legislative there was
an executive, usually one person, with the power to enforce the law. The executive which included
the judicial power, has to be always in session. It enjoyed prerogatives and was subordinate and
accountable to the legislature. The legislative and executive power had to be separate, thus pre-
empting Montesquieu’s theory separation of powers. The third power that Locke recognises is
what he calls the federative- the power that makes treaties, that which is concerned with the
country’s external relations. Locke realises the great importance of foreign policy, and knows that
its formulation, execution and control presents a very special kind of problem to constitutional
states.
Characteristics of Lockean state
The first and foremost feature of Lockean state is that it exists for the people who form it,
they do not exist for it. Repeatedly he insists that ‘the end of government is the good of the
community’. As C.L. Wayper has rightly pointed out the Lockean ‘ state is a machine which we
Locke does not build up a conception of legal sovereignty. He abolishes the legal
sovereignty in favour of popular sovereignty. He has no idea of absolute and indivisible sovereignty
as presented by Thomas Hobbes. Locke is for a government based on division of power and subject
to a number of limitations. His limited government cannot command any thing against public
interests. It cannot violate the innate natural rights of the individuals. It cannot govern arbitrarily
and tax the subjects without their consent . Its laws must conform to the laws of Nature and of god.
It is not the government which is sovereign but law which is rooted in common consent. Its laws
must conform to the laws of Nature and of God. It is not the government which is sovereign but law
which is rooted in common consent. A government which violates its limitations is not worthy of
obedience.
Most important in terms of limiting the power of government is the democratic principal itself. The
legislature is to be periodically elected by the people. It could be no other way, in fact, since
legitimate government must be based upon the consent of the governed according to Locke, and
direct election of representatives to the legislature makes consent a reality. And since elected
representatives depend of popular support for their tenure in office, they have every interest in
staying within legal bounds.
According to Locke, human beings are rational creatures, and “Reason tells us that Men,
being once born have a right to their preservation, and such other things as nature affords for their
subsistence”. Rational people must concede that every human being has a right to life, and
therefore to those things necessary to preserve life. This right to life, and those things necessary to
preserve it, Locke calls it property. The right to life, he argues, means that every man has property
in his own person. This nobody has any right to but himself “ Logically, the right to property in
person means that all human beings have a right to property in those goods and possessions
acquired through labour that are necessary to preserve their person.
Locke argues that the “Labour of his body, and the work of his Hands are properly his.
What so ever then he removes out of the state that nature hath provided, and left it in, he hath
mixed his labour with, and joined to it something that is his won and thereby makes it his
property”. Since human beings have property in their persons and hence a right to life, it follows
that they have property in those possessions that they have legitimately laboured to obtain. In
other words, property in both person and possessions, is a right that belongs to every human being
as human being. It is a right all people possess whether they be in a state of nature or in political
society. Locke thus says that the great and chief end of men’s uniting into commonwealth’s, and
cutting themselves under government is the preservation of their property”. Consequently,
Government has no other end but the preservation of people ‘Lives, liberties, and Estates” Liberty
is a property right for Locke because to have property in one’s person implies the right to think,
Western Political Thought
speak and act freely. Locke has argued that in the state of nature property is held in common until
people mix their labour with it at which point it becomes their private property. A person has right to
appropriate as much common property as desired so long as “there is enough and as good left in
common for others”
It was the social character of property that enabled Locke to defend a minimal state with
limited government and individual rights, and reject out right the hereditary principle of government.
Locke also wanted to emphasise that no government could deprive an individual of his material
possessions without the latter’s consent. It was the duty of the political power to protect
entitlements that individuals enjoyed by virtue of the fact that these had been given by God. In
short, Locke’s claim that the legitimate function of the government is the preservation of property
means not just that government must protect people’s lives and possessions, but that it must
ensure the right of unlimited accumulation of private property. Some scholars have argued that
Locke’s second treatise provides not only a theory of limited government but a justification for an
emerging capitalist system as well. Macpherson argued that Locke’s views on property made him a
bourgeois apologist, a defender of the privileges of the possessing classes. As Prof. William
Ebenstien has rightly pointed out, Lockean theory of property was later used in defence of
capitalism, but in the hands of pre-Marxian socialists it became a powerful weapon of attacking
capitalism.
Civil Society
According to Locke what drives men into society is that God put them “under strong
Obligations of necessity, convenience, and inclination”. And men being by nature all free, equal and
independent , no one can be put out of this estate ( State of nature) and subjected to political
power of another without his own consent. Therefore, the problem is to form civil society by
common consent of all men and transfers their right of punishing the violators of natural law to an
independent and impartial authority. For all practical purposes, after the formation of civil society this
common consent becomes the consent of the majority; all parties must submit to the determination
of the majority which carries the force of the community. So all men unanimously agree to
incorporate themselves in one body and conduct their affairs by the opinion of the majority after they
have set up a political or civil society, the next step is to appoint a government to declare and
execute the natural law. This Locke calls the supreme authority established by the commonwealth or
civil society.
The compulsion to constitute a civil society was to protect and preserve freedom and to
enlarge it. The state of nature was one of liberty and equality, but it was also one where peace
was not secure, being constant by upset by the “corruption and viciousness of degenerate men”. It
lacked three important wants: the want of an established settled, known law, the want of a known
and indifferent judge; and the want of an executive power to enforce just decisions.
J. J. ROUSSEAU (1712 – 1778)
Jean Jacques Rousseau was one of the greatest political philosopher that the French has
produced. In the entire history of political theory he was the most exciting and provocative. He was
a genius and a keen moralist who was ruthless in his criticism of 18th century French society. He
CRITIQUE OF CIVILISATION
Rousseau protested against intelligence, science and reason in so far as they destroyed
reverence faith and moral intuition, the factors on which society was based. His protest was a “revolt
against reason, for he regarded the thinking animal as a depraved, animal”. His conviction was
reflected by his unhappiness with Grotius, because his usual method of reasoning is constantly to
establish right by face.
Rousseau attacked civilisation and enlightenment in a prize winning essay written in 1749
on the question : Has the progress of science and arts contributed to corrupt or purify morality?
Rousseau argued that science was not saving but bring moral ruin upon us. Progress was an
illusion, what appeared to be advancement was in reality regression. The arts of civilised society
served only to ‘ cast garlands of followers over the chains men bore . The development of modern
civilisation had not made men either happier or more virtuous. In the modern sophisticated society
man was corrupted, the greater the sophistication the greater the corruption. Rousseau wrote thus :
“our minds have been corrupted in proportion as the arts and science have improved”.
In surveying history to support of his cult of natural simplicity, Rousseau is full of enthusiasm
in for Sparta, a “republic of demi- gods rather than of men”, famous for the happy and
ignorance of its inhabitants. By contrast, he denigrates Athens, the centre of vice, doomed to
perish because of its elegance, luxury, wealth, art and science. Rousseau sees a direct casual
In Rousseau’s social contract man does not surrender completely to a sovereign ruler, but
each man gives himself to all, and therefore gives himself to nobody in particular. Rousseau
shows in the social contract a much greater appreciation of civil society as compared with the state
of nature than he showed in his earlier writings. As a result of the contract, private person ceases
to exist for the contract produces a moral and collective Body, which receives from the same act its
unity, its common identity, its life and its will. This public person formed from the union of all
particular individuals is the state when it is passive,; the sovereign when it is active, a power when
compared with similar institutions.
ASSESSMENT
There was no denying the fact that Rousseau‘s political philosophy was one of the most
innovative striking and brilliant argued theories. His most important achievement was that he
understood the pivotal problem that faced individuals in society - how to reconcile individual
interests with those of the larger interests of the society. Rousseau is the first modern writer to
attempt, not always successfully to synthesise good government with self government in the key
concept of General will.
Rousseau’s influence has changed over the last three centuries. In the 18th century he was
seen as critique of the statusquo, challenging the concept of progress, the core of the
enlightenment belief structure. In the 19th century, he was seen as the apostle of the French
revolution and the founder of the romantic movement. In the 20th century he has been hailed as the
founder of democratic tradition, while at the same time assailed for being the philosophical
inspiration of totalitarianism.